CS8601 MOBILE COMPUTING

UNIT – II

Dr.A.Kathirvel, Professor and Head, Dept of CSE

Misrimal Navajee Munoth Jain Engineering College, Chennai
 Unit - II

MOBILE TELECOMMUNICATION SYSTEM

Introduction to Cellular Systems - GSM – Services

& Architecture – Protocols – Connection
Establishment – Frequency Allocation – Routing –
Mobility Management – Security – GPRS- UMTS –
Architecture – Handover - Security

2
TEXT BOOKS:Jochen Schiller, Mobile Communications, PHI, Second Edn, 2003.
 Mobile phone subscribers worldwide

1200

1000

GSM total
Subscribers [million]

800
TDMA total
CDMA total
600 PDC total
Analogue total
Total wireless
400
Prediction (1998)

200

0
year
1996 1997 1998 1999 2000 2001 2002

3
FDMA Development of mobile telecommunication systems

CT0/1
AMPS
NMT CT2
IMT-FT
IS-136 DECT
TDMA
TDMA

EDGE IMT-SC
D-AMPS
IS-136HS
GSM GPRS
UWC-136
PDC
IMT-DS
UTRA FDD / W-CDMA
IMT-TC
UTRA TDD / TD-CDMA
CDMA

IMT-TC
TD-SCDMA
IS-95 IMT-MC
cdma2000 1X
cdmaOne cdma2000 1X EV-DO
1X EV-DV
1G 2G 2.5G 3G (3X)

4
 GSM: Overview

❑ formerly: Groupe Spéciale Mobile (founded 1982)

❑ now: Global System for Mobile Communication
❑ Pan-European standard (ETSI, European Telecommunications
Standardisation Institute)
❑ simultaneous introduction of essential services in three phases
(1991, 1994, 1996) by the European telecommunication
administrations (Germany: D1 and D2)
➔ seamless roaming within Europe possible
❑ today many providers all over the world use GSM (more than 184
countries in Asia, Africa, Europe, Australia, America)
❑ more than 747 million subscribers
❑ more than 70% of all digital mobile phones use GSM
❑ over 10 billion SMS per month in Germany, > 360 billion/year
worldwide
5
 Performance characteristics of GSM (wrt. analog sys.)
Communication
❑ mobile, wireless communication; support for voice and data services
Total mobility
❑ international access, chip-card enables use of access points of
different providers
Worldwide connectivity
❑ one number, the network handles localization
High capacity
❑ better frequency efficiency, smaller cells, more customers per cell
High transmission quality
❑ high audio quality and reliability for wireless, uninterrupted phone calls
at higher speeds (e.g., from cars, trains)
Security functions
❑ access control, authentication via chip-card and PIN
6
 Disadvantages of GSM

There is no perfect system!!

❑ no end-to-end encryption of user data
❑ no full ISDN bandwidth of 64 kbit/s to the user, no
transparent B-channel
❑ reduced concentration while driving
❑ electromagnetic radiation

❑ abuse of private data possible

❑ roaming profiles accessible

❑ high complexity of the system

❑ several incompatibilities within the GSM standards
7
 GSM: Mobile Services
GSM offers
❑ several types of connections
⚫ voice connections, data connections, short message service
❑ multi-service options (combination of basic services)
Three service domains
❑ BearerServices
❑ Telematic Services
❑ Supplementary Services
bearer services
MS
transit source/
TE MT GSM-PLMN network destination TE
R, S Um (PSTN, ISDN) network (U, S, R)

tele services

8
 Bearer Services

❑ Telecommunication services to transfer data between

access points
❑ Specification of services up to the terminal interface (OSI
layers 1-3)
❑ Different data rates for voice and data (original standard)
❑ data service (circuit switched)
⚫ synchronous: 2.4, 4.8 or 9.6 kbit/s
⚫ asynchronous: 300 - 1200 bit/s
❑ data service (packet switched)
⚫ synchronous: 2.4, 4.8 or 9.6 kbit/s
⚫ asynchronous: 300 - 9600 bit/s

Today: data rates of approx. 50 kbit/s possible – will be

covered later!

