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IETE Technical Review

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Ambient Backscatter Communications to Energize


IoT Devices

Mudasar Latif Memon, Navrati Saxena, Abhishek Roy, Sukhdeep Singh &
Dong Ryeol Shin

To cite this article: Mudasar Latif Memon, Navrati Saxena, Abhishek Roy, Sukhdeep Singh &
Dong Ryeol Shin (2019): Ambient Backscatter Communications to Energize IoT Devices, IETE
Technical Review, DOI: 10.1080/02564602.2019.1592717

To link to this article: https://doi.org/10.1080/02564602.2019.1592717

Published online: 31 Mar 2019.

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IETE TECHNICAL REVIEW
https://doi.org/10.1080/02564602.2019.1592717

Ambient Backscatter Communications to Energize IoT Devices


Mudasar Latif Memon 1 , Navrati Saxena 1 , Abhishek Roy2 , Sukhdeep Singh3 and Dong Ryeol Shin1
1 Sungkyunkwan University, Suwon, South Korea; 2 MediaTek USA Inc., San Jose, California, USA; 3 Network Team, Samsung R&D
India-Bangalore, Bangalore India

ABSTRACT ARTICLE HISTORY


The expected rise of small devices in the Internet of Things (IoT) require these devices to oper- Received 23 October 2017
ate without any power interruption. The replacement and recharging of batteries in these widely Accepted 4 March 2019
deployed small IoT devices is a challenging task. Recently, Ambient Backscatter Communications KEYWORDS
(AmB-Com) is introduced, which enables passive IoT devices to harvest power from nearby Radio Ambient backscatter
Frequency (RF) signals. AmB-Com allows the passive devices to harvest energy and simultaneously communications; Energy
transmit their information using the reflection of incident RF signals. This survey paper covers various harvesting; IoT; Passive
types of ambient RF signals as the source of energy to energize passive IoT devices. Then, we show device communications;
the utilization of multiple frequency bands to power up passive devices. In order to keep the balance Wireless communications
between energy harvesting and information transfer, we discuss efficient power transfer schemes
for AmB-Com in addition to energy management, resource allocation, and optimization techniques.
Finally, we cover the performance of AmB-Com systems and highlight the research challenges in
AmB-Com.

1. INTRODUCTION
is that the devices have to wait for a certain time period
Internet of things aim to provide internet connectivity to collect sufficient harvested energy for their operation.
to billions of small computing devices [1]. These small Moreover, EH devices use active components (like oscil-
devices can sense, process, and transmit data wirelessly. lators and converters) for the generation of signals, which
IoT devices can be deployed at far and wide locations in turn increase the energy consumption of EH devices
and can be remotely accessed from any place round the and make them power hungry.
clock. These tiny devices consume very less power but
energizing these small powered devices periodically, after Recently, Ambient Backscatter Communications (AmB-
their deployment is one of the significant challenges, in Com) has emerged as an interesting solution that can
addition to other challenges like security, privacy, inter- fulfill the energy requirement of the low powered devices
operability, and management of these devices [2]. [9–11]. AmB-Com works on the principle of RFID tech-
nology that enables a device to use passive components
It is very expensive and unrealistic to replace the bat- for signal transmission instead of active components [12].
teries for a large number of small devices deployed in AmB-Com enabled passive devices (also known as tags)
remote areas. Hence, several Energy Harvesting (EH) do not require any analog to digital conversion of sig-
techniques are suggested to energize the tiny powered IoT nals. Hence, these devices harvest energy from near-by
devices [2–5]. The main feature of EH devices is their RF signals and can simultaneously reflect the incident
ability to harvest sufficient energy for their operation, signals to modulate their information. The AmB-Com
from nearby Radio Frequency (RF) signals. There are enables researchers to develop battery-free devices that
mainly three types of EH devices. The first type includes can communicate using nearby RF signals [12].
the devices, which can harvest energy from RF signals
only to charge their batteries [6]. The second type allows AmB-Com utilizes various types of RF energy sources
small devices to harvest sufficient energy and then trans- that can be used to energize IoT devices. These power
mit data actively using the harvested energy [7]. The third sources include WiFi signals, television (TV) signals,
type includes the devices having advantages of both the radio station signals (AM/FM), and cellular signals etc.
schemes i.e., the devices can either choose to harvest In this review article, we discuss AmB-Com to energize
energy or to decode information from RF signals [8]. the passive IoT devices. Our main contributions in this
However, the problem with all of these EH techniques review are as follows:

© 2019 IETE
2 M. L. MEMON ET AL.: AMBIENT BACKSCATTER COMMUNICATIONS TO ENERGIZE IOT DEVICES

(1) We explore the energy requirements of AmB-Com devices with active components is in hundreds of milli-
devices. watts [12]. Liu et al. introduce AmB-Com to power up
(2) We discuss various types of RF power sources in passive devices [13]. The passive devices in AmB-Com
AmB-Com to energize passive devices. do not generate own RF signals, hence do not require
(3) We highlight technology conversion techniques to any active component. Instead, these devices reflect the
energize the AmB-Com devices, using the frequency incident RF signals. AmB-Com allows passive devices to
band of two different technologies. harvest power from surrounding RF waves and enable
(4) We elaborate different channel estimation tech- them to modulate their information on backscattered
niques and schemes for extension of transmission (reflected) signals. Excluding the use of power-hungry
range in AmB-Com. components in AmB-Com devices, reduce their energy
(5) We discuss efficient power transfer methods and consumption from milli-watts to micro-watts [12, 14].
different energy management techniques for AmB- Hence, there is no need for dedicated power sources, the
Com. micro-watts power requirement can be fulfilled by ambi-
(6) We review scheduling and resource allocation tech- ent RF signals that are available in the vicinity. Moreover,
niques for AmB-Com. the utilization of additional peripheral components (like
(7) We show the Bit Error Rate (BER) performance of boost converters) can overcome the need for a battery in
different AmB-Com systems. passive devices [15].
(8) We suggest open research issues for AmB-Com.

