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Christopher Peacocke
Mind, New Series, Vol. 100, No. 4, Mind and Content. (Oct., 1991), pp. 525-546.
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Fri Feb 15 13:07:22 2008
The Metaphysics of Concepts I
CHRISTOPHER PEACOCKE
I . The problem
Any plausible philosophy of mind has to make some use, however reluctantly, of
ways of thinking or modes of presentation. The modes of presentation may be
called senses, or guises, or ways of taking something. I will call them concepts,
with the understanding that there are concepts not only of objects, but of proper-
ties and functions too. A plausible philosophy of mind quantifies over concepts,
and treats them as combinable into complex contents, some of which are evalu-
able as true or as false. But this ontology of concepts, while indispensable in the
philosophy of mind, remains problematic. A concept of an object is not an
expression, nor a mental representation: it is rather a way in which an expression
or mental representation may present the object. Such ways, concepts, are
abstract objects. A concept has no spatio-temporal location. It does not by
itself-considered apart from any mental state which involves it-participate in
causal interactions. In this paper, I address the following question:
How is it possible for mention of concepts-those abstract objects-to
play a significant part in the description of the empirical mental states of
thinkers?
This question is not pre-empted if we insist, for good reasons, that concepts
are abstracted from certain relations between thinkers and objects. Relations are
indeed in important respects not abstract objects. But it remains that in describ-
ing a thinker's mental states, we apparently mention structured thoughts or con-
tents composed of concepts. Even if there are ways of substituting some form of
talk about the underlying relation from which the concept is abstracted in place
of talk about the concept itself, the structured thought is still an abstract object
we use in characterizing mental states. The displayed question can still be asked
about those structured thoughts.
Our question is, in a broad sense, metaphysical rather than epistemological.
Like other abstract objects, concepts do raise epistemological problems aplenty.
I believe a correct answer to the metaphysical question can considerably allevi-
ate the epistemological problems. In any case, my primary concern here is with
the metaphysical issue. Even amongst those who most enthusiastically embrace
a domain of abstract objects as the contents of propositional attitudes, the answer
'My thanks to John Campbell, Martin Davies and Stephen Schiffer for valuable com-
ments.
Mind, Vol. C . .
4 October 1991 O Oxford University Press 1991
0026-4423191$3.00
526 Christopher Peacocke
mination Theory for any given possession condition (Peacocke 1989). Another
requirement on acceptable pure theories can be summarized by saying that the
possession conditions put forward by the theory must be collectively grounded.
We will not find a theory acceptable if it proposes a possession condition for a
concept F which presupposes that the thinker already has the concept G, and
then goes on to propose a possession condition for the concept G which presup-
poses that the thinker already has the concept F. Similarly we will not want there
to be finite circles of a similar kind.
Of a pure theory of concepts which meets these constraints, we can now raise
the question: how can the abstract objects it postulates be of use in describing the
empirical mental states of thinkers?
2 . A ready-made solution?
There is one general position on certain kinds of abstract objects which may
seem tailor-made to answer our question. This is a position which emerges from
certain passages in Frege (1953, $564-66) and Dummett (1956). It has been
developed in most detail by Crispin Wright (1983 and 1988). Take the famous
biconditionals:
The direction of line j = the direction of line k iff j is parallel to k.
cept it expresses, then the right-hand side cannot be elucidated without making
reference to concepts. In this respect, the case contrasts with the right-hand sides
of the biconditionals about directions and about numbers. This biconditional
about concepts is also not going to capture those concepts which are not, and
perhaps in some cases could not be, fully expressed in the thinker's language,
such as perceptual-demonstrative singular concepts and memory demonstra-
tive~.~
Does the biconditional at least deliver an account of the application of the
apparatus of concepts and thoughts? Perhaps theorists who hold that language is
in some way fundamental to the individuation of conceptual contents would
have a reason for taking as a starting point something which mentions expres-
sions. But whether they are right or not, the biconditional does not tell us how to
apply the pure theory of concepts, for it does not give an account of what is
involved in the application of concepts in the description of mental states of
thinkers. This is another point of contrast with the biconditional about natural
numbers, for in that case, the notion "the number of Fs" which features on the
left-hand side is the fundamental notion used in applying the natural numbers to
the empirical world.
