5G New Radio- Next Generation of Mobile Broadband White Paper

Sukhvinder Singh Malik, Rahul Atri

5G New Radio Technology Introduction

And
Its Throughput Capabilities

1. Introduction
5th generation mobile networks or 5th generation wireless systems is abbreviated as 5G, and proposed next
telecommunications standards beyond the current 4G/ 1MT -Advanced standards, 5G planning aims at higher
capacity than current 4G, allowing a higher density of mobile broadband users, and supporting device-to-
device1 uEtra reliable, and massive machine communications. Its research and development afso aims at iower
latency than 4G equipment and iower battery consumption, for better implementation of the Internet of things,

What is New Radio?

* New Radio (NR) is the wireless standard that will become the foundation for the next generation 5G
of mobile networks,
* its development is part of continuous mobile broadband evolution process to meet the requirements
of 5G as outlined by IMT-2020, similar to evolution of 3G and 4G wireless technologies,
* In legacy 3G and 4G connected people, whereas future 5G NR will connect everything means it will
be connecting our smartphones, cars, meters, wearable etc,
* It aims to make wireless broadband same as of wireline with the fiber-like performance at a significantly
lower cost-per-bit,
* With new levels of latency, reliability, and security, 5G NR will scale to efficiently connect the massive
Internet of Things (loT), and will offer new types of mission-critical services,
Why New Radio?
* NR is required to support wide range of frequency < 6GHz and mmWave band up 100GHz
* Currently available technologies like LTE & HSPA not designed and optimized for mmWave
frequencies
* To support wider channel bandwidth up to 1GHz
* To support new channel model profile and deployments
* To support eMBB, URLCC and MIoT with single technology
3GPP 5G NR standard, set to be published with 3GPP Release 15 and further developed to likely include new
features, functions and services from there, NR will define the air interface that will support next-generation
communication connectivity,

Based on the ongoing technical work, the 5G NR standard will consider standalone and non-standalone
operation of NR cells, In non-standalone operation NR cell will uses LTE cell as the control plane anchor while
in standalone operation NR cell will have full control plane functionality. Target use cases include Enhanced
Mobile Broadband (eMBB), Mission-Critical Services (MCS) and Massive Connected Device with ultra-reliable,
low-latency communications in frequencies both above and below 6 GHz.

5G New Radio Page 1

 V,
1 v, ft

r*

2. Requirements for 5G New Radio

5G New radio vision and requirements are driven from ITM-2020. It has put three main use case families and
listed performance benchmarks as provided in below tables,

2.1 Use Case

Use case Families Service
Enhanced Mobile Broadband Gigabyte Internet, 3D Video, UHD Screen, VR/AR etc,
(eMBB)
Ultra Reliable and Low Latency Self-Driving Car, Mission Critical Application, Industry
Communication (URLCC) Robot/Drone etc,
Massive Machine Type Smart City, Internet of Things, Home Automation, eHeaith etc,
Communication (mMTC)

2.2 Performance Benchmarks

Parameter Requirement Use case Family
Peak Data Rate DL- 20 Gbps UL -10 Gbps eMBB
Spectral Efficiency DL- 30 bits/Hz UL- 1 5bits/Hz eMBB
Latency C-Plane -10ms, U-Plane 0.5ms URLCC
User Experienced Data Rate DL-100 Mbps, UL -50 Mbps eMBB
Area Traffic Capacity 10 Mbits/s/m2 mMTC
Connection Density 1 million Devices/Km2 mMTC
Energy Efficiency 90% Reduction in Energy usage mMTC
Reliability 1 packet foss out of 100 million packets URLCC

Mobility 50GKm/h eMBB

Mobility Interruption Time 0 ms URLCC
System Bandwidth support upto 1GHz eMBB
Coverage mMTC-164 dB mMTC
UE Battery Life mMTC - 15 years mMTC

3. New Radio Network Architecture and Network Terminology

i:
MME/S-6W »

