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To cite this article: John N. Murrell & Rachel E. Mottram (1990) Potential energy functions for
atomic solids, Molecular Physics: An International Journal at the Interface Between Chemistry
and Physics, 69:3, 571-585, DOI: 10.1080/00268979000100411
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MOLECULAR PHYSICS,1990, VOL. 69, NO. 3, 571-585
A potential energy function has been proposed for atomic solids consisting
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of two-body and three-body terms which over its range of parameters encom-
passes all simple crystal structures. Phase diagrams have been constructed as a
function of a single parameter in the two-body term and one, of several, param-
eters in the three-body term, and these include as the most stable structures
hcp, fcc, bec, sc and diamond. The hcp and fcc lattices have been shown to
distort to lower symmetries with appropriate three-body parameters and these
distortions are in accord with known structures. A brief study has been made of
the appropriate parameters for silicon.
1. Introduction
Atomic solids can have a wide variety of crystal structures [1]. Typical examples
are the inert gas solids, which are face centred cubic (fcc), silicon, which has a
diamond structure, the alkali metals which have a body centred cubic (bcc) struc-
ture, and magnesium which has a hexagonal close packed (hcp) structure. Lower
symmetry structures are also found. For example, zinc has a distorted hcp structure.
High pressure or low temperature polymorphs are common. Lithium, for example,
converts to hcp below 78 K.
The question we wish to answer in this paper is whether there is a simple
potential function which, with appropriate choice of parameters, can reproduce the
structures and stabilities, ideally even the elastic constants of all such solids. This is
like asking whether there is a common functional form for the potentials of all
diatomic molecules. The answer to this is yes, within limits. For example, a Morse
function is broadly acceptable, but if greater accuracy is required for vibrational
spectroscopy, then more complicated functions are needed.
If a potential is found which reproduces the solid structures we can then
examine its more general validity. Will it also reproduce the properties of the liquid
state? Will it give the structures of defects and of the solid surface? Will it reproduce
the properties of microclusters? This is an ambitious programme that may not
succeed but there are a few indications that the task is not impossible. There is, for
example, a simple potential for silicon [2] that reproduces the main structural
features of the solid and liquid states, although it is reported that it gives a poor
account of the structures and stabilities of silicon clusters [3]. There is also a
potential deduced for lithium clusters that predicts correctly the bcc structure for
the solid [4], but it does less well for the liquid state [5] and is poor for the elastic
constants of the solid. Finally, we note that for the inert gases, at least, the task is
not too difficult because their potentials are dominated by pair interactions [6].
In both the silicon and lithium work referred to above, the potentials have been
constructed as a sum of two-body and three-body terms. This is notwithstanding the
0026-8976/90 $3.00 9 1990 Taylor & Francis Ltd
572 J . N . Murrell and R. E. Mottram
fact that for small dusters of these elements the higher order terms are certainly not
negligible [7, 8]. Indeed for lithium clusters there is clear evidence from calculations
that the terms in the many body expansion do not converge at low orders. However,
this does not mean that empirically chosen two-body plus three-body terms will not
work well; at least for the structurally most important parts of the potential energy
surface. If we were even to show that a two-body plus three-body potential could
not explain some structures, that would be an interesting conclusion.
Our general strategy therefore will be to seek a potential which is a sum of
two-body and three-body terms
v = Y Y v 2, + Ei j E L
i j>i >i k>j
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: z
i 9
z
j•i" "
--U + g j # i k ~zi , j Ir ~jkJ~ (1)
If all atoms in the solid are equivalent, the atomisation energy is the term in
brackets in this expression. If we divide up the solid into shells (p) of equivalent
atoms at distance rv neighbouring any one atom (1), which contain nv atoms, then
the atornisation energy is
1 1
Va = ~ X n, V]]'(r,) + -~ 2 nv 2 X 6o -xovv,v'a)t" r,,, r,j), (2)
p p p' j(p'~
where i is any one atom in p, j ranges over the atoms in p', and 6 u is zero if i = j but
unity otherwise. Note that the contribution from different shells (p' r p) occurs twice
in the second summation in (2).
