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Alcoholism: Clinical and Experimental Research Vol. 32, No.

7
July 2008

Episodic and Working Memory Deficits in Alcoholic


Korsakoff Patients: The Continuity Theory Revisited
Anne Lise Pitel, Hélène Beaunieux, Thomas Witkowski, François Vabret, Vincent de la
Sayette, Fausto Viader, Béatrice Desgranges, and Francis Eustache

Background: The exact nature of episodic and working memory impairments in alcoholic Kor-
sakoff patients (KS) remains unclear, as does the specificity of these neuropsychological deficits
compared with those of non-Korsakoff alcoholics (AL). The goals of the present study were
therefore to (1) specify the nature of episodic and working memory impairments in KS, (2) deter-
mine the specificity of the KS neuropsychological profile compared with the AL profile, and (3)
observe the distribution of individual performances within the 2 patient groups.
Methods: We investigated episodic memory (encoding and retrieval abilities, contextual mem-
ory and state of consciousness associated with memories), the slave systems of working memory
(phonological loop, visuospatial sketchpad and episodic buffer) and executive functions (inhibi-
tion, flexibility, updating and integration abilities) in 14 strictly selected KS, 40 AL and 55 control
subjects (CS).
Results: Compared with CS, KS displayed impairments of episodic memory encoding and
retrieval, contextual memory, recollection, the slave systems of working memory and executive
functions. Although episodic memory was more severely impaired in KS than in AL, the single
specificity of the KS profile was a disproportionately large encoding deficit. Apart from organiza-
tional and updating abilities, the slave systems of working memory and inhibition, flexibility and
integration abilities were impaired to the same extent in both alcoholic groups. However, some
KS were unable to complete the most difficult executive tasks. There was only a partial overlap
of individual performances by KS and AL for episodic memory and a total mixture of the 2
groups for working memory.
Conclusions: Korsakoff’s syndrome encompasses impairments of the different episodic and
working memory components. AL and KS displayed similar profiles of episodic and working
memory deficits, in accordance with neuroimaging investigations showing similar patterns of brain
damage in both alcoholic groups.
Key Words: Korsakoff’s Syndrome, Chronic Alcoholism, Episodic Memory, Working Mem-
ory, Executive Functions.

T HE COMBINATION OF heavy alcohol consumption


and thiamine deficiency is the most common etiology of
Korsakoff’s syndrome (Korsakoff, 1889). It is classically
consciousness) giving rise to the impression of re-experiencing
or reliving the past and mentally traveling back in subjective
time (Tulving, 2001). The specific features of the episodic
described as a disproportionate impairment of episodic mem- memory disorder in Korsakoff’s syndrome remain unclear,
ory, compared with other aspects of cognitive function (Kop- but 2 main hypotheses have been put forward.
elman, 1995, 2002). Episodic memory is currently described It was initially suggested that the amnesia might stem from
as the memory system in charge of the encoding, storage and a deficit in retrieval processes (Irle et al., 1990; McDowall,
retrieval of personally experienced events, associated with a 1981; Warrington and Weiskrantz, 1978; d’Ydewalle and Van
precise spatial and temporal context of encoding. Episodic Damme, 2006). Another hypothesis centered on a deficit in
memory includes a specific state of consciousness (autonoetic encoding processes (van Asselen et al., 2005; Cermak and
Butters, 1972; Kopelman, 1985) which was suspected of dis-
From the Inserm-EPHE-Universite´ de Caen ⁄ Basse-Normandie, proportionately affecting contextual memory (Kopelman,
Unite´ U923, GIP Cyceron, CHU Côte de Nacre (ALP, HB, TW, 1989; Mayes et al., 1985, 1992; McKone and French, 2001).
FVa, VdlS, FVi, BD, FE), Service d’Alcoologie, CHR Cle´menceau, Indeed, compared with healthy controls, patients with
(FVa), and De´partement de Neurologie, CHU Côte de Nacre (VdlS, Korsakoff amnesia have been shown to encode temporal
FVi) Caen, France. (Kopelman, 1985; Kopelman et al., 1997) and spatial con-
Received for publication November 9, 2007; accepted March 10, 2008.
Reprint requests: Prof. Francis Eustache, Inserm-EPHE-Universite´ textual information (Kopelman et al., 1997; Mayes et al.,
de Caen ⁄ Basse-Normandie, Unite´ U923, Laboratoire de Neuropsy- 1991; Shoqeirat and Mayes, 1991) less efficiently. Further-
chologie, CHU Côte de Nacre, 14033 Caen Cedex, France; Fax: more, alcoholic Korsakoff patients may have difficulty
+33 (0)2 31 06 51 98; E-mail: neuropsycho@chu-caen.fr integrating these 2 contextual attributes with the target
Copyright  2008 by the Research Society on Alcoholism. item (Postma et al., 2006), suggesting a deficit in the
DOI: 10.1111/j.1530-0277.2008.00677.x
Alcohol Clin Exp Res, Vol 32, No 7, 2008: pp 1–13 1
2 PITEL ET AL.