■
■<
4GLTE
e
MME /SOW
r
■

r
AMF/UPF
V
i\
56 NR

AMF.'UPF
1

iI
•>
f
i

I \i I \
-
\
■

i'
p
/i
in \ .= Oi \* i ?
> £!<r>)
(<|Vj
2 lLi
■

§ I

oi
*

0
I
to
1
*
X2
i
-Xn r
LjNE
eNB
\ <«f> / eNB gNB
-f,
*, ('?»
t
/
vt \
/
\ i

eNB flNB

5G New Radio Page 2

 +ÿ H-
; >#ÿ

4+?* + *?~4- Mt + . x", MK'I

-x"1
2-\
+- ,-

A
+-
?rr " - * I XV'ÿ-.-sD
W *

# New RAN: A Radio Access Network which car supports either NR/E-UTRA or both and have
capabilities to interlace with Next Generation Core Network (NG-CN). NG-C/U is the Control/User
Plane interface toward NG-CN
# gNB: New Radio (NR) Base stations which shall have capability to interface with 5G Core named as
NG-CN over NG-C/U (NG2/NG3) interface as well as 4G Core known as Evolved Packet Core (EPC)
over S1-C/U interface.
* eLTE eNB: An eLTE eNB is evolved eNodeBthat can support connectivity to EPC as well as NG-CN
# Non-standalone NR : It is a 5G Network depioyment configuration, where a gNB needs a LTE eNodeB
as an anchor for control plane connectivity to 4G EPC or eLTE eNB as anchor for control plane
connectivity to NG-CN
# Standalone NR: Jt is a 5G Network deployment configuration where gNB does not need any
assistance for connectivity to core Network, it can connect by its own to NG-CN over NG2 and NG3
interfaces
* Non-standalone E-UTR A: It is a 5G Network deployment configuration where the eLTE eNB requires
a gNB as anchor for control plane connectivity to NG-CN.
* Standalone E-UTRA: It is typical 4G network deployment where a 4G LTE eNB connects to EPC
* Xn interface: It is a logical interface which interconnect the New RAN nodes i.e. it interconnects gNB
to gNB and eLTE eNB to gNB and vice versa.

4. New Radio Physical Layer

To support Enhance Mobile Broadband (eMBB), Ultra Reliable Low Latency Communication (URLCC) and
Massive loT (MIoT) using single technology, NR requires a scaiable and flexible physical layer design. To
enable all these, 3GPP has introduced a set of parameters such as the subcarrier spacing Symbol length,
cyclic prefix, Transmission Time Interval (TTI). A numerology is defined as a fixed configuration for these set
of parameters.

4.1 Subcarrier Spacing (SCS) and Numerology (/t)

Subcarrfer spacing specifies the bandwidth of a single subcarrier in entire bandwidth and it can be represented
byA/and SCS. As per the 3GPP specification TS 38.211, Af =2ii* 15 KHz and possible values of can be
0, 1, 2, 3 and 4.

Consider above NR supports can have subcarrier spacing of 15, 30, 60, 120 and 240 KHz depending on the
value Here is known as the NR numerology constant.

// Af — 2 n *15 KHi Cyclic Prefix

0 15 KHz Normal
1 30 KHz Normal
2 60 KHz Normal and Extended
3 120 KHz Normal
4 240 KHz Normal

Subcarrier spacing is a trade-off between symbol duration and cyclic prefix overhear. When SCS is lower
symbol duration is larger and to avoid Enter symbol interference (ISI) small CP should be enough, while larger
SCS result shorter symbol duration and it large CP to handle inter symbol interference.

4.2 Cyclic Prefix (CP)

Cyclic Prefix (CP) is required to manage inter symbol interference (ISI) due to multiple path signals. New Radio
supports both Normal CP Length and Extended CP Length similar to Long Term Evolution (LTE). CP Length
is a trade-off between CP overhead and ISI protection. The selection of CP shall be determined by
Outdoor/Indoor Deployment, frequency band and type of service.

5G New Radio Page 3

 vJ i-

X'V.,. ~K*ÿV .. / +-

|rÿ H

4.3 Radio Frame Structure

5G NR support multiple rumerologies, hence radio frame structure get a little different depending on the type
of numerology. However regardless of numerology the duration of one radio frame and subframe remain
constant as given below,

* 1 NR Radio Frame = 10 ms
1 NR Subframe = 1 ms

10 ms

Frame FRAME
1 ms
< ■>
Subframe SuBframo 0 SLtrrama 1
* * Sjctnam* 05

But number of slots with in a subframe changes with the numerology

A Af —
2n *15 KHz No. ol OFDM No. of Slot No. of Subframe No. of Slots
Symbols per Slot per Subframe per Frame per Frame

0 15 KHz 14 1 10 10
1 30 KHz 14 2 10 20
2 80 KHz -Normal CP 14 4 10 40
2 80 KHz Extended CP 12 4 10 40
3 120 KHz 14 8 10 80
4 240 KHz 14 16 10 160

