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ISSN: 0360-2532 (print), 1097-9883 (electronic)
REVIEW ARTICLE
Faculty of Bioscience Engineering, Ghent University, Gent, Belgium, 3Department of Industrial Biological Science, Faculty of Bioscience Engineering,
Ghent University, Kortrijk, Belgium, and 4Department of Crop Protection, Laboratory of ChemoGenomics and Bioinformatics, Federal University of
Santa Maria, Santa Maria, Brazil
Abstract Keywords
Flavonoids are a group of polyphenols that provide health-promoting benefits upon ABC transporters, amylase, flavonoids,
consumption. However, poor bioavailability has been a major hurdle in their use as drugs or glucuronidation, lipase, mucus layer,
nutraceuticals. Low bioavailability has been associated with flavonoid interactions at various protein–flavonoid interaction, QSAR,
stages of the digestion, absorption and distribution process, which is strongly affected by their sulfation
molecular structure. In this review, we use structure–activity/property relationship to discuss
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various flavonoid interactions with food matrices, digestive enzymes, intestinal transporters and History
blood proteins. This approach reveals specific bioactive properties of flavonoids in the
gastrointestinal tract as well as various barriers for their bioavailability. In the last part of this Received 10 October 2014
review, we use these insights to determine the effect of different structural characteristics on Revised 22 December 2014
the overall bioavailability of flavonoids. Such information is crucial when flavonoid or flavonoid Accepted 22 December 2014
derivatives are used as active ingredients in foods or drugs. Published online 30 January 2015
C4-ketone moiety. Figure 1 shows the basic structures and regression (PLSR). MLR and PLSR are both modeling
common classes of flavonoids (Dai & Mumper, 2010; Kumar methods that predict the activity or property as a linear
& Pandey, 2013). function of molecular descriptors (Dudek et al., 2006). MLR
models the activity to be predicted as a linear function of all
descriptors. The problem with this technique arises in the
SAR analyses
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use the model for predicting the activity of new compounds (5) Galloylcatechins have a higher inhibition than non-
not in the model. The beauty of this technique lies in its galloylated catechins, and catechins are influenced by
ability to plot the interactions to their corresponding region the presence of hydroxyl moieties in the C3 and C5
within the molecular structure, which also corresponds to a positions of the A–C ring, number of hydroxyl groups in
particular molecular moiety (McKinney et al., 2000). the B ring or C ring and the 2,3-cis/trans isomerism
Somehow considered as a development of COMFA, Com- (Miao et al., 2014).
parative Molecular Similarity Index Analysis (COMSIA) (6) Increased inhibitory activity has been observed for
extends to more spatial descriptors, such as hydrophobicity, flavonoids having the B ring attached to the C-2 position
hydrogen bond acceptors and donors. It also does not involve rather than to the C3-position (in the case of isoflavones)
cut-off values, which makes the calculations outside the (Lo Piparo et al., 2008; Tadera et al., 2006).
molecular surface possible, thus making COMSIA a more It has also been previously reported that an increased
reliable technique (Nilewar & Kathiravan, 2014). This review number of hydrogen bond donors and acceptors is related
does not aim to provide an exhaustive explanation on the with a higher human a-amylase inhibition in vitro (correlation
modeling technique and procedures performed in various values R2 ¼ 0.69 and 0.54, respectively). Furthermore,
experiments. Instead, we focus on the results of these QSAR XlogP3, a measure of compounds’ partitioning coefficient
models and their implications to flavonoid bioavailability and and thus lipophilicity, negatively correlates with percent
to some extent, bioactivity. This is the first time that flavonoid inhibition. This suggests that the interaction of the flavonoids
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interactions to different factors at various levels of digestion, toward the a-amylase is not governed by hydrophobic
absorption and distribution are being reviewed in the interaction, but rather by hydrogen bonding (Xiao et al.,
perspective of structure–property relationship. 2013b). This hypothesis was supported by a docking-based
approach using the published crystal structure of human
Upper gastrointestinal tract salivary a-amylase (PDB: 1SMD) using both flexible ligand-
rigid binding site (Glide) and flexible ligand-flexible binding
Binding of flavonoids to a-amylase and a-glucosidase
site (FLO+) protocols (Ramasubbu et al., 1996). Results
and their interaction with food carbohydrates
revealed that salivary a-amylase inhibition generally depends
The increased prevalence of diabetes mellitus has attracted on two types of interactions: hydrogen bonding formed by the
attention to carbohydrate digestion of in general and hydroxyl moieties of C7 (A ring) and C40 (B ring) with the
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has prompted the search for post-prandial hyperglycemia- side chains of Asp197 and Glu233, and pi-interactions
reducing strategies. In this context, the effect of flavonoids on between the indole Trp59 and the heterocyclic ring of
the delay in glucose absorption by inhibiting carbohydrate- the flavonoid (Lo Piparo et al., 2008). The latter stresses
hydrolyzing enzymes in the digestive tract has been the importance of the C2¼C3 double bond, which keeps the
investigated (Kim et al., 2014; Wang et al., 2010). Both planar structure of the flavonoid molecule. Another docking
a-glucosidase and a-amylase are key enzymes involved in the study was performed using human pancreatic a-amylase
digestion of carbohydrates in humans (Tadera et al., 2006). (PDB: 1HNY) using a genetic algorithm ligand conform-
Human a-amylase is produced in the salivary glands and ational search (AutoDock 4.2, La Jolla, CA). Results from this
the pancreas and is responsible for rapidly converting experiment confide with the earlier study on salivary amylase,
digestible starch into sugar monomers (Lo Piparo et al., wherein both hydrogen bonding and pi-interactions play
2008; Xiao et al., 2013b). Human a-glucosidase is an enzyme crucial roles in the binding of flavonoids to the active site
found in the small intestinal epithelium, which catalyzes the (Madeswaran et al., 2014).
