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Resources, Conservation & Recycling 144 (2019) 137–143

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Resources, Conservation & Recycling


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Full length article

Post-consumer packaging waste from express delivery in China T


a,⁎,1 a,1 b c b,d,⁎
Huabo Duan , Guanghan Song , Shen Qu , Xiaobin Dong , Ming Xu
a
School of Civil Engineering, Shenzhen University, 518060, Shenzhen, China
b
School for Environment and Sustainability, University of Michigan, Ann Arbor, MI, 48109-1041, USA
c
State Key Laboratory of Earth Surface Processes and Resource Ecology, Beijing Normal University, Beijing, 100875, China
d
Department of Civil and Environmental Engineering, University of Michigan, Ann Arbor, MI, 48109-2125, USA

A R T I C LE I N FO A B S T R A C T

Keywords: Express delivery plays a vital role in modern economy, but also brings great concern on post-consumer
Express delivery packaging waste. This study is therefore designed to characterize the material flows and environmental im-
Packaging waste plications of post-consumer packaging waste from express delivery in China. While express delivery packaging
Contaminant uses mainly recycled materials, post-consumer packaging wastes are only partially recycled in China. In addi-
Health impact
tion, plastic packaging materials are mainly produced from recycled agricultural films and contain chemical
MFA
residues from pesticide applications which may have significant health impacts on employees and consumers in
the express delivery industry. Policy suggestions are provided for government, express delivery service provi-
ders, and consumers to mitigate environmental impacts of post-consumer packaging waste from China’s
booming express delivery industry.

1. Introduction China, Germany, and the US accounting for more than 40% of the
market. It is forecasted that deliveries volumes in Germany and the US
Online retail is one of the fastest growing industries worldwide, could double over the next ten years (till 2025), reaching roughly 5
especially in developing countries. In 2017, online retail sales in China billion and 25 billion parcels per year respectively (Joerss et al., 2016).
reached $1.1 trillion (National Bureau of Statistic of China (NBSC, Despite the convenience it brings to consumers, online shopping is set
2018), more than the on-line sales volumes in the US and UK combined to become more popular in the future creating an increasing need to
(Deloitte Research China (DRC, 2017). The booming growth of China’s address transportation emissions that derive from this trend. Weideli
online retail has also propelled the boom of a connected, subsequent or (2013) estimated and compared the carbon footprint of the shopping
concomitant business—express delivery. In 2017, China’s express de- process through ten consumer buying behaviors. Recent study from the
livery market recorded over 40 billion orders (over 100 million parcels University of California addresses the environmental impact of online
each day, up by 28% from last year) (State Post Bureau of China (SPBC, shopping, indicating that speed deliveries have a heavier carbon foot-
2018), which are approximately half of the total number of parcels print than slower ones (Nguyen, 2018). Stolaroff et al. (2018) con-
shipped worldwide (Loesche, 2017). A business-as-usual projection ducted a scenario analysis for road and drone delivery to compare
estimates 70 billion express delivery packages per year by 2020 (Fig. 1). impacts among drones and traditional delivery methods and indicated
Currently the majority of express delivery in China happens in high- that the life-cycle carbon emissions of package delivery by small drone
populated, developed regions such as Pearl River Delta, Yangtze River are lower than ground-based delivery. Yi et al. (2017) used life cycle
Delta, and Beijing area (State Post Bureau of China (SPBC, 2018). assessment approach to examine the environmental impacts and energy
Therefore, this projection represents a lower bound estimation, given consumption of delivery packages (separate packaging material) used
that less developed regions in China are expected to generate additional for express purposes.
online retail demand―thus express delivery―with a growing economy Meanwhile, express delivery also comes with significant environ-
and improved infrastructure. mental problems caused by various packaging materials. For example,
Actually, express delivery sector has kept rapid growth in many Fan et al. (2017) estimated the environmental load of express packa-
countries. The cost of global express delivery, excluding pickup, line- ging materials consumed in China, and the results indicated that the
haul, and sorting, amounts to approximately EUR 70 billion, with express delivery industry would become a serious burden on China's


Corresponding authors at: School for Environment and Sustainability, University of Michigan, Ann Arbor, MI 48109-1041, USA.
E-mail addresses: huabo@szu.edu.cn (H. Duan), mingxu@umich.edu (M. Xu).
1
These authors have equal contributions.