1. Normal! CP. Numerology (/J) = 0. Subcarrier Spacing (SCS) = 15 KHz

1ms
■>

Slot Slot 0 lmi'l Subframe - 1slot

Symbol
* * * 1ms - 1subframe - 1 slot = 14 symbos
0 12 13

2. Normal CPT Numerology GO = 1, Subcarrier Spacing (SCS) = 30 KHz

<
1 ms
Slot sioi
£ Slot 1 1 ms = 1 Subframe = 2 slot

\
Symbol 4
*• 1 ms = 1 subframe = 2 slot = 2B symbols
012 13

3. Normal CP, Numerology (fi) - 2f Subcarrier Spacing (SCS) = 60 KHz

1 ms
< ->
Slot 1 ms = l Subframe s 4 slot

Symbol 11 1
1 ms = 1 subframe - 4 slot ■ 56 symbols
012 13

5G New Radio Page 4

 rsj r i

4. Normal CPT Numerology /i = 3 Subcarrier spacing (SCS) = 1 20 KHz

1 ms
■>
Slot 0 1 2 1 ms - 1 Su hframe - fl slot
***
X
Symbol *i * V 1ms = 1su bframe = S slot = 112 symbols
012 13
5. Normal CPT Numerology /i =4 Subcarrier Spacing (SCS) = 240 KHz

1 ms
■>

Slot E
•v
* •• 8 1 ms = lSu bfrarne = 16 slot
"V

Symbol t
*• I 1 ms = 1 subframe = 16 slot = 224 symbols
012 13

4.4 NR Resource Block Definition

One NR Resource Block (RB) contains 14 symbols in time domain and 1 2 subcarriers in frequency domain. In
LTE resource block bandwidth is fixed to 1 SO KHz but in NR it is not fixed and depends on subcarrier spacing.

* Numerology =0, A/ = 15 KHz: One Resource Block is 180 KHz (15 x 12) in frequency domain and
1ms in time domain, Normal CP
* Numerology p =1, Af = 30 KHz: One Resource Block is 360 KHz (30 x 1 2) KHz in frequency domain
and 0.5ms in time domain, Normal CP
* Numerology n =2, Af = 60 KHz: One Resource Block is 720 KHz (60 x 1 2) KHz in frequency domain
and 0.25ms in time domain ,Normal CP
* Numerology =3, Af = 120 KHz: One Resource Block is 1440 KHz (120 x 12) KHz in frequency
domain and 0.125ms in time domain, Normal CP
* Numerology =4, Af = 240 KHz: One Resource Block is 2B80 KHz (240 x 12) KHz in frequency
domain and 0.0625ms in time domain, Normal CP

4.5 NR Channel Bandwidth

The NR is expected to work with 100MHz channel bandwidth for lower bands < 6GHz and 400MHz channel
bandwidth higher bands in mmWave ranges. NR is designed to provide higher bandwidth efficiency reaching
to 99% which was about 90% in LTE. Another difference the NR has w.r.t. LTE is that it does not reserve any
D.C. subcarrier for uplink and downlink.

Each numerology has defined minimum and maximum number of resource block and having knowledge of
one resource block bandwidth, one can calculate minimum and maximum channel bandwidth.

Table below shows the same calculation for minimum and maximum channel bandwidth considering lower
band and higher band. The bandwidths shown here include the guard band bandwidth also.

li A/ — Zji *1 5 KHz Min RBs Max RBs Min. Channel BW (MHz) Max Channel BW (MHz)
0 15 KHz 24 275 4.32 49.5
1 30 KHz 24 275 8.64 99
2 60 KHz 24 275 17.28 198
3 120 KHz 24 275 34.56 396
4 240 KHz 24 138 69.12 397.44

5G New Radio Page 5

 / ■+- +"

rj] |Ti ;
4.6 Maximum Number of Resource Block after Guard band
3GPP 38.101 has specified maximum transmission bandwidth configuration for each UE channel and
subcarrier spacing provided in below table. The resource block number shown here are after removing guard
band from channel bandwidth and maximum bandwidth considered is 100 MHz

n SCS KHz Supported Min. Guard Band Max Number of RB NRB

Bandwidth
0 15 KHz 50 MHz 692.5 KHz 270
1 30 KHz 1 00 MHz 845 KHz 273
2 60 KHz 100 MHz 1370 KHz 135
Channel Bandwidth [MHz]

Transmission Bandwidth Con figuration |RB|

J l* 2
I
-1

Transmission
ai | Bandwidth | RB]| I
1'cl - □
'Z

I 3
£

w Y
Active Re.source
Blocks
CL
Guardband, can be asymmetric

Resource block calculation example: (Assumption guard band is symmetric)