incidental binding together of item and contextual informa- only help us to describe episodic and working memory disor-
tion to form complex memories (Chalfonte et al., 1996). ders in Korsakoff’s syndrome but would also allow us to
This inability to encode the spatiotemporal context and ⁄ or determine the specificity of these memory deficits compared
retrieve episodic information has led to a third hypothesis with those that are already present in non-alcoholic Korsak-
characterizing the amnesia in this pathology as a deficit in off patients.
conscious recollection abilities (McKone and French, 2001). In effect, heavy and prolonged alcohol consumption leads
d’Ydewalle and Van Damme (2006) assessed the state of con- to brain damage (Chanraud et al., 2007; Rosenbloom et al.,
sciousness associated with memories using an R ⁄ K ⁄ G para- 2003) and cognitive deficits (Parsons and Nixon, 1993; Sulli-
digm (Gardiner et al., 2002) which makes it possible to van et al., 2000) in alcoholics without Korsakoff’s syndrome.
differentiate between autonoetic and noetic consciousness. Together with several other neuropsychological disorders,
This experimental paradigm consists of a recognition task in impairments of factual information learning (Glenn and Par-
which subjects have to indicate whether they remember the sons, 1992; Tivis et al., 1995), the slave systems of working
specific episode (R answer - autonoetic consciousness), know memory (Pitel et al., 2007b) and executive functions
that this episode happened to them (K answer - noetic con- (Ambrose et al., 2001; Ihara et al., 2000; Noel et al., 2001) are
sciousness) or guess that they may have experienced this epi- classically described in non-Korsakoff alcoholic patients.
sode (G answer). Korsakoff patients were found to provide In a recent study (Pitel et al., 2007a), we identified the com-
fewer R answers than controls, indicating a deterioration in ponents of episodic memory and executive functions that are
autonoetic consciousness in this pathology. impaired in non-Korsakoff alcoholics. Results confirmed defi-
At present, none of these hypotheses (i.e., deficits in retrie- cits in learning abilities and indicated impairments in encod-
val, encoding or recollection processes) has definitively been ing and retrieval processes, contextual memory and
adopted to explain the amnesia in Korsakoff’s syndrome. autonoetic consciousness (Tulving, 2001). Non-Korsakoff
Thus, further studies are required to gain a better understand- alcoholics also presented executive dysfunctions, such as
ing of the impaired episodic memory components of this impairments of organization, inhibition, flexibility, updating
amnesic syndrome. and integration abilities. Our findings revealed that the epi-
Working memory also needs to be investigated afresh in sodic memory impairments in non-Korsakoff alcoholics
Korsakoff patients, with reference to the theoretical frame- should not be regarded as the consequences of these executive
work put forward recently by Baddeley (Baddeley, 2000, dysfunctions, but rather as ‘‘genuine’’ episodic memory defi-
2003). According to this author, working memory is com- cits. As some of these neuropsychological impairments had
posed of 3 slave systems plus a central executive. The first 2 previously been regarded as characteristic of Korsakoff’s syn-
slave systems of working memory to be described were the drome, our results called into question the specificity of the
phonological loop and the visuospatial sketchpad (Baddeley, neuropsychological profile of alcoholic Korsakoff patients
1986), which are thought to be in charge of the short-term compared with non-Korsakoff alcoholics.
storage of phonological and visuospatial information. The Concerning episodic memory performance, a few studies
newly identified slave system of working memory is supposed have made direct comparisons of performances between these
to be responsible for maintaining multimodal information 2 groups, showing that alcoholic Korsakoff patients are more
and is known as the episodic buffer. The central executive is severely impaired than non-Korsakoff alcoholics (Emsley
considered by the author to play a similar role to that of exec- et al., 1996; Krabbendam et al., 2000). However, no study has
utive functions (Baddeley, 1996). qualitatively compared the profiles of impaired episodic mem-
Slave systems of working memory have seldom been ory components in these 2 groups, taking into account one of
assessed in Korsakoff’s syndrome. The phonological loop the recent definitions of this memory system (Tulving, 2001;
and the visuospatial sketchpad are reportedly preserved in Wheeler et al., 1997). As far as the slave systems of working
alcoholic Korsakoff patients (Joyce and Robbins, 1991; Kop- memory are concerned, a single study (Joyce and Robbins,
elman, 1991; Pollux et al., 1995). However, a more recent 1991) has compared scores on a span task assessing the visuo-
study revealed impaired performances on both digit and spatial sketchpad. The authors found that alcoholic Korsak-
block spans (Brand et al., 2003). As for the episodic buffer, it off patients and non-Korsakoff alcoholics did not
has yet to be investigated in this disease. Executive functions, significantly differ from controls on a spatial span task. On
such as organization, inhibition, flexibility, categorization and the other hand, comparisons of the executive functions of
updating abilities, have been more frequently assessed and are these 2 groups have revealed that organizational abilities may
generally reported to be impaired in KS (Brand et al., 2005; be more severely impaired in Korsakoff patients than in non-
Brokate et al., 2003; Jacobson et al., 1990; Kopelman, 1995; Korsakoff alcoholics (Hildebrandt et al., 2004; Jacobson
Oscar-Berman et al., 2004). et al., 1990; Joyce and Robbins, 1991; Oscar-Berman et al.,
Further investigations are required to examine the different 2004). Alcoholic Korsakoff patients have also been shown to
components of episodic memory and working memory in the perform more poorly than non-Korsakoff alcoholics on flexi-
light of their various current neuropsychological conceptions bility (Brokate et al., 2003; Jacobson et al., 1990) and updat-
(Baddeley, 2000, 2003; Eustache and Desgranges, 2008; Tulv- ing tasks (Brokate et al., 2003; Hildebrandt et al., 2004). By
ing, 2001, 2002; Wheeler et al., 1997). Such studies would not contrast, an earlier investigation reported similar levels of
EPISODIC AND WORKING MEMORY IN KORSAKOFF PATIENTS 3

