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Advances in Civil Engineering


Volume 2018, Article ID 9486945, 14 pages
https://doi.org/10.1155/2018/9486945

Research Article
A Local Design Method for Pile Foundations

Nunzia Letizia, Chiara Iodice, and Alessandro Mandolini


Department of Engineering, Università degli Studi della Campania “Luigi Vanvitelli”, Via Roma 29, 81031 Aversa, CE, Italy

Correspondence should be addressed to Alessandro Mandolini; alessandro.mandolini@unicampania.it

Received 2 May 2018; Accepted 4 September 2018; Published 22 October 2018

Academic Editor: Luigi Di Sarno

Copyright © 2018 Nunzia Letizia et al. This is an open access article distributed under the Creative Commons Attribution License,
which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
The work at hand attempts to propose a local pile design method based on pile load test results for a reference site. Such LPDM is
simply based on the identification of three dimensionless quantities, such as the capacity ratio CR, the stiffness ratio SR, and the
group settlement ratio Rs . To prove the LPDM reliability, experimental data collected during years in the Neapolitan area (Italy)
have been used to obtain the abovementioned coefficients. Then, LPDM has been applied, as a preliminary design method, to three
well-documented case histories applying capacity and settlement-based design (CBD and SBD) approaches. The satisfactory
agreement between the geometry in the original design of piles and the one obtained by applying the LPDM proves that the
proposed methodology may be very helpful for preliminary design, allowing for reasonable accuracy while requiring few
hand calculations.

1. Introduction angle. The horizontal effective stress may be taken as some


ratio kf of the vertical effective stress σ v0′ , thus resulting in the
The design of foundation systems is an engineering process second form of the expression in Equation (1).
which therefore involves a simplistic modelling of the more In Equation (2), Nq is the bearing capacity factor, often
complex real world. With reference to pile foundations, pile assumed as function of the angle of internal friction of the
design always involves calculation of the axial bearing ca- soil in proximity of the pile tip, as suggested in Berezantzev
pacity of the single pile. Among the main methods for es- et al. [1]; σ vL′ is the vertical effective stress acting at the depth
timating values of the unit base resistance, qb , and the unit of the pile tip.
shaft resistance, qs , there are those based on fundamental soil Empirical methods based on CPT results consist in
properties (theoretical methods), such as angle of friction, evaluating qs and qb by the following empirical relations:
and those based on in situ test results (empirical methods),
qs,i � αs qcs,i , (3)
such as standard penetration tests (SPTs) or cone penetra-
tion tests (CPTs). The comprehension of the difference
between model and reality, of the model limits and the qb � αb qcb , (4)
feasibility of different methods, is crucial. where αs and αb are the empirical coefficients depending on
Theoretical methods consist in evaluating the design both soil type and pile type, qcs,i is the value of the point
values of qs and qb by the following expressions: resistance of CPT representative of the layer i along the pile
qs � σ hf′ tan δ′ � kf σ v0′ tan δ′ , (1) shaft, and qcb is the average value of qc measured in a suitable
interval of depth around the pile base.
qb � Nq σ vL′ , (2) To improve the reliability of Equations (3) and (4), data
from load tests on experimental piles can be interpreted to
where σ hf′ is the effective horizontal stress at failure, its get αs and αb values for the reference site, and for such
evaluation being one among the most challenging methods specific site and only, the use of backcalculated values of the
in geotechnical engineering, and δ′ is the soil-pile friction above coefficients makes pile design certainly more accurate.
2 Advances in Civil Engineering

Although in the last decades significant improvements unused. Nevertheless, such data may be better exploited, as
have been made in comprehension of the processes gov- demonstrated by the LPDM proposed in the following
erning the soil-pile system behaviour up to failure, recent sections.
papers [2, 3] demonstrate that our capability to evaluate pile
response to loading is still far from being satisfactory for
practical purposes on a specific project. 2.1. Capacity Ratio. Mandolini et al. [5] introduced the
Orr [3] analyzed the predictions made by 15 geotechnical capacity ratio, CR, a dimensionless parameter defined as
specialists with reference to driven, bored, screw, and CFA follows:
piles in different subsoil conditions. The predictions are fully Q
theoretical, in the sense that each specialist received all the CR � lim , (5)
W
data needed to predict pile response, but no experimental
data were available to compare predictions and perfor- where pile ultimate axial bearing capacity, Qlim , derived from
mance. According to the author, a large scatter in terms of pile load test results, is divided by the pile weight, W.
ultimate vertical bearing capacity, Qlim , comes out (Table 1) The ultimate load of a pile is usually not well defined
especially with reference to cast in situ piles (bored, screw, starting from the observation of the pile load-settlement
and CFA). curve. A simple criterion which can be used to overcome this
Similar results have been obtained in the occasion of the problem is to conventionally define Qlim as the load causing
International Prediction Event stimulated by ISSMGE a displacement of the pile head equal to 10% of the pile base
TC212, whose results have been made known during the 3rd diameter (as, for instance, suggested in Eurocode 7). If the
Bolivian International Conference on Deep Foundations load test has been stopped before the pile head could ex-
held in Santa Cruz de la Sierra (Bolivia). In this case, 3 perience such a displacement, Qlim can be obtained ex-
different piles (bored, screw, and CFA) have been installed at trapolating the load-settlement curve; for example, Chin’s
B.E.S.T. (Bolivian Experimental Site for Testing) and then empirical method [6], which assumes that the form of load-
head-down loaded at failure. The scrutiny of the predictions settlement curve is hyperbolic, may be applied. In order to
[2] reveals that the ratio among the predicted maximum and obtain a reliable Qlim value by extrapolation, during the load
minimum values (72 predictions carried out by 121 people) test, a pile head settlement of at least 5% of the pile base
has been even larger than that reported in Table 1. diameter must be measured.
A way to improve the reliability and accuracy of pile The capacity ratio, CR, allows to compare data from
design at a local scale is to set up local pile design methods different piles (type and geometry) belonging to the same
(LPDMs), which may be used either in a preliminary stage or area in terms of geological and geotechnical subsoil con-
in a final stage of design, depending on the data (quality and ditions. For a given installed pile volume, the capacity ratio,
quantity) on which they have been developed. same as Qlim , depends on the pile type and the soil type. Since
The aim of this work is to (1) propose an LPDM based on the subsoil condition is fixed, CR is expected to be strongly
the interpretation of pile load test results for a reference site, affected by the pile specific installation technique. In
(2) describe some case histories located in the reference site a preliminary stage of design, (CR)av , the average value of
and report the most relevant experimental evidence, and (3) capacity ratios obtained for the reference site, allows to
apply the proposed LPDM to the selected case histories. It predict the expected value of Qlim . Clearly, an adequate
will be shown that LPDM may be very helpful for a pre- amount of CR values are needed to ensure that (CR)av
liminary design of the foundation, being rather accurate provides a reliable estimation of Qlim . Therefore, it is sug-
from an engineering viewpoint despite involving few hand gested to compute the coefficient of variation (CV) of the CR
calculations. population to express the precision of (CR)av .

