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Tribology International 84 (2015) 100–109

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Tribology International
journal homepage: www.elsevier.com/locate/triboint

Effect of surface morphology of diamond-like carbon coating


on friction, wear behavior and tribo-chemical reactions
under engine-oil lubricated condition
Kentaro Komori a,n, Noritsugu Umehara b
a
Honda R&D Co., Ltd. Automobile R&D Center, 4630 Shimotakanezawa, Haga-machi, Haga-gun, Tochigi, 321–3393 Japan
b
Department of Mechanical Science and Engineering, Graduate School of Engineering, Nagoya University, Furo-cho, Chikusa-ku, Nagoya, Aichi,
464–8603 Japan

art ic l e i nf o a b s t r a c t

Article history: The tribological behaviors of diamond-like carbon (DLC) coatings sliding against steel lubricated with the
Received 14 May 2014 low viscosity engine-oil containing MoDTC and ZnDTP additives are investigated. The “pre-structured
Received in revised form DLC” coatings, which are deposited on the micro-shot peened rough surface substrates, show low
6 November 2014
friction coefficients and no significant wear, in comparison with the DLCs coated on the usual polished
Accepted 13 November 2014
substrates. The surface structuring can have positive effects on the lubricated contact regime to promote
Available online 28 November 2014
MoS2 formation energetically in the additive-derived tribofilm, and inhibit an increasing DLC wear
Keywords: attributed to MoO3 reduction involving hydrogen evolution and transformation of DLC. We discuss that
DLC coatings different tribo-chemical reactions occur, either positive or negative, depending on the surface
Surface morphology
morphology, hydrogen content and mechanical properties of DLC coatings.
Tribochemistry
& 2014 Elsevier Ltd. All rights reserved.
Lubricant additives

1. Introduction During continuous DLC/steel sliding contact, cohesive failure and


transferring of DLC wear particulates to the opposing surface can
In these years, development of materials and mechanical com- lead to DLC/DLC contact, resulting in a remarkable friction coeffi-
ponents for internal combustion engine has received increasing cient reduction [8]. Steady state low friction is related to the
demands for improving fuel economy and addressing environmen- transformation of diamond-like to graphite-like carbon under
tal issue, such as to be light-weight, compact and loss-reduction. thermal and strain effects from the repeated friction involving
Lubricant and surface treatment technology will play more impor- hydrogen evolution and sp3 structure destabilization [9].
tant roles, in terms of their direct and immediate effects for imp- Recent tribological investigations on DLC coatings are progres-
roving performance [1]. sing toward understanding the effect of lubricants and the inter-
Zinc dialkyldithiophosphate (ZDDP, ZnDTP) has been used for action between DLC coatings and additives, in particular with
many years in the lubricant industry, in particular, as a multi- antiwear agents and friction-modifier additives. DLC coatings do
functional agent for engine oils. Molybdenum dithiocarbamate not show any friction reduction under boundary lubrication
(MoDTC) is applied to automotive lubricants and greases as a conditions. It is attributed to the lack of formation of any transfer
friction-modifier to improve the fuel efficiency and the durability, film on the counterface material [10]. In motored valve train tests,
later. Today, they are widely spread to automotive lubrication lubricant-derived surface films are not present on the DLC-coated
blends [2–4]. In addition, recent automotive lubrication trends surface under boundary lubrication conditions. However, under
shift toward the application of low-viscosity oils to improve fuel mixed lubrication conditions, patchy additive-derived antiwear
efficiency [5,6]. films can be observed on DLC-coated buckets. The antiwear film
Another approach to respond to these demands is the applica- appears to be primarily composed of calcium phosphate, which is
tion of low friction and wear resistant coatings in terms of different from the composition observed on uncoated steel sur-
boundary lubrication in mechanical components. Diamond-like faces [11].
carbon (DLC) coatings are well-known for their outstanding sliding On the other hand, Mo-based friction-modifiers interact with DLC
performance as well as high hardness and wear resistance [7]. coating to form MoS2 and MoO3, while the tribofilms derived from
ZDDP are not found on the DLC coating surface. It is observed that
the higher the ratio of MoS2/MoO3, the lower the coefficient of
n
Corresponding author. Tel.: þ 81 28 677 3311; fax: þ 81 28 677 7386. friction [12]. It is also reported that hydrogenated DLC coatings can
E-mail address: Kentaro_Komori@n.t.rd.honda.co.jp (K. Komori). exhibit the low friction performance under lubricated condition in

http://dx.doi.org/10.1016/j.triboint.2014.11.010
0301-679X/& 2014 Elsevier Ltd. All rights reserved.
K. Komori, N. Umehara / Tribology International 84 (2015) 100–109 101