inhibition abilities in both these groups (Krabbendam et al., based analyses hide the variability of patients’ results. Observ-
2000) and failed to find any impairment of inhibition in either ing the distribution of individual performances would make it
the non-Korsakoff alcoholics or the alcoholic Korsakoff possible to compare disability profiles and identify any over-
patients. These comparative studies have provided some use- lap in the distribution of scores across the 2 groups. Just such
ful preliminary information about episodic memory and an overlap in the distribution of cognitive test scores has
working memory impairments in alcoholic Korsakoff patients already been noted in non-Korsakoff alcoholics and healthy
compared with non-Korsakoff alcoholics, but further investi- controls (Parsons, 1998), and further investigations are now
gations are still required. required, in order to ascertain whether this overlap extends to
Findings suggesting that some of the episodic memory alcoholic Korsakoff patients.
impairments and executive dysfunctions in alcoholic Korsak-
off patients may already be present in non-Korsakoff alcohol- MATERIALS AND METHODS
ics support the continuity hypothesis (Ryback, 1971). This Subjects
theory postulates that cognitive disturbances in non-Korsak-
The sample consisted of 109 subjects: 14 alcoholic Korsakoff
off alcoholics and alcoholic Korsakoff patients lie along a patients (KS), 40 non-Korsakoff alcoholics (AL) and 55 CS. The
continuum of mild to moderate deficits (Bowden, 1990; But- 3 groups were matched for age and number of years of schooling.
ters and Brandt, 1985; Parsons, 1998). According to this However, KS differed from AL on the Mini Mental State Exami-
hypothesis, alcohol has a neurotoxic effect on brain function nation (Folstein et al., 1975) and the 3 groups differed on the
sum of the 3 free recalls in the French version of the free and
and there is therefore a correlation between cognitive perfor-
cued selective reminding test (FCSRT) (Grober and Buschke,
mance and drinking history (Oscar-Berman et al., 2004). 1987; Grober et al., 1988). Two subtests of the WAIS III (Wesch-
However, researchers have so far failed to demonstrate any ler, 2001) were administered to measure intelligence. On the
such correlation between neuropsychological deficits and vocabulary subtest, reflecting verbal IQ, KS performed signifi-
drinking history (Ihara et al., 2000; Noel et al., 2001; Schaef- cantly lower than AL who, in turn, obtained poorer scores than
CS (Brand et al., 2003; Oscar-Berman et al., 2004). On the matrix
fer and Parsons, 1987), notably because it is difficult to gain
subtest, reflecting performance IQ, AL and KS were similarly
an accurate picture of the drinking history of alcoholic impaired, compared with CS (Brand et al., 2003; Joyce and Rob-
patients, let alone alcoholic Korsakoff patients (Emsley et al., bins, 1991). Demographic information and other characteristics of
1996). Even though their drinking history may not explain the participants are provided in Table 1. No participants were
the heterogeneity of alcoholics’ cognitive abilities, the theory aged over 70, were taking psychotropic medication or presented
psychiatric problems or had any additional medical history (head
of a continuum between non-Korsakoff alcoholics and alco-
injury, coma, epilepsy, depression, etc.) which might have affected
holic Korsakoff patients may at least have a heuristic value cognitive function. In agreement with the local ethics committee,
(Butters and Brandt, 1985) and could be explored separately all of them gave their informed verbal consent, collected prior to
for each cognitive function with, for example, episodic mem- their inclusion in the study by the medical doctors who also car-
ory on the one hand and working memory ⁄ executive func- ried out the investigations in this study. They ascertained first
(notably for KS) that participants were able to understand the
tions on the other. For some authors, this continuum may
goals and modalities of the experiment and second that they
even extend all the way from social drinking (Parsons, 1998) agreed to participate. For KS, wherever possible, informed con-
to alcohol dementia (Bowden, 1990; Butters and Brandt, sent was collected from guardians or caregivers as well as from
1985; Kopelman, 1995). the patients themselves.
The present study therefore had 3 main goals. The first
Alcoholic Korsakoff Patients. Korsakoff patients were diag-
objective was to identify the characteristics of episodic mem-
nosed with reference to the clinical DSM IV (American Psychiatric
ory impairments and working memory deficits in Korsakoff’s Association, 1994) criteria of ‘‘amnesia due to substance abuse’’. All
syndrome, with reference to current definitions of these cogni- KS patients had a history of heavy drinking (longer than 20 years),
tive functions. The second objective was to determine the presented disproportionately severe memory disorders (as showed by
specificity of the episodic and working memory impairments the FCSRT in Table 2) compared with other cognitive functions and
their memory impairments had social repercussions. The conse-
in alcoholic Korsakoff patients compared with those of non-
quences of their cognitive impairments were such that none of the
Korsakoff alcoholics. We took the duration of abstinence KS were able to go back to their previous jobs and all of them lived
and the intelligence levels of the Korsakoff patients into in sheltered accommodation or were inpatients waiting for a place in
account, as these factors may lead to the existence of sub- an institution.
groups of alcoholic Korsakoff patients and therefore influ- The background information for the KS came from family mem-
bers and medical records. For each patient, the selection was made
ence comparison results. Moreover, we conducted not only
according to a codified procedure in French officially registered cen-
between-group analyses [alcoholic Korsakoff patients vs. ters by 2 senior neurologists (V.D.L.S. and F.V.). Each patient’s case
non-Korsakoff alcoholics vs. control subjects (CS)], in line was examined by a multidisciplinary team made up of specialists in
with previous comparative studies, but also, more originally, cognitive neuropsychology and behavioral neurology. Clinical and
within-group analyses (e.g. encoding vs. retrieval) to compare neuroimaging investigations ruled out other possible causes of mem-
ory impairments (particularly focal brain damage). Four KS had pre-
the memory profiles of the 2 patient groups. The third and
sented full-blown Wernicke’s encephalopathy with the classic triad of
final objective was to observe the distribution of individual symptoms (oculomotor disorders, confusion and cerebellar ataxia).
performances in terms of episodic memory and working In 7 other KS, Wernicke’s encephalopathy may have preceded Kor-
memory in the 2 patient groups. In effect, statistical mean- sakoff’s syndrome, but this episode was characterized by an incom-
4 PITEL ET AL.

Table 1. Main Features of Participants

Alcoholic Korsakoff Non-Korsakoff Control Group


patients (N = 14) alcoholics (N = 40) subjects (N = 55) Statistics p-value comparisons
Age 54.35 ± 6.82 49.41 ± 6.82 50.46 ± 10.95 F(2,106) = 1.49 0.22 ⁄
Years of schooling 11.71 ± 3.96 10.50 ± 2.63 11.58 ± 3.65 F(2,106) = 1.38 0.25 ⁄
Mini Mental State Examination 22.23 ± 3.62 27.10 ± 2.46 ⁄ t(52) = 5.65 <0.001* AL > KS
FCSRTa 7.21 ± 3.79 28.13 ± 7.44 33.49 ± 4.99 F(2,106) = 111.98 <0.001* CS > AL > KS
Vocabulary subtestb (WAIS III) 5.21 ± 2.75 7.40 ± 3.26 11.20 ± 2.26 F(2,106) = 38.34 <0.001* CS > AL > KS
Matrix subtestb (WAIS III) 7.64 ± 2.67 8.38 ± 2.37 11.02 ± 2.07 F(2,106) = 21.86 <0.001* CS > (AL = KS)

Mean ± standard deviation. KS: alcoholic Korsakoff patients; AL: non-Korsakoff alcoholics; CS: control subjects.
a
Free and cued selective reminding test (sum of the 3 free recalls).
b
Standard T scores.
*Significant effect of group (t-test for the Mini Mental State Examination and univariate ANOVA for the free and cued selective reminding test
and the WAIS III subtests).