For a monatomic solid the potential must be symmetric to exchange of atoms
(even if not all lattice sites are equivalent) and hence the three-body term must also
be symmetric to exchange. This means that it can be constructed from the integrity
basis for three variables [9]. This is formed by first making the transformation
Table 1. Numbers of atoms in shells at distances from any atom up to two lattice spacings.
D = diamond, S = sc, B = bcc, F --- fcc, H = hop.
Lattice
distance D S B F H
1 4 6 8 12 12
2/~/3 -- -- 6 -- --
x/2 -- 12 -- 6 6
x/(8/3) 12 -- 12 -- 2
x/(ll/3) 12 -- 24 -- 12
~/3 -- 8 -- 24 18
2 -- 6 8 12 6
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2. Two-body stabilities
In order to reduce our parameters to a bare minimum, we first examine the
t w o - b o d y stabilities of the lattices referred to above using a simple R y d b e r g pair
potential
V = O(1 + b(r - re) ) exp ( - b ( r - re)). (7)
Expressing the potential in units of the dissociation energy of the diatomic, D, and
distances in units of the equilibrium distance r e, this becomes a one-parameter
function
V / D = --(1 + a p ) exp ( - - a p ) , (8)
p = (r -- re)/r e , a = br e . (9)
t For brevity within the text we use the symbols D, S, B, H and F defined in this table.
574 J . N . Murrell and R. E. M o t t r a m
20-
15
10
t> o
-5 ~
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-10 -
--15
- - Vml./D Rmin/re
a D S B F H D S B F H
3 10"62 12"99 20-25 18-89 19.57 0'66 0.73 0-68 0"72 0.71
4 7.64 9.88 14-42 13.75 14.09 0.71 0.78 0.76 0-80 0-79
5 4.82 7"67 10.33 10.14 10.25 0-80 0-84 0.85 0"88 0.88
6 3-24 6-03 8.24 8-25 8"28 0.89 0.89 0.91 0-94 0.94
7 2.59 4.96 7.19 7.30 7.31 0.95 0.93 0.94 0.97 0.97
2-00 3-00 4-00 6-00 6-00 I'00 1-00 1.00 1-00 1.00
Potential energy functions for atomic solids 575
20-
15-
10-
5-
~>
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0-
-5-
-10 -
-15
-2O
05 11o 115 210
R
Figure 2. Potentials for the solids for the Rydberg two-body potential, a = 7"0. Symbols as
in figure 1.
small and approaches zero as a approaches infinity. Elements for which the two-
body potential is dominant can therefore be expected to have B, F or H structures
and this appears to be the ease for most metals. The best value of a for D is 3-7 and
for S is 5-2; these giving optimum stabilities relative to B. The termination of the
lattice summations at twice the nearest neighbour separation will give greatest
errors for small a. F o r the D lattice at a = 3, for example, third neighbours produce
about 83 per cent of the binding energy from second neighbours.
An alternative two-body potential is one whose long range form is r -6. Two
functions which, in reduced variables, have just one adjustable parameter are the
(EXP-6)
For both of these Z determines the steepness of the repulsive wall but the range of
the attractive branch is independent of Z. It is therefore not surprising that both
potentials produce the same order of stability of the solids H > F > B > S > D, and
this order is independent of Z. Low values of Z in both cases are o p t i m u m for
structures B, S and D.
576 J . N . Murrell and R. E. Mottram
r D
r o S
3
H B
B
3 4 5 6 8 9 10
a
Figure 3. Phase diagram using the Rydberg two-body potential for the variation of a and
C O(expressions (8) and (12)). In this and subsequent figures the areas showing the most
stable phases have been indicated as follows: D = diamond, S = sc, B = bcc, H = hop,
F = fcc.
Potential energy functions for atomic solids 577
L
J
2.5
i
2.0
P
B
1.5
o
I
1.0
F
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0.5
f i t
00l 3 4 5 6
a
7 8 9 i0
Figure 4. Phase diagram for variation of a and C 1 (other features as in figure 3).
