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Applied Acoustics
journal homepage: www.elsevier.com/locate/apacoust
A R T I C L E I N F O A B S T R A C T
Keywords: The dynamic behavior of structures can be studied by the identification of their modal parameters. Classical
Operational modal analysis modal analysis methods are based on the relation between the forces applied to structures (inputs) and their
Transmissibility functions vibration responses (outputs). In real operational conditions it is difficult, or even impossible, to measure the
Stochastic subspace identification excitation. For this reason, operational modal analysis approaches which consider only output data are pro-
Harmonic components
posed. However, most of these output-only techniques are proposed under the assumption of white noise ex-
citation. If additional components, like harmonics for instance, are present in the exciting force, they will not be
separated from the natural frequencies. Consequently, this assumption is no longer valid. In this context, an
operational modal identification technique is proposed in order to only identify real poles and eliminate spurious
ones. It is a method based on transmissibility functions.
The objective of the proposed paper is to identify modal parameters in operational conditions in the presence
of harmonic excitations. Identification is performed using a method based on transmissibility measurements and
then with the classical stochastic subspace identification method, which is based on white noise excitation. These
two methods are first applied to numerical examples and then to a laboratory test. Results validate the novel
ability of the method based on transmissibility measurements to eliminate harmonics, contrary to the stochastic
subspace identification approach.
⁎
Corresponding author.
E-mail addresses: essia.maamer@sigma-clermont.fr (A. Maamar), maher.abdelghani@gmail.com (M. Abdelghani), thienphu.le@univ-evry.fr (T.-P. Le),
vincent.gagnol@sigma-clermont.fr (V. Gagnol), laurent.sabourin@sigma-clermont.fr (L. Sabourin).
https://doi.org/10.1016/j.apacoust.2018.02.017
Received 30 June 2017; Received in revised form 18 January 2018; Accepted 15 February 2018
0003-682X/ © 2018 Elsevier Ltd. All rights reserved.
Please cite this article as: Maamar, A., Applied Acoustics (2018), https://doi.org/10.1016/j.apacoust.2018.02.017
A. Maamar et al. Applied Acoustics xxx (xxxx) xxx–xxx
(PDF) of harmonic and structural responses. The PDF of a structural two transmissibility functions measured at the same output points i and
response is a distribution with only one peak, and the PDF of a har- j but with two different input excitation locations k and l .
monic response is a distribution with two peaks. This difference was
ΔTijkl (s ) = Tijk (s )−Tijl (s ) (3)
originally illustrated by Lago [11]. Kurtosis criteria have also been used
to identify harmonic components and structural modes, [12–16]. Kur- And consequently the poles of its inverse:
tosis is defined as the fourth central moment of the PDF, normalized
1
with respect to the standard deviation. In addition to the above-men- Δ−1Tijkl (s ) =
tioned methods, knowledge of the damping ratios is an a priori in- Tijk (s )−Tijl (s ) (4)
dicator to distinguish between harmonics and structural poles. Gen-
The PolyMAX method [23] is then investigated in order to calculate
erally, the damping ratios of real poles vary between 0.1% and 2%. This the system poles from Δ−1Tijkl (s ) . Generally, additional poles can be
information enables modes with negative and high damping to be
present in the Δ−1Tijkl (s ) functions. Structural poles λr can easily be de-
eliminated [7]. The Modal Assurance Criterion (MAC) [17] is also an
termined by performing a singular value decomposition of the trans-
effective tool to distinguish a structural mode from a harmonic one. The
missibility matrix T [19]. If we consider, for example, four different
MAC value between a structural mode shape and a mode shape corre-
loading conditions k ,l,m and n , the transmissibility matrix is the fol-
sponding to a harmonic component will show a low correlation. Spe-
lowing:
cific numerical filters have also been developed [18] in order to elim-
k
inate harmonic components from the measured response. However, in ⎡T1r (s ) T1lr (s ) T1mr (s ) T1nr (s ) ⎤
practice filters are not perfect, and if the harmonic frequency is close to ⎢T k (s ) T2lr (s ) T2mr (s ) T2nr (s ) ⎥
resonant frequencies, the filtering will disturb the response so that the ⎢ 2r ⎥
T = ⎢T k (s ) T3lr (s ) T3mr (s ) T3nr (s ) ⎥
3r
identified modal parameters are perturbed. ⎢ k ⎥
In order to overcome the white noise excitation assumption and ⎢T4r (s ) T4l r (s ) T4mr (s ) T4nr (s ) ⎥
⎢
⎣ 1 1 1 1 ⎥ ⎦ (5)
consequently to identify modal parameters in the presence of harmonic
excitation, an operational modal identification method is proposed by In fact, in system poles λr the rank of matrix T is one; consequently,
Devriendt et al. [10,19–21]. This method is based on transmissibility σ1 > σ2 > σ3 > σ4 ⩾ 0 and 1/ σ2 tends to ∞.