9
 Tele Services I

❑ Telecommunication services that enable voice communication via

mobile phones
❑ All these basic services have to obey cellular functions, security
measurements etc.
❑ Offered services
❑ mobile telephony
primary goal of GSM was to enable mobile telephony offering
the traditional bandwidth of 3.1 kHz
❑ Emergency number
common number throughout Europe (112); mandatory for all
service providers; free of charge; connection with the highest
priority (preemption of other connections possible)
❑ Multinumbering
several ISDN phone numbers per user possible
10
 Tele Services II

❑ Additional services
❑ Non-Voice-Teleservices
❑ group 3 fax
❑ voice mailbox (implemented in the fixed network
supporting the mobile terminals)
❑ electronic mail (MHS, Message Handling System,
implemented in the fixed network)
❑ ...
❑ Short Message Service (SMS)
alphanumeric data transmission to/from the mobile
terminal using the signaling channel, thus allowing
simultaneous use of basic services and SMS

11
 Supplementary services

❑ Services in addition to the basic services, cannot be offered

stand-alone
❑ Similar to ISDN services besides lower bandwidth due to
the radio link
❑ May differ between different service providers, countries
and protocol versions
❑ Important services
❑ identification: forwarding of caller number
❑ suppression of number forwarding
❑ automatic call-back
❑ conferencing with up to 7 participants
❑ locking of the mobile terminal (incoming or outgoing calls)
❑ ...

12
 Architecture of the GSM system

GSM is a PLMN (Public Land Mobile Network)

❑ several
providers setup mobile networks following the
GSM standard within each country
❑ components
⚫ MS (mobile station)
⚫ BS (base station)
⚫ MSC (mobile switching center)
⚫ LR (location register)
❑ subsystems
⚫ RSS (radio subsystem): covers all radio aspects
⚫ NSS (network and switching subsystem): call forwarding,
handover, switching
⚫ OSS (operation subsystem): management of the network

13
 GSM: overview
OMC, EIR,
AUC
HLR
GMSC
NSS fixed network
with OSS

VLR MSC MSC

VLR

BSC

BSC

RSS

14
GSM: elements and interfaces

radio cell
BSS
MS MS

Um radio cell

RSS BTS MS

BTS

Abis
BSC BSC
A

MSC MSC

NSS VLR VLR signaling

HLR GMSC ISDN, PSTN
IWF PDN
O
OSS EIR AUC OMC

15
GSM: system architecture

radio network and fixed

subsystem switching partner
subsystem networks
MS MS
ISDN
PST
Um MSC N

BTS Abis
BSC EIR
BTS

SS7
HLR

BTS VLR
BSC ISDN
BTS MSC
A PSTN
BS IWF
S PSPDN
CSPDN
16
 System architecture: radio subsystem
radio network and switching
subsystem subsystem
Components
❑ MS (Mobile Station)
MS MS
❑ BSS (Base Station Subsystem):
consisting of
Um ⚫ BTS (Base Transceiver Station):
Abis sender and receiver
BTS
BSC MS ⚫ BSC (Base Station Controller):
BTS controlling several transceivers
C

Interfaces
❑ Um : radio interface
❑ Abis : standardized, open interface
A with
BTS
BSC MS 16 kbit/s user channels
BTS C
❑ A: standardized, open interface
BSS
with
64 kbit/s user channels

17
 System architecture: network and switching subsystem
network fixed partner Components
subsystem networks MSC (Mobile Services Switching
Center):
ISDN IWF (Interworking Functions)
PSTN ISDN (Integrated Services Digital
MSC
Network)
PSTN (Public Switched Telephone
EIR Network)
PSPDN (Packet Switched Public Data
SS7

HLR Net.)
CSPDN (Circuit Switched Public Data
Net.)
VLR Databases
MSC ISDN HLR (Home Location Register)
IWF PSTN
VLR (Visitor Location Register)
PSPDN EIR (Equipment Identity Register)
CSPDN

18
 Radio subsystem

The Radio Subsystem (RSS) comprises the cellular

mobile network up to the switching centers
❑ Components
❑ Base Station Subsystem (BSS):
⚫ Base Transceiver Station (BTS): radio components including
sender, receiver, antenna - if directed antennas are used one
BTS can cover several cells
⚫ Base Station Controller (BSC): switching between BTSs,
controlling BTSs, managing of network resources, mapping of
radio channels (Um) onto terrestrial channels (A interface)

⚫ BSS = BSC + sum(BTS) + interconnection

❑ Mobile Stations (MS)

19
 GSM: cellular network

segmentation of the area into cells

possible radio coverage of the cell

idealized shape of the cell

cell

❑ use of several carrier frequencies

❑ not the same frequency in adjoining cells
❑ cell sizes vary from some 100 m up to 35 km depending on user density,
geography, transceiver power etc.
❑ hexagonal shape of cells is idealized (cells overlap, shapes depend on
geography)
❑ if a mobile user changes cells
handover of the connection to the neighbor cell
 Example coverage of GSM networks (www.gsmworld.com)

T-Mobile (GSM-900/1800) Berlin Vodafone (GSM-900/1800)

e-plus (GSM-1800) O2 (GSM-1800)