A theorist might attempt to meet these points within a Wright-like framework
by proposing a biconditional of the form:
The content of mental state M = the content of mental state M' iff ... M
... M' ... .
For the proposal to meet our two requirements, the mental states here must be
taken as actual empirical states of particular thinkers. If the range of the variables
"M" and "M"' were taken to be all possible mental states, the proposal would be
vulnerable to the charge that this range depends upon the ontology of concepts
and thoughts. The argument would be that the range of possible mental states is
dependent upon what concepts and thoughts are available to be the contents of
those states. But if the variables "M" and "M'" are for this reason taken to range
only over actual states of thinkers, we can know in advance that any proposal of
this form is too weak-however the dots are filled in. In general, a pure theory of
concepts acknowledges the existence of infinitely many complete propositional
thoughts. There will be many that are not the content of any actual thinker's
thoughk3
To say that they could not be fully expressed in language is not to say that they cannot
be fully individuated by use of suitable language with the apparatus for making reference
to the content of perceptual experience. They can be. But a statement of what fully indi-
viduates them does not of course have the same cognitive significance as the perceptual
demonstratives themselves. Note also that the point in the text also rules out using this
even simpler biconditional: the concept expressed by A = the concept expressed by B iff
A and B are samesensed.
Actually if the positive account I offer below is correct, there will be true modalized
biconditionals of the form: necessarily, for any M and M', the content of the belief M =
the content of the belief M' iff ... M ... M' ..., where ... ... ... makes no reference to con-
cepts or thoughts. But the possibility of such modalized biconditionals is wholly parasitic
on the account to be given below.
The Metaphysics of Concepts 529
These points suggest that an adequate vindication of the pure theory of con-
cepts will have to be given by a rather different account of abstract objects.
There is independent evidence that some other account must exist. For there are
relatively uncontentious kinds of abstract object for which the Wright-like
account is not available. Consider the humble case of the pure theory of expres-
sion-types. Let "x" and "y " range over expression-tokens. Then the natural start-
ing-point for a Wright-like account is the true biconditional:
The type of x = the type of y iff x is equiform with y.
If we take the terms on the left-hand side as referential, this biconditional will
certainly ensure that every token has a type (since every token is equiform with
itself). But the pure theory of expression-types has as a theorem that for any two
expression-types T and S, there is a third U which consists of their concatenation
(taken in a given order). There can be tokens of T and S without there being any
tokens of U . This point remains correct even on the most generous standards of
what a token is. It is correct even if tokens are merely the appropriately shaped
regions of space, since the universe may be finite. (Mere possibility is enough:
the pure theory of expression-types is not meant to be contingent!) So the exist-
ence of the type U is not guaranteed by the above biconditional about the types
of tokens together with a Wright-like attitude to the biconditional. This is an ana-
logue for expression-types of the problem which arises in the theory of concepts
for a Wright-like attitude to any biconditional of the form "the content of mental
state M = the content of mental state M' iff . . .".
This suggests a classification of the kind of domain of abstract object for
which the Wright-like position is available. Domains of abstract objects are char-
acteristically closed under some operation distinctive of that domain. The domain
of expression-types is closed under concatenation, that of the natural numbers is
closed under the successor function, and so forth. Take a given domain, and sup-
pose that we have selected a fundamental biconditional for the domain, one
which stands to it as the famous biconditionals about directions and numbers
stand to their respective domains. We can suppose the biconditional has the form
the @ of X = the @ of Y iff R (X,Y).