The paper is organized as follows. Section 2 highlights 2.2 Energy Sources in AmB-Com
the energy requirement of passive IoT devices and shows AmB-Com utilizes various types of RF signals to ener-
the required power need of these devices can be fulfilled gize passive devices. These energy sources include signals
by omni-present ambient RF signals. Section 3 covers generated by TV broadcasting towers, Bluetooth signal
the frequency shifting techniques to power-up passive generators, WiFi transmitters, cellular base stations, and
devices. Section 4 discusses channel estimation tech- FM/AM radio transceivers etc. Let us discuss these types
niques for AmB-Com and describes various schemes for below.
extending the transmission range of AmB-Com devices.
Section 5 covers efficient power and information man- 2.2.1 AmB-Com with Cellular Signals
agement techniques for AmB-Com. Section 6 elaborates Figure 1 shows the concept of AmB-Com using nearby
scheduling and resource allocation schemes for AmB- cellular signals (RF carrier signals). Cellular signals ener-
Com. Performance analysis of AmB-Com systems is dis- gize the passive IoT devices (tag and reader) to modu-
cussed in Section 7. Section 8 highlights the challenges late their information on reflected signals (data uplink
faced by AmB-Com. Finally, the paper is concluded in and data downlink). Parks et al. use the mobile Base
Section 9. Transceiver Station (BTS) as a power source to ener-
gize passive devices in urban areas [16]. They prefer
BTS in urban areas due to its easy accessibility and
2. ENERGY SOURCES FOR AMB-COM DEVICES
The small IoT devices usually require less power for their
operation. This section covers the energy requirement
of tiny-powered IoT devices and show how their energy
need can be fulfilled by ambient RF sources. We also
describe different types of RF power sources available in
our vicinity.

2.1 Energy Requirement of AmB-Devices


IoT devices consist of wireless transceivers to receive and
transmit the signals. These transceivers contain some
active components (like oscillators, analog to digital con-
verters etc.) to generate and convert RF signals. These
active components in transceivers make tiny IoT devices
power hungry. Hence, the energy consumption of IoT Figure 1: Cellular signals as energy source in AmB-Com
M. L. MEMON ET AL.: AMBIENT BACKSCATTER COMMUNICATIONS TO ENERGIZE IOT DEVICES 3

higher transmit power. Moreover, the authors also sug-


gest energy harvesting topology with two ambient RF
sources for sensor nodes in a realistic scenario [16]. The
proposed topology achieves the least available input RF
power levels and also improves the operational capa-
bilities of the harvester in urban and semi-urban envi-
ronments. Furthermore, their work also shows that the
15.8 µW energy requirement of a sensor node can be ful-
filled by a cellular BTS, located at a distance of 200 m.
Similarly, Pinuela et al. suggest the efficiency of har- Figure 3: WiFi signals as Energy Source in AmB-Com
vesters up to 40% in urban and semi-urban areas when
cellular BTS operates on a single frequency band of power compared to commonly available WiFi (generat-
GSM−900/GSM−1800 [17]. ing 802.11b transmissions).

Talla et al. propose PoWiFi that utilizes existing WiFi


2.2.2 TV broadcasting Signals for AmB-Com
chipsets to energize passive tags [21]. The multi-channel
Parks et al. utilize the TV (RF) signals as a power source
harvester in PoWiFi can harvest energy from various 2.4
to energize the AmB-Com devices [16]. Their work
GHz WiFi channels. Moreover, proposed work suggests
shows that 15.8 µW energy need of a sensor node, can
the designs for WiFi chipset powered camera sensors
be fulfilled by 10.4 km distant 1 MW UHF TV transmit-
and temperature sensors. Authors also demonstrate the
ter, having 6 dBi antenna. Figure 2 shows the concept of
recharging utility of batteries, made up of NiMH, Li−ion,
AmB-Com using TV (RF) signals, that allows a sender to
coin-cell materials that can be charged by WiFi signals.
communicate by backscattering the incident TV signals.
Similarly, authors design a hardware prototype for AmB-
Similarly, HitchHike a low power AmB-Com system is
Com devices [14], that can draw the required power for
suggested by Zhang et al. [22]. HitchHike can harvest
its hardware through energy harvesting from TV signals
power from ambient WiFi signals to energize passive
and solar energy. The proposed design also enables pas-
tags. Figure 3 shows the concept of a WiFi-powered tag
sive devices to communicate through walls at a distance
used in HitchHike. HitchHike enables the low-powered
of tens of meters.
tag to reflect the received signals of commodity WiFi
transmitter that works on existing IEEE 802.11b stan-
2.2.3 WiFi as Energy Source for AmB-Com dard. Thus, 802.11b commodity receiver can decode the
Kellogg et al. suggest a hardware model consisting of backscattered signals, as a standard WiFi packet. Like-
a WiFi source to energize RF-powered devices [18]. wise, Ishizaki et al. suggest a battery-free BER modulated
The proposed WiFi model connects RF powered devices data transmission technology [23], that enables passive
to the internet. Moreover, the suggested model can devices to work on ambient WiFi signals.
establish a communication link between WiFi devices
and RF powered tags [18]. Similarly, the authors in
[19] and [20] suggest a passive WiFi chipset that can 2.3 Discussion
work on AmB-Com and consumes 3 to 4 times less Table 1 shows a summary of various types of RF energy
sources used in AmB-Com. It is observed that AmB-Com
has the potential to supply sufficient energy to energize
the passive IoT devices. Amb-BackCom can address the
problems of battery replacement, battery charging, and
battery drainage in small widespread IoT devices. The
power consumption of a tiny AmB-Com device is in
micro-watts that can be fulfilled by ambient RF sources.
The cellular BTS can be preferred energy source for
AmB-Com devices in densely populated urban or sub-
urban areas. Whereas, the WiFi signals are suggested
for indoor IoT devices. However, the TV (RF) signals
can be a preferred solution to energize the IoT devices
deployed in rural areas, due to their long range up to a
Figure 2: TV signals as Energy Source in AmB-Com few kilometers.
4 M. L. MEMON ET AL.: AMBIENT BACKSCATTER COMMUNICATIONS TO ENERGIZE IOT DEVICES

