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Keywords: The objective of this study was to investigate the supercritical carbon dioxide extraction of dry leaves of Piper
Piper klotzschianum klotzschianum using a factorial experiment (32) and the Taguchi L-9 method to optimize the extraction yield of
Pipercallosidine secondary metabolites with pharmaceutical applications. In the first part of this study where only temperature
Piperovatine and pressure were investigated, the highest extraction yield (1.36%) was obtained at 353 K 220 bar. In the
Herbal plant
second part, the addition of organic co-solvents as 5% of methanol significantly improved the extraction yield to
Supercritical fluid extraction
2.18% representing an increase of 40 % compared to extraction using carbon dioxide alone. Chemical analysis of
the extracts revealed that germacrene D, pipercallosidine, 14-oxy-α-muuroleno, bicyclogermacrene and (E)-
caryophyllene were the major constituents present at the supercritical extract. The extraction of bioactive ses-
quiterpenes and amides as pipercallosidine and piperovatine, demonstrate the great potential of supercritical
technique to extract valuable chemical compounds, including ones with phytotherapeutic properties.
1. Introduction first studied by Nascimento et al., [1] who described the phytochemical
composition of its essentials oil and larvacidal activity against Aedes
Piper klotzschianum has been recently cataloged in Brazil and is aegypti and Artemia salina.
known to have anesthetic and spicy effects when tasted. This plant was The P. klotzschianum species belongs to the genus Piper and is known
⁎
Corresponding author. Av. Marechal Rondon, S/N, Campus Universitário, Federal University of Sergipe, São Cristóvão, 49100-000, SE, Brasil
E-mail address: raffinha_lima@hotmail.com (R.N. Lima).
https://doi.org/10.1016/j.supflu.2018.11.006
Received 15 April 2018; Received in revised form 1 November 2018; Accepted 3 November 2018
Available online 07 November 2018
0896-8446/ © 2018 Elsevier B.V. All rights reserved.
R.N. Lima et al. The Journal of Supercritical Fluids 147 (2019) 205–212
Table 1 Table 3
SFE parameters based on factorial experiment 32. ANOVA analysis of variance.
Entry Variable 1 Variable 2 Extract SS Df MS F P
T (K) P (bar) Yield (%)
Co-solvent 1.13 2.00 0.57 288.95 0.00
1 333 220 1.24 Temperature 0.02 2.00 0.01 4.76 3.9E-02
2 353 200 0.94 Pressure 0.09 2.00 0.05 23.58 2.6E-04
3 313 180 1.07 (%) Co-solvent 0.27 2.00 0.14 69.95 3.0E-06
4 313 200 1.22 Residual 0.02 9.00 0.00
5 353 220 1.36
6 333 180 1.26 SS, total quadratic sum; df, degrees of freedom; MS, quadratic mean; F, esti-
7 353 180 0.89 mated variance; p, critical value.
8 313 220 1.30
9 333 200 1.27
Analysis made in 120 min, flow rate of 2 mL min-1 and pump temperature of
278 K.
Table 2
SFE parameters based on Taguchi L-9 method.
Entry Variable 1 Variable 2 Variable 3 Variable 4 Extract
Co-solvent T (K) P (bar) (%) Co-solvent Yield (%)
Analysis made in 120 min, flow rate of 2 mL min-1 and pump temperature of Fig. 3. Variable influence of extractions using temperature, pressure, co-sol-
278 K. vents, and (%) co-solvents as factors.
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R.N. Lima et al. The Journal of Supercritical Fluids 147 (2019) 205–212
Table 4
Compounds identified in SC-CO2 of P. klotzschianum extracts.
