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REVIEW

Narancic and O’Connor, Microbiology 2019;165:129–137


DOI 10.1099/mic.0.000749

Plastic waste as a global challenge: are biodegradable plastics


the answer to the plastic waste problem?
Tanja Narancic1,2 and Kevin E. O’Connor1,2,*

Abstract
The strength, flexibility and light weight of traditional oil-derived plastics make them ideal materials for a large number of
applications, including packaging, medical devices, building, transportation, etc. However, the majority of produced plastics
are single-use plastics, which, coupled with a throw-away culture, leads to the accumulation of plastic waste and pollution,
as well as the loss of a valuable resource. In this review we discuss the advances and possibilities in the biotransformation
and biodegradation of oil-based plastics. We review bio-based and biodegradable polymers and highlight the importance of
end-of-life management of biodegradables. Finally, we discuss the role of a circular economy in reducing plastic waste
pollution.

PLASTICS AS POLLUTANTS incinerated [2]. In the USA, 53 % of total municipal solid


waste (MSW) is landfilled, with plastic waste representing
Traditional plastics derived from fossil oil are a family of
13 % of MSW [3]. The potential for recycling plastic waste
hundreds of materials with a wide range of properties. Their
remains largely unexploited, with very low global rates of
strength, flexibility, light weight, and easy and low-cost pro-
recycling [4] and plastic recyclate representing only 6 % of
duction make them ideal materials for application in a large
total demand for plastics [5]. The high price and low quality
number of industrial and consumer products. Due to their
of the recycled plastics relative to virgin plastics limits mar-
versatility, plastics are key materials in packaging, building,
ket applications.
transportation, medical devices, etc. In 2016, 335 million
tonnes of plastic were produced globally, reflecting their Most of the oil-based plastics are highly resistant to biodeg-
popularity and widespread application [1]. Plastics help radation, which means that once they reach the environ-
society to reduce food waste by, for example, providing bet- ment they will inevitably accumulate, resulting in negative
ter barrier properties and thus delaying food spoilage. They environmental consequences. There is a long-term risk of
also allow energy savings in transportation and thus the release of hazardous chemicals from plastic waste in the
decrease greenhouse gas (GHG) emissions, e.g. plastic parts landfills and the contamination of ground waters [6]. Sin-
in cars are estimated to reduce the environmental impact of gle-use plastics make up 50 % of marine and beach litter in
cars by fourfold compared to when other traditional materi- Europe [7]. Plastic debris is a major pollutant in the world’s
als are used [1]. In addition, the plastics industry in the EU oceans that kills hundreds of thousands of sea turtles, seals,
employed 1.5 million people and generated a turnover of whales and seabirds due to ingestion or entanglement
e340 billion in 2015 [2]. [8–10]. There is also a growing concern about microplastic
pollution. While we do not exactly know how much of it is
However, the majority of the produced plastic is a single-
out there, there are studies showing that environmentally
use plastic. Approximately 40 % of the plastic produced
relevant concentrations of microplastics have a negative
goes to the packaging sector [1]. Thermoplastics polyethyl-
effect on sea life [11, 12]. Moreover, microplastics have been
ene (PE), polyethylene terephthalate (PET), polypropylene
shown to impact on the biophysical properties of soil, bring-
(PP) and polystyrene (PS) (Fig. 1) are the most frequently
ing about functional changes in soils [13]. Therefore, micro-
used plastics in packaging and represented over 60 % of the
plastics might induce a global change of terrestrial
total plastics demand in Europe in 2016 [1]. This, coupled
ecosystems, rather than exhibiting a direct lethal effect.
with a single-use culture, carries two major consequences:
pollution and the loss of a valuable resource. In the EU, The waste management strategies proposed by the Euro-
70 % of the collected plastic waste ends in landfills or is pean Union (EU) and United States Environmental

Received 11 September 2018; Accepted 9 November 2018; Published 30 November 2018


Author affiliations: 1BEACON - Bioeconomy Research Centre, Ireland, University College Dublin, Belfield, Dublin 4, Ireland; 2UCD Earth Institute and
School of Biomolecular and Biomedical Science, University College Dublin, Belfield, Dublin 4, Ireland.
*Correspondence: Kevin E. O’Connor, kevin.oconnor@ucd.ie
Keywords: fossil-based plastic; plastic waste; biodegradable plastics; circular economy.

