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Introduction
The ability to simulate the ground motions and tsunamis includes the spatial distribution of slip and slip velocity on
from subduction interface earthquakes requires reliable the fault, which is derived from strong-motion recordings
source-scaling relations for this type of event. At present, and in turn is required for the simulation of strong ground
there is a range of over a factor of 3 in the median rupture motions and tsunamis. Geodetic and tsunami data are also
areas predicted for a given magnitude by current relation- useful for providing constraints on the spatial distribution of
ships between magnitude and rupture area for interface earth- slip on the fault.
quakes. For a given rupture area, there is a range of over 0.5 For forward simulation of strong ground motions, we
magnitude unit and a factor of over 5 in seismic moment in need to characterize the earthquake source in the frequency
the median size of interface earthquakes. This study aims to band of about 0.1–10 Hz or above and for tsunamis in the
reduce this large epistemic uncertainty in the median values frequency band of 0–0.01 Hz. Our goal therefore is to de-
of the scaling relations. velop earthquake source-scaling relations for interface earth-
After a long period of quiescence following the 1964 quakes over the very broad frequency range of 0–10 Hz or
M 9.1 Alaska earthquake, several great interface earthquakes above, so that they can be applied to the forward simulation
have occurred during the last decade, including the 2001 of both strong ground motions and tsunamis. We distinguish
M 8.4 Arequipa, Peru, 2004 M 9.1 Sumatra, 2010 M 8.8 two categories of kinematic source parameters. The first cat-
Chile, and 2011 M 9.0 Tohoku earthquakes. The recording egory, consisting of outer parameters, includes relationships
of these events on modern digital seismic networks provides between seismic moment and rupture length, rupture width,
an opportunity to extend the source-scaling relations of inter- rupture area, and average displacement. These parameters
face earthquakes to very large magnitudes and to place con- are needed for predicting both ground motions and tsunamis.
straints on the potential range of source parameters for these The second category, consisting of inner parameters that de-
events. Moreover, information about the source characteris- scribe the heterogeneities of slip and slip velocity (asperities)
tics of these recent earthquakes is much more reliable and on the fault rupture surface, includes relations between seis-
useful than that of older, large earthquakes. This information mic moment and spatial and temporal distribution of slip and
1652
Source-Scaling Relations of Interface Subduction Earthquakes for Strong Ground Motion and Tsunami Simulation 1653
slip velocity on the fault. The temporal inner parameters are After studying the properties of those models, we chose the
of most importance for the prediction of strong ground mo- model proposed by Lorito et al. (2011). Comparison of the
tions, which are highly dependent on slip velocity and rupture published models reveals that a large variability exists for all
velocity, but the spatial distribution of slip is also important for of the parameters. As seen in Table 2, the variability for spe-
tsunami simulation. In the present study, we analyze the scal- cific models and parameters can be up to 50%, which indi-
ing with seismic moment (M 0 ) of rupture width (W), rupture cates that judgment should be exercised in selecting the slip
area (S), average slip (D), and maximum slip (defined as the model that is most appropriate for a specific application.
average slip of the asperities; Da ) for the outer parameters and
total asperity area (Sa ) for the inner parameters.
Following an alternative approach, we use the spatial Development of Source-Scaling Relationships
wavenumber spectrum as an additional method of describing
the heterogeneity of slip on the fault surface. We analyze the Self-Smilar Models
2D Fourier transforms of the slip functions of our database We used the updated database of finite-fault rupture
with the two dimensions being the dimension along strike models that we compiled to produce scaling relations of the
and the dimension down-dip. The Fourier transform de- various source parameters. For the relations to be self-con-
scribes the relative amplitudes of the different spatial wave- sistent among rupture area (S), total asperity area (Sa ), and
lengths in the slip model. We assume that the wavenumber average slip (D), we used only finite-fault rupture models for
spectra in the along-strike and down-dip directions to have which all three quantities were available. For maximum slip
self-similar scaling with moment magnitude M and, by per- (Dmax ) and width (W), we used all available data. For the
forming a least-squares fit to these data, we derive a wave- regressions, we applied the Levenberg–Marquardt algorithm
number spectral model of the slip distribution for use in (Levenberg, 1944; Marquardt, 1963) through the least-
characterizing future earthquakes. squares method. We initially fit the data using the slope con-
strained to yield self-similar relationships. The logarithms of
Compilation of Earthquake Rupture Model Database S and Sa (km2 ) are proportional to two-thirds of seismic mo-
ment, whereas the logarithms of D and Dmax (m) are propor-
We compiled an updated database of interface earth- tional to one-third of the seismic moment:
quakes that occurred worldwide in the major subduction
zones, with moment magnitudes ranging M 6.75–9.1. Infor- 1
EQ-TARGET;temp:intralink-;df1;313;431
mation regarding the earthquake location and magnitude, the logD logc1 logM0 ;
3
sources used for the compilation of the database, as well the 2
adopted values of the basic source parameters used in the logS logc2 logM0 ; 1
3
analysis can be found in Table 1.
