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Introduction
Anya Plutynski
DOI:10.1093/oso/9780199967452.003.0001
If you wanted to successfully invade a complex organization, what would you do?
You would:
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Introduction
• Recruit your neighbors or, if they fail to cooperate with you, gradually make
it difficult for them to carry on.
Many cancers1 fit this description strikingly well. Cancer begins with minor
modifications to the body’s cells and tissues. It can take decades for a population
of incipient cancer cells to develop into an invasive tumor. Tissues long subject
to environmental insults, infections, and inflammation are more likely than other
tissues to develop a cancer (Grivennikov et al., 2010). Cancer cells co-opt the
physical and communication infrastructure in their environment. They send
signals akin to those of a healing wound—signals that attract a blood (p.2)
supply, induce the secretion of growth factors, and reshape the architecture of
surrounding tissues in ways that permit invasion and metastasis (Egeblad,
2010). Tumors are sometimes said to “recruit” surrounding healthy cells and
tissue to their cause; these cells acquire various “cancer-associated” properties
that enhance a tumor’s capacity to grow and, eventually, invade (Hanahan and
Coussens, 2012). Cancers also may be said to acquire an arsenal for resistance:
as cells divide, they acquire a reservoir of mutations, many of which may play
important roles in enabling the cell to block signals from the environment that
ordinarily prompt cell death, resist or escape the body’s immune response, or,
eventually, enable resistance to chemotherapy. Metastatic cells attract platelet
“couriers” that function as a “disguise,” enabling them to evade detection as
they spread throughout the body (Egeblad et al., 2010).
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Introduction
Many readers may find this picture of cancer counterintuitive, for cancer is
typically understood to be due to a breakdown in function. Indeed, cancer is
sometimes described as a “failure” in the functional organization of tissues or a
“breakdown” in the mechanisms that ordinarily maintain this precise functional
organization, akin to the breakdown of a car over time. There is surely
something correct in this view, for the incidence of cancer increases (for the
most part) as a power of age much as cars break down over time. Our cells
divide over our lifetimes, and errors in the replication of DNA during cell
division accumulate. These errors contribute, over time, to the risk of cancer
developing in given tissues. Tissues with higher rates of turnover of specific
types of cells (somatic stem cells) accumulate more mutations and thus,
according to Tomasetti and Vogelstein (2015), are subject to higher rates of
cancer. This is just what is expected on the “breakdown” picture of cancer. Just
as the breakdown of a car is due to the parts’ failure to perform their proper
functions, (p.3) cancer cells fail to perform functions typical of normal or
healthy breast, prostate, and brain cells.
Which view is correct? Are cancers a process of natural selection, or are they a
breakdown in functional organization? This question poses a false contrast. In
my view, the strategic and breakdown views of cancer are not at odds. While
from the perspective of the organism as a whole, cancer is a failure, from the
admittedly short-term perspective of cancer cells, cancer progression may also
be viewed as akin to a selective process. Cancer is like a car breaking down, at
least in some respects, but significantly unlike a car breaking down in others.
The differences are illuminating; they tell us something important about
organisms and how they fail, how organisms are like and unlike artifacts, and
thus also how biological explanations of disease are like and unlike the
explanations offered by car mechanics.
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Introduction
Third, organisms are hierarchically organized; they have parts within parts, and
systems of functional organization within other systems. In this, they are not
dissimilar to cars. However, the relationships between the parts of an organism
change over the course of development, and indeed, as cancers develop. Parts
unique to one subsystem can be redeployed to perform different functions in
different systems. This multi-use architecture contributes to various trade-offs in
fitness. What may be an adaptive trait at one stage in development or life history
(the life course extending from birth through adolescence, middle age, and
death) may become maladaptive at another. Traits that are advantageous, and
perhaps optimize fitness, at one stage of development may increase the risk of
disease later in life (Crespi and Summers, 2005).
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Introduction
Last but not least, the sex, species, family, or genus to which an organism
belongs shapes how, when, and why the organism is more or less vulnerable to
disease, and cancer in particular (Aktipis et al., 2015). For instance, there are
patterns of association between sex and cancer incidence and mortality, and
thus the evolution and development of sex-specific traits may explain in part
distinct patterns in cancer etiology (Sun et al., 2015; Crespi and Summers, 2005).
