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Journal of the Formosan Medical Association (2020) 119, 254e259

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Original Article

A functional recovery profile for patients


with stroke following post-acute
rehabilitation care in Taiwan
Sou-Hsin Chien a,b,c, Pi-Yu Sung a,c,d, Wen-Ling Liao d,
Sen-Wei Tsai a,c,d,*

a
Department of Post-Acute Care Center, Taichung Tzu Chi Hospital, Buddhist Tzu Chi Medical
Foundation, Taichung City 427, Taiwan
b
Department of Plastic Surgery, Taichung Tzu Chi Hospital, Buddhist Tzu Chi Medical Foundation,
Taichung City 427, Taiwan
c
School of Medicine, Tzu Chi University, Hualien 970, Taiwan
d
Department of Physical Medicine and Rehabilitation, Taichung Tzu Chi Hospital, Buddhist Tzu Chi
Medical Foundation, Taichung City 427, Taiwan

Received 10 March 2019; received in revised form 10 April 2019; accepted 14 May 2019

KEYWORDS Background: Functional impairment is frequently seen in patients with stroke. Although the
Post-acute care; progression of functional recovery after stroke has been proposed, the recovery profile after
Rehabilitation; acute stroke is not well described. The objective of this study is to investigate functional re-
Stroke; covery in stroke patients entering post-acute rehabilitation care.
Modified ranking scale Methods: A retrospective cohort study collected the data of patients who entered the stroke
Post-acute Care (PAC) programs. Ninety-five patients after stroke with a modified Ranking
Scale (mRS) score of 3e4 who were referred to a post-acute care unit for intensive rehabilita-
tion were recruited. The patients underwent functional, quality of life, and neuropsychologi-
cal evaluation tests at admission and before discharge. The test scores before discharge were
used as outcome variables and were compared with the test scores at admission to show func-
tional recovery.
Results: The average length of stay was 58.15 days. After an intensive rehabilitation interven-
tion, significant improvements were observed in all test scores. Additionally, a significant
removal rate for nasogastric tubes (p Z 0.000) and Foley catheters (p Z 0.003) was found
at discharge.
Conclusion: This study showed that the PAC rehabilitation unit was beneficial for patients with
acute stroke who had functional impairments. The study results may call for further investiga-
tion to identify and develop better models for the delivery of rehabilitation in the stroke PAC
unit.

* Corresponding author. Physical Medicine and Rehabilitation, Taichung Tzu Chi Hospital, Buddhist Tzu Chi Medical Foundation, Sec. 1,
Fengxing Rd., Tanzi Dist., Taichung City 427, Taiwan.
E-mail address: tsaisenwei@gmail.com (S.-W. Tsai).

https://doi.org/10.1016/j.jfma.2019.05.013
0929-6646/Copyright ª 2019, Formosan Medical Association. Published by Elsevier Taiwan LLC. This is an open access article under the CC
BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
A functional recovery profile for patients with stroke 255

Copyright ª 2019, Formosan Medical Association. Published by Elsevier Taiwan LLC. This is an
open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-
nc-nd/4.0/).