180 bar 200 bar 220 bar 180 bar 200 bar 220 bar 180 bar 200 bar 220 bar
313 K 313 K 313 K 333 K 333 K 333 K 353 K 353 K 353 K
IRR exp. IRR lit. Compound (%) (%) (%) (%) (%) (%) (%) (%) (%)
Non-oxygenated sesquiterpenes
1381 1374 α-copaene 0.68 0.83 0.80 0.58 0.63 ± 0.04 0.68 0.65 0.74 0.69
1391 1387 β-cubebene - - - - 0.59 ± 0.11 0.84 0.89 0.79 0.67
1421 1417 (E)-caryophyllene 7.67 8.09 8.49 7.15 6.48 ± 0.06 6.19 7.08 7.57 6.94
1438 1432 α-trans-bergamotene - - - - 0.73 ± 0.02 0.93 0.89 0.73 0.79
1466 1452 α-humulene 0.68 0.71 0.65 0.68 0.60 ± 0.04 0.58 0.63 0.72 0.73
1482 1478 γ-muurulene 0.83 0.76 0.79 0.81 0.65 ± 0.02 0.64 0.77 0.92 0.91
1491 1484 germacrene D 18.51 18.46 19.07 18.93 15.53 ± 0.39 13.09 16.47 17.06 15.10
1506 1500 bicyclogermagrene 10.88 11.70 11.49 11.62 9.57 ± 0.31 8.75 9.68 10.21 9.44
1520 1513 γ-cadinene 0.81 0.80 0.82 0.92 0.69 ± 0.02 0.66 0.85 1.44 0.82
1522 1511 δ-amorphane 1.28 1.36 1.39 1.46 1.16 ± 0.07 1.13 1.35 1.16 1.30
1567 1559 germacrene B 1.19 1.29 1.16 1.26 1.17 ± 0.19 0.93 1.11 0.84 1.15
Oxygenated sesquiterpenes
1583 1577 spathulenol 6.53 4.91 6.30 7.01 5.93 ± 0.46 5.09 7.81 7.43 6.74
1590 1582 caryophylene oxide 4.38 4.05 4.80 4.88 3.99 ± 0.25 3.85 5.27 4.98 4.79
1777 1767 14-oxi-α-muurolene 13.79 12.26 13.56 14.92 12.86 ± 1.00 11.59 14.20 14.11 12.90
1866 1863 cis-acid thujopsenic - - - - 0.50 ± 0.12 - 0.87 1.23 -
Other classes
1500 1500 n-pentadecane 2.49 2.33 2.44 2.50 1.99 ± 0.09 1.88 2.31 2.41 2.59
1699 1700 n-heptadecane 1.74 1.56 1.61 1.94 1.48 ± 0.15 1.36 1.75 1.96 1.70
2816 2818 squalene 4.11 3.64 4.01 4.41 11.00 ± 1.04 4.50 4.90 4.62 4.39
2093 2095 methyl linoleate - - - - 1.35 ± 0.30 1.30 - - -
2140 2132 linoleic acid 4.24 5.45 3.42 5.15 7.40 ± 1.63 9.60 7.42 5.25 5.33
2552 piperovatine 1.14 1.83 1.35 0.80 0.74 ± 0.30 1.54 - 0.61 0.89
2663 pipercallosidine 12.84 14.20 12.95 9.64 5.29 ± 0.84 16.08 7.88 9.45 13.41
3142 3149 α-tocopherol 2.07 2.22 2.29 1.92 2.85 ± 0.26 3.41 1.49 1.87 2.42
Not identified compounds
2146 NI [MS: 80 (100), 53 (66), 41 0.70 - - - - - - - -
(61),
43 (56), 96 (49), M+. 179
(42)]
2155 NI [MS: 41 (100), 55 (84), 79 1.24 - - - 0.99 ± 0.17 2.40 1.18 1.39 2.56
(67),
95 (39), 43 (35), M+. Abs.]
2901 NI [MS: 43 (100), 57 (91), 71 0.56 0.65 0.52 0.83 3.14 ± 0.73 0.98 0.75 0.67 0.79
(59),
41 (25), 85 (23), M+. Abs.]
3001 NI [MS: 43 (100), 57 (93), 71 - - - - 0.45 ± 0.09 - - - -
(61),
41 (47), 85 (36), M+. Abs.]
3100 NI [MS: 57 (100), 43 (91), 71 1.18 1.78 1.26 1.65 1.45 ± 0.22 1.37 1.57 1.23 1.44
(53),
85 (35), 41 (29), M+. Abs.]