Larger body size and longer life span are associated with more somatic cell
divisions during an organism’s lifetime. It follows that larger animals may be
expected to have higher rates of cancer or, perhaps, better ways of preventing
cancer. This prediction is borne out in at least one interesting case: whereas
humans have only one copy of TP53 (a gene associated with tumor suppression),
elephants have twenty copies of this same gene, which may have evolved to
serve a protective function, given elephants’ relative size and long life span
(Abegglen et al., 2015). Of course, body size and rate of somatic cell division are
not likely to have (p.5) a direct, linear relationship to cancer risk. For tissue
architecture and the presence of certain kinds of cells (tissue-specific somatic
stem cells) also play an important role in shaping when, where, and how cancer
arises in different tissue types, across different species (Laplane, 2016). This
may well be an example of another adaptation to the intrinsic risk of cancer for
all multicellular organisms (Crespi et al., 2005).
In sum, there are several ways in which our vulnerability to disease is shaped by
our evolutionary and developmental history, and thus there are several reasons
why explaining disease is not quite like explaining the breakdown of a car. First,
organisms, unlike artifacts, have an ontogeny and phylogeny, and these
historical processes in part shape how and when we fail. We have various
features and capacities (modularity, redundancy, plasticity) that enable self-
maintenance. We are subject to fitness trade-offs, and our vulnerability to cancer
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Introduction
There are three upshots of this discussion. First, it often happens in science that
two ways of thinking about a class of phenomena that may prima facie seem at
odds can be shown to be consistent, provided we narrow or make more precise
their domain of application. Second, theoretical perspectives or models are
always (inevitably) partial in their explanatory scope. Third, cancer is such a
heterogeneous kludge of many different diseases, and is so causally complex,
that it may be examined from different angles and can be analogized to (p.6)
almost anything.2 Cancer may be viewed as akin to a car breaking down, a
process of natural selection, an infectious disease (Liu et al., 2016), a process of
development, and even the growth of an ecological community.
Scientists often deploy metaphors and analogies like these as tools for
investigation, to inspire novel hypotheses (Hesse, 1966; Campbell, 1920). Some
have claimed that the price of deploying metaphor is eternal vigilance.3
However, scientists do not intend analogical models to represent the system of
interest in all respects, or even entirely accurately in the respects intended. “As
if” thinking enables scientists to formulate hypotheses, make predictions, and
increase their understanding. What precise relation ought to hold between a
model and the system of interest depends on what scientists intend to use the
model for (Morgan and Morrison, 1999; Teller, 2001; Giere, 1999). Imperfect
knowledge of the respects in which or the degree to which our model fits the
world is to be expected. Indeed, mapping the contours of what we don’t know
may be exactly what we are interested in pursuing with “as if” thinking.
No model can possibly represent the world in all possible respects. Rosenbleuth
and Wiener made this point rather well almost seventy-five years ago:
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Introduction
Rosenblueth and Weiner are resisting the extreme of what van Fraassen called
“naïve realism”: the view that “the picture science gives us of the world is a true
one, faithful in its details,” or that the aim of science is to recapitulate the world
itself, in exacting detail. Even our best theories may aspire to capture the truth
(p.7) only in some respects or to some degree; indeed, sometimes building a
false model is the best way to get to truth (Wimsatt, 1987). Model-building often
involves deliberate falsehood or idealization. Phenomena of interest may be
represented as a product of a set of variables in a directed graph, as a
mathematical equation, or as a lattice or network; each choice may serve a
distinct purpose or several purposes.
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Introduction
scientific kind comes to a homeostatic property cluster (or HPC) kind. While it is
prima facie persuasive, the HPC account suffers from both regress and
ambiguity problems. For on the HPC view, we first need to find a principled way
to pick (p.8) out or demarcate “mechanisms”; and second, we need to
determine what suffices for a mechanism to count as “homeostatic.” I argue that
even were we to agree upon “the” mechanisms for cancer (which, in my view, is
a pragmatic matter at best; cf. Craver, 2009), whether these mechanisms are
homeostatic is far from obvious. However, viewing cancer as a single disease
with a common underlying mechanistic basis—or at minimum, shared features—
was nonetheless a fruitful research program. Lange (2007) arrives at the
opposite conclusion from Khalidi; he argues that cancer is at best a “kludge,”
and advances in molecular subtyping of cancer hail the “end of diseases” as
natural kinds. I argue that while molecular and biochemical features of a tumor
and patient are useful and important to know, they are not sufficient to serve
scientists’ and clinicians’ diverse explanatory and predictive purposes. I then use
this case study to consider the more general question of what it means for a
classificatory category to be “natural” and what it means for it to be “scientific.”
