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J Neurol Neurosurg Psychiatry: first published as 10.1136/jnnp-2019-321400 on 29 June 2019. Downloaded from http://jnnp.bmj.com/ on August 25, 2019 at University of N S Wales
Review
J Neurol Neurosurg Psychiatry: first published as 10.1136/jnnp-2019-321400 on 29 June 2019. Downloaded from http://jnnp.bmj.com/ on August 25, 2019 at University of N S Wales
little is known about anxiety, especially its many human-spe-
Table 1 Studies informing our emerging understanding of the
cific cognitive-affective features. Indeed, many animal models
functions of the subregions of the BNST
of anxiety, such as the elevated-plus maze, have few analogues
in humans22 (although see Biederman et al23 and Bach et al24), Region of BNST Function Species
and of course the impact of psychological therapies cannot be Right anterior Activated during threat >safe contrast in healthy Human
studied in animals. However, innovative approaches to study control participants40
anxiety experimentally in humans have recently been developed. Anteroventral Paraventricular nucleus excitation, promotes Rat
This article reviews this emerging literature and suggests a model corticosterone secretion41
of its neural underpinnings. Posterior Inhibits stress-induced paraventricular nucleus Rat
excitation, adrenocorticotropic hormone release and
plasma corticosterone responses41
Phenomenology of pathological anxiety Anterolateral Attenuates stress-induced reductions in weight gain at Rat
Following Freud, who distinguished chronic anxiety from (encompassing the end of 7-day stress period: mediating consequences
anxiety (panic) attack, clinicians have long recognised that oval nucleus) of repeated stress?42
anxiety is not a unitary phenomenon.8 This non-unitary view Anterodorsal Social behaviour, namely defensive and reproductive Rat
of anxiety is reflected in the DSM-5, which identifies several behaviour43; promotes anxiolytic behaviour, for
example, decreased risk avoidance, decreased
anxiety disorders characterised by shared ‘features of excessive
respiratory rate, positive conditioning valence38
fear and anxiety’, including PD, GAD, social anxiety disorder
Oval nucleus Anxiogenic (perhaps by inhibiting anterodorsal BNST)38 Rat
and simple phobia. Other disorders within the DSM also have
Ventral Innervates VTA, stimulating glutamatergic projections Rat
anxiety as a core symptom, such as obsessive-compulsive disor-
results in aversive/anxiogenic phenotypes, stimulating
ders and addiction disorders. Additionally, a number of neuro- GABAergic projections results in rewarding/anxiolytic
logical disorders feature elevated anxiety, including variants of phenotypes by the inhibition of VTA GABAergic
dementia such as frontotemporal dementia, vascular dementia neurons39; noradrenergic neurons may control freezing
and Alzheimer’s disease,25 along with Parkinson’s disease26 and behaviour44
traumatic brain injury.27 28 Note that the majority of work has been done in rodents, due to the lack of spatial
However, despite symptom heterogeneity, we do not at present resolution of MRI prior to the advent of 7T MRI scanning.
have clear objective markers that can differentiate between BNST, bed nucleus of the stria terminalis; GABA, gamma-aminobutyric acid; VTA,
J Neurol Neurosurg Psychiatry: first published as 10.1136/jnnp-2019-321400 on 29 June 2019. Downloaded from http://jnnp.bmj.com/ on August 25, 2019 at University of N S Wales
fear conditioning with long-duration conditioned stimuli (CS).52 young monkeys activates the right dlPFc, but deactivates the
Electrophysiological recordings in rodents show that PL neurons left dlPFC.s4 In young monkeys, as in children, heightened reac-
maintain persistent firing that correlate with freezing throughout tion to novelty and potential threat characterises an anxious
the duration of sustained threat51 52 and that PL firing persists temperament disposition, which is a well-established risk for the
during trace fear conditioning,53 a paradigm during which the development of anxiety.s5 Critically, such anxious disposition in
unconditioned stimulus (US) is delivered after an empty interval monkeys is associated with dlPFC malfunction.s6
following the end of the CS. These results suggest PL involve- A possible neural model of anxiety that emerges from these
ment in both defensive behaviours and the neural representation studies in animals is that environmental signals from the ventral
of threat (ie, US). hippocampus and interoceptive signals from the anterior insula
The hippocampus also conveys contextual information about help maintain threat representation in the PL, which is then used
environmental threat54 to the PL.55 Specifically, brain structures to guide defensive behaviours via the BNST and the amygdala
communicate via synchronised activity both in local networks56 and may be under the control of the dlPFC (see figure 1).