000749 ã 2019 The Authors

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Narancic and O’Connor, Microbiology 2019;165:129–137

Fig. 1. Chemical structures of oil-derived, non-biodegradable polymers [polyethylene terephthalate (PET), polyethylene (PE), polypro-
pylene (PE), polystyrene (PS) and polyvinyl chloride (PVC)], bio-based non-biodegradable polyethylene-2,5-furandicarboxylate (PEF),
oil-based biodegradable polybutylene adipate terephthalate (PBAT) and polycaprolactone (PCLA), and bio-based and biodegradable pol-
yhydroxyalkanoate (PHA), polylactic acid (PLA) and thermoplastic starch (TPS). PHA: R=C1–C11. The presence of an ester bond (C–O)
provides a point of attack for hydrolytic enzymes, but not all plastics with an ester bond, e.g. PET, and PEF, are biodegradable. How-
ever hydrolytic enzymes such as cutinases are reported to degrade polymers such as PET [23, 26, 35–39] in vitro.

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Protection Agency(EPA) as the most preferable options characteristics and the micro-organisms present in certain
focus on the prevention and reduction of waste, followed by environment. Crystallinity, molecular weight, hydrophobic-
reuse, recycling, energy recovery and disposal as the least ity, the presence of functional groups, and the use of addi-
preferred option [14, 15]. An option that could be included tives and plasticizers in the fabrication process affect the
in these strategies is the management of biodegradable plas- biodegradability of polymers. For example, an increase in
tics, as they can open up new end-of-life waste management crystallinity and molecular weight will negatively affect bio-
options that are not open to non-degradable plastics, such degradation. On the other hand, pre-treatments of polymer
as anaerobic digestion and composting. Food contamination such as irradiation increase biodegradation [17]. In general,
of current non-degradable plastics prevents or limits PET that has hydrolyzable bonds is more susceptible to bio-
options for recycling, whereas biodegradable plastics con- degradation compared to PE, PS, PP and polyvinyl chloride
taminated with food can be composted. (PVC) [19–22]. The hydrolysis of PET by the fungi Fusar-
ium oxysporum LCH1 and Fusarium solani was demon-
BIODEGRADATION OF OIL-BASED PLASTICS strated via the release of terephthalic acid (TA), one of the
The durability of plastic is the main obstacle to its degrada- PET monomers [23]. However, it was not shown whether
tion in the environment. However, some degradation does TA supports the growth of these fungi. Similarly, a study by
occur. Degradation of oil-based plastic includes the com- Nimchua and co-workers showed that 22 out of 115 isolates
bined effect of biotic and abiotic factors [16]. Abiotic degra- of microfungi had the capacity to modify PET films, but the
dation involves physical and chemical processes that cause mineralization of the polymer was not shown [24]. Recently,
intramolecular changes in the polymer [17], including bond a bacterium, Ideonella sakaiensis, was isolated from a PET-
cleavage, chemical transformation or the formation of new contaminated environmental sample and it was shown that
chemical groups, and therefore change their mechanical, it not only degrades PET, but also assimilates the monomers
optical and electrical properties [18]. The addition of photo- [25]. However, the PET material used in this study had a
or thermo-oxidizers to polymers can activate abiotic degra- very low crystallinity of 1.9 %, which does not reflect the
dation and is proposed to facilitate further degradation by type of PET used for packaging, which has a much higher
microbial metabolism [17]. crystallinity (30–40 %). The low crystallinity will make the
polymer much more susceptible to degradation. The main
Biodegradation is defined as the capacity of a micro- challenges for the biodegradation of oil-based plastics by
organism or microbial consortium to use the polymer as a micro-organisms are limited bioavailability and polymer
sole source of carbon and energy (Fig. 2). While the biodeg- insolubility in water, which limits the access of the enzymes
radation of traditional plastics has been widely researched
involved in the breakage to the polymer [22].
[16–18], limited mineralization (conversion into biomass,
CO2, H2O or CH4) of oil-based plastics has been reported The enzymes reported to be involved in the breakage of pol-
[17]. In general, the biodegradation of oil-based plastics ymers are cutinases, laccases, lipases and enzymes involved
requires the activity of several different micro-organisms in lignin metabolism [17, 22, 26, 27]. Non-hydrolyzable pol-
[18]. The extent of biodegradation is affected by polymer ymers are significantly harder to break down compared to