I consider several alternative accounts of natural or scientific kinds, the “simple
causal view,” the “stable property cluster” view, and “scientific kinds” (Craver,
2009; Khalidi, 2013; Slater, 2014; Ereshefsky and Reydon, 2016). These better
accommodate diverse modes of classification deployed in scientific practice.
However, they also illustrate how the line between natural and non-natural kinds
may be impossible to draw in a domain-general way (cf. Slater, 2014). Scientists’
goals and thus criteria for classification are often far more domain-specific than
philosophers have assumed; the general category of “natural” kinds is not, after
all, terribly natural (cf. Khalidi, 2013; Ereshefsky and Reydon, 2016).
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Introduction
involves assessing the risk of future harm, or what Aronowitz (2015) has called
“risky medicine.” Naturalistic accounts of disease underdetermine our choices of
(p.9) how or where to draw the line between health and disease, in such cases.
Indeed, some naturalists have incorporated into their account the fact that
compromises to health or “healthy functioning” are a matter of degree (see, e.g.,
Schwartz, 2007, 2008; Hausman, 2014). I argue for a mixed view that
incorporates both empirical and normative judgment and risk assessments; this
view, I claim, makes more transparent when and how values enter into
judgments about disease.
Genomic medicine has lately been hailed as a tool for cancer prognosis and
treatment, potentially resolving some of the uncertainty about which cancers are
more likely to respond to which treatment, and perhaps also which early-stage
cancers are likely to be more (or less) aggressive. Differences in gene expression
among cancers will, on this view, be precise predictors of prognosis and
treatment response. While this approach has great promise, in Chapter 3 I
confront a variety of questions that the approach raises as to how we define and
explain cancer. Drawing upon useful distinctions some philosophers of science
have drawn between causal relevance, strength, and specificity (cf. Hausman,
2010; Woodward, 2010), I argue that while genes are causally specific, they are
by no means the only causally specific factors in cancer etiology. As a backdrop
to this discussion, I introduce what I call the “mechanistic research program” in
cancer, according to which progression to cancer involves breakdowns in
regulatory controls on gene expression in ways that affect cell birth and death.
Disorderly cellular growth is affected, however, by many pathways, and
mutations to genes like src, ras, myc, APC, p53, and others are only one of many
nodes in these pathways. Mutations to “cancer” genes play a causal role in the
progression to cancer; but the causal role these mutations play is strongly
context-dependent. That is, mechanisms for cancer are unstable, highly context-
dependent, and local in their effects. Many causes at and above the cellular level
act and interact in cancer, and so explaining cancer requires a more integrative,
multiscale approach. I place this discussion in the context of what philosophers
have called the “causal selection” problem. I conclude by considering several
accounts of causal selection and argue that ultimately the causal selection
problem is not one but several different problems, requiring different and
context-specific solutions.
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Introduction
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Introduction
1980). Research programs are successful to the extent that they set out
problems or puzzles worth solving.
This question led me to yet further questions, which led ultimately to this book. I
spent several years taking courses at the medical school at the University of
Utah and at Washington University in St. Louis. I am immensely grateful to the
scientists and clinicians who had the patience to answer my questions and
permitted me to sit in on their lectures, lab meetings, and seminars. The book is
(roughly) structured around the (initially naive) questions I had about cancer,
growing out of my personal experience: What is cancer? How is cancer
distinctive as a disease? How do scientists investigate cancers’ causes? When
and why do they claim to have good evidence for this or that cause of this
outcome? Is there a “general theory” of cancer causation? Can we even “explain
cancer” in general? Or is the search for general explanations of cancer
misguided?