Table 1: Energy sources for AmB-Com devices


Sources of Energy in AmB-Com References Key points
Power consumption of AmB-Com devices [12, 14] • AmB-Com devices consume power in µW.
Power requirement fulfilled [13] • Amb-Com can draw sufficient power to energize passive devices.
WiFi as an energy source [18] • Wifi device is used as energy source in AmB-Com.
TV signals and solar energy [14] • Suggest a prototype that can harvest complete energy from ambient RF signals.
WiFi as an energy source [22] • HitchHike enables devices to harvest power from ambient WiFi signals.
WiFi as an energy source [19] • Introduced WiFi chipsets for AmB-Com powered passive devices.
AmB-Com for wireless energy transfer [4] • Overview of RF based wireless energy transfer technologies.
AmB-Com for wireless communications [5] • Overview of wireless powered communications network.
BTS and TV signals as energy source [16] • Energy sources are cellphone BTS and TV broadcasting tower.
BTS and TV signals as energy source [17] • Attain least attainable input RF power levels.
Multiple antennas design for AmB-Com [24] • Focuses transfer of energy with beam forming.
WiFi as an energy source [21] • PoWiFi, utilizes existing WiFi chipsets for power delivery.
AmB-Com with wireless power transfer [25] • Mixture of backscatter modulation and wireless power transfer scheme using diode.

3. ENERGIZING BY CONVERTING OPERATING to work as ready-made infrastructure for IoT devices.


FREQUENCY BAND They utilize the ultra-low power Modulated BackCom
Scheme (MBS) that is commonly used in UHF RFID
AmB-Com devices can leverage the frequency bands of
systems. Moreover, MBS is compatible with BLE soft-
two different technologies. AmB-Com enables devices
ware and hardware. Similarly, authors in [28] propose
to harvest energy from one frequency band and trans-
a BLE compatible full-duplex AmB-Com system model
mit information to the nearby frequency of other tech-
for mobile devices, that uses mono-static full-duplex
nology. The frequency band conversion techniques for
AmB-Com. The proposed model considers the carrier
AmB-Com are discussed below.
source co-located with Bluetooth chipset and enables
specially designed BLE based backscatter tags to transmit
3.1 Technology Conversion Scheme for AmB-Com information via Bluetooth chipset without any software
modifications.
Technology conversion technique allows AmB-Com
devices to use the frequency spectrum of two different
technologies. This technique enables devices to change 3.2 Frequency Shifting Technique
signals frequency from one wireless technology band to Frequency shifting technique allows backscatter tags to
another [26]. Figure 4 shows the concept of technology shift the carrier frequency to the nearby spectrum [29].
conversion technique, that utilizes Bluetooth frequency Zhang et al. design a frequency shifted backscatter sys-
signals for energy harvesting and simultaneously reflects tem to enable communications between body sensors
data on the frequency band of the WiFi technology. Iyar and Bluetooth/WiFi enabled radios [29]. Their scheme
et al. show WiFi devices can be used for the creation of demonstrates a 20 MHz frequency shift, that is enough to
Bluetooth and ZigBee-compatible wireless signals using make a frequency shift backscatter tag to communicate
AmB-Com [26]. Authors also suggest a single side-band with commercial WiFi and Bluetooth radios. The sug-
backscatter design, that can make the frequency shift gested technique enables a tag to achieve the data rate up
on one side of the carrier. Furthermore, the proposed to 50 kbps with a maximum range of 4.8 m. Moreover, the
work uses AmB-Com to enable the communication of the power consumption of a tag using the frequency shifting
contact lens with smartphones and smart-watches [26]. technique is up to 45 µW, due to the utilization of low
power ring oscillator circuit.
Ensworth et al. propose a smartphone Bluetooth 4.0 Low
Energy (BLE) design [27], that enables low cost, com- Similarly, Ensworth et al. use frequency shifting tech-
monly available smartphones, and other handy devices nique to shift carrier signals of one frequency band to
a nearby non-overlapping band of another frequency
(using Bluetooth and WiFi technology) [28]. The pro-
posed scheme has the capability to separate the frequency
range of backscattered signals from the primary (signals)
band to make decoding more strong. The suggested work
utilizes the BLE with 1 Mbps Gaussian shaped Binary
Frequency Shift Keying (GFSK) modulation technique.
Authors show a negative frequency deviation of more
Figure 4: Technology Conversion in AmB-Com than 185 kHz below the channel’s center frequency as “0”
M. L. MEMON ET AL.: AMBIENT BACKSCATTER COMMUNICATIONS TO ENERGIZE IOT DEVICES 5