Fig. 2. Degradation of plastics characterized by the presence of hydrolyzable bonds. The most frequently used packaging polymer
polyethylene terephthalate (PET) can be degraded by the activity of enzymes such as cutinases and lipases. However, there are no
examples of the complete mineralization of PET. Polymers such as bio-based polyhydroxyalkanoates (PHAs) and polylactic acid (PLA),
and oil-based polycaprolactone (PCL) can be completely mineralized by the activity of micro-organisms.

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hydrolyzable polymers. It is proposed that non-hydrolyzable terminus. These two chains are further digested to produce
PE could be oxidized and then degraded by b-oxidation, MHET and TA [42]. IsPETase shares 52 % amino acid iden-
similarly to n-alkanes of 10–50 carbon atoms [27]. The tity with TfCut2 and both enzymes have the same catalytic
enzymes involved in this process are intracellular, and triad consisting of Ser–His–Asp [42, 43], suggesting that the
therefore reduction in PE mass is required prior to the intra- PET degradation mechanism is similar. The conversion of
cellular oxidation of PE. There are a few examples of bacte- the IsPETase active site to a narrower, cutinase-like active
rial and fungal laccases and peroxidases that have been site via site-directed mutagenesis led to the creation of a
shown to reduce the molecular mass of PE [28–30]. In addi- PETase variant carrying two amino acid substitutions
tion, the pre-treatment of PE, such as pyrolysis, can give rise (S238F and W159H) that performs better than the IsPETase
to n-alkanes that are metabolized by micro-organisms [31]. with regard to reduction of PET crystallinity and product
PS is another example of highly recalcitrant plastic. While a release [43]. Molecular modelling revealed that this is likely
study by Otake and colleagues reported that no PS biodegra- due to the closer positioning of the PET carbonyl group for
dation was observed in soil in 32 years [32], another study the attack by catalytically active Ser [43].
showed very limited degradation (1 %) in a 90-day period
[33]. It was recently reported that the microbiome present BIOPLASTICS AND BIODEGRADATION
in the gut of mealworms is necessary for the biodegradation
Bio-based polymers (bioplastics) are partly or completely
of PS and PE, as well as the mixture of these two polymers
derived from biomass. Bioplastics can contribute to reduc-
[34]. A decrease in the residual, i.e. non-degraded, polymer tions in GHG emissions as a result of the consumption of
was observed simultaneously with the increase in gas frac- CO2 during the growth of crops used to supply the sugars,
tion, suggesting that the larger fraction of the ingested plas- present in the biomass, for bioplastic manufacture. How-
tic was mineralized and/or incorporated into mealworm ever, the bio-based origin does not mean that bio-based
biomass [34]. plastic is also biodegradable. Biodegradability is a feature
The hydrolases normally involved in the biodegradation of related to the chemical nature of the polymer and the envi-
biological macromolecules such as proteins and cellulose ronmental conditions where the plastic is located. One hun-
are also reported to attack hydrolyzable bonds in fossil- dred per cent bio-based polyethylene (bio-PE) and
based polymers such as the ester linkage in PET between bio-based polyethylene terephthalate (bio-PET) are not bio-