Table 2. Clinical Description of the Alcoholic Korsakoff Patients

Alcoholic Length of FCSRTa:


Korsakoff Schooling Gayet-Wernicke sobriety raw FCSRTa:
patients Gender Age (years) encephalopathy (months) scores z-scores
1 M 54 8 Complete 1 3 )6.24
2 M 56 12 Complete 24 9 )5.01
3 M 58 7 Partial 1 4 )6.03
4 M 48 15 Absent 2 11 )4.60
5 M 50 12 Partial 6 5 )5.83
6 M 69 20 Absent 1 7 )5.42
7 M 63 16 Absent 52 13 )4.19
8 F 52 6 Partial 1 6 )5.63
9 F 61 14 Partial 100 10 )4.81
10 M 47 9 Complete 80 12 )4.40
11 M 44 9 Partial 2 2 )6.44
12 F 49 15 Partial 1 11 )4.60
13 M 55 12 Complete 1 6 )5.63
14 M 55 9 Partial 4 2 )6.44

a
FCSRT: Free and cued selective reminding test (sum of the 3 free recalls).

plete clinical picture (e.g. nystagmus). In 3 other KS, there was no


Procedures
history of Wernicke’s encephalopathy at all. The amnesia in these last
KS had developed insidiously but over a period of <8 weeks (Cut- Episodic Memory Assessment. The different components of epi-
ting, 1978). Details of the KS sample are provided in Table 2. sodic memory were assessed by means of 2 complementary memory
tests (Pitel et al., 2007a).
Non-Korsakoff Alcoholics and Control Participants. The AL Encoding and retrieval processes: In order to preferentially tax
patients and CS were the same as in our previous study (Pitel et al., either encoding or retrieval processes, we used a specifically
2007a). There were 20 men in the control group and 33 in the alco- designed memory test, inspired by the Double Memory test (Bus-
holic group. AL patients were recruited by clinicians, in accordance chke et al., 1995). In this task, entitled the ‘‘Spondee’’ (for SPON-
with the DSM IV criteria of alcohol dependence (American Psychi- taneous-DEEp) test, the subjects had to learn 2 different lists of
atric Association, 1994) while they were receiving alcohol with- 16 words belonging to 16 different categories and encoded in 2
drawal treatment as inpatients at Caen University Hospital. All different ways. The first list was encoded spontaneously according
patients were still at an early stage of abstinence (11.18 ± to the strategies that the subjects were able to implement on their
11.75 days of sobriety prior to inclusion,), as it is now clear that epi- own: the words were displayed 4 · 4 on a sheet and subjects had
sodic memory and working memory recover with abstinence and to point to words read aloud by the experimenter. A recognition
may even return to normal (Fein et al., 2006; Rourke and Grant, phase was then carried out, where patients had to recognize the
1999). We only selected patients who had already been weaned off 16 target words hidden among distractors. Target and distractor
alcohol, as verified by means of the Cushman score (Cushman words were presented visually 1 at a time and subjects had to say
et al., 1985), to decrease the likelihood of acute alcohol withdrawal if they recognized them. Unlike the first word list, the second one
effects. AL were interviewed to specify the age at which they had was deeply encoded. The words were still displayed 4 · 4 on a
had their first alcoholic drink (16.67 ± 4.13), their age at the onset sheet, but subjects had to point to them in response to their
of alcoholism (28.63 ± 11.04), the length of time they had drunk to semantic category. They were then asked to recall as many words
excess (20.32 ± 8.08 years) and their usual daily alcohol consump- as possible, in any order and without any time limit.
tion (18.91 ± 10.16 ‘‘standard drinks’’ per day, i.e., any drink that This is a method which had already been used in a previous study
contains approximately 10 g of pure alcohol). CS were interviewed by our research team (Chételat et al., 2003) to assess encoding and
to check that their alcohol consumption did not exceed the recom- retrieval processes. Recognition following the spontaneous encoding
mendations of the World Health Organization (no more than 21 subtest, where the target was presented in order to compensate for
weekly standard drinks for men and 14 for women, and no more any potential retrieval deficits, but where encoding was not sup-
than 4 at any 1 time). ported, was assumed to be mainly dependent on encoding ability. In
EPISODIC AND WORKING MEMORY IN KORSAKOFF PATIENTS 5

