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Mudasar Latif Memon, Navrati Saxena, Abhishek Roy, Sukhdeep Singh &
Dong Ryeol Shin
To cite this article: Mudasar Latif Memon, Navrati Saxena, Abhishek Roy, Sukhdeep Singh &
Dong Ryeol Shin (2019): Ambient Backscatter Communications to Energize IoT Devices, IETE
Technical Review, DOI: 10.1080/02564602.2019.1592717
Article views: 5
1. INTRODUCTION
is that the devices have to wait for a certain time period
Internet of things aim to provide internet connectivity to collect sufficient harvested energy for their operation.
to billions of small computing devices [1]. These small Moreover, EH devices use active components (like oscil-
devices can sense, process, and transmit data wirelessly. lators and converters) for the generation of signals, which
IoT devices can be deployed at far and wide locations in turn increase the energy consumption of EH devices
and can be remotely accessed from any place round the and make them power hungry.
clock. These tiny devices consume very less power but
energizing these small powered devices periodically, after Recently, Ambient Backscatter Communications (AmB-
their deployment is one of the significant challenges, in Com) has emerged as an interesting solution that can
addition to other challenges like security, privacy, inter- fulfill the energy requirement of the low powered devices
operability, and management of these devices [2]. [9–11]. AmB-Com works on the principle of RFID tech-
nology that enables a device to use passive components
It is very expensive and unrealistic to replace the bat- for signal transmission instead of active components [12].
teries for a large number of small devices deployed in AmB-Com enabled passive devices (also known as tags)
remote areas. Hence, several Energy Harvesting (EH) do not require any analog to digital conversion of sig-
techniques are suggested to energize the tiny powered IoT nals. Hence, these devices harvest energy from near-by
devices [2–5]. The main feature of EH devices is their RF signals and can simultaneously reflect the incident
ability to harvest sufficient energy for their operation, signals to modulate their information. The AmB-Com
from nearby Radio Frequency (RF) signals. There are enables researchers to develop battery-free devices that
mainly three types of EH devices. The first type includes can communicate using nearby RF signals [12].
the devices, which can harvest energy from RF signals
only to charge their batteries [6]. The second type allows AmB-Com utilizes various types of RF energy sources
small devices to harvest sufficient energy and then trans- that can be used to energize IoT devices. These power
mit data actively using the harvested energy [7]. The third sources include WiFi signals, television (TV) signals,
type includes the devices having advantages of both the radio station signals (AM/FM), and cellular signals etc.
schemes i.e., the devices can either choose to harvest In this review article, we discuss AmB-Com to energize
energy or to decode information from RF signals [8]. the passive IoT devices. Our main contributions in this
However, the problem with all of these EH techniques review are as follows:
© 2019 IETE
2 M. L. MEMON ET AL.: AMBIENT BACKSCATTER COMMUNICATIONS TO ENERGIZE IOT DEVICES
(1) We explore the energy requirements of AmB-Com devices with active components is in hundreds of milli-
devices. watts [12]. Liu et al. introduce AmB-Com to power up
(2) We discuss various types of RF power sources in passive devices [13]. The passive devices in AmB-Com
AmB-Com to energize passive devices. do not generate own RF signals, hence do not require
(3) We highlight technology conversion techniques to any active component. Instead, these devices reflect the
energize the AmB-Com devices, using the frequency incident RF signals. AmB-Com allows passive devices to
band of two different technologies. harvest power from surrounding RF waves and enable
(4) We elaborate different channel estimation tech- them to modulate their information on backscattered
niques and schemes for extension of transmission (reflected) signals. Excluding the use of power-hungry
range in AmB-Com. components in AmB-Com devices, reduce their energy
(5) We discuss efficient power transfer methods and consumption from milli-watts to micro-watts [12, 14].
different energy management techniques for AmB- Hence, there is no need for dedicated power sources, the
Com. micro-watts power requirement can be fulfilled by ambi-
(6) We review scheduling and resource allocation tech- ent RF signals that are available in the vicinity. Moreover,
niques for AmB-Com. the utilization of additional peripheral components (like
(7) We show the Bit Error Rate (BER) performance of boost converters) can overcome the need for a battery in
different AmB-Com systems. passive devices [15].