D
6
4
r l F
3
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Figure 5. Phase diagram for variation of a and C 2 (other features as in figure 3).
this is an artefact of our termination of two-body and three-body terms at twice the
lattice spacing, which is a poor approximation at low a.
The parameters (?4 and C5 show no special behaviour, paralleUing C1 and C3
respectively. For this reason there does not seem to br any case for including them
in the three-body term unless the intention is to make an accurate fit to some
experimental data which require a potential with many parameters.
Figure 7 is perhaps the most interesting of the phase diagrams as it shows large
regions of stability for four of the structures Positive values of C6 expand all the
lattices except D, which is contracted. At a = 4, C6 = 4, for example, the D lattice
r
d' ~H =,
: i I :
I i t ! ~ I ',
oL , t -.~ -L ~ i
4 5 a
~, to
Figure 6. Phase diagram for variation of a and C 3 (other features as in figure 3).
8V
6
Potential energy functions for atomic solids
!,
579
H !
2
o
0
1
B
-2
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}: iI
-4
--6 I '
3 4 5 6 a 7 8 9 I0
Figure 7. Phase diagram for variation of a and C 6 (other features as in figure 3).
spacing is 0-65 r~ and its binding energy is about 9 D. The F lattice is the least stable
in this region but both B and H are close in energy to D, For negative values of C6,
B, H and F, all become very stable. C6 gives the greatest discrimination between the
stabilities of the two close-packed structures H and F.
It can be seen from figures (3)-(7) that variation of a and one of the polynomial
coefficients can give a phase boundary between all pairs of solids except D with B
and F. Positive values of Co favour D and S and negative values of C6 favour F, and
indeed at a = 3, Co = 8, C6 = - 6 all five solids have about the same stability
although this is low (less than D) and occurs at large values of r~ (1.5r~ to 2ro).
Clearly the full variation of a and all the coefficients gives great flexibility to the
relative and absolute stabilities of the structures.
If the two-body terms are replaced by either of the p-6 potentials, (10) or (11),
the situation is not greatly changed, although the patterns of the phase diagrams are
altered in small details. The main difference is that the repulsive wall of the two-
body terms, determined by Z, and the range of the three-body terms, determined by
a, are not connected. For standard values of Z, say, 15 in (10) or 12 in (11), the
repulsive wall is quite steep so there is more resistance to contraction of the lattice
for attractive three-body terms than there is with the Rydberg potential.
Figures 8-12 show phase diagrams for the L-J potential (11) with Z = 12, as
functions of a and one coefficient in the three-body term. A significant difference
from figures 3-7 is the absence of B structures for low a in figures 8, 10 and 12; these
appeared in the corresponding figures 3, 5 and 7 mainly as a result of the two-body
terms.
It can be seen from figures 8-12 that all phase boundaries occur except D/B and
D/F; the same situation found before.
Finally, in this section, we turn to an asymptotically r - " three-body term. The
leading three body dispersion energy is given by the Axilrod-Teller triple dipole
term, normally written [13].
v(3 cos 0, cos 0b cos 0c + 1)/(r,,~r~crc~3, (13)
580 J . N . Murrell and R. E. Mottram
3
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0 , i i
3 4 5 6 7 8 9 I0
a
Figure 8. Phase diagram for variation of a and C o using the L-J two-body potential (11)
with Z = 12. Symbols as in figure 3).
where 0i are the angles of the three atom triangle and r o the internuclear distances.
The parameter v is negative for inert gas trimers and roughly proportional to the
product of the pair dispersion energy coefficients.
Transforming expression (13) to Q~ coordinates gives a very complicated expres-
sion which we will not quote. However, if this expression is expanded in inverse
powers of
QI = Q1 + x/3. (14)
B
1.5
1.0
0.5 L
/
i ) H
0.0
3 4 5 7 9 10
a
Figure 9. Phase diagram for variation of a and C 1 (other features as in figure 8).
Potential energy functions for atomic solids 581
7
H :
2
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3 4 5 a 6 7 8
Figure 10. Phase diagram for variation of a and C2 (other features as in figure 8).