the presence of the MoDTC additive through the formation of MoS2 conditions varying in 0.03 and 0.05 MPa, respectively, to provide
during the tribo-chemical reaction in presence of ZnDTP [13]. the different initial surface roughness unlike polished surface. The
However, a hydrogen-free DLC coating presents insufficient lubrica- hydrogenated DLC coatings were deposited on the pre-structured
tion with MoDTC-containing oil. It suggests that appropriate additive substrates (pre-structured DLC) by means of plasma assisted
is necessary for lubricating DLC coating, and an ashless friction- chemical vapor deposition (PACVD) method using toluene-vapor
modifier was developed for effective lubrication [14]. Ultralow (C7H8) as a carbon source. The deposition condition was varied
friction coefficient is obtained by sliding hydrogen-free tetrahedral with the combination of the gas pressure (0.5–4.9 Pa), substrate
amorphous carbon (ta-C) against ta-C lubricated with poly-alpha- bias (400–500 V), plasma power (150–200 W) and coating time
olefin base-oil containing glycerol mono-oleate (GMO) additive [15]. (20–260 min).
It is reported that the wear of DLC coatings increase in the By way of comparison, the DLC coatings deposited on the
presence of MoDTC in the oil. The decomposition of MoDTC polished steel substrates were also prepared through the same or
produces MoO3, which interacts with the DLC coating, resulting near coating process as mentioned above. Additionally, to obtain
in increased wear [16]. The Mo-oxides destroy the DLC coating the samples with lower hydrogen content, a DLC coating sample
because of its sharp edge crystalline solid structure. After destroy- was deposited by means of another PACVD device with the higher
ing the DLC coating, the MoDTC react with metals and form MoS2 substrate bias (2000 V) and the lower gas pressure conditions
tribofilm, and decrease coefficient of friction of rubbing pairs [17]. using acetylene (C2H2) as a carbon source. Moreover, a hydrogen-
These works suggest that tribological contact mechanics and free DLC coating was also obtained by means of physical vapor
chemical reactions will play important roles. At the moment, it is deposition (PVD) method using arc ion plating (AIP) process.
reasonable to assume that the approach to surface structuring to Thickness of the DLC coatings was regulated to approximately
promote the further tribofilm formation of MoS2 would respond to 3–5 mm basically. But, in order to obtain rough surface morphol-
the both low friction and wear resistance requirements, even in ogies, the thick coatings of approximately 10–25 mm in thickness
the DLC with highly hydrogen content. It is useful to expand the were partly applied to DLCs coated on polished substrates. In
availability of DLC materials and the advantage to manufacturing, contrast, the DLCs deposited by an extra-high bias CVD and an arc-
because the hydrogenated DLC coatings with the 20–40 at.% PVD processes were rather thin coatings of 1.0 mm in thickness.
hydrogen content are usually obtained by the general deposition The different coatings were obtained in terms of hydrogen con-
process. However, the interaction between DLC coatings and tent, mechanical properties and microscopic surface morphology,
lubricant additives is complicated, because DLC is a non-ferrous by varying the deposition conditions. The coated surface did not
amorphous material. The DLC coating properties can be varied have any surface finishing treatment; the so-called as deposited.
widely and the tribological performance of DLC coatings with
lubricant additives developed for ferrous-based materials has been
not clear. Some of these give the contradiction which may result 2.2. Characterization of DLC coatings
from the different DLC coatings, particularly in related to tribofilm
formation. Therefore, it is essential to understand the effect of Table 1 shows the characteristics of DLC coating samples. The
surface morphology and DLC material properties on tribo- hydrogen content of the DLC coatings were characterized by
chemical reaction under lubrication condition to obtain improved hydrogen forward scattering spectrometry (HFS) and Rutherford
performance and advanced application. backscattering spectrometry (RBS) to determine the composition.
In this study, we investigate the tribological effects of surface The hardness and elastic modulus of the DLC coatings were
morphology of DLC coatings lubricated with the low viscosity measured using nano-indentation method. The pre-structured
engine-oil containing MoDTC and ZnDTP additives. The “pre- DLC coatings tend to show approximately 10% higher hardness
structured DLC” coatings, which are coated on the steel substrates than the DLCs coated on polished substrates in the comparison of
made rough surface by micro-shot peening treatment, are pre-
pared. XPS surface analyses are employed to gain an understand- Table 1
ing of the tribofilm formation derived from lubricant additives. Coating process and characteristics of the DLC coatings.

Different tribo-chemical reactions occur during lubricated DLC/


Shot Deposition Thickness H RMS Hardness E-
steel contact depending on the combination of surface morphol- press. condition cont. (Rq) Mod.
ogy and material properties of DLC coatings. We discuss that the [MPa] (Gas pressure / [mm] [at.%] [nm] [GPa] [GPa]
effectiveness of pre-structuring for DLC surfaces in friction and Bias)
wear behavior is shown to depend on the tribo-chemical reactions
Pre-structured DLC: CVD-DLC(hydrogenated) coated on pre-structured substrates
and the tribofilm compositions, compared with the DLC coated on A 0.05 0.5 Pa/high 4.4 26 235 29.9 258
polished substrates. B 0.05 2.3 Pa/high 2.2 32 219 19.9 160
C 0.05 2.3 Pa/low 2.8 36 241 15.4 117
D 0.03 3.3 Pa/low 4.6 37 153 15.8 118
E 0.05 3.3 Pa/low 4.6 37 196 15.8 118
2. Experimental
F 0.05 4.9 Pa/low 3.6 43 193 9.1 65

2.1. DLC coatings CVD-DLC(hydrogenated) coated on polished substrates


a – extra high-bias 1.0 18 20 25.9 253
b – equiv. A 2.6 26 5 27.3 225
The pre-structuring treatment on the polished steel substrates
c – middle of A & B 2.7 29 7 22.1 181
(JIS G 4805/SUJ 2) was applied by the micro-shot peening before d – equiv. B 25 32 15 16.7 137
coating. The shot process was conducted using an air injection e – near B 3.2 33 8 18.1 143
type gun. During this process, the working distance kept 180 mm, f – middle of B & C 18 34 11 12.6 94
and the required peening coverage was over 200%. The shots g – near C 5.0 35 5 14.9 115
h – equiv. C 11 36 11 15.0 116
material was sintered WC/Co (grade 88/12; TRIBO Hartstoff GmbH)
i – equiv. D, E 25 37 20 11.7 87
made by means of a spray granulation method. Shape of shots was j – equiv. F 2.8 43 5 7.7 54
near spherical grits. The grain size range was 45–90 mm and the
PVD-DLC(hydrogen-free) coated on polished substrates
50% cumulative value was 66.2 mm in diameter. The two types of x – AIP 1.0 0.5 28 61 582
substrates were prepared with the different shot peening pressure
102 K. Komori, N. Umehara / Tribology International 84 (2015) 100–109

height [nm]
10μm 5μm 5μm 5μm

height [nm]
10μm 10μm 10μm 10μm

Fig. 1. AFM images of micro-surface morphology for the representative DLC samples. DLCs coated on polished substrates as (a) uncoated polished steel substrate; (b) sample-
d; (c) sample-i; (d) sample-j. Pre-structured DLC samples as (e) uncoated pre-structured substrate by 0.05 MPa shot; (f) sample-B; (g) sample-E; (h) sample-F. The pairs of
(b)-(f), (c)-(g) and (d)-(h) are “on polished substrate” and “pre-structured” DLC surfaces deposited by the same conditions, respectively.