(8) We suggest open research issues for AmB-Com.
The paper is organized as follows. Section 2 highlights 2.2 Energy Sources in AmB-Com
the energy requirement of passive IoT devices and shows AmB-Com utilizes various types of RF signals to ener-
the required power need of these devices can be fulfilled gize passive devices. These energy sources include signals
by omni-present ambient RF signals. Section 3 covers generated by TV broadcasting towers, Bluetooth signal
the frequency shifting techniques to power-up passive generators, WiFi transmitters, cellular base stations, and
devices. Section 4 discusses channel estimation tech- FM/AM radio transceivers etc. Let us discuss these types
niques for AmB-Com and describes various schemes for below.
extending the transmission range of AmB-Com devices.
Section 5 covers efficient power and information man- 2.2.1 AmB-Com with Cellular Signals
agement techniques for AmB-Com. Section 6 elaborates Figure 1 shows the concept of AmB-Com using nearby
scheduling and resource allocation schemes for AmB- cellular signals (RF carrier signals). Cellular signals ener-
Com. Performance analysis of AmB-Com systems is dis- gize the passive IoT devices (tag and reader) to modu-
cussed in Section 7. Section 8 highlights the challenges late their information on reflected signals (data uplink
faced by AmB-Com. Finally, the paper is concluded in and data downlink). Parks et al. use the mobile Base
Section 9. Transceiver Station (BTS) as a power source to ener-
gize passive devices in urban areas [16]. They prefer
BTS in urban areas due to its easy accessibility and
2. ENERGY SOURCES FOR AMB-COM DEVICES
The small IoT devices usually require less power for their
operation. This section covers the energy requirement
of tiny-powered IoT devices and show how their energy
need can be fulfilled by ambient RF sources. We also
describe different types of RF power sources available in
our vicinity.
Table 2: Technology conversion and frequency shifting tech- considers the availability of perfect Channel State Infor-
nique mation (CSI) for channel estimation [32]. However,
References Key points Wang et al. have not considered the CSI and use a dif-
Technology Conversion ferential encoding technique for the estimation of the
[26] • Converts Bluetooth to WiFi and ZigBee signals, single side
band backscatter design suggested. channel [33]. Similarly, Parks et al. propose a multi-
[27] • Uses low cost smart phones to work as ready made antennas decoding scheme for AmB-Com [14] that does
infrastructure for IoT devices.
[28] • Enables backscatter tags to transmit data via Bluetooth
not require any channel estimation and can be imple-
chipset. mented by using standard analog components.
Frequency Shifting Technique
[29] • Enables the backscatter tag to shift the carrier signals into
nearby frequency band.
Ma et al. are the first to investigate the channel estimation
problem in AmB-Com and they propose a blind chan-
nel estimator [34]. The proposed estimator is based on
bit, for each of 40 BLE channels. Whereas, “1” bit is shown the expectation maximization algorithm that can obtain
by a positive frequency deviation of more than 185 kHz the modulus values of the AmB-Com channel parame-
above the center frequency of a channel. The BLE tag ters. Moreover, the authors also suggest the initial value
reflects a carrier signal in such a way that the resulting ranges for blind channel estimator along with the modi-
sub-carriers contain frequency components within a pre- fied Bayesian Cramer-Rao lower bounds.
ferred choice of channels. The aforementioned work uses
the carrier frequency of 2414 MHz [28].
4.2 Transmission Distance for AmB-Com
AmB-Com enables passive devices to reflect the nearby
3.3 Discussion
radio signals by consuming a few micro-watts of power.
