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Transfusion and Apheresis Science 58 (2019) 375–385

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Transfusion and Apheresis Science


journal homepage: www.elsevier.com/locate/transci

Review

Diagnosis of anemia—A synoptic overview and practical approach T


Verena Jansen
LADR Laborzentrum an den Immanuel Kliniken, MVZ Laborverbund GmbH, Neuendorfstraße 16A, D-16761 Hennigsdorf bei Berlin, Germany

A R T I C LE I N FO A B S T R A C T

Keywords: Anemia is common in everyday clinical practice. In the following, the characteristics of apparently proven as
Anemia well as new biomarkers are presented – for diagnosis and therapy control, considering their diagnostic value. In
Biomarker spite of new diagnostic tools, the importance of microscopy in hematological manifestations is illustrated. Based
Diagnostic value on a classification of anemia, a strategy is proposed for an economic diagnosis of different types of anemia and
Classification
their predisposition.

1. Introduction saturation (Fig. 1). In inpatient care, these parameters account for 44%
of the requests, with an additional 48% for vitamin B12 and folic acid.
A WHO report on the global prevalence of anemias in 2011, pub- The soluble transferrin receptor (sTfR) was rarely requested (Fig. 2),
lished in 2015, identified 1.5 billion people with iron deficiency anemia almost exclusively in inpatient nephrology and combined with re-
and between 2.0 and 4 billion with manifest iron deficiency. About 50% ticulocyte hemoglobin (Ret-He/CHr) for the iron plot (Thomas plot)
of the anemia cases are due to iron deficiency, followed by anemia due [3,4].
to vitamin deficiencies, acute and chronic infections, congenital or ac- The spectrum of requested anemia biomarkers and the frequency of
quired disorders of hemoglobin synthesis or erythropoiesis disorders. In selected parameters only partially reflect current recommendations,
developing countries, iron deficiency anemia promotes higher maternal which focus on new markers to assess iron status, iron supply of ery-
and neonatal mortality, which in turn accounts for 3 million deaths in throcytes and reticulocytes, to predict and evaluate the responsiveness
201. [1]. to therapeutic iron, rHuEPO or vitamin B12 supplementation.
In Germany, iron deficiency anemia (IDA), anemia of chronic dis-
ease (ACD) and mixed-type anemia (IDA + ACD) are the most common 2. Predisposition and risk population
types of anemia. Every year, up to 30 million iron assessments are
performed in German laboratories, and 3.37 million RBC concentrates The selection of appropriate diagnostic parameters to clarify man-
were transfused in 2017 in German hospitals and medical practices [2]. ifest anemia should be consistent with clinical findings and patient
Worldwide, about 75 million RBC concentrates are transfused each history. Thus, the anemia diagnostics in otherwise healthy girls or
year. women who introduce themselves as outpatients and complain of hy-
During the past twelve months, 84,000 anemia biomarkers have permenorrhoea, will first be focused on the iron metabolism. In elderly
been requested in our laboratory sites. Almost two-thirds of outpatient patients, especially those who are hospitalized, another diagnostic ac-
care account for the parameters ferritin, transferrin, iron and transferrin cess could be necessary. With increasing age, chronic diseases

Abbreviations: ACD, anemia in chronic disease; AIDS, acquired immunodeficiency syndrome; AIHA, autoimmune hemolytic anemia; AML, acute myeloid leukemia;
B12, vitamin B12; CE, Communauté européenne, product label according to standards in the European Union; CHr, content of hemoglobin in reticulocytes; CML,
chronic myeloid leukemia; CRP, C-reactive protein; DAT, direct antiglobulin test; DCT, direct Coombs test; ELISA, enzyme-linked immunosorbent assay; G6PD,
glucose-6-phosphate dehydrogenase; GC–MS, gas chromatography-mass spectrometry; HD, H(a)emodialysis; HDFN, hemolytic disease of the fetus and newborn;
Holo-TC, holo-transcobalamin; IBD, inflammatory bowel disease; IDA, iron deficiency anemia; IgG, immunoglobulin G; IVD, in vitro diagnostics; LC–MS, liquid
chromatography-mass spectrometry; MCH, mean corpuscular hemoglobin; MCHC, mean corpuscular hemoglobin concentration; MCV, mean corpuscular volume;
MDS, myelodysplastic syndrome; MHN, morbus haemolyticus neonatorum; MMA, methylmalonic acid; PEI, Paul-Ehrlich-Institut; PKM, pyruvatkinase isozymes M1/
M2; RBC, red blood cells; RDW, red cell distribution width; Ret-Hb, reticulocyte hemoglobin; Ret-He, reticulocyte hemoglobin equivalent; rHuEPO, recombinant
human erythropoietin; ROC, receiver operating characteristic; RPI, reticulocyte production index; SELDI-TOF-MS, surface-enhanced laser desorption/ionization time-
of-flight mass spectrometry; SF, serum ferritin; sTfR, soluble transferrin receptor; sTfR-F, sTfR/log ferritin index; TC, transcobalamin; TIBC, total iron-binding
capacity; TS, transferrin saturation; WHO, World Health Organization; ZnPP, zinc protoporphyrin
E-mail address: v.jansen@ladr.de.

https://doi.org/10.1016/j.transci.2019.06.012

1473-0502/ © 2019 Elsevier Ltd. All rights reserved.