Here the range of @ is the domain of abstract objects in question and "X" and "Y"
take as values something outside that domain. The Wright-like attitude is avail-
able if every abstract object in the given domain is the @ of some X outside the
domain. When that condition is met, the biconditional guarantees the existence
of the objects required by closure under the distinctive operation. It is well
known that a natural inductive generalization of this condition is met by the nat-
ural numbers. The existence of the natural number 0 follows from the bicondi-
tional for natural numbers (by taking any contradictory concept for "F"). For
any number n, there will also be some concept with n instances, since the con-
cept "predecessor of n" is just such a concept. A natural generalization of the
condition for the availability of the Wright-like approach is also arguably met by
the predicative sets. But the condition is not met by all domains of abstract
530 Christopher Peacocke
object, the domain of expression-types being perhaps the simplest for which it
fails. While numbers can themselves be counted, and sets can be members of
sets, acknowledging the existence of expression-types does not widen the class
of acknowledged expression-tokens.
If there were something obscure or questionable about expression-types, this
would be an appropriate point at which to address the question of whether per-
haps the availability of the Wright-like attitude is a necessary condition of the
legitimacy of an alleged domain of abstract objects. But it seems very implaus-
ible to hold that the pure theory of expression-types suffers from such obscurity.
On the contrary, one of the main reasons that it does not is that we have a very
clear notion of how the world would have to be for an actually uninstantiated
expression type to be instantiated. The case suggests that there must be some
other way of showing a domain of abstract objects to be legitimate when the
Wright-like stance is unavailable. I shall be exploring such a possibility for the
domain of concepts.
3. A proposal
ical matter the holding of which does not need to mention numbem4 We can
summarize the situation by saying that in a statement like (I), reference to a
number serves as a means of encoding a condition on the property of being a
planet, a condition which can be formulated without any reference to numbers.
The proposal I want to explore is that something similar holds for thoughts.
According to this proposal, there is some relational property R with two charac-
teristics. First, the relational property R can be specified without mentioning
relations to concepts or thoughts, but only relations to other empirical things and
states. Second, "John believes that Lincoln Plaza is square" is equivalent to the
conjunction of
( 5 ) John is in some state S which has the relational property R
and
(6) The content that Lincoln Plaza is square is the unique content p such
that: necessarily for any state S, S is a belief thatp iff S has the relational
property R.
In fact, since our contents are built up from concepts, and are not neo-Russellian
propositions, we should not speak of "the" content that Lincoln Plaza is square.
Let us take it for the moment that we have fixed on one particular mode of pre-
sentation of that Plaza and on one particular mode of presentation of the property
of being square. The proposal is then that ( 2 ) , so understood, stands to the con-
junction of (5) and (6) as (1) stands to the conjunction of (3) and (4). Reference
to a content, in describing a mental state, serves as a means of encoding a condi-
tion on that mental state, a condition which can be formulated without making
reference to contents. Concepts in turn, under the proposal I will be developing,
pull their weight in the description of the empirical world, by making a system-
atic contribution to the condition a mental state must satisfy if it is to be a state
with a given complete propositional content.
The crucial task facing this proposal is, of course, that of saying how the rele-
vant relational property R of a state is fixed from a given contenL5 This is a com-
pletely general question, and it requires a completely general answer, one which
can be applied to any propositional content whatsoever. It is not enough to have
plausible specifications of the relevant relations for certain particular contents.
We must be given a rule for going on to new cases. It is also in the nature of the
case that the rule must draw only upon those components of a theory of concepts
which are present for any content whatsoever.
I suggest that the relations required of a state if it is to be a belief with a given
content are fixed from the possession conditions of the content's constituent con-
For an extremely clear description of this strategy, see Field (1989,p. 234). The strat-
egy does not commit one to Field's more general views about truth in mathematics.
A corresponding proposal is available to those who, for various reasons, may prefer
not to quantify over states. For them, the proposal should be formulated thus: there is a
relational property R' of the thinker, a relational property not involving relations to con-
cepts or thoughts, such that (2) is equivalent to this conjunction: John has the relational
property R', and the content that Lincoln Plaza is square is the unique content p such that
necessarily: any thinker believes that p iff he has relational property R'.