Table 2 shows the key points of technology conversion The reflected signals modulate the information of tags
and frequency shifting techniques. AmB-Com has the using ON-OFF keying technique. The interference and
potential to harvest the energy from one frequency band attenuation of the low power reflected signals limit the
and to reflect the data on the nearby technology fre- communication range of AmB-Com devices up to a
quency band. This technique in AmB-Com enables pas- few centimeters. Furthermore, the sensitivity of passive
sive IoT devices to communicate over different bands of devices is also a bottleneck towards the improvement of
frequencies. Moreover, extending the frequency bands the communication range.
can accommodate more IoT devices to communicate in
the vicinity while reducing the chances of interference Parks et al. suggest two hardware prototypes to improve
between devices. the communication range of AmB-Com devices, these
are known as micro-code and micro-mo [14]. The sug-
gested prototypes can draw complete power for hardware
4. CHANNEL ESTIMATION AND TRANSMISSION
circuitry through energy harvesting using TV signals
DISTANCE
and solar energy. Micro-code design enables the tags
The channel estimation by passive devices is a challeng- to communicate through walls at a distance of tens of
ing task. It is difficult due to the availability of noise and meters. Whereas, the power consumption of micro-code
other high power signals, that makes the channel esti- is 8.9 µW. The micro-code improves the communication
mation process more challenging for passive low power range up to 80 feet through coding gain. Similarly, micro-
IoT devices. This section describes the channel estima- mo uses a multiple-antennas cancelation technique to
tion techniques in AmB-Com and various ways to extend increase the communication range while consuming
the communication range for passive devices working on 422 µW of power. Micro-mo also increases the data rate
AmB-Com. from 1 kbps to 10 kbps.
backscatter at a distance of 475 m by consuming 9.25 µW a low power detection circuit with blind chirp modu-
of power. The LoRa-backscatter design has the advantage lation and harmonic cancelation techniques to extend
of improved sensitivity. The sensitivity level of LoRa- the transmission range [35]. The proposed work also
backscatter increases to −149 dBm than −85 dBm sen- suggests a lightweight decoding algorithm with MAC-
sitivity of RFID. However, there is a trade-off in data layer protocol for backscatter signals. The suggested
rate, the LoRa-backscatter can support data rates from algorithm enables LoRa-backscatter tags to communi-
18 kbps to 37.5 kbps, which are less than the data rates cate in the presence of active LoRa devices. The com-
of RFID (40–640 kbps). Authors also suggest a single munication range of PLoRa is 600 meters in an outdoor
side band backscatter design that uses the backscat- scenario. Whereas, in an indoor location, the communi-
ter harmonic cancelation technique to cancel the third cation range of PLoRa is 1.1 km. Moreover, the data rate
and fifth harmonic in adjacent frequency bands [20]. achieved with PLoRa is 284 bytes for every 24 minutes in
The variation in data rate is caused by the switch- indoor (or for every 17 minutes in outdoor) scenario.
ing mechanism (the reflection of signals or absorption
of signals). Furthermore, the authors propose a link- Authors in [36] suggest a LoRea architecture consist-
layer protocol design that allows various long-range ing of a tag, a reader and numerous carrier generators,
backscatter devices to communicate by sharing the spec- to increase the communication range of passive devices.
trum. The LoRa-backscatter requires a dedicated power It is observed that LoRea’s range improves with carrier
source to produce sinusoidal tone as an excitation sig- strength and proximity. The maximum range achieved
nal, that makes LoRa-backscatter less viable for outdoor with LoRea is 3.4 km while consuming only 70 µW of
applications. power. Similarly, the quantum tunneling based AmB-
Com improves the range of passive devices by consider-
Peng et al. propose a Passive Long Range (PLoRa), an ing a highly sensitive tag that can backscatter in free space
extended range data network for Amb-BackCom LoRa up to 1.2 km while the power consumption remains as
transmissions [35]. PLoRa scheme does not need any low as 20.4 µW [37–39]. Likewise, Bacha et al. suggest
dedicated source for signal excitation, rather it uses a stochastic geometry approach in passive IoT networks
nearby LoRa transmissions to convey the information. to enhance the field of powered communications [40].
In PLoRa, the data is modulated on excitation signal and Their study demonstrates that the communication range
results a new standard of LoRa chirp signal. The result- of AmB-Com can become equal to the range of tra-
ing signal gets shifted to a distinct LoRa channel that can ditional wireless communications if power beacons are
be received at the receiver. Similarly, authors combine densely deployed.