It can be confirmed that this reduces to expression (13) for equilateral triangles
(Q2 = Q3 = 0, cos 0 = 0-5, Q'I = x/3r) 9
With negative values of v and either of the p - 6 two-body potentials, structure F
becomes the most stable; for example, with the L-J function (11) and Z = 12, F is
-13~ 5 6 a ? 8 9 10
8y
10
H
4
m
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-2
3 4 5 6 a 8 9 i0
Figure 12. Phase diagram for variation of a and C 6 (other features as in figure 8).
the most stable for v < 0-08. The Axilrod-Teller three-body dispersion term favours
the F structure over H for the inert gas solids but it appears to be insufficient to
explain the difference in stabilities between the two [6]. For positive values of v first
S, then D becomes the most stable. For example, with the L-J potential, Z = 12,
structure S becomes the most stable at 0-35 and D at 0.57. Structure B has no region
of stability for any value of v for any reasonable value of Z for either of the p - 6
potentials. However, positive values of v are not physically realistic and we therefore
conclude that the Axilrod-Teller potential is not generally going to be important for
the potentials of any but the inert gas solids.
4. Distorted structures
In this section we examine the question of what type of potential will lower the
symmetry of atomic solids from the structures we have been considering. We have
already mentioned, for example, that zinc has a distorted hcp structure [1]. There
are two types of situation to be considered: one is when the potential is analytic at
the high symmetry point and the other when it is non-analytic.
The latter is characterized by Jahn-Teller situations, there being spatial elec-
tronic degeneracy at the high symmetry configuration which is broken on reducing
the symmetry with, of necessity, a lowering of the potential. Jahn-Teller potentials
are non-analytic and can normally be expressed in the form
V = A +_ B 1/2, (16)
which in turn can be taken as the eigenvalues of a 2 x 2 matrix. This situation has
been treated for triatomic molecules (e.g. H3) using the type of potentials we have
already considered [14]. The complication is that both the diagonal and off-
diagonal terms of the 2 x 2 matrix must be written as sums of two-body and
three-body terms. We will not consider this complication in this paper.
Potential energy functions for atomic solids 583
X 3 triatomic molecules are also known where there is a distortion from the D3h
structure but this is not due to a Jahn-Teller situation; 0 3 is an example. In this
case the potential is analytic in D3h configurations and can be expressed by a
single-valued function of the type we have considered [12]. But, quite obviously,
one needs appropriate polynomial terms in the three-body term.
Although all atoms are equivalent in the hcp structure, and all atoms in a shell
about a chosen atom as origin are equivalent in respect of their two-body terms, all
atoms in a shell are not equivalent in their three-body terms. The twelve nearest
neighbours, for example, fall into two sets; six which make up a hexagon in the
(a, b)-plane and the three above and three below this plane. A similar situation
is found at the fourth neighbours (distance ~/3 from the origin) which are six in the
(a, b)-plane and 12 out of the plane. It follows that at the level of three-body terms
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there is no symmetry reason why the interatomic distances within the (a, b)-plane
should be the same as the interatomic distances out of this plane.
Table 3 gives the optimum distorted hop structures for selected parameters of
the three-body term; for simplicity the potential has been limited to summations
only over nearest neighbours. Only coefficients in the ranges shown in figures 3-7
have been considered. The distortion is defined by a parameter 2 which is the
multiplying factor for separation of the (a, b)-planes in the hcp lattice (2 = 1 for the
undistorted lattice). It has been confirmed that the stabilisation energy is quadratic
in the three-body coefficients for low values.
Distortions are smaller for high values of a than for low, as expected. The C 3 and
C6 terms give no distortion. Positive values of C O and C2, and negative values of C1
lead to a contraction in the interplanar spacing. However, the distorted hcp lattices
of Zn and Cd both show an expansion in the interplanar distance, their values of 2
being close to 1.14 [I]. This can be obtained with parameters a = 4, C o = - 0 - 1 1 ,
for example, or with the sets a = 4, C1 = - 1, C6 = 13, and a = 4, C 2 = 1, C6 = 7.
