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losses and inhalation time fraction of the breathing cycle. We evaluate independent targeting of: (i) the
trachea-bronchial tree (mucus volume of ~1cc), and (ii) the alveoli (total mucus volume of ~10cc).
Results: The dosage is highly sensitive to the silver nanoparticle size, with 3nm - 7nm being the optimal
size. In manufacturing, PVP stabilization should be avoided, as it lowers the NAgC anti-viral
effectiveness significantly (but is still fine for anti-bacterial applications). Effective anti-viral inhibitory
concentration (IC) of 10μg/ml is estimated as a reasonable target concentration to achieve in the mucus
fluid of the respiratory system. With colloidal silver of 5nm particles, delivering inhalation of standard
5μ diameter droplets aerosol (e.g., using off-the-shelf ultrasonic mesh nebulizers), we assert that IC can
be achieved with depositing a total of just 0.33cc of a 30μg/ml NAgC concentration in the bronchial
tree. Yet, after accounting for effective deposition fraction (~30%) and due to the fact that active
inhalation time is just about 1/3 of the breathing cycle (if common continuous nebulizers are used, rather
than breath-activated), a dosage of 3.3ml need to be continuously nebulized for inhalation by the user.
We recommend that exhalation through the nose can be implemented as a method to deliver the exhaled
fraction of NAgC also to the nasal cavity when the nebulized inhalation is done orally.
Conclusions: We conclude that effective IC is achievable, both in the bronchial tree and in the alveoli
(though the specific aerosol prescription may differ). The optimal size of silver nanoparticles for anti-
viral effectiveness is in the range of 3-7nm, which is significantly smaller the about 10nm size of all the
best experiments published in the literature. Hence, there is a potential for even better efficacy and/or
lower dosage if the optimal NAgC is used. Since respiratory infections commonly start in the upper
airways, it would be best to use the presented method early on as a first line treatment to suppress the
progression of the infection. The required formulations are presently not available on the market but
are easy to mass produce OTC in principle. Using off-the-shelf ultrasonic nebulizers and providable
OTC colloidal silver formulations, we posit that our suggested method can be used precautionarily at
home by anyone feeling the early signs of a potential infection. In addition, due to the anti-bacterial
properties of colloidal silver, our method can serve in hospital intensive care units (ICU) as a new
standard of care prophylactic treatment for ventilator acquired pneumonia (VAP).
Introduction
When there are a core scientific and biologically grounded effects, the initial association with fringe
unsubstantiated “alternative medicine” should not deter scientists from investigating the potential for
success that may come when applying rigorous calculations and analytical reasoning. The antimicrobial
properties of silver nanoparticles are well established [4,5,25,26,28]. Applications of nano-silver are
medically FDA approved in the field of wound care. A senseless uncontrolled “alternative medicine”
practice of ingesting colloidal silver led to widespread disregard by the pharmacological and academic
establishment of potential new applications for the antimicrobial properties of silver nanoparticles
(beyond wound treatment). In particular, there is no rigorous analysis in the literature concerning the
potential of inhalation use for the prevention and/or treatment of respiratory infections.
The goal of this article is to analytically substantiate potential antimicrobial colloidal silver
formulations, delivered by inhalation, to minimise the aggravation of respiratory system infections. In
the context of the present discussion, we shall distinguish between two scenarios: (A) viral respiratory
infections (including the recent COVID-19 / SARS-CoV-2); and (B) bacterial infections risk associated
with hospital ventilator associated pneumonia (VAP) in intensive care units (ICU) patients on
ventilation breathing support.
A common pathogenesis aspect of respiratory infections is that they are commonly initiated mildly in
the nasopharynx and/or upper bronchial tree portions of the respiratory system [1,2]. Aggravation of
the condition occurs once the pathogens and associated inflammation migrates to lower portions of the
respiratory system. Moreover, as the infection spreads, the increased immune response is exacerbated
and may cause a greater damage [3]. Therefore, we contend that a desirable effective treatment would
be to suppress the proliferation of the pathogens at early stages of the infection when it is still mostly
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confined to the upper respiratory system. e.g., (i) when most patients are still at home with mild
symptoms, and (ii) from day-one of patient’s arrival to the hospital ICU before the signs of any VAP
infection. In this article, we will propose potential formulations both for upper respiratory system
treatment and for lower respiratory system (alveoli) treatment.