Table 4 shows a comparison between various range exten- Table 5: Efficient power transfer and energy management in
sion techniques in AmB-Com devices. It is observed that AmB-Com
LoRa-backscatter can be a suitable option for indoor References Key points
devices, due to the availability of dedicated excitation sig- Efficient Power Transfer
[24] • RF based energy transfer via energy beam forming from
nals. However, for outdoor applications, PLoRa can be a multiple antennas.
better choice due to the use of non-dedicated excitation [41] • Harvest energy to powered up WSN by using two different
frequencies.
signals and its improved range up to 600 m.
Energy Management
[42] • Propose the policies for the management of harvested
energy.
5. POWER TRANSFER MANAGEMENT
It is necessary to keep a balance between power harvest-
ing and the data transfer rate. Power transfer schemes module for its operation. The notation hMk represents
in AmB-Com allow passive devices to harvest power the forward channel between the m-th transmit antenna.
efficiently and to transmit their data without any inter- Whereas, the gkR shows the backward channels between
ruption. This section discusses efficient power trans- the k-th tag and R-th reader. Likewise, a rectifier design
fer schemes and energy management techniques in is suggested for the efficient energy harvesting to ener-
AmB-Com. gize Wireless Sensor Network (WSN) [41]. The proposed
technique works on dual load conditions by utilizing two
distinct frequencies.
5.1 Efficient Power Transfer
Efficient power transfer techniques enhance the life of 5.2 Energy Management in AmB-Com
passive tags. Liu et al. discuss an efficient power transfer
scheme for AmB-Com [13]. Similarly, an RF-based effi- Energy management in passive device communications
cient power transfer scheme with energy beam-forming allows inactive tags to receive continuous energy using
is suggested by Yang et al. [24]. Their technique consid- AmB-Com. In order to maintain a balance between
ers power transmitter (reader) with multiple antennas to energy harvesting rate and information transfer in pas-
send data and energy towards various power receivers. sive devices, the optimal policies need to be defined.
Figure 5 demonstrates multi-antenna RFID reader with Iannello et al. suggest the optimal policies for balancing
the M number of transmitting antennas and the R num- the energy harvesting rate with information transfer [42].
ber of receiving antennas. Each of the K numbers of RFID Moreover, they propose an optimal stationary policy that
tags is equipped with a single antenna. The reader in can maximize the long-term average read probability of
the suggested scenario can perform channel estimation, tags. They also use energy scheduler and power amplifier
energy beam-forming, and other signal processing oper- to control the probability of successful transmissions by
ations. Whereas, each tag have an RF-energy harvesting varying the drawn energy from the storage device.
5.3 Discussion
Table 5 highlights different techniques for energy man-
agement and efficient power transfer in AmB-Com. It
is observed that beam-forming from different RF anten-
nas in AmB-Com allows passive devices to harvest more
energy than that of the traditional approach. Similarly,
energy management techniques allow passive devices to
efficiently manage the harvested power for information
transfer.
AmB-Com, which can optimize the resources appropri- trade-off between successful transmission probability
ately. and the energy harvesting rate.
system. The proposed system design can minimize on the derived BER expressions. Moreover, authors eval-
energy consumption while sending data. Moreover, the uate the effect of various factors (like the change in
throughput can be maximized with an increase in energy distance and angles) on BER performance.
consumption. Likewise, Zheng et al. propose an efficient
method to get an optimal solution for the maximum The work in [61] examine the outage performance and
common throughput optimization problem [56]. analyze the outage probability of AmB-Com system over
real Gaussian channels. Authors derive the exact expres-
sions for effective channel distribution and outage prob-
6.4 Discussion ability. They also provide a tight truncation error bound
Table 6 demonstrates the summary of scheduling and to the outage expression.
resource allocation schemes. There are two types of
scheduling in AmB-Com: (i) energy scheduling; and (ii) Similarly, signal detection is one of the crucial prob-
data scheduling. The suggested scheduling techniques lems to improve the performance of AmB-Com devices.