contrast, free recall in the wake of the deep encoding subtest, which computerized test (Quinette et al., 2006) which required subjects to
represented the opposite situation, given that encoding was rein- integrate multimodal information before memorizing it. For the last
forced whereas retrieval was self-initiated, was assumed to reflect 3 executive tasks, the percentage of correct answers was recorded.
mainly retrieval ability. For simplicity’s sake, these tests will be desig-
nated hereafter by the process they preferentially taxed (i.e., ‘‘encod-
Statistical Analysis
ing’’ and ‘‘retrieval’’ subtests).
Factual, temporal and spatial memory: The factual, temporal and Since there was no significant difference between the cognitive per-
spatial components of episodic memory were measured by means of formances of the men and women in each groups, we pooled the data
an original Ecological Contextual Memory test (ECM test). The without taking account of the sex ratio.
ECM test consisted in learning 6 pairs of unrelated words (Danger- The first step in the statistical analysis consisted in standardizing
Beauty, Student-Tongue, etc.) presented at different times (3 pairs in all the subjects’ neuropsychological scores in the form of individual
the morning and 3 in the afternoon) and places (different for each z-scores. These z-scores, computed for each subject and each vari-
subject and each pair of words) in the space of a single day. Each able, were based on the mean performance of the CS group which,
time, subjects had to read the word pair, construct a sentence con- by definition, had mean scale scores of zero and standard deviations
taining each word and recall both words to ensure that they had been of one. Thus, episodic memory and working memory variables were
encoded semantically (i.e., deeply and deliberately). Subjects were all on the same scale, allowing us to carry out between- and within-
told that they had to learn all 6 word pairs but not that they had to group analyses.
learn the context. At the end of the day, the subjects performed a rec- We then carried out repeated-measures analyses of variance
ognition task of the factual, temporal, and spatial information. The (ANOVA) on the episodic memory and working memory variables.
target word pair was displayed at the same time as 3 distractors (1 In the case of episodic memory, we examined encoding versus retrie-
word pair that was semantically linked with the target, one that was val processes, the different components of contextual memory and
phonologically linked and one that had no link at all). For each word the state of consciousness associated with memories. The slave sys-
pair, subjects also had to recognize the temporal and spatial context tems of working memory and the central executive were investigated
of encoding, in the presence of a distractor which corresponded to separately. Post hoc tests (LSD Fisher) were subsequently performed,
the encoding context of a different word pair. The ‘‘total recognition in order to conduct between-group (KS vs. AL vs. CS) and within-
score’’ corresponded to the recognition of the whole episode: which group comparisons (e.g., encoding vs. retrieval). The observation of
words were presented and when and where this episode took place. interaction effects and comparisons of post hoc analyses provided
State of consciousness associated with memories: The subjective information about the existence of similar or contrasting profiles of
reporting of state of consciousness was assessed using the ‘‘Remem- neuropsychological impairments in the 2 patient groups.
ber ⁄ Know ⁄ Guess’’ paradigm (Gardiner et al., 2002). In the recogni- To determine whether the results of the comparisons between
tion task of the ECM test described above, subjects had to indicate AL and KS occurred as a result of the heterogeneity of the KS
whether they (1) remembered the specific episode with the impression sample, we formed subgroups of KS on the basis of the duration
of reliving some of the details (R answer), (2) just knew that this epi- of sobriety and degree of intelligence. The short-term abstinent
sode had happened to them but did not remember any specific event KS (N = 8) had a period of sobriety less than or equivalent to
or detail (K answer), or (3) guessed that they might have experienced 2 months, whereas the long-term abstinent KS (N = 6) had a
this episode, but neither remembered nor knew it (G answer). These period of sobriety of more than 2 months. Concerning intelli-
responses were given independently for each type of content (factual, gence, we chose a cut-off score corresponding to the mean
temporal and spatial). The scores corresponded to the combined per- (Weschler, 2001) minus a 1.65 standard deviation (10–
centages of R, K, and G answers for each correctly recognized con- 1.65 · 3 = 5.05) for both the vocabulary and matrix subtests. We
tent. Only R answers reflected the autonoetic state of consciousness thus identified a subgroup of KS with impaired intelligence
specific to episodic memory. (N = 7) and another one with preserved intelligence (N = 7).
These subgroups were compared by means of Mann–Whitney
Working Memory Assessment. The different components of tests.
working memory were evaluated by means of specific neuropsycho- Lastly, we examined the distribution of the individual perfor-
logical tasks (Pitel et al., 2007b). mances of the 2 patient groups on the episodic and working memory
Slave systems: The slave systems of working memory were assessed tasks. To this end, we calculated 2 mean z-scores for each patient: a
by means of 3 computerized passive storage tasks. The phonological mean z-score for episodic memory (computed from impaired episodic
loop and the visuospatial sketchpad were evaluated by verbal span memory scores) and a mean z-score for working memory (computed
and spatial span tasks respectively. The episodic buffer was assessed from impaired working memory scores). We subjected the results of
by means of a multimodal span task (Quinette et al., 2006): patients the episodic memory test used at inclusion to the same analysis, in
were asked to memorize increasingly long strings of letters (verbal order to emphasize the validity of our patient selection.
span), locations (spatial span) and letters placed in an array (multi- A probability level of 0.05 was adopted for all analyses.
modal span) and had to recall them immediately afterwards. The
final score corresponded to the number of correctly reported
sequences. RESULTS
Central executive: The central executive of working memory was
assessed using 5 different types of task involving executive functions. Repeated-Measures Analyses of Variance
Organization and the ability to generate strategies were assessed by 2
verbal fluency tasks (Cardebat et al., 1990). The fluency score corre- Episodic Memory. The repeated-measures analysis of var-
sponded to the number of correct words supplied in the letter (p) and iance carried out on encoding and retrieval scores showed a
categorical (animal) fluency tasks. Inhibition ability was assessed by significant effect of group [F(2,106) = 72.71; p < 0.001] and
means of the Stroop test (Stroop, 1935). The number of colors test [F(1,106) = 6.573; p = 0.01], as well as an interaction
named in the interference condition was recorded to gauge inhibition effect [F(2,106) = 6.57; p = 0.002]. Post hoc tests concerning
ability. The scores were age-corrected. Flexibility ability was assessed
by the alternate response subtest of the attentional assessment test between-group comparisons revealed that, for both scores,
(Zimmermann and Fimm, 1993), updating abilities by the n-back KS were more severely impaired than AL and CS, with AL
(N-2) paradigm (Quinette et al., 2003) and integration ability by a performing more poorly than CS as well. Within-group
6 PITEL ET AL.

comparisons showed that the encoding score of KS was lower spatial recognition which, in turn, was more severely impaired
than the retrieval score, unlike AL, who presented similar than factual recognition (Fig. 1A).
encoding and retrieval impairments (Fig. 1A). With regard to the state of consciousness associated with
Concerning contextual memory, results also indicated a sig- memories, there was also a significant effect of group
nificant effect of group [F(2,105) = 53.56; p < 0.001] and test [F(2,105) = 23.55; p < 0.001] and test [F(2,210) = 40.15;
[F(3,315) = 32.29; p < 0.001], as well as interaction effects p < 0.001], together with a significant interaction effect
[F(6,315) = 11.27; p < 0.001]. Results of the post hoc [F(4,210) = 18.16; p < 0.001]. Post hoc between-group
between-group comparisons indicated that, on factual recog- comparisons revealed that KS performed more poorly than
nition, KS had lower results than AL and CS, whose perfor- AL, who also obtained lower performances than CS on the
mances were broadly similar. Concerning temporal, spatial number of R and G answers, although there was no differ-
and total recognition, AL differed from CS, with KS present- ence in the number of K answers. Post hoc within-group com-
ing even poorer results than AL. Results of the post hoc parisons showed that in both patient groups, the number of
within-group comparisons were the same for both patient R and G answers was more badly affected than the number
groups: temporal recognition and recognition of the whole of K answers (Fig. 1A).
episode were similarly and significantly more impaired than Raw episodic memory scores are reported in Table 3.