hydrolysis of disaccharides, mainly sucrose and maltose, and A predictive 2D-QSAR model was built for the inhibitory
other oligosaccharides into simple sugars (Fatmawati et al., activity of flavonoids against a model a-glucosidase from
2013). yeast using MLR of molecular descriptors calculated using
Several polyphenols, especially flavonoids, have been DRAGON (Milan, Italy), wherein topological charge index
reported to inhibit these enzymes. This has been extensively (JGI2), information index (CIC2) and the number of exo-
reviewed (Cao & Chen, 2012; Xiao et al., 2013a,b), and based conjugated C atoms (nCconjR) were found to correlate with
on the results, a qualitative SAR can be summarized as inhibitory activity (R2training ¼ 0.771, R2test ¼ 0.851, Q2 ¼ 0.832)
follows: (Rastija et al., 2012). Although the authors interpreted the
(1) Hydroxyl groups, especially at the C5 and C7 positions of model as being related to the number of hydroxyl groups and
the A–C ring and C30 and C40 -positions of the B ring, the presence of the C2¼C3 bond, it is hard to generate a direct
increase the inhibitory activity of flavonoids toward link between the molecular parameters of the model to the
a-glucosidase and a-amylase. actual structural properties that govern the inhibitory effect,
(2) Methylation and methoxylation, which ‘‘blocks’’ the free which is typical for QSAR models employing indices as
hydroxyl groups, decrease inhibitory activity. descriptors. In the end, it seems that both a-amylase and
(3) Although glycosylation obviously increases the number a-glucosidase share the same properties in terms of structural
of free hydroxyl groups, the inhibitory activity of requirements for inhibition.
flavonoid glycosides is much lower than that of their Besides altering starch digestion by inhibition of the
aglycone counterparts. above-mentioned enzymes and inhibiting glucose transporters
(4) Planarity of the flavonoids, which is due to the unsatur- in the brush border, flavonoids have also been shown to form
ation of the C2–C3 bonds increases a-glucosidase and non-covalent interactions that cause structural changes to food
a-amylase inhibitory activity. carbohydrates, especially starches (Bordenave et al., 2014).
4 G. B. Gonzales et al. Drug Metab Rev, Early Online: 1–16
However, such interactions were only significant when the epicatechin are less active compared to their galloylated
flavonoid level is above 10% of the starch content. In normal forms, and an even higher lipase inhibitory activity is
food intake levels, inhibitions of the above-mentioned observed with increasing number of ester linkages.
enzymes are the prime causes for altering carbohydrate According to a study of the lipase inhibition of phenolic
digestibility (Bordenave et al., 2014). Although flavonoids compounds from oolong tea, it was observed that indeed
may exist to be attached to sugars in nature, no reports on the galloyl moieties within the structure are required for
SAR of flavonoid–carbohydrate interaction in the GI tract enhancing lipase inhibition (Nakai et al., 2005).
upon co-administration exist, as far as we know. Given this, it appears that increasing the hydroxyl moieties
In agreement with the (Q)SAR models, in vivo studies in the C3-position of flavonoids contribute to their lipase
confirm that flavonoid–carbohydrate interactions affect fla- inhibitory potential. In addition to the effect of galloylation in
vonoid bioavailability. Human feeding studies have demon- flavan-3-ols at the C3 position, there is also a dramatic
strated that co-administration of flavonoids with a increase in the lipase inhibitory activity when a hydroxyl
carbohydrate-rich food enhanced flavonoid absorption, moiety in the C3 position is present like in the case of
which was explained by their protective effect against quercetin and luteolin, wherein quercetin contains a hydroxyl
microbial deterioration in the intestines, the release of moiety at the C3 position, whereas luteolin does not.
bound flavonoids through fermentation and the activity of a Furthermore, replacing the C3 hydroxyl moiety with a
carbohydrate–flavonol transporter (GLUT) (Neilson et al., benzene ring in the case of genistein, an isoflavone, also
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2009; Schramm et al., 2003; Zhang et al., 2014). The latter, dramatically decreases its inhibitory potency. In a study of
however, remains questionable since it has been previously quercetin esterified with various acyl chains of different
argued that flavonoids are not transported by glucose length at the C3-position, it was found that there is a direct
transporters (Kottra & Daniel, 2007). This issue therefore relationship between lipase inhibitory activity and the length
needs further investigation. of the acyl chain attached to the C3-position (R2 ¼ 0.91)
(Gatto et al., 2002), which indicates that changes in this
position in the flavonoid skeleton may indeed affect lipase
Flavonoid interaction to lipase and effect of fat
inhibitory activity.
consumption on bioavailability
Although Sergent et al. (2012) indicated that no direct
Pancreatic lipase plays an important role in the digestion and SAR of flavonoids toward lipase inhibitory activity exists, it
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absorption of triacylglycerols in the intestine after a fat-rich seems that planarity, hydroxylation and galloylation at the C3-
diet. Dietary fat is not directly absorbed by the body unless position may affect lipase inhibitory activity. However, this
the fat has been subjected to hydrolysis by the lipase, more indeed needs to be validated by screening a wider range of
specifically converting triacylglycerols into sn2-monoglycerol flavonoids for lipase inhibitory activity. Furthermore, 2D and
and sn1,3-fatty acids. Pancreatic lipase constitutes 50–70% 3D QSAR analysis, especially pharmacophore or COMFA/
of the lipolytic activity, whereas gastric lipase contributes to COMSIA, will definitely be helpful in analyzing precisely
10–30%. Lingual lipase has a minimal contribution (Birari & which structural features contribute to activity and in mapping
Bhutani, 2007). Among many treatment approaches for the precise location of functional groups in the molecule that
obesity, retarding lipase activity may therefore offer an enhance lipase inhibitory activity.
