Optical Fibre Communication

Systems

Lecture 2: Nature of Light and Light

Propagation

Professor Z Ghassemlooy
Northumbria Communications Laboratory
School of Informatics, Engineering and
Technology
The University of Northumbria
U.K.
http://soe.unn.ac.uk/ocr
Prof. Z Ghassemlooy 1
Contents

 Wave Nature of Light

 Particle Nature of Light
 Electromagnetic Wave
 Reflection, Refraction, and Total Internal Reflection
 Ray Properties in Fibre
 Types of Fibre
 Fibre Characteristics
 Attenuation
 Dispersion
 Bandwidth Distance Product
 Summary

Prof. Z Ghassemlooy 2
Wave Nature of Light
• Newton believed in the particle theory of light. He explained the
straight-line casting of sharp shadows of objects placed in a light
beam. but he could not explain the textures of shadows
• Wave theory: Explains the
interference where the light intensity
can be enhanced in some places and
diminished in other places behind a
screen with a slit or several slits. The
wave theory is also able to account for
the fact that the edges of a shadow are
not quite sharp.
This theory describes: Propagation,
G Ekspong, Stockholm University,
reflection, refraction and attenuation Sweden, 1999.

Prof. Z Ghassemlooy 3
Wave Nature of Light - contd.
1864 James Clerk Maxwell
His mathematical theory of electromagnetism led to the view that
light is of electromagnetic nature, propagating as a wave from the
source to the receiver.

1880s Heinrich Hertz

Discovered experimentally the existence of electromagnetic waves at
radio-frequencies.
Wave theory does not describe the absorption of light by a
photosensitive materials

1900-20 Max Planck, Neils Bohr and Albert Einstein

Invoked the idea of light being emitted in tiny pulses of energy
Prof. Z Ghassemlooy 4
 Particle Nature of Light
Light behaviour can be explained in terms of the amount of energy
imparted in an interaction with some other medium. In this case, a
beam of light is composed of a stream of small lumps or QUANTA of
energy, known as PHOTONS. Each photon carries with it a precisely
defined amount of energy defined as:
Wp = h*fJoules (J)
where; h = Plank's constant = 6.626 x 10-34 J.s, f = Frequency Hz
The convenient unit of energy is electron volt (eV), which is the kinetic energy
acquired by an electron when accelerated to 1 eV = 1.6 x 10 -19 J.
• Even although a photon can be thought of as a particle of energy it still has a
fundamental wavelength, which is equivalent to that of the propagating wave as
described by the wave model.
• This model of light is useful when the light source contains only a few photons.
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Electromagnetic Spectrum

Prof. Z Ghassemlooy 6
Electromagnetic Radiation
• Carries energy through space (includes visible light, dental x-rays,
radio waves, heat radiation from a fireplace)
• The wave is composed of a combination of mutually perpendicular
electric and magnetic fields the direction of propagation of the wave
is at right angles to both field directions, this is known as an
ELECTROMAGNETIC WAVE
EM wave move through a vacuum at 3.0 x 108 m/s ("speed of light")

E = E (r , φ)e j ( ωt −βz )
H = H (r , φ)e j ( ωt −βz )

Speed of light
c = f ×λ
in a vacuum
Prof. Z Ghassemlooy 7
The Wave Equation
Solutions to Maxwell’s equations:
phase fronts

λ λ

− jk ⋅r e − jk⋅R
Plane wave: E∝e Spherical wave: E∝
R

2π k = n ⋅ k0 k = ω εµ0 = ε r ⋅ ω ε 0 µ 0 = ε r ⋅ k0
k=
λ λ = λ0 / n n = εr

Prof. Z Ghassemlooy 8
 One Dimensional EM Wave
• For most purposes, a travelling light wave can be presented as a
one-dimensional, scalar wave provided it has a direction of
propagation.
• Such a wave is usually described in terms of the electric field E.
Wavelength λ
Eo A plane wave propagating
in the direction of z is:
z
E ( z , t ) = Eo sin(ωt − βz )
Phase
2π ω
The propagation constant (or wave number) β = =
λ vp
Phase velocity v p = c / n n = Propagation medium refractive index

Prof. Z Ghassemlooy 9
Polarization
Light is a transverse, electromagnetic wave, where the transverse nature of it
can be demonstrated through polarization.

Unpolarized light source: The electric field is vibrating in many directions; all
perpendicular to the direction of propagation.

Polarized light source: The vibration of the electric field is mostly in one
direction. Any direction is possible as long as it's perpendicular to the
propagation.