The locations of these earthquakes are shown in Figure 1. in which c1 and c2 are the regression coefficients and M 0 is
The majority of the finite-fault rupture models of the earth- seismic moment. Base 10 logarithms are used in the regres-
quakes in Table 1 were available from the online database fi- sions throughout the article. The coefficients and the stan-
nite-source rupture model database. Other major sources used dard deviations derived are given in Table 3.
for collecting slip models and information about them in- In Figure 2, the derived relations for S and Sa (black
clude Somerville et al. (2002) and Murotani et al. (2008, solid lines) are plotted together with the data used in the
2013). To characterize asperities in these cases, we use the analysis (different symbols to account for the various data
definition given in Somerville et al. (1999): an asperity is sources, present study; Sea2002, Somerville et al., 2002;
initially defined to enclose fault elements whose slip is 1.5 Mea2008, Murotani et al., 2008; Mea2013, Murotani et al.,
or more times larger than the average slip over the fault and is 2013). The shaded area represents the 1 standard devia-
subdivided if any row or column has an average slip less than tion. Similarly, the derived relations for D and Dmax are
1.5 times the average slip. shown in Figure 3. In Figure 4, the scaling between the
When the original slip model was not available in the combined area of asperities and rupture area is shown. The
database, we used the source characterization parameters re- combined area of asperities is found to be 0.24 times the
ported in the literature. We evaluated all available rupture rupture area, close to the results of Somerville et al. (2002)
models of each earthquake to understand the uncertainty shown in Table 3. The 2004 Sumatra and 1964 Alaska
in the slip model inversion process and to identify the best events show the largest departures from the best fit line and,
constrained features of the rupture models of these earth- for now, remain unexplained. The residual analysis (ob-
quakes. When an earthquake had more than one available served—predicted plotted against M 0 ) presented in Figure 5
rupture, we usually selected the model with the largest is used to examine the regression quality and identify po-
amount of strong motion or teleseismic data for use in the tential trends in the dataset. For all parameters studied, the
analysis. However, there were cases in which the selection residuals do not exhibit any significant trends, although the
was based on judgment, as in the multiple rupture models of residuals are all zero or negative for rupture area and com-
the Maule, Chile, earthquake, which are listed in Table 2. bined area of asperities for M 9 and larger.
Table 1
1654
Figure 1.
0.001900
Kcy (km−1 )
Non-Self-Similar Models
0.002401
Kcx (km−1 )
of the rupture area and slip of the fault. We relaxed the con-
—
193
USGS, U.S. Geological Survey; UCSB, University of California, Santa Barbara; NEIC, National Earthquake Information Center.
6.70
—
3.90
10.60
D (m)
27,571
40,000
7:20 × 1022
6:50 × 10
(N·m)
there are studies (e.g., Blaser et al., 2010; Tajima et al., 2013)
1656 A. A. Skarlatoudis, P. G. Somerville, and H. K. Thio
Table 2
Published Rupture Models for the Maule, Chile, Earthquake (Number 40 in Table 1) Reviewed in the Present Study
Seismic Rupture
Moment Length Width Area Trimmed Rupture Asperity Rupture Average Asperity
(N·m) (km) (km) (km2 ) Area (km2 ) Area (km2 ) Slip (m) Slip (m) Author
22
1:74 × 10 570 180 102,600 102,600 (10.8%) 23,850 (25.2%) 2.29 (44.6%) 4.15 (53.9%) Sladen (Caltech,
Maule 2010)
1:60 × 1022 540 200 108,000 86,400 (24.9%) 26,400 (17.2%) 3.87 (6.3%) 9.25 (2.8%) Hayes (NEIC,
Maule 2010)
1:78 × 1022 680 256 174,148 74,437 (35.3%) 18,904 (40.7%) 2.69 (34.9%) 10.20 (13.3%) Luttrell et al. (2011)
2:51 × 1022 600 187 112,200 84,150 (26.8%) 18,360 (42.4%) 4.05 (1.9%) 8.80 (2.2%) Shao et al. (UCSB,
Maule 2010)
1:55 × 1022 650 200 130,000 115,000 31,875 4.13 9.00 Lorito et al. (2011)
UCSB, University of California, Santa Barbara; NEIC, National Earthquake Information Center. The Lorito et al. (2011) rupture model was the
preferred one. The absolute percentage difference of each parameter with respect to that of the preferred model is denoted in parentheses.