2. Local Pile Design Method


2.2. Stiffness Ratio. Mandolini et al. [5] introduced the
Since the prediction of pile response to loading is affected by stiffness ratio, SR, expressed as follows:
several uncertainties, a pile load test programme should be K
considered as an essential part of the design and the con- SR � 0 , (6)
Kc
struction process. Pile tests may fall into one of the two
categories: tests to failure on trial piles, to prove the suit- where K0 is the initial axial soil-pile stiffness (inclination of
ability of the piling system and to confirm the design pa- the initial tangent of the experimental load-settlement curve;
rameters inferred from the site investigation, and tests in order to process the data in an objective and repeatable
carried out on production piles, to check the construction way, K0 may be obtained as the initial tangent of a hyperbola
technique and workmanship and to confirm the perfor- fitted to the first three points on the experimental load-
mance of the pile as a foundation element [4]. settlement curve). Its knowledge is essential to predict the
Pile load tests are mainly used to determine the ultimate value of the expected settlement of the single pile, ws , under
bearing capacity of piles, directly from the resulting load- working load, in a preliminary stage of design.
settlement curve or by its extrapolation, and the stiffness of Kc is the axial stiffness of a column having a length equal
the pile-soil system at certain load. Load tests also provide to the critical value, Lc . It represents that length beyond
a considerable amount of extra data which often remain which any increase of the pile length causes little or no
Advances in Civil Engineering 3

Table 1: Results of the prediction exercises [3].


Pile type Number of predictions Qlim (kN) min. value Qlim (kN) max. value Ratio max/min
Driven 3 1748 2262 1.3
Bored 10 989 3026 3.1
Screw 8 351 1500 4.3
CFA 11 1290 5093 4.0

increase of the pile stiffness. Fleming et al. [4] defined Lc as can be derived from Equation (6), considering, again, the
follows: following reduced value of (SR)av :
􏽳���
Ep (SR)av,r � (SR)av · [1 − CV(SR)]. (9)
Lc � 1.5 · d · , (7)
GL The corresponding elastic component of displacement of
a single pile, ws,el , under the average vertical load can be
where Ep is Young’s modulus of the pile material; GL is the
evaluated as Qav /K0 . In wider terms, ws is the sum of two
value of the soil shear modulus at a depth Lc from the ground
contributions: ws,el (elastic component) and ws,nl (nonlinear
surface and it can be estimated, iteratively, using the results
component) � ws − ws,el , as shown in Figure 1.
of seismic tests (down hole, cross hole, etc.) in terms of shear
Nevertheless, if the pile load level is low enough,
wave velocity VS .
ws ≈ ws,el may be assumed. The evaluation of the average
The critical length Lc , instead of the full pile length L, has
settlement of the piled foundation is described in the fol-
been introduced in SR definition because the pile response
lowing section.
under working loads (hence far from failure) is affected by
Lc , whereas L is typically fixed by pile capacity requirements.
For a given pile geometry in the reference site, SR values
3.2. Group Effects in terms of Settlement. The interaction
are expected not to be as strongly affected by the pile-specific
between piles belonging to a group amplifies only the elastic
installation technique as CR because the specific pile in-
component of the single-pile settlement (e.g., [5, 11–13]).
stallation should affect the initial axial soil-pile stiffness, K0 ,
Thus, the average settlement of piled foundations, wg , may
less than ±20%, as evident from the work by Mandolini [7],
be expressed as follows:
collecting available experimental evidence [8–10], and the
simple method proposed by Randolph [11] to model the wg � Rs · ws,el + ws,nl , (10)
installation effect on the initial axial pile stiffness K0 . In
a preliminary stage of design, (SR)av , the average value of where Rs is the amplification factor named “group settlement
stiffness ratios obtained for the reference site, is introduced ratio,” originally introduced by Skempton et al. [14] and
to predict the expected value of ws . Once again, it is sug- measuring the effects of the interaction between piles.
gested to compute the coefficient of variation (CV) of the SR Considering the assumption ws ≈ ws,el , wg has the fol-
population to express the precision of (SR)av . lowing expression:
w g � Rs · w s . (11)
3. LPDM Application Research works (e.g., [14, 15]) suggested that Rs can be
3.1. Capacity-Based Design (CBD) of a Piled Foundation. expressed as a function of geometrical factors such as the
A piled foundation has to be preliminarily designed number, n, the spacing, s, and the slenderness, L/d, of
according to a capacity-based approach, in a site for which piles.
the needed set of data to estimate (CR)av and (SR)av is Mandolini [13] postulated that Rs can be expressed as
available owing to previous investigations. a function of the aspect ratio, R, which was originally in-
The total vertical load, Q, that has to be transmitted to troduced by Randolph and Clancy [16] as R � (n · s/L)0.5 ,
the pile group, is obtained from structural analyses. As- but with the critical pile length, Lc , instead of the total pile
suming the pile number n, the average load, Qav , transmitted length, L, as shown in the following expression:
to each pile may be obtained as Q/n. For any given pile 􏽲����
n·s
diameter d, which must be large enough to guarantee an R� . (12)
Lc
acceptable stress level on the pile head section, after choosing
the pile technology and evaluating Qlim as FS (factor of safety To check the validity of this assumption, Mandolini [13]
as defined in the reference regulations) times Qav , the pile evaluated the ratio between the experimentally measured
weight can be evaluated from Equation (5) using, on the side average settlement, wg , for six buildings in the eastern area of
of safety, the following reduced value of (CR)av : Naples and the settlement of the single pile, ws , under the
(CR)av,r � (CR)av · [1 − CV(CR)]. (8) average working load as measured during the load test on
one or more production piles belonging to the same
From W, the pile length L can be obtained. After foundation. By interpolating all the experimental data, he
evaluating Lc , thus Kc , the initial axial soil-pile stiffness, K0 , suggested the following expression:
4 Advances in Civil Engineering