terephthalic acid and ethylene glycol [22]. Several hydrolytic degradable [44, 45]. Their chemical structure does not differ
enzymes with PET-degrading capacity have been reported from oil-based PET and PE. Polyethylene-2,5-furandicar-
in the literature, such as TfCut1 and TfCut2 from Thermobi- boxylate (PEF; Fig. 1) is bio-based, but, like PET, it is not
fidus fusca KW3 [26], LC-cutinase isolated from leaf-branch biodegradable. The enzyme IsPETase, which was shown to
compost using a metagenomic approach [35], cutinase-like hydrolyze PET, also hydrolyzes PEF in laboratory condi-
enzyme from Saccharomonospora viridis AHK190 [36], HiC tions, but the degree of degradation is limited [43]. Biode-
from Thermomyces insolens [37] and lipase B from Candida gradable plastics such as thermoplastic starch (TPS),
antarctica [38]. While these enzymes can hydrolyze PET, polylactic acid (PLA) and polyhydroxyalkanoate (PHA) can
their activity is low and the process temperatures are high be derived from renewable resources and are thus bio-based
[39]. For example, HiC, designated as the most active fungal and biodegradable plastics, but there are other biodegrad-
hydrolase to date, shows nearly complete biodegradation of ables derived from fossil carbon, e.g. polycaprolactone
low-crystallinity PET (7 %) in 96 h at 70  C [37]. Various (PCL) and polybutylene adipate terephthalate (PBAT) [45]
approaches have been used to increase the activity of these (Fig. 1). The low melting temperature of 60  C [46] and the
hydrolyzes. The addition of Ca2+ to cutinase-like enzyme abundance of PCL-degrading organisms [47, 48] are pro-
induced large conformational changes and thereby stabiliza- posed as key features allowing for the biodegradation of
tion of the binding of the substrate and increased thermo- PCL.
stability [36]. Site-directed mutagenesis was used to alter the Whether a material will completely biodegrade (i.e. be min-
Ca2+ binding site, which resulted in increased thermostabil- eralized) in a certain environment depends on its crystallin-
ity and PET degradation capacity [40]. Furthermore, using ity, the presence of additives, the presence of adequate
a combination of enzymes such as TfCut2 and LC-cutinase micro-organisms, temperature, moisture and the pH of the
showed enhanced PET hydrolysis [41]. environment [49]. This suggests that a plastic might be bio-
A PETase originating from I. sakaiensis (IsPETase) was degradable in one but not another environment. It is there-
recently characterized and the mechanism of PET degrada- fore of paramount importance to assess the behaviour of
different biodegradable plastics in a range of environments
tion to monohydroxyethyl terephthalate (MHET) was pro-
and determine whether plastics show complete biodegrada-
posed [42]. PET degradation involves the secretion of
tion and under what conditions.
IsPETase from the bacterium and its attachment to the sur-
face of PET via a flat hydrophobic surface of the enzyme One of the major bioplastics on the market, polylactic acid
containing the substrate-binding cleft [42]. This is followed (PLA) is produced through a combination of the fermenta-
by PET hydrolysis resulting in two PET chains, one with a tion of bio-based sugars (to produce lactic acid) and chemis-
TA terminus and the second with a 2-hydroxyethyl (HE) try to convert the lactic acid or lactide to PLA. A major