and over longer distances.57 This can be observed in theta oscilla-
tions, which have been linked to anxiety in rodents and humans58
and display synchronised activity between the ventral hippo- Neuroscience of human anxiety and its pathology
campus and PL in anxiogenic contexts.54 Additionally, research In recent years, innovative translational experimental models
using operant conflict tasks has suggested that the hippocampus that attempt to mimic and quantify sustained anxiety in humans
has a key role in decision-making in situations where there is have emerged. These include darknesss7, low concentration
a conflict between approaching rewards and avoiding punish- (7.5%) of CO2 inhalations8 and vigilant threat monitorings9 (see
ments, a scenario which induces anxiety across species.59 table 2). However, one widely used anxiety model in humans
Interoceptive information from visceral changes may also be relies on long-duration threat of aversive stimuli such as shock
conveyed, via the anterior insula, to the PL.60 Specifically, robust (i.e. threat of shock or context conditionings10), where subjects
visceral changes (heart rate, gastrointestinal, blood pressure) are informed that shocks may be delivered unpredictably.
caused by anxiety may generate a feedback loop between the Other paradigms investigating fear (eg, cued fear condi-
PL and anterior insula that contributes to the maintenance of tionings11) may seem at first sight to be investigating similar
anxiety. Threat representation in the PL could then influence constructs. However, these paradigms are generally much more
Figure 1 A simplified diagram of fear/anxiety circuitry, derived from animal research. A more detailed diagram of part of this circuitry can be found in
Calhoon and Tye, 2015. Note that the dlPFC is included on the basis of research in non-human primates: rodents may not have a region homologous with
the dlPFC. AMG, amygdala; BLA, basolateral amygdala; BNST, bed nucleus of the stria terminalis; dlPFC, dorsolateralprefrontal cortex; IL, infralimbic cortex;
mPFC, medialprefrontal cortex; PL, paralimbic cortex; vHPC, ventral hippocampus; CeAl, lateral part of the central nucleus of the amygdala; CeAm, medial
part of the central nucleus of the amygdala.
Robinson OJ, et al. J Neurol Neurosurg Psychiatry 2019;0:1–8. doi:10.1136/jnnp-2019-321400 3
Neuropsychiatry
J Neurol Neurosurg Psychiatry: first published as 10.1136/jnnp-2019-321400 on 29 June 2019. Downloaded from http://jnnp.bmj.com/ on August 25, 2019 at University of N S Wales
Table 2 Paradigms used for studying anxiety (as contrasted here for utility with fear)
Paradigm Description
Threat of shock Threat-of-shock paradigms instruct participants who may be in one of two conditions: ‘safe from shock’ (during which no shocks are received) or
‘at risk of shock’ (during which shocks may be received). Shocks may occur during the ‘at-risk’ blocks but with a low probability and generally are
scheduled independently of task performance. Other tasks may be performed with blocks of these contexts to investigate the effects of this sustained
threat on other cognitive processes. This is often measured using the eyeblink reflex, in a procedure known as ‘startle’. Greater anxiety is thought to
correspond to the augmentation of the eyeblink reflex.
Low dose (7.5%) of CO2 Inhaling air with >7.5% CO2 concentration over a period of around 20 minutes increases both subjective experience of and physiological symptoms
associated with anxiety.
Darkness As humans are a diurnal species, this task elicits anxiety and potentiates anxious responses (eg, startle) by contrasting lighted conditions with
complete darkness.
Vigilant threat monitoring Participants observe a line fluctuating on the screen which they are told reflects their own physiological levels of ‘anxiety’ (though in fact this
line is generated by experimenters), and when this line passes a threshold they will receive a shock. They are instructed to remain calm and avoid
accumulating shocks.
Context conditioning During normal conditioning procedures, conditioning occurs either to the stimulus (cued conditioning) and/or to the context (context conditioning).
The context here refers to features of the environment that are present during the conditioning procedure. Context conditioning is separate to the
typical ‘cued conditioning’ used in fear learning paradigms due to the decreased temporal precision of the association between the context and the
unconditioned stimulus.
Long-duration CS This paradigm is similar to typical fear conditioning, in that a predictive stimulus (CS) is paired with an unconditioned aversive stimulus (US), except
that the duration of presentation of the CS is longer, typically upwards of 30 seconds.
Approach-avoidance This type of paradigm, a translation of the animal paradigm of operant conflict, involves a choice or conflict between approaching rewards and
conflict avoiding punishments, and has been argued to be anxiogenic.
