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A. Fernandez Guillermet
Consejo Nacional de Investigaciones Cientificas y Tecnicas, Centro Atomico Bariloche,
8/00 San Carlos de Bariloche, Argentina
I. INTRODUCTION tio calculation has also been performed for Fe3C. In the
present paper, we rely on these results in an analysis
The fundamental problem of understanding cohesion of cohesive properties and bonding energies. Although
and bonding in solids can be approached in many ways, our previous works contain values both &om theoreti-
leading to different kinds of insight. The bonding cal calculations and from assessments of thermodynamic
strength is often measured by a single quantity, e.g. , the information, the discussion in this paper will be based
enthalpy of formation 4 H or the cohesive energy E, h. only on cohesive properties as obtained from ab initio
It may be instructive to divide 4 H or E, h into sep- linear-muffin-tin-orbitals (LMTO) band-structure calcu-
arate contributions that can be given simple interpreta- lations. This is sufhcient for our purposes since we have
tions. The separation is not unique, and its relevance shown that ab initio calculations, when correctly inter-
should be tested on a large number of materials. Ab preted, yield cohesive energies and enthalpies of forma-
initio electronic-structure calculations provide a useful tion in good agreement with experiment, except for an
and flexible tool for such studies, but at present they almost constant energy shift.
yield results that contain significant errors. A theoret- The NaCl structure compounds formed by metals
ical discussion of bonding mechanisms should therefore with C and N are often referred to as interstitial
be preceded by a detailed comparison between ab initio compounds. They are then conceived as a metallic lat-
results and experimental information in order to get a tice in which nonmetal atoms have been inserted at inter-
good understanding of the discrepancies between theory stitial positions. In order to accommodate the nonmetal
and experiment. atoms, the metallic lattice may have to expand, thus re-
We have recently carried out extensive ab ini- ducing part of the energy associated with metal-metal
tio electronic-structure calculations and assessments bonds. Here, we adopt this view in a quantitative study
of thermodynamic information on 3d-, 4d-, and Gd- of contributions to the bonding energy. We distinguish
transition-metal carbides and nitrides in the NaC1 crystal between (i) the energy corresponding to the formation of
structure, altogether 48 compounds. Further, we have a metal fcc lattice from free metal atoms, (ii) the energy
considered thermodynamic information on the cohesive change when expanding this lattice to the lattice spacing
properties of complex 3d-transition-metal (M) carbides of the carbide or nitride, and (iii) the change in chemi-
M&C2 ) M2C M7C3 M5C2 MBC and M23C6 and on
&
cal bonding energy due to insertion of nonmetal atoms
some complex 3d-transition-metal nitrides. An ab ini- into the metal lattice. The main thermodynamic facts we
)] —Et t [M(")],
7
50 I I I I I I I
TABLE I. Ab initio calculated equilibrium lattice parame-
ters ao" of 3d-, 4d- and 5d-transition metals in the fcc struc-
40— —
---
3d
4d
ture.
.--- 5d (f~c) (fee) (ace)
30— ao ao ao
(a.u. ) (a.u. ) (a.u. )
E 20— Sc 8.55 Y 9.40 La 10.05
Tl 7.68 Zr 8.52 Hf 8.39
g 10— V 7.16 Nb 8.00 Ta 7.98
Cr 6.81 Mo 7.61 W 7.67
0— Mn 6.59 Tc 7.37 Re 7.46
Fe 6.49 Ru 7.24 Os 7.36
10 I I I I I I I I
Co 6.46 Rh 7.24 Ir 7.37
Sc Ti V Cr Mn Fe Co Ni
Y Zr Nb Mo Tc Ru Rh Pd
Ni 6.53 Pd 7.37 pt 7.50
La Hf Ta W Re Os Ir Pt
150—
400—
100—
300—
50-
200—
I I I I I I I I
Sc Ti V Cr Mn Fe Co Ni Sc Ti V Cr Mn Fe Co Ni
400— 50-
40-
300—
E
8 30-
200— N
20-
'K
100—
j0
I I I I I I
Y Zr Nb Mo Tc Ru Rh Pd Y Zr Nb Mo Tc Ru Rh Pd
I I
400— 30-
300— 20-
200—
10-
MN
100—
I I I I
La Hf Ta W Re Os Ir Pt La Hf Ta W Re Os Ir Pt
FIG. 3. Calculated enthalpies of formation at zero kelvin, FIG. 4. Calculated volume expansion energies AE „~s[M]
A H'(0), for 3d-, 4d-, and 5d-transition-metal carbides and for 3d-, 4d-, and 5d-transition metals [cf. Eq. (2)]. Note the
nitrides. different scales on the energy axis.