Horizontal Vertical Diognal

Prof. Z Ghassemlooy 10
Group Velocity
• A pure single frequency EM wave propagate through a wave guide
at a
Phase velocity v p = c / n

• However, non-monochromatic waves travelling

together will have a velocity known as Group Velocity: v g = c / ng

Where the fibre 1.49

group index is:
Ref. index

ng
dn 1.46
ng = n − λ
dλ n
1.44
500 λ (nm)1700 1900

Prof. Z Ghassemlooy 11
 Reflection and Refraction of Light
Medium 1

φ1 φ1 φ2 Refracted
n1 n2 ray
Boundary θ2
θ1 θ1
n2 n1
Incident φ1 φ1
φ2 ray
Reflected
Medium 2 ray
n1 < n2 n1 > n2
Using the Snell's law at the boundary we have:

n1 sin φ1 = n2 sin φ2 or n1 cos θ1 = n2 cos θ2

φ1 = The angle of incident

Prof. Z Ghassemlooy 12
 Total Internal Reflection

• As φ1 increases (or θ1 n1 > n2 n2

decreases) then there is no reflection

• The incident angle θ1

φ1 = φ c = Critical Angle φc
n1

• Beyond the critical angle, light ray n1 > n2 n2

becomes totally internally reflected
When φ1 = 90o (or θc = 0o) θ1<θc θ1
φ1>φc
n1 sin φ1 = n2
n1
−1  n2 
Thus the critical angle φc = sin  
 n1 

Prof. Z Ghassemlooy 13
Ray Propagation in Fibre - Bound
Rays
φ > φc, α > αmax

5
φc
3 a
2
α 1
4
Core n1

Air (no =1) Cladding n2

From Snell’s Law: n0 sin α = n1 sin (90 - φ)

α = αmax when φ = φc Thus, n0 sin αmax = n1 sin φc

Prof. Z Ghassemlooy 14
Ray Propagation in Fibre - contd.

Or n0 sin αmax = n1 (1 - sin2 φc)0.5

−1  n2

Since φc = sin  
 n1 
0.5
  n 2 
Then n0 sin α max = n1 1 −  2   = [ n12 − n2]
2 0.5

  n1  

[ n12 − n2]
2 0.5
= Numerical Aperture ( NA)

NA determines the light

gathering
capabilities of the fibre
Prof. Z Ghassemlooy 15
Ray Propagation in Fibre - contd.

Therefore n0 sin αmax = NA

 NA 
Fibre acceptance angle α max = sin −1  
 n0 

Note n1 − n2 = ∆ Relative refractive index difference

n

0.5
Thus NA = n1 (2∆) 0.14< NA < 1

Prof. Z Ghassemlooy 16
Modes in Fibre
 A fiber can support:
– many modes (multi-mode fibre).
– a single mode (single mode fiber).
 The number of modes (V) supported in a fiber is
determined by the indices, operating wavelength and the
diameter of the core, given as.
2πa
V = 2π a nc2 − ncl
2
or V= NA
λ λ
 V<2.405 corresponds to a single mode fiber.
 By reducing the radius of the fiber, V goes down, and it becomes
impossible to reach a point when only a single mode can be
supported.
Prof. Z Ghassemlooy 17
Basic Fibre Properties

 Cylindrical
 Dielectric
Core Cladding Buffer coating
 Waveguide
 Low loss
 Usually fused silica
 Core refractive index > cladding refractive index
 Operation is based on total internal reflection

Prof. Z Ghassemlooy 18
Types of Fibre
There are two main fibre types:

(1) Step index:

• Multi-mode
• Single mode

(2) Graded index multi-mode

Total number of guided modes M for multi-mode fibres:

Multi-mode SI M = 0.5V 2 Multi-mode GI M ≈ 0.25V 2

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 Step-index Multi-mode Fibre

50-200 µm Output pulse

Input
pulse 120-400µm n1 =1.48-1.5
n2 = 1.46
Advantages: dn=0.04,100 ns/km
• Allows the use of non-coherent optical light source, e.g. LED's
• Facilitates connecting together similar fibres
• Imposes lower tolerance requirements on fibre connectors.
• Cost effective
Disadvantages:
• Suffer from dispersion (i.e. low bandwidth (a few MHz)
• High power loss
Prof. Z Ghassemlooy 20
Graded-index Multi-mode Fibre

50-100 µm
Input Output
pulse 120-140µm pulse
n2 n1
Advantages: dn = 0.04,1ns/km
• Allows the use of non-coherent optical light source, e.g. LED's
• Facilitates connecting together similar fibres
• Imposes lower tolerance requirements on fibre connectors.
• Reduced dispersion compared with STMMF
Disadvantages:
• Lower bandwidth compared with STSMF
• High power loss compared with the STSMF
Prof. Z Ghassemlooy 21
 Step-index Single-mode Fibre