532 Christopher Peacocke
cepts. Our task is to say how they are so fixed. A possession condition for a par-
ticular concept specifies a role which is individuative of that concept. The
possession condition will mention the role of the concept in certain transitions
the thinker is willing to make. These will be transitions which involve complete
propositional thoughts involving the concept. In some cases they are inferential
transitions; in others they are transitions from initial states involving perceptual
experience. Normally, a possession condition has several clauses, each treating
of a different kind of case. The division into the various cases it treats may be
given by a classification of certain sorts of inference, as in a plausible treatment
of the logical constants. For instance, a possession condition for the concept of
conjunction will have three clauses, requiring some designated kind of accep-
tance of instances of the two elimination rules and one introduction rule for con-
junction. The division into several clauses may also be given by a classification
of the thinker's circumstances vis-a-vis some designated kind of thought involv-
ing the given concept. So, for relatively observational concepts, it is plausible
that the possession condition should have one clause relating to certain condi-
tions in which the concept is perceptibly instantiated by the object thought about,
and a second clause relating to circumstances in which it is not. Quite generally,
each clause in the possession condition for a concept which occurs in a given
complete propositional content makes a distinctive contribution to the require-
ments for a belief to have that propositional content. The totality of such require-
ments gives the relational property required for a belief to have that content.
The contribution to such requirements made by the clauses of the possession
condition for a logical constant are relatively straightforward. In the simplest
case of conjunction, a state is a belief with a content of the form A & B only if the
thinker is willing to move into that state from the two beliefs that A and that B,
and is willing to form each of those beliefs when in that state. But the contribu-
tion to the totality of requirements which is made by concepts in predicational
combination is more complex, and needs more discussion.
We can illustrate the nature of the contribution by working it out for a partic-
ular belief, the belief that Lincoln Plaza is square. We need possession conditions
for the concepts comprising this content. Let us assume that we are concerned
with a recognitionally-based singular way of thinking of Lincoln Plaza, and with
a relatively observational (and so fuzzy) shape concept square. Getting the pos-
session conditions for these particular concepts exactly right is not crucial for
present purposes, since what most concerns us is the route from possession con-
ditions to relational properties of belief states. But we can work with the follow-
ing preliminary formulations.
Square is that concept C for a thinker to possess which is for him
(Sl) to be willing to believe the thought Cm, where m is a percep-
tual demonstrative, when he is taking his experience at face value, and
the object of the demonstrative m is presented in an apparently square
region of his environment, and he experiences that region as having
The Metaphysics of Concepts 533
equal sides and as symmetrical about the bisectors of its sides (we can
summarize this as the object's "having appearance C"); and
(S2) for an object thought about under some other mode of presen-
tation m: to be willing to accept the content Cm when and only when he
accepts that the object presented by m has the same shape as perceptual
experiences of the kind in (S 1) represent objects as having.
Each of these clauses needs some comment. The possession condition is relying
on a notion of the nonconceptual representational content of an experience, as
the clause (S2) makes clear. The use of the phrase "apparently square" in the first
clause (Sl) does not presuppose that the perceiver possesses the concept square.
It rather alludes to the point that, in the circumstances covered by the first clause,
the spatial type which the experience represents as instantiated around the per-
ceiver is one in which the perceptually presented object occupies a square
region. "Square" is here used in specifying a spatial type, a scenario in the sense
of Peacocke (1991). Any other concept which picks out the same shape of region
could equally be used at that place in the possession condition.