effective alternative (Yun, 2010). With the development and Unlike studies on pancreatic lipase interaction, the direct
success of tetrahydrolipstatin (OrlistatÕ ), a potent clinically interaction of flavonoids with fats has not been well studied
approved lipase inhibitor, this enzyme has been targeted as a (Bordenave et al., 2014; Zhang et al., 2014). In a review by
valid approach in the treatment of obesity by reducing the Bordenave et al. (2014), a list of calculated octanol–water
amount of absorbed fat from food (Wilcox et al., 2014). partition coefficients for different flavonoids was reported,
Consequently, lipase inhibition has been the most widely which could be used to explain the ability of flavonoids to
studied mechanism for the determination of anti-obesity stabilize emulsions and partition to the fat region. Therefore,
potential of natural products (Birari & Bhutani, 2007). it can be said that flavonoids interact with fats by means of
Several papers reported the anti-obesity potential of hydrophobic interactions, which are rather weak. Using a
polyphenols through several mechanisms, which include Caco-2/HT29-MTX co-culture model, Jailani & Williamson
pancreatic lipase inhibition. In fact, several polyphenol-rich (2014) found that co-administration of flavonoids with
plant extracts have been shown to inhibit pancreatic lipase commonly used dietary oils altered the absorption behavior
activity (Birari & Bhutani, 2007; Yun, 2010). Yet, lipase of flavonoids depending on their hydrophobicity. For
inhibition of a wide range of isolated flavonoids or flavonoid instance, addition of oil significantly increased the production
standards has not been found in literature (except for catechin of quercetin and kaempferol conjugates (especially sulfates) at
derivatives). Therefore, it is difficult to generate a qualitative, the basolateral compartment by up to three and four times,
even more quantitative, SAR. Papers reporting in vitro lipase respectively. The transport of galangin through the cells was,
inhibitory activity of purified flavonoid standards are listed however, inhibited by the presence of oils on the apical side,
in Table 1. which is surprising since galangin is more hydrophobic and
As listed in Table 1, flavan-3-ols apparently have stronger should partition with the fat more than quercetin and
lipase inhibitory activity compared to flavonols, isoflavones, kaempferol. Although, it is unclear from this article if the
flavones and flavanones. This may imply that planarity, which fat was emulsified in the cell culture medium. Emulsification
increases the hydrophobicity of the compounds, reduces the is necessary to ensure that the compounds of interest do not
lipase inhibitory activity. However, native catechin and partition to the fat phase and float away from the cells, and
DOI: 10.3109/03602532.2014.1003649 QSAR of flavonoids during digestion, absorption, distribution and metabolism 5
Table 1. In vitro inhibitory activity of flavonoids against human and pancreatic lipase.
also to allow penetration to the mucus layer, as will be (2) Methylation and methoxylation of such rings therefore
discussed later in this article. diminishes their affinity.
In parallel, an in vivo test using pig models revealed that (3) Glycosylation of the flavonoids strongly reduces the
higher levels of dietary fat content increased flavonoid affinity of flavonoids toward BMP by 1–2 orders of
absorption, which was attributed to the increased secretion magnitude.
of bile salts forming micellar structures during administration (4) Hydrogenation of the C2¼C3 double bond of the C ring
of a high fat diet (Lesser et al., 2004). This in vivo study strongly reduces binding affinity by up to 75-fold.
confirms the importance of micellar incorporation of flavon- Planarity is therefore a key structural requirement for
oids for intestinal absorption. The increased absorption of affinity.
flavonoids upon fat ingestion also implies that the interaction (5) Galloylation of catechins significantly improved binding
of flavonoids with pancreatic lipases is indeed minimal. affinity by at least 100-fold.
On a quantitative perspective, Xu & Chen (2011) argued that
Interaction of flavonoids with food proteins and the binding affinity of flavonoids to BMP is increasing with
proteolytic enzymes increasing partition coefficient (XlogP3) and has a negative
Perhaps the most popular interaction in the study of flavonoid correlation with the number of hydrogen bond acceptors and
bioavailability is the interaction of the flavonoids with food donors. This suggests that hydrophobicity of the flavonoids
proteins. This effect does not only reduce the bioavailability plays a crucial role in the binding of flavonoids with food
of the flavonoid but also of the food protein itself. proteins. The same conclusion was made when analyzing
Unfortunately, studies on the structure–affinity relationship the potential of food proteins as carriers for flavonoids (Bohin
of flavonoids to food proteins have been limited to mainly et al., 2012). Furthermore, it was suggested that the
milk proteins. topological polar surface area (TPSA) of flavonoids decreases
In a study on bovine milk proteins (BMP) (Xiao et al., with increasing binding affinity, which explains the low
2011; Xu & Chen, 2011), the affinity of flavonoids toward affinity of flavonoid glycosides to BMP compared to their
such proteins was highly affected by their molecular proper- aglycone counterparts (Xu & Chen, 2011). However, the data
ties and structure, which may be summarized as follows: presented in this article did not give a reliable quantitative
(1) Hydroxylation of the A and B rings significantly relationship because of the low correlation values (R2 ¼ 0.42
improves binding to BMP. for XlogP3 versus binding affinity; R2 ¼ 0.27 for TPSA versus
6 G. B. Gonzales et al. Drug Metab Rev, Early Online: 1–16
binding affinity). However, a higher correlation between the polyvinylpyrrolidone dispersion, lecithin complexation and
Mulliken electronegativity and the binding affinity was found cyclodextrin complexation have been effective (Thilakarathna
(R2 ¼ 0.65). Despite a higher correlation, this molecular & Rupasinghe, 2013), as well as the incorporation of
property may not fulfill the requirements for a predictive flavonoid aglycones into nanocrystals (Li et al., 2013).
QSAR model. Nonetheless, these structural information Furthermore, as earlier stated, fat content in the diet of pigs
provide a qualitative view on the important molecular features increased the oral bioavailability of quercetin, probably due to
that affect binding of flavonoids with food proteins. the formation of flavonoid-mixed micelles (Lesser et al.,
According to Xiao et al. (2011), flavonoids lose their anti- 2004). All of these methods increase aqueous solubility of the
oxidative properties when bound to food proteins. flavonoid aglycone although the mechanisms of improved
Furthermore, it is apparent that the molecular features absorption remain unclear (Shen et al., 2011).
important for food protein binding are the same features From these studies, we may conclude that two driving
that enhance a-amylase and a-glucosidase inhibitory activ- forces are triggering intestinal absorption of flavonoids, i.e.