8-12 µm Output pulse

Input
pulse 100-120µm n1 =1.48-1.5
n2 = 1.46
dn = 0.005, 5ps/km
Advantages:
• Only one mode is allowed due to diffraction/interference effects.
• Allows the use high power laser source
• Facilitates fusion splicing similar fibres
• Low dispersion, therefore high bandwidth (a few GHz).
• Low loss (0.1 dB/km)
Disadvantages:
• Cost
Prof. Z Ghassemlooy 22
Single Mode Fiber - Power Distribution

Optical power Guided

Evanescent

Intensity profile of the fundamental mode

Prof. Z Ghassemlooy 23
Fibre Characteristics
• The most important characteristics that limit the
transmission capabilities are:

• Attenuation (loss)

• Dispersion (pulse spreading)

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Attenuation - Standard Fibre
SM-fiber, InGaAsP DFB-laser,
InGaAsP FP-laser or LED ~ 1990 Optical amplifiers
10 MM-fibre, GaAs-laser 80nm 180 nm
or LED

3rd window
2nd window
5
Attenuation (dB/km)

1985
1980
2.0 1st window-
Fourth Generation,
1.0 1996, 1.55 µm
1975

WDM-systems
0.5

0.2 1300
nm 1550
nm
0.1
600 800 1000 1200 1400 1600 1800
Wavelength (nm)
c
Bandwidth ∆f = 2 ∆λ = 1.142 x 1014 Hz |λ1300 nm + 2.2475 1014 Hz |λ1550 nm
λ
Prof. Z Ghassemlooy 25
Attenuation (Loss α) - contd.
Fibre
Pi Po
α
L

The output power Po (L)= Pi (0).e- α Lp

Fibre attenuation coefficient 1  Po 

α p = ln 
(αp = α scattering + α absorption + α bending) L  Pi 

1  Po 
Or in dB/km, fibre attenuation α = log  = 4.343α p (km −1 )
L  Pi 

Prof. Z Ghassemlooy 26
Fibre Attenuation - contd.
• In a typical system, the total loss could bas 20-30 dB, before it
needs amplification.

So, at 0.2 dB/km, this corresponds to a distance of 100-150 km.

Attenuation along the fibre link can be

measured using Optical Time Domain
Reflectometer

Prof. Z Ghassemlooy 27
Fibre Dispersion
• Data carried in an optical fibre consists of pulses of light energy
consists of a large number of frequencies travelling at a given rate.
• There is a limit to the highest data rate (frequency) that can be
sent down a fibre and be expected to emerge intact at the output.
• This is because of a phenomenon known as Dispersion (pulse
spreading), which limits the "Bandwidth” of the fibre.
T
τ
si(t) Many modes so(t)
Output
L pulse

Cause of Dispersion:
• Chromatic (Intramodal) Dispersion
• Modal (Intermodal) Dispersion
Prof. Z Ghassemlooy 28
Chromatic Dispersion
• It is a result of group velocity being a function of wavelength.
In any given mode different spectral components of a pulse traveling
through the fibre at different speed.
• It depends on the light Laser δλ = 1-2 nm
δλ = R.M.S Spectral
source spectral characteristics. width
LED δλ = 40 nm
(many modes)
wavelength
• May occur in all fibre, but is the dominant in single mode fibre
• Main causes:
• Material dispersion - different wavelengths => different speeds
• Waveguide dispersion: different wavelengths => different angles

Prof. Z Ghassemlooy 29
Material Dispersion
Refractive index of silica is frequency dependent. Thus different
frequency (wavelength) components travel at different speed

RMS pulse broadening λ d 2n

τ mat = Lδ λ ns / km
c dλ2

Where material dispersion 175

coefficient: 100
2
2nd window
λd n ps / nm.km Dmat 0
Dmat = −
c dλ2
Note: Negative sign, indicates that low -100
wavelength components arrives before 0.8 1.0 1.2 1.4 1.6 1.7
higher wavelength components. λ

Prof. Z Ghassemlooy 30
Waveguide Dispersion
• This results from variation of the group velocity with wavelength for
a particular mode. Depends on the size of the fibre.
• This can usually be ignored in multimode fibres, since it is very
small compared with material dispersion.
• However it is significant in monomode fibres.
175
Waveguide dispersion
100

Dmat 0
Total dispersion

-100 Material dispersion

0.8 1.0 1.2 1.4 1.6 1.7
λ
Prof. Z Ghassemlooy 31
Modal (Intermodal) Dispersion
• Lower order modes travel travelling almost parallel to the centre
line of the fibre cover the shortest distance, thus reaching the end of
fibre sooner.
• The higher order modes (more zig-zag rays) take a longer route
as they pass along the fibre and so reach the end of the fibre later.