The second clause (S2) must be understood to cover not only the case in
which the singular mode of presentation m is not a perceptual-demonstrative, but
also that in which although m is a perceptual-demonstrative, the thinker does not
for one reason or another meet the other conditions in (Sl). The second clause
(S2) is also not meant to require that anyone who possesses the concept square
also has the concepts of perception and representation. It alludes rather to the
role of the concept square in spatial reasoning and thought. We have the ability
to perceive that, and to reason to the conclusion that, an object is the same shape
as one (or several) we have experienced in the past. This ability, which seems to
me to merit much more philosophical attention than it has received hitherto, is
essential to possession of the relatively observational concept square which is in
question. So much by way of a possession condition for square.
Let us label as "lp" the recognitionally-based mode of presentation in ques-
tion of Lincoln Plaza. A first attempt might be to say that
lp is that singular mode of presentation m for a thinker to possess which
is for him
(i) to be willing to judge of an object perceptually presented under c that
c = m when he is taking his experience at face value and the object is
presented as having a certain appearance A; and
(ii) for an object thought about under some other mode of presentation
k : to be willing to accept that k = m when and only when he accepts that
the object is as the appearance A represents an object as being.
Here I am consciously loose with notation. I have written "c = m" where what
I mean is the thought which consists of the sense of the identity sign in predica-
tional combination with the concepts c and m ; similarly for "k = m". Otherwise,
the same remarks as were made for (Sl) and (S2) apply paripassu to (i) and (ii).
This first attempt at a possession condition for the recognitionally-based way
of thinking really is too crude, even for our purposes. Instead of giving a posses-
sion condition for a recognitionally-based mode of presentation, it rather gives a
534 Christopher Peacocke
possession condition for something with the character "whatever has such-and-
such perceptible properties". Recognitionally-based ways of thinking do not have
that character at all. Suppose you first see Harry Lime in the shadows. You do not
realize they are shadows, and you take him to have a facial appearance quite other
than heactually has. Suppose too that some man in Siberia, with whom you have
had no causal contact, does have the facial appearance you experienced Harry
Lime as having. In attempting to employ a recognitionally-based mode of presen-
tation resulting from your encounter with Lime, you are not thinking of that man
in Siberia. Yet it would be hard to block this consequence if the above possession
condition for recognitionally-based ways of thinking were right.6
These points also show that condition (ii) in the first attempt at a possession
condition is also too strong. I can recognize Lincoln Plaza, but if I come to
accept that a film set in Los Angeles has exactly the same perceptible properties
as the Lincoln Plaza I can recognize-perhaps some director has even had it
built in concrete and marble-I would not accept that this film set is identical
("numerically identical") with Lincoln Plaza.
For each recognitional way of thinking which a subject employs, there seems
to be a presupposed range of objects within which it attempts to secure a refer-
ence. You may think of a friend as having a certain appearance, but this does not
commit you to thinking that the appearance is unique in the human race. The pre-
supposed range of objects depends heavily on context. You do not acquire a rec-
ognitional way of thinking just by looking at one egg amongst thousands in a
supermarket. But you may recognize one egg out of the two in your lunch pack
as the one you purchased at a particular place. In outline, it seems that when all
is working properly, the object which is the referent of your recognitional way of
thinking, and which is its causal source, is the unique object in the presupposed
range which has the relevant appearance. At any rate, let us rest content with this
for our present purposes. There is an excellent discussion of further complexities
in Evans (1982, chapter 8).
We now need to write a slightly more realistic possession condition which
takes account of these points. I suggest this:
lp is that mode of presentation m of an object x such that for a thinker to
possess m is for there to be a certain appearance A which x has, which
the thinker has perceived x as having, and such that the thinker's ability
to employ m stems from that perceptual encounter; and for there to be a
certain range of objects such that:
Further, even if there is no such man in Siberia or anywhere else, it is arguable that
you are still not thinking of Lime when you attempt to employ the recognitionally-based
way of thinking acquired in your encounter with him. The recognitionally-based way is to
be distinguished sharply from the perceptual-demonstrative "that man", and indeed from
the memory-demonstrative "that man". Both of these do refer to the man you saw. A rec-
ognitionally-based way of thinking can continue to be used after one has forgotten the ini-
tial encounter. But when you attempt to employ the recognitionally-based way of thinking
in the test, how can you be thinking of Hany Lime, when, after all, you cannot recognize
him? But even if this point is not granted, those of the text above are enough to undermine
the first attempt at a possession condition for the recognitional cases.