ities. This is not surprising since the enzymes are after all on one hand, deglycosylation of the flavonoid glycosides is an
proteins themselves. However, one must therefore be careful important step prior to intestinal absorption (Day et al., 1998;
in the use of flavonoids as anti-obesity and/or anti-diabetic Németh et al., 2003), but on the other hand, aqueous forms of
agents as co-administration of a high protein diet may reduce flavonoids or flavonoid glucosides render higher amounts of
their functionality. Furthermore, when the dietary interven- flavonoid metabolites in the blood. This may be explained by
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tion is aimed at increasing the oral bioavailability of the existence of an aqueous barrier between the gut and the
flavonoids, high protein diets may not be co-administered as epithelial cells that only allows the penetration of hydrophilic
these diminish the bioavailability of the flavonoid in question. flavonoids and/or flavonoid glycosides and that deglycosyla-
Proteolytic enzymes have also been investigated for their tion only occurs after the compound has penetrated through
interaction with flavonoids. However, these studies have such barrier. Cermak et al. (2003) also hypothesized that
focused on the inhibitory activity of flavonoids with relevance hydrophilic quercetin monoglucoside concentrates at the
to intracellular proteases and not the gastric and intestinal ones. brush border where they are deglycosilated by the epithelium,
thus releasing the aglycone that passively diffuses through the
Intestinal barrier cells.
The gastrointestinal tract is protected by a mucus layer
Intestinal mucus layer: a missing link in the study of flavonoid
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binding therefore automatically limits the bioavailability of flavonols has been found to significantly increase its passage
flavan-3-ols. The interaction of gastrointestinal mucus to through intestinal cell models (Walle, 2007; Wen & Walle,
other types of flavonoids has unfortunately not been reported 2006). Furthermore, the degree of glycosylation and the type of
in literature to date. sugar has been shown to affect the bioavailability of the
Furthermore, a study on the penetration of particles flavonoids compared to their aglycone counterpart (Crozier
through intestinal mucus revealed that a net negative charge et al., 2010; Karakaya, 2004; Morand et al., 2000). For
(caused by adsorption of bile salts) is essential to allow instance, administration of quercetin-3-O-glucoside to rats and
transport of particles through the mucus layer due to its pigs resulted in higher levels of quercetin metabolites in
innately negative surface charge (z-potential ¼ 10–11 mV) plasma compared to rutin (quercetin-3-O-glucorhamnoside),
(Macierzanka et al., 2011). Positively charged particles, such which was almost undetected in plasma until three hours after
as anthocyanins, may therefore bind to the mucus and thus not intake. This delayed peak in plasma concentration was
reach the cells, unless they are covered with bile salts or attributed to the microbial deglycosylation of rutin in the
incorporated in mixed micelles. This, however, demands duodenum and the lack of rhamnosidases in the epithelium
further investigation. (Cermak et al., 2003; Morand et al., 2000). Since the study of a
wider range of flavonoids in human trials presents financial,
technical and ethical hurdles, researchers have focused on the
Overall intestinal permeability
use of intestinal cell models to further study the intestinal
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findings of a much quoted review involving 97 bioavailability acceptors, have a molecular weight of4500 Da and the Log P
studies (Manach et al., 2005) with regards to bioavailability of (lipophilicity index)45. Applying this rule to flavonoids, it can
flavonoids. be said that structures containing many hydroxyl, glycosidic
Figure 2 provides a qualitative view on the absorbability of and galloyl moieties are less likely to be absorbed through the
flavonoids in the intestines. However, due to the extremely intestines. In contrast, methylated compounds lose their H-
wide range and variability in terms of structure within bond acceptor/donor properties and have higher Log P values,
each group, it is difficult to generalize the absorbability which make them highly absorbable.
of flavonoids only based on which group they belong to. Another approach used for the prediction of intestinal
For instance, methylation of the hydroxyl groups of the absorption of potential drugs was proposed by Egan et al.
(2000) who analyzed the drug-likeness of thousands of known intestinal permeability of flavonoids. According to the model,
orally delivered drugs, which have been assayed for Caco-2 cell the number and location of the hydrogen bond donors and
permeability. Using pattern recognition, it was found that two acceptors contribute to the intestinal uptake of flavonoids.
molecular descriptors, polar surface area (PSA) and AlogP98 Considering that hydrogen bond acceptor and donor groups
(lipophilicity index), play a crucial role in determining influence permeability of flavonoids, it is therefore evident
intestinal absorption. Using this principle, Gonzales et al. that flavonoid glycosides are poorly transported through
(2014b) showed the potential of 36 flavonoids from different Caco-2 cells, especially when the glucose moiety is attached
classes (Tian et al., 2009; Wang et al., 2011) to be absorbed to the C3-position. This model also agrees with the previously
through the intestines, using a commercially available ADMET discussed ‘‘rule-of-5’’, however, more quantitative and pre-
prediction software (Accelrys, San Diego, CA). dictive. Due to its high predictability, this model can therefore
Using the model proposed by Egan et al. (2000), it was be used as a method for screening a database of flavonoids
shown that glycosylated flavonoids fall outside the intestinal and flavonoid-like compounds in the search for highly
absorption region (99% confidence) along with flavonoids bioavailable compounds.
with more than six hydroxylation points within the aglycone
structure. All the other compounds, such as those with 56
Glucuronidation of flavonoids
hydroxyl groups, isoflavones and methylated flavonoids, are
projected to have over 90% absorbability. Increasing the PSA Poor bioavailability of flavonoids has been related to
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seems to have a negative effect on absorbability, while extensive phase 2 metabolism, which is primarily caused by
hydrophobicity of the flavonoids favor intestinal absorption. conjugating enzymes in the intestines. Glucuronidation of
This principle, in fact, has been the foundation of many other endogenous and exogenous compounds is mediated by several
intestinal permeability models (Egan et al., 2000). However, isoforms of UDP-glucuronosyltransferase (UGT) which is
these rules must be viewed as mere guidelines and not found both in the intestines and the liver. It was reported that
absolute cut-offs (van de Waterbeemd & Gifford, 2003). 80% of the metabolic pathway of flavonoids is caused by this
QSAR devoted to flavonoids remains scarce in literature. enzyme (Wu et al., 2011b,c). In fact, glucuronidation has been
This is due to the limited amount of in vitro studies the most studied metabolic fate of flavonoids, wherein it was
comprising a wide range of flavonoids, and the maximum demonstrated that glucuronidation is regiospecific and is
number of flavonoids analyzed in a single study so far is 36, strongly affected by the structure of the flavonoid (Tang et al.,
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albeit from different chemical classes (Tian et al., 2009). The 2012; Wong et al., 2009; Wu et al., 2011a,b,c; Zhang et al.,
development of such models, however, are useful in high- 2006). In this section, both intestinal and hepatic glucur-
throughput screening of bioavailable flavonoids or when onidation are discussed since they share the same mechanism
synthesizing flavonoid-based drugs. In the study of Tian et al. although with different kinetics.