11 688 J. HAGLUND et al. 48
500
400 —
— 3d
4d
electronic states originate from carbon 8 electrons. No
significant electronic DOS is observed at the metal sites
~ --- 5d ~I
I I I I
Total DOS I
MN
50.0— 200—
Sc Ti V Cr Mn Fe Co Ni
0.0
400-
O
50.0—
C4
300—
0.0 I
I
I
10.0—
I
I
200—
I
I
0.0 I
04 Fe s I
I
I
Y Zr Nb Mo Tc Ru Rh Pd
5, 0— I
I
0.0 400—
C p
10.0— 300—
0.0
20.0
0.0
-
~ C s
100—
La Hf Ta W Re Os Ir Pt
FIG. 6. Calculated electronic density of states for FeC in FIG. 7. Calculated bonding energies —AE'b „g for 3d-, 4d-,
the NaCl structure. Note the difFerent scales on the DOS axis. and Sd-transition metals [cf. Eq. (4)].
48 THEORY OF BONDING IN TRANSITION-METAL CARBIDES. . . 11 689
formation is a decrease in the magnitude of LEb „g. This has shown that the antibonding part of the p-d hybridized
is seen by comparing Figs. 3, 4, and 7. We conclude that states has strong metal d character while the nonmetal p
the electronic energy levels at the Fermi levels of these character is more pronounced in the bonding electronic
compounds are best described as antibonding states. states. We suggest that this effect explains why only a
For the compounds formed by metals in the last part small nonmetal p contribution is seen in the antibonding
of the transition-metal series, the AoH(0) values from region of the DOS in NaCl structure MX compounds.
our ab initio calculations remain almost constant, Fig. 3. Gelatt, Williams, and Moruzzi focused on NaCl
This trend is confirmed by our analysis of thermodynamic structure transition-metal monoborides, as an example
information. The same slow variation is also present of interstitial metal-nonmetal compounds, but AoH(0)
in AEb~„g (Fig. 7) for the 4d- and 5d-series compounds, curves for NaC1 structure carbides and nitrides of the
while LEb „g in the later part of the 3d series shows a 4d-transition metals were also presented. Prom ab ini-
slow decrease in magnitude. It is reasonable to describe tio calculations of the enthalpy of formation, they con-
the electronic states being filled in these compounds as cluded that the decrease in the magnitude of 6 H(0)
nonbonding, since they do not increase the cohesive en- in the middle of a transition-metal series (cf. Fig. 3) is
ergy of the compound, relative to that of the pure metal. mainly a volume effect, i.e. , it reHects a loss of metal-
It is possible that the different trend in the later part of metal bonding energy as the metal expands to form a
the 3d series is due to magnetic effects in these elements. metal-nonmetal compound. Moreover, they observed a
Figure 8 gives a schematic view of the bonding, antibond- decrease in the magnitude of A H(0) towards the end
ing, and nonbonding character of the electronic DOS for of the transition-metal series, which was explained as
the present NaC1 structure compounds. Our model DOS due to the filling of antibonding p-d hybridized states.