The Metaphysics of Concepts 535
which the thinker stands to that referent. Such was the case for the recognitional
mode of presentation of Lincoln Plaza. It will also be the case for perceptual-
demonstrative modes of presentation, if, when they refer to an object, an account
of their possession adverts to the thinker's use of perceptual information about
the object which is the referent. In all such cases, the requirements in the posses-
sion condition which relate the thinker to the referent will be taken up in the
present account and incorporated into requirements for a belief to have a content
containing such a mode of presentation.
I have been saying, cautiously, that the requirements obtained by multiplying
out the clauses of the possession conditions give us sufficient conditions for a
belief state to have a given content. I have held back from saying that the com-
bined requirements are sufficient for a state to be a belief with that content. Intu-
itions differ on this matter of sufficiency, but I think the proposal I have been
developing can be accommodated by each of the main parties which differ over
sufficiency. If the combined requirements are sufficient, the account can stand
without supplementation. If the combined requirements are thought not to be
sufficient, that is likely to be because it is thought that those requirements do not
apparently guarantee that interaction with desire to produce intentions and action
which is characteristic of belief. There could, according to likely proponents of
this view, be a system of states which shadowed the real beliefs but which did
not produce intentions and action. The states in that system would, they say, not
be beliefs, even if they met the requirements derived in the above way from pos-
session conditions. At this point we should remember our aim of explaining (2)
as equivalent to the conjunction of (5) with (6). If we are to use the relational
property of states derived by combining the requirements of several possession
conditions to fulfil this aim, we must have genuinely sufficient conditions for a
state to be a belief with a given content, and not merely conditions which are suf-
ficient within the class of beliefs.
Given this project, it would be inept simply to add into the relational property,
besides those requirements on a state derived from the possession conditions, the
additional demand that the state be a belief. For a state to be a belief is for there
to be some content p such that the state is a belief that p. Adding this demand,
without further elucidating it, would simply be trading an existential quantifier
over some of the entities in the domain of the pure theory of concepts for the spe-
cific commitments to such entities found in the original sentence (2). So the
maneuvre prevents the approach from answering our original metaphysical
question.
A more promising reaction is to write explicitly into the relational property
required for a state to be a belief with a given content this: that there be desire-
like states with which it is capable of interacting to produce intentions and
actions. We can give at least a programmatic indication of how this might run.
Let us say that what we have done so far is to sketch an outline, using the appa-
ratus of possession conditions, of what it is for a state to be aputative-belief that
p. So what we have to indicate is what distinguishes those putative-beliefs which
538 Christopher Peacocke
really are beliefs from those which are not. One way to do so is to cany out the
following two tasks. The first task is to explain how desires have their contents
partly in virtue of their relations to putative-beliefs with given contents. This
would involve such principles as that a desire that p no longer produces inten-
tions when the subject comes to have a putative-belief that p. The second task
would then be to explain that putative-beliefs are genuine beliefs when there are
desires with which they interact in the ways characteristic of propositional atti-
tude psychology. In this way, the approach could be squared with the views of
those who hold that the combined requirements are not sufficient for a state to be
a belief with a given content.
The approach I am suggesting depends, then, upon further work on several
matters which are far from fully understood at present. First, the tasks just men-
tioned concerning putative-belief and desire need to be carried out. Second, if
the treatment in (5) and (6) is to be extended to other propositional attitudes-as
it must if it is to be general-then somehow belief must be taken as primary, and
other attitudes explained as inheriting their contents from their relations to
beliefs (or putative-beliefs). Third, the account rests on the notion of the noncon-
ceptual representational content of experience, a notion elaborated a little in Pea-
cocke (1991), but still certainly in need of much philosophical explanation.