are application specific and can optimize the resources Chen et al. investigate the issue of signal detection while
depending on various parameters like time, throughput, considering the availability of channel estimation error
and energy. Moreover, the optimal resource allocation for full duplex AmB-Com [60]. Authors also propose
polices can be used for better utilization of resources. two ML detectors with their theoretical and practical
thresholds. Likewise, the energy detection method for
AmB-Com with real ambient sources (BPSK and PAM)
7. PERFORMANCE OF AMB-COM SYSTEMS are suggested by Zhang et al. [63]. The proposed work
shows that when the source is restricted to real, the outage
This section covers the performance of AmB-Com sys- probability can be derived in closed form.
tems in terms of outage probability, capacity, and signal
detection schemes. Ma et al. explore the signal detection problem with multi-
ple antennas [68] and suggest a ratio detector that can use
the ratio of signal strengths, received by each antenna. As
7.1 Outage Performance and Signal Detection
it is very difficult to derive a closed-form expression for
The outage performance and capacity of AmB-Com an optimal detection threshold, hence authors suggest an
needs to be known for efficient communications over a approximated expression [68]. Moreover, their work sug-
communication channel. Zhao et al. examine the outage gests a selection scheme for antennas to improve system
performance and capacity of AmB-Com systems [59]. performance.
They suggest a procedure to analyze the capacity of AmB-
Com channel. Furthermore, the authors show that the The work in [64] investigates the signal detection in
channel capacity of AmB-Com channel can be attained AmB-Com having multiple antenna tags. Authors sug-
if radio signals are not equiprobably backscattered by gest an optimal antenna selection algorithm and propose
RF tags. The proposed work also shows that the capac- a blind detector for the reader to recover the received
ity of complex Gaussian signals is not exactly double to signals without any CSI. Moreover, authors propose a
the capacity real Gaussian signals. Moreover, they suggest Bartlett-based detector, that can avoid the estimation of
that BPSK/MPSK RF signals can attain a larger chan- multiple power consuming channel parameters, to trans-
nel capacity in comparison to the real/complex Gaussian mit training symbols [64]. It is shown that the suggested
channels. Similarly, the outage probability of the AmB- detector acquire reasonable performance.
Com channel is shown in the closed form [59]. Authors
obtain asymptotic outage in case of high SNR and suggest
7.2 Theoretical Analysis with BER Performance
a truncation error bound. The proposed work also shows
that the asymptotic outage probability can approach the Qian et al. discuss various aspects of the non-coherent
accurate value and the truncation error bound can pro- AmB-Com system consisting of an ambient RF source,
vide a reasonable estimation for the number of the trun- a reader and a tag [32]. They suggest Joint Energy (JE)
cation terms. detector having the least complexity and derive the opti-
mal detection threshold. The BER observed by their pro-
Chen et al. suggest a theoretical system model for AmB- posed scheme is 10−3 given the transmit Signal to Noise
Com systems and proposed a Maximum Likelihood Ratio (SNR) of 15 dB. Under similar conditions, JE detec-
(ML) detector for the legacy receiver [60]. They also tor has better BER performance than that of minimum
derive BER expressions and show the performance based BER detector in [65], which works on the differential
10 M. L. MEMON ET AL.: AMBIENT BACKSCATTER COMMUNICATIONS TO ENERGIZE IOT DEVICES
encoding technique. The minimum BER detector shows Zhang et al. show the validated theoretical BER per-
the BER performance of 10−1 when the transmit SNR formance with practical, while considering different
value is 15 dB [65]. numbers of samples [63]. The BER value of 10−1 is
achieved with SNR of 15 dB, when the number of samples
The authors in [66], utilize frequency shifted AmB- remains 30.