3300 NI [MS: 57 (100), 43 (87), 71 0.46 1.12 0.83 0.94 0.81 ± 0.11 0.63 2.23 0.61 1.51
(58),
41 (27), 85 (27), M+. Abs.]
Total identified compounds 95.86 96.45 97.39 96.58 93.18 94.62 94.27 96.10 93.70
RRIexp.,Experimental retention index; RRIlit.,literature retention index; (%),average relative area (triple) ± standard deviation; NI, not identified; MS, Mass spectra,
Abs, Absent.
Fig. 4. Total ion chromatogram of P. klotzschianum extract by SC-CO2 at 333 K and 200 bar.
temperature and pressure were tested and (2) a multivariate analysis 2. Materials and Methods
using the Taguchi model (L-9), where three levels of experimental
conditions were tested, naming co-solvent type and percentage, tem- 2.1. Plant material
perature and pressure.
P. klotzschianum (ASE 29960) was collected in the Ecological Park
Serra de Itabaiana SE, the sample was identified in partnership with
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R.N. Lima et al. The Journal of Supercritical Fluids 147 (2019) 205–212
were pressure (180 bar, 200 bar, 220 bar), temperature (313 K, 333 K,
353 K), type of co-solvent (methanol, ethanol, isopropanol) and per-
centage of co-solvent (1%, 3%, 5%) (Table 2). The nine conditions were
tested in duplicate. The supercritical fluid extraction SFE operating
conditions were chosen based on the work available in the literature
[5].
It should be highlighted that Taguchi design was selected instead of
others experimental designs because this design allows the study of the
interactions between the 4 variables at 3 different levels, resulting in
fewer experiments (9 conditions). This type of design is recommended
when a limited amount of sample is available and one seeks to under-
stand the interaction between more than three variables in order to
achieve the optimal conditions [5].
Fig. 5. Comparison of terpene classes identified by GC-MS of extracts obtained
using SC-CO2.
2.4. Gas Chromatography / Mass Spectrometry (GC/MS)
Prof. Dr. Adalto Ribeiro (UFS). A voucher specimen was deposited in
Analyses were performed in GC/MS (QP 5050 A model, Shimadzu,
the herbarium of the Federal University of Sergipe-UFS. The leaves
Japan) equipped with an automatic sampler injection AOC-20i
were dried in oven (Marconi MA0351336 model) with continuous air
(Shimadzu). Separations were performed on a fused silica capillary
flow at 322 K for 48 h. The dried leaves were triturated using four
column Restek Rtx®-5SiMS (5% diphenyl-95% -dimethilpolisiloxane)
knives mill (Marconi, MA680 model) and the particle size of 0.85 mesh
30 m x 0.25 mm internal diameter, 0.25 mM of film thickness at a
was selected for screening samples since this particle size presented the
constant flow 5.0 helium at a rate of 1.0 mL min-1. The injection tem-
best performance during preliminary tests performed in our laboratory.
perature was 523 K, 1.0 μL (10 mg ml-1) of sample was injected with a
split ratio of 1:70. The oven temperature program started from 383 K,
2.2. Supercritical fluid extraction procedure with an increment of 5 K min-1 until 513 K, then at 10 K min-1 until
573 K, lasting for 13 min.
The extraction experiment was conducted in a laboratory bench The molecules were ionized by electrons with energy of 70 eV and
scale supercritical extraction unit, using carbon dioxide-(CO2) as sol- the fragments analyzed by a quadrupole analyzer programmed to filter
vent and modifier agents (methanol, ethanol and isopropanol). fragments ions from m/z 40 to 600 Da and detected by an electron
Additional details about procedure apparatus have been already de- multiplier. The data processing was performed by the GC/MS software.
scribed [12–14].