Nonetheless it does seem to me that, if those three matters are adequately
resolved, then the technique of deriving requirements on belief states from the
combined requirements of the possession conditions of constituent concepts, and
then using the resulting relational property in the treatment in (5) and (6), does
give an answer to our initial metaphysical question. The treatment shows how
the pure theory of concepts can be applied to the empirical states of thinkers. It
promises to make unproblematic what Frege said is perhaps the most mysterious
of all.
I now turn to consider various aspects of the above proposal, and its bearing on
other issues about conceptual content.
(a) Considered as addressing a problem about how abstract objects are applied
in the empirical world, the above account can be seen as outlining the contribu-
tion of predicational combination to empirical application of the apparatus of
concepts. The model on which (2) is equivalent to the conjunction of (5) and (6)
gives in the first instance an account of the empirical application of complete
thoughts, rather than concepts. Concepts in turn can be used in classifying the
empirical mental states of thinkers because of the systematic contribution made
by their possession conditions to the classification of empirical mental states by
complete thoughts.
The Metaphysics of Concepts 539
of the expressions in the sentences. This solution is unavailable to me. This is not because
of a scepticism about systems of internal representation, but because the approach will not
capture differences of conceptual content unaccompanied by difference of reference. The
above equivalent for "x believes that p" will serve my purposes only if "p" is taken as a
variable over structured contents built up from concepts or modes of presentation: and
then the equivalent will not address the metaphysical question with which this paper
opened. This is not meant as an argument against Field's stance-that would have to in-
volve wider considerations about the notion of a concept and its role in explanation-but
only a clarification of what is available to our respective positions.
542 Christopher Peacocke
not to the level of concepts, but to the level of reference and semantic value. The
elucidation of the correctness conditions of thoughts and sentences involves at
the fundamental level the notion of an atomic predication, whose correctness in
turn involves an object or objects having a monadic or relational property. The
possibility of other constituents of thoughts and sentences rests ultimately on the
existence of this fundamental level of atomic predications (a Tractatus-like
remark). Once this is acknowledged, it seems to me that we have all we need to
explain the common structure which both thoughts and sentences share. It is the
kind of structure one would expect when both these conditions are met: the cor-
rectness of the whole, and of any complex constituent, is a systematic function of
the semantic values of its immediate constituents; and at the basic level we have
predicational combination. This is sufficient to explain the characteristic tree-like
structure of thoughts and sentences.
property, is selected for the abstract object in such a way that the equivalent of
the application statement says that the empirical entity in question has the
selected property. It is because of its clear conformity to this model that the
ontology of expression-types is so unproblematic, despite its nonconformity to
Wright's paradigm. We know exactly what shape property a token would have to
have in order to instantiate an actually uninstantiated type. It is, of course, an
important question whether all the abstract objects we seem to speak about can
enjoy legitimation by application. For the real numbers and the higher reaches of
set theory, it is a complex and fascinating issue. It is also one which we can
bracket here. We can bracket it because what matters for present purposes is that
the existence of a legitimation by application seems to be a sufficient condition
for the intelligibility of discourse apparently about a domain of abstract objects.
The model can be applied to the case of concepts, whether or not legitimation by
application is also a necessary condition of intelligibility.