Qav Load, Q To preliminarily design a piled raft, the abovementioned


method is slightly adjusted. First, the load sharing between
the pile group and the raft must be predicted. After eval-
ws,el uating, through classical methods, the average settlement,
wr , associated with the unpiled raft, the raft-soil stiffness can
ws be readily obtained as Kr � Q/wr . Assuming an admissible
value for the average settlement, wa , of the piled raft and
neglecting the raft contribution to the overall stiffness of the
combined foundation, the latter may be obtained as
Kg � Q/wa . The fraction of load transmitted by piles to the
Settlement, w

soil, αpr , can be expressed as follows [16]:


1
αpr � , (15)
1+β
Figure 1: Schematic load-settlement curve.
0.2 K
β� · 􏼠 r 􏼡. (16)
1 − 0.8 · 􏼐Kr /Kg 􏼑 K g
wg
Rs � � 0.23 · n · R−0.91 . (13) The load, Qg , to be assigned to the pile group is therefore
ws
αpr · Q. While in the capacity-based design approach, the pile
These findings seem to support the idea that the group length needed to guarantee the requested safety factor
effects in terms of settlement are ruled out mainly by against a bearing capacity failure is derived; in a settlement-
geometrical factors (by means of the aspect ratio, R) and not based design approach, pile length is derived from SR
by the specific pile types, whose influence enters the analysis evaluation and is needed to guarantee an acceptable average
via the value of ws , obtained by a load test. settlement of the piled raft. In such circumstances, the in-
Later on, the dataset needed to estimate Rs has been fluence exerted by nonlinearity on the average displacement
increasing, including experimental data related even to cannot be neglected, due to the high load level, and
monitored piled foundations not located in the eastern area therefore, Equation (10) should be utilized.
of Naples. In 2005, 63 well-documented case histories were If the load-settlement curve is interpolated by a hyper-
available, including a wide range of pile types (driven, bored, bola according to Chin [6], ws,nl can be expressed as follows:
and CFA) assembled in a variety of geometrical configu-
rations (4 ≤ n ≤ 6500; 2 ≤ s/d ≤ 8; and 13 ≤ L/d ≤ 126) and ψ
ws,nl � ws − ws,el � ws,el · 􏼠 􏼡, (17)
regarding very different soils (clayey to sandy soils, stratified, 1−ψ
saturated or not, etc.).
where ψ � Qav /Qlim is the load level.
Mandolini et al. [5], fitting all the abovementioned data
Upon combining Equations (10) and (17), the following
by the same power function as Equation (13), proposed the
expression for wg is derived:
following expression to estimate Rs :
wg ψ
Rs � � 0.29 · n · R−1.35 . (14a) wg � ws,el · 􏼠Rs + 􏼡, (18)
ws 1−ψ

The data collected in the abovementioned 63 case his- which can be evaluated for any given combination of piles
tories include the experimentally measured maximum set- diameter and number. Substituting Equation (18) in Kg
tlement of piled foundations, allowing to obtain an definition (Kg � Q/wg ), considering that ws,el � Qav /K0 and
expression to estimate Rs, max , defined as wg, max /ws : n � Q/Qav and expressing K0 as (SR)av · Kc , the following
0.50 0.13 expression for Kg is derived:
Rs,max � 􏼒 + 2 􏼓 · n. (14b)
R R
n · (SR)av
Substituting Equation (14b) in Equations (10) and (11), Kg � ·K . (19)
Rs +(ψ/(1 − ψ)) c
the maximum settlement of piled foundation, wg, max , may be
obtained. Setting a first attempt value of pile length, L, the pile
weight can be calculated. Thus, from Equation (5), adopting
(CR)av,r (Equation (8)), axial bearing capacity of a single
3.3. Settlement-Based Design (SBD) of a Piled Foundation. pile, Qlim , and therefore the load level, ψ, may be calculated.
A piled raft is a foundation system that combines both rafts Pile group-soil stiffness, Kg , is then derived from Equation
and piles. Since in such a foundation system piles are used to (19), and therefore, a new value of wg is obtained as Q/Kg .
reduce and/or regulate settlements and their distribution, no The procedure is repeated until the selected length, L,
limitations are prescribed to the safety factor of piles against guarantees the acceptable settlement, wa .
a bearing capacity failure, resulting in an optimized foun- The entire procedure may be repeated for an admissible
dation cost. value of the maximum settlement, wa, max , of the piled raft,
Advances in Civil Engineering 5