emphasizes the relatively low DOS values in the bonding Our interpretation of the variation in E H(0) for NaCl
and antibonding regions compared with the large DOS in structure compounds leads to a picture which is differ-
the nonbonding energy range. This observation will be ent Rom that of Gelatt, Williams, and Moruzzi We
used in the following section to qualitatively account for find that the decrease in the magnitude of b, H(0) in
some differences between the NaC1 structure compounds the middle of the transition-metal series is mainly the
and those with more complex crystal structure. result of reduced chemical bonding, while volume effects
It should be remarked that there is no a priori rea- account only for a minor part of the variation. Further,
son for the existence of a clean separation of the elec- we observe an almost constant 4 H(0) in the last part of
tronic energy spectrum into bonding, antibonding, and the transition-metal series. In that region, KoH(0) ob-
nonbonding regions. Such a simplified view can only be tained by Gelatt, Williams, and Moruzzi decreases in
adopted if bonding energies, as in this case (Fig. 7), show magnitude, which explains why they come to a different
a clear pattern of variation. In contrast with the transi- conclusion regarding the bonding character of the states
tion kom bonding to antibonding states, which often ' in the upper part of the electronic energy spectrum.
is connected with a well-defined minimum in the elec-
tronic DOS, the antibonding or nonbonding character of
the later part of the MX DOS (Fig. 6) cannot be eas- IV. COMPLEX CARBIDES AND NITRIDES
ily distinguished. This is partly due to the ambiguous
separation of crystal space in atomic DOS projections We now turn to the complex carbides M3C2, M2C,
which, e.g. , may cause tails of metallic d orbitals to be M7C3 MSC2) M3C, and M23C6. Many of them have
seen as nonmetal p states. A second complication is that been studied experimentally, when M is a transition
the bonding and antibonding states may be nonsymmet- metal in the later part of the 3d series. That enabled
rically distributed on different types of atoms. Schwarz us to derive4 the enthalpies of formation 6 H(To) which
are shown in Fig. 1. We shall now give an interpreta-
tion of variations in A H(To), based on the electronic
structure.
MX The large number of atoms per unit cell needed to de-
scribe the crystal structures of the complex carbides is
8 A N the reason why an ab initio calculation for alt of them
is not yet realistic. We have previously performed band-
0A structure calculations on Fe3C in its ferromagnetic state.
In the present discussion, we will partly invoke band-
M~X
filling arguments, and it is more relevant to consider Fe3C
in a nonmagnetic electronic configuration. The result-
B A N
ing DOS is shown in Fig. 9. We note that many of the
general features in the electronic DOS of NaCl structure
Energy
compounds (Fig. 6) are found also for FesC. For instance,
FIG. 8. Schematic electronic densities of states illustrat- the lowest lying band is still of carbon s character and
ing the bonding (H), antibonding (A), and nonbonding (N) well separated f'rom other states. Further, the dominant
character of difFerent energy regions in the energy spectrum contributions to the central part of the valence energy
for NaC1 structure carbides and nitrides (upper curve) and spectrum come from carbon p states and metal d states.
M3X compounds (lower curve). There, we distinguish a low-energy part which contains
11 690 J. HAGLUND et al. 48
p-d hybridized states and a region which mostly consists Total DOS
of states with metal d character. An important differ- 400.0—
ence between the energy spectrum of Fe3C and that of
the NaCl structure compounds is that the DOS for M3C
200.0- I)
lacks the pronounced. structures that are seen in the DOS 0.0
Fed
I
I
I
400.0—
I
100.0-
I
I
I
I
carbide s. 0.0 I I I g
We will now argue that many of the features of A H -0.4 -0.2 0.0 0.2 0.4 0.6 0.8 1.0
in Fig. 1 can be understood in terms of our simplified Energy (Ry)
model DOS curves as in Fig. 8. Consider the first part FIG. 9. Calculated electronic density of states for nonmag-
of the transition-metal series. The rise in the magni- netic Fe3C. Note the diferent scales on the DOS axis.
tude of L H in this region for NaCl structure carbides
was explained above as due to the filling of bonding, p-d
hybridized states. The same increase is seen for all com- Thermodynamic data on 4
H for some stable com-
plex carbides. Since we showed that the DOS of Fe3C in plex 3d-transition-metal nitrides show the same qualita-
this energy range consists of hybridized p-d states, it is tive behavior as for the corresponding carbides. In view
reasonable to invoke the same explanation also for com- of the similarities in the electronic structures of the NaCl
plex carbides. We note that the broad minimum which structure carbides and nitrides of the 3d series, we expect
separates bonding and antibonding states in the DOS of that the interpretation above of the bonding in complex
the NaC1 structure compounds is not present for Fe3C. 3d-transition-metal carbides can be extended to the ni-
This leads to a smaller bandwidth and a larger average trides. Likewise, we expect complex carbides and nitrides
DOS for the p-d hybridized region in FesC (cf. Fig. 8) formed by 4d- and 5d-transition metals to follow the same
and thus to a smaller energy gain associated with filled pattern.