Although there is no symmetry reason why the cubic structures should distort,
as all atoms in a shell are equivalent in respect of their three-body terms, there is
also no reason given an appropriate set of coefficients why they should not distort.
Taking the fcc structure, for example; if we again confine our attention to first
neighbours, then the only three-body terms which differ from those in the hcp lattice
are those between the three atoms above and the three atoms below the (a, b)-plane.
The three-body triangles for these are all isosceles with obtuse apex angles of 120 ~
or 180 ~ (109 ~ or 146 ~ for the hcp structure) and hence the shape terms in the
Table 3. Distortion of the hep lattice for selected values of a (8) and C, (12). Rmi. is the
interatomic distance in the (a, b)-plane (units re) and Vmi, (units D) the optimum
potential. The distortion is measured by 2 the multiplying factor for the separation of
(a, b)-planes. Values for the optimum undistorted lattice (2 = 1) are also given.
Rmi n - Vmi n
a n C, 2 R,,i, --Vml, (2 = 1) (2 = 1)
3 0 0-5 0.84 1"37 3"495 1"30 3"443
10 0 0"5 0"92 1"10 3"899 1"07 3.815
3 1 --0"5 0"95 1"07 6-982 1-05 6"970
10 1 --0-5 0"99 I'01 6"095 1"01 6-092
3 2 2"0 0"96 0-97 4-863 0-96 4"852
10 2 2-0 1.00 1.00 5.912 1.00 5-912
584 J . N . Murrell and R. E. Mottram
three-body polynomial are not very different. Indeed we find the distortions of the
fcc structure have a very similar pattern to those given in table 3. It is interesting to
note that the normal (0t) form of crystalline Hg has a rhombohedral structure which
can be derived from fee by compression along a body diagonal [1].
However, we find no distortion along the lattice vectors of the fcc structure (the
4-fold axes of the nearest neighbour set) for any choice of the coefficients Ci so we
conclude that if there is a set of coefficients which distorts fcc, it will be to produce a
lattice of much lower symmetry.
4
i
i i
D
/
2
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!
i
i
o
o 3 Co 4 5 6
Figure 13. Phase diagram for variation of C Oand C 2 with the Rydberg potential, a = 4.2.
the atomization energy, interatomic distance and behaviour on melting (the melting
point and the increase in density on melting). A more critical test will be whether a
potential can be found that reproduces the elastic constants. The advantage of our
approach is that it will be possible to set up analytical relationships between the
parameters of our potentials (the two-body parameter and the three-body
coefficients), and the elements of the force constant matrices from each neighbour
shell. This is the procedure used already by Cowley [15] for the StiUinger-Weber
potential and is based on very extensive analyses of the relationship between the
elastic constants of the solid and potential for the lattice [16]. This extension of our
work is now in progress.
References
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[2] STILLINGER,F. H., and WEBER,T. A., 1985, Phys. Rev. B, 31, 5262.
[3] MISTRIOTIS,A. D., FLYTZANIS,N., and FARANTOS,S. C., 1980, Phys. Rev. B, 39, 1212.
[4] MURRELL,J. N., 1989, Int. J. quant. Chem. (in the press).
[5] MADDEN,P., and ALLISON,C. M., 1989 (private communication).
[6] NIEBEL, K. F., and VENABLES,J. A., 1976, Rare Gas Solids, Vol. 1, edited by M. L. Klein
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[7] RAGHAVACHARI,K., 1986, J. chem. Phys., 84, 5672.
[8] Ko~os, W., NIEVES,F., and NOVARO,O., 1976, Chem. Phys. Lett., 123, 321.
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[11] MURRELL,J. N., and SORreL,K. S., 1974, J. chem. Soc. Faraday Trans. II, 70, 1552.
[12] MURRELL,J. N., CARa~R, S., FARANTOS,S. C., HUXLEY,P., and VARANDAS,A. J. C., 1984,
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[13] AXILROD,B. M., and TELLER, E., 1943, J. chem. Phys., 11, 299.
[14] MURRELL,J. N., and VARANDAS,A. J. C., 1986, Molec. Phys., 57, 415.
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