Fig. 1. Impaired z scores of episodic memory (A) and working memory (B) in alcoholic Korsakoff patients and non-Korsakoff alcoholics compared with
control subjects. Control subjects had mean scores of zero and standard deviations of 1. Mean z-scores are shown for each patient group and each
impaired variable. (A) Even though episodic memory was more severely impaired in alcoholic Korsakoff patients than in non-Korsakoff alcoholics, the 2
groups presented similar profiles of impaired episodic memory components, except for encoding, which was specifically disproportionately impaired in alco-
holic Korsakoff patients. (B) The tasks assessing the slave systems of working memory and inhibition, flexibility and integration abilities were impaired to the
same extent in both patient groups. However, organization and up-dating abilities were more severely impaired in the alcoholic Korsakoff patients.
EPISODIC AND WORKING MEMORY IN KORSAKOFF PATIENTS 7

Table 3. Episodic Memory Performances of Alcoholic Korsakoff Patients, Non-Korsakoff Alcoholics, and Control Subjects (Raw Data)

Cognitive Alcoholic Korsakoff Non-Korsakoff Post hoc


functions Variables patients alcoholics Control subjects comparisons
Encoding Recognition after spontaneous encoding 37.95 ± 13.39 76.25 ± 15.77 84.31 ± 13.39 CS >
AL > KS
Retrieval Free recall after deep encoding 16.07 ± 7.23 40.47 ± 17.73 53.64 ± 17.50 CS >
AL > KS
Contextual memory Factual recognitiona 56.41 ± 23.11 97.50 ± 8.05 99.09 ± 3.82 (CS =
AL) > KS
Temporal recognitiona 51.28 ± 17.30 77.91 ± 19.39 92.12 ± 11.94 CS >
AL > KS
Spatial recognitiona 55.13 ± 19.70 80.00 ± 20.04 88.48 ± 16.32 CS >
AL > KS
Total recognitiona 19.23 ± 17.80 62.08 ± 26.14 83.03 ± 20.41 CS >
AL > KS
State of R answersa 0.54 ± 0.80 1.93 ± 0.82 2.25 ± 0.63 CS >
AL > KS
consciousness K answersa 0.74 ± 0.81 0.47 ± 0.50 0.46 ± 0.40 ns
associated with G answersa 1.69 ± 1.16 0.58 ± 0.61 0.29 ± 0.40 CS > AL > KS
memories

Mean ± standard deviation. KS: alcoholic Korsakoff patients; AL: non-Korsakoff alcoholics; CS: control subjects. R = ‘‘remember’’ answers in
the R ⁄ K ⁄ G paradigm; K = ‘‘know’’ answers in the R ⁄ K ⁄ G paradigm; G = ‘‘guess’’ answers in the R ⁄ K ⁄ G paradigm. ns: no significant difference.
a
Data from 1 KS were missing.

Working Memory. The repeated-measures ANOVA car-


Subgroups Analyses
ried out on performances on the 3 span tasks found a signifi-
cant group effect [F(2,106) = 35.14; p < 0.001] but no effect Duration of Abstinence. Short-term abstinent KS did not
of test [F(2,212) = 0.40; p = 0.67] and no interaction effect differ from long-term abstinent KS on any of the episodic or
[F(44,212) = 0.39; p = 0.82]. Post hoc between-group compar- working memory scores.
isons revealed that KS and AL had lower results than CS in
the 3 span tasks, but there was no difference between the 2 Intelligence. KS with impaired intelligence did not differ
patient groups. The within-group comparisons revealed that from KS with preserved intelligence on any of the episodic or
all 3 span tasks were impaired to the same extent. working memory scores.
Not all the KS carried out all the executive tests, as some of
the tasks were too difficult for those with the most severe
Individual Descriptive Analyses
dysexecutive syndrome. As a consequence, the following anal-
ysis was carried out on the available data for each test Mean episodic memory z-scores were calculated from the 8
(Table 4). The repeated-measures ANOVA showed a signifi- impaired scores (encoding and retrieval, factual, temporal,
cant group effect [F(2,102) = 26.30; p < 0.001], but no effect spatial and total recognition, R and G answers), as were mean
of test [F(4,408) = 2.18; p = 0.07] and no interaction effect working memory z-scores (verbal, visuospatial and multi-
[F(8,408) = 1.05; p = 0.40]. KS and AL performed more modal span tasks, fluency, Stroop, alternate response, n-Back
poorly than CS on each executive task. The 2 patient groups and integration tests).
differed from each other on the fluency task and the n-back Individual analyses of KS and AL episodic memory perfor-
paradigm, with KS being more severely impaired than AL, mances showed only a partial overlap between AL with the
but not on the inhibition, flexibility and integration tests. The poorest performances and KS with the best ones (Fig. 2A).
executive tasks were homogeneously impaired in the AL Conversely, the analyses of working memory performances
group, while in the KS group, the inhibition test was less painted a very mixed picture (Fig. 2B), with some KS and AL
badly affected than the fluency and n-Back tasks. presenting preserved working memory, others mild to moder-
Working memory results are summarized in Table 4 (raw ate impairments. Two KS performed noticeably worse than
scores) and Fig. 1B. the other KS and AL on the working memory tasks.

Table 4. Working Memory Performances of Alcoholic Korsakoff Patients, Non-Korsakoff Alcoholics, and Control Subjects (Raw Data)

Alcoholic Korsakoff Non-Korsakoff Post hoc


Cognitive functions patients alcoholics Control subjects comparisons
Slave systems of Phonological loop 4.43 ± 1.45 4.40 ± 1.10 5.81 ± 0.98 CS > (AL = KS)
working memory Visuospatial sketchpad 3.64 ± 1.08 3.98 ± 1.05 5.05 ± 0.78 CS > (AL = KS)
Episodic buffer 3.57 ± 1.09 3.65 ± 0.98 4.71 ± 0.76 CS > (AL = KS)
Executive functions Organization 29.14 ± 10.32 44.08 ± 12.99 53.91 ± 14.57 CS > AL > KS
Inhibitiona 31.75 ± 14.46 32.80 ± 11.12 42.81 ± 11.42 CS > (AL = KS)
Flexibilityb 71.00 ± 17.47 82.65 ± 14.84 90.80 ± 10.29 CS > (AL = KS)
Updatingb 63.39 ± 14.15 78.49 ± 16.67 90.95 ± 7.40 CS > AL > KS
Integrationc 53.93 ± 18.42 60.25 ± 16.60 71.27 ± 12.41 CS > (AL = KS)

Mean ± standard deviation. KS: alcoholic Korsakoff patients; AL: non-Korsakoff alcoholics; CS: control subjects.
a
Data from 1 KS were missing.
b
Data from 3 KS were missing.
c
Data from 2 KS were missing.
8 PITEL ET AL.