21
 Base Transceiver Station and Base Station Controller

Tasks of a BSS are distributed over BSC and BTS

❑ BTS comprises radio specific functions
❑ BSC is the switching center for radio channels

Functions BTS BSC

Management of radio channels X
Frequency hopping (FH) X X
Management of terrestrial channels X
Mapping of terrestrial onto radio channels X
Channel coding and decoding X
Rate adaptation X
Encryption and decryption X X
Paging X X
Uplink signal measurements X
Traffic measurement X
Authentication X
Location registry, location update X
Handover management X

22
 Mobile station

Terminal for the use of GSM services

❑ A mobile station (MS) comprises several functional groups
❑ MT (Mobile Terminal):
⚫ offers common functions used by all services the MS offers
⚫ corresponds to the network termination (NT) of an ISDN access
⚫ end-point of the radio interface (Um)
❑ TA (Terminal Adapter):
⚫ terminal adaptation, hides radio specific characteristics
❑ TE (Terminal Equipment):
⚫ peripheral device of the MS, offers services to a user
⚫ does not contain GSM specific functions
❑ SIM (Subscriber Identity Module):
⚫ personalization of the mobile terminal, stores user parameters

TE TA MT
Um
R S

23
 Network and switching subsystem

NSS is the main component of the public mobile network GSM

❑ switching, mobility management, interconnection to other networks,
system control
❑ Components
❑ Mobile Services Switching Center (MSC)
controls all connections via a separated network to/from a mobile
terminal within the domain of the MSC - several BSC can belong to a
MSC
❑ Databases (important: scalability, high capacity, low delay)
⚫ Home Location Register (HLR)
central master database containing user data, permanent and semi-
permanent data of all subscribers assigned to the HLR (one provider can
have several HLRs)
⚫ Visitor Location Register (VLR)
local database for a subset of user data, including data about all user
currently in the domain of the VLR

24
 Mobile Services Switching Center

The MSC (mobile switching center) plays a central role in GSM

❑ switching functions
❑ additional functions for mobility support
❑ management of network resources
❑ interworking functions via Gateway MSC (GMSC)
❑ integration of several databases
❑ Functions of a MSC
❑ specific functions for paging and call forwarding
❑ termination of SS7 (signaling system no. 7)
❑ mobility specific signaling
❑ location registration and forwarding of location information
❑ provision of new services (fax, data calls)
❑ support of short message service (SMS)
❑ generation and forwarding of accounting and billing information

25
 Operation subsystem

The OSS (Operation Subsystem) enables centralized operation,

management, and maintenance of all GSM subsystems
❑ Components
❑ Authentication Center (AUC)
⚫ generates user specific authentication parameters on request of a VLR
⚫ authentication parameters used for authentication of mobile terminals and
encryption of user data on the air interface within the GSM system
❑ Equipment Identity Register (EIR)
⚫ registers GSM mobile stations and user rights
⚫ stolen or malfunctioning mobile stations can be locked and sometimes
even localized
❑ Operation and Maintenance Center (OMC)
⚫ different control capabilities for the radio subsystem and the network
subsystem

26
 GSM - TDMA/FDMA

935-960 MHz
124 channels (200 kHz)
downlink

890-915 MHz
124 channels (200 kHz)
uplink
higher GSM frame structures
time

GSM TDMA frame

1 2 3 4 5 6 7 8
4.615 ms

GSM time-slot (normal burst)

guard guard
space tail user data S Training S user data tail space
3 bits 57 bits 1 26 bits 1 57 bits 3
546.5 µs
577 µs
27
GSM hierarchy of frames
hyperframe
0 1 2 ... 2045 2046 2047 3 h 28 min 53.76 s

superframe
0 1 2 ... 48 49 50
6.12 s
0 1 ... 24 25

multiframe
0 1 ... 24 25 120 ms

0 1 2 ... 48 49 50 235.4 ms

frame
0 1 ... 6 7 4.615 ms
slot
burst 577 µs

28
GSM protocol layers for signaling

Um Abis A
MS BTS BSC MSC

CM CM

MM MM

BSSAP
BSSAP
RR RR’
RR’ BTSM BTSM
SS7 SS7
LAPDm LAPDm LAPD LAPD

radio radio PCM PCM PCM PCM

16/64 kbit/s 64 kbit/s /

2.048 Mbit/s

29
 Mobile Terminated Call
1: calling a GSM subscriber
2: forwarding call to GMSC
4
3: signal call setup to HLR HLR VLR
5
4, 5: request MSRN from VLR 8 9
3 6 14 15
6: forward responsible calling 7
PSTN GMSC MSC
MSC to GMSC station 1 2
10 10 13 10
7: forward call to 16
current MSC BSS BSS BSS
11 11 11
8, 9: get current status of MS
10, 11: paging of MS 11 12
17
12, 13: MS answers MS