https://doi.org/10.1016/j.resconrec.2019.01.037
Received 15 November 2018; Received in revised form 10 January 2019; Accepted 21 January 2019
0921-3449/ © 2019 Elsevier B.V. All rights reserved.
H. Duan et al. Resources, Conservation & Recycling 144 (2019) 137–143

post-consumer packaging waste from express delivery involves the


following steps:
STEP 1: Determine the delivery quantity (pieces) of express delivery
in a given year (n). The total amount of delivered parcels in a given year
were derived from the sum of the amount of inter-city express parcels
and the amount of the intra-city express parcels:
Dn = Dc, n + Du, n (1)

where Dn represents the total delivery quantity in a given year; c stands


for the inter-city express service, and u indicates intra-city express
service.
Forecasted data (from 2018 to 2020) were obtained from ‘The
Fig. 1. Total volume of express delivery packages and weight of packaging
National 13th Five-Year Plan for Express Delivery Sector’ released by State
wastes from 1996 to 2020 in China.
Data sources: The quantity (by pieces) of deliveries is from the official statistics Post Bureau in China (SPBC) in 2017.
data by National Bureau of Statistics of China and State Post Bureau of China. STEP 2: Determine the unit weight of various packaging material
The weight of deliveries is based on our own estimates (The one-time standard contained in each type of express delivery packages. Then sum them up
deviation is depicted as error bars with 67% confidence interval). Dash lines are to arrive at the total weight of each type of packaging material and all
predicted. scrap packaging materials for a given year:

Wm, n = ∑ ∑ ∑ Qm,t,j*Dn*fi
environment by using life cycle assessment approach. Zhang et al. t j i (2)
(2016) has conducted a qualitative analysis on China’s environmental
threats of internet shopping packaging wastes, and then put forward Wn = ∑ Wm,n
some suggestions for relevant stakeholders. In addition, Dong and Hua m (3)
(2018) has predicted the intention of express packaging waste recycling
where Wm, n represents the total weight of each type of packaging ma-
behavior based on data collected from a questionnaire in China.
terials (m); Wn indicates the total weight of all scrap packaging mate-
Actually, each express delivery order requires multiple packaging
rials; Qm, t , j (unit weight, by kg/piece) means the weight of each type of
materials, including corrugated and paperboard boxes, plastic and
packaging material, considering the sizes represented by j (large,
woven bags, taps, polystyrene foams, and air-bubble blister stuffing. For
middle and small packages with various weight per piece) and the types
example, express parcel paper & board waste does contain polyvinyl
of different packages (t); and fi stands for the fractions of different
chloride (PVC), mostly originating from sticky tapes. While many
packages for various type (i) of express service (c or u).
packaging materials such as corrugated boxes can be recycled or re-
STEP 3: Calculate the EoL flows for different packaging materials
used, the majority of packaging wastes from express delivery end up in
(reused, recycled and co-disposed in MSW stream) by weight:
municipal solid waste (MSW) streams destined for landfilling or in-
cineration or are simply being dumped without proper treatment. Given Em, n = ∑ Wm,n *Rm,k
that many packaging wastes contain non-degradable materials such as k (4)
PVC plastic, polyethylene plastic, expanded polystyrene plastic, polye- where Em, n means the EoL flows for each type packaging materials and
ster plastic, and so on, inadequate treatment of packaging waste can Rk indicates the proporations of their various EoL flows.
lead to significant environmental implications (Rochman, 2013; Li
et al., 2016). For example, many packaging wastes do contain PVC
2.1. Field survey and data collection
plastic, and this is indeed an issue for the plastic recycling industries:
the paper mills and the waste incinerators, the non-degradability of
1) Quantity of express delivery orders: Data were retrieved from various
PVC is the least of their worries. It is the non-sale-ability of plastic
official statistics (see Table 1). Data include the quantity (pieces),
fractions with PVC, the emissions and corrosion under thermal treat-
number of intra- and inter-city deliveries, domestic and interna-
ment. Almost all currently used plastic materials are non-degradable
tional deliveries, and their trading volumes in monetary values. In
and this mostly an issue on landfill sites, as road-side litter and in plastic
this study, international deliveries were excluded due to the data
soup.
unavailability.
While reports on environmental impacts of booming express de-
2) EoL stage (see Table S1): Gathering a sample size of approximately
livery in China have increasingly appeared in literature and news
10,000 electronic order slips showing delivery origin and destina-
media, no rigorous estimates exist for the amount, variety, and en-
tion to determine the transportation mode and distance of delivered
vironmental impacts of packaging waste generated by China’s express
mails and parcels. In addition, this study conducted field in-
delivery industry.
vestigations in distribution centers, which distributed (or collected)
In this work, the volume, variety, and end-of-life (EoL) treatments of
packages to (or from) consumers, to understand the types, unit
packaging waste generated from express delivery in China from 1996 to
weights, and contents of external packaging materials with ap-
2017 is estimated. Both searching publically available statistics data
proximately 700 mails and parcels. Eight MSW collection centers in
and field surveys were conducted to obtain these estimates. In addition,
Shenzhen, Shanghai, and Taiyuan were investigated to characterize
the increase in packaging waste from express delivery to 2020 is pre-
the collection rate for post-consumer packaging materials and fur-
dicted (State Post Bureau of China (SPBC, 2017). Lacking information
ther recycling and treatment activities.
on future recycling infrastructure for packaging waste, our projection
3) Environmental impacts of packaging materials: Potentials environ-
represents a business-as-usual scenario. Moreover, environmental im-
mental impacts (qualitative observations) from the manufacturing
pacts associated with overall life for plastic packaging waste has been
and recycling of various packaging materials are also drawn from
qualitatively evaluated.
field investigations (shown in Table S1).