1) Numerology /1 =0, A/ = 15 KHz, One Resource Block is 180 KHz
Channel Bandwidth: 50 MHz
* Guard Bandwidth: 692.5 KHz
No. of Resource Block = (Channel Bandwidth - 2x Guard Bandwidth) / One Resource Block Bandwidth
= (50x10* - 2x 692.5) / 180 = (48615/180) = 270 PRB
2) Numerology =1, A/ = 30 KHz: One Resource Block is 360 KHz
* Channel Bandwidth: 100 MHz
* Guard Bandwidth: 845 KHz
No. of Resource Block = (Channel Bandwidth - 2x Guard Bandwidth) / One Resource Block Bandwidth
= (100x103- 2x845) /3 60 = (98310/360) = 273 PRB
3) Numerology =2, A/ = 60 KHz: One Resource Block is 720 KHz
* Channel Bandwidth: 100 MHz
Guard Bandwidth: 1370 KHz
No. of Resource Block = (Channel Bandwidth - 2x Guard Bandwidth) / One Resource Block Bandwidth
= ( 1 00x103 - 2x 1370) 720 = (97260/720) = 135 PRB

4.8 Modulation Support in NR

5G/New Radio supports modulations like QPSK, 16-QAM, 64-QAM and 256-QAM in downlink and uplink
shared channels (PDSCH/PUSCH). Each modulation has its bits carrying capacity per symbol and it is
commonly known as modulation order Qin .

0l.lt
* * * * *
* Ml
***
* * * ■

■
t ti t SE * * *
4
QPSK 2 * * * *
16-QAM 4 o l oo 11 000 111
64-QAM 6
QPSK 16 QAM WQAM
256-QAM 8 * 2 bits/Eymbot ♦ 4 biti/symbol »6 bits/symbol

One QPSK symbol can carry 2 bits, one 1 6-QAM symbol can carry 4 bits, one 64-QAM single can carry 6 bits
and one 256-QAM symbol can carry 8 bits.

5G New Radio Page 6

 4.9 FR1 and FR 2 Definition
As per specification 38,104, NR bands are designated for different frequency range (FR) and can be defined
as FR1 and FR2, FR1 range considers all band < 6GHz frequencies whereas FR2 considers all band above >
24GHz frequency. The actual range is given below

FR Desgi nation Frequency Range

FR1 450 MHz- 6000 MHz
FR2 24250 MHz - 52600 MHz

5. New Radio Throughput Capabilities

The DL and UL max data rate supported by the UE is calculated by band combinations and baseband
processing combinations supported by the UE, For NR, the approximate data rate for a given number of
aggregated carriers in a band or band combination is computed as follows,

{ BWUIM
J
N PRR ■12
Data Rate (in Mbps)= I0“h ■
vU)
Layers
■
a* /
■
U)
■R
E[LLL\
T
1
■(l -OHlJ>)
J=i V $

Where in

J is tht; number of aggie gated component carriers in a hand or hand combination

Rim* = 948/1024
For the j-th Carrier Component,
v{/) is the maximum number of layers

Qj is the maximum modulation order

/ÿ'" is the sealing factor and it can at least take the values 1 and 0.75,

/ is signaled per band and per band per band combination

1 1

is NR numerology

J
is the average OFDM symbol duration in a subframe For numerology . i.e,
10_1
s .V
=
14 -2M assuming the normal cyclic prefix.

J V
PRB is the maximum R8 allocation in bandwidth BW0) with numerology

BWiJ] is the UE supported maximum bandwidth in the given band or band combination.

OH '' is the overhead and takes the following values

* [0, 14]. for frequency range FR1 for DL
* [0.08], for frequency range FR1 for UL
* [0.18], for frequency range FR2 for DL
* [0.10], for frequency range FR2 for UL

5G New Radio Page 7

 Yi

5.1 Throughput Calculation Example

To calculate max throughput let's consider following:

J =1 Single carrier component

vu>
LtJiers
=4 Four Layers transmission

Qm(J) =8 When 256-QAM max modulation is applied

U)
f = 1 least scaling
t* = 1 30 KHz carrier spacing
10' _ 10“' p* 1
= ~

142" 142
f‘k& = 273 Max number of resource block with =1 and j =1
OH'J) = 0.14 & 0.08 Consider band is designated in FR1 frequency range

DL Data Rate (in Mbps) = 10 6 *1*4 * 8 * 1* (94S/1024)*(273* 12)*(14*21)*(1-0.14)

= 2337 Mbps =2.34Gbps

UL Data Rate (in Mbps) = 10 6 *1*4 * 8 * 1* (948/1024)*(273*12)*(14*21)*(l-0,08)