Introduction multidisciplinary rehabilitation units have lower mortality,


less disability, and improved outcomes,14 we have limited
Although advances in acute stroke treatment, such as knowledge of the recovery patterns in these patients. Un-
thrombolytic and endovascular interventions, have derstanding the recovery profile across mobility, ADLs and
increased post-stroke survival, stroke remains one of the quality of life (QoL) may improve our understanding of
most common causes of disability.1 Post-stroke disability is neurorehabilitation for post-stroke patients.
a major health burden worldwide.2,3 Moreover, variation In this observational study based on TNHI PAC adminis-
exists in how stroke care services are provided in different trative data from stroke patients in one single hospital, we
regions and countries. The variations in post-stroke care analyzed the recorded data and observed the functional
are mostly dependent on the availability of financial and recovery profiles in patients following the PAC rehabilita-
medical resources.4,5 tion program. This study may contribute to the develop-
In the United States, stroke post-acute care (PAC) can ment of better models for the delivery of rehabilitation in
take place in the inpatient rehabilitation center, a skilled the stroke PAC unit.
nursing facility, or in the patient’s home, and the spending
is mostly provided by Medicare.6 According to previous re-
ports, Medicare spending in the United States on PAC ac- Methods
counts for more than 15% of Medicare spending.4,7 In
Europe, studies have surveyed the results of stroke through Subjects and settings
different registries, including the European Registers of
Stroke (EROS) and Collaborative Evaluation of Rehabilita- This study was conducted in the PAC rehabilitation unit of
tion in Stroke across Europe (CERISE). Although most post- Taichung Tzu Chi Hospital with the provision of inpatient
stroke patients receive institutional rehabilitation care, multidisciplinary care, including physical therapy, occupa-
large variations exist in rehabilitation services and out- tional therapy, and speech therapy. Patients who were
comes among different countries.8,9 enrolled in this PAC plan were transferred to the Taichung
In Taiwan, post-stroke rehabilitation in the past was Tzu Chi PAC rehabilitation unit from acute settings in either
primarily conducted in inpatient rehabilitation facilities for medical centers or regional hospitals within 30 days after
six months after discharge from acute settings. Thereafter, the onset of cerebrovascular disease. According to the TNHI
patients with functional limitation received outpatient regulation, before entering the stroke PAC program, all
rehabilitation. However, this inpatient rehabilitation pro- patients should sign an informed consent form concerning
gram was not well structured, and the rehabilitation regi- the PAC plan and provide permission to use their anony-
mens were not well defined. Because spending for post- mized medical data for research.
stroke care has increased and a necessity has been identi- From March 2014 to December 2017, all consecutive
fied to provide PAC with an aim of improving functional patients transferred to the Taichung Tzu Chi PAC unit who
recovery and smooth transitions between inpatient settings met the following inclusion criteria were recruited: (1)
and home,10 research and outcome data for post-stroke first-ever stroke as defined by the ICD-10 classification (I63,
rehabilitation are necessary in Taiwan.11,12 I61 or I60); (2) transferred to the PAC unit within 30 days
In 2014, Taiwan National Health Insurance (TNHI) stan- after stroke onset; and (3) their functional score met the
dardized and specified a highly intensive post-stroke inpa- criterion of a mRS score of 3e4. The exclusion criteria were
tient rehabilitation program named Post-Acute Care as follows: (1) the length of hospital stay in the PAC unit
Cerebrovascular Diseases (PAC-CVD).13 To be enrolled in was less than 30 days because of very good recovery; (2) a
this PAC-CVD program, patients with a modified Rankin recurrent stroke occurred in the PAC unit; and (3) incom-
Scale (mRS) score of 3e4 should be transferred to a highly plete medical clearance or records were not available
intensive PAC rehabilitation facility certified by the TNHI during the PAC period. This study was approved by the
within 30 post-stroke days. Some suggested functional ethics committee of Taichung Tzu Chi Hospital (No. REC
scores should be recorded during this PAC care. This highly 107-16).
intensive PAC plan is defined as high frequency (3e5 times/ Outcome variables for functional recovery were assessed
day) of an intensive rehabilitation program, including upon admission to the PAC unit and at 3, 6, 9, and 12 weeks
physical therapy, occupational therapy and speech therapy, or at discharge after admission to the PAC unit. The
provided in a multidiscipline rehabilitation team approach outcome variables measured in this study included the
depending on the patient’s ability. The maximal duration of mRS, Barthel Activity Daily Living Index (BI), LawtoneBrody
the PAC-CVD hospital length of stay is limited to 12 weeks. Instrumental Activity Daily Living scale (LB-IADL), Func-
Functional recovery after stroke is essential for per- tional Oral Intake Scale (FOIS), EuroQol Five Dimensions
forming self-care and activities of daily living (ADLs). Questionnaire 3-level (EQ-5D-3L), Berg Balance Scale (BBS),
Despite evidence that stroke patients entering Mini Mental State Examination (MMSE); and Concise Chinese
256 S.-H. Chien et al.