V. Jansen Transfusion and Apheresis Science 58 (2019) 375–385

• Proton pump inhibitors


• H receptor antagonists
2

• After nitrous oxide inhalation


3. Diagnostic challenge and selection of parameters

The selection of laboratory parameters and the diagnostic procedure


depend on the question whether manifest anemia or a predisposition for
anemia is the focus. In case of manifest anemia, the choice of suitable
biomarkers is important for therapeutic decisions, follow-up and
prognosis.
Reliably and rapidly differentiating manifest anemia, if necessary
gradually, depends on several factors that may differ between out-
patient and inpatient care:

• Existing restoring samples in the laboratory for supplementary tests


• Analyte stable for additional laboratory requests
• Reduction of diagnostic blood sampling
Fig. 1. Anemia biomarkers requested in outpatient care.

• Turn-around time of further tests


• Resubmission date for outpatients
• Days/weeks of hospital stay
• Severity of anemia
• Urgency of therapy indication
• Availability of further investigations (on site or in a cooperating
medical laboratory)
• Organizational, logistical and economic effort of further investiga-
tions
• Planning of elective surgical interventions
• Patient Blood Management and restrictive transfusion regime
As diverse as the spectrum of available biomarkers, so numerous are
the limitations which range from sophisticated pre-analytics, low sen-
sitivity, poor standardizability, elaborate methodology, ambiguous
Fig. 2. Anemia biomarkers requested in inpatient care. predictability to organizational overhead (Table 1 with references
[6–44]).
Sufficiently sensitive biomarkers are available for reliable diagnosis
(autoimmune diseases, kidney disease, inflammation, infections), solid
of uncomplicated iron deficiency. The identification of mixed-type an-
tumors, hematological neoplasms and multimorbidity become more
emia, the detection of iron deficiency in ACD represents a diagnostic
likely. Accordingly, the risk of anemia in chronic disease (ACD) or renal
challenge because ferritin is a positive and transferrin a negative acute
anemia or combined forms increases. In elderly patients, deficiencies
phase reactant and therefore not sufficient to diagnose iron deficiency.
such as iron deficiency, vitamin B12 and/or folic acid deficiency can
Especially in dialysis patients, indication and therapy control of re-
occur as a result of malnutrition or – in case of vitamin B12 deficiency –
combinant human erythropoietin (rHuEPO), combined with in-
more commonly, in combination with ACD or renal anemia.
travenous iron, are complex. Available biomarkers show different di-
Nephrological patients, especially dialysis patients, may develop renal
agnostic sensitivity, specificity and predictive values with respect to
anemia and represent a risk population for functional vitamin B12 de-
diagnostic aims (Table 2 with references [45–50]). In nephrological
ficiency [5]. Functional vitamin B12 deficiency has to be considered in
patients an additional functional vitamin B12 deficiency occurs fre-
the following risk populations:
quently and has to be diagnosed early [5].
The transferrin saturation is a ratio calculated by serum iron and
• Elderly patients transferrin. The reliability of this index is limited by intraindividual and
• Dementia day-to-day variability of iron levels [7]. In case of manifest iron defi-
• Unexplained anemia ciency higher or increased levels of transferrin may be absent in con-
• Macrocytic anemia comitant (chronic) inflammations, infections or malignancies leading to
• Unexplained neuropsychiatric symptoms decreasing transferrin concentrations. While transferrin is a negative
• Nephrological patients acute phase reactant, ferritin concentration is upregulated during acute
• Ovolacto-vegetarians phase. Ferritin as a sensitive mirror for the storage iron can therefore be
• Vegan less or not demonstrably reduced in mixed-type anemia (IDA + ACD).
• Alcoholics Successful treatment of dialysis patients with recombinant human
• Endogenous depression erythropoietin (rHuEPO) requires intact bone marrow iron supply. The
• After gastric resection determination of the percentage of hypochromic erythrocytes and re-
• Crohn's disease ticulocyte hemoglobin (Ret-He/CHr) has been proposed to be sensitive
• Helicobacter pylori infection parameters for the assessment of iron-dependent erythropoiesis. H*3
• Chronic atrophic gastritis analyzers provide these results at the time of a routine blood count
• Diarrhea [40].
• Anorexia
• Other gastrointestinal manifestations
376
Table 1
Biomarkers of anemia – indication and limitation.
V. Jansen

Hematology and immunohematology

Biomarker Indication Indicator, predictor Limitation Expenditure

Mean corpuscular volume Initial classification of anemia Decreased in iron deficiency anemia and beta- Differential diagnosis of iron deficiency anemia – Integral part of blood count
(MCV) thalassemia, rarely in myelodysplastic syndrome thalassemia, morphological evidence is later detectable
than deviating biomarkers.
Mean corpuscular Initial classification of anemia Decreased in iron deficiency anemia No early marker Integral part of blood count
hemoglobin (MCH)
Microscopy of peripheral Characterization of erythrocyte Characteristic diagnosis pointing results Subjective report by visual reading, morphological Skilled staff, personnel-intensive method, consensus
blood smear morphology, identification of evidence is later detectable than deviating biomarkers, training
leucocyte pathology as in beginning clinical manifestation.
Reticulocytes Chronic Anemia, chronic hemolytic Elevated in severe acute bleeding, elevated in chronic Causes of absent reticulocyte reaction: bone marrow Routine laboratory
Anemia hemolysis, missing elevation in anemic patients indicates hypoplasia or carcinosis, lymphoma, myeloma, acute
impaired bone marrow function or deficiency inspite of leucemia, tuberculosis, iron, vitamin B12, folate or
erythropoietin stimulus. erythropoietin deficiency, myxedema, protein
[6] deficiency
thalassaemia maior, myeloblast anemia, MDS,
myelofibrosis, congenital anemia, chronic
inflammation or malignancies
Direct antiglobulin test Detection or exclusion of auto- or Positive detection of sensitization of erythrocytes by Numerous causes of weakly positive DCT results Further differentiation recommended (IgG, C3d
(DAT), alloimmune hemolytic anemia, allo- or autoantibodies or complement factors, complement, IgG1 and IgG3, DCT dilution, elution
Direct Coombs test suspicion of HDFN (or exclusion) differentiation of isotypes (IgG, IgA, IgM) and IgG and identification), medical specialist’s
(DCT) subclasses possible (IgG1 and IgG3) interpretation necessary