the samples deposited by the same process (in Table 1). It seems to reaction and tribofilm formation, we intentionally performed the
be attributed to the different surface asperities. The microscopic tests at the lower temperature.
surface morphology and root mean squared surface roughness After the tribological tests, the worn surfaces of the steel balls
(Rq) of the DLC coatings were estimated by means of atomic force were observed using optical microscopy to estimate the size of
microscopy (AFM). Fig. 1 shows the AFM images of the represen- wear scars. The wear amount of the DLC-coated disks was
tative DLC coating surfaces. The DLCs coated on polished sub- estimated from the width and depth of the wear tracks measured
strates displayed the surface morphology covered with the small using the contact probe profilometer as indexes, respectively.
mound structures. The size and shape of mound structures seemed
to depend on DLC growth process and material. On the other hand, 2.4. XPS analyses
the pre-structured DLC coatings displayed the unique combined
asperity geometry as the mound structures grown on the rough The worn surfaces of the both disks and balls were analyzed by
undulating surfaces. X-ray photoelectron spectroscopy (XPS). The both disks and balls
were degreased by the organic solvents to eliminate the contami-
2.3. Tribological tests nants and residual lubricant, prior to XPS analysis. Then, XPS was
performed with monochromatized Al Ka X-ray source using
The tribological behaviors of DLC-coated disks sliding against Quantera SXM (ULVAC-PHI, Inc.). The X-ray spot size was set at
steel balls (JIS G 4805/SUJ 2) were examined under lubrication 50 mm in diameter.
condition with the full-formulated low viscosity engine-oil Additional attention was paid to the peak fitting of S2p and
(SAE 0W-20) containing MoDTC and ZnDTP additives. Kinematic Mo3d photopeaks. The photopeak decomposition data were
viscosities of the engine-oil were 35.0 mm2/s at 40 1C and obtained after the treatment of the XPS spectra. The S2p lines
8.29 mm2/s at 100 1C. Viscosity index was 225. Concentration of were fitted with the doublet pairs of S2p3/2 and S2p1/2 peaks. The
the elements corresponding to the additives was 700 ppm of S2p3/2 peak to assign as sulfide (S2  ) showed the contribution at
molybdenum (Mo), 900 ppm of zinc (Zn), 1900 ppm of calcium about 162 eV in binding energy. The other contributions were also
(Ca), 800 ppm of phosphorous (P) and 0.24% of sulfur (S), respec- shown in the S2p photopeaks. The S2p3/2 peak for C-S chemical
tively. The diameter of the steel ball was 6 mm. The size of the bond showed the contribution at about 164.5 eV, and the S2p3/2
DLC-coated disk was 20 mm in diameter and 3.0 mm in thickness, peak for sulfate, sulfonate and sulfone (SO24  , –SO2O  and –SO2–)
respectively. The ball was pressed against the rotating disk at a showed the contribution at about 168–169 eV in biding energy.
position that was 10 mm in diameter from the center of the disk, The Mo3d lines were fitted with the doublet pairs of Mo3d5/2 and
under lubricated condition. The ball-on-disk tests (Tribometer- Mo3d3/2 peaks. Mo3d5/2 peak contributions attributed to Mo4 þ
CSEM, CSM Instruments) were performed at 40 1C at a sliding (229 eV), Mo5 þ (231 eV), Mo6 þ (232 eV) and Mo(0) (228 eV). We
speed of 100 mm/s under a load of 5 N (initial contact pressure note that the treatment of Mo3d photopeak decomposition took
1.1 GPa) for 50 min. account of S2s peaks (at about 226 and 232 eV), because the S2s
Many works reported that MoDTC and ZnDDP additives acted peaks overlapped with the Mo3d peaks.
on steel surface to form tribofilm at the higher temperature more
than 80 1C. This is well-known and has been utilized to the actual
engine systems. It was also reported that MoDTC decomposes, 3. Results and discussion
even in low-lubricant bulk temperature tests (30 1C), formed the
same species as in high-lubricant bulk temperature tests (100 and 3.1. Friction and wear behavior
150 1C), but the tribofilms gave different tribological performance
[18]. In this study, in order to investigate how the difference in DLC Fig. 2 shows that the friction behaviors with the engine-oil
material and surface morphology influenced essentially the ther- containing MoDTC and ZnDTP additives vary depending on the
mal and strain effects by sliding contact to generate chemical pre-structured DLC samples. In contrast, the friction behaviors
K. Komori, N. Umehara / Tribology International 84 (2015) 100–109 103

with the base-oil containing neither antiwear nor friction-modifier wear scars on the counter steel balls after the tribotests. The
additives exhibit the higher coefficient of friction around 0.11 sample-A exhibits a much higher wear on the steel counterface
steadily, regardless of the different DLC coatings. During tribolo- than the others. It seems that the larger roughness and the higher
gical tests with the engine-oil containing MoDTC and ZnDTP hardness of the sample-A can cause the excessive wear of the
additives, the coefficient of friction vary within the range of opposing steel surface.
approximately 0.04–0.10. The sample-B, C, and E run into the Fig. 4 shows the friction coefficients of the pre-structured
low friction states. In particular, the sample-E reaches the low DLC coatings in the last state of the tribological tests with the
friction coefficients, 0.04, earlier than the other samples.
On the other hand, the friction level of sample-D and sample-F
stays higher after the running-in. Then, the coefficients of friction
0.10
gradually increase, reaching into the 0.07–0.08 range eventually.
0.09

Coefficient of friction
The sample-A exhibits the highest friction during running-in
period. The coefficient of friction is gradually reduced to around 0.08
0.06, but not reaching the lower friction level. Fig. 3 shows the 0.07
0.06
0.14 0.05
Running-in 0.04
with base-oil
period
0.12 0.03
0.02
0.1 A B C D E F
Coefficient of friction

A
D
0.08 0.15
F 0.09

Coefficient of friction
0.06
B 0.08
C 0.07
0.04
E 0.06
0.02 0.05
with engine-oil (MoDTC+ZnDTP) 0.04
0 0.03
0 0.1 0.2 0.3 0.02
Sliding distance/ km a b c d e f g h i j x

Fig. 2. Friction behaviour of the pre-structured DLC coatings against steel lubri- Fig. 4. Coefficient of friction on the average over the last state of the tribotest
cated with the engine-oil containing MoDTC and ZnDTP, in comparison with the lubricated with the engine-oil containing MoDTC and ZnDTP additives for (a) pre-
base-oil lubrication. structured DLC coatings and (b) DLCs coated on polished substrates.