2. Method and materials 2.2. Model uncertainties

Dynamic material flow analysis (MFA) for quanfying and predicting The shares of packaging materials, and their weights and recycling

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H. Duan et al. Resources, Conservation & Recycling 144 (2019) 137–143

Note: In terms of National Standard for express sector -“Express service- Part 1 to 3: Basic terminology, Organization requirements, and Service procedures (GB/T 27917-2011), Express delivery means the delivery of both
intra-city and inter-city consumer packages, mainly including express deliveries from E-commerce to Customer (on-line shopping, B2C), and Customer to Customer (C2C). Business to Business (industrial products
rates have large uncertainties according to our investigations. Proper

1996-2007: delivery quantity (by pieces) from statistic reports released by National Bureau of Statistics of

2018-2020: Projection data from Chinese express industry planning in the National 13th Five-Year Plan of
2008-2017: delivery quantity (by pieces) from statistic reports released by National Post Bureau of China.

Field surveys conducted between 2016 and 2017 (Table S2) to determine the types (t) of express delivery
considering the diversities of mateirals (m) and sizes (j) of packages (large, middle, and small), their
distributions for a few parameters have been determined by using the
Fit function of Crystal Ball software. Details can be found in SI. Monte
Carlo (MC) simulation was conducted to capture uncertainties asso-
ciated with these parameters by using MS office (excel spreadsheet).
However, bottom-up data (e.g., number of deliveries, weights of
packaging material use) and additional field surveys with broader
geographical coverage on post-consumer packaging material collection
rates and further treatment pathways can help reduce such un-
certainties and improve the robustness of results.

3. Results and discussion

3.1. Quantifying the packaging waste

In 2017, over 40 billion pieces of packages and parcels were de-


corresponding weights (Q) and EoL flows ( f ) .

livered in China (State Post Bureau of China (SPBC, 2018). Our survey
(Fig. 2) shows that 46.5% of these deliveries used corrugated boxes,
followed by plastic bags (30.4%), mixed packages (corrugated boxes
covered by plastic bags, 10.1%), envelopes (5.0%), polystyrene foamed
boxes (4.2%), and woven bags (2.8%).
It was estimated that 7.8 million metric tons (MMT) (one-time
standard deviation: 0.5) of packaging waste were generated in 2017
from the 40 billion packages or parcels delivered in China. This is
equivalent to approximately 4.1% ( ± 0.3%) of China’s total MSW
generation in 2017, or the total MSW generation of some countries such
as the Netherlands, Malaysia, and Algeria in 2016 (Hoornweg and
Sources

China.
China.

Bhada-Tata, 2012). Fig. 3 shows that 6.7 MMT out of the total 7.8 MMT
(86%) packaging waste generated in 2017 were scrap corrugated pa-
pers (boxes) and only 0.28 MMT (3.6%) were plastic materials. Speci-
pieces
Unit

fically, 97% (by weight) of the plastics used in packaging were mainly
kg

from recycled polyethylene materials, only a small fraction came from


Symbol

virgin materials in terms of surveys on relevant stakeholders (See Table


Qm, t , j
Dc,

Du

S1) and laboratory analysis (FTIR analysis of plastic packaging mate-


fi

rials in SI).