(2009), it was found that the octanol/water partition coeffi- In general, SAR of flavonoids to in vitro glucuronidation
cient correlated well with the apparent permeability of activity of UGT isoforms can be summarized as follows:
isoflavones, flavones and dehydroflavones. However, there (1) Flavonols are the least glucuronidated flavonoids.
was a poor correlation with flavonols, which they considered (2) When the C3–OH group is removed (in the case of
as due to high cell accumulation, with some exceptions due to flavones), glucuronidation activity increases.
efflux mechanisms and compounds instability. This therefore (3) Glucuronidation is even more intensified when the
means that lipophilicity is a good indicator for many other C2¼C3 bond is removed (in the case of flavanones),
types of flavonoids, but this alone cannot explain intestinal which relates to the importance of structural planarity
permeability characteristics of flavonoids. (Lewinsky et al., 2005).
In our previous study (Gonzales et al., 2014b), we have (4) Addition of hydroxyl groups in the A ring was also
developed both 2D and 3D QSAR models to explain and found to increase glucuronidation while glycosylation
predict intestinal absorption of flavonoids using their apparent decreases it.
permeability in Caco-2 cells. For the 2D model, SMLR (5) In a study of monohydroxylflavones exposed to human
and PLSR models were generated. The 2D models yielded jejunum S9 fraction, it was found that glucuronidation is
high internal and external predictabilities (SMLR: favored in the following order: C30 and C644C40 , C3,
R2training ¼ 0.93, R2test ¼ 0.82, Q2 ¼ 0.77; PLSR: R2training ¼ 0.93, C20 , C744C5 hydroxyflavone (Zhang et al., 2005).
R2test ¼ 0.90, Q2 ¼ 0.67). The descriptors used in the model, However, using mouse liver S9 fraction, it seemed that
however, contained indices (electrotopological state descrip- the C7 position is more preferred than C3, C30 or C6
tors, weighted holistic invariant molecular (WHIM) descrip- (Tang et al., 2012).
tors, etc.), which are not directly interpretable, especially (6) In dihydroxyflavones (dHF), 30 ,7-dHF had the highest
when ascertaining which molecular properties influence intrinsic clearance compared to a 20 ,7dHF and 40 ,7dHF.
permeability. To improve the interpretability of the perme- This, together with the result from monohydroxylflavones,
ation model, we employed a pharmacophore-based COMSIA, indicates the importance of the C30 -hydroxyl moiety for
which resulted in a highly predictive (R2training ¼ 0.96, the effective glucuronidation of flavonoids in general
R2test ¼ 0.95) and robust (Q2 ¼ 0.63) model. The model (Wong et al., 2009). However, it was observed that
included only hydrogen bond acceptors and donors as glucuronidation was limited to the C7 and C3-hydroxyl
molecular descriptors since adding hydrophobicity to the groups using mouse liver S9 fraction (Tang et al., 2012).
model did not improve its predictive performance, whereas (7) Increasing the number of hydroxyl groups on both A and
steric and electrostatic parameters did not contribute to the B rings (except for 40 -OH moiety) enhances the
DOI: 10.3109/03602532.2014.1003649 QSAR of flavonoids during digestion, absorption, distribution and metabolism 9
glucuronidation activity of flavones, while adding a any attachment to the C3-position (whether a hydroxyl
3-OH hydroxyl group does not seem to have an effect group or the B ring) reduces the sulfation activity (Meng
(Lewinsky et al., 2005; Wong et al., 2009). et al., 2012).
Using UGT1A9, one of the 9 UGT1A isoforms that has To explain the sulfation behavior of the SULT1A3 isoform,
been reported to have a higher glucuronidation activity to docking studies using the crystal structure of SULT1A3 have
flavonoids at the C3–OH position, Wu et al. (2011c) been done. It was found that the C7–OH group can easily be
developed a predictive 3D QSAR model with good internal docked to the active site of SULT1A3 and yields the highest
and external predictabilities using the Vmax and CLint as fit and docking score. Furthermore, the 7-OH group is able to
dependent variables (Q2 ¼ 0.74, R2training ¼ 0.98, R2test ¼ 0.74; form hydrogen bonds with the basic residue Lys106 and the
Q2 ¼ 0.56, R2training ¼ 0.94, R2test ¼ 0.63, respectively). In this deprotonated N-3 atom on His108. It was also found that the
model, training molecules were first aligned using a pharma- phenyl ring at the C2-position (C ring except for isoflavones)
cophore model that consisted of the glucuronidation site (the interacts with the hydrophobic residues Tyr76, Phe142,
C3–OH moiety) and two aromatic rings (A and B rings). It Tyr240, Val241 and Leu 247, such that hydroxylation of
was found that hydroxyl groups in both A and B rings this ring (for instance C4,–OH) drastically reduces its binding
contribute largely to the glucuronidation susceptibility of the affinity. Similarly, hydroxylation at the C3-position intro-
flavonoid at the C3–OH position. Bulk substituents, perhaps duces unwanted bulk or steric hindrance, which affects the
due to a methyl group, near the C5 and C6 positions also flexibility of the C2-phenyl group, thus again reducing
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contribute to glucuronidation activity. Although UGT1A9 is binding affinity (Meng et al., 2012; Wu et al., 2011a).