adopting, in Equation (19), Rs, max (Equation (14b)) instead larger scatter (CV(CR) � 26%), while driven piles give the
of Rs (Equation (14a)). largest (CR)av value (73 times the weight of the pile) and the
smallest scatter (CV(CR) � 8%). CFA piles are in-
4. Experiences at the Eastern Area of termediate, even if with a scatter similar to that of bored piles
Naples (Italy) (CV(CR) � 25%). These results confirm the expected strong
influence of the pile installation technique on the pile axial
In 1995, in Naples, the construction of the “New Directional bearing capacity. On the contrary, (SR)av is not so affected
Center” (CDN) was completed. It is a large urban settlement by the specific pile installation. In fact, it ranges from 1.29
located in the eastern area of the city, mainly devoted to (screw and driven) to 1.46 (bored) for all the piles, with
business. It includes high-rise buildings up to 100 meters. 28% < CV(SR) < 42%. These findings seem to support what
Piled foundations, designed with a capacity-based ap- has been claimed by a number of authors since more than 20
proach, were adopted for almost all the buildings. Due to the years [11, 13, 17, 18]: the installation technique affects the
importance of the work and the usual uncertainties con- axial stiffness of piles much less than their bearing capacity
nected to the design of piled foundations, a broad experi- and depends primarily on the small-strain shear modulus of
mental investigation took place before, during and after the the soil.
construction works. In particular, 20 head-down load tests to
failure on different trial piles, 125 head-down load tests on
different production piles, and careful monitoring of the 4.3. Data for LPDM Application in the Neapolitan Area (2018).
performance of several buildings during and after their The data collection started during the CDN construction
construction were carried out. never stops. A large number of load tests on trial and
production piles have been carried out during building
works of a different structure in the province of Naples up to
4.1. Geological and Geotechnical Contest. The subsoil of the now. The dataset now includes the results derived from 384
whole area has thoroughly been investigated by a number of load tests performed on piles realized in 15 comparable sites
authors (a summary is given by Mandolini [13]). in terms of the geological and geotechnical context. The
The collection of geological and geotechnical in- improvement of such a dataset allows the update of (CR)av
formation revealed the existence of rather uniform subsoil and (SR)av values (and the corresponding coefficients of
condition. Starting from the ground surface, located at an variation), as shown in Table 3.
elevation ranging between 5 and 8 m above the mean sea In addition to the data processed in 2005, another pile
level, and moving downwards, the following soils are found type has been introduced, which is full displacement pile. It
(Figure 2): (a) made ground; (b) volcanic ashes; (c) stratified is worth noticing that the coefficients of variation are de-
sands with organic soils; (d) pozzolana, cohesionless or creased for both (CR)av and (SR)av for each type of pile;
slightly cemented; (e) volcanic tuff; and (f ) sea sands. thus, the provided (CR)av and (SR)av values are more re-
The groundwater table is at a shallow depth from the liable because of the extension of the dataset.
ground surface (ranging between +2 and +5 m above the sea
level).
In Figure 2, the results of CPT in terms of cone re- 5. Application of LPDM for Three
sistance, qc , and friction, fs , as well as the measurements of Well-Documented Case Histories
shear wave velocity, VS , are also reported. All the data refer
to the vertical (marked at the head with full dots) where In order to illustrate the application of LPDM, the reference
volcanic tuff has not been found. is made to the following three well-documented case
As it can be seen, the values of qc are highly variable and histories:
very often lesser than 10 MPa in the upper 30 m. Once
(i) Case history #1, related to the construction of the
pozzolana is encountered, the values are still quite low but,
New Law Court Building; data are reported in great
even slightly, linearly increasing with depth up to 40 m
detail by Mandolini [13], but the reader can find an
where slightly cemented pozzolana is found as demonstrated
exhaustive summary in Mandolini and Viggiani
by a sudden increase in qc . Beyond the depth of 60 m (sea
[17].
sand), the qc values turn to be highly variable.
Looking at VS , independently of the soil type, the values (ii) Case history #2, related to the construction of two
tend to increase linearly with depth from about 150 m/s at towers; again, data are reported in great detail by
shallow depths to more than 300 m/s at greater depths. Mandolini [13], but the reader can find an ex-
haustive summary in Mandolini and Viggiani [19].
(iii) Case history #3, related to the construction of
4.2. Data for LPDM Application in the Neapolitan Area (2005).
a cluster of circular steel tanks; data are reported in
In 2005, Mandolini et al. [5], processing data collected in the
detail by Russo et al. [20].
previous years, provided the information needed to apply
the LPDM for the Neapolitan area. They are reported in It is worth highlighting that the application of LPDM has
Table 2. been checked against other well-documented case histories
Bored piles give the smallest (CR)av value (Qlim on in the eastern area of Naples, here not reported; its reliability
average 12 times greater than the weight of the pile) and the for a preliminary design has been systematically confirmed.
6 Advances in Civil Engineering

Vs (m/s) Borehole CPT, Vs fs (kg/cm2) qc (kg/cm2)


0 200 400 600 800 10 Made ground 5 2.5 0 100 200
0 0
0 Volcanic ashes

Meters above the sea level


Organic soils
Volcanic ashes –10
Stratified sands
10 –20 10
Cohesionless pozzolana
Depth (m from the ground surface)

Stratified sands –30


Volcanic tuff
Slightly cemented

Depth (m from the ground surface)


–40
20 pozzolana 20
Cohesionless pozzolana –50
–60 Sea sand
30 –70 30
Slightly cemented
–80
pozzolana 0 100 200 300 400 500 600 700
40 40

50 50

60 60

70
(a) (b) (c)

Figure 2: Schematic subsoil profile in the eastern area of Napoli (Italy).