3.2. Characterize the flow of packaging waste


Types (and sizes) of different express delivery packages, the use of various

In general, packaging materials used in express delivery can be


delivering and transportation) are out of scope for study due to the data unavailability.
packaging materials, their corresponding weights and EoL flows

categorized into either paper-based streams or plastic-based streams.


Paper-based streams include corrugated papers, envelopes, and order
slip, while plastic-based streams include plastic bags, woven bags,
foamed plastic boxes, tapes (adhesive), void fill materials such as
polystyrene foams, and air-bubble blister stuffing. This study further
examines the material flows of corrugated boxes and plastic bags given
their dominance in packaging materials used in express delivery in
China. Fig. 4 shows that recycled materials all together contribute to
approximately 95% of corrugated boxes used in China’s express de-
livery. Despite the high utilization of recycled materials, the recycling
Inter- and intra-city deliveries

rate of corrugated boxes used in express delivery is modest. In terms of


our surveys, approximately 5–15% of discarded corrugated boxes from
express delivery in China are mixed in MSW stream for incineration
(16%), landfilling (32%), or direct dumping (3%) (National Bureau of
B2C and C2C;

Statistic of China (NBSC, 2018). Majority of the rest are mainly recycled
by informal recyclers. Note that 40–45% of materials used to produce
corrugated boxes for express delivery are scrap papers imported from
other countries, mostly developed countries (Sun, 2015). The recent
ban on selected foreign wastes by the Chinese government targets un-
Annual number of deliveries

sorted scrap papers (Walker, 2018). As a result, on one hand, the supply
for scrap papers to produce corrugated boxes in China will be sig-
EoL characteristics

nificantly disrupted in the short run. But in the long run, increasing the
recycling rate for domestic scrap boxes from express delivery can make
Data sources.

up the void left from the foreign waste ban. One the other hand, it is
Variable

necessary to further evaluate on that whether it will be enough to cover


Table 1

the needs if all packaging waste gets recycled? More importantly, are
there already collection and sorting capacities existing in China, that

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H. Duan et al. Resources, Conservation & Recycling 144 (2019) 137–143

Fig. 2. Estimated composition of express delivery packages and parcels in China in 2017.
*corrugated boxes covered by plastic bags.

practices use large amounts of pesticides and cause significant con-


tamination in soil, surface water and groundwater. For example, or-
ganochlorine pesticides (OCPs) have been found to be the primary or-
ganic contaminant in agricultural soils in China (Niu et al., 2016; Sun
et al., 2018); phthalic acid esters (PAEs), a class of chemicals that are
widely used as plasticizers) are also commonly found as major soil
contaminants (World Bank Group (WB, 2017). Potentially, pesticide
residues from agricultural uses can be transferred to the express de-
livery industry through the remanufacturing of plastic bags from re-
cycled plastics used in the agriculture sector. Such risk is particularly
large in China because waste plastics used in agriculture are largely
handled through informal recycling. Informal recyclers normally do not
have proper protection to prevent exposure to pesticide residues and
cleaning procedures to remove contaminants from recycled plastics
(our survey, Table S2). Contaminants transferred from agricultural
plastic waste can be harmful for express delivery workers and con-
sumers through direct exposure. Landfilling waste plastics from express
Fig. 3. Packaging waste generated from express delivery in China in 2017. delivery in turn contaminates the soil. Although the causal relationship
*include other paper materials such as paper tube packaging (28 t) and paper- between farmland contamination and toxicity risks of packaging plas-
based packaging tape core (29 t). The one-time standard deviation is depicted tics seems to be plausible, little evidence has been provided in the lit-
as error bars with 67% confidence interval. erature, which represents an interesting future research avenue.
While there is still great challenge to reduce and recycle packaging
would enable efficient recycling in this way? If not, additional invest- materials (including the promotion of biodegradable materials) facing
ments should be taken into consideration. developed countries (Rossi et al., 2015; Tencati et al., 2016; Ferreira
Unlike corrugated boxes, almost all plastic wastes from China’s et al., 2017b), there is relatively little work to look at and examine the
express delivery industry are mixed with other MSWs for landfilling environmental impact of express delivery packaging materials. Because
(63%) and incineration (30%) (National Bureau of Statistic of China hardly any low-value or low-quality recycled plastic is used in this
(NBSC, 2018), with about 7% being directly dumped. The lack of re- sector, as in many other packaging purposes (Williams et al., 2018).
cycling activity for packaging plastics is mainly due to the relatively There are rigid regulations to use clean but high-quality packaging
high cost of separation and transport and the relatively low value of materials for express delivery service and other sectors (Ferreira et al.,
recycled plastics. Similar to corrugated boxes, plastic bags used for 2017a; Williams et al., 2018).
express delivery are predominately produced from recycled plastics
(95%), with 95% from domestic sources (Fig. 5). Although China’s re-
cent ban on foreign waste also includes waste plastics, the supply of 4. Conclusions and policy implications
recycled waste plastics for producing plastic bags used in express de-
livery will not be significantly affected. Our study provides the first estimate of packaging waste from the
Notably, the majority of recycled plastics used to produce plastic express delivery industry in China. Both paper-based and plastic-based
bags for express delivery packaging in China comes from the recycled packaging materials used in express delivery are mainly from recycled
polyethylene film in agriculture sector - using polyethylene, polyester, materials. However, recycling of the EoL packaging materials can be
phthalate esters and other plastic films in agricultural mulching and improved. Currently less than 40% of the paper-based packaging ma-
greenhouses in terms of surveys (Table S1) and related literature (Yan terials are recycled and almost no plastic-based materials are recycled.
et al., 2014; World Bank Group (WB, 2017). In China, agricultural Moreover, plastic packaging materials are mainly produced from re-
cycled agricultural films and contain chemical residues from pesticide