14, 15: security checks

16, 17: set up connection
30
 Mobile Originated Call

1, 2: connection request
3, 4: security check
5-8: check resources (free VLR

circuit) 3 4
6 5
9-10: set up call PSTN GMSC MSC
7 8
2 9
1
MS BSS
10

31
MTC/MOC
MS MTC BTS MS MOC BTS
paging request
channel request channel request
immediate assignment immediate assignment
paging response service request
authentication request authentication request
authentication response authentication response
ciphering command ciphering command
ciphering complete ciphering complete
setup setup
call confirmed call confirmed
assignment command assignment command
assignment complete assignment complete
alerting alerting
connect connect
connect acknowledge connect acknowledge
data/speech exchange data/speech exchange

32
4 types of handover

1
2 3 4
MS MS MS MS

BTS BTS BTS BTS

BSC BSC BSC

MSC MSC

33
Handover decision

receive level receive level

BTSold BTSold

HO_MARGIN

MS MS

BTSold BTSnew

34
 Handover procedure

MS BTSold BSCold MSC BSCnew BTSnew

measurement measurement
report result

HO decision
HO required HO request
resource allocation
ch. activation

HO command HO request ack ch. activation ack

HO command HO command
HO access
Link establishment

HO complete HO complete
clear command clear command
clear complete clear complete

35
 Security in GSM
Security services
❑ access control/authentication
⚫ user SIM (Subscriber Identity Module): secret PIN (personal identification
number)
⚫ SIM network: challenge response method
❑ confidentiality
⚫ voice and signaling encrypted on the wireless link (after successful
authentication)
❑ anonymity “secret”:
⚫ temporary identity TMSI • A3 and A8
available via the
(Temporary Mobile Subscriber Identity) Internet
⚫ newly assigned at each new location update (LUP) • network providers
can use stronger
⚫ encrypted transmission mechanisms
3 algorithms specified in GSM
❑ A3 for authentication (“secret”, open interface)
❑ A5 for encryption (standardized)
❑ A8 for key generation (“secret”, open interface) 36
 GSM - authentication

mobile network SIM

RAND
Ki RAND RAND Ki

AC 128 bit 128 bit 128 bit 128 bit

A3 A3
SIM
SRES* 32 bit SRES 32 bit

SRES
MSC SRES* =? SRES SRES
32 bit

Ki: individual subscriber authentication key SRES: signed response

37
 GSM - key generation and encryption

mobile network (BTS) MS with SIM

RAND
Ki RAND RAND Ki
AC 128 bit 128 bit 128 bit 128 bit SIM

A8 A8

cipher Kc
key 64 bit Kc
64 bit
data encrypted SRES
data
BSS
data MS
A5 A5

38
 Data services in GSM I
Data transmission standardized with only 9.6 kbit/s
❑ advanced coding allows 14,4 kbit/s
❑ not enough for Internet and multimedia applications
HSCSD (High-Speed Circuit Switched Data)
❑ mainly software update
❑ bundling of several time-slots to get higher
AIUR (Air Interface User Rate)
(e.g., 115.2 kbit/s using 8 slots, 14.4 each)
❑ advantage: ready to use, constant quality, simple
❑ disadvantage: channels blocked for voice transmission
AIUR [kbit/s] TCH/F4.8 TCH/F9.6 TCH/F14.4
4.8 1
9.6 2 1
14.4 3 1
19.2 4 2
28.8 3 2
38.4 4
43.2 3
57.6 4

39
 Data services in GSM II
GPRS (General Packet Radio Service)
❑ packet switching
❑ using free slots only if data packets ready to send
(e.g., 115 kbit/s using 8 slots temporarily)
❑ standardization 1998, introduction 2001
❑ advantage: one step towards UMTS, more flexible
❑ disadvantage: more investment needed (new hardware)
GPRS network elements
❑ GSN (GPRS Support Nodes): GGSN and SGSN
❑ GGSN (Gateway GSN)
⚫ interworking unit between GPRS and PDN (Packet Data Network)
❑ SGSN (Serving GSN)
⚫ supports the MS (location, billing, security)
❑ GR (GPRS Register)
⚫ user addresses

40
 GPRS quality of service

Reliability Lost SDU Duplicate Out of Corrupt SDU

class probability SDU sequence probability
probability SDU
probability
1 10-9 10-9 10-9 10-9
2 10-4 10-5 10-5 10-6
3 10-2 10-5 10-5 10-2

Delay SDU size 128 byte SDU size 1024 byte

class mean 95 percentile mean 95 percentile
1 < 0.5 s < 1.5 s <2s <7s
2 <5s < 25 s < 15 s < 75 s
3 < 50 s < 250 s < 75 s < 375 s
4 unspecified

41
GPRS architecture and interfaces

SGSN

Gn

BSS SGSN GGSN PDN

MS

Um Gb Gn Gi

MSC HLR/
GR

VLR EIR

42
 GPRS protocol architecture

MS Um BSS Gb SGSN Gn GGSN Gi

apps.