Table 2: Vertical bearing capacity and axial stiffness of piles in the


5.1. Case History #1
soils of the eastern area of Naples (2005).
5.1.1. Description. The New Law Court Building consists of Pile type (CR)av CV(CR) (SR)av CV(SR)
three towers with heights ranging between 67 m and 110 m Bored 12.1 0.26 1.46 0.28
from the ground surface (Figure 3). Each tower has a steel CFA 37.5 0.25 1.44 0.46
frame structure with reinforced concrete stiffening cores to Screw and driven 73.1 0.08 1.29 0.42
resist wind and seismic actions.
The total applied vertical load, Q, is approximately
1450 MN, and the whole foundation area is about 7000 m2.
The resulting average contact pressure (≈200 kPa) would Table 3: Vertical bearing capacity and axial stiffness of piles in the
soils of the eastern area of Naples (2018).
have produced an average settlement of the order of some
tens of centimeters, larger than the admissible value. Pile type (CR)av CV(CR) (SR)av CV(SR)
Therefore, the piled foundation sketched in Figure 4 was Bored 11.7 0.27 1.56 0.09
considered by the designer. CFA 37.5 0.25 1.46 0.08
It consists of 241 bored piles with a preload cell at the Driven 78.2 0.13 1.38 0.16
base. All the piles are 42 m long, with diameters ranging FDP 51.5 0.33 1.44 0.07
between 1.5 m and 2.2 m (23 piles with d  1.5 m, 62 piles
with d  1.6 m, 79 piles with d  1.8 m, 57 piles with d 
2.0 m, and 20 piles with d  2.2 m). The spacing among piles Since the final decision was that of adopting piles
is, on average, s  6.1 m. equipped with a preload cell at the base, in Figure 5, only the
Each pile is subjected to an average load Qav  Q/n  load test results for piles C and D are shown.
6.0 MN. Due to the load concentration under the reinforced As it can be seen, while the load-settlement curve for
concrete stiffening cores, the maximum expected load is pile C (d  1.5 m) clearly exhibits a brittle failure condition
Qmax  8.9 MN. at Q  19.1 MN, the same does not apply to pile D (d 
Before the construction, four head-down load tests on 2.0 m). In this case, due to the problem with the reaction
trial piles (A, B, C, and D), all with a length L  42 m, have system, the load test has been stopped at Q  27.5 MN.
been tested to failure [21]. Based on the interpretation of the internal strain mea-
Piles A (without preload cell at the base) and C (with surements, Mandolini [13] estimated the following values
a preload cell at the base) have a diameter d  1.5 m, while for the average skin friction and the unit base resistance:
piles B (without preload cell at the base) and D (with qs,av  63 kPa and qb  2.4 MPa. From Figure 5, it is also
a preload cell at the base) have a diameter d  2.0 m. All the possible to note that, under the average load Qav  6.0 MN,
piles are instrumented over the entire length in order to the measured settlement is ranging between 3.5 mm (pile
measure the contributions given by the shaft and the base. C) and 2.3 mm (pile D).
Advances in Civil Engineering 7

Tower Tower A
Core
Tower B

Tower C

110m
198.5m
Plan

67m
Cross section
(a) (b)

Figure 3: Case history #1. (a) Schematic plan and (b) cross section [17].

X1 X2 X3
N
C B A
Y3 32 31 30 17 16 15 4 3 2 Y3
33 29 18 26 5 1
34 28 19 25 6 13
Y2
52.0m

Y2 36 35 27 22 23 7 14
8
37 20 9
Y1 Y1
38 39 40 41 21 24 10 11 12

X1 X2 X3
198.5 m

d = 1.5 m d = 1.6 m
d = 1.8 m d = 2.0 m
d = 2.2 m Survey point

Figure 4: Case history #1. Layout of the piled foundation [17].

The construction of the three towers took about seven 5.1.2. Summary of the Main Experimental Results. The piled
years (1982–1989). During the whole construction period foundation adopted for the New Law Court Building in the
(Figure 6), a detailed record was kept of the applied load; eastern area of Naples consists of 241 large-diameter bored
contemporarily, the settlement of 41 points distributed over piles, with different diameters (d � 1.5/2.2 m) but same
the whole foundation area was measured by a high-precision length (L � 42 m), on average spaced by s � 6.1 m. In order to
levelling survey. refer to one single value, by weighting each pile diameter by
As it can be seen, most of the load (95%) was applied the number of corresponding piles, the following average
until the end of 1987; at that time, the measured average diameter is found: dav � 1.8 m.
settlements for the three towers range between 26 mm Since there are no experimental data referred to this pile
(Tower C) and 35 mm (Tower B), with an average value wg � diameter, it is possible to reasonably estimate the ultimate
31 mm. vertical bearing capacity, Qlim , by using the experimental
In the final part of the construction period (1987–1989) values obtained from the load tests for qs,av (�63 kPa) and qb
and for some years after the end of construction (1989– (�2.4 MPa). The integration over the shaft area and base area
1995), the rate of settlement remained nearly unchanged of a pile with a diameter dav � 1.8 m leads to Qlim � 21.1 MN.
(∼5 mm/year), in spite of the very small increase of the In terms of single-pile settlement under working load,
applied load and due to the occurrence of creep de- Qav � 6.0 MN, the same problem occurs. It is,
formations in pyroclastic soils. however, reasonable to assume that the settlement of a pile
8 Advances in Civil Engineering

Load, Q (MN)
0 5 10 15 20 25 30
0

30

Pile head settlement, w (mm)


60

90

120

150
Pile C (d = 1.5 m)
Pile D (d = 2.0 m)
Figure 5: Case history #1. Results of load tests on piles C and D [21].

Time (years)
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1600 0
1400 10
Average settlement, w (mm)

1200
20
Load, Q (MN)

1000
30
800
40
600
50
400
200 60

0 70
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995

Tower A Tower C
Time (years) Tower B Total load

Tower A Tower C
Tower B Total load
(a) (b)

Figure 6: Case history #1. (a) Loading history and (b) settlement observed during and after construction [17].

with dav � 1.8 m is within the measured values for the smaller to the Italian Code at that time (minimum factor of safety FS
(pile C, ws � 3.5 mm) and the larger (pile D, ws � 2.3 mm) � 2.5 for the heavily loaded pile), Qlim � 22.25 MN.
diameter. For instance, by a simple linear interpolation, it is The pile diameter is assumed as d � 1.8 m, corresponding
possible to estimate ws � 2.8 mm. to the pile cross section A � 2.54 m2.
Looking at the group effects, the measured settlement for From Table 3, for bored piles (CR)av � 11.7 and CV(CR)
the three towers yields an average settlement of the entire � 0.27, it follows that (CR)av,r � 8.51.
pile group ws � 31 mm; the resulting group settlement ratio Since Qlim � 22.25 MN, it follows that W � 2.61 MN.
is Rs � wg /ws ∼ 11. Assuming cp � 24 kN/m3, such value for W leads to a pile
length L � 42.8 m (only 0.8 m, which means 2% longer than
that selected in the final design stage). Assuming Ep �
5.1.3. Application of LPDM to New Law Court Building. 25000 MPa, on the basis of the VS profile in Figure 2, after
The structural analysis revealed high load concentration, some iterations, a value of Lc � 33.4 m is found. It corre-
with a maximum estimated value Qmax � 8.9 MN. According sponds to Kc � 1905 MN/m. From Table 3, for bored piles
Advances in Civil Engineering 9