2.5. Identification of extracted compounds
2.3. Experimental conditions
Relative retention index (RRI) calculation was performed to identify
The factorial design 32 was applied totaling nine experimental the constituents of supercritical extract. The RRI was obtained based on
conditions (Table 1), the optimization of extraction process from dried the equation [18], which uses the retention time of an n-alkane
leaves of P. klotzschianum used the variables, pressure (180 bar, 200 bar, homologous series (nC8 -nC38, AccuStandard®) and predicts the RRI of
220 bar) and temperature (313 K, 333 K, 353 K). The center point 333 K unknown compounds. Having the RRI of no identified compound, it
and 200 bar was performed in triplicate. was possible compare the experimental RRI with RRI from Adams book
Tests with four variables were applied to the Taguchi method re- [19] or from libraries as WILEY8, NIST105, NIST105 s, NIST21,
sulting in nine experimental conditions-(L-9) [18]. The variables used NIST107 and program NIST MS Search 2.0 identifying compounds that
Scheme 1. Fragmentation proposition of main fragments on piperovatine electron impact cleavage (70 eV).
208
R.N. Lima et al. The Journal of Supercritical Fluids 147 (2019) 205–212
Scheme 2. Fragmentation proposition of main fragments on pipercallosidine electron impact cleavage (70 eV).
presented similarity index above 80% with already reported in litera- limitations in the equipment used.
ture.
3.2. Analysis of extraction yield obtained by SC-CO2 using co-solvents
3. Results and Discussion
In the second part of this study, type and quantity of organic co-
solvent were also studied together with temperature and pressure. The
3.1. Analysis of extraction yield obtained by SC-CO2
results show that the addition of organic co-solvents significantly im-
proved the extracts yield (Fig. 2). The highest yield of extract con-
The extractor was packed with 16 g of dried P. klotzschianum leaves
taining pipercallosidine and piperovatine amides (2.18 %) was ob-
at a relative humidity of 5.33%. The extractions were performed over
tained using 5% of methanol (353 K and 220 bar). In this case, the
120 minutes, which was sufficient to extract most of the organic com-
addition of 5% of methanol increased the yield by 40 % compared to
pounds present in the P. klotzschianum leaves as indicated by the
extraction using carbon dioxide alone. The highest yields for the other
straight slopes in the Figs. 1 and 2.
two co-solvents used were 1.74% - (333 K, 180 bar, isopropanol 5%)
In the first part of this study where only temperature and pressure
and 1.32% - (313 K, 200 bar, ethanol 5%).
were investigated, the lowest yield of pipercallosidine (5.29%, GC-MS
In addition, F test results (Table 3) show that the addition of co-
analysis) and piperovatine (0.74%, GC-MS analysis) were obtained for
solvent and percentage of co-solvent were the most important factors in
the extract acquired at 333 K and 180 bar (1.27% extract yield).
the extraction yield (F = 288.95, F = 69.95), emphasizing the im-
However, the highest amides pipercallosidine (16.08%, GC-MS ana-
portance of these co-solvents in the extraction yield. On the other hand,
lysis) and piperovatine (1.54%, GC-MS analysis) percentages were
pressure and temperature variables were the least influential factors in
achieved at this same temperature, but when pressure was increased to
the extraction process (Fig. 3). The low p values indicate that these
220 bar (1.24% extract yield).
results do not occur indiscriminately.
It is important to highlight that similar extraction yields were ob-
tained at lower temperatures (313 K, 220 bar = 1.30%; 333 K,
200 bar = 1.27%; and 333 K, 180 bar = 1.26%). However, this simi- 3.3. Analysis of compounds obtained by SC-CO2
larity did not follow the pipercallosidine and piperovatine yield when
the extracts were analyzed by GC-MS ranging from 5.29 to 12.95% and Composition and percentages of compounds identified in super-
from 0.74% to 1.35%, respectively. critical fluid extracts using CO2 were similar in most conditions
These results suggest that the more reproducible yields of pi- (Table 4). The levels of germacrene-D (19.07%, 313 K, 220 bar), pi-
percallosidine (12.84-14.20%, GC-MS analysis) and piperovatine (1.14- percallosidine (16.08%, 333 K, 220 bar), 14-oxy-α-muurolene (14.92%,
1.83%, GC-MS analysis) were obtained at 313 K regardless of the 333 K, 180 bar), bicyclogermacrene (11.62%, 333 K, 180 bar), and (E)-
pressure used (180, 200 and 220 bar) whereas the yield of these com- caryophyllene (8.49%, 313 K, 220 bar) were the highest present in the
pounds did not show a consistent trend when temperature was 333 or extracts. Squalene (11.00%, 333 K, 200 bar) and linoleic acid (9.60%,
353 K. Please note that the optimal point (i.e., the experimental con- 333 K, 220 bar) also presented major yields. The Fig. 4 shows the
ditions that lead to the maximum extract yield of pipercallosidine and chromatographic profile of SC-CO2 extract obtained at 333 K and
piperovatine) could be beyond the selected maximum pressure and 200 bar analyzed by GC-MS. This profile was similar to obtained with
temperature used in our study. We were not able to increase the pres- the others conditions presented at Table 4.