Table 2: Technology conversion and frequency shifting tech- considers the availability of perfect Channel State Infor-
nique mation (CSI) for channel estimation [32]. However,
References Key points Wang et al. have not considered the CSI and use a dif-
Technology Conversion ferential encoding technique for the estimation of the
[26] • Converts Bluetooth to WiFi and ZigBee signals, single side
band backscatter design suggested. channel [33]. Similarly, Parks et al. propose a multi-
[27] • Uses low cost smart phones to work as ready made antennas decoding scheme for AmB-Com [14] that does
infrastructure for IoT devices.
[28] • Enables backscatter tags to transmit data via Bluetooth
not require any channel estimation and can be imple-
chipset. mented by using standard analog components.
Frequency Shifting Technique
[29] • Enables the backscatter tag to shift the carrier signals into
nearby frequency band.
Ma et al. are the first to investigate the channel estimation
problem in AmB-Com and they propose a blind chan-
nel estimator [34]. The proposed estimator is based on
bit, for each of 40 BLE channels. Whereas, “1” bit is shown the expectation maximization algorithm that can obtain
by a positive frequency deviation of more than 185 kHz the modulus values of the AmB-Com channel parame-
above the center frequency of a channel. The BLE tag ters. Moreover, the authors also suggest the initial value
reflects a carrier signal in such a way that the resulting ranges for blind channel estimator along with the modi-
sub-carriers contain frequency components within a pre- fied Bayesian Cramer-Rao lower bounds.
ferred choice of channels. The aforementioned work uses
the carrier frequency of 2414 MHz [28].
4.2 Transmission Distance for AmB-Com
AmB-Com enables passive devices to reflect the nearby
3.3 Discussion
radio signals by consuming a few micro-watts of power.
Table 2 shows the key points of technology conversion The reflected signals modulate the information of tags
and frequency shifting techniques. AmB-Com has the using ON-OFF keying technique. The interference and
potential to harvest the energy from one frequency band attenuation of the low power reflected signals limit the
and to reflect the data on the nearby technology fre- communication range of AmB-Com devices up to a
quency band. This technique in AmB-Com enables pas- few centimeters. Furthermore, the sensitivity of passive
sive IoT devices to communicate over different bands of devices is also a bottleneck towards the improvement of
frequencies. Moreover, extending the frequency bands the communication range.
can accommodate more IoT devices to communicate in
the vicinity while reducing the chances of interference Parks et al. suggest two hardware prototypes to improve
between devices. the communication range of AmB-Com devices, these
are known as micro-code and micro-mo [14]. The sug-
gested prototypes can draw complete power for hardware
4. CHANNEL ESTIMATION AND TRANSMISSION
circuitry through energy harvesting using TV signals
DISTANCE
and solar energy. Micro-code design enables the tags
The channel estimation by passive devices is a challeng- to communicate through walls at a distance of tens of
ing task. It is difficult due to the availability of noise and meters. Whereas, the power consumption of micro-code
other high power signals, that makes the channel esti- is 8.9 µW. The micro-code improves the communication
mation process more challenging for passive low power range up to 80 feet through coding gain. Similarly, micro-
IoT devices. This section describes the channel estima- mo uses a multiple-antennas cancelation technique to
tion techniques in AmB-Com and various ways to extend increase the communication range while consuming
the communication range for passive devices working on 422 µW of power. Micro-mo also increases the data rate
AmB-Com. from 1 kbps to 10 kbps.

Similarly, long range dependent backscatter (LoRa-


4.1 Channel Estimation in AmB-Com
backscatter) extends the communication range to include
Channel estimation in AmB-Com is different from that the wide area network [20]. The LoRa-backscatter
of traditional wireless communications. The traditional exploits the Chirp Spread Spectrum (CSS) modulation
approach requires the estimator to send training (pilot) technique of LoRa, where “0” bit is shown by con-
symbols for channel estimation [30, 31]. Whereas, it is tinuous chirp that increases linearly with frequency.
not the case with the AmB-Com due to the unavailability Whereas, “1” bit is represented by chirp that is cycli-
of own energy source. The recent work on AmB-Com cally shifted in time [20]. The CSS design can successfully
6 M. L. MEMON ET AL.: AMBIENT BACKSCATTER COMMUNICATIONS TO ENERGIZE IOT DEVICES

backscatter at a distance of 475 m by consuming 9.25 µW a low power detection circuit with blind chirp modu-
of power. The LoRa-backscatter design has the advantage lation and harmonic cancelation techniques to extend
of improved sensitivity. The sensitivity level of LoRa- the transmission range [35]. The proposed work also
backscatter increases to −149 dBm than −85 dBm sen- suggests a lightweight decoding algorithm with MAC-
sitivity of RFID. However, there is a trade-off in data layer protocol for backscatter signals. The suggested
rate, the LoRa-backscatter can support data rates from algorithm enables LoRa-backscatter tags to communi-
18 kbps to 37.5 kbps, which are less than the data rates cate in the presence of active LoRa devices. The com-
of RFID (40–640 kbps). Authors also suggest a single munication range of PLoRa is 600 meters in an outdoor
side band backscatter design that uses the backscat- scenario. Whereas, in an indoor location, the communi-
ter harmonic cancelation technique to cancel the third cation range of PLoRa is 1.1 km. Moreover, the data rate
and fifth harmonic in adjacent frequency bands [20]. achieved with PLoRa is 284 bytes for every 24 minutes in
The variation in data rate is caused by the switch- indoor (or for every 17 minutes in outdoor) scenario.
ing mechanism (the reflection of signals or absorption
of signals). Furthermore, the authors propose a link- Authors in [36] suggest a LoRea architecture consist-
layer protocol design that allows various long-range ing of a tag, a reader and numerous carrier generators,
backscatter devices to communicate by sharing the spec- to increase the communication range of passive devices.
trum. The LoRa-backscatter requires a dedicated power It is observed that LoRea’s range improves with carrier
source to produce sinusoidal tone as an excitation sig- strength and proximity. The maximum range achieved
nal, that makes LoRa-backscatter less viable for outdoor with LoRea is 3.4 km while consuming only 70 µW of
applications. power. Similarly, the quantum tunneling based AmB-
Com improves the range of passive devices by consider-
Peng et al. propose a Passive Long Range (PLoRa), an ing a highly sensitive tag that can backscatter in free space
extended range data network for Amb-BackCom LoRa up to 1.2 km while the power consumption remains as
transmissions [35]. PLoRa scheme does not need any low as 20.4 µW [37–39]. Likewise, Bacha et al. suggest
dedicated source for signal excitation, rather it uses a stochastic geometry approach in passive IoT networks
nearby LoRa transmissions to convey the information. to enhance the field of powered communications [40].
In PLoRa, the data is modulated on excitation signal and Their study demonstrates that the communication range
results a new standard of LoRa chirp signal. The result- of AmB-Com can become equal to the range of tra-
ing signal gets shifted to a distinct LoRa channel that can ditional wireless communications if power beacons are
be received at the receiver. Similarly, authors combine densely deployed.