Aphasia Test (CCAT). The endpoints were as follows: (1) no (p Z 0.000). In the activities of the daily living domain, the
functional improvement based on two consecutive evalua- BI improved from 34.95  19.98 at admission to
tions and (2) the length of stay was 12 weeks after admis- 69.16  23.11 (p Z 0.000) at discharge; the LB-IADL also
sion to the Taichung Tzu Chi PAC unit. improved from 1.36  1.35 to 2.71  1.83 (p Z 0.000). In
the nutritional status domain, the FOIS improved from
Data analysis 5.34  2.25 to 6.66  0.93 (p Z 0.000). In the balance
domain, the BBS improved from 20.5  18.44 before PAC
Baseline and demographic characteristics are presented as training to 37.81  18.5 at discharge (p Z 0.000).
the mean (standard deviation). Student’s t-test was used to In the mental status domain, the MMSE score improved
compare the basic characteristics and outcome scores be- from 20.35  8.9 initially to 23.92  7.73 at discharge
tween admission and discharge. Pearson’s Chi-square test (p Z 0.000). In the language domain, the CCAT score also
was used to compare changes in the levels of the patients’ improved from 9.6  2.82 to 10.43  2.25 (p Z 0.000). The
numbers on the EQ-5D-3L at admission and discharge. The rate of successful nasogastric tube removal was 66.7%, and
differences were considered statistically significant when the rate of urinary catheter removal was 90% at discharge.
p < 0.05. The analyses were performed using SPSS (version Table 3 shows the changes in the number and ratio of the
13.0; SPSS Inc., Chicago, IL, USA). EQ-5D-3L scores at admission and discharge. In the generic
health status measurement dimension of the EQ-5D-3L,
significant improvements were observed for all sub-
Results categories at discharge, including mobility (from 2.14  0.4
to 1.74  0.4, p Z 0.000), self-care (from 2.21  0.41 to
Descriptive statistics of the patients 1.85  0.39, p Z 0.000), usual activity (from 2.19  0.38 to
1.87  0.36, p Z 0.000), pain/discomfort (from 1.47  0.5
The patients’ characteristics, including age, gender, stroke to 1.22  0.42, p Z 0.000), and anxiety/depression (from
type, the use of a nasogastric tube, the use of a urinary 1.67  0.52 to 1.36  0.48, p Z 0.000). For the mobility,
catheter, and the length of stay in the PAC wards, are self-care, and usual activity subcategories, the numbers in
summarized in Table 1. A total of 95 patients (54 male level 3 were reduced significantly, whereas those in level 1
patients and 41 female patients) who met the inclusion increased. In the pain/discomfort and anxiety/depression
criteria were recruited (Inclusion and Exclusion Flow Dia- subcategories, the changes occurred predominantly with a
gram) (Fig. 1). Among these 95 subjects, the mean age shift in the numbers from level 2 to level 1.
was 66.01  15.36 years, the average period after stroke
before admission to the PAC unit was 14.35  7.42 days,
and the average length of stay in the PAC unit was Discussion
58.15  16.93 days. A total of 76 patients (80.0%) suffered
from ischemic stroke, and 19 patients (20.0%) suffered This observational study provides striking evidence of sig-
from hemorrhagic stroke; additionally, 21 patients (22.11%) nificant improvement in functional recovery after stroke
had a nasogastric tube and 10 patients (10.53%) needed a following PAC rehabilitation services. Differences in health
urinary catheter. care systems, countries and regions can impact stroke
rehabilitation programs and outcomes. One of the major
Functional recovery after the PAC program outcome measurements is functional disability, which usu-
ally is calculated by evaluating ADL functions.15 Another
The clinical characteristics and the functional changes of widely adapted measurement in clinical trials to evaluate
the patients before and following the PAC plan are pre- post-stroke outcomes is the mRS.16 Lai et al. found that 62%
sented in Table 2. The mean mRS score was 3.8  0.45 at of patients had at least a shift of one grade in the mRS from
admission and improved to 2.96  0.91 at discharge baseline after stroke.17 The results in this study were
coincident with those of Lai’s report and showed an
improvement of approximately one grade in the mRS from
3.8  0.45 at admission to 2.96  0.91 at discharge.
Table 1 Baseline data for the stroke patients.
The BI is a common ADL outcome measurement scale in
Variables Total (n Z 95) stroke trials. The BI was originally established to assess the
Gender ADLs of the elderly population and has been widely used in
Male, n (%) 54 (56.84) stroke patients for outcome assessment.18
Female, n (%) 41 (43.16) A previous study suggested that a 20-point threshold in
Age, years, mean (SD) 66.01 (15.36) the BI would certainly indicate an important change.19
Days after stroke, days, mean (SD) 14.35 (7.42) Scores below 40 on the BI are well accepted to represent
Stroke type complete dependence on others, whereas scores on the BI
Ischemic, n (%) 76 (80) of greater than 60 represent a status transition from com-
Hemorrhagic, n (%) 19 (20) plete dependence to assisted independence. Finally, a BI
Nasogastric tube used at admission, n (%) 21 (22.11) score greater than 85 represents independence or minor
Foley catheter used at admission, n (%) 10 (10.53) assistance with activities of daily living.20 The BI was also
Length of stay in the PAC, days, mean (SD) 58.15 (16.93) suggested to be a strong predictor of post-stroke healthcare
costs. Previous studies have shown that health care costs
Abbreviation: SD: standard deviation; PAC, post-acute care.
are much higher in post-stroke patients with functional
A functional recovery profile for patients with stroke 257

Figure 1 Inclusion and exclusion flow diagram.