IP/X.25 IP/X.25

SNDCP GTP
SNDCP GTP
LLC LLC UDP/TCP UDP/TCP

RLC BSSGP IP IP
RLC BSSGP
MAC MAC
FR FR L1/L2 L1/L2
radio radio

43
 DECT
DECT (Digital European Cordless Telephone) standardized by
ETSI (ETS 300.175-x) for cordless telephones
❑ standard describes air interface between base-station and
mobile phone
❑ DECT has been renamed for international marketing reasons
into „Digital Enhanced Cordless Telecommunication“
❑ Characteristics
❑ frequency: 1880-1990 MHz
❑ channels: 120 full duplex
❑ duplex mechanism: TDD (Time Division Duplex) with 10 ms frame
length
❑ multplexing scheme: FDMA with 10 carrier frequencies,
TDMA with 2x 12 slots
❑ modulation: digital, Gaußian Minimum Shift Key (GMSK)
❑ power: 10 mW average (max. 250 mW)
❑ range: approx. 50 m in buildings, 300 m open space
44
DECT system architecture reference model

D4 D3
D2 VDB
PA PT
FT
local HDB
network
PA PT D1
global
FT network

local
network

45
 DECT reference model

C-Plane U-Plane
❑ close to the OSI reference
signaling, application
interworking processes model
❑ management plane over
all layers
❑ several services in
network C(ontrol)- and U(ser)-
management

OSI layer 3
layer plane
data link data link
control control
OSI layer 2
medium access control

physical layer OSI layer 1

46
 DECT layers I
❑ Physical layer
❑ modulation/demodulation
❑ generation of the physical channel structure with a guaranteed
throughput
❑ controlling of radio transmission
⚫ channel assignment on request of the MAC layer
⚫ detection of incoming signals
⚫ sender/receiver synchronization
⚫ collecting status information for the management plane

❑ MAC layer
❑ maintaining basic services, activating/deactivating physical channels
❑ multiplexing of logical channels
⚫ e.g., C: signaling, I: user data, P: paging, Q: broadcast
❑ segmentation/reassembly
❑ error control/error correction

47
 DECT time multiplex frame
1 frame = 10 ms

12 down slots 12 up slots

slot guard 420 bit + 52 µs guard time („60 bit“)

0 419
in 0.4167 ms
sync D field
0 31 0 387
A: network control
B: user data A field B field X field
0 63 0 319 0 3
X: transmission quality

protected DATA C DATA C DATA C DATA C

25.6 kbit/s 64 16 64 16 64 16 64 16
mode
simplex bearer
unprotected
32 kbit/s mode DATA

48
 DECT layers II
❑ Data link control layer
❑ creation and keeping up reliable connections between the mobile
terminal and basestation
❑ two DLC protocols for the control plane (C-Plane)
⚫ connectionless broadcast service: paging functionality
⚫ Lc+LAPC protocol:
in-call signaling (similar to LAPD within ISDN), adapted to the underlying
MAC service
❑ several services specified for the user plane (U-Plane)
⚫ null-service: offers unmodified MAC services
⚫ frame relay: simple packet transmission
⚫ frame switching: time-bounded packet transmission
⚫ error correcting transmission: uses FEC, for delay critical, time-bounded
services
⚫ bandwidth adaptive transmission
⚫ „Escape“ service: for further enhancements of the standard

49
 DECT layers III

❑ Network layer
❑ similar to ISDN (Q.931) and GSM (04.08)
❑ offers services to request, check, reserve, control, and
release resources at the basestation and mobile terminal
❑ resources
⚫ necessary for a wireless connection
⚫ necessary for the connection of the DECT system to the fixed
network
❑ main tasks
⚫ call control: setup, release, negotiation, control
⚫ call independent services: call forwarding, accounting, call redirecting
⚫ mobility management: identity management, authentication,
management of the location register