measurements. The significant advantage of this approach is its in-
dependence from the nature of the excitation. Consequently, the pre-
2.2. Stochastic subspace identification method (SSI)
sence of harmonics will not disturb the identified modal model.
The main objective of this paper is to identify the modal parameters
The dynamic behavior of a discrete mechanical system consisting of
of structures in the presence of harmonic components using the
n masses connected through springs and dampers is described by the
Transmissibility Function-Based method (TFB). The decision con-
following matrix differential equation:
cerning whether a particular mode is structural or not is based on a
singular value decomposition of the system’s transmissibility matrix. Mq¨ (t ) + C2 q ̇ (t ) + Kq (t ) = f (t ) (6)
The identified eigen-parameters are then compared to those obtained
M,C2 and K ∈ n × n
are the mass, damping and stiffness matrices. q (t )
using the classical SSI method, which is based on the white noise ex-
∈ n is the displacement vector at continuous time t. Vector f (t ) ∈ n is
citation assumption. The idea behind this comparison is to demonstrate
the excitation force.
that the TFB method is a particular OMA which can eliminate harmo-
SSI is a method that converts a 2nd order problem into two 1st order
nics and identify only the real poles of the structure. The paper is or-
problems. Eq. (6) can be converted into the following state equation:
ganized as follows. In Section 2, a brief description of the TFB and SSI
techniques is provided. In Section 3, the OMA technique based on x ̇ (t ) = Ac x (t ) + Bc f (t )
transmissibility measurements is applied to a numerical model and to a y (t ) = Cx (t ) + Df (t ) (7)
cantilever beam test. Results are then compared with those obtained via
the SSI technique. Finally, Section 4 concludes the paper. The state matrix Ac in continuous time, the load matrix Bc and the
output matrix C are given by:
2
A. Maamar et al. Applied Acoustics xxx (xxxx) xxx–xxx
1 2
and eigenvectors. These can be obtained by an eigenvalue decomposi- In Fig. 2a, the two transmissibility functions T12 (s ) and T12 (s ) cross
tion of the continuous time state matrix: each other at two different points, which represent the system’s poles.
The subtraction between two transmissibility functions under two dif-
Ac = Ψc Λ c Ψ −c 1 (10) ferent input excitations on each of the two masses is:
where Λ c = diag (λ c ) is a diagonal matrix containing the continuous 1 2
ΔT (s ) = T12 (s )−T12 (s ) (16)
time complex eigenvalues and Ψc contains the eigenvectors.
The continuous time complex eigenvalues λ c are found from the Systems poles are poles of Δ−1T (s ) . In Fig. 2b, two peaks of the
discrete time eigenvalues λi by: system’s poles are observed at Δ−1T (s ) . The frequency domain esti-
mator, PolyMAX, is then investigated for the function Δ−1T (s ) , in order
ln(λi )
λc = to identify the damping ratio and the natural frequency of the system’s
Δt (11)
poles. Modal parameters are reported in Table 1 with their exact values.
where Δt is the sampling time. The modal parameters identified by the transmissibility function-
The eigenvalues of Ac occur in complex conjugated pairs and are based method are quite close to exact ones, thus confirming the nu-
written as: merical implementation of the TFB method. The damping ratio is more
influenced by the nature of the excitation than the natural frequency.
λ c ,λc∗ = −ξc ωc ± jωc 1−ξc2 (12) This explains the good correlation between TFB and exact values as
Natural frequencies fc and damping ratios ξc are identified from: regards the determination of natural frequencies.