Table 2 Effect of PAC on functional performance and quality of life in patients with stroke.
Variables N Admission Discharge p-value
mRS 95 3.8  0.45 2.96  0.91 0.000*
BI 95 34.95  19.98 69.16  23.11 0.000*
LB-IADL 95 1.36  1.35 2.71  1.83 0.000*
FOIS 95 5.34  2.25 6.66  0.93 0.000*
BBS 95 20.5  18.44 37.81  18.5 0.000*
MMSE 95 20.35  8.9 23.92  7.73 0.000*
CCAT 95 9.6  2.82 10.43  2.25 0.000*
Nasogastric tube used, n (%) 21 (22.11) 7 (7.773) 0.000*
Foley catheter used, n (%) 10 (10.53) 1 (1.05) 0.003*
Notes: *p < 0.05. Data presented as the mean  SD unless otherwise indicated.
Abbreviations: mRS, modified Ranking Scale; BI, Barthel Activity Daily Living index; LB-IADL, LawtoneBrody Instrumental Activity Daily
Living scale; FOIS, Functional Oral Intake Scale; EQ-5D, EuroQol Five Dimensions questionnaire; BBS, Berg Balance Scale; MMSE, Mini
Mental State Examination; CCAT, Concise Chinese Aphasia Test.

dependency and more disability.21 In this study, the results are usually a combination of these factors, such as
regarding changes in the BI showed an improvement from a increased age, foot dragging, uneven standing sway,
BI mean score of 34.95 at admission to 69.16 at discharge. greater posture sway, and reduced force generation when
Our study result is coincident with a previous report by Lai standing.23 Among these factors, balance function is one of
et al. that an improvement in the BI mean score of about the most important.24 Hyndman et al. reported that a poor
36 at discharge in PAC plan.12 This more than 20-point balance function was an important factor that predicted
change was not only clinically significant but also showed falls in stroke patients living in the community. Therefore,
that this PAC plan transitioned the ADL function from rehabilitation training has focused on balance improvement
complete dependence to assisted independence. This for fall prevention in stroke. One commonly used assess-
result also implied that the future health care costs for ment tool in rehabilitation settings is the BBS.
these post-stroke patients would be reduced after PAC The BBS was initially developed for use in assessing
care. balance and risk for falls in elderly individuals. Studies also
Stroke patients have a high risk of falling. Falls are showed that it could be used in patients with stroke.25,26
common consequences of post-stroke limb weakness.22 Subjects with BBS scores of less than 20 are usually sug-
Researchers have identified some specific risk factors for gested to have balance impairment, scores from 21 to 40
falls in people after stroke; the cases of a fall after stroke represent subjects with acceptable balance, and BBS scores
258 S.-H. Chien et al.

Table 3 Effect of PAC on the improvement of EQ-5D-3L scores, and number and ratio of the score of EQ-5D-3L in patients with
stroke at admission and discharge.
EQ-5D-3L Admission Discharge p
dimensions mean  SD Level 1 Level 2 Level 3 mean  SD Level 1 Level 2 Level 3
EQ-5D:mobility 2.14  0.4 2 (2.11%) 78 (82.11%) 15 (15.79%) 1.74  0.4 26 (27.37%) 68 (71.58%) 1 (1.05%) 0.000a 0.000*
EQ-5D:self-care 2.21  0.41 0 (0%) 75 (78.95%) 20 (21.05%) 1.85  0.39 15 (15.79%) 79 (83.16%) 1 (1.05%) 0.000a 0.000*
EQ-5D:usual 2.19  0.38 0 (0%) 79 (83.16%) 16 (16.84%) 1.87  0.36 13 (13.68%) 81 (85.26%) 1 (1.05%) 0.000a 0.000*
activities
EQ-5D:pain/ 1.47  0.5 50 45 (47.37%) 0 (0%) 1.22  0.42 74 (77.89%) 21 (22.11%) 0 (0%) 0.000a 0.000*
discomfort (52.63%)
EQ-5D:anxiety/ 1.67  0.51 33 60 (63.16%) 2 (2.11%) 1.36  0.48 60 (63.83%) 34 (36.17%) 0 (0%) 0.000a 0.000*
depression (34.74%)
*p < 0.05. Pearson’s Chi-square test was used to compare changes in the ratio of the patient’s numbers from the EQ-5D-3L at admission
and discharge; ap < 0.05. Student’s t-test was used to compare the EQ-5D-3L mean scores between admission and discharge.