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H. Duan et al. Resources, Conservation & Recycling 144 (2019) 137–143

Fig. 4. Flows of corrugated boxes in China’s express delivery industry in 2017 (by weight).

applications which may have significant health impacts on employees companies with significant market shares, need to go beyond com-
and consumers in the express delivery lifecycle. pliance with existing legal and regulatory standards to take on their
Government, express delivery service providers, and consumers can social responsibilities (Piecyk and Björklund, 2015). They could
respectively play important role in enhancing the circular economy of voluntarily take an “extended service-provider responsibility” for
packaging materials in China’s express delivery industry. packaging products they use. Using a life cycle thinking (Badurdeen
et al., 2009; Hellweg and Canals, 2014), they can push manu-
• First, government should consider developing policies similar to the facturers to implement eco-design strategies to design packaging
extended producer responsibility (EPR) to incentivize express de- products for improved sustainability. Packaging products need to be
livery service providers to recycle post-consumer packaging waste. designed for easy disassembly and recycling (Donnelly et al., 2006;
EPR extends the producer’s responsibility for its products beyond Knight and Jenkins, 2009). Single-use corrugated boxes and plastic
the use phase to the EoL (Spicer and Johnson, 2004; Subramanian bags should be replaced by alternatives that can be used multiple
et al., 2009). Under EPR, producers are responsible for recycling and times. Business model innovations also need to be explored to de-
properly treating and disposing post-consumer waste generated velop appropriate solutions to implement recycling of packaging
from their products. However, in express delivery industry, it is materials in the marketplace (Tong et al., 2018). In the short term,
express delivery service providers which directly interact with these actions may come with increased cost for express delivery
consumers, rather than the “producer” of packaging materials. service providers; but in the long term corporate social responsi-
Therefore, an ERP-like policy for packaging materials in express bility would lead to comparative advantages in a highly competitive
delivery needs to extend the responsibility of express delivery ser- market (Porter and Kramer, 2006).
vice providers—extended service-provider responsibility—to in- • Finally, public awareness needs to be raised with respect to en-
centivize them to explore ways to improve the recycling of post- vironmental consequences of post-consumer packaging materials to
consumer packaging materials. At the same time, government encourage consumers and communities to sort domestic waste and
should also consider including recyclability as a criterion in industry separate packaging waste from other waste streams for recycling.
standards for packaging products used in express delivery. Current Waste sorting and recycling facilities need to be available in re-
standards implemented by the Chinese government do not consider sidential neighborhoods and commercial buildings.
environmental sustainability for packaging products (Liu and Liu,
2015; Hao et al., 2019). Beyond recycling of post-consumer packaging materials, our study
• Second, express delivery service providers, especially large also reveals a potential health threat to employees in the express

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H. Duan et al. Resources, Conservation & Recycling 144 (2019) 137–143

Fig. 5. Flows of plastic bags in China’s express delivery industry in 2017 (by weight).

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