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application area for PLA is packaging [50]. PLA is highly the scientific literature. For example, PHB is highly crystal-
crystalline, which gives it desirable properties for applica- line and brittle [56]. A closely related copolymer, poly(3-
tions. However, higher temperatures are required to allow hydroxybutyrate-co-3-hydroxyvalerate) [P(3HB-co-3HV)],
biodegradation. While the micro-organisms and enzymes is more flexible because of reduced crystallinity and is suit-
involved in PLA degradation are known [51] (Fig. 2), non- able for many commercial applications [58]. MclPHAs such
enzymatic hydrolysis of PLA is a major degradation route as polyhydroxyoctanoate (PHO) are of low crystallinity and
[52]. We have recently analysed various bio-based and fos- behave as a rubber-like material [56].
sil-based biodegradable plastics for biodegradation across
The key hydrolytic enzymes involved in the microbial deg-
seven environments, and we showed that PLA reaches inter-
radation of PHA are depolymerases [59] (Fig. 2). PHB bio-
national standards for biodegradation in industrial com-
degradation has been studied extensively [48, 60, 61].
posting and anaerobic digestion conditions [53]. We have
Bioplastics mainly composed of PHB or co-polymers of
observed a very slow rate of PLA degradation in soil, based
PHB can be degraded to completion in soil and sludges
on which we estimate that it would take over three decades
[61–63]. In addition, PHB along with TPS is the only poly-
for PLA to biodegrade in soil [53].
mer that has been shown to completely degrade in various
PLA’s mechanical properties can be improved by blending environments according to international standard biodegra-
with polymers such as starch, poly(propylene-carbonate), dation tests [American Standard Testing Method (ASTM),
methacrylate-butadiene-styrene, natural rubber, PS and International Standards Organization (ISO) and European
PHA, and by making PLA composites with different fibres, Norms (EN)] [53]. PHO, a reference mclPHA, met the
etc. [54, 55]. The fate of the new composite created by industrial composting standards but showed poor biodegra-
blending could be completely different from that of the neat dation in soil [53, 64], freshwater and sea water conditions
polymer. We have demonstrated that the addition of PCL to [53].
PLA not only improves the material properties of the blend,
The time frame for biodegradation is critically important in
but also makes this material home-compostable [53]. The
defining the suitability of a plastic for a particular end-of-
home-compostability of PLA-based plastics is an exciting
life management technology or its likely fate in the environ-
prospect, as it would provide an option to avoid the collec-
ment. If the micro-organisms and therefore key enzymes
tion and transportation of packaging material to an indus-
involved in biodegradation are present, but the rate of deg-
trial composting facility, thereby reducing the GHG
radation is so low that it does not differ significantly from
emissions associated with kerb-side collection and also offer
non-degradable counterparts, then the limited biodegrad-
consumers more choice for the management of their waste.
ability does not offer a benefit to the environment or the
Therefore, the smart design of plastics can open up new
management of biodegradable waste. According to currently
possibilities for the post-consumer management of
employed international standards (ISO and ASTM) the pro-
bioplastics.
posed time frame for biodegradation in water environments
However, biodegradable plastics must be managed and can- is 56 days and in soil up to 2 years [53]. In managed envi-
not been seen as an easy solution to the current plastic ronments, such as industrial composting, home composting
pollution problems. The blend of PLA/PCL that is home- and anaerobic digestion the proposed time frame is
compostable shows no biodegradation in soil- or water- 180 days, 1 year and 15 days, respectively [53].
based environments, highlighting the importance of the
The major focus of society and policy-makers for the end-
effect of the environment on the biodegradability of biode-
of-life management of biodegradable bioplastics has been
gradable plastics [53] and the need to manage our waste.
industrial composting [65, 66]. However, anaerobic diges-
Thus, assessing individual bioplastics and their blends for
tion (AD), also known as biogasification, a biotechnological
biodegradation in various environments is vital, as the
approach to renewable biomass-derived energy production,
uncontrolled release of biodegradable plastics into environ-
may also be an end-of-life management option, but it has
ments already endangered by plastic pollution, such as
been largely unexplored. In this naturally occurring process
marine or freshwater, will present similar problems to those
micro-organisms break down biodegradable material in an
caused by non-degradable polymers [53].
enclosed system, producing methane-rich biogas and a
Another example of bio-based and biodegradable plastics is nutrient-rich fertilizer known as ‘digestate’ [67]. Currently
polyhydroxyalkanoates (PHA). PHA is a family of bacterial AD is targeting the organic fraction of MSW [68]. The
polyesters that are usually accumulated by bacteria in majority of bioplastics we tested in our recent study are
response to stress [56]. They are grouped into short-chain- degraded in AD [53]. Therefore, the biodegradable plastics
length (scl) polymers, containing (R) 3-hydroxyalkanoic used for food packaging could become a part of an inte-
acids with four or five carbon atoms, with polyhydroxybuty- grated waste management strategy for the organic fraction
rate (PHB) as a typical example, and medium-chain-length of MSW. However, the residence time of biodegradable
(mcl) polymers of (R) 3-hydroxyalkanoic acids containing plastics in AD is longer than the current residence times of
6–12 carbon atoms [57]. PHAs have higly diverse material industrial AD reactors and so the design of AD reactors
propeties due in part to the monomer composition. There and/or engineering of biodegradable plastics to decrease res-
are over 150 different known PHA monomers reported in idence times should be investigated.