Table 3
Self-Similar Scaling Relations, Regression Coefficients, and Standard Deviations
M 0 -Rupture Area (S) M0 -Average Slip (D) M 0 -Total Asperity Area (Sa ) S − Sa M 0 − Dmax
c2 σ c1 σ c2 σ C1 σ c2 σ
−10 −07 −11 −07
Present study 1:77 × 10 1.498 1:23 × 10 1.527 4:16 × 10 1.613 0.24 1.40 5:00 × 10 1.508
Murotani et al. (2013) 1:34 × 10−10 1.540 1:66 × 10−07 1.640 2:81 × 10−11 1.720 0.20 1.41 — —
Murotani et al. (2008) 1:48 × 10−10 1.610 1:48 × 10−07 1.720 2:89 × 10−11 1.780 0.20 1.41 — —
Somerville et al. (2002) 2:41 × 10−10 — 1:14 × 10−07 — 5:62 × 10−11 — 0.25 — — —
The equations used in the regressions are logD logc1 13 logM 0 , logS logc2 23 logM 0 .
indicating that beyond a certain magnitude, the fault width acteristic slip models of future earthquakes. This approach was
tends to a constant value (saturates). We tested this assump- originally described in Somerville et al. (1999) for crustal
tion by fitting a bilinear model that saturates for M > 8:4, earthquakes, but in the present study we apply the same model
consistent with the model of Tajima et al. (2013). The regres- to interface earthquakes.
sion coefficients for the bilinear model are listed in Table 4 The first step is to compute the 2D Fourier transforms of
as model W 2 and the fit is depicted with the dashed line in the slip as a function of distance for the subset of events listed
Figure 9. in Table 1 with the two dimensions being the along-strike
The standard deviation of the bilinear fit is slightly and the down-dip distance. The Fourier transform describes
smaller than that of the linear fit, basically because the bilinear the relative amplitudes of the different spatial wavelengths
model gives a better fit to the three data points at M > 9
(wavenumbers) in the slip model. Small wavenumbers are
(Alaska 1964, Sumatra 2004, and Tohoku 2011 earthquakes).
equivalent to long wavelengths and represent broad fluctua-
In Figure 10, the open symbols represent the residuals from
tions of slip over the fault surface, whereas large wavenum-
the bilinear fit, and it can be seen that the largest difference is
bers are equivalent to short wavelengths and represent local
observed only for these three points. We believe that this might
be an indication of fault width saturation. The study of Tajima fluctuations over the fault surface. The spatial sampling of
et al. (2013) also suggests saturation at a median width of the fault in the along-strike and down-dip directions control
200 km, similar to our result in Figure 9. The limited number the highest wavenumber (Nyquist wavenumber) for which
of data for M > 8:3, and the poor constraint of the fit for the slip model is complete. The corner spatial wavenumbers
M > 9:0, do not provide definitive resolution of width satu- were used to construct a wavenumber spectral model.