Biomarkers of screening and additional examinations

377
Biomarker Indication Indicator, predictor Limitation Expenditure

Iron Recommended only in combination with Isolated request obsolete Decreased in iron deficiency as well as in inflammation, Routine laboratory
transferrin [7] infections, neoplasm, diurnal variations and day-to-day
variations of iron concentration [7]
Transferrin Suspicion of iron deficiency Elevated in manifest iron deficiency Limited value in differention of mixed-type forms of iron Routine laboratory
[7–9] deficiency anemia + ACD: negative acute phase reactant
[7]
Soluble transferrin receptor Differentiation of mixed-type anemia Elevated in iron-deficient erythropoesis, Increased also in hemolysis, thalassemia, polycythemia Pre-analytics: specimens without
(sTfR) increasing during iron supplementation, rubra vera, sTfR in iron deficiency often normal lipemia, bilirubin or hemolysis ar
expressing stimulated erythropoiesis, [7] preferred.
parameter for differential diagnosis of iron-
deficient erythropoiesis.
[6–8,10,11]
Ferritin Mirror of iron storage Decreased in manifest iron deficiency Limited value in mixed-type forms of iron Routine laboratory
[6–8,11–16] deficiency + inflammation, infection, neoplasm: positive
acute phase reactant,
higher concentrations during pregnancy
Haptoglobin Intravascular hemolysis Most sensitive parameter for the diagnosis of Not in newborn (reference interval), limited value in Routine laboratory
intravascular hemolysis mixed-type forms of iron deficiency + inflammation,
infection, neoplasm: positive acute phase reactant
Vitamin B12 Differential diagnosis of macrocytic anemia Decreased in symptomatic, manifest vitamin B12 Holo-transcobalamin and methyl malonic acid more Standardization of pre-analytics
deficiency sensitive and more specific, vitamin B12 no early marker
[5]
Folate Differential diagnosis of macrocytic anemia Decreased in folate deficiency Falsely higher or falsely normal results already in Standardization of pre-analytics: avoid
[17,18] presence of discrete in vitro hemolysis, testing in hemolysis, protection of light
erythrocytes superior to testing in serum
(continued on next page)
Transfusion and Apheresis Science 58 (2019) 375–385
Table 1 (continued)
V. Jansen

Biomarkers of screening and additional examinations

Biomarker Indication Indicator, predictor Limitation Expenditure

Hemopexin Severity of intravascular hemolysis Decreased during intense hemolytic processes Further causes of decreased concentrations: No integral part of the analysis
chronic hepatic diseases, malabsorption syndrome, spectrum of every medical specialist
porphyria cutanea tarda, elevated in rapidly proliferating laboratory
malignen melanoma
Holo-transcobalamin Early diagnosis of vitamin B12 deficiency Decreased in functional vitamin B12 deficiency Limited value therapy control in nephrological patients
[5] because of impaired transcobalamin filtration with
consecutive accumulation of holo-TC and as a result to
falsely normal or falsely higher or increased
concentrations
Methylmalonic acid in serum Early diagnosis of vitamin B12 deficiency, therapy Very sensitive biomarker of functional vitamin Further causes of elevated concentrations: cobalamin No integral part of the analysis
control of vitamin B12 supplementation, preferably B12 deficiency, elevated in functional vitamin B12 genetic defects, classical methylmalonic acidemia spectrum of every medical specialist
in nephrological patients deficiency, indicator of the effectiveness of laboratory, GC-MS, LC-MS
vitamin B12-dependent reactions
[5,18,49]
Methylmalonic acid in urine In newborns with poor feeding, impaired Very sensitive biomarker of functional vitamin No integral part of the analysis
development, vomit, convulsions, suspicion of B12 deficiency, elevated in functional vitamin B12 spectrum of every medical specialist
methyl malonic aciduria deficiency laboratory,
[20,21] GC-MS, LC-MS
Homocysteine in plasma Therapy control of vitamin B12 supplementation, Indicator of the effectiveness of vitamin B- Critical pre-analytics,
preferably in patients with renal diseases dependent intracellular methionine cycle, parameter of limited stability, special tubes recommended
elevated in functional vitamin B12 deficiency
[5,17–20,22]
Erythropoetin in serum Identification of rHuEPO-responsive anemia, Decreased in renal anemia, AIDS, cancer-related
rHuEPO therapy setting and therapy control anemia, chemotherapy, elevated in non-renal