primarily expressed in the liver, whereas other isoforms (1A 8
and 1A10) are found in the intestines, it was found Interaction of flavonoids with ATP-binding cassette
nonetheless that UGT1A9 share the same regioselectivity as Adding to the long list of gate-keepers that guard our body
UGT1A8 and 1A10 (Wu et al., 2011d). However, a report that from unwanted chemicals entering the systemic circulation
specifically modeled UGT1A8 or 1A10 could not be found in are certain membrane pumps or efflux transporters called
literature. ATP-binding cassette (ABC) transporters. These membrane-
Wu et al. (2011c) also argued that it is necessary to model bound transporters have lately received much attention not
regiospecific glucuronidation individually to obtain a global only due to their effect on flavonoid bioavailability but also
glucuronidation rate, considering the many potential glucur- on the bioavailability of other pharmacologically active
For personal use only.
onidation sites in the flavonoid structure. However, the compounds, i.e. anti-cancer drugs (Morris & Zhang, 2006).
existence of an ‘‘accurate prediction’’ model for glucuronida- ABC transporters act as ATP-dependent efflux pumps
tion, which do not model regiospecific glucuronidation (Wu found in both apical and basal membranes of epithelial cells
et al., 2012), may indicate that modeling regiospecific (Figure 3). The most pharmacologically relevant ones are
glucuronidation has not been a successful strategy and may found in the apical membrane and include P-glycoprotein,
require further investigation and validation. In this model (Wu multidrug resistance protein (MRP) 2 and breast cancer-
et al., 2012), however, 146 very structurally different resistant protein (BCRP) (Alvarez et al., 2010). The function
molecules (flavonoids, phenolic acids, etc.) were aligned, and interaction of flavonoids with ABC transporters espe-
which makes the results of their COMFA/COMSIA model cially its consequence to the absorption of other drugs have
less reliable, considering that molecular alignment is a crucial been reviewed elsewhere (Alvarez et al., 2010; Morris &
step in COMFA and COMSIA. Zhang, 2006). In this study, we focus on the SAR of
flavonoids to P-glycoprotein, MRP and BCRP, including
Sulfation of flavonoids inhibition and other interactions. Since flavonoids are both
substrates and inhibitors of these transporters, their
Another phase 2 metabolism pathway is mediated by
sulfotransferases (SULTs), which are primarily responsible
for catalyzing the sulfation of flavonoids and other drug-like
compounds. This pathway is important in the understanding
of flavonoid bioavailability since sulfated flavonoids have
been reported to be effluxed back into the intestinal lumen
and thus are not well absorbed (Barrington et al., 2009).
Among its many isoforms, the mammalian SULT1A3 has
been reported to be the most important isoforms for the
metabolism of phenolic compounds, such as flavonoids
(Meng et al., 2012; Wu et al., 2011a). Literature regarding
the structure–sulfation relationship on a wide range of
flavonoids remains scarce. However, according to several
studies, it was found that there is a preference for sulfation at
the C7–OH moiety (Meng et al., 2012; Wu et al., 2011a; Yang
et al., 2011). In a study of 16 different flavonoids from
different flavonoid classes, it was clearly shown that sulfation
Figure 3. ABC transporters on the apical and basal compartments of
occurred mostly at the C7–OH position, and removing this Caco-2 cells. P-glycoprotein (P-gp), breast cancer resistance protein
hydroxyl moiety reduces or inhibits sulfation. Furthermore, (BCRP), multidrug resistance protein (MRP) (Alvarez et al., 2010).
10 G. B. Gonzales et al. Drug Metab Rev, Early Online: 1–16
interaction with ABC transporters therefore has a direct link inhibition is rather not obvious due to PCA being a diminution
to their intestinal uptake and ultimately their bioavailability. technique. Another approach was made by Sheu et al. (2010),
wherein SMLR was used to create a QSAR model from an
in vitro analysis of 22 flavonoids using human colorectal
P-glycoprotein
carcinoma (HCT15) cells. The model with the highest adjusted
P-glycoprotein is a 170-kDa transmembrane protein, which is R2 was reported as (Sheu et al., 2010):
known for actively transporting drugs out of the cells in an
ATP-dependent manner (Boumendjel et al., 2002; Kothandan log activity ðat 50 mM flavonoidÞ
et al., 2011). Structural analysis of the protein sequence ¼ 81:34 ð7OHÞ 50:37 ð30 OHÞ 65:93 ð40 OHÞ
showed 1276 amino acids in mice, comprising of two þ 58:81 ð50 OHÞ þ 40:83 ðflavanolÞ 101:9 ðisoflavonesÞ
homologous halves containing a transmembrane domain þ 12:13 ðC log PÞ þ 115:81
(TMD) composed of six membrane-spanning a-helices
involved in efflux and drug binding, and a cytosolic Adjusted R2 ¼ 0:7126, F ¼ 4:53, p 5 0:02
nucleotide-binding domain with characteristic Walker motifs In this model, it was observed that hydroxylation at positions
A and B and an ABC transport S signature, which have been C30 and C40 and the position of the B ring (isoflavones)
shown to possess ATPase activity (Boumendjel et al., 2002; negatively affected the modulation activity of flavonoids to P-
Kothandan et al., 2011; Morris & Zhang, 2006). This glycoproteins. Conversely, hydroxylation at C7, C50 and
Drug Metabolism Reviews Downloaded from informahealthcare.com by Gazi Univ. on 02/03/15
transporter has a rather broad spectrum of substrates including ClogP positively influences the activity of flavonoids against
many therapeutic drugs. Such substrates have been observed P-glycoproteins. Although the adjusted R2 value is relatively
to share similar properties, such as being hydrophobic, high, validation steps were not performed in this study, which
positively charged or neutral and having a planar structure is extremely important when making QSAR models.