Table 3: AmB-Com channel estimation 4.3 Discussion


References Key points Channel estimation is a very crucial problem in AmB-
Channel Estimation Com. Some of the researchers address this issue by con-
[14] • Do not require channel estimation.
[32] • Considers the availability of perfect Channel State sidering perfect CSI while others do not consider channel
Information (CSI) for channel estimation. information in the estimation process. A blind channel
[33] • Do not consider the CSI and use differential encoding
technique for channel estimation. estimator scheme can estimate the channel, based on
[34] • Proposes a blind channel estimator based on the the expectation maximization algorithm. Table 3 high-
expectation maximization algorithm.
lights the key points for channel estimation. Similarly,

Table 4: Range extension in AmB-Com devices


Communication Power Con-
Ref. Scheme Name Range Data Rate sumption Technique Used Remarks
[14] Micro-code and 80 feet. 10 Kbps to 1 Kbps. 8.9 micro watts and Uses coding gain and Provides benefits of
Micro-mo 422 micro watts. multiple antennas. CDMA.
[20] LoRa-backscatter 475 m. 18 Kbps to 9.25 micro watts. Uses chirp spread spectrum Requires dedicated
37.5 Kbps. modulation. excitation.
[35] PLoRa 600 m (Outdoor) and 284 bytes (for every 220 micro watts. Uses blind chirp modu- Do not require
1.1 Km (indoor). 24/17 minutes in lation and harmonic dedicated
indoor/outdoor). cancelation technique. excitation signal.
[36] LoRea 3.4 Km. 2.9 Kbit/s. 70 micro watts. Uses various carrier Range improves with
generator. carrier strength
and proximity.
[37] Quantum Tunneling 1.2 Km. N/A 20.4 micro watts. Uses low powered Improves sensitivity
based BackCom quantum tunneling tags. up to −84 dBm.
M. L. MEMON ET AL.: AMBIENT BACKSCATTER COMMUNICATIONS TO ENERGIZE IOT DEVICES 7

Table 4 shows a comparison between various range exten- Table 5: Efficient power transfer and energy management in
sion techniques in AmB-Com devices. It is observed that AmB-Com
LoRa-backscatter can be a suitable option for indoor References Key points
devices, due to the availability of dedicated excitation sig- Efficient Power Transfer
[24] • RF based energy transfer via energy beam forming from
nals. However, for outdoor applications, PLoRa can be a multiple antennas.
better choice due to the use of non-dedicated excitation [41] • Harvest energy to powered up WSN by using two different
frequencies.
signals and its improved range up to 600 m.
Energy Management
[42] • Propose the policies for the management of harvested
energy.
5. POWER TRANSFER MANAGEMENT
It is necessary to keep a balance between power harvest-
ing and the data transfer rate. Power transfer schemes module for its operation. The notation hMk represents
in AmB-Com allow passive devices to harvest power the forward channel between the m-th transmit antenna.
efficiently and to transmit their data without any inter- Whereas, the gkR shows the backward channels between
ruption. This section discusses efficient power trans- the k-th tag and R-th reader. Likewise, a rectifier design
fer schemes and energy management techniques in is suggested for the efficient energy harvesting to ener-
AmB-Com. gize Wireless Sensor Network (WSN) [41]. The proposed
technique works on dual load conditions by utilizing two
distinct frequencies.
5.1 Efficient Power Transfer
Efficient power transfer techniques enhance the life of 5.2 Energy Management in AmB-Com
passive tags. Liu et al. discuss an efficient power transfer
scheme for AmB-Com [13]. Similarly, an RF-based effi- Energy management in passive device communications
cient power transfer scheme with energy beam-forming allows inactive tags to receive continuous energy using
is suggested by Yang et al. [24]. Their technique consid- AmB-Com. In order to maintain a balance between
ers power transmitter (reader) with multiple antennas to energy harvesting rate and information transfer in pas-
send data and energy towards various power receivers. sive devices, the optimal policies need to be defined.
Figure 5 demonstrates multi-antenna RFID reader with Iannello et al. suggest the optimal policies for balancing
the M number of transmitting antennas and the R num- the energy harvesting rate with information transfer [42].
ber of receiving antennas. Each of the K numbers of RFID Moreover, they propose an optimal stationary policy that
tags is equipped with a single antenna. The reader in can maximize the long-term average read probability of
the suggested scenario can perform channel estimation, tags. They also use energy scheduler and power amplifier
energy beam-forming, and other signal processing oper- to control the probability of successful transmissions by
ations. Whereas, each tag have an RF-energy harvesting varying the drawn energy from the storage device.

5.3 Discussion
Table 5 highlights different techniques for energy man-
agement and efficient power transfer in AmB-Com. It
is observed that beam-forming from different RF anten-
nas in AmB-Com allows passive devices to harvest more
energy than that of the traditional approach. Similarly,
energy management techniques allow passive devices to
efficiently manage the harvested power for information
transfer.

6. SCHEDULING AND RESOURCE ALLOCATION


Proper allocation of resources in AmB-Com, enable
resource allocation schemes to assure efficient communi-
cations. This section covers energy scheduling and data
scheduling to ensure effective communications. More-
Figure 5: Efficient power transfer in AmB-Com over, we also describe the optimization techniques in
8 M. L. MEMON ET AL.: AMBIENT BACKSCATTER COMMUNICATIONS TO ENERGIZE IOT DEVICES

AmB-Com, which can optimize the resources appropri- trade-off between successful transmission probability
ately. and the energy harvesting rate.