Figure-1: Pathogenesis, (A) Sites of influenza entry in the respiratory tract. Influenza first
infects the upper airway and the ciliated cells in the bronchus and bronchioles [1]. (B)
Pathogenesis of hospital bacterial ventilator associated pneumonia (VAP).
Formulations Calculation
It is well established in the scientific literature that silver has both antibacterial and antiviral properties
[4,8], including explicitly to influenza viruses. Clinical usage and testing of these properties has thus
far focused mostly on wound care. There are is no published theoretical or clinical research on medicinal
inhalation of silver particles that we are aware of. In this article we intend to guide and lay the grounds
for such clinical evaluations to be done, including (a) determination of optimal material properties of
nanoparticles for most effective anti-viral composition, (b) the required effective inhibitory
concentration (IC) that is required to be obtained at the target respiratory system location, and (c) the
required dosage for practical implementation by inhalation delivery. To calculate the required delivery
dosage, we go through a stepped procedure of analysis, evaluating the effect of each stage between the
aerosol production by the aerosolizing device to the final target tissue deposition.
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As elaborated below, we reach the following conclusions:
• Colloid: For antiviral applications, nanoparticle size should be in the range of 3nm – 7nm. In
manufacturing, there is great significance to the stabilizing ("capping”) agent used. It appears
that polymers (PVP, PVE) should be avoided. For antibacterial applications there is less
sensitivity to nanoparticle size and stabilizing method, since the eluted silver ions are the
predominant source of antibacterial effect and not the originating nanoparticles.
• Target inhibitory concentration (IC): For antiviral applications, effective target IC is about
10µg/ml. For antibacterial applications similar dosages are needed.
• Tissue Deposition Fraction: Under oral breathing of 5µm aerosol droplets, Pharynx 30%,
Bronchial tree 30%, Alveoli 25%.
• Breathing cycle losses: Inhalation is about 1/3 time of the breathing cycle. Hence, using a
continuous aerosol source (most common home medicinal nebulizers) only about 30% of the
nebulized substance is assumed to be actually inhaled. Exhalation through the nose can be
implemented as a method to deliver the NAgC also to the nasal cavity when the nebulized
inhalation is done orally.
In order to achieve a desired IC in the target tissue, assuming the usage of colloidal silver in water, the
summary equation for calculating the require aerosol for delivery is the following:
For antiviral applications via oral inhalation of colloidal silver 5nm particles, examples of possible
formulations according to our analysis are summarized in table-1. We see that with continuous
nebulizer, a continuous nebulized dosage of 3.3ml is needed in order to effectively deposit. Nebulizing
a quantity of 3ml of drug solution for inhalation delivery (with 10% - 20% effective lung deposition) is
a common practice in hospital intensive care [36]. Hence, we similarly expect our ~3ml nebulized
dosage to be a well-tolerated volume. We note that, because of the factor 10X difference in mucus
volume, targeting alveoli IC50 requires significantly higher concentration of colloidal silver source.
Since smaller droplets are more preferentially deposited in the alveoli, it may be recommended to use
a 3nm droplets aerosol when targeting the alveoli.
Table 1: Dosage calculation when using a 5µ droplets aerosol for bronchial tree target
Table 2: Dosage calculation when using a 3µ droplets aerosol for alveoli target
For anti-bacterial applications, such as for prophylactic treatment of tracheal tube or tracheostomy
ventilated patients in hospital ICU, the data in the literature suggests that similar dosages are effective.
Page 4 of 19
Target IC Determination for Antiviral Applications
In the context of inhalations, silver particles suspensions or solution in water is the relevant
configuration. The key starting point for calculating any effective dosage is to establish the required
target inhibitory concentration (IC) of the effective agent. For example, in microbiology, IC50 is the
concentration of a chemical, usually a drug, that is required for 50% inhibition in vitro.
As elaborated on below, optimal anti-viral effectiveness is obtained with nanoparticles with size <12nm.
In addition, the nanoparticles size manufacturing method stabilization (capping) is affecting the anti-
viral potency. In particular, popular PVP capping is significantly inhibiting the antiviral effect.
Therefore, for analysing the published data we have limited the consideration only to experiments with
nanoparticles size <15nm and to non-PVP stabilized NAgC. The evidence summarized in Table-3
below seems to indicate that an IC of 10µg/ml would be an effective concentration to be desired at the
target respiratory system location. In particular we note that one of the referenced experiments was
conducted on a Corona virus. Hence, we speculate that similar concentrations of 10 µg/ml might be
effective also for SARS. Yet, our analysis below suggests that the optimal size of silver
nanoparticles for anti-viral effectiveness is in the range of 3-7nm, not the 10nm of all the
experiments published in the literature. Hence, there is a potential for even better efficacy and/or
lower dosage if the optimal NAgC is used. In the published experiments (Table-3), likely all the anti-
viral effectiveness comes from the tails of the particle size distribution within the noted range <10nm.
Table 3: Required inhibitory concentration (IC) of silver nanoparticles with size <12nm,
with non-PVP stabilized NAgC. The published literature seems to imply that ~10µg/ml is
a good candidate target IC.
Moreover, it appears that nanoparticles of size less than 10nm have much higher anti-viral effectiveness
than larger nanoparticles (e.g., 25nm) [6,9]. The effect is much more significant than what is observed
for anti-bacterial properties. We speculate that this may have to do with the virus size themselves being
on the order of 100nm (HIV size is about 120nm, and SARS virus is also about 100nm). i.e., in order
to be effective in interacting with the virus, the silver nanoparticles need to be significantly smaller than
the virus, such as less than 10nm. This speculation is given support by direct imaging of nanoparticles
binding to viruses [5]. Interestingly, the observed sizes of nanoparticles bound to the virus (see Fig.5)
were exclusively within the range of 1–10 nm, with peak virus attachment effectiveness for
nanoparticles size in the range of 3nm – 7nm. The fact that no nanoparticles greater than 10 nm in
diameter were observed to interact with the virus is significant, since the size of ~40% of the overall
population in the sample was beyond this range [5]. Consequently, experiments done with larger
particles NAgC are expected to have skewed too high IC50, since their whole effectiveness come from
the tail of the distribution of particles with sizes <10nm. Hence, for the remainder of this article, we
shall focus on analysing data only for ~10nm peak concentration NAgC experiments.
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(a) (b)
Figure 3: (a) image of an HIV-1 virus interaction with silver. (b) image of HIV-1 viruses
without silver nanoparticle treatment. (c) Composite size distribution of silver nanoparticles
bound to the HIV-1 virus, derived from all tested preparations, seems to peak at nanoparticle
size of about 4nm.
Therefore, we proclaim that for significant antiviral effectiveness the size of silver nanoparticles
needs to be less than 10nm, preferably in the range 3nm-7nm size. As seen in Fig.3, multiple silver
nanoparticles get attached to a virus. It is thought that a virus function becomes disturbed only when
sufficiently covered with nanoparticles [10].
As alluded to above, a major problem in deriving clear numerical conclusions from the published
literature is that the IC – given in weight fraction units (µg/ml) – is very sensitive to the nanoparticle
size. For the same weight fraction, smaller nanoparticles have higher number density than larger
nanoparticles (nanoparticle number density is roughly proportional to 1/R 3, where R is the particle
diameter). Since higher density of nanoparticles have higher probability of interacting with pathogens,
we would expect smaller nanoparticles to have higher effectiveness than larger nanoparticles.
Therefore, required IC of smaller nanoparticles will be smaller than IC of larger nanoparticles, which
experimentally is indeed the case. Consequently, since every published research article used different
size nanoparticles in its experiments, the resulting IC values indeed may vary significantly between one
publication to another – an artifact of the different nanoparticles size used in different experiments
and not an inconsistency of the NAgC potential effect.
Assuming a roughly fixed size of nanoparticles in the colloid, the antiviral potency is expected to
increase with concentration (i.e., with mass concentration µg/ml of the silver colloids) which appears
to be supported by experimental results [6], as illustrated in Fig.4.
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Figure 4: Concentration dependence of HIV-1 infection inhibition by silver nanoparticles
[6]. Note that the concentration units in this graph are mg/ml. i.e., 5mg/ml = 500µg/ml. We
comment that this experiment was conducted with nanoparticles of size ~40nm, which may
explain the very high concentration need to achieve IC50 with this colloidal silver.
Figure 5: (adapted from [24]) Corona virus TGEV (MOI 0.5) were incubated with indicated
doses of Ag nano-materials at 37 °C for 1 h in DMEM. Then the pretreated complexes were
used to infect cells at 37 °C for 1 h in 96-well plates. Cell viability was measured by MTT
at 48 hpi. The indicated AgNP are nanoparticles of size <20nm.
The potential anti-viral efficacy of NAgC on human corona virus (SARS) seems promising from tests
done on silver impregnated nonwoven material by Swiss manufacturer HeiQ, as noted in Fig.6.
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Figure 6: (adapted from [31]) Antiviral efficacy test (ISO 18184): Nonwoven material for
face masks treated with silver impregnated HeiQ Viroblock NPJ03, tested according to ISO
18184 standard.
Storage time may have an effect on colloidal silver water suspensions, since silver ions are eluted over
time (e.g., during storage) as illustrated in the Fig.7 [7]. It appears that within about 24h of storage in
water about 10% of the colloidal particle mass is lost to ions, and within 10 days of storage saturation
is reached with about 50% of the colloid mass lost to ions. Yet, we speculate that, intuitively, the colloid
particle number density remains the same, only that each colloid silver particle mass is reduce by about
50%. for an approximation of spherical nano-particle, 50% mass reduction translates to the diameter
smaller only by a factor ~0.8 which is not significant at the level of cluster size resolution for our
application.
The analysis in this article relies phenomenologically on experimental data. While it is not essential for
our line of arguments, for the sake of completeness we note that there is growing research on the
Page 8 of 19
potential mechanisms of action of the antiviral properties of metallic nanoparticles [5]. In particular, it
appears that the mechanism involves attachment of the nanoparticles themselves to the virus, and not
the effect of eluted Ag+ ions.
Figure 8: Supposed antiviral mechanisms of action of colloidal silver (adapted from [5])
Figure 9: (left) A silver nanocrystal with the average diameter of 3.9 nm, packed in the
fcc quasi-spherical structure. (middle) The molecular structure and G45a4 atom type
labeling of PVA polymer. (right) A MD snapshot of equilibrated PVA1540–AgNP in
aqueous solution. (Silver core atoms are shown as mauve balls, the PVA backbone in green,
and buffering ions Na+ and Cl as blue and orange balls.) (adapted from [30]).
Page 9 of 19
Figure 10: Silver nanoparticles prepared by green synthesis method using GSH as
reducing agent and stabilizer [29]. Smaller capping layer might be less disturbing the anti-
viral potential.
There are a few indications in the literature that not all capping agents have the same consequence –
when it comes to anti-viral effectiveness. As seem in Fig.11, it appears that PVP capped NAgC had
practically no anti-viral effect on the Corona TGEV, while a non-PVP NAgC had strong anti-viral
effectiveness. A similar result is illustrated in Fig.12, where a factor 10X concentration is needed for
PVP coated NAgC sample to reach the same effect as a non-PVP NAgC.
(PVP)
Figure 11: (adapted from [24]) Corona virus TGEV was first incubated with various Ag
nanomaterials (NMs) in vitro for 1 h. Next, ST cells were infected by TGEV combined
with the indicated doses of Ag NMs for 1 h, and then washed three times with PBS and
cultured in DMEM for another 48h. The PVP capped 10nm silver colloid shows no effect,
while the AgNP size <20nm show best anti-viral effectiveness.
Figure 12: (adapted from [5]) Inhibition of HIV-1 and toxicity data. A) Assessment of
HIV-1 mediated syncytium formation in MT-2 cells. B) Percentage of HIV-1
transmission in cMAGI cells.
Page 10 of 19
The significance of both the particle size and the stabilization coating is exemplified in the
experimental results on Tacaribe virus (TCRV) illustrated in Fig.13.
Figure 13: (adapted from [37]) TCRV replication following exposure to NAgCs. TCRV
was treated with uncoated (Ag) and polysaccharide-coated (PS-Ag) 10nm and 25nm
NAgC for 1h.
Page 11 of 19
mucus volume in this top half of the bronchial tree to be about 1cc. The alveoli total surface area is
about 100m2 (i.e., 1,000,000 cm2) according to some estimations (or 140m2 according to others) with
mucus thickness of about 0.07 µm, resulting in total mucus volume of between 7cc to 10cc.
Figure 15: Surface area and mucus thickness of various parts of the bronchial tree [21].
Figure 16: (adapted from [22]) Visualization and quantification of nebulized aerosol
deposition in mouth-lung casts under healthy and abnormal breathing conditions.
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The aerosol droplet size dependence of the deposition fraction is also different in each tissue region. In
order to achieve optimal utilization, or to facilitate more practical inhalation conditions, it would be
preferred to use aerosol of a size corresponding to peak probability of deposition in the target tissue. As
illustrated in the Fig.17, (a) peak bronchial tree deposition fraction (of about 30%+) is obtained with
aerosol droplets size of about 6 microns, while (b) peak alveoli deposition (of about 30%+) is obtained
with aerosol droplets size of about 3 microns.
Standard mass-produced devices presently on the market have droplets of size 5 micron on average,
which would work reasonably fine. For 5 µm droplets, bronchial tree deposition fraction is about
30% and alveoli deposition fraction is about 25%.
Figure 17: Primary structures of the respiratory system and associated nanoparticle
deposition fractions at rest breathing [14].
Page 13 of 19
Figure 18
The lungs comprise innate mechanisms to remove deposited particles. Hence, we need to examine
whether the nanoparticles resize long enough in the respiratory system surface tissue to exercise their
anti-viral potential. For indicative reference, we take as reference the behaviour of inhaled antibiotics
(tested in intensive care ventilated patients), as exemplified in Fig.19. We note that the inhalation
deposited antibiotics reside for an effective peak duration of about 2h in the lungs. The NAgC
experimental data that we analysed were commonly for 1h treatments (e.g., for the corona virus
presented in Fig.5). Hence, the experience with inhaled antibiotics give good confidence that there will
be sufficient time to our proposed NAgC inhalation to exercise its antiviral potency.
Figure 19: Comparison of lung concentration (measured by HPLC) and bacterial burden of
colistin between aerosolized and intravenous administration. Samples taken 1 hour after the
third aerosol in the aerosol group and the fourth infusion in the intravenous group and 49
hours after the bacterial inoculation. Diagram derived from data of Lu et al. [34,35]
Page 14 of 19
Clinical Safety
We are normally and daily exposed to silver intake via food and water. The human body has inherent
normal mechanisms for disposal of silver. Most foods contain traces of silver in the 10–100 μg/kg range.
The median daily intake of silver in a research from 84 self-selected diets, including drinking-water,
was 7.1 μg. Higher figures have been reported ranging from 20 to 80 μg of silver per day [16]. Therefore,
our recommended single treatment dosage of 1.1 μg deposition in the lungs is within the range of normal
dietary daily intake. The biological half-life in humans (liver) ranges from several days up to 50 days.
Most of absorbed silver is being excreted with the bile in the faeces [16]. Published scientific
experiments on colloidal silver antiviral and antibacterial properties, which also contain examination of
cell culture toxicity, consistently show non-toxicity at the relevant IC50 silver concentrations.
When addressing substance safety and/or toxicity, the professional literature distinguishes between
acute exposure of less than 14 days and prolong exposure of more than 14 days. In our context, it is
only the acute (<14 days) analysis which matters.
There are several occupational guidelines and exposure limits in the United States for airborne silver
dust. All are defined on a mass basis. OSHA71 has adopted the threshold limit value on a time-weighted
average (TLV-TWA) for a 40-hr/week exposure from the American Conference of Governmental
Industrial Hygienists (ACGIH) of 100 μg /m3 for metallic silver dust. Under normal breathing (500L/h
air breathing), this amounts to work environment (8 hours per day) inhalation of about 400μg daily of
silver nanoparticles. This is about 400 times our single dosage amount of 1.1μg nanosilver inhalation.
A 28-day inhalation safety trial with rats did not show any significant changes in body weight and no
significant changes in the hematology and blood biochemical values in either the male or female rats
under exposure to silver nanoparticles at a concentration near the ACGIH silver dust limit.
Most importantly, in the context of inhalation delivery, it has been shown that even after 90 days of
continuous exposure to high dosage of silver nanoparticles inhalation (total of 1,143μg silver per day),
cumulated tissue levels return to normal within about 12 weeks of recovery (See Fig.20). It is a very
strong indication of short-term inhalation exposure safety, in the sense of having no permanent
cumulation in body tissue.
Figure 20: Tissue silver concentrations in female rats exposed to the high AgNP dose
(381 μg/m3, silver nanoparticles ~15nm diameter, for 6 h/day, amounts to an inhalation
dosage 1,143 μg silver per day) in a 90 day inhalation study, followed by a 12 week
recovery period [17,18].
Page 15 of 19
Commercial Availability
There are many manufacturing methods of NAgC [28]. Some of the manufacturing methods require
little more than elementary lab equipment. From commercially available sources, and the simplicity of
the known techniques, we conclude that the price of a single treatment of 3.3ml dosage at 30 µg/ml
concentration should cost not more than $1. Mass production capabilities are essentially already
available. What is missing at the manufacturing level is primarily standardization of dosages. What is
missing at the commercial level is primarily the completion of clinical trials and regulation. We believe
this is a small challenge to conduct in comparison for the potential benefits to humanity.
Discussion
Though marred by charlatan claims of unprofessional “alternative medicine” commercial products,
there is well-established scientific research on the antibacterial and antiviral properties of colloidal
silver. Yet, its potential application for the treatment of respiratory infections was never properly
explored, to the best of our knowledge. The surveyed literature indicates that colloidal silver of particle
sizes between 3nm – 7nm can be highly effective to suppress viral mechanisms of infection. We further
conclude that IC50 concentrations of such colloids is about 10 µg/ml. Yet, these values we obtained by
making somewhat indirect inferences and therefore more focused research is called for. We estimate
that these formulations can be effective for prevention and treatment of respiratory viral infections at
early stages, including COVID-19 / SARS-CoV-2.
In order to set the scale of potential benefits, we flash out the remarkable results of an Influenza H3N2
in-vivo experiment done on mice by Xiang et al. (one of the very few in vivo animal experiments in the
NAgC literature), comparing the effectiveness of intranasal administration of NAgC to that of Tamiflu
(Oseltamivir) [27]. Roche, the makers of Tamiflu, claim that Tamiflu also reduces the number of
patients who have serious complications from the flu, such as pneumonia (by 44%) or hospitalization
(by 63%). A NAgC treatment, if as effective as in the mice model, could cost less than 1/10 fraction of
Tamiflu, can be available essentially OTC (as the market availability of NAgC already is), and easily
manufactured locally, and patent-free, in any country in the world. As shown in Fig.21 below (adapted
from [27]), it appears that potentially NAgC can be as effective as Tamiflu. But no investment in clinical
human trials was ever done to investigate the possibility. We can only speculate that this is due to the
lack of financial incentives for any conventional pharma company to make the required investment in
development and regulatory procedures. One of the main goals of this paper is to motivate and guide
the future clinical and regulatory development of NAgC treatment formulations.
Figure-21: In-vivo intranasal AgNP administration protected the mice from infection with
H3N2 IFV. (A) survival rate changes (%). (B) Changes in body weight (%) Adapted from
[27].
For bacterial infections, particularly in the context of ICU prevention of hospital ventilator associated
pneumonia (VAP), the same formulations can be applicable. An additional risk reduction benefit of
colloidal silver inhalation treatment for ventilated patients is the possibility of suppression of biofilm
formation inside the endotracheal or tracheostomy tube.
Page 16 of 19
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