200μm

Fig. 3. Optical micrograph of wear scars on the counter steel balls after the tribotests against pre-structured DLC samples-A – F with the engine-oil. B’, E’ and F’ indicate the
sample-B, E and F tested with the base-oil, respectively.
104 K. Komori, N. Umehara / Tribology International 84 (2015) 100–109

wear track

200μm

Fig. 5. Optical micrograph of wear tracks of the pre-structured DLC samples-A – F after the tribotests.

8000 additive-derived chemical elements are observed particularly on the


* undetectable steel balls. First of all, it is noticed that Zn and P elements derived
Wear amount / nm 2

1000
from ZnDTP additive are detected on the steel ball surfaces. ZnDTP is
800 well-known as an antiwear additive and probably the most widely
used in formulated engine-oils. It also acts as an antioxidant and
600
corrosion inhibitor. It has been also reported that ZnDTP degradation
400 products form poly-phosphate tribofilm to prevent metal-to-metal
contact between parts [19,20]. Fig. 3 shows that the wear scars of
200
steel balls after tribotests with the engine-oil are smaller than those
0 * * with the base-oil, regardless of hydrogen content and hardness of the
a b c d e f g h i j x counter DLC coatings. It seems that ZnDTP can act on the steel ball
Fig. 6. Wear amount of DLC coated on polished substrates after the tribotests
surfaces and form the antiwear tribofilm efficiently.
lubricated with the engine-oil containing MoDTC and ZnDTP additives. The sulfur and molybdenum elements derived from MoDTC
and ZnDTP are also detected on the steel ball surfaces. The
engine-oil, in comparison with the DLCs coated on polished quantitative variation of the sulfur with the different DLC samples
substrates. The friction coefficients shown in Fig. 4 are the average corresponds to that of molybdenum, as shown in Table 2. The S2p
values over the last 30 s of the each test. The friction coefficients of photopeaks on the steel balls mainly show the contribution of
the pre-structured DLCs are generally reduced in comparison with sulfide. But, the sulfate, sulfonate and sulfone are also detected in
the equivalent DLC materials coated on polished substrates, except the S2p photopeaks on the sample-C, sample-D and sample-j in
the sample-D. For the DLCs coated on polished substrates, the low proportion.
“sample-a” also exhibits lower friction level. This coating has both The results of Mo3d photopeaks decomposition give the Mo4 þ ,
higher hardness and larger roughness in the hydrogenated DLCs Mo5 þ , Mo6 þ and Mo(0) species in elemental composition respec-
coated on polished substrates. We note that the tribotest of the tively, as shown in Table 2. Mo4 þ indicates the presence of MoS2 or
“sample-e” is stopped very earlier at about 0.03 km (5 min). The MoO2. In this study, Mo4 þ seems to show mainly sulfide, because the
friction behavior is deviated after early running-in period and the quantitative variation of Mo4 þ depending on the each sample
coefficient of friction reaches about 0.15 at the maximum value. corresponds to that of S2 from S2p photopeak analysis. Mo6 þ
In addition, Fig. 5 shows that no significant wear is observed on the indicates the presence of the MoO3, and Mo5 þ is present in original
surfaces of the pre-structured DLC coatings regardless of the different MoDTC molecule or in oxysulfide (MoSxOy). Mo(0) suggests the
DLC materials. The wear of the pre-structured DLC coatings is clearly presence of metallic-Mo or Mo-carbide (mainly Mo2C) effectively,
improved to undetectable extent, while the equivalent DLC materials although weak peaks. The MoS2 come from degradation of MoDTC
coated on polished substrates are worn more deeply as shown in Fig. 6. by the tribo-chemical reaction during contact. MoDTC decomposes
In particular, the sample-e is worn out remarkably and the deep wear into the core unit of MoDTC molecule and the chain ends through the
track seems to reach the steel substrate partially. On the other hand, electron transfer on the Mo-S chemical bonding in MoDTC molecule
the DLCs coated on polished substrates, which have the larger surface [4,13]. The core unit of MoDTC molecule forms the oxysulfide,
roughness, tend to exhibit relatively low wear (sample-a, d, f, i, and x whereas the chain ends recombine to form thiuram disulfide
in Fig. 6). In particular, the wear of the hydrogenated DLC with the including C-S chemical bonding. The oxysulfide decomposes into
lowest hydrogen (sample-a) and the hydrogen-free DLC (sample-x) is MoS2 and MoO2. These can be oxidized into MoO3 in the presence of
undetectable level. O2 [13]. Moreover, Mo-oxides can be reduced into metallic-Mo and
These results suggest that different tribo-chemical reactions occur Mo-carbide in the presence of hydrogen and carbon.
during the DLC/steel contact with lubricant additives, depending on It is reported that ZnDTP additive increases the tribo-chemical
the surface roughness, hydrogen content and mechanical properties of formation of MoS2 on the steel surfaces in presence of MoDTC and
DLC coatings. ZnDTP binary lubricant mixture [2–4,13,18–22]. It is important
that ZnDTP principally have the role to provide the sulfur atoms to
3.2. XPS analyses promote the sulfuration of the oxysulphide. The effect of ZnDTP
concentration has been also investigated [13,19]. The sufficient
The XPS results on the steel balls and the DLC disks are concentration of ZnDTP can lead to form a lot of MoS2 units and
shown in Tables 2 and 3, respectively. Table 2 shows that the diffuse in the phosphate matrix. These units can form a grown
K. Komori, N. Umehara / Tribology International 84 (2015) 100–109 105

Table 2
Elemental composition and photopeak decomposition results from XPS analyses on the steel ball surfaces after tribotests.

ball Detected elements /at.% S2p, Mo3d/ % Ratio

C O P S Ca Fe Zn Mo SO24  , –SO3 ,  SO2  CS S2  Mo4 þ Mo5 þ Mo6 þ Mo(0) S2  /Mo4 þ Mo4 þ /Mo6 þ

Pre-structured DLC
A 48 26 2.6 9.7 1.9 3.3 1.3 7.0 0 0 100 69 15 16 0 2.01 4.31
B 56 23 0.5 8.9 0.8 3.8 0.8 6.5 0 0 100 75 8 12 5 1.83 6.25
C 46 27 1.1 12 1.0 4.2 1.2 8.1 2 0 98 75 9 15 9 1.87 5.00
D 90 8.3 0.1 0.2 0.5 0 0.2 0.1 18 0 82 64 15 22 0 2.56 2.91
E 52 23 1.8 9.5 2.2 2.8 1.0 7.7 0 0 100 71 11 13 6 1.74 5.46
F 54 25 2.8 7.2 2.9 1.9 2.1 4.6 0 0 100 72 7 17 5 2.17 4.24