= 2500 Mbps =2.5Gbps

5.2 Max Throughput Snapshots

Assumption: In following snapshots1 we are considering J as 1,2, 4 and 8 which indicates number of
aggregate carrier components. In each case we assume the every carrier component has same number of
Resource block and use same P across all carrier components, E,g, in case of J=4, all four carrier component
use same number of resource blocks and same >u ,

J=1 VU) = 4 and Qu>= 8

fl SCS KHz Max Number of RB NRB Max DL Throughput M ax. UL Throughput
0 15 KHz 270 l.l&Gbps 1.24Gbps
1 30 KHz 273 2.34Gbps 2,5Gbps
2 60 KHz 135 2.31Gbps 2.47Gbps

J=2 v(fl
J"..
= 4 and
I .-.IJ
0' "=8

n SCS KHz Max Number of RB NRB Max DL Throughput Max. UL Throughput

0 15 KHz 270 2.3 1G bps 2.47Gbps
1 30 KHz 273 4.67Gbps 5 Gbps
2 60 KHz 135 4.62Gbp? 4.95GbpS

J=4 viyf = 4 and 8

SCS KHz Max Number of RB NRB Max DL Throughput Max, ULThroughput

0 15 KHz 270 4.62Gbp5 4.95Gbps
1 30 KHz 273 9,35Gbps lOGbps
2 60 KHz 135 9,25Gbps 9,89Gbps

5G New Radio Page 8

 y s
JtyK + X +- — * 7 |

j=8 v'-1
Ejfjai
- 4 and 0' yl
=3

fl SCS KHz Max Number of RB Nun Max DL Throughput Max. UL Throughput

D 15 KHz 270 9.25Gbp5 9.89Gbps
1 30 KHz 273 18.7Gbps 20Gbp$
2 60 KHz 135 18.49Gbp$ 19.78Gbps

6. Conclusion
In this paper, we discussed about 5G New Radio also known as NR. NR is developed as part of IMT -2020 and
its specification has been start as part of 3GPP release 15 onwards. New Radio is targeted to support major
three service segment namely ultra-high speed internet (eMBB), ultra reliable and low latency communication
(URLCC) and internet of thing (MIoT).

To support Enhance Mobile Broadband (eMBB), Ultra Reliable Low Latency Communication (URLCC) and
Massive loT (MIoT) using single technology, NR requires a scalable and flexible physical layer design. To
enable all these, 3GPP has introduced a set of parameters to define such as subcarrier spacing, Symbol
tength, cyclic prefix, Transmission Time Interval (TTJ). A numerology is defined as a fixed configuration for
these set of parameters.

Based on numerology, we have calculated the maximum throughput capabilities. The maximum throughput
depends on no. of aggregate carrier components, no. of transmission layer layers, Modulation, numerology,
no. of resource block, scaling and overhead data.

As per our calculation the maximum throughput can be achieved in numerology 1 when 8 carrier
components are aggregated and each carrier component transmission is of 4 layer transmission with
100MHz as channel bandwidth and UE is able to decode highest MCS QAM-256.

7. References
1. 3GPP TS 38. 101 -1 : MNR User Equipment (UE) radio transmission and reception Part 1: Range 1
Standalone".
2. 3GPPTS 38.101-2: "NR User Equipment (UE) radio transmission and reception Part 2: Range 2
Standalone".
3. 3GPP TS 38.101-3: "NR User Equipment (UE) radio transmission and reception Part 3: Range 1 and
Range 2 Interworking operation with other radios".
4. 3GPP TS 38.133: NNR Requirements for support of radio resource management".
5. 3GPP TS 38.201 : NNR; Physical Layer - General Description
6. 3GPP TS 38.211 : NNR Physical channels and modulation"
7. 3GPP TS 38.212: "NR; Multiplexing and channel coding"
8. 3GPP TS38.3QQ: "NR; NR and NG-RAN Overall Description; Stage 2b
9. Nomor White Paper
10. 5 G America White Paper

8. Authors

1 Disclaimer:
Authors state that this whitepaper has been compiled meticulously and to the
best of their knowledge as of the date of publication. The information
contained herein the white paper is for information purposes only and is
intended only to transfer knowledge about the respective topic and not to earn
any kind of profit

Every effort has been made to ensure the information in this paper is
accurate. Authors does not accept any responsibility or liability whatsoever
for any error of fact, omission, interpretation or opinion that may be present,
however it may have occurred

Sukhvinder Singh Malik Rahul Atri

5G New Radio Page 9