6.1 Energy and Data Scheduling 6.2 Resource Allocation


AmB-Com enables the tags to communicate through the Proper allocation of the resources in AmB-Com improves
reflection of incident signals. This simultaneous reflec- the life of passive devices. The algorithms for allocation
tion by each tag causes data collisions [43, 44]. In order of resources are proposed to maximize energy effi-
to avoid data collisions by tags, the priorities and proce- ciency while considering data transmissions in AmB-
dures for data transmissions are needed. The principles Com [48–50]. Kalamkar et al. [51] suggest three resource
for RFID data management are highlighted in [45], in allocation schemes: based on (a) equal time allocation;
order to understand the essential features of AmB-Com. (b) minimum throughput maximization; and (c) pro-
Similarly, Hoang et al. consider data scheduling for the portional time allocation to enhance the fairness in the
backscatter sensor network to prevent collisions [46]. wireless powered cooperative cognitive radio network.
They suggest a data sending technique through the gate- Similarly, Lyu et al. optimize three resources together
way. The suggested technique changes the impedance [52]: (a) transmission power of reader; (b) reflection
of the antenna while backscattering received RF signals. ratio; and (c) time allocation for semi-passive and passive
Moreover, the proposed scheme also reduces complexity tags. Likewise, Wang et al. consider the optimal allocation
and power consumption. Likewise, authors address data of time and energy to maximize sum throughput [53].
collection and data scheduling problem in AmB-Com The proposed allocation scheme also saves the energy of
[46]. They suggest a data scheduling algorithm for AmB- tags for upcoming data blocks.
Com sensors as shown in Figure 6. Lyu et al. propose a
scheme for Backscatter Assisted Wireless Power Com-
6.3 Optimization of Resources for AmB-Com
munication Networks (BAWPCNs) for efficient energy
and data management [47]. BAWPCNs based model Optimal time and energy allocation techniques are found
considers energy scheduling using TDMA [27]. More- to enhance the sum throughput in AmB-Com [54]. Opti-
over, the suggested energy scheduling scheme has the mal time allocation is achieved for full-duplex and half-
duplex BAWPCN that maximizes the system throughput
while considering Hybrid Access Point (H-AP) [47]. Sim-
ilarly, a model based on time block bifurcates a time block
into two pieces: (a) data backscattering in AmB-Com;
and (b) data transmission in harvest then transmit pro-
tocol [48]. Moreover, suggested work shows optimal time
allocation policies to improve the system throughput.
Authors also consider optimization techniques to max-
imize the performance of AmB-Com in addition to the
time allocation policies, for energy harvesting and data
backscattering while transmitting data [48].

Research work in [55], proposes the design for two opti-


Figure 6: Data scheduling for backscatter WSN mal transmission strategies for buffer aided AmB-Com

Table 6: Summary of AmB-Com scheduling and resource allocation


Main Area References Contribution
Energy and Data Scheduling [47] • Energy scheduling based on time division multiple access.
[27] • Trade-off between successful transmission probability and energy harvesting rate.
[46] • Data can be sent to gateways by changing impedance of antenna.
Resource Allocation [48] • Resource allocation algorithm for energy efficiency maximization while data transmission.
[51] • Investigate three schemes for resource allocation based on time, throughput and fairness.
[57] • Energy efficient resource allocation discussed.
Optimization [47] • Optimal time allocation for full and half-duplex backscatter assisted WPCN.
[54] • Optimal time and energy allocation to enhance sum throughput.
[48] • Optimal time allocation for full and half-duplex backscatter assisted WPCN.
[24] • Optimization of channel training energy and energy allocation weights for energy beams.
[46] • State Action Reward State Action (SARSA) algorithm is discussed to get optimal policy.
[58] • Performance optimization issue for cognitive radio network with RF energy harvesting.
M. L. MEMON ET AL.: AMBIENT BACKSCATTER COMMUNICATIONS TO ENERGIZE IOT DEVICES 9