DLC coated on polished substrates


a 45 26 2.8 11 2.0 1.4 2.8 8.5 0 0 100 79 9 13 0 1.56 6.08
b 35 39 4.1 4.7 5.9 4.3 3.7 2.1 0 0 100 64 14 15 7 3.50 4.27
c 36 38 2.3 3.8 2.7 12 2.4 2.1 0 0 100 62 14 14 10 2.92 4.43
d 36 31 3.5 10 2.4 5.5 2.5 7.8 0 0 100 61 9 12 17 2.14 5.08
a
e 41 40 1.0 15 0.5 0.4 0.3 1.6 0 0 100 33 11 35 20 16.2 0.94
f 30 41 4.5 5.4 5.4 6.7 3.9 3.2 0 0 100 71 2 19 9 2.38 3.74
g 33 41 3.2 4.3 5.4 7.4 3.2 2.5 0 0 100 56 14 17 13 3.07 3.29
h 32 39 3.3 5.3 5.2 5.6 3.7 5.0 0 0 100 58 4 21 17 1.83 2.76
i 36 36 3.4 6.8 5.4 4.4 1.9 5.2 0 0 100 62 14 15 10 2.11 4.13
j 33 41 2.6 5.0 8.0 3.1 2.9 2.3 9 0 91 50 10 31 8 3.96 1.61
x 34 37 4.9 6.5 2.5 4.7 4.3 3.3 0 0 100 67 15 18 0 2.94 3.72

a
worn out at early running-in period.

Table 3
Elemental composition and photopeak decomposition results from XPS analyses on the DLC disk surfaces after tribotests.

disk Detected elements /at.% S2p, Mo3d/% Ratiob

C O P S Ca Fe Zn Mo SO24  ,  SO3 ,  SO2- CS S2  Mo4 þ Mo5 þ Mo6 þ Mo(0) S2  /Mo4 þ Mo4 þ /Mo6 þ

Pre-structured DLC
A 86 11 0.1 0.2 0.8 0.8 0.2 o0.1 44 0 56 27 22 51 0 4.2 0.53
B 87 11 0.1 0.1 0.8 0 0.1 o0.1 46 0 54 17 14 69 0 3.2 0.25
C 87 11 0.1 0.2 0.9 0 0.1 o0.1 46 0 54 13 14 74 0 8.3 0.18
D 85 12 0.1 0.2 1.0 0 0.1 0.1 27 0 73 23 15 61 0 6.4 0.38
E 90 8.0 0 0 0.6 0 0.1 o0.1 0 0 0 0 53 47 0 – –
F 84 13 0 0.2 1.5 0 0.1 0.1 60 0 40 18 22 60 0 4.4 0.30

DLC coated on polished substrates


a 80 14 1.0 0.4 1.9 0 0.5 0.3 13 0 87 40 28 32 0 2.9 1.3
b 86 11 0.4 0.6 1.1 0 0.4 0.1 24 0 76 62 11 27 0 7.4 2.3
c 84 12 0.2 0.5 1.9 0 0.2 0.1 33 0 67 34 37 28 0 9.9 1.2
d 81 15 0.3 0.5 1.9 0 0.4 0.2 24 13 62 43 16 39 3 3.6 1.1
ea 53 28 0 0 1.9 8.7 0 0 – – – – – – – – –
f 85 12 0.1 0.3 1.5 0 0.2 o0.1 13 0 87 35 42 24 0 7.5 1.5
g 84 12 0.1 0.3 2.1 0 0.1 o0.1 26 0 74 57 35 8.0 0 3.9 7.1
h 81 15 0.1 0.2 2.8 0 0.1 0.1 29 0 71 47 26 27 0 3.0 1.7
i 82 15 0.1 0.3 2.0 0 0.2 0.1 20 0 80 14 37 49 0 17 0.29
j 84 13 0.2 0.6 0.6 0 0.2 0.1 30 0 70 62 16 22 0 6.8 2.8
x 86 8.7 0.4 0.5 1.9 0.3 0 0.1 33 22 45 20 33 47 0 11 0.43

a
worn out at early running-in period.
b
calculated by Mo: 0.1 at.% in case of Mo o 0.1.

lamellar sheet progressively and reduce the friction efficiently. The On the other hand, the peaks obtained on the DLC disks are
low concentration of ZnDTP reduces the sulfuration, and the typically very weak, but it appears to be present effectively also on
presence of Mo-oxide is predominant. In this latter case, the the DLC surfaces, as shown in Table 3. Most of the lubricant
MoS2 sheets form isolated bundles in a carbon and oxygen rich additives for current engine system are designed to interact with
matrix. Then, these do not reduce the friction [13]. ferrous-based materials. Many researchers have reported the inter-
From the study of Mo3d photopeaks, the proportion of Mo4 þ on action between DLC coatings and lubricant additives [23]. The
the steel balls varies with the DLC samples, but typically more than results are contradictory on whether some additive-derived tribo-
that of Mo5 þ and Mo6 þ . This Mo3d photopeak clearly indicates the film formed or not. In this study, Table 3 shows that Zn and/or P
strong presence of Mo-sulfide in comparison with Mo-oxide. More- elements derived from ZnDTP additive are detected also on the DLC
over, the proportion of Mo4 þ on the pre-structured DLC surfaces is surfaces in low proportion, typically a few atomic percent. No iron is
stably more than that on the DLCs coated on polished substrates. detected on the DLC surfaces, except the sample-A, sample-e and
These results suggest that the surface roughness, hydrogen content sample-x. The iron on the sample-A and sample-x seems to be
and mechanical properties of DLC coating affect the sulfuration on transferred from the steel balls. The sample-e is the “worn-out”
the steel balls to vary the composition of tribofilm derived from sample as above mentioned. It appears that the ZnDTP-derived
ZnDTP and MoDTC additives. tribofilm typically can be form even on the non-ferrous DLC
106 K. Komori, N. Umehara / Tribology International 84 (2015) 100–109