• Mainly in multimode fibres

Cladding n2
2 Core n1
φc
θ
α 1

Prof. Z Ghassemlooy 32
Modal Dispersion - SIMMF
The time taken for ray 1 to propagate a length Ln1
of fibre L gives the minimum delay time:
t min =
c
The time taken for the ray to propagate a length L cos θ
t max =
of fibre L gives the maximum delay time: c n1
n2
Since sin φ c = = cosθ
n1
The delay difference δTs = t max − t min
Since relative refractive index (n −n )
∆= 1 2
difference n 1

Ln12
Thus δTs ≈ ∆
cn2

Prof. Z Ghassemlooy 33
Modal Dispersion - SIMMF
(n1 −n2 )
For ∆<< 1, ∆= and NA = n1 (2∆) 0.5
n2
L( NA) 2
δTs ≈
2cn1

For a rectangular input pulse, the RMS pulse broadening due to

modal dispersion at the output of the fibre is:
Ln1∆ L( NA) 2
τ mod al = =
3.5c 7 n1C

Total dispersion = chromatic dispersion + modal dispersion

τT =[τchrom 2 +τmodal 2 ]1 / 2
Prof. Z Ghassemlooy 34
Modal Dispersion - GIMMF

 The delay difference Ln1∆2

δTs ≈
2c

 the RMS pulse broadening

Ln1∆2
τ modal −GI =
34.6C

Prof. Z Ghassemlooy 35
Dispersion - Consequences
I- Frequency Limitation (Bandwidth) L = L1
T
1 0 1 0 0 1
1 0 1 0 0 1 B
L L = L 2 > L1
• Maximum frequency limitation of
signal, which can be sent along a fibre 1 0 1 0 0 1
• Intersymbol interference (ISI), which
is unacceptable in digital systems which
depend on the precise sequence of pulses. Intersymbol interference

II- Distance: A given length of fibre, has a maximum frequency

(bandwidth) which can be sent along it. To increase the bandwidth for
the same type of fibre one needs to decrease the length of the fibre.
Prof. Z Ghassemlooy 36
Bandwidth Limitations
• Maximum channel bandwidth B:
• For non-return-to-zero (NRZ) data format: B = BT /2
• For return-to-zero (RZ) data format: B = BT
Where the maximum bit rate BT = 1/T, and T = bit duration.
• For zero pulse overlap at the output of the fibre BT <=
1/2τ
where τ is the pulse width.
For MMSF: BT (max) = 1/2δTs
• For a Gaussian shape pulse:BT ≤ 0.2/τ rms
where τrms is the RMS pulse width.
For MMSF: BT (max) =0.2/ τ modal
or
BT (max) =0.2/ τ T Total dispersion
Prof. Z Ghassemlooy 37
Bandwidth Distance Product (BDP)
The BDP is the bandwidth of a kilometer of fibre and is a constant
for any particular type of fibre.
Bopt * L = BT * L (MHzkm)

For example, A multimode fibre has a BDP of 20 MHz.km, then:-

- 1 km of the fibre would have a bandwidth of 20 MHz

- 2 km of the fibre would have a bandwidth of 10 MHz

Typical B.D.P. for different types of fibres are:

• Multimode 6 - 25 MHz.km
• Single Mode 500 - 1500 MHz.km
• Graded Index 100 - 1000 MHZ.km

Prof. Z Ghassemlooy 38
Bandwidth Distance Product

100
Source spectral width < 1 nm
Bit rate B (Gbps)

10

Source spectral width = 1 nm

0.1
1 10 100 1000 10,000

Distance L (km)

Dmat = 17 ps/km.nm
Prof. Z Ghassemlooy 39
Controlling Dispersion
For single mode fibre:
• Wavelength 1300:
- Dispersion is very small
- Loss is high compared to 1550 nm wavelength
• Wavelength 1550:
- Dispersion is high compared with 1300 nm
- Loss is low

Limitation due to dispersion can be removed by moveing

zero-diepersion point from 1300 nm to 1550 nm. How?

By controlling the waveguide dispersion.

Fibre with this property are called Dispersion-Shifted Fibres
Prof. Z Ghassemlooy 40
Controlling Dispersion
20

Dispersion
10
shifted

0
Dispersion
Standard flattened
-10

-20
1.1 1.2 1.3 1.4 1.5 1.6 1.7

Wavelength ( µm)

Prof. Z Ghassemlooy 41
Summary

• Nature of light : Particle and wave

• Light is part of EM spectrum

• Phase and group velocities

• Reflection, refraction and total internal reflection etc.

• Types of fibre
• Attenuation and dispersion

Prof. Z Ghassemlooy 42