378
anemia, elevated in paraneoplastic syndromes
Free hemoglobin in serum or Manifest intravascular hemolysis, for example in Supplementary parameter Avoid artificial in vitro hemolysis
plasma alloimmune hemolytic transfusion reaction or
AIHA
Free hemoglobin in urine Quantification of hemoglobinuria Risk marker of acute renal failure Low sensitivity Standardization of pre-analytics: fresh
specimen (< 1 h)
Zinc protoporphyrin (ZnPP) in Suspicion of manifest iron deficiency, suspicion of Best indicator of iron-deficient erythropoesis, ZnPP also strongly elevated in ACD with impaired iron No integral part of the analysis
erythrocytes functional iron deficiency (impaired iron normal ZnPP levels in non-renal patients exclude distribution. After intravenous iron supplementation spectrum of every medical specialist
distribution), suspicion of impaired iron iron-deficient erythropoesis, ZnPP elevated in ZnPP in hemodialysis patients normalizes slowlier than laboratory, secure pre-analytics during
metabolism iron-deficient erythropoesis, correlation with the percentage of hypochromic erythrocytes. sample shipment
percentage of hypochromic erythrocytes In nephrological patients in the stage of uremia ZnPP
[7,8,11,23] measurement may be impaired by unknown interference
factors with consecutive falsely higher or falsely increased
ZnPP results, increased in iron deficiency, ACD, MDS and
in lead poisoning, only useful for screening, not suitable
for differential diagnosis of anemia [7]
ZnPP fluorescence Suspicion of functional iron deficiency, use in Non-invasive method, without blood sampling Strongly focussing on iron deficiency, new ly developed Expensive
spectroscopic examination pediatrics [24] method, up to now no routine procedure.
in lips
Hepcidin-25, bioactive Hereditary hemochromatosis, (secondary) Decreased levels in serum and urine in pure iron First CE-marked assays for in vitro diagnostics (IVD) Method-dependent: SELDI-TOF-MS and
hemosiderosis, chronic hepatitis C, differential deficiency anemia, additional information, available. LC-MS expensive, but (competitive RIA
diagnosis of iron deficiency anemia and ACD with decreased in hereditary hemochromatosis, low in Method-dependent age- and sex-specific reference ranges and) automated ELISA on random
impaired iron distribution, chronic infections, (secondary) hemosiderosis, elevated in iron- necessary. Circadian rhythm and day-to-day variation, access analyzer available
chronic renal diseases, competitive sportsmen refractory iron deficiency anemia increased in anemia of chronic kidney disease, in
[11,25–35] neoplastic diseases, inflammation and sepsis
(continued on next page)
Transfusion and Apheresis Science 58 (2019) 375–385
Table 1 (continued)
V. Jansen

Biomarkers of screening and additional examinations

Biomarker Indication Indicator, predictor Limitation Expenditure

Hemoglobin electrophoresis Suspicion of hemoglobinopathy, microcytic No definite results in newborns and infants during the
anemia first six months, heterozygous alpha-thalassemia is not
+ Mentzer index < 13 detectable by hemoglobin electrophoresis.
Blood transfusions may obscure or dilute abnormal
hemoglobin for 3-4 months.
Glucose-6-phosphate Suspicion of enzyme defect as a cause of hemolytic Genetic advice, informed consent necessary, because the No integral part of the analysis
dehydrogenase in disease in Asian, Mediterraneans, African and testing aims at a genetic defect. spectrum of every medical specialist
erythrocytes (G6PD) Afro-american Further enzyme defects not detected laboratory, submit whole blood
and other enzymes
Genetic diagnostics Confirmation of enzyme defects and Genetic advice, informed consent Institute of medical and human
hemoglobinopathies genetics, expensive

Hematological indices, ratios and formulas

Biomarker Indication Indicator, predictor Limitation Expenditure

Red cell distribution width (RDW) Low practical importance Degree of anisocytosis, Increased values are ambiguous. Integral part of blood count (flow
elevated in iron deficiency, hemolytic anemia, pernicious cytometry)
anemia, spherocytosis, osteomyelofibrosis, decreased
values without clinical relevance
Reticulocyte production index (RPI) Classification of anemia into hypo-, normo- and In anemia an RPI higher than 3 indicates an adequate Calculated index based on
hyperregenerative forms, evaluaton of erythropoesis after erythropoesis, an RPI lower than 2 an inadequate reticulocyte count, considering
stem cell transplantation, evaluation of bone marrow erythropoiesis. hematocrit and maturation time of
activity in normocytic anemia, for example in suspicion of The RPI better reflects the activity of erythropoesis than the eythrocytes
intravascular hemolysis, therapy control in iron reticulocyte count.

379
deficiency anemia
Reticulocyte hemoglobin equivalent Anemia of nephrological patients and in chronic diseases, Indicator of functional iron deficiency, decreased in iron Flow cytometry:
(Ret-He) = Content hemoglobin monitoring of rHuEPO therapy and/or intravenous iron deficiency and impaired iron distribution (early marker), measurement in reticulocyte channel
of reticulocytes (CHr) substitution, indicator of reduced iron availability in increasing during successful rHuEPO or iron therapy
chronic kidney diseases during rHuEPO therapy [36–40]
Percentage of hypochromic Suspicion of renal anemia Predictor of erythropoietic and iron response after Flow cytometry:
erythrocytes intravenous iron supplementation in maintenance measurement in reticulocyte channel
haemodialysis patients. Most sensitive parameter for
predicting hyporesponsiveness in CRP-positive HD
patients.
(8)
Transferrin saturation Suspicion of latent or manifest iron deficiency Indicator of iron turnover, Formula contains concentration of Calculated index of iron and
decreased in latent or manifest iron deficiency serum iron, which shows diurnal transferrin
[8,11,41,42] variation and day-to-day variation.
sTfR/log ferritin index Differentiation of mixed-type anemia Indicator of iron supply of erythropoiesis Increased in diseases with stimulated Calculated index
[3,4,11,13,43] erythropoiesis [7]
Mentzer index Differentiation of iron deficiency anemia and beta- MCV lower than 13: Simple ratio of MCV [fl] and red cell
thalassemia suspicion of beta-thalassemia count [Tpt/l], inexpensive
[44]
Transfusion and Apheresis Science 58 (2019) 375–385
Table 2
Biomarkers of anemia – diagnostic value.
V. Jansen