ωc |λ | |R (λ c )|
fc = = c , ξc = 3.1.2. Combination of white noise excitation and fixed harmonic excitation
2π 2π |λ c | (13) In order to evaluate the influence of the presence of harmonic
The modal matrix Φ can be obtained from the eigenvector matrix using components on the exciting force, and to check the efficiency of the TFB
the relation: method, a combination of harmonic excitation and Gaussian white
(14) noise excitation with zero mean is applied to each mass separately. The
Φ = CΨ
frequency of the applied harmonic excitation is equal to 15 Hz. The Fast
Fourier Transform (FFT) of the simulated temporal response is shown in
3. Applications Fig. 3. Three peaks combining structural and harmonic modes are
present in the FFT curve. The harmonic component frequency is 15 Hz,
1 2
3.1. Numerical model and the two other modes are structural. In Fig. 4, the T12 (s ) and T12 (s )
curves cross each other on the system’s poles. In [21], it was demon-
In order to validate the numerical implementation of the transmis- strated that the ratio between two frequency responses under the same
sibility function-based method, a numerical model was considered and input force eliminates the harmonic component. Thus these harmonic
modal identification was performed in the case of impact hammer ex- components will not be present in Δ−1T (s ) . However, Δ−1T (s ) may
citation and then in the case of a combination between harmonic and contain additional poles that are not related to the system’s dynamics,
random excitations for comparison purposes. as can be seen on the curve of Δ−1T (s ) in Fig. 5. It is important to verify
whether these peaks on the curve of Δ−1T (s ) are real structural modes or
3.1.1. Impact hammer excitation not.
A two-degree-of-freedom (DoF) system is considered for numerical Step 1: Singular value decomposition of the transmissibility matrix
validation and is illustrated in Fig. 1 with its mechanical properties. T
Two impact hammer excitations were applied to both masses of the At the system poles, the rank of the proposed matrix T is one.
system separately. For each loading condition, responses in displace- Consequently, σ2 tends to zero and the peaks of 1/ σ2 indicate the sys-
ment are obtained by the integrating motion equations with the Range- tem’s poles.
Kutta algorithm. The mass displacement responses, which are sampled Step 2: Stabilization diagram
at N = 4000 points with a period Δt = 0.01 s , are presented in Fig. 1. Stabilization diagrams showing the stability of the poles as a func-
In this case, two transmissibility functions are calculated with re- tion of Δ−1T (s ) and as a function of increasing model order were used to
spect to the frequency response of each mass of the studied system distinguish the spurious modes from the physical poles. Fig. 6 shows
under the two different applied forces. such a stabilization diagram. The green point indicates that a pole is
stable with respect to damping ratio and natural frequency, and the red
X11 (s ) X (s )
1
T12 (s ) = 2
, T12 (s ) = 12 point indicates that a pole is unstable with respect to damping ratio
X21 (s ) X22 (s ) (15)
and/or natural frequency. Here it is clear that the two poles at
Fig. 1. Two-degree-of-freedom system and simulated responses under impact hammer excitation on mass 1.
3
A. Maamar et al. Applied Acoustics xxx (xxxx) xxx–xxx
a b
4 4
T112 Δ
í1
T
Magnitude (dB)
Magnitude (dB)
2 2
T2
12
0 0
í2
í2
í4
5 10 15 20 0 5 10 15 20
Frequency (Hz) Frequency (Hz)
1 2
Fig. 2. (a) Transmissibility functions T12 and T12 , (b) Δ−1T under impact hammer excitation.
Table 1
60 1/σ
Identified modal parameters from the TFB method and exact values. 2
50
Mode Natural frequency (Hz) Damping ratio (%) 40
30
Exact TFB Exact TFB
20
1 3.55 3.51 1.12 1.36 10
2 8.71 8.78 2.73 2.47
0 5 10 15 20
Frequency (Hz)
0 Fig. 5. Selection of system poles by means of singular value decomposition.
Magnitude (dB)
í5
30
í10
Model order
20
í15
10
í20
0 10 20 30 40 50
0
Frequency (Hz) 0 2 4 6 8 10 12 14 16 18 20
Frequency (Hz)
Fig. 3. Fast Fourier Transform of the simulated response.