surfaces. However, no phosphorus is found on the DLC surfaces of transferred carbon from the DLC surfaces. Although the additive-
the sample-E and sample-F. It suggests that some of discrepancies derived elements on the steel ball of the “worn-out” sample-e are
in the tribofilm formation on the DLC surfaces may result from also tiny, this is due to the different reason from the sample-D. It
different DLCs being studied, and it can be varied depending on the can be noticed that the additive-derived composition on the steel
combination of DLC materials and micro-surface roughness of DLCs. ball of the sample-D is similar to that on the DLC surface, as shown
Calcium is typically detected on the DLC surfaces. Calcium in Table 3. Therefore, it suggests that transferring of DLC-derived
seems to be derived from Ca-sulfonate as a detergent-dispersant carbon to the opposing steel surface during DLC/steel sliding
additive in the engine-oil. Calcium is detected also on the steel contact can lead to DLC/DLC contact.
balls. It should be noted that the proportion of calcium on the DLC The results suggest that the different combinations of the
surfaces is comparable to that on the steel surfaces, unlike the micro-surface roughness and material of DLC coatings affect the
other additive-derived elements. The quantitative variation of composition and formation of tribofilm, resulting the different
calcium on the DLC surfaces tends to correspond to that of the friction and wear behavior. The tribofilm derived from MoDTC and
oxygen. ZnDTP additives is formed predominantly on the counter steel
The S2p photopeaks on the DLC surfaces typically show the surface involving carbon transferring. We discuss how the effec-
contribution of sulfate, sulfonate and sulfone in addition to the tiveness of the DLC coating properties on friction and wear
sulfide, unlike that on the steel ball surfaces. It is difficult to behavior is shown to depend on the tribo-chemical reactions
correctly assign to these chemical components, but the sulfonate and the tribofilm compositions particularly on the steel balls, in
might correspond to the Ca-sulfonate. The contribution of the C-S the following.
chemical bonding is observed only on the sample-d and sample-x.
This is never observed on the steel ball surfaces, might correspond 3.3. Relation between S2  /Mo4 þ ratio and surface roughness of DLC
to the thiuram disulfide. From the study of Mo3d photopeaks, the
proportion of Mo4 þ on the DLC surfaces is typically less than that Fig. 7 shows that the S2  /Mo4 þ ratio on the steel balls
on the steel balls. In contrast, the proportion of Mo5 þ and Mo6 þ continuously decreases with increasing the surface roughness of
on the DLC surfaces is much more than that on the steel balls. the DLC, eventually reaching 2.0. The quantitative ratio S2  /Mo4 þ
These results generally indicate the additive-derived tribofilm of about 2.0 corroborates the presence of molybdenum sulfide
can be formed on the DLC surfaces, however, the sulfuration is (MoS2) [24]. However, the hydrogen-free DLC (sample-x) presents
reduced on the DLC surfaces and the incomplete decomposition of the higher S2  /Mo4 þ ratio regardless of its larger surface rough-
the MoDTC molecule is increased in comparison with the tribofilm ness, and it appears to deviate from the tendency of the hydro-
on the steel balls. In the comparison of the DLC surfaces deposited genated DLC samples. We note that the “worn-out” sample-e
by the same process, the sulfur and molybdenum elements exhibits a remarkable high S2  /Mo4 þ ratio of about 16, so that it
detected on the pre-structured DLC surfaces are typically less than is not shown in Fig. 7.
those detected on the DLCs coated on polished substrates. The On the other hand, the S2  /Mo4 þ ratio of the pre-structured
Mo4 þ proportion also shows a similar tendency. It is interesting to DLCs generally indicates the value closer to 2.0, in comparison
notice that this tendency is converse to that on the steel balls. with the DLCs coated on polished substrates. It is reasonable to
From the viewpoint of the relation to friction behavior, the DLC assume that the pre-structured surfaces of DLC coatings can
samples which exhibit the lower friction results (sample-B, C, E, promote the tribo-chemical reactions leading to MoS2 formation.
and a) typically show a lot of additive-derived elements on the
steel ball surfaces (in Tables 2 and 3). It is also noticed that these 3.4. Relation between coefficient of friction and tribofilm
samples show approximately 50 at.% carbon on the counter steel composition
balls. It is interesting that these DLCs, particularly the pre-
structured DLCs, can form the additive-derived tribofilm efficiently Fig. 8 shows the relation between the coefficient of friction and
with the relatively higher proportion of carbon on the steel balls. the S2  /Mo4 þ ratio on the steel balls. The coefficient of friction
On the other hand, for the sample-D which exhibits the higher tends to be generally reduced with the decreasing S2  /Mo4 þ ratio
friction result, the additive-derived elements on the steel ball are into 2.0. However, the pre-structured sample-D and sample-F, as
particularly tiny, but 90 at.% carbon that is much more proportion well as the DLCs coated on polished substrates plotted around
than the other samples is observed as shown in Table 2. The them, stays at the higher friction, although the S2  /Mo4 þ ratio for
carbon on the counter steel seems to be primarily composed of
0.1
7.0
Pre-structured DLC 0.09
CVD-, ▲PVD-DLC on polished substrates D j
6.0 0.08 h i f c
b
Coefficient of friction

0.07 F g
5.0 d x
0.06 A
S2-/Mo4+ ratio

j
4.0 0.05
b E
c x 0.04 a C
3.0 g D
f B
d i F 0.03
B
2.0
A 0.02
h E C
a Pre-structured DLC
1.0 0.01
CVD-, PVD-DLC on polished substrates
0
0 0.0 2.0 4.0 6.0
1 10 100 1000 S2-/Mo4+ratio
RMS roughness/ nm
Fig. 8. Relation between the coefficient of friction and the S2  /Mo4 þ ratio on the
2 4þ
Fig. 7. Variation of the S /Mo ratio with the surface roughness of DLC coatings. worn steel ball surfaces.
K. Komori, N. Umehara / Tribology International 84 (2015) 100–109 107

these samples is relatively close to 2.0. The sample-D is equivalent 7.0


to the sample-E in hydrogen content and mechanical properties of enhanced B
a
DLC material, but the S2  /Mo4 þ ratio of the sample-D indicates 6.0
E
the higher value than that of the sample-E. It seems that the high
MoS 2 d C
friction coefficient of the sample-D is attributed to the lack of 5.0
formation c