Biomarker Diagnostic criteria, Diagnostic Diagnostic Diagnostic value Positive predictive Negative Source
cut off sensitivity specifity value predictive value

Hemoglobin Iron deficiency in pre-school 41.7 % 89.1 % 35.7 % Yu 2011


Ferritin aged children, 41.7 % 96.4 % 62.5 % [45]
Zinc protoporphyrin (ZnPP) low hemoglobin levels, 91.7 % 60.2 % 33.3 %
ferritin < 15 μg/l,
ZPP/H ratio of
> 70 ZPP
μmol/mol heme
Iron Iron deficiency 63.5 % 38.6 % Serum iron and TIBC give no additional information in the diagnosis of Asif 2016
Total iron binding capacity 64.5 % 42.8 % iron deficiency anemia and these tests are redundant for the diagnosis of [46]
(TIBC) iron deficiency state, if serum ferritin is available.
Ferritin Ferritin at concentration of 80 % 99 %
30 ng/ml

Biomarker Diagnostic criteria, Diagnostic Diagnostic Diagnostic value Positive predictive Negative Source
cut off sensitivity specifity value predictive value
Transferrin Ferritin < 20 μg/l (males) and < 15 μg/l 36 % 97 % 79 % 83 % Withold 1994
(females) without anemia or with (hypochromic [9]
microcytic) anemia
Transferrin saturation (TS) Cut off ≤ 20 % 60.5 % Poor in all Kis 1998 [41]
studies
Transferrin saturation (TS) Iron status after intravenous iron dextran in 74 % 36 % The predictive value increased to 65 % when either 48 % for positive Low 1997
hemodialysis patients SF < 100 ng/ml or TS < 20 % were used. responses [42]
Ferritin (SF) TS < 20 % 60 % 30 % Both TS and SF are non-specific and insensitive 45 % for positive
ferritin indicators for accurate diagnosis of iron deficiency in responses

380
Transferrin saturation (TS) < 100 ng/ml 33 % 67 % hemodialysis patients in EPO. 47 % for positive
and ferritin (SF) TS < 20 % and ferritin responses
< 100 ng/ml

Biomarker Diagnostic criteria, Diagnostic Diagnostic Diagnostic value Positive predictive value Negative Source
cut off sensitivity specifity predictive value
Ferritin Uncomplicated iron deficiency, 82 % 95 % Recommended as a screening test Unsatisfactory at low prevalence Zanella 1989 [16]
confirmed by the response to iron
supplementation
Ferritin Ferritin cut off 86 % 90 % Better than transferrin, transferrin Baumann 1995 [8]
30 μg/l saturation, sTfR, percentage of
Stainable bone marrow iron hypochromic erythrocytes
Soluble transferrin Evaluation of anemia in 81 % 80 % These results suggests that the sTfR-F index Oustamanolakis 2011
receptor (sTfR) inflammatory bowel disease, seems to be very efficient in the detection and [47]
sTfR levels > 1.8 mg/l diagnosis of IDA, among patients with IBD.
sTfR/log ferritin index Evaluation of anemia in 91 % 92 % Oustamanolakis 2011
inflammatory bowel disease, [47]
sTfR/log ferritin index > 1.4

Biomarker Diagnostic criteria, Diagnostic Diagnostic Diagnostic value Positive Negative Source
cut off sensitivity specifity predictive value predictive value
sTfR/log ferritin index Cut off 1.70 […] using […] the transferrin/log (ferritin) ratio, the IDA and non-IDA Castel 2012 [43]
populations can be completely separated. The transferrin/log (ferritin)
ratio is a practical new tool that improves diagnosis of iron deficiency
when ferritin levels are inconclusive.
Reticulocyte Management of regular 81.5 % 61.6 % Useful marker and early predictor of response to intravenous iron Dalimunthe 2016
hemoglobin hemodialysis patients with iron supplementation in regular hemodialysis patients [48]
(Ret-He, CHr) deficiency anemia,
Ret-He cut off 31.65 pg
Transfusion and Apheresis Science 58 (2019) 375–385

(continued on next page)


Table 2 (continued)
V. Jansen

Biomarker Diagnostic criteria, Diagnostic sensitivity Diagnostic specifity Diagnostic value Positive predictive Negative predictive Source
cut off value value
Percentage of hypochromic Identification of iron deficiency in patients with anemia of 72.7 % 70.4 % Torino 2015 [49]
erythrocytes chronic disease,
cut off 1.8 %
Percentage of hypochromic Prediction of iron deficiency in chronic inflammatory 77 % 90 % Baumann 1995 [8]
erythrocytes rheumatic disease anemia,
cut off 11 %