50
 Enhancements of the standard

Several „DECT Application Profiles“ in addition to the DECT

specification
❑ GAP (Generic Access Profile) standardized by ETSI in 1997
⚫ assures interoperability between DECT equipment of different
manufacturers (minimal requirements for voice communication)
⚫ enhanced management capabilities through the fixed network: Cordless
Terminal Mobility (CTM)
DECT DECT DECT
basestation Common Portable Part
Air Interface
fixed network

GAP
❑ DECT/GSM Interworking Profile (GIP): connection to GSM
❑ ISDN Interworking Profiles (IAP, IIP): connection to ISDN
❑ Radio Local Loop Access Profile (RAP): public telephone service
❑ CTM Access Profile (CAP): support for user mobility

51
 TETRA - Terrestrial Trunked Radio

Trunked radio systems

❑ many different radio carriers
❑ assign single carrier for a short period to one user/group of users
❑ taxi service, fleet management, rescue teams
❑ interfaces to public networks, voice and data services
❑ very reliable, fast call setup, local operation
TETRA - ETSI standard
❑ formerly: Trans European Trunked Radio
❑ offers Voice+Data and Packet Data Optimized service
❑ point-to-point and point-to-multipoint
❑ ad-hoc and infrastructure networks
❑ several frequencies: 380-400 MHz, 410-430 MHz
❑ FDD, DQPSK
❑ group call, broadcast, sub-second group-call setup

52
TDMA structure of the voice+data system

hyperframe
0 1 2 ... 57 58 59 61.2 s

multiframe
0 1 2 ... 15 16 17 1.02 s
CF
frame
0 1 2 3 56.67 ms Control Frame

0 slot 509
14.17 ms

53
 UMTS and IMT-2000
Proposals for IMT-2000 (International Mobile
Telecommunications)
❑ UWC-136, cdma2000, WP-CDMA
❑ UMTS (Universal Mobile Telecommunications System) from ETSI
UMTS
❑ UTRA (was: UMTS, now: Universal Terrestrial Radio Access)
❑ enhancements of GSM
⚫ EDGE (Enhanced Data rates for GSM Evolution): GSM up to 384 kbit/s
⚫ CAMEL (Customized Application for Mobile Enhanced Logic)
⚫ VHE (virtual Home Environment)
❑ fits into GMM (Global Multimedia Mobility) initiative from ETSI
❑ requirements
⚫ min. 144 kbit/s rural (goal: 384 kbit/s)
⚫ min. 384 kbit/s suburban (goal: 512 kbit/s)
⚫ up to 2 Mbit/s urban

54
 Frequencies for IMT-2000

1850 1900 1950 2000 2050 2100 2150 2200 MHz

ITU allocation MSS MSS
(WRC 1992) IMT-2000 
IMT-2000


T T
GSM DE UTRA MSS UTRA MSS
Europe D D
1800 CT D FDD   D FDD  

GSM MSS MSS

China IMT-2000 
IMT-2000

1800

cdma2000 MSS cdma2000 MSS

Japan PHS
W-CDMA  W-CDMA 

MSS MSS
North PCS rsv.
 
America
1850 1900 1950 2000 2050 2100 2150 2200 MHz

55
 IMT-2000 family

Interface
for Internetworking

IMT-2000
GSM ANSI-41
Core Network IP-Network
(MAP) (IS-634)
ITU-T

Initial UMTS Flexible assignment of

(R99 w/ FDD) Core Network and Radio Access

IMT-DS IMT-TC IMT-MC IMT-SC IMT-FT

(Direct Spread) (Time Code) (Multi Carrier) (Single Carrier) (Freq. Time)
IMT-2000 UTRA TDD
Radio Access UTRA FDD (TD-CDMA); cdma2000 UWC-136 DECT
ITU-R (W-CDMA) TD-SCDMA (EDGE)
3GPP 3GPP 3GPP2 UWCC/3GPP ETSI

56
Licensing Example: UMTS in Germany, 18. August 2000

❑ UTRA-FDD:
❑ Uplink 1920-1980 MHz
❑ Downlink 2110-2170 MHz
❑ duplex spacing 190 MHz
❑ 12 channels, each 5 MHz
❑ UTRA-TDD:
❑ 1900-1920 MHz,
❑ 2010-2025 MHz;
❑ 5 MHz channels
❑ Coverage: 25% of the
population until 12/2003,
50% until 12/2005

Sum: 50.81 billion €

57
 UMTS architecture (Release 99 used here!)

UTRAN (UTRA Network)

❑ Celllevel mobility
❑ Radio Network Subsystem (RNS)
❑ Encapsulation of all radio specific tasks

UE (User Equipment)
CN (Core Network)
❑ Inter
system handover
❑ Location management if there is no dedicated connection
between UE and UTRAN
Uu Iu
UE UTRAN CN