system. The proposed system design can minimize on the derived BER expressions. Moreover, authors eval-
energy consumption while sending data. Moreover, the uate the effect of various factors (like the change in
throughput can be maximized with an increase in energy distance and angles) on BER performance.
consumption. Likewise, Zheng et al. propose an efficient
method to get an optimal solution for the maximum The work in [61] examine the outage performance and
common throughput optimization problem [56]. analyze the outage probability of AmB-Com system over
real Gaussian channels. Authors derive the exact expres-
sions for effective channel distribution and outage prob-
6.4 Discussion ability. They also provide a tight truncation error bound
Table 6 demonstrates the summary of scheduling and to the outage expression.
resource allocation schemes. There are two types of
scheduling in AmB-Com: (i) energy scheduling; and (ii) Similarly, signal detection is one of the crucial prob-
data scheduling. The suggested scheduling techniques lems to improve the performance of AmB-Com devices.
are application specific and can optimize the resources Chen et al. investigate the issue of signal detection while
depending on various parameters like time, throughput, considering the availability of channel estimation error
and energy. Moreover, the optimal resource allocation for full duplex AmB-Com [60]. Authors also propose
polices can be used for better utilization of resources. two ML detectors with their theoretical and practical
thresholds. Likewise, the energy detection method for
AmB-Com with real ambient sources (BPSK and PAM)
7. PERFORMANCE OF AMB-COM SYSTEMS are suggested by Zhang et al. [63]. The proposed work
shows that when the source is restricted to real, the outage
This section covers the performance of AmB-Com sys- probability can be derived in closed form.
tems in terms of outage probability, capacity, and signal
detection schemes. Ma et al. explore the signal detection problem with multi-
ple antennas [68] and suggest a ratio detector that can use
the ratio of signal strengths, received by each antenna. As
7.1 Outage Performance and Signal Detection
it is very difficult to derive a closed-form expression for
The outage performance and capacity of AmB-Com an optimal detection threshold, hence authors suggest an
needs to be known for efficient communications over a approximated expression [68]. Moreover, their work sug-
communication channel. Zhao et al. examine the outage gests a selection scheme for antennas to improve system
performance and capacity of AmB-Com systems [59]. performance.
They suggest a procedure to analyze the capacity of AmB-
Com channel. Furthermore, the authors show that the The work in [64] investigates the signal detection in
channel capacity of AmB-Com channel can be attained AmB-Com having multiple antenna tags. Authors sug-
if radio signals are not equiprobably backscattered by gest an optimal antenna selection algorithm and propose
RF tags. The proposed work also shows that the capac- a blind detector for the reader to recover the received
ity of complex Gaussian signals is not exactly double to signals without any CSI. Moreover, authors propose a
the capacity real Gaussian signals. Moreover, they suggest Bartlett-based detector, that can avoid the estimation of
that BPSK/MPSK RF signals can attain a larger chan- multiple power consuming channel parameters, to trans-
nel capacity in comparison to the real/complex Gaussian mit training symbols [64]. It is shown that the suggested
channels. Similarly, the outage probability of the AmB- detector acquire reasonable performance.
Com channel is shown in the closed form [59]. Authors
obtain asymptotic outage in case of high SNR and suggest
7.2 Theoretical Analysis with BER Performance
a truncation error bound. The proposed work also shows
that the asymptotic outage probability can approach the Qian et al. discuss various aspects of the non-coherent
accurate value and the truncation error bound can pro- AmB-Com system consisting of an ambient RF source,
vide a reasonable estimation for the number of the trun- a reader and a tag [32]. They suggest Joint Energy (JE)
cation terms. detector having the least complexity and derive the opti-
mal detection threshold. The BER observed by their pro-
Chen et al. suggest a theoretical system model for AmB- posed scheme is 10−3 given the transmit Signal to Noise
Com systems and proposed a Maximum Likelihood Ratio (SNR) of 15 dB. Under similar conditions, JE detec-
(ML) detector for the legacy receiver [60]. They also tor has better BER performance than that of minimum
derive BER expressions and show the performance based BER detector in [65], which works on the differential
10 M. L. MEMON ET AL.: AMBIENT BACKSCATTER COMMUNICATIONS TO ENERGIZE IOT DEVICES

encoding technique. The minimum BER detector shows Zhang et al. show the validated theoretical BER per-
the BER performance of 10−1 when the transmit SNR formance with practical, while considering different
value is 15 dB [65]. numbers of samples [63]. The BER value of 10−1 is
achieved with SNR of 15 dB, when the number of samples
The authors in [66], utilize frequency shifted AmB- remains 30.
Com scheme to transmit multiple bits per symbol. The
proposed multi-bit symbol technique improves the BER
7.3 Discussion
performance to 10−3 given the value of Ec/No= 1. More-
over, multiple bits per symbol scheme has better BER Table 7 shows the summary of performance analy-
performance than that of micro-code in [14] with similar sis including the outage performance, signal detection
experimental conditions. Whereas, micro-code achieves schemes and BER performance. It is observed that the
BER of 10−2 given the value of Ec/No= 1. performance of AmB-Com improves when backscattered
signals are not equiprobably backscattered by RF tag.
Yang et al. propose a cooperative AmB-Com system Table 8 highlights the BER performance of various AmB-
to recover signals from AmB-Com source and devices Com systems. The BER performance of the ML detectors
[67]. They propose optimal ML detector, suboptimal has better BER performance than differential encoding.
linear detectors and successive cancelation based detec- Similarly, the performance of multi-bit per symbol cod-
tors for flat fading channels. Moreover, they suggest ing scheme is better than that of micro-code in AmB-
low-complexity optimal ML detector for cooperative Com systems.
AmB-Com over ambient OFDM carrier signals. The BER
performance is achieved to 10−3 , given the transmit SNR
8. OPEN RESEARCH ISSUES FOR AMB-COM
of 15 dB.
Recently, AmB-Com has witnessed rapid development
in the field of wireless communications. However, some
Table 7: Outage performance and detection schemes for areas still require more work. This section highlights
AmB-Com open issues in AmB-Com, which need more attention by
References Key points the research community.
[59] • Channel capacity can be achieved when the radio signals
are not equiprobably backscattered by RF tag, and
obtained asymptotic outage at high SNR. 8.1 Interference Management in AmB-Com
[60] • Suggest theoretical system model. Evaluate the effect of
various factors (like varying distance and angle) on BER AmB-Com tags harvest energy from RF signals to trans-
performance.
[61] • Derived the exact expressions for effective channel mit their data on reflected signals, the reflected signals
distribution and provided a tight truncation error bound have low energy levels in comparison to strong car-
to the outage expression.
[62] • Proposed two ML detectors with their theoretical and rier signals. Moreover, the simultaneous transmissions
practical thresholds. by various passive devices at the same time, create inter-
[63] • When the source is restricted to real, the outage
probability could be derived in closed form. ference between them. The interference management
[64] • Signal detection with multiple antenna tags and a blind schemes like interference cancelation and interference
detector acquire the reasonable performance.
alignment are suggested to address interference problems