Biomarker Diagnostic criteria, Diagnostic Diagnostic Diagnostic value Positive Negative Source
cut off sensitivity specifity predictive value predictive value
Hepcidin-25, Differentiation IDA from ACD and ACD/IDA The combination of hepcidin-25 with CHr in the hepcidin-25 Thomas 2011
bioactive plot was useful for the differentiation of the states above: IDA, [34]
ACD, ACD/IDA.
Hepcidin-25, Competitive hepcidin ELISA, differential diagnosis of 100 % 67 % ROC curve analysis revealed that ELISA analysis of hepcidin is Karlsson 2017
bioactive iron deficiency anaemia with concurrent inflammation not superior to ferritin in the diagnosis of iron deficiency in [30]
Ferritin and anaemia of inflammation in elderly patients 91 % 83 % elderly anaemic patients with concurrent inflammation.
hepcidin cut off 21 μg/l
ferritin cut off
87 μg/l

Biomarker Diagnostic criteria, Diagnostic sensitivity Diagnostic specifity Diagnostic value Positive predictive value Negative predictive value Source
cut off
Hepcidin-25, urinary Iron deficiency in children 88 % 88 % Non-invasive method Sanad 2011 [33]
stage 1 96 % 92 %
cut off ≤ 0.94 nmol/mmol Cr 96 % 100 %
stage 2
cut off ≤ 0.42 nmol/mmol Cr
stage 3

381
cut off ≤ 0.08 nmol/mmol Cr
Vitamin B12 Indicator of vitamin B12 deficiency in cancer 86 % 80 % 83 % Vashi 2016 [19]
Holo-transcobalamin (Holo-TC) Vit. B12 cut off 71 % 95 % 85 %
Methylmalonic acid (MMA), plasma 385 pg/ml 86 % 99 % 98 %
Holo-TC cut off
15.5 μmol/l
MMA cut off
413.5 nmol/l

Biomarker Diagnostic criteria, Diagnostic Diagnostic Diagnostic value Positive predictive Negative predictive Source
cut off sensitivity specifity value value
Holo-transcobalamin (Holo-TC) Young healthy graduate vegetarian Indians, none 77.78 % 71.05 % 19.6 % Naik 2018
Homocysteine was folate deficient, none has clinical signs of B12 82.72 % 89.7 % The combination of B12, holo-TC and 21.7 % [50]
deficiency homocysteine improves the diagnostic accuracy at
Vit. B12 cut off these cut offs.
100 pmol/l

Biomarker Diagnostic criteria, Diagnostic Diagnostic Diagnostic value Positive Negative Source
cut off sensitivity specifity predictive value predictive value
Methylmalonic acid Cobalamin deficiency in the newborn, high prevalence of 96.4 % Plasma MMA and urinary MMA B12 are the most robust 96.2% Kalay 2016
(MMA), plasma cobalamin deficiency in developing countries, plasma markers of cobalamin deficiency. As a non-invasive method, [21]
Methylmalonic acid cobalamin and serum folic acid in pregnant women over the 95.6 % urinary MMA is a sensitive method in demonstrating 96.9 %
(MMA), urinary last four prenatal weeks, plasma cobalamin, folic acid, cobalamin deficiency in the newborn.
Homocysteine homocysteine, MMA from umbilical cord blood and urinary 88.2 % 86 %
MMA in newborns were studied, plasma cobalamin low in
66 % of the mothers.
Transfusion and Apheresis Science 58 (2019) 375–385
V. Jansen Transfusion and Apheresis Science 58 (2019) 375–385

4. Soluble transferrin receptor (sTfR)

The transferrin receptor is a cellular glycoprotein located 80% on


erythrocyte precursors. In the absence of iron for erythropoiesis, the
receptor density on the membrane is upregulated. The receptors are
constantly released from the membrane into the blood stream, thus the
concentration of soluble transferrin receptor reflects the iron supply of
erythropoiesis. The parameter is not a sensitive indicator for the early
or intermediate stages of iron deficiency, but can be useful in the di-
agnosis of advanced IDA [10]. The sTfR is a suitable parameter for a
differential diagnosis of iron-deficient erythropoesis [7]. A calculated
ratio based on sTfR and ferritin, the sTfR/log ferritin index, is a useful
indicator of iron supply of erythropoiesis [13], but is increased in all
diseases with stimulated erythropoiesis [7]. This index is not mentioned
in the S1 Guideline Iron Deficiency Anemia 2016 [6].

5. Percentage of hypochromic erythrocytes

This parameter reflects the iron supply of erythropoiesis and – in


addition to ferritin as a mirror of the storage iron – provides additional
information for the characterization of complex iron metabolism dis-
orders [11]. The proportion of hypochromic erythrocytes is determined
by flow cytometry and can be analyzed simultaneously with the blood
count - with appropriate equipment of the medical laboratory.
The percentage of hypochromic erythrocytes is considered a pre-
dictor of erythropoietic and iron response after intravenous iron sup-
plementation in maintenance haemodialysis (HD) patients and the most
sensitive parameter for predicting hyporesponsiveness in CRP-positive
HD patients [7,51].

