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a v a i l a b l e a t w w w. s c i e n c e d i r e c t . c o m
w w w. e l s e v i e r. c o m / l o c a t e / e a r l h u m d e v
KEYWORDS Abstract
Mother–infant
relationship; Background: The aim of this study was to assess the effectiveness of early home-based
Behavioral; intervention as a community health service and evaluate the influence of both early maternal
Intervention; depression and mother–infant relationships on child behavioral problems at age 2 in a
CBCL; longitudinal setting.
Home visit; Methods: A randomized controlled trial was conducted in this study. A total of 95 mother–infant
Maternal depression pairs were assigned randomly to intervention (48) or control (47) groups. The intervention group
received monthly specific home visits between the infant ages of 5 and 9 months while the
control group received only routine center-based services. Maternal depression and the mother–
infant relationship were assessed by medical checkups at the ages of 4 and 10 months. Child
behavioral problems were assessed at age 2.
Results: The intervention had no significant impact on child behavioral problems. However, for
mothers who had a disturbed relationship with their infants, the rate of improvement in the
quality of the relationship was higher in the intervention group. Disturbed mother–infant
relationships at 10 months and early maternal depression significantly increased the risk of high
scores on the Child Behavior Checklist (CBCL).
Conclusions: These findings indicate that intervention is most likely to have a positive impact on
the quality of mother–infant relationships in cases where the relationship is disturbed and that a
disturbed mother–infant relationship and maternal depression during infancy are relevant to the
future mental health of the child. To prevent difficulties in child functioning, more prolonged
interventions focusing on disturbed mother–infant relationships may be required.
© 2007 Elsevier Ireland Ltd. All rights reserved.
⁎ Corresponding author. Tel.: +81 55 273 9564; fax: +81 55 273 7882.
E-mail address: zenymgt@yamanashi.ac.jp (Z. Yamagata).
0378-3782/$ - see front matter © 2007 Elsevier Ireland Ltd. All rights reserved.
doi:10.1016/j.earlhumdev.2007.01.008
684 S. Cheng et al.
Figure 1 Flow of the participants through each stage of the randomized trial.
using the Parent–Infant Relationship Global Assessment monthly specific home visitation by a public health-nurse for
Scale (PIRGAS). Based on this assessment, we then deter- a period of 5 months; this was designed to enhance the
mined a plan of intervention for the first home visit. After affective interaction between mother and infant. Five home
five home visits, at the time of the infant medical checkup at visits, each extending for a period of at least 1 h, were
10 months, the observation of mother–infant free play and conducted while the infant was between 5 and 9 months old.
the investigation of maternal depression were repeated at The nurses were all female and each nurse visited eight
the health-care center in the same manner as in the baseline families. The nurses received special training regarding the
assessment. When the children reached the age of 2, the provision of support to the mothers aimed at improving the
mothers completed the Child Behavioural Checklist (CBCL) quality of mother–infant relationships. They tailored their
for the assessment of child behavioural problems. home visits to suit the individual needs of the families. Their
main activities were to provide appropriate support for the
2.3. Intervention problems in mother–infant interaction that influence the
functioning of mother–infant relationships. The aim of this
The control group received standard center-based service visitation was to promote maternal feelings of competence
that included the provision of education regarding parenting, in infant caretaking as well as to improve maternal
infant nutrition, development, physical health, and other sensitivity and the quality of mother–infant interactions
services in conjunction with infant medical checkups. In through modeling or positive feedback. To accomplish these
addition, psychological counseling was made available in the goals, assessment meetings to