Mo4+/Mo6+ ratio
sufficient sulfuration on the steel counterface, because the exces- A i F
sive transferred carbon might lead to DLC/transferred DLC contact. 4.0 x b f
lack
The sample-D has the smallest roughness in the pre-structured g
DLC samples. It comes from the shot-peened substrate treated by 3.0 D
the lower shot pressure. The uniqueness of pre-structured DLC is h
the combined surface structure which consists of the large 2.0
j
undulation from rough substrate and the mound by DLC growth.
Pre-structured DLC e
If the undulation is small, it might lead to contact uniformly with 1.0
CVD-, PVD-DLC (worn out)
the large area. It might cause the excessive carbon transferring. For on polished substrates
the sample-F, the XPS result on the steel balls shows that the 0.0
detected quantity of S and Mo is smaller than the other samples 0 10 20 30 40 50
regardless of the S2  /Mo4 þ ratio close to 2.0, as shown in Table 2. Hydrogen content of DLC/ at.%
Then, to add another viewpoint, the XPS analysis of the Mo4 þ / Fig. 10. Variation of the Mo4 þ /Mo6 þ ratio with hydrogen content of the DLC
Mo6 þ ratio which suggests the quantitative ratio of MoS2 against coatings.
MoO3 is applied. Fig. 9 shows that the Mo4 þ /Mo6 þ ratio indicates
a good correlation with the coefficient of friction that is reduced
with increasing the ratio of Mo4 þ /Mo6 þ . These results suggest hydrogen content. The pre-structured DLC sample-B, C, and E
that not only the S2  /Mo4 þ ratio as chemical states but also the show the higher Mo4 þ /Mo6 þ ratio and exhibit the lower coeffi-
Mo4 þ /Mo6 þ ratio as quantitative factor of molybdenum sulfide in cient of friction, approximately 0.04. On the other hand, the Mo4 þ /
tribofilm composition is very important in the relation with the Mo6 þ ratio of the DLC sample-F which has rich-hydrogen and low
friction behavior. hardness indicates the lower value than that of the sample-E,
It should be noted that the S2  /Mo4 þ ratio on the DLC surfaces while the sample-E and the sample-F are similar in surface
of the DLCs coated on polished substrates shows the similar roughness. These results show that the quantitative ratio MoS2/
relationship with the coefficient of friction as that on the steel MoO3 of the DLC coatings, which have larger roughness and/or
balls. However, these absolute values are not comparable as shown higher hardness, tends to increase generally. It appears that
in Table 2. No significant relation is found clearly from the S2  / molybdenum sulfide formation is more favorable to the tribologi-
Mo4 þ ratio on the DLC surfaces of the pre-structured DLCs. The cal contact energetically than the molybdenum oxide.
Mo4 þ /Mo6 þ ratio on the pre-structured DLC surfaces are typically It seems that the pre-structured surface of DLC coatings can
quite smaller than that on the DLCs coated on polished substrates. promote MoS2 formation effectively to increase the Mo4 þ /Mo6 þ
Additionally, the Mo4 þ /Mo6 þ ratio on the DLC surfaces, regardless ratio. The correlation between the Mo4 þ /Mo6 þ ratio and hydrogen
of the difference in substrates, shows the small dependency on the content of DLCs shifts into a “new trend line” for the pre-
different DLC samples. It is difficult to find the remarkable relation structured DLC coatings from that for the DLCs coated on polished
with the coefficient of friction (in Table 3). substrates, as shown in Fig. 10.
However, the result shows that the Mo4 þ /Mo6 þ ratio of the
sample-A indicates the lower value than that of the sample-B, C,
3.5. Mo4 þ /Mo6 þ ratio and Hydrogen content of DLC and E, although the sample-A which has the high hardness and the
large roughness is expected to promote the MoS2 formation
Fig. 10 shows that the Mo4 þ /Mo6 þ ratio from XPS analyses on leading to low friction. According to the results of the friction
steel balls is decreased with increasing hydrogen content of DLC behavior and the excessive wear on the steel counterface of the
coating. The pre-structured DLCs show the higher Mo4 þ /Mo6 þ sample-A, it is reasonable to assume that the aggressive properties
ratio than the DLCs coated on polished substrates with the similar of this DLC coating prevent the stable MoS2 formation on the steel
counterface. We notice that the 0.8 at.% of iron is detected on the
0.1 surface of the DLC coatings in evidence from the XPS results (in
0.09 Table 3). Therefore, it suggests that this sample-A can form the
D tribofilm on the steel ball, but pare off the tribofilm immediately.
0.08 j f ib c
These repeat might show the slow friction reduction as shown by
h
Fig. 2. Similarly, the sample-D shows the lower value in the Mo4 þ /
Coefficient of friction

0.07 F
g x d Mo6 þ ratio. But, it seems to come from the excessive carbon
0.06
A transferring on the steel ball as mentioned above.
0.05 Although the different reason, the both of these sample-A and
E a
0.04 sample-D preventing the stable tribofilm formation stays around
C B the trend line of the DLCs coated on polished substrates. Also, for
0.03 the DLCs coated on polished substrates, a hydrogen-free DLC
0.02 coating (sample-x) appears to affect similarly as the former
Pre-structured DLC
sample-A, because of the remarkable high hardness and the larger
0.01
CVD-, PVD-DLC on polished substrates roughness come from the sp3-rich carbon bond structure and the
0 PVD process. The sample-e, which worn remarkably, does not
0.0 2.0 4.0 6.0 8.0
show the stable MoS2 formation, too. Conversely, the sample-d
Mo4+/Mo6+ ratio and the sample-i, which have the larger surface roughness, are
Fig. 9. Relation between the coefficient of friction and the Mo4 þ /Mo6 þ ratio on the plotted rather close to the trend line of the pre-structured DLC
worn steel ball surfaces. samples.
108 K. Komori, N. Umehara / Tribology International 84 (2015) 100–109