(Morris & Zhang, 2006). Therefore, the robustness and actual predictability of this
It is known that flavonoids exert P-glycoprotein inhibition, model cannot be assured. Nonetheless, the results of the
based on the physical properties earlier described. In general, model complemented well with the generally observed
the following observations regarding flavonoid-P-glycopro- structural trends, as enumerated above.
tein interaction have been reported in literature (Boumendjel Kothandan et al. (2011) on the other hand used docking
et al., 2002; Conseil et al., 1998, 2000; Morris & Zhang, and 3D QSAR approaches (COMFA and COMSIA) to explain
For personal use only.
around the A ring increase the affinity of the flavonoid toward Breast cancer-resistance proteins
the P-glycoprotein-binding site.
A recent addition to the ABC transporter family is the BCRP,
which is a 655-amino acid protein with a molecular weight of
Multidrug resistance proteins 72.1 kDa. Unlike other ABC transporters that contain 12
TMDs and two ATP-binding sites, BCRP only consists of six
MRP is another type of ABC transporter consisting of nine TMDs and one ATP-binding domain; hence, it is called a half
members, which vary in terms of substrate specificity, tissue ABC transporter and may require the formation of a
distribution and intracellular location. The most commonly homodimer to function (Morris & Zhang, 2006; Zhang
studied are MRP1 and MRP2. Although both transporters et al., 2005). BCRP is ubiquitously located in the body with
share many substrates and approximately 49% sequence high mRNA expression in the placenta and lower level in the
similarity (van Zanden et al., 2005), MRP1 is usually found brain, prostate, intestines, testis, ovary and liver. Substrate
on the basal membrane, whereas MRP2 is found on the apical specificity is somewhat similar yet much more restrictive than
membrane of intestinal cells (shown in Figure 3) (Alvarez P-glycoproteins (Gandhi & Morris, 2009; Nicolle et al.,
et al., 2010). MRP1 is also less substrate specific than MRP2. 2009). However, it has been previously reported that BCRP
Overexpression of both MRP1 and MRP2 has been found to expression in the intestines is higher than P-glycoproteins, and
confer multidrug resistance to a variety of anti-cancer drugs thus may restrict more the oral bioavailability of its substrates
(van Zanden et al., 2005). Being on the apical region, MRP2 (Morris & Zhang, 2006). BRCP is located at the luminal side
Drug Metabolism Reviews Downloaded from informahealthcare.com by Gazi Univ. on 02/03/15
is, however, more physiologically relevant (Alvarez et al., of the intestines and thus at the apical side of polarized cells
2010) than MRP1 and is thus expected to limit oral (Gandhi & Morris, 2009; Morris & Zhang, 2006; Nicolle
bioavailability and facilitate the biliary and renal secretion et al., 2009).
of its metabolites (Morris & Zhang, 2006). However, A number of researchers has extensively studied the SAR
considering the stricter substrate specificity of MRP2, only of flavonoids with BCRP, and their findings can be
a few flavonoids have been found to inhibit MRP2, which summarized as follows (Ahmed-Belkacem et al., 2005;
implies that a QSAR is difficult to establish (Morris & Zhang, Gandhi & Morris, 2009; Katayama et al., 2007; Zhang
2006; van Zanden et al., 2005). et al., 2005):
Using stepwise linear regression, with MRP1 inhibition as (1) The presence of the C2¼C3 double bond increases BCRP
the dependent variable and five structural descriptors (number inhibition, thus implying the necessity for structure
For personal use only.
depicted by the high Q2 value after leave-one-out cross transported through the circulatory system to their target
validation. This model is therefore a valid and predictable tissues. However, the bioactivity of these compounds may be
QSAR model for the BCRP inhibition by flavonoids. This influenced by their affinity to proteins inherent in the blood. As
model also suggests that lipophilicity and the presence of the with food proteins earlier discussed, flavonoids have also been
C2¼C3 bond and aromaticity play a positive role in BCRP shown to interact with some blood proteins (Bolli et al., 2010;
inhibition. Boulton et al., 1998; Xiao & Kai, 2011; Zsila et al., 2003).
Another approach was to use 3D linear solvation energy Human serum albumin (HSA) is the most abundant protein
descriptors obtained from VolSurf and molecular interaction in plasma and serves as a depot and carrier for many different
fields. Employing PLS regression, a model (R2training ¼ 0.77, types of compounds in blood, which then affects their
R2test ¼ 0.67, Q2 ¼ 0.70) was developed to predict BCRP pharmacokinetics and metabolic fates (Bolli et al., 2010). In
inhibitory activity of flavonoid and flavonoid-like compounds fact, it was found that the distribution and metabolism of
(n ¼ 34) (Nicolle et al., 2009). In the model by Nicolle et al. many bioactive compounds are correlated with their affinities
(2009), it was found that BCRP inhibition is mainly driven by toward HSA (Zsila et al., 2003). As the ‘‘free drug’’
large and polarizable hydrophobic volumes with minimal H- hypothesis suggests, only compounds unbound to plasma
bond donor capacity. Unlike the model presented by Zhang protein exert biological activity, which therefore suggests that
et al. (2005), as discussed above, Nicolle et al. (2009) argued flavonoids with high-binding affinity toward HSA may lose
that their approach considers more 3D molecular properties, their biological activity once they reach the blood (Xiao &
Drug Metabolism Reviews Downloaded from informahealthcare.com by Gazi Univ. on 02/03/15
which implies that the model describes the overall intermo- Kai, 2011). As summarized by Xiao & Kai (2011) in their
lecular interactions of the flavonoids. In the case of Zhang review, the structure–affinity relationship of flavonoids to
et al. (2005), where a genetic algorithm was used to select the plasma proteins is as follows:
independent variables, much of the molecular information is (1) Increase in the hydroxyl groups of the A and B ring
not described in the model. However, it must be considered increases the affinity of flavonoids to plasma protein,
that although Nicolle et al. (2009) argued that their model whereas addition of a hydroxyl group at the C ring will
represented more molecular interactions, the model proposed weaken it.
by Zhang et al. (2005) seemed to perform better in terms of (2) Methylation of these hydroxyl groups further enhances
predictability. Furthermore, since MLR was used, model their binding to plasma proteins.
interpretation is simpler. (3) The presence of the unsaturated bond at C2¼C3, typical
For personal use only.