6. Reticulocyte hemoglobin equivalent (Ret-He, CHr)

This parameter is an advanced reticulocyte index that can be co-


determined and reported by modern hematology analyzers without
additional sample. Depending on the analytical system used, corre-
sponding names are used for reticulocyte hemoglobin: Ret-He for re- Fig. 3. (a) Iron plot (Thomas plot). (b) Iron plot (Thomas plot) during rHuEPO
ticulocyte hemoglobin equivalent or CHr for content of hemoglobin in and/or iron therapy.
reticulocytes. The parameter is used to diagnose iron-deficient ery-
thropoiesis [6,7,36–40]. 8. Bioactive hepcidin

Hepcidin is a peptide hormone that is produced in the liver and


7. The iron plot regulates iron metabolism by absorption, transport and distribution
[11]. It is subject to a classic feedback mechanism of hormonal control
With the iron plot (Thomas plot), a quadrant model of reticulocyte circuits. Iron overload from hereditary hemochromatosis or secondary
hemoglobin (Ret-He/CHr) and sTfR/log-ferritin index, latent, manifest hemosiderosis and excessive iron absorption from beta-thalassemia are
and functional iron deficiency and different degrees of severity of an- due to hepcidin deficiency or hepcidin resistance. In pure iron defi-
emia can be differentiated in chronic diseases (Fig. 3). ciency anemia, hepcidin is decreased, but increased in iron refractory
Depending on which quadrant the data point is originally located in, anemia, ACD and renal anemia [25–29,32,35].
a differential therapy can be recommended. The changing position of First CE-marked ELISAs for assessment of bioactive hepcidin-25
the data point during or after therapy allows conclusions about the allow its integration into the diagnostic process although sex- and age-
response (responder, non-responder) and the therapeutic success (3, 4) specific reference intervals still have to be defined. Serum hepcidin-25
Oral iron therapy is recommended for patients with a data point in may replace sTfR/log ferritin index in the iron plot (hepcidin-25 plot)
quadrants 2 and 3 (Fig. 3a), and rHuEPO therapy for patients with a and is proposed to be useful for the differentiation of IDA, ACD and
data point in quadrants 1 and 4 (Fig. 3a). Patients with a data point in ACD/IDA [34].
quadrant 4 have functional iron deficiency and need combined therapy
with rHuEPO and intravenous iron supplementation. Under oral iron 9. Zinc protoporphyrin (ZnPP)
therapy (Fig. 3b), the arrows 1 indicate the increase in hemoglobin
formation of the reticulocytes and the iron supply of erythropoiesis. In heme synthesis, chelation of iron to protoporphyrin is catalyzed
Under rHuEPO therapy (Fig. 3b), the direction of arrow 2 indicates a by the enzyme ferrochelatase. In the absence of iron or insufficient iron
non-responsiveness to the rHuEPO dosage (non-responder), arrow 3 distribution, the same enzyme catalyzes the binding of zinc to proto-
indicates good responsiveness to rHuEPO (responder). The direction of porphyrin. The result is zinc protoporphyrin (ZnPP) [23].
arrow 4 indicates a beginning functional iron deficiency after a good This parameter is considered to be the best indicator of iron defi-
response to rHuEPO. In patients with elevated CRP > 5 mg/L, the cut cient erythropoiesis, both because of actual iron deficiency and iron
off of sTfR / log ferritin has to be positioned on 2.0 (3, 4, Figs. 3a, b). distribution disorder in ACD. In nephrological patients, iron-deficient

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V. Jansen Transfusion and Apheresis Science 58 (2019) 375–385

Fig. 4. Classification of anemia.

Fig. 5. Diagnostic strategy.

Table 3
Recommendations of laboratory tests in frequent clinical settings.
Clinical setting Recommended parameters

Outpatient, girls and women, age app. 16-49 years, with microcytic hypochromic anemia, without clinical Ferritin
signs of inflammation and infection, with normal CRP
Elderly patients with chronic inflammation (rheumatic diseases, autoimmune diseases) and anemia sTfR/log ferritin index, hepcidin-25, RPI, Ret-He/CHr
Patients with solid tumors, leukemia or lymphoproliferative disorders and anemia sTfR/log ferritin index, hepcidin-25, RPI, Ret-He/CHr,
microscopic differential blood count
Nephrological or dialysis patients sTfR/log ferritin index, hepcidin-25, RPI, Ret-He/CHr, MMA,
with or without rHuEPO (and iron) supplementation homocysteine
Malnutrition sTfR/log ferritin index, holo-TC, folate
Marked microcytic anemia Mentzer index [44].
(MCV < 70 fl) and anamnestic cause (ethnicity, migration) If Mentzer index < 13:
→ hemoglobin electrophoresis, HbA2
Marked microcytic anemia (MCV < 70 fl) Microscopy of the erythrocyte morphology, Mentzer index.
If Mentzer index > 13:
→ ferritin, transferrin saturation
Macrocytic anemia Microscopic differential blood count, vitamin B12, folate.
If vitamin B12 is normal:
→ Holo-TC, MMA.
In case of pathologies in leukocytes or erythrocytes:
→ further hematological diagnostics
Patient of risk population of Holo-TC and MMA
functional vitamin B12 deficiency

erythropoiesis can be excluded at normal ZnPP concentrations. hypochromic erythrocytes. In uremic patients, ZnPP determination may
Increased ZnPP levels can be found in iron-deficient erythropoiesis be affected by unknown interfering factors that may lead to false higher
[11]. The ZnPP concentrations correlate with the proportion of or false increased ZnPP concentrations. ZnPP is a useful screening