(SR)av � 1.56 and CV(SR) � 0.09, it follows that (SR)av,r � measured settlement is ranging between 1.7 mm (pile 1) and
1.42 and K0 � 2701 MN/m. 2 mm (pile 2).
The corresponding single-pile head displacement (elastic The construction of the two towers took about two years.
component) under the average vertical load is expected to be During the whole construction period (Figure 9), a detailed
ws,el � 2.2 mm. If the nonlinear part of the single-pile set- record was kept of the applied load; contemporarily, the
tlement is considered, ws will be equal to 3.7 mm. A range for settlement of 39 points distributed over the whole foun-
ws has been identified, practically coincident with the range dation area of the main towers was measured by a high-
of values measured during load tests (2.3 mm and 3.5 mm). precision levelling survey.
In terms of group effects, the resulting aspect ratio is R � As it can be seen, at the end of construction, the mea-
6.6 and the group settlement ratio is Rs � 9.9, which is only sured average settlements for the two towers were different
10% smaller than the experimental value. The maximum (29.2 mm for Tower A and 20.9 mm for Tower U).
group settlement ratio is Rs, max � 18.9. It is important to add that the measurements for Tower A
It follows that the estimated average and maximum started before the concreting of the raft, whose corre-
settlements of the piled foundation are, respectively, wg � sponding average settlement measured was 2.6 mm. Since
22.1 mm and wg,max � 42.0 mm. It follows that the measured the two foundations are very similar, Mandolini [13] sug-
average settlement (wg � 31 mm) falls in the range of the gested to increase measured average settlement for Tower U
estimated values. by the same quantity, thus resulting in a total settlement wg �
Note that the nonlinear part of the settlement, ws,nl � 20.9 + 2.6 � 23.5 mm. On the overall, at the end of con-
1.5 mm, represents about 6% of the total average settlement struction, the two towers exhibited an average settlement wg
of the piled foundation and about 3% of the total maximum � 26.4 mm. As for the previous case history, after the end of
settlement of the piled foundation; it is, therefore, negligible. construction, an increase of the settlement has been regis-
tered, due to the occurrence of creep deformations in py-
roclastic soils.
5.2. Case History #2
5.2.2. Summary of the Main Experimental Results. The piled
5.2.1. Description. The two towers have the same height
foundation adopted for Towers A and U in the eastern area
(86.5 m) from the ground surface (Figure 7). Each tower (U
of Naples consists of 613 CFA piles, with the same length (L
for office and A for hotel) has a steel frame structure with
� 20 m) and diameter (d � 0.60 m), on average spaced by s �
reinforced concrete stiffening cores to resist wind and
2.4 m.
seismic actions.
In terms of single-pile settlement under working average
The total applied vertical load, Q, coming from the two
load Qav , the settlement measured during the pile load tests
towers (the small three-floor building is excluded) is ap-
on trial piles is, on average, ws � 1.85 mm.
proximately 410 MN, and the whole foundation area is about
Looking at the group effects, the measured settlement for
2800 m2. The resulting average contact pressure (≈145 kPa)
the two towers yields an average settlement of the entire pile
would have produced an average settlement larger than the
group wg � 26.4 mm, corresponding to a group settlement
admissible value. Therefore, a total of 637 CFA piles (613
ratio Rs ∼ 14.3.
under the two main towers and 24 under the small building)
were installed, with length L � 20 m and diameter d � 0.60 m.
The spacing among piles is, on average, s � 2.4 m. 5.2.3. Application of LPDM to Towers A and U. The
Each pile is subjected to an average load Qav � 0.67 MN. structural analysis revealed a maximum estimated value
Due to the load concentration under the reinforced concrete Qmax � 1.37 MN. According to the Italian Code at that time
stiffening cores, the maximum expected load is Qmax � (minimum factor of safety FS � 2.5 for the heavily loaded
1.37 MN. pile), Qlim � 3.43 MN. The pile diameter is assumed as d �
Before the construction, two head-down load tests on 0.60 m, corresponding to the pile cross section A � 0.28 m2.
trial piles have been tested to failure (Figure 8). The piles From Table 3, for CFA piles (CR)av � 37.5 and CV(CR)
were instrumented over the entire length in order to � 0.25, it follows that (CR)av,r � 28.18.
measure the contributions given by the shaft and the base. Since Qlim � 3.43 MN, it follows that W � 0.12 MN.
As it can be seen, pile 2 behaved better than pile 1: the Assuming cp � 24 kN/m3, such value for W leads to a pile
maximum load reached at the end of the test was 4.8 MN and length L � 18 m (only 2 m, which means 10% shorter than
4.2 MN, respectively, corresponding to a pile head settle- that selected in the final design stage L � 20 m). Utilizing the
ment ws � 85 mm and ws � 65 mm, respectively. VS profile reported in Figure 2 and assuming EP �
Based on the interpretation of the internal strain mea- 25000 MPa, after some iterations, a value of Lc � 15.5 m is
surements, it is possible to estimate the following values for found. It corresponds to Kc � 456 MN/m.
the average skin friction and the unit base resistance: qs,av � From Table 3, for CFA piles (SR)av � 1.46 and CV(SR) �
90 kPa and qb � 3.5 MPa. As expected, these values are 0.08, it follows that (SR)av,r � 1.34 and K � 613 MN/m.
slightly larger than the corresponding values for bored piles The corresponding single-pile head displacement (elastic
due to the positive effects induced on the surrounding soil component) under the maximum vertical load is expected to
during the screw penetration. From Figure 8, it is also be ws,el � 1.1 mm. If the nonlinear part of the single-pile
possible to notice that, under the average load Qav , the settlement is considered, ws will be equal to 1.82 mm,
10 Advances in Civil Engineering