To outline the molecular fields that describe the differences for flavonols, strengthens protein binding.
in inhibitory potency of flavonoids, as well as to provide a (4) Glycosylation greatly reduces plasma protein-binding
visual presentation of the important molecular features affinity.
contributing to BCRP inhibitory activity, Pick et al. (2011) (5) Galloylation increases the binding of catechins to plasma
performed a 3D QSAR analysis using COMFA and COMSIA. proteins.
Based on the Q2 values, the effect of the individual and Given these characteristics, it can be implied that hydropho-
combination of fields were analyzed, and the field/s that yield a bicity plays a crucial role in protein binding; methylation,
higher Q2 value were used for further analysis. They found that C2¼C3 bond makes the flavonoid more lipophilic, whereas
hydrogen bonding field alone yielded the highest Q2 (0.62) for glycosylation makes it hydrophilic. Indeed, it has been
COMFA analysis, while the combination of electrostatic and previously reported that compounds with reduced lipophili-
hydrogen bond acceptor fields provided higher predictability city also exhibit reduced protein binding (Smith et al., 2010).
for COMSIA analysis. According to the results of their It is interesting to note that characteristics of flavonoids with
COMSIA analysis (R2 ¼ 0.88, Q2LOO ¼ 0.62) using electrostatic higher overall intestinal permeability are similar to the
and hydrogen bond acceptor fields, the presence of hydrogen structural requirements for protein binding. For instance,
bond acceptors around C5–C7 are favored for BCRP inhib- while it has been reported that methylated flavonoids pass
ition, which indicates that hydroxyl and methoxyl groups in through the intestinal cells intact (Wen & Walle, 2006), such
these regions increase the activity. A C3–OH moiety on the compounds have high plasma protein-binding affinities, as
contrary leads to reduced activity. A negative charge at the C-3 discussed above (Xiao & Kai, 2011).
position is favored, whereas a positive charge at the C2 and C4 However, Smith et al. (2010) argued that the ‘‘free drug’’
regions is favored, which implies the importance of polariz- hypothesis may have been misunderstood and that most
ability. This also suggests the higher BCRP inhibitory activity in vitro studies dealing with aglycones and purified plasma
of flavones compared to flavanones. In general, the results of proteins may not represent the in vivo situation. Furthermore,
this model corresponded well with the earlier described 2D as discussed in the earlier chapters, flavonoids experience
models, except for the importance of the C2¼C3 double bond extensive first-pass metabolism, especially glucuronidation,
that is not highlighted in this model. Nonetheless, this approach which therefore restricts the passage of aglycones through the
provides a simple and interpretable visual representation of the intestinal cells intact, although there have been very few
QSAR of flavonoids to BCRP inhibition. exemptions reported (Williamson, 2002). The use of agly-
cones on the study of plasma protein interaction therefore
raises the same issues as Williamson (2002) raised for the use
Flavonoids in systemic circulation and their
of aglycones for testing in vitro bioactivity; is this a valid
distribution to target tissues
approach?
Once compounds or their conjugated metabolites manage to Unfortunately, to the best of our knowledge, there are no
pass through the intestinal barrier, they must then be studies regarding the comparative protein binding of
DOI: 10.3109/03602532.2014.1003649 QSAR of flavonoids during digestion, absorption, distribution and metabolism 13
"hydrophobicity
"hydrophobicity
flavonoid metabolites, especially glucuronides. However, the
results of the in vitro assays mentioned above clearly show
Others
#C3–OH
that flavonoid glucuronides may have low plasma protein-
binding affinity because glucuronidation increases the aque-
ous solubility of flavonoids. This implies that glucuronides
may freely diffuse to the target tissues, where they are
deglucuronidated. Therefore, while glucuronidation has been
perceived as something that limits the oral bioavailability of
Position of B ring
the flavonoid aglycone (Wu et al., 2011b), it may well be that
this mechanism is the perfect carrier of flavonoids to target
C2
C2
C3
C2
C2
C2
C2
binding to plasma proteins anyway, which reduces their
biological activity (Boulton et al., 1998; Xiao & Kai, 2011;
Zsila et al., 2003). In this regard, current strategies to improve
bioavailability by by-passing the glucuronidation stage may
Drug Metabolism Reviews Downloaded from informahealthcare.com by Gazi Univ. on 02/03/15
–Glycosyl
need to be re-evaluated.
One may argue that flavonoid glucuronides lose much of
their biological activity compared to their aglycone counter-
#
#
#
#
parts, which has been demonstrated by many in vitro studies
(Naomi et al., 2008; Thilakarathna & Rupasinghe, 2013).
Table 3. Summary of the effect of certain flavonoid structural features in various stages of digestion, absorption and distribution.
However, flavonoid aglycones are not found in the blood after
oral administration and yet, flavonoid-rich diets still resulted
C2¼C3
in profound physiological changes in the body (Perez-
Vizcaino et al., 2012; Terao et al., 2011). Flavonoid
"
"
"
"
"
"
on SAR with flavonoids
"denotes an increase in the interaction or occurrence and #denotes a decrease in the interaction or occurrence.
by a few studies.
Shimoi et al. (2001) first observed that luteolin mono- –OCH3
glucuronide was converted to its free aglycone form during #
"
#
#
"
inflammation using human neutrophils stimulated with
ionomycin/cytochalasin B and rats treated with lipopolysac-
charide. They concluded that b-glucuronidases are released
No studies
No studies
No studies
No studies
from stimulated neutrophils or certain injured cells, which
–OH
"C7
"
"
#
"
"
"
found that livers of hepatocarcinogenic rats have higher
b-glucuronidase activity than healthy rats, which indicated
Interaction with a-amylase and a-glucosidase
Deglucuronidation
Glucuronidation
then be to know the local/in situ concentration of flavonoids Ahmed-Belkacem A, Pozza A, Muñoz-Martı́nez F, et al. (2005).
Flavonoid structure-activity studies identify 6-prenylchrysin and
and use this as the basis for designing in vitro bioactivity tectochrysin as potent and specific inhibitors of breast cancer
assays to determine bioactive concentration of flavonoids, resistance protein ABCG2. Cancer Res 65:4852–4860.
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11832–11839.
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