58
 UMTS domains and interfaces I

Home
Network
Domain

Zu
Cu Uu Iu Yu
Mobile Access Serving Transit
USIM
Equipment Network Network Network
Domain
Domain Domain Domain Domain

Core Network Domain

User Equipment Domain Infrastructure Domain

User Equipment Domain

❑ Assigned to a single user in order to access UMTS services
Infrastructure Domain
❑ Shared among all users
❑ Offers UMTS services to all accepted users

59
 UMTS domains and interfaces II
Universal Subscriber Identity Module (USIM)
❑ Functions for encryption and authentication of users
❑ Located on a SIM inserted into a mobile device
Mobile Equipment Domain
❑ Functions for radio transmission
❑ User interface for establishing/maintaining end-to-end connections
Access Network Domain
❑ Access network dependent functions
Core Network Domain
❑ Access network independent functions
❑ Serving Network Domain
⚫ Network currently responsible for communication
❑ Home Network Domain
⚫ Location and access network independent functions

60
 Spreading and scrambling of user data

Constant chipping rate of 3.84 Mchip/s

Different user data rates supported via different spreading factors
❑ higher data rate: less chips per bit and vice versa
User separation via unique, quasi orthogonal scrambling codes
❑ users are not separated via orthogonal spreading codes
❑ much simpler management of codes: each station can use the same orthogonal
spreading codes
❑ precise synchronisation not necessary as the scrambling codes stay quasi-
orthogonal
data1 data2 data3 data4 data5

spr. spr. spr. spr. spr.

code1 code2 code3 code1 code4

scrambling scrambling
code1 code2

sender1 sender2

61
 OSVF coding

1,1,1,1,1,1,1,1
1,1,1,1 ...
1,1,1,1,-1,-1,-1,-1
1,1
1,1,-1,-1,1,1,-1,-1
1,1,-1,-1 ...
X,X
1,1,-1,-1,-1,-1,1,1
X 1
1,-1,1,-1,1,-1,1,-1
X,-X 1,-1,1,-1 ...
1,-1,1,-1,-1,1,-1,1
SF=n SF=2n 1,-1
1,-1,-1,1,1,-1,-1,1
1,-1,-1,1 ...
1,-1,-1,1,-1,1,1,-1

SF=1 SF=2 SF=4 SF=8

62
 UMTS FDD frame structure

❑W-CDMA
Radio frame ❑ 1920-1980 MHz uplink
❑ 2110-2170 MHz downlink
10 ms 0 1 2 ... 12 13 14
❑ chipping rate:
3.840 Mchip/s
Time slot
❑ soft handover
666.7 µs Pilot TFCI FBI TPC uplink DPCCH ❑ QPSK
2560 chips, 10 bits
❑ complex power control
(1500 power control
666.7 µs Data uplink DPDCH cycles/s)
2560 chips, 10*2k bits (k = 0...6)
❑ spreading: UL: 4-256;
DL:4-512
666.7 µs Data1 TPC TFCI Data2 Pilot downlink DPCH

DPDCH DPCCH DPDCH DPCCH FBI: Feedback Information

TPC: Transmit Power Control
2560 chips, 10*2k bits (k = 0...7)
TFCI: Transport Format Combination Indicator
DPCCH: Dedicated Physical Control Channel
Slot structure NOT for user separation
DPDCH: Dedicated Physical Data Channel
but synchronisation for periodic functions!
DPCH: Dedicated Physical Channel

63
 UMTS TDD frame structure (burst type 2)

Radio frame
10 ms 0 1 2 ... 12 13 14

Time slot
666.7 µs Data Midample Data Traffic burst
GP
1104 chips 256 chips 1104 chips
GP: guard period
2560 chips 96 chips

❑TD-CDMA
❑ 2560 chips per slot
❑ spreading: 1-16
❑ symmetric or asymmetric slot assignment to UL/DL (min. 1 per direction)
❑ tight synchronisation needed
❑ simpler power control (100-800 power control cycles/s)

64
UTRAN architecture
RNS RNC: Radio Network Controller
RNS: Radio Network Subsystem
UE1 Node B Iub
Iu

RNC CN
UE2
Node B UTRAN comprises several
RNSs
UE3 Node B can support FDD or
TDD or both
Iur
Node B RNC is responsible for handover
Iub decisions requiring
signalingto the UE
Node B
RNC Cell offers FDD or TDD

Node B

RNS

65
 UTRAN architecture
RNS RNC: Radio Network Controller
UE
RNS: Radio Network Subsystem
Node B Iub
UTRAN comprises several RNSs
RNC Node B can support FDD or TDD
Iu
or both
Node B