bonding p-d hybridized states. A second factor which
afFects the increase in the magnitude of L H is the rel-
ative carbon (or nitrogen) content of the compound. A V. CONCLUSIONS
lower nonmetal concentration will lead to fewer metal-
nonmetal bonds and thus to a lower energy associated The purpose of this paper has been to increase the un-
with these bonds. This agrees well with the sequence of derstanding of bonding in transition-metal carbides and
L H curves for complex carbides in Fig. 1. nitrides. Our discussion is based on total energies &om
In analogy to what was concluded for the NaCl struc- ab initio electron-structure calculations. Since ab initio
ture compounds, we suggest that the decrease in the mag- results are known to have significant absolute errors, we
nitude of 4 H for the complex systems in the middle of have in previous works critically compared them with
the transition-metal series is due to the filling of anti- thermodynamic information. We conclude &om those
bonding states; cf. Fig. 8. This decrease is more pro- works that ab initio results on enthalpies of formation
nounced for NaCl structure compounds, since the lower 4 H and cohesive energies E, g are adequate for the
DOS in this energy range implies a population of higher present analysis of the trends in bonding energies.
energy states. Finally, the almost constant behavior of We have studied in detail the 3d-, 4d-, and 5d-
A H in the last part of the transition-metal series agrees transition-metal carbides and nitrides in the NaCl crystal
well with the 611ing of nonbonding states. However, one structure. It is found that L H for the carbides has a
should note that the L H values in this energy region characteristic variation along a d series, with an initial in-
depend on the position of the nonbonding region in the crease to a maximum, followed by a d.ecrease and then an
energy spectrum. Thus, if the nonbonding DOS is dis- almost constant value. These three regions can be given
placed towards higher energies for NaCl structure com- a simple interpretation in terms of the successive Ailing
pounds than for complex carbides and nitrides, as illus- of bonding, antibonding, and nonbonding electron states.
trated in Fig. 8, the magnitude of the corresponding4 H The bonding and antibonding states are formed by hy-
will be lower. We suggest that this is the main reason bridized carbon p states and metal d states, i.e. , they
why the A H(TO) curves for the complex carbides and correspond to metal-nonmetal bonds. The nonbonding
the NaCl structure carbides tend to different values in part of the electronic energy spectrum is dominated by
the later part of the transition-metal series (Fig. 1). metal d states, corresponding to metal-metal bonds.
48 THEORY OF BONDING IN TRANSITION-METAL CARBIDES. . . 11 691
When an interstitial compound is formed &om the con- states. This view is consistent with the results of our ab
stituent elements, one is led to consider the influence on initio calculation for Fe3C. The fact that the magnitude
L H &om differences in the atomic size and in the struc- of 4 H decreases with the carbon content of the com-
tural enthalpy for the pure elements. We And that these plex carbides in the region of p-d hybridized states can
effects are of little importance for the overall variation in be interpreted as a consequence of the reduced number
4 H along the transition-metal series. of metal-nonmetal bonds.
Transition metals M may form a large number of
compounds having crystal structures more complex than
NaCl, e.g. , with compositions M3C2 M2C, MyC3 M5C2, ACKNOW LEDGMENTS
M3C, and M23C6. There is ample evidence that L H
for such systems has a behavior along a transition-metal This work was supported by The Swedish National
series similar to that of the NaCl compounds, but with a Board for Industrial and Technical Development, The
less pronounced maximum. We suggest that the general Swedish Research Council for Engineering Sciences, The
pattern of variation in 4 H can be understood within the Swedish Natural Sciences Research Council, and The
same picture of bonding, antibonding, and nonbonding Goran Gustafsson Foundation.
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