25 On the other hand, the proportion of Mo(0) is decreased with the


Pre-structured DLC more than 37 at.% range of hydrogen content. It seems that the DLC
CVD-, PVD-DLC on polished substrates
coatings with highly hydrogen content cannot give the sufficient
20 e (worn out)
energy to generate chemical reaction, because of their low hardness
and elastic modulus. In particular, the wear of the DLC with more than
Proportion of Mo(0)/ %

h
d 40 at.% hydrogen content occurs mainly due to its low hardness. The
15 chemical reaction at the nearly 37 at.% hydrogen content appears to be
g
critical in terms of which the chemical properties or the mechanical
c i properties strongly concern, depending on the DLC material and
10 f surface roughness. Actually, the hydrogenated DLCs coated on polished
j
b substrates exhibit the highly wear within the 25–40 at.% range of
E
B hydrogen content, in the engine-oil containing MoDTC and ZnDTP
5
F additives. The DLC coatings which have smaller roughness (sample-b,
C c, e, and g) show remarkable wear (in Fig. 6). Moreover, it is reported
x a A D that such significant wear has not been observed in the case of
0
0 10 20 30 40 50 lubricating with the base-oil not containing any friction-modifier
additives and antiwear agents [26].
Hydrogen content of DLC/ at.%
In contrast, the Mo(0) proportion of the pre-structured DLCs
Fig. 11. Variation of the Mo(0) proportion with hydrogen content of the DLC exhibits generally lower value than that of the DLCs coated on polished
coatings.
substrates, as shown by Fig. 11. As reported in this study, the wear
behaviors of the pre-structured DLCs are clearly improved to unde-
We note that a “trend line”, strictly speaking, should be defined tectable extent, even for the sample-E and sample-F with highly
with a uniform contact regime and a surface asperity quantified by hydrogen content. It appears that the surface structuring can have
contact model, but the tendency is clearly visible in this case by positive effects on the tribological behavior of DLC coating in terms of
comparing the DLCs on pre-structured substrates and polished contact mechanics. One important factor of the positive effects seems
substrates. The results imply that the tribofilm composition would to be the concentrated contact to build up the tribofilm energetically.
be mainly dominated by a certain thermal energy or a certain Another factor seems to be the appropriate separation of the surfaces
contact pressure generated depending on the hydrogen content, in asperity geometry and height distributions. If the surfaces are too
hardness, and/or surface roughness of DLC material, through the smooth and not well-separated, it might cause increasing of the local
chemical reactions during tribological contact, essentially. contact areas involving the DLC transformation, suggesting an increas-
ing wear of hydrogenated DLC. In either case, the proportion of Mo
3.6. Mo(0) and Hydrogen content of DLC (0) is stably reduced by surface structuring, although the interaction
between DLC material and MoDTC might be sensitive.
The XPS analysis of Mo(0) suggests the presence of the metallic-Mo These results show the controlling micro-surface morphology has
or Mo-carbide, as above-mentioned. Fig. 11 shows that the Mo the possibility of inhibiting the wear of hydrogenated DLC coating from
(0) proportion of the DLCs coated on polished substrates increases increasing, as well as it can enhance the MoS2 formation effectively, in
remarkably within the 25–40 at.% range of hydrogen content of DLCs, the presence of MoDTC. It suggests that the tribo-chemical react-
while the Mo(0) is not observed particularly on the hydrogen-free DLC ions are also related to the wear of DLC coatings, in terms of the
(sample-x) surface. As reported in Fig. 10, the result implies that the molybdenum sulfides formation and the reduction of molybdenum
proportion of MoO3 would be increased with an increasing hydrogen oxides, involving carbon transformation and transferring.
content of DLC coatings. Then, it seems that the metallic-Mo and/or As prospects for the future, more study is needed to understand
Mo-carbide are generated as the result of reduction from molybdenum the interaction between micro-surface morphology of DLC coating and
oxides (MoO3 and MoO2) in the presence of plenty hydrogen and tribofilm formation. At the moment, only assumption can be con-
carbon [16,25]. Moreover, the higher the hydrogen content of DLC sidered based on the surface roughness of DLC coatings. Not only
coatings, the lower the hardness of that. It is related to the transforma- surface roughness but also shape of mound in asperity geometry
tion of carbon bond structure and transferring during tribological should be considered. Moreover, the dependency of lubricant tem-
contact. Such transformation of diamond-like to graphite-like carbon perature and sliding velocity on the chemical reactions is also need to
will occur under thermal and strain effects from repeated sliding, even investigate. It will be essential to understand the effects of contact
without chemical reaction with additives [9]. Simultaneously, these regime on how to cause the tribo-chemical reaction and form the
chemical reactions would lead to promote transformation of DLC tribofilm by thermal and strain effects.
material to further weak graphitic structure involving hydrogen evolu-
tion and destabilization of carbon bond structure. Thus, it suggests that
the wear of DLC coatings can be increased significantly. It is interesting 4. Conclusions
to notice that the “worn-out” sample-e presents the highest value at
the peak in the Mo(0) proportion, as shown in Fig. 11. It should be In this study, we investigate the tribological effects of surface
noted that Mo(0) can be an indication of reduction of Mo-oxides, but morphology of hydrogenated DLC coatings during the DLC/steel sliding
all the detected amount of Mo(0) should not necessarily correspond to contact with the lubricated engine-oil containing MoDTC and ZnDTP
the wear amount of DLC coatings, one-to-one, because it might include additives. To obtain the different surface roughness of DLC in asperity
the chemical reactions with the transferred carbon, the other carbo- geometry, the “pre-structured DLC” coatings, which are deposited on
naceous or the hydrocarbon. Moreover, the Mo(0) are almost not found the micro-shot peened rough surface substrates, are prepared.
on the DLC surfaces (in Table 3), so that such chemical reactions might Different tribo-chemical reactions occur depending on the
be caused on the steel ball side involving the carbon transferring from combination of surface morphology and material properties of
DLC. It implies that the wear in the presence of MoDTC might be DLC coatings, resulting the different friction and wear behavior.
caused not only due to chemical reaction with DLC but also due to XPS results show that the additive-derived tribofilm on the DLC
carbon transformation and transferring, moreover, forming the Mo- surfaces is typically tiny and the compositions are different from
carbides of high hardness compounds might be concerned. that on the steel surfaces. The tribofilm derived from MoDTC and
K. Komori, N. Umehara / Tribology International 84 (2015) 100–109 109

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