Table 8: BER performance AmB-Com


Experimental
Ref. Technique BER SNR/ Ec/No System Model conditions Remarks
[32] ML detector 10−3 SNR 15 dB Contains an AmB-Com Assumes 8-PSK Propose joint energy detector and
RF source, a reader AmB-Com RF signals. ML detector for non-coherent
and a tag. signal detectors.
[65] Differential encoding 10−1 SNR 15 dB Contains an AmB-Com Propose the upper and Propose minimum BER detector and
detector RF source, a reader lower bounds. ML detector for non-coherent
and a tag. AmB-Com.
[66] Micro-code 10−2 Ec/No= 1 Contains an AmB-Com Low power coding Micro-code increases range
RF source, a reader technique.
and a tag.
[14] Multiple bits per 10−3 Ec/No= 1 Contains an AmB-Com Multi-bit coding Uses freq shifted Amb-Com scheme.
symbol scheme RF source, a reader technique.
and a tag.
[67] Cooperative Receiver 10−3 SNR 15 dB Consists of cooperative For fading channels. Uses cooperative receiver (successive
receiver interference cancelation based
detectors and linear detectors).
M. L. MEMON ET AL.: AMBIENT BACKSCATTER COMMUNICATIONS TO ENERGIZE IOT DEVICES 11

for certain channels [69]. Similarly, in order to address ambient RF signals, as the source of energy for passive
deep fading in the AmB-Com channel [70], transmit IoT devices. Then, we covered efficient power transfer
diversity with a single-tag antenna is proposed [71]. techniques along with technology conversion schemes. In
Zhang et al. propose a multi-tag selection combining order to optimize the resources in AmB-Com, we elabo-
scheme to combat the double fading channel problem rated energy scheduling, data scheduling, resource allo-
[72]. They also correlate AmB-Com wireless channel cation, and optimization techniques. Finally, we showed
with Nakagami-fading channels. Likewise, Jiang et al. the BER performance of different AmB-Com systems
propose a parallel approach to resolve single-source fad- and concluded the paper after highlighting open research
ing issues in wide-band Amb-BackCom [73]. The pro- challenges.
posed scheme enables a transmitter to backscatter energy
across an extremely wide bandwidth, allowing any signal
FUNDING
of the complete band to be a host for AmB-Com.
This research was supported by Basic Science Research Pro-
gram through the National Research Foundation of Korea
8.2 Limited Communication Range of AmB-Com (NRF) funded by the Ministry of Education (NRF- 2016R1D1
A1B03935633).
Due to attenuation, interference and high power carrier
signals, reflected signals in AmB-Com faces the lim-
ORCID
ited range problem. Various steps are taken to improve
the communication range of AmB-Com devices, which Mudasar Latif Memon http://orcid.org/0000-0002-0107-
0428
include coherent receivers for bistatic scatter [74], LoRa-
Navrati Saxena http://orcid.org/0000-0002-4875-0420
backscatter [20], AmB-Com quantum tunneling [37,
75], use of the power amplifier [42], multi-antenna and
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Authors University, Korea and MS in 2002 from the University of Texas


at Arlington, USA. His research interests include resource and
Mudasar Latif Memon is currently energy management in 5G wireless, IoT, social networking
working towards his PhD degree as a and smart grids. He serves in editorial boards and technical
researcher with the Mobile Ubiquitous program committee of many international journals and confer-
System Information Center (MUSIC) in ences. He has co-authored one book and published more than
Sungkyunkwan University, South Korea. 60 international journals.
He is also a part of Sukkur IBA univeristy,
Sindh, Pakistan since 2014. Prior to this, Email: abhishek.roy@mediatek.com
he served Pakistan’s largest telecommuni- Sukhdeep Singh is working as Cheif Engi-
cation operator that is Pakistan Telecommunication Company neer at Samsung R&D India-Bangalore.
Limited (PTCL) for more than five years. He received his He received his PhD in Computer Engi-
Bachelors of Engineering degree in Electronics engineering neering from Sungkyunkwan University,
and Masters of Engineering degree in Telecommunication and South Korea. His research interests are
Control engineering from Mehran University of Engineering SDN, NFV, Cloud Computing, MEC.
and Technology, Jamshoro, Sindh, Pakistan. His research inter-
ests include energy efficiency and deep learning applications in Email: sukh.sandhu@samsung.com
wireless mobile communications networks.
Dong Ryeol Shin is a professor in Col-
Email: memon@skku.edu lege of Information and Communication
Engineering at Sungkyunkwan University,
Navrati Saxena is an Associate Pro- South Korea. Presently, he is serving as
fessor and director of Mobile Ubiqui- 21st president of Sungkyunkwan Univer-
tous System Information Center (MUSIC) sity, South Korea. He was the Dean of the
in Sungkyunkwan University (SKKU), College of Information and Communica-
Korea. Prior to joing SKKU, she was an tion Engineering and Sungkyun Conver-
Assistant Professor in Amity University gence Institute. He received his Ph.D. in 1992 from Georgia
India and a visiting researcher in Univer- Institute of Technology, USA. He completed his MS in 1982 and
sity of Texas at Arlington, USA. She com- BS in 1980 in Electrical and Electronic Engineering from Korea
pleted her PhD from University of Trento, Italy. Her research Advanced Institute of Science and Technology (KAIST), South
interests involve 5G wireless, IoT and smart grids. She serves Korea and Sungkyunkwan University, South Korea, respec-
in guest editorial and technical program committee of interna- tively. His research interests include wireless communications
tional journals and conferences. She has co-authored one book and networks, Ubiquitous Computing and Networking, Sensor
(Taylor & Francis) and published more than 60 international Networks and Big Data. He is a member of IEEE, ACM, IEICE,
journals. KIEE. He serves in editorial boards in Institute of Electronics
Corresponding author. Email: navrati@skku.edu Engineers of Korea (IEEK) and Korea Information Processing
Society (KIPS).
Abhishek Roy is currently working as
a Senior Technical Manager in Wire- Email: drshin@skku.edu
less Standards Team of MediaTek USA
Inc. Prior to this he worked as Principal
Engineer in Network System Design Lab,
Samsung Electronics, Korea. He received
his PhD in 2010 from Sungkyunkwan

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