Fig. 2. Distribution of individual performances for episodic memory (A), working memory (B), and the memory task used at inclusion (C) in alcoholic Kor-
sakoff patients and non-Korsakoff alcoholics. Non-Korsakoff alcoholics are shown in gray and alcoholic Korsakoff patients in black. (A) Mean episodic mem-
ory z-scores were computed for each subject from the 8 impaired episodic memory scores (encoding and retrieval scores, factual, temporal, spatial and total
recognition, R and G answers). There was only a partial overlap between the worst-performing non-Korsakoff alcoholics and the best-performing alcoholic
Korsakoff patients. (B) Mean working memory z-scores were computed for each subject from the 8 impaired working memory scores (verbal, visuospatial
and multimodal span tasks, fluency, Stroop, alternate response, n-Back, and integration tasks). There was a total mixture of the Korsakoff and non-Korsakoff
groups, but 2 Korsakoff patients seemed to be particularly severely impaired. (C) Sum of the free recalls on the Free and Cued Selective Reminding Test
used at inclusion. There is a perfect dichotomy between the non-Korsakoff and Korsakoff groups, even though the results of the non-Korsakoff alcoholics
with the poorest performances were similar to those of the alcoholic Korsakoff patients with the best ones.
EPISODIC AND WORKING MEMORY IN KORSAKOFF PATIENTS 9

Lastly, the same analysis conducted on individual perfor- recognition was not impaired to the same extent for temporal
mances on the inclusion test (FCSRT) showed a perfect and spatial information, with temporal recognition being the
dichotomy between the AL and KS groups, even though the most severely impaired (Downes et al., 2002). Results of the
results of the AL with the poorest performances were similar ECM test also confirm the impairment of autonoetic con-
to those of the KS with the best ones (Fig. 2C). sciousness in Korsakoff’s syndrome (d’Ydewalle and Van
Damme, 2006), suggesting a deficit in recollection abilities
(McKone and French, 2001) which may be ascribed to both
DISCUSSION
the encoding and retrieval impairments.
The objectives of the present study were firstly to gain a The comparison of episodic memory performances in the 2
better understanding of episodic and working memory patient groups indicated that, even if the extent of the deficits
impairments in KS, secondly to compare the episodic and was altogether different in KS and AL, given that KS system-
working memory profiles of KS and AL, and lastly to analyze atically obtained lower scores than AL (Emsley et al., 1996),
the distribution of individual performances in the 2 patient there were similarities in their profiles of episodic memory def-
groups. We examined these cognitive functions with reference icits. In addition to the severity of the impairments, the main
to the theoretical frameworks for episodic memory and work- distinguishing feature of episodic memory deficits in KS may
ing memory proposed by Tulving (2001) and Baddeley (2000, be the disproportionate impairment of encoding abilities com-
2003) respectively. Our results therefore reflect these concep- pared with retrieval ones (van Asselen et al., 2005; Cermak
tual choices. and Butters, 1972).
The subgroup analyses revealed that there were no signifi- Concerning the individual results, there was only a partial
cant differences in episodic and working memory perfor- overlap of the 2 patient groups when using the mean episodic
mances either between short-term and long-term abstinent memory z-score, involving the AL with the worst perfor-
KS or between KS with impaired and preserved intelligence. mances and the KS with the best ones. These findings do not,
These results therefore suggest that the variability in the intel- however, undermine the validity of our patient selection, as
ligence and the duration of abstinence of the KS sample did the same analysis, performed on the results of the traditional
not create subgroups of amnesic patients with heterogeneous FCSRT used at inclusion, showed that the 2 groups were per-
profiles of episodic and working memory impairments. fectly separated despite the proximity of the AL with the
worst performances and those with the best ones. The com-
parison of these 2 individual analyses indicates that the
Episodic Memory
FCSRT is an appropriate task for conducting a differential
KS performed poorly on factual recognition after sponta- diagnostic between alcoholic Korsakoff patients and non-
neous encoding in the Spondee test, suggesting that their Korsakoff alcoholics. The relative discrepancies between these
encoding abilities may be impaired (van Asselen et al., 2005; 2 individual analyses may be due to the fact that the 2 scores
Cermak and Butters, 1972). Without incentives to undertake involve different memory tasks. For the FCSRT, the score
deep processing of the information, KS may have used ineffi- exclusively involves free recalls, whereas the mean episodic
cient, superficial encoding strategies (Butters and Cermak, memory z-score includes recognition tasks (regarding contex-
1980). In addition to this deficit in encoding processes, KS tual memory), which can be successfully performed using
may also have impaired retrieval abilities (Warrington and familiarity processes that are relatively well-preserved in
Weiskrantz, 1978; d’Ydewalle and Van Damme, 2006) but amnesic patients (Huppert and Piercy, 1978; Verfaellie and
this observation has to be interpreted with caution. In effect, Treadwell, 1993; Yonelinas and Jacoby, 1995).
it can be difficult to assess retrieval abilities when there is an These results confirm the between-group comparisons
encoding impairment, as the retrieval deficit can be inter- showing that there are similarities in the profiles of the epi-
preted as a consequence of amnesia rather than as its cause sodic memory disorders in AL and KS. They also show that
(Mayes et al., 1981; Meudell and Mayes, 1984). That said, some individual AL may resemble KS. These findings empha-
our retrieval score corresponded to free recall after deep size the need for all AL subjects to undergo a neuropsycho-
encoding, which is assumed to reflect retrieval ability when logical assessment, focusing on episodic memory. Those with
encoding has been reinforced. Thus, both encoding and retrie- equivocal episodic memory performances, similar to those of
val abilities were impaired in KS, the former being more KS, may be regarded as ‘‘borderline’’ alcoholics at risk of
severely impaired than the latter. developing Korsakoff’s syndrome (Fig. 3A) and should
In the ECM test, KS presented impaired scores on the rec- receive particular attention and preventive action before their
ognition task for factual, temporal and spatial information. memory disorders have harmful repercussions on their daily
KS were more severely impaired in temporal and spatial rec- lives.
ognition than in factual recognition, thereby lending weight This observation of individual episodic memory perfor-
to the hypothesis of a disproportionate impairment of inci- mances suggests that we should maybe revisit the theory of
dental contextual memory encoding in Korsakoff’s syndrome continuity between AL and KS. Episodic memory perfor-
(Kopelman et al., 1997; Mayes et al., 1992). Furthermore, mances may actually lie along a continuum, all the way from
contrary to previous observations (Postma et al., 2006), preserved to mild disabilities in social drinkers (Parsons,
10 PITEL ET AL.