These paradigms often include aversive stimuli such as shocks, but may also be used with other aversive stimuli such as aversive noises/pictures or blasts of cold air. The
commonality among all these paradigms is that they all evoke a sustained anxiety state.
CS, conditioned stimuli.
J Neurol Neurosurg Psychiatry: first published as 10.1136/jnnp-2019-321400 on 29 June 2019. Downloaded from http://jnnp.bmj.com/ on August 25, 2019 at University of N S Wales
As also highlighted in the animal work above, the hippo- from startle studies, heightened sensitivity to unpredictable
campus is involved in anxiety, due, perhaps, to its key role in threat in PTSD and PDs is associated with elevated sustained
contextual learning/memorys39 and prospections40 or, alterna- BNST activation, making this structure a promising biomarker
tively, a role in avoidance.24,s41,s42 Consistent with functional of disease and treatment targeting.s60,s66 These studies also iden-
differentiation along the longitudinal axis of the rodent hippo- tified several structures that are coactivated with the BNST,
campus,s43 theta activity (2–8 Hz) from anterior hippocampus (or including the dmPFC, ventrolateral PFC, dlPFC and ante-
ventral in rodents) correlates with anxiety level in humans58; and rior insula, attesting to the complexity of a putative ‘anxiety
at the same time theta from posterior hippocampus correlates network’. These results suggest an important role for the BNST
with spatial memory performance in a simulated human version in mediating the hyperarousal and hypervigilance symptoms of
of the rodent Morris water maze task.s44 Notably, this theta- pathological anxiety.
based coupling between hippocampus and mPFC scales up with Additionally, high-resolution imaging using resting-state fMRI
increased threat probabilitys45 and patients with PTSD exhibit has revealed connectivity of the BNST in humans to many of the
aberrant activity and connectivity involving the hippocampus other regions discussed above.s64,s67 Critically, anxiety induced
in the resting state.s46 This theta coupling evidence comes from by threat of shock reveals reduced BNST connectivity with the
magnetoencephalography (MEG): the evidence is more mixed ventromedial prefrontal cortex and ACC.s63 These are early find-
in fMRI, with both hypoactivation and hyperactivation of the ings, and research exploring clinical anxiety with high-resolu-
hippocampus reported in patients.s47 Finally, threat of shock also tion imaging is still in its infancy, but given the highlighted role
modulates memory performance, improving contextual learning of the BNST in the animal literature, clinical research targeting
under threatening conditions,s48,s49 which may be one mechanism the BNST, its microcircuits and its functional connectivity offers
by which the hippocampus maintains traumatic memories in great promise in the development of novel therapeutic interven-
disorders which feature elevated anxiety such as PTSD.s50 Avoid- tions to treat pathological anxiety.32
ance, on the other hand, can be studied using approach-avoid- Finally, as in non-human primates, the dlPFC is involved
ance conflict tasks (a variant on operant conflict tasks outlined in anxiety regulation and dispositional anxiety in humans,s68
above). Such tasks have been translated from non-human primate potentially because of a role in emotion regulation and atten-
works51,s52 into humans.24,s41,s42,s53 This paradigm incorporates a tion control. In healthy subjects, the dlPFC is activated during
range of tasks that set up a conflict between the inherent bias to anxiety induction procedures and the strength of this activa-
J Neurol Neurosurg Psychiatry: first published as 10.1136/jnnp-2019-321400 on 29 June 2019. Downloaded from http://jnnp.bmj.com/ on August 25, 2019 at University of N S Wales
Cornwell et al (2017) recently reported MEG evidence that paradigms—extinction is thought to be the mechanism by which
hypervigilant responding under threat of unpredictable shockss74 exposure therapy works—in both humans and animals can be
is reduced by the benzodiazepine alprazolams75 and that this found in Milad and Quirk,s88 but studies have implicated some of
is driven by increased feedback signalling from ventrolateral the same circuitry—activity was reduced in the amygdala, insula
prefrontal to sensory cortices. Although not directly implicating and anterior cingulate, but increased in the dlPFCs89 following
a role for any of the structures reviewed above, these data point extinction.
to possible alternative avenues to examine the efficacy of novel In sum, preliminary work suggests that current treatments for
anxiolytic treatments. anxiety may be effective through modulation of the translational
When given chronically to healthy individuals, the selec- circuitry outlined above. This work is in its infancy, but ulti-
tive serotonin reuptake inhibitor (SSRI) citalopram selectively mately, a mechanistic understanding of treatment response may
reduces anxiety-potentiated startle (but not fear-potentiated eventually enable improvement of existing treatments, better
startle) to unpredictable threat.s76 Interestingly, acute citalo- targeting of existing treatments to patients who will respond
pram increases anxiety-potentiated startle,s77 an effect consistent and provide targets for the design of novel treatments, hence
with the clinical observations of transiently increased anxiety resulting in increased recovery rates for anxiety disorders.