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Introduction
(p.12) expect the variety of modes and methods of classification that cancer
scientists and pathologists use to become unified, or derived from a common
“essential” set of properties or features of cancer types and subtypes? Why or
why not? What does this case teach us about natural classifications in
science?
• What does it mean to say that cancer is a “genetic” disease? Why do cancer
scientists pick out genetic mutations as such important causal factors for
cancer? Are there “genes for” cancer?
• What are the most important environmental causes of cancer, and how do
epidemiologists investigate these causes? What can environmental
epidemiology teach us about evidential reasoning in science in general? How
are the adequacy conditions on evidence tied to (or how ought they be tied to)
what we wish to use our evidence for?
Standing behind all these questions is a larger question: What does it mean to
“explain” cancer? One’s first response to such a question might be to point out
that the question is vague. There are societal, economic, institutional,
environmental, and of course biological causes of cancer. Which of these many
causes provides “the answer” to this question? Perhaps there is no single
general explanation for “cancer” broadly understood. A second response is the
following: this is an empirical question. What role, if any, might philosophers
have in service of addressing such a question?
Many scientists may be familiar with philosophers of science like Karl Popper
and Thomas Kuhn. They may have followed various public debates about
teaching evolution in public schools, and so may be familiar with philosophers of
science who address questions that such cases raise about how to demarcate
science from pseudoscience. There are some pat answers to these questions—for
instance, Popper argued that falsifiable hypotheses and crucial experiments are
essential to scientific inquiry. However, as the case of evolutionary biology
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Introduction
Like life on earth, cancers often bear only traces of their origins. Thus, cancer
scientists often have to make indirect inferences about the history of this disease
from investigations of properties of tumors or metastatic disease in deceased
patients, investigations in cell culture, or experiments with model organisms.
Cancer cells in culture and model organisms are only imperfect models of cancer
in vivo. This is only part of the reason why the investigation of cancer, in
general, is a hard problem. There are also a variety of causal factors of
relevance to cancer, operating on a variety of temporal and spatial scales—from
biochemical interactions at or below the level of the cell to the evolutionary
timescale. So cancer scientists must draw upon diverse disciplines to draw
inferences about how cancer is caused and might be prevented. However, fitting
all these perspectives together can be a challenge, to say the least. The
complexity of cancer, and of cancer science, requires that we rethink the picture
of science inherited from philosophers like Popper.
[A] system can be viewed from a number of different perspectives, and that
these perspectives may severally yield different non-isomorphic
decompositions of the system into parts . . . systems for which these
different perspectives yield decompositions of the system into parts whose
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Introduction
boundaries are not spatially coincident are properly regarded as more (p.
14) descriptively complex than systems whose decompositions under a set
of perspectives are spatially coincident.
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Introduction
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Introduction
How does all this bear on cancer and on explaining and understanding cancer?
Steve Frank once said (personal communication) that for a cancer scientist with
interests in metabolic features of cancer, everything of interest in cancer can be
explained by metabolism, whereas for a cancer scientist interested in stem cells,
everything of interest in cancer can be explained by stem cells. Frank was
making a joke, but it is a telling one; each scientist investigating one of several
ways of decomposing the causal factors of relevance to cancer is likely to see
such factors as centrally important to many, if not all, aspects of cancer initiation
and progression. But, of course, no one scientist is going to give us the whole
picture. This could be predicted for descriptively and interactionally complex
systems (Wimsatt, 1972). This interactive complexity of organisms has massive
implications both for our study of living things and for our study of how they
break down.
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Introduction
Notes:
(1.) Carcinoma is the most common form of cancer. Carcinomas begin in
epithelial tissues, such as the colon, skin, and breast. Leukemia, lymphoma, and
sarcoma are distinct kinds of cancer that originate in different cell types. While
they resemble carcinoma in some respects, the description above of invasion and
metastasis is drawn largely from work on carcinomas. Please see Appendix for
detail.
(2.) I will say more about this later, but roughly, this is the idea that we can
decompose cancer in a variety of ways and identify causal processes and
relationships at a variety of temporal and spatial scales. For discussions of
causal complexity, see, e.g., Wimsatt (1972) and Mitchell (2003, 2009); more
recently, Bertolaso (2016) argues that cancer is causally complex as well.
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