sure and temperature beyond the values reported in this study due to Identification of the compounds obtained with SC-CO2 revealed
209
R.N. Lima et al.
Table 5
Compounds identified in SC-CO2 using co-solvents of P. klotzschianum extracts.
333 K 353 K 313 K 353 K 313 K 333 K 313 K 333 K 353 K
220 bar 180 bar 200 bar 200 bar isopropanol 220 bar 180 bar 180 bar methanol 200 bar methanol 220 bar methanol
ethanol ethanol ethanol 1% isopropanol 3% isopropanol 1% 3% 5%
1% 3% 5% 5%
IRR exp. IRR lit. Compound (%) (%) (%) (%) (%) (%) (%) (%) (%)
Non-oxygenated sesquiterpenes
1381 1374 α-copaene 0.78 ± 0.02 - - 0.83 ± 0.00 1.14 ± 0.02 0.66 ± 0.17 - 0.80 ± 0.10 0.67 ± 0.06
1398 1387 β-cubebene - - - - - - - - 0.90 ± 0.09
1421 1417 (E)-caryophyllene 7.20 ± 0.07 5.85 ± 0.10 5.30 ± 0.26 8.77 ± 0.12 11.66 ± 0.05 6.59 ± 0.66 7.88 ± 0.07 8.46 ± 0.61 7.28 ± 0.39
1041 1432 α-trans- bergamotene - - - - 1.16 ± 0.02 0.61 ± 0.04 0.90 ± 0.11 - 0.87 ± 0.19
1460 1452 α-humulene 0.61 ± 0.02 - 0.63 ± 0.06 0.75 ± 0.04 1.00 ± 0.05 0.63 ± 0.11 0.67 ± 0.07 - 0.71 ± 0.05
1482 1478 γ-murrulene 0.83 ± 0.06 - 0.98 ± 0.09 0.74 ± 0.04 0.94 ± 0.07 0.60 ± 0.15 0.60 ± 0.07 - 1.06 ± 0.05
1491 1484 germacrene D 18.40 ± 0.05 9.75 ± 0.06 13.01 ± 0.08 19.16 ± 0.96 25.00 ± 0.11 15.64 ± 0.56 16.32 ± 0.08 20.22 ± 1.01 16.53 ± 0.70
1506 1500 bicyclogermagrene 13.35 ± 0.25 8.01 ± 0.03 10.20 ± 0.20 12.71 ± 0.62 15.41 ± 0.23 10.58 ± 0.68 11.03 ± 0.05 13.72 ± 0.42 11.79 ± 0.31
1522 1513 γ-cadinene 0.92 ± 0.04 - - 0.75 ± 0.01 0.95 ± 0.02 0.56 ± 0.22 0.62 ± 0.01 0.78 ± 0.01 0.99 ± 0.14
1520 1511 δ-amorfene 1.40 ± 0.05 - - 1.26 ± 0.10 1.47 ± 0.03 1.08 ± 0.25 0.99 ± 0.03 1.14 ± 0.02 1.33 ± 0.10
1567 1559 germacrene B 1.26 ± 0.07 - 1.90 ± 1.02 1.15 ± 0.15 1.52 ± 0.05 1.10 ± 0.27 1.08 ± 0.09 1.30 ± 0.11 1.25 ± 0.10
Oxygenated sesquiterpenes
1584 1577 spathulenol 4.50 ± 0.04 5.07 ± 0.09 3.42 ± 0.09 5.14 ± 0.05 4.82 ± 0.12 4.93 ± 0.32 3.57 ± 0.13 4.81 ± 0.21 4.57 ± 0.35
1590 1582 caryophyllene oxide 4.30 ± 0.06 3.96 ± 0.08 2.35 ± 1.39 4.29 ± 0.28 4.26 ± 0.05 4.03 ± 0.53 3.38 ± 0.20 4.57 ± 0.15 4.33 ± 0.28
210