Tower U Tower A

86.5 m

105.1 m

(a)
18 m 40 m 47.1 m

Y3
32.7m

Y2

X3 X6 X9

(b)

Figure 7: Case history #2. (a) Schematic cross-section and (b) layout of the foundation [13].

practically coincident with the average measured one 19.4 mm and wg,max � 35.3 mm. It follows that the measured
(1.85 mm). average settlement (wg � 26.4 mm) falls in the range of the
In terms of group effects, the resulting aspect ratio is R � estimated values.
9.7 and the group settlement ratio is Rs � 17.8, which is about Note that the nonlinear part of the settlement, ws,nl �
20% larger than the experimental value. The maximum 0.73 mm, represents about 4% of the total average settle-
group settlement ratio is Rs, max � 32.3. ment of the piled foundation and 2% of the total maximum
It follows that the estimated average and maximum settlement of the piled foundation; it is, therefore,
settlements of the piled foundation are, respectively, wg � negligible.
Advances in Civil Engineering 11

Load, Q (MN)
0 1 2 3 4 5
0

20

Pile head settlement, w (mm)


40

60

80

100
Pile 1
Pile 2
Figure 8: Case history #2. Results of load tests on trial piles [13].

Months (1991 to 1993)


0 6 12 18 24 30 36
500 0

400
10
Settlement, w (mm)
Load, Q (MN)

300
20
200

30
100

0 40
0 6 12 18 24 30 36
Tower A
Months (1991 to 1993)
Tower U
Tower A Total
Tower U
(a) (b)
Total
Figure 9: Case history #2. (a) Loading history and (b) settlement observed during and after construction [13].

5.3. Case History #3 design load was satisfying (between 8 and 9), a piled raft
foundation was considered (Figure 11).
5.3.1. Description. Four steel tanks for the storage of sodium A total of 52 CFA piles (13 piles below each tank) were
hydroxide, a toxic liquid with a unit weight of 15.1 kN/m3, installed, with length L � 11.3 m and diameter d � 0.60 m.
have to be added to an already existing cluster in the area of In the design stage, a trial pile was tested to about
the Port of Naples (Figure 10). The new tanks are charac- 2100 kN. From the resulting load-settlement curve (Fig-
terized by diameters ranging from 10.5 to 12.5 m and height ure 12), it may be noticed that, at a load of 1500 kN (average
of 15 m. The total applied vertical load Q coming from each load level of the piles below the tanks), the secant stiffness of
tank ranges from 18 to 25.5 MN. The resulting average the test pile is 214 kN/mm. The corresponding single-pile
contact pressure (≈187 kPa) would have produced an av- head settlement is ws � 7 mm, which is the sum of ws,el �
erage settlement ranging from 90 to 105 mm, under static 3 mm and ws,nl � 4 mm.
loads. It is larger than the value compatible with the safe The settlement of a number of points on the foundation
operations of the tanks. Since the safety factor under the rafts of the new tanks was monitored by precision levelling.
12 Advances in Civil Engineering

Length (m)
0 2 4 6 8 10

B = 9.90 m B = 6.97 m B = 6.97 m B = 8.00 m


B = 9.90 m B = 7.95 m H = 10.03 m H = 11.93 m
H = 10.23m H = 10.06 m H = 10.05 m
H = 10.25 m C = 380 mc C = 588 mc
C = 800mc C = 495 mc C = 380 mc
C = 800 mc
9 10 10A
6 7 8

B = 8.01 m B = 8.01m
H = 12.06 m H = 12.06m
C = 608 mc C = 608mc
4 5 B = 10.60 m B = 10.00 m B = 12.00 m
B = 10.00 m H = 15.00 m
H = 15.00 m H = 15.00 m H = 15.00 m
C = 1320 mc C = 12000 mc C = 1700 mc
B = 8.01 m B = 8.01m C = 12000 mc
H = 12.06 m H = 12.06m 11 13 14 12
C = 608 mc C = 608mc
3 2

Figure 10: Case history #3. Plan of the existing tanks and the new ones [20].

11.1m 10.5m 10.5m 12.5 m

11 13 14 12

0 2 4 6 8 10
Length (m)
Figure 11: Case history #3. Layout of the piles adopted in the final design [20].

The loads transmitted by the raft to some of the piles of two Load, Q (kN)
of the new tanks were also measured. During the first filling, 0 500 1000 1500 2000 2500
under a total applied load of 23 MN, the average settlement 0
observed for tank no. 12 is 19.7 mm, while the maximum 2
settlement observed is 35 mm.
4
Settlement, w (mm)

6
5.3.2. Summary of the Main Experimental Results. The piled
raft foundation adopted for tank no. 12 in the Port of Naples 8
consists of 13 CFA piles, with the same length (L � 11.3 m) 10
and diameter (d � 0.60 m), on average spaced by s � 3.5 m.
Under the working average pile load Qav � 1.5 MN, the 12
settlement measured during the pile load test on a trial pile is 14
ws � 7 mm.
16
Looking at the group effects, the measured average and
maximum settlements for the tank, under the working load Optical survey
Q � 23 MN, are, respectively, wg � 19.7 mm and wg, max � Dial gages
35 mm, corresponding to group settlement ratios Rs � 2.8 Figure 12: Results of the load test on a single pile [20].
and Rs, max � 5.0.
wr � 105 mm has been estimated; thus, the soil-unpiled raft
5.3.3. Application of LPDM to Tank No. 12. The total applied stiffness is Kr � 219 MN/m. Assuming an admissible average
vertical load is Q � 23 MN. For the unpiled raft, a settlement settlement value, wa , for the raft, equal to 20 mm, the
Advances in Civil Engineering 13

Table 4: Comparison between the LPDM results and experimental values for the three case histories analyzed. Parameters with the subscript
“D” refer to the design value; parameters with the subscript “LPDM” refer to the value obtained from LPDM; parameters with the subscript
“meas” refer to the measured value.