Fig. 6. Selection of system poles through a stabilization diagram by the TFB method.
frequencies 3.54 Hz and 8.72 Hz are real structural poles, and that the
other peaks are spurious ones. In order to demonstrate the novel ability Table 2
of the TFB technique to eliminate harmonics, modal parameters are also Identified modal parameters using SSI and TFB methods.
identified using the SSI method. Results obtained from the two different
Mode Natural frequency (Hz) Damping ratio (%)
approaches are presented in Table 2 and compared. The times con-
sumption of the proposed TFB approach and the classical SSI method Exact SSI TFB Exact SSI TFB
are respectively 3.544 s and 2.834 s. In the stabilization diagram ob-
1st 3.55 3.58 3.54 1.12 1.21 1.24
tained with the SSI method, shown in Fig. 7, three poles are estimated.
2nd 8.71 8.717 8.72 2.73 2.02 2.68
The SSI is a robust method, but we cannot really distinguish be- 3rd 15 15 – – 0.05 –
tween structural and non-structural poles, and this generally represents
a difficulty in the operational modal identification field. With the
transmissibility-based method, the harmonic mode is automatically
eliminated, which is not the case for SSI, that estimates it with a low
damping value. However, the modal identification of the real structural
4
T1 Δ í1 T
5 12 2
Magnitude (dB)
Magnitude (dB)
T2
12 0
0 í2
í4
í5
í
0 5 10 15 20 0 5 10 15 20
Frequency (Hz) Frequency (Hz)
1 2
Fig. 4. (a) Transmissibility functions T12 and T12 , (b) Δ−1T under a combination of harmonic and white noise excitation.
4
A. Maamar et al. Applied Acoustics xxx (xxxx) xxx–xxx
20 Table 4
Modal parameters identified using EMA.
15
Model order
M$&(TBFí3olyM$;)
0.5
Table 3
Exact natural frequency values of the cantilever beam.
0
Mode Natural frequency (Hz)
1
1st 10.8 2
2nd 67.8 3 5
4
3rd 189.85 4 3
4th 371.5 5 2
3olyM$; mode shapes 1
5th 614.8 TBF mode shapes
5
A. Maamar et al. Applied Acoustics xxx (xxxx) xxx–xxx
Fig. 12. Sum of the measured cross-power spectra and stabilization diagram using the PolyMAX method.
Table 5
Modal parameters of the cantilever beam, identified through experimental and operational modal analysis.
6
A. Maamar et al. Applied Acoustics xxx (xxxx) xxx–xxx
M$&(TFBí3olyM$;) M$&(66,í3olyM$;)
1 1
0.5 0.5
0
0
1
1
2 3 2 3
3 2
1 3 2
3olyM$; modes shapes
3olyM$; modes shapes 1
66, modes shapes
Fig. 14. Modal assurance criterion for mode shapes identified using the SSI, TFB and PolyMAX methods.
1
⎡T12 (s )
2
T12 3
(s ) T12 4
(s ) T12 (s ) ⎤ advantage of the TFB method is its independence from the nature of the
⎢T1 (s ) T32 (s ) T32 (s ) T32 (s ) ⎥
2 3 4 excitation and its novel ability to eliminate harmonic components.
⎢ 32 ⎥ Consequently, it provides an accurate prediction of modal parameters
⎢T1 (s ) 2
T42 3
(s ) T42 4
(s ) T42 (s ) ⎥
T = ⎢ 42 ⎥ in the presence of harmonic excitations. Thus, it opens possibilities for
1 2 3 4
⎢T52 (s ) T52 (s ) T52 (s ) T52 (s ) ⎥ application to more complicated structures in the presence of harmonic
⎢T (s )
1
T62 (s ) T62 (s ) T62 (s ) ⎥
2 3 4
excitations under operational conditions.
⎢ 62 ⎥
⎣ 1 1 1 1 ⎦ (18)
Acknowledgments
Through the EMA of the studied cantilever beam, three structural
poles are identified in the frequency band [0 200 Hz], at frequencies of
This work was sponsored by the French government research pro-
10.57 Hz, 67.51 Hz and 188.99 Hz, respectively. Furthermore, in
gram through the IMobS3 Excellence Laboratory, by the European
Fig. 13, it is shown that in the considered frequency band, the three
Union through the Regional competitiveness program and by the
dominant peaks coincide with the first three natural frequencies.
Auvergne region.
The PolyMAX technique is then investigated to identify modal
parameters from the transmissibility Δ−1T (s ) functions. Results obtained
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