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Fig. 3. Making plastic circular. Plastics are currently produced in a linear economy of ‘take, make and dispose’, with limited recycling.
This must be turned into a circular production cycle where plastics are re-used, recycled and upcycled through their conversion to
valuable products such as biodegradable polymers [polyhydroxyalkanoates (PHAs)]. Introducing biodegradable plastics to this model
through the upcycling of waste would allow the return of carbon to nature in a managed, safe and sustainable way.

Biogas generated via AD can contribute to renewable energy combination of pyrolysis and microbiology to convert non-
targets. It is projected that 80 % of total US electricity degradable plastics into biodegradable plastics, offering an
demand could be supplied by renewable electricity technol- unconventional route for non-degradable plastics to cross
ogies in 2050 [69] and EU countries have agreed on a over from the technical half of the circular economy to the
renewable energy target of at least 27 % of final energy con- biological half [31, 79–81]. If improvements to enzyme
sumption in the EU by 2030 as part of the EU’s energy and activity are made then one can envisage enzyme technolo-
climate goals for 2030 [70]. In addition, AD technologies gies entering the technical half (i.e. pyrolysis and depolyme-
and the downstream purification of the produced gases rizing plastics) of the circular economy in the future [82].
have advanced significantly in recent years [71]. The adap- The generated monomers could be used to make more bio-
tation of AD technology can produce fatty acids [72], which degradable plastics, which would represent a completely
are valuable chemicals with multiple markets [73]. Finally, biological recycling of plastics in a circular economy. The
CO2, which is co-produced with methane by AD, is emerg- integration of hydrolytic enzymes into a microbial chassis
ing as an exciting building block to make polymers and would result in a custom microbial platform that is capable
chemicals [74–76] in a circular economy [77]. of converting plastic into biodegradable counterparts in a
single cell [83, 84].
CIRCULAR ECONOMY
CONCLUDING REMARKS
The circular economy focuses on the retention of value in
the material cycle through the re-use and recycling of a The answer to the plastic waste problem requires a major
materials such as plastic and preventing their uncontrolled shift in human behaviour, which, in combination with tech-
release into the environment [77, 78]. The circular economy nological solutions, can address the plastic waste problem,
but the latter will be largely ineffective without the former.
focuses on the recycling of plastics (Fig. 3).
The throw-away attitude of society must change, and we
A current gap in circular economy thinking with respect to should not look upon biodegradable plastics as a technologi-
plastics is the role of biodegradable plastics in the circular cal solution that excuses us from our environmental respon-
economy. Firstly, biodegradable plastics such as PLA can be sibility. The predicted long residence times of most
mechanically recycled but also converted by biological pro- biodegradable plastics in nature clearly indicate that these
cesses where carbon can be returned to nature in a safe and plastics must be managed by society and not released into
sustainable way, e.g. by composting, which is central to a the environment. Biodegradable plastics thus do not offer
circular economy. We have also reported on the society a ‘continue to throw away’ solution, but rather they

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can offer humankind new end-of-life management options 22. Krueger MC, Harms H, Schlosser D. Prospects for microbiological
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as fatty acids. hydrolysis of polyethylene terephthalate fibers by a hydrolase
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Funding information 24. Nimchua T, Eveleigh DE, Sangwatanaroj U, Punnapayak H.
T. N. acknowledges support under EU Horizon 2020 research and Screening of tropical fungi producing polyethylene terephthalate-
innovation programme 633962 for the project P4SB. hydrolyzing enzyme for fabric modification. J Ind Microbiol
Biotechnol 2008;35:843–850.
Conflicts of interest 25. Yoshida S, Hiraga K, Takehana T, Taniguchi I, Yamaji H et al. A
The authors declare that there are no conflicts of interest. bacterium that degrades and assimilates poly(ethylene tere-
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