On the present view, concepts are legitimate in their own right at least to the
extent that natural numbers, predicative sets and expression-types are. This view
contrasts with a position developed by Stephen Schiffer, who complains that
modes of presentation-our concepts-do not meet a required "Intrinsic-
Description Constraint". He writes:
The Intrinsic-Description Constraint holds that if a thing.. . [is a mode
of presentation]. .. then it must be intrinsically identifiable in a way that
doesn't describe it as a mode of presentation or as a possible mode of
presentation. In other words, it must be possible to answer the question
"What is the mode of presentation of so and so?" in terms of an intrinsic
characterization of the mode of presentation whose meaning implies
nothing about the thing it applies to being a mode of presentation. If a
thing is a mode of presentation, then it must be intrinsically identifiable
as some other kind of thing. (Schiffer, forthcoming)
In my judgement, the Intrinsic-Description Constraint is quite generally false
of abstract objects, and its falsity for concepts or modes of presentation is a spe-
cial case of this general falsity. Suppose we put forward the view that the number
three is individuated by stating that
3 is the unique number n such that necessarily, for any property P there
are n things which are P iff there exist distinct objects x, y, and z which
are P and anything which is P is identical with one of x, y, and z.
We can then imagine someone, motivated by Schiffer's Intrinsic-Description
Constraint, saying "You have stated that the number 3 plays a certain role in
numbering things with a given property; but what is it intrinsically, apart from
this role? Can you identify the number 3 for me as a thing of some other kind, in
a way which does not imply that it numbers things of a given kind?". It seems to
me that this is not a good question, and that it is a mistake to look for some other
identification of the number 3. Nothing more than the displayed identification is
necessary; and nothing very different from it is possible. (We can individuate 3
as the successor of 2, but then for 2 or for one of its predecessors we have even-
tually to individuate it in a way similar to the displayed individuation of 3.) We
544 Christopher Peacocke
can make a similar point for expression-types. When we have indicated the con-
dition for a token to be an instance of the type, we have done all that is required,
and all that is possible, in the way of individuating that type. The same is true of
modes of presentation, or concepts, and their possession conditions.
The position for which I am arguing is plausibly committed to the view that
any given concept or mode of presentation is essentially a concept or mode of
presentation. This does not seem to me any more objectionable than the claim
that any given natural number is essentially a natural number. If it does seem
more objectionable, that may possibly be a result of a misapprehension about the
consequences of saying that a mode of presentation is essentially a mode of pre-
sentation. To say that a mode of presentation is essentially the mode of presenta-
tion it is, is not to say that it features in any actual thinker's propositional
attitudes. It is to say only that a condition exists which states what it would be for
it to feature in the content of a thinker's thoughts, and that it is an essential prop-
erty of the mode of presentation that that condition is the condition for it so to
feature. Perhaps this position will still be thought problematic on the ground that
modal notions, or such constitutive notions as "what it is for so-and-so to be the
case", should not enter a statement of what individuates an object. If this were a
good objection, it would apply to the apparently legitimate individuation of the
number 3 above. There are indeed many good questions about the still ill-under-
stood notion of necessity, and how it can feature in the individuation of an
object. But however these matters are eventually resolved, it is hard to believe
that it will not leave us endorsing the view that the above individuation of the
number 3 is correct, however necessity is elucidated. My view is that the same is
true of the way in which a possession condition individuates a concept or a mode
of presentation.
On the present conception, then, we will be very sceptical of arguments which
take the following form.9 First, they explore various candidate identifications of
concepts with entities of some other kind; then they find each such candidate
defective in some respect or other; and finally they conclude that there are then
no such things as concepts or modes of presentation. Such arguments are
unsound if concepts do not have to be identified with entities of some other kind.
With one exception, the views endorsed in this paper are neutral on whether
domains of abstract objects in general will yield to a fictionalist treatment. The
exception is the unassuming view in the case of concepts. If the unassuming view
is correct, then the application-statements for concepts are themselves committed
to the existence of concepts. So the fictionalist cannot appeal to them, at least, in
his positive account, and there are no obvious alternative means available. But if
the bold view is correct, then there is at least no obstacle of that kind to proceed-
ing with a fictionalist programme. That metaphysical dispute will continue.
It may well be that the general idea of legitimation by application, if properly
developed, can provide responses to the arguments that have been offered in
Schiffer's argument in the first four sections of "The Mode-of-PresentationProblem"
(Schiffer, forthcoming) is of this form.
The Metaphysics of Concepts 545