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V. Jansen Transfusion and Apheresis Science 58 (2019) 375–385

parameter, but not suitable for differential diagnosis of anemia, because concomitant acute phase situations and recommends the parameters
elevated ZnPP results are determined in IDA, ACD, MDS and lead poi- sTfR and Ret-He/CHr. The guideline recommends urinary hepcidin as a
soning [7]. suitable biomarker in sideroblastic anemia and hereditary disorders of
the iron metabolism.
10. Holo-transcobalamin (Holo-TC) In order to determine the success of an oral iron therapy, the iron
plot is useful [3,4].
The ingested vitamin B12 is released during absorption into the Additionally, patients with iron deficiency anemia show a normal-
enterocytes and transferred to transcobalamin II (TC). The resulting ization of their ZnPP levels after successful supplementation [23].
B12-TC complex is called Holo-TC and is available in the blood stream
for cellular uptake. This complex represents the metabolically active 13.2. Therapy monitoring for anemia due to chronic diseases
vitamin B12. Only 30% of vitamin B12 is bound in this form. Lowered
holo-TC levels indicate an intracellular, metabolically manifest (func- In non-renal patients with anemia due to chronic disease, successful
tional) vitamin B12 deficiency, which is also associated with MMA treatment of the underlying disease is also evident in ZnPP normal-
elevations. Holo-TC is the earliest biomarker of a metabolically man- ization. In nephrological patients in the uraemic stage, the ZnPP de-
ifest vitamin B12 deficiency. A decreased holo-TC associated with in- termination may be disturbed by unknown interfering factors leading to
creased MMA and elevated homocysteine indicates functional vitamin false higher (false elevated) ZnPP results [7,23].
B12 deficiency [5,20]. In nephrological patients, its diagnostic value is
limited, as disturbed transcobalamin filtration results in accumulation 13.3. Monitoring rHuEPO therapy in dialysis patients
of Holo-transcobalamin, resulting in false normal or false higher or
elevated concentrations. As a result, a functional vitamin B12 deficiency Based on the quadrant model of the Thomas plot rHuEPO re-
is not recognized. Patients with kidney disease represent a risk group sponders can be distinguished from non-responders. In addition, a be-
for a vitamin B12 deficiency. In nephrological patients methylmalonic ginning functional iron deficiency can be identified in the plot after a
acid in serum is the preferred parameter to detect functional vitamin good response to rHuEPO [3,4].
B12 deficiency [5,18,20].
13.4. Therapy monitoring in vitamin B12 deficiency
11. Methylmalonic acid (MMA)
The choice of therapy depends on the cause of the vitamin B12 de-
Vitamin B12 catalyzes the conversion of methylmalonic acid (MMA) ficiency. In case of blocked or reduced oral bioavailability in the con-
to succinyl-CoA and, together with folic acid, the conversion of text of pernicious anemia, intramuscular vitamin B12 injections are
homocysteine to methionine [17,22]. In the presence of an intracellular required, otherwise oral substitution is useful. If a vitamin B12 defi-
vitamin B12 deficiency, these enzymatic reactions are impaired, the ciency already exists, dietary measures alone are not sufficient and with
respective substrates, MMA and homocysteine, are metabolized to a dietary habits of conviction (vegans, vegetarians) difficult to achieve.
lesser extent, their levels rise in the blood (plasma). Functional vitamin Successful oral substitution is evident in increasing holo-TC and vitamin
B12 deficiency is defined as the constellation of elevated levels of MMA B12 and decreasing MMA levels. This demonstrates the metabolic effi-
and homocysteine and normal (or even elevated) vitamin B12 levels in cacy of oral supplementation. In patients with kidney disease, suc-
the plasma. In patients with solid tumors or leukemia, elevated levels of cessful substitution therapy can be realized in declining MMA and
vitamin B12 are detected frequently, although there is a functional vi- homocysteine levels. The holo-TC level is not suitable for therapy
tamin B12 deficiency, actually [5,18,19]. monitoring in patients with kidney disease because holo-TC may ac-
cumulate due to impaired transcobalamin filtration and then not cor-
12. Microscopic differential blood counts rectly reflect the vitamin B12 status [5].

Microscopic description of erythrocyte morphology represent a 13.5. Diagnostic strategy


subjective assessment method that can be standardized only to a limited
extent. In Germany, Gremienbeschlüsse des Sektorkomitees Medizinische The current request behavior of anemia biomarkers only partially
Laboratorien stipulate that in laboratory diagnostic examination pro- reflects the diagnostic value of new parameters. From a practical and
cedures with subjective evaluation the comparability of the results has economic point of view, few parameters are sufficient to differentiate
to be ensured by consensus trainings at least twice-yearly [52]. The the most common types of anemia and mixed-type anemia and to
determination of reticulocyte hemoglobin equivalent (Ret-He) or he- identify risk groups for functional deficiencies reliably. Initial classifi-
moglobin content of reticulocytes (CHr) by flow cytometry during cation of anemia with differentiation of microcytic, normocytic or
routine blood count analysis (using the reticulocyte channel) and of the macrocytic anemia (Fig. 4) taking into account clinical and anamnestic
percentage of hypochromic erythrocytes simultaneously is the metho- information may describe a clinical setting and promising biomarkers
dological answer to this challenge. Because of this further development (Fig. 5, Table 3). This algorithm may serve as a practical approach in
of instrumental analysis, standardization could be achieved and the the diagnosis of anemia.
sensitivity significantly increased, beyond microscopic evaluation. In addition to previous studies, further investigations will be needed
in order to understand the diagnostic potential of new biomarkers.
13. Therapy control
Declaration of Competing Interest
13.1. Therapy monitoring in iron deficiency anemia
The author declares that there are no conflicts of interest.
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