ration. However, we consider that width saturation at a median The slip models were resampled at 1 km spacing
width of 200 km is most likely present, but may vary from one using first degree bivariate splines and they were padded
subduction zone to another. with 0–1024 km in each direction (resulting dimension
2048 × 2048) to produce even sampling of the wavenumber
spectra. We obtained the parameters of a wavenumber spec-
Characterization Based on Corner Wavenumbers
tral model of the slip distribution in earthquakes by fitting a
So far, we have made quantitative estimates of the param- simple functional form to the wavenumber spectra of indi-
eters relating to slip models and analyzed their scaling with vidual earthquakes. We used a 2D Butterworth filter func-
seismic moment. In this section, we follow an alternative ap- tion to model the wavenumber amplitude spectrum, which
proach to quantifying slip models for use in developing char- is described by the following relation:
Source-Scaling Relations of Interface Subduction Earthquakes for Strong Ground Motion and Tsunami Simulation 1657
Table 4
Non-Self-Similar Scaling Relations, Regression
Coefficients, and Standard Deviations
Source Parameter ca cb Σ
Figure 7. Scaling relations of the average slip from various Figure 9. Scaling relation of fault width with respect to seismic
studies with respect to seismic moment. Line styles are the same moment. Symbols are the same as in Figure 2. The dashed line cor-
as in Figure 6. The shaded area indicates the 1 standard deviation responds to the bilinear model used in the regressions (model num-
limits of this study’s self-similar model. The color version of this ber 2 in figure legend). The shaded area indicates the 1 standard
figure is available only in the electronic edition. deviation limits of the linear model. The color version of this figure
is available only in the electronic edition.
(although Stirling et al., 2013, prefer the Strasser et al., 2010, et al. (1999) and later by several other studies (e.g., Papaza-
model without discussing or showing comparisons with other chos et al., 2004; Murotani et al., 2008, 2013; Strasser et al.,
models). Similarly, the Papazachos et al. (2004) model is not 2010). Somerville et al. (1999) reported that, on average, in-
consistent with the moment–average displacement relation ob- terface earthquakes have rupture areas that are two or more
tained from the data in Figure 7. We believe that these discrep- times larger than those of crustal earthquakes having the
ancies arise mainly from the different datasets used in the same seismic moment. To test this assumption with our data-
derivation of the relations and, to a lesser extent, from the dif- set, we compared the scaling coefficients of Table 3 with the
ferent functional forms used by the different authors. corresponding ones reported in Somerville et al. (1999) for
The differences in rupture areas between interface and crustal earthquakes. The results presented in Table 5 show that,
crustal earthquakes were originally identified by Somerville on average, the rupture areas of interface earthquakes are ∼1:7
1660 A. A. Skarlatoudis, P. G. Somerville, and H. K. Thio
Figure 11. (a,b) Examples of original and interpolated slip models (upper plot: Kanto, Japan [1923] and bottom plot: Sumatra [2004]).
(c,d) Spectral decay fits for along-strike and down-dip directions. The color version of this figure is available only in the electronic edition.
Figure 12. Spectral decay fits for along-strike and down-dip directions for Kanto, Japan (1923) and Sumatra (2004) slip models. The
vertical lines depict the Nyquist wavenumber of the original slip models, before resampling and padding, along the x and y directions. The
color version of this figure is available only in the electronic edition.
Source-Scaling Relations of Interface Subduction Earthquakes for Strong Ground Motion and Tsunami Simulation 1661
Table 5
Comparison of Scaling Coefficients of Interface and Crustal
Earthquakes
Parameter Interface Crustal Ratio
Acknowledgments The 1968 Tokachi-Oki earthquake and the 1994 Sanriku-Oki earth-
quake, Zisin 54, 267–280 (in Japanese with English abstract).
This work was supported by the U.S. Geological Survey (USGS), Papazachos, B. C., E. M. Scordilis, D. G. Panagiotopoulos, C. B. Papaza-
Department of the Interior, under USGS Award Number (P. Somerville, chos, and G. F. Karakaisis (2004). Global relations between seismic
G13AP00028). The views and conclusions contained in this document are fault parameters and moment magnitudes of earthquakes, Bull. Geol.
those of the authors and should not be interpreted as necessarily representing Soc. Greece 36, 1482–1489.
the official policies, either expressed or implied, of the U.S. Government. We Somerville, P. G., K. Irikura, R. Graves, S. Sawada, D. Wald, N. Abraham-
want to thank the two anonymous reviewers who contributed to the improv- son, Y. Iwasaki, T. Kagawa, N. Smith, and A. Kowada (1999). Char-
ment of the quality of the article with their comments and suggestions. acterizing crustal earthquake slip models for the prediction of strong
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Nagai, R., M. Kikuchi, and Y. Yamanaka (2001). Comparative study on the Manuscript received 16 November 2015;
source processes of recurrent large earthquakes in Sanriku-Oki region: Published Online 31 May 2016