Fig. 3. The harmful effects of alcoholism on episodic memory (A) and working memory (B). (A) Episodic memory performances may range from pre-
served to mild disabilities in social drinkers (Parsons, 1998) to mild to moderate impairments in non-Korsakoff alcoholics and severe deficits in alcoholic Kor-
sakoff patients. SD: Social drinkers; AL: Non-Korsakoff alcoholics; BAL: ‘‘Borderline’’ non-Korsakoff alcoholics; KS: Alcoholic Korsakoff patients. (B) There
was a total mixture of Korsakoff and non-Korsakoff alcoholics for working memory. Some alcoholic Korsakoff patients with particularly poor performances
could be regarded as meeting the diagnostic criteria for alcohol dementia (Kopelman, 1995). AL: Non-Korsakoff alcoholics. KS: Alcoholic Korsakoff patients.
AAD: Alcoholics with alcohol dementia.

1998) to mild to moderate impairments in non-Korsakoff retrieval, contextual memory, and recollection. Whereas epi-
alcoholics and severe deficits in alcoholic Korsakoff patients sodic memory was obviously quantitatively more severely
(Fig. 3A). However, the main contributing factor may not be impaired in KS than in AL, the 2 groups had qualitatively
drinking history (Ihara et al., 2000; Noel et al., 2001; Schaef- similar profiles of deficits, the single specificity in the KS being
fer and Parsons, 1987), as originally suggested more than the disproportionate impairment of encoding abilities com-
thirty years ago (Ryback, 1971). Rather, the heterogeneity of pared with retrieval ones.
the effects of episodic memory performances in KS and AL
may be due to other factors, such as associated thiamine defi-
Working Memory
ciency (Thomson and Marshall, 2006) or genetically and ⁄ or
experiential vulnerability to the neurotoxic effects of alcohol Regarding the slave systems of working memory, our data
(Parsons, 1998). confirm a deficit in the phonological loop and the visuospatial
In short, KS had episodic memory impairments affecting sketchpad in KS (Brand et al., 2003). The present study also
the different components of this memory system: encoding, provides arguments in favor of an impairment of the episodic
EPISODIC AND WORKING MEMORY IN KORSAKOFF PATIENTS 11

buffer in KS. This deficit of the slave systems of working Korsakoff state’’ (Joyce and Robbins, 1991) but rather
memory was uniform in the KS and the AL groups, as neither support the suggestion that at least some of the executive
the phonological loop, the visuospatial sketchpad nor the epi- impairments in KS may be due to another pathological
sodic buffer seemed to be disproportionately affected. More- mechanism, notably the harmful effects of chronic alcohol-
over, the slave systems were impaired to the same extent in ism on the frontal lobes (Brokate et al., 2003; Kopelman
the AL and KS, suggesting that these deficits may not be spe- and Stanhope, 1998).
cific to KS.
It is also worth noting that some of the executive tasks
CONCLUSION
were too difficult for KS with the most severe dysexecutive
syndrome and that 2 KS exhibited individual performances The present study reinvestigated episodic memory and
which were noticeably inferior to those of AL and other working memory disorders in KS in the light of recent neuro-
KS. Korsakoff’s syndrome did not occur insidiously in psychological conceptions. Results showed firstly that the dif-
these 2 patients and they were neither the oldest nor those ferent components of these memory systems were impaired in
with the shortest period of abstinence. The refined clinical KS and secondly, that most of these neuropsychological defi-
criteria for alcohol-related dementia (Oslin et al., 1998) cits were already present in AL, either in an equivalent form
stress that its diagnostic pattern may encompass Korsak- or a less severe one. Regarding episodic memory, alcoholic
off’s syndrome, which can be regarded as a ‘‘specific dis- Korsakoff patients may therefore be considered as non-Kor-
ease manifesting itself in alcohol-related dementia.’’ Other sakoff alcoholics, whose existing deficits due to the neurotoxic
authors have suggested that there are neuropsychological effects of ethanol on the Papez circuit have been exacerbated
and neuroimaging arguments in favor of a continuum by the thiamine deficiency, leading to the amnesic syndrome.
between Korsakoff’s syndrome and alcohol dementia (But- Working memory impairments do not seem to be specific to
ters and Brandt, 1985; Emsley et al., 1996) rather than Korsakoff’s syndrome and may simply reflect the effects of
sharp differences, confirming that a differential diagnosis chronic alcohol consumption on frontocerebellar circuitry
may be difficult to establish. Thus, KS with the most (Sullivan et al., 2003). These findings lend weight to a revised
severe working memory impairments may be regarded as continuity theory, whereby there is an ‘‘episodic memory con-
presenting alcohol dementia (Butters and Brandt, 1985; tinuity’’ between AL and SK and a ‘‘working memory conti-
Fig. 3B). The goal of the present study was not to provide nuity’’ among AL, KS, and alcohol dementia patients.
a definitive answer but rather to prompt further research Further investigations are now needed to establish whether
into the nosological distinction between Korsakoff’s these putative forms of neuropsychological continuity are
syndrome and alcohol dementia (Bowden, 1990). mirrored by a neuroanatomical continuity, given that neuroi-
Statistical analyses of the available executive data have maging and neuropathological investigations have revealed
confirmed impairments of organization, inhibition, flexibil- brain damage in the hippocampi (Sullivan and Marsh, 2003;
ity and updating abilities in KS (Brokate et al., 2003; Hil- Sullivan et al., 1995), thalami (Chanraud et al., 2007; Visser
debrandt et al., 2004; Jacobson et al., 1990; Oscar-Berman et al., 1999), mamillary bodies (Harding et al., 2000; Jauhar
et al., 2004) and suggest an additional deficit in integration and Montaldi, 2000) and frontal lobes (Cardenas et al., 2007;
abilities. Unlike AL, KS did not exhibit homogenous exec- Reed et al., 2003) in alcoholics both with and without major
utive dysfunctions, as organization and updating abilities neurological complications.
were more severely impaired than inhibition ones. Organi-
zation (Hildebrandt et al., 2004; Jacobson et al., 1990;
ACKNOWLEDGMENTS
Joyce and Robbins, 1991; Oscar-Berman et al., 2004) and
updating abilities (Brokate et al., 2003; Hildebrandt et al., This study was funded by ATC Alcool (Inserm). We would
2004) were more severely impaired in KS than in AL but like to thank Elizabeth Portier for revising the English style.
the 2 groups did not differ in terms of inhibition, flexibil-
ity, and integration abilities. Our findings therefore suggest
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