CN

Iur
Node B RNC is responsible for handover
Iub
decisions requiring signaling
Node B to the UE
RNC
Cell offers FDD or TDD
Node B
RNS

66
 UTRAN functions

❑ Admission control
❑ Congestion control
❑ System information broadcasting
❑ Radio channel encryption
❑ Handover
❑ SRNS moving
❑ Radio network configuration
❑ Channel quality measurements
❑ Macro diversity
❑ Radio carrier control
❑ Radio resource control
❑ Data transmission over the radio interface
❑ Outer loop power control (FDD and TDD)
❑ Channel coding
❑ Access control

67
 Core network: protocols

VLR

PSTN/
MSC GMSC
GSM-CS ISDN
RNS
backbone

HLR

RNS

SGSN GGSN PDN (X.25),

Layer 3: IP Internet (IP)
GPRS backbone (IP)
Layer 2: ATM
SS 7
Layer 1: PDH,
SDH, SONET

UTRAN CN

68
 Core network: architecture

VLR
BSS
BTS Abis Iu

BSC MSC GMSC

PSTN
Node
BTSB
IuCS
AuC
EIR HLR

GR
Node B
Iub

Node B
RNC SGSN GGSN
Gn Gi
Node B IuPS
RNS CN

69
 Core network

The Core Network (CN) and thus the Interface Iu, too, are separated into
two logical domains:
❑ Circuit Switched Domain (CSD)
❑ Circuit switched service incl. signaling
❑ Resource reservation at connection setup
❑ GSM components (MSC, GMSC, VLR)
❑ IuCS
❑ Packet Switched Domain (PSD)
❑ GPRS components (SGSN, GGSN)
❑ IuPS
❑ Release 99 uses the GSM/GPRS network and adds a new radio
access!
❑ Helps to save a lot of money …
❑ Much faster deployment
❑ Not as flexible as newer releases (5, 6)

70
 UMTS protocol stacks (user plane)
UE Uu UTRAN IuCS 3G
MSC
apps. &
protocols
Circuit RLC
RLC SAR
SAR
switched MAC MAC AAL2 AAL2

radio radio ATM ATM

UE Uu UTRAN IuPS 3G Gn 3G
apps. & SGSN GGSN
protocols
IP, PPP, IP tunnel IP, PPP,
… …
Packet PDCP GTP
PDCP GTP GTP GTP
switched RLC RLC UDP/IP UDP/IP UDP/IP UDP/IP
MAC MAC AAL5 AAL5 L2 L2
radio radio ATM ATM L1 L1

71
 Support of mobility: macro diversity

Multicasting of data via

several physical channels
❑ Enables soft handover
❑ FDD mode only

UE Node B
Uplink
❑ simultaneous reception of UE
data at several Node Bs
❑ Reconstruction of data at
Node B RNC CN Node B, SRNC or DRNC
Downlink
❑ Simultaneous transmission of
data via different cells
❑ Different spreading codes in
different cells

72
 Support of mobility: handover

From and to other systems (e.g., UMTS to GSM)

❑ This is a must as UMTS coverage will be poor in the beginning
RNS controlling the connection is called SRNS (Serving RNS)
RNS offering additional resources (e.g., for soft handover) is called Drift
RNS (DRNS)
End-to-end connections between UE and CN only via Iu at the SRNS
❑ Change of SRNS requires change of Iu
❑ Initiated by the SRNS
❑ Controlled by the RNC and CN

Node B SRNC CN
Iub Iu
UE Iur

Node B DRNC
Iub

73
 Example handover types in UMTS/GSM

UE1
Node B1 RNC1 3G MSC1
Iu
UE2
Node B2 Iub Iur

UE3 Node B3 RNC2 3G MSC2

UE4
BTS BSC 2G MSC3
Abis A

74
 UMTS services (originally)

Data transmission service profiles

Service Profile Bandwidth Transport mode
High Interactive MM 128 kbit/s Circuit switched Bidirectional, video telephone
High MM 2 Mbit/s Packet switched Low coverage, max. 6 km/h
Medium MM 384 kbit/s Circuit switched asymmetrical, MM, downloads
Switched Data 14.4 kbit/s Circuit switched
Simple Messaging 14.4 kbit/s Packet switched SMS successor, E-Mail
Voice 16 kbit/s Circuit switched

Virtual Home Environment (VHE)

❑ Enables access to personalized data independent of location, access
network, and device
❑ Network operators may offer new services without changing the network
❑ Service providers may offer services based on components which allow the
automatic adaptation to new networks and devices
❑ Integration of existing IN services

75
Questions?