Case history Design approach LD vs. LLPDM (m) wg,meas (mm) (wg and wg,max )LPDM (mm)
1 CBD 42 vs. 42.8 31 22.1–42
2 CBD 20 vs. 18 26.4 19.4–35.3
3 SBD 9–9.8 vs. 11.3 19.7–35 20–35

corresponding pile group-soil stiffness is Kg � 1150 MN/m. 7. Conclusions


From Equation (15), αpr � 0.96, and thus, Qg � 22 MN is the
load to be transmitted to the piles. 13 piles having diameter Design of a foundation system is structured in a succession
equal to 0.6 m are considered (pile cross section A � of stages aimed at choosing the type of system which satisfies
0.28 m2), resulting in an average pile spacing of 3.5 m. our needs, in the most economical way, with an adequate
After applying the proposed method, the pile length safety factor against a bearing capacity failure and a safe
necessary to obtain wg � 20 mm is L � 9.8 m, which is 15% response under working loads, according to the reference
shorter than that selected in the final design stage. For the regulations. An essential part of the design and construction
sake of completeness, it is worth mentioning that the cal- process of a foundation is the site investigation and the pile
culations result in a pile weight W � 0.07 MN; a single-pile testing. The latter must be carried out to prove the suitability
axial bearing capacity Qlim � 1.9 MN; a load level ψ � 0.90; an of the piling system, to confirm the design parameters
aspect ratio R � 2.1, a group settlement ratio Rs � 1.5; inferred from the site investigation, to check the con-
a column stiffness Kc � 722 MN/m; and a pile group-soil struction technique and workmanship, and to confirm the
stiffness Kg � 1150 MN/m. performance of the pile as a foundation element. Analytical,
The procedure above described may be repeated as- empirical, semiempirical, and theoretical methods, in piled
suming an admissible maximum settlement value, wa, max , foundation design, have advanced very rapidly over the last
for the raft, equal to 35 mm. The corresponding pile group- decades. Nevertheless, their reliability generally depends on
soil stiffness is Kg � 657 MN/m. From Equation (15), αpr � a wise choice of the parameters to be introduced. Although
0.92, and thus, Qg � 21.1 MN is the load to be transmitted to there are advances in our comprehension of geotechnical
the piles. 13 piles having diameter equal to 0.6 m are con- problems, it has been demonstrated [2, 3] that prediction of
sidered, resulting in an average pile spacing of 3.5 m. piles performance is often far from the actual one.
After applying the proposed method, the pile length To improve our capability to evaluate pile response to
necessary to obtain wg � 35 mm is L � 9.0 m, which is 25% loading for practical purposes on a specific project, the
shorter than that selected in the final design stage. For the authors recommend setting up a local pile design method, as
sake of completeness, it is worth mentioning that the cal- that illustrated in the present work. It is simply based on the
culations result in a pile weight W � 0.06 MN; a single-pile identification of the following three dimensionless quanti-
axial bearing capacity Qlim � 1.7 MN; a load level ψ � 0.95; an ties: the capacity ratio CR and the stiffness ratio SR [5] and
aspect ratio R � 2.2; a maximum group settlement ratio the group settlement ratio Rs [14]. The abovementioned
Rs, max � 3.2; a column stiffness Kc � 789 MN/m; and a pile coefficients have been obtained by the authors for the Ne-
group-soil stiffness Kg � 657 MN/m. apolitan area, where needed experimental data were avail-
able, but the procedure described is certainly repeatable
everywhere.
6. Summary LPDM has been successfully applied, as a preliminary
design method, to three well-documented case histories
Table 4 reports the main results obtained by the LPDM regarding capacity- and settlement-based design of piled
application, the main experimental results, and the main foundations. In the latter case, piles are designed as average
final design choices, for each case history analyzed. settlement reducers; therefore, important considerations
As it can be seen, the agreement is rather satisfactory. about the load sharing between the pile group and the raft
For CBD case histories, the differences among the pile and the stiffness of the soil-pile system have been
lengths adopted from the detailed design stages and those introduced.
simply derived from LPDM are within the range −20% and The agreement between the choices made by the designer
+2%; the measured average settlements are within the range for the final design of piles geometry, the experimental
obtained by LPDM. observations in terms of average foundation settlement, and
For SBD case history, that is, for a case where the set- the results of the application of LPDM is very satisfactory.
tlements were imposed equal to those measured (average In addition, LPDM reliability has been confirmed by its
and maximum), the pile length from LPDM was slightly application to other well-documented case histories in the
shorter (−2 than that adopted in the detailed design stage). eastern area of Naples, here not reported.
14 Advances in Civil Engineering

Data Availability [14] A. W. Skempton, A. A. Yassin, and R. E. Gibson, “Théorie de


la force portante des pieux dans la sable,” Annales de ITBTP,
The data used to support the findings of this study are vol. 63–64, pp. 285–290, 1953.
available from the corresponding author upon request. [15] A. S. Vesic, “Experiments with instrumented pile groups in
sands,” in Performance of Deep Foundations, pp. 177–222,
ASTM STP444, West Conshohocken, PA, USA, 1969.
Conflicts of Interest [16] M. F. Randolph and P. Clancy, “Efficient design of piled rafts,”
in Proceedings of 2nd International geotechnical Seminar on
The authors declare that they have no conflicts of interest. Deep Foundations on Bored and Auger Piles, pp. 119–130,
Balkema Rotterdam, Ghent, Belgium, June 1993.
[17] A. Mandolini and C. Viggiani, “Settlement of piled founda-
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[2] B. H. Fellenius, “Report on the prediction survey of the 3rd [19] A. Mandolini and C. Viggiani, “Settlement prediction for
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Proceedings of 3rd Bolivian International Conference on Deep ceedings of Wroth Memorial Symposium on Predictive Soil
Foundations, vol. 3, Universidad Privada de Santa Cruz, Mechanics, pp. 464–482, Oxford, UK, 1992.
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[5] A. Mandolini, G. Russo, and C. Viggiani, “Pile foundations:
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[6] F. K. Chin, “Estimation of the ultimate load of piles not
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[8] H. Peiffer and W. F. Van Impe, “Evaluation of pile perfor-
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