Com scheme to transmit multiple bits per symbol. The
proposed multi-bit symbol technique improves the BER
7.3 Discussion
performance to 10−3 given the value of Ec/No= 1. More-
over, multiple bits per symbol scheme has better BER Table 7 shows the summary of performance analy-
performance than that of micro-code in [14] with similar sis including the outage performance, signal detection
experimental conditions. Whereas, micro-code achieves schemes and BER performance. It is observed that the
BER of 10−2 given the value of Ec/No= 1. performance of AmB-Com improves when backscattered
signals are not equiprobably backscattered by RF tag.
Yang et al. propose a cooperative AmB-Com system Table 8 highlights the BER performance of various AmB-
to recover signals from AmB-Com source and devices Com systems. The BER performance of the ML detectors
[67]. They propose optimal ML detector, suboptimal has better BER performance than differential encoding.
linear detectors and successive cancelation based detec- Similarly, the performance of multi-bit per symbol cod-
tors for flat fading channels. Moreover, they suggest ing scheme is better than that of micro-code in AmB-
low-complexity optimal ML detector for cooperative Com systems.
AmB-Com over ambient OFDM carrier signals. The BER
performance is achieved to 10−3 , given the transmit SNR
8. OPEN RESEARCH ISSUES FOR AMB-COM
of 15 dB.
Recently, AmB-Com has witnessed rapid development
in the field of wireless communications. However, some
Table 7: Outage performance and detection schemes for areas still require more work. This section highlights
AmB-Com open issues in AmB-Com, which need more attention by
References Key points the research community.
[59] • Channel capacity can be achieved when the radio signals
are not equiprobably backscattered by RF tag, and
obtained asymptotic outage at high SNR. 8.1 Interference Management in AmB-Com
[60] • Suggest theoretical system model. Evaluate the effect of
various factors (like varying distance and angle) on BER AmB-Com tags harvest energy from RF signals to trans-
performance.
[61] • Derived the exact expressions for effective channel mit their data on reflected signals, the reflected signals
distribution and provided a tight truncation error bound have low energy levels in comparison to strong car-
to the outage expression.
[62] • Proposed two ML detectors with their theoretical and rier signals. Moreover, the simultaneous transmissions
practical thresholds. by various passive devices at the same time, create inter-
[63] • When the source is restricted to real, the outage
probability could be derived in closed form. ference between them. The interference management
[64] • Signal detection with multiple antenna tags and a blind schemes like interference cancelation and interference
detector acquire the reasonable performance.
alignment are suggested to address interference problems
for certain channels [69]. Similarly, in order to address ambient RF signals, as the source of energy for passive
deep fading in the AmB-Com channel [70], transmit IoT devices. Then, we covered efficient power transfer
diversity with a single-tag antenna is proposed [71]. techniques along with technology conversion schemes. In
Zhang et al. propose a multi-tag selection combining order to optimize the resources in AmB-Com, we elabo-
scheme to combat the double fading channel problem rated energy scheduling, data scheduling, resource allo-
[72]. They also correlate AmB-Com wireless channel cation, and optimization techniques. Finally, we showed
with Nakagami-fading channels. Likewise, Jiang et al. the BER performance of different AmB-Com systems
propose a parallel approach to resolve single-source fad- and concluded the paper after highlighting open research
ing issues in wide-band Amb-BackCom [73]. The pro- challenges.
posed scheme enables a transmitter to backscatter energy
across an extremely wide bandwidth, allowing any signal
FUNDING
of the complete band to be a host for AmB-Com.
This research was supported by Basic Science Research Pro-
gram through the National Research Foundation of Korea
8.2 Limited Communication Range of AmB-Com (NRF) funded by the Ministry of Education (NRF- 2016R1D1
A1B03935633).
Due to attenuation, interference and high power carrier
signals, reflected signals in AmB-Com faces the lim-
ORCID
ited range problem. Various steps are taken to improve
the communication range of AmB-Com devices, which Mudasar Latif Memon http://orcid.org/0000-0002-0107-
0428
include coherent receivers for bistatic scatter [74], LoRa-
Navrati Saxena http://orcid.org/0000-0002-4875-0420
backscatter [20], AmB-Com quantum tunneling [37,
75], use of the power amplifier [42], multi-antenna and
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