1777 1767 14-oxi-α- muurolene 15.31 ± 0.06 21.23 ± 0.10 13.96 ± 0.32 13.59 ± 0.85 10.18 ± 0.02 12.99 ± 0.08 9.59 ± 0.15 14.46 ± 0.64 12.45 ± 0.79
1865 1863 cis-thujopsenic acid - 3.65 ± 0.03 6.09 ± 0.46 - - - - - -
Other classes
1500 1500 n-pentadecane 1.90 ± 0.01 - - 2.09 ± 0.22 2.98 ± 0.05 1.67 ± 0.79 1.54 ± 0.12 2.27 ± 0.09 2.12 ± 0.08
1699 1700 n-heptadecane 1.41 ± 0.03 1.67 ± 0.04 - 1.32 ± 0.28 1.46 ± 0.05 1.29 ± 0.40 0.77 ± 0.03 1.60 ± 0.09 1.24 ± 0.02
2817 2818 squalene 4.52 ± 0.20 4.99 ± 0.12 5.35 ± 0.09 4.22 ± 0.02 9.15 ± 0.78 4.54 ± 1.07 2.94 ± 0.08 4.25 ± 0.35 2.93 ± 0.18
2093 2095 methyl linoleate - - - - - - 1.56 ± 0.05 1.72 ± 0.20 1.09 ± 0.52
2143 2132 linoleic acid 2.48 ± 0.04 2.78 ± 0.34 3.10 ± 0.25 5.20 ± 0.35 1.24 ± 1.24 9.97 ± 0.53 4.04 ± 0.11 4.28 ± 0.51 2.25 ± 0.61
2552 piperovatine 0.67 ± 0.17 2.45 ± 0.12 3.27 ± 0.17 1.24 ± 0.27 0.69 ± 0.14 1.72 ± 0.82 3.15 ± 0.01 1.31 ± 0.38 2.75 ± 0.03
2664 pipercallosidine 7.91 ± 0.60 20.75 ± 0.22 19.74 ± 1.37 12.72 ± 2.35 0.94 ± 0.19 15.55 ± 6.00 22.06 ± 0.01 11.94 ± 2.18 19.62 ± 0.02
3142 3149 α-tocopherol 2.69 ± 0.23 5.21 ± 0.33 5.79 ± 0.04 2.92 ± 0.51 1.67 ± 0.15 3.82 ± 1.71 3.93 ± 0.11 2.43 ± 0.47 3.34 ± 0.48
Not identified compounds
2205 NI [MS: 43 (100), 67 (94), 55 (90), 41 (79), 79 5.16 ± 0.09 4.66 ± 0.18 4.94 ± 0.28 - - - 3.44 ± 0.49 - -
(62), M+. Abs.]
2594 NI [MS: 173 (100), 41 (88), 96 (82), 152 (79), 0.79 ± 0.09 - - - - - - - -
M+. Abs.]
2900 NI [MS: 43 (100), 57 (91), 71 (59), 41 (25), 85 0.59 ± 0.02 - - - - - - - -
(23), M+. Abs.]
3100 NI [MS: 57 (100), 43 (87), 71 (58), 41 (27), 85 1.12 ± 0.00 - - 1.20 ± 0.10 2.41 ± 0.17 - - - -
(27), M+. Abs.]
Total identified compounds 90.44 95.37 94.11 98.85 97.64 98.56 93.68 100.00 100.00
RRIexp.,experimental retetion index; RRIlit.,literature retention index; (%), average relative area (double) ± standard deviation; NI, not identified; ; MS, Mass spectra.
The Journal of Supercritical Fluids 147 (2019) 205–212
R.N. Lima et al. The Journal of Supercritical Fluids 147 (2019) 205–212
Fig. 6. Comparison of total ion chromatograms obtained using 5% co-solvents in SC-CO2 extractions.
211
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