during initial SSRI treatment.s78 Both the anxiolytic effects of
chronic SSRI administration and the anxiogenic effects of acute
SSRI administration have been replicated in rodentss79 and the Future perspectives
current view is that these effects involve the BNST7 and result 1. One key problem with the current categorical disease classi-
from interactions between serotonin and corticotropin-releasing fications for anxiety disorders is that of heterogeneity within
factors (CRFs).7,s79 diagnostic categories and overlapping symptoms across dis-
Acute tryptophan depletion (ATD) is a dietary manipulation orders. Specifically, anxiety seems to be an obvious candi-
that can be used to temporarily reduce levels of serotonin. ATD date for an RDoC-based approach, with the RDoC matrix
is associated with increased engagement of the dmPFC-amy- highlighting several constructs (acute threat, potential threat
gala circuit that has been shown to be hyperengaged by both (anxiety) and sustained threat) that map onto the distinction
threat of shocks35 and pathological anxietys38 in humans. SSRIs made in this article between anxiety and fear. This distinc-
may therefore work, at least in part, by elevating synaptic sero- tion may map onto different types of vulnerability: perhaps
J Neurol Neurosurg Psychiatry: first published as 10.1136/jnnp-2019-321400 on 29 June 2019. Downloaded from http://jnnp.bmj.com/ on August 25, 2019 at University of N S Wales
recording from those with clinical implants may be needed to (inappropriate activation in the absence of anxiety induction
ultimately corroborate translational patterns. challenge, for example, heightened amygdala-dmPFC connec-
3. Relatedly, direct translation across humans and animals is tivity) or exaggerated activation in response to an unpredictable
difficult. Animal models are essential to advance mechanis- threat (i.e. insula).
tic understanding of behaviours, but their limitations must Despite this progress, much remains to be learnt. With advances
be acknowledged. Pathological anxiety is, above all, a dis- in technologies in basic (optogenetic, molecular biology, trans-
order of feelings supported by conscious and unconscious genic and knockout mice) and clinical research (high spatial
experiences, and animal models rely on overt behaviour and resolution of fMRI, better statistical tools), the focus should be
physiological measures, rather than cognitions or subjective on improving knowledge of local microcircuits and neural oscil-
experiences. Additionally, many processes, for example, the lations among distant regions that supports behaviour. Clinically,
psychological symptoms targeted by CBT cannot be direct- research on fear and anxiety circuitry might be used to create an
ly studied in animal models, and many regions—especially evidence-based nosology.s18 Ultimately, improved, personalised
cortical areas—are likely not direct functional homologues and new treatment strategies will be difficult to develop without
across animal models (if they exist at all in animals with a better understanding of the underlying mechanisms of anxiety;
smaller cortices). This is of particular concern because many the work reviewed here constitutes a step forward, but a precise
animal models of treatment have failed to translate to hu- mechanistic understanding is still far off.
mans. To overcome this, future work may seek to use models Additional references can be found in supplementary file.
of anxiety in healthy humans alongside the exact same mod-
els in animals as putative anxiolytic drug screens to ensure Contributors OJR, ACP, BC and CG are all responsible for drafting and editing this
manuscript.
successful translation. Furthermore, cross-fertilisation may
be important where roadblocks in treatment development Funding This work was supported by the personal fellowships MR/K024280/1
and MR/R020817/1 from the Medical Research Council to OJR and the Intramural
occur: theories and biological insights from one type of re-
Research Program of the National Institute of Mental Health, project number
search may produce advances in the other. ZIAMH002798 (clinical protocol 02-M-0321 (NCT00047853), 01-M-0185
4. Beyond pharmacology, neurostimulation research is start- (NCT00026559)) to CG. OJR has completed consultancy work for IESO digital health
ing to bear exciting results. Deep brain stimulation of the and Brainbow and is running an Investigator Initiated Trial with Lundbeck. He holds
BNST reduces anxiety in a rodent model and in humans.s94 an MRC Industrial Collaboration Award with Cambridge Cognition.
J Neurol Neurosurg Psychiatry: first published as 10.1136/jnnp-2019-321400 on 29 June 2019. Downloaded from http://jnnp.bmj.com/ on August 25, 2019 at University of N S Wales
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