above 41 usually represent good balance. In this study, an authors found that the factors associated with failed uri-
improvement was observed in the BBS mean scores from nary catheter removal included hemorrhagic stroke, a
20.5 at admission to 37.8 at discharge. Our study results are lower level of physical function, and the hospital length of
in agreement with those of other studies that observed stay. In our study, 10 patients had urinary catheters when
changes in the BBS scales over time in patients with transferred to our PAC ward. At discharge, only 1 patient
stroke.27 This significant training effect transitioned the still needed a urinary catheter; thus, the successful
balance function in most post-stroke patients from poor removal rate was 90%. In this TNHI PAC program, an mRS
balance to acceptable balance. Whether this training effect score of 3e4 and potential to gain improvement were the
can be transferred to a fall-down prevention effect still essential enrollment criteria, which might explain our high
needs further investigation. removal rate. Further observation is necessary to clarify
Studies have shown that disability caused by stroke has a this post-stroke urinary catheter issue.
great impact on quality of life (QoL) in both the stroke Swallowing problems are a common symptom following
patients themselves and their caregivers.28 The EQ-5D-3L is an acute stroke, but the occurrence frequency varies
a widely used self-reported instrument to describe the considerably.32 Typically, a nasogastric tube is used to
health state and perceived problems in five dimensions prevent or reduce complications, such as pneumonia,
(mobility, self-care, usual activities, pain, and anxiety and malnutrition, and dehydration.33 However, nasogastric
depression), each with 3 levels (no problems, some prob- tubes are not well tolerated by patients and may be
lems, and extreme problems).29 In this study, based on the frequently dislodged. In this study, at admission 21 patients
EQ-5D-3L descriptive scales (Table 3), we showed that (22.1%) had a nasogastric tube when transferred to our PAC
initially some patients exhibited extreme (levels 2 and 3) ward. At discharge, 7 patient still needed a nasogastric
problems in the mobility, self-care and performing usual tube for feeding due to dysphagia; thus, the successful
activities subcategories, whereas most of the patients had removal rate was 66.7%. Arnold et al. showed that patients
less than moderate problems (levels 1 and 2) at admission in with dysphagia had a lower chance of being discharged
the pain/discomfort and anxiety/depression subcategories. home.34 Removal of indwelling tubes, such as a nasogastric
This improvement was consistent with the accompanying tube or urinary catheter, may increase the rate of early
improvement in the mRS and BI at discharge. In the pain/ discharge and returning home.
discomfort and anxiety/depression subcategories, the This study has some limitations. Although the charac-
changes occurred predominantly with a shift in case teristics and clinical outcomes of the patients were
numbers from level 2 to level 1 (p Z 0.000). In the mobility, assessed regularly and routinely based on the TNHI PAC
self-care, and usual activity subcategories, the major rules, the retrospective study design was a drawback.
changes from admission to discharge were reduced case Another limitation was that our enrolled patients were all
numbers in level 3 and increased case numbers in level 1. from central Taiwan and from a single PAC rehabilitation
The study of Graessel et al. showed that higher stroke unit; thus, the results may have geographic variations and
survivor EQ-5D scores at discharge were predictors of may not represent the whole current situation in Taiwan.
staying at home after discharge.30 Although we did not
follow the returning home rate, our study results might
imply an increased rate of returning home after receiving Conclusion
our PAC plan. Further investigation and follow up are
necessary to clarify this issue. In summary, this study showed that the PAC rehabilitation
Few studies have been designed to evaluate the removal unit was beneficial for patients with first-ever acute stroke
rate of urinary catheters in patients after stroke. In Frost who had functional impairments in terms of not only
et al.’s study about the removal of urinary catheters in improvement in ADL function but also improvement in
acute stroke patients, 175 of 432 patients had an IUC quality of life and balance function. This PAC program also
removal event, and a 26% failure rate was noted.31 These had a high success rate for removal of urinary catheters and
A functional recovery profile for patients with stroke 259

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The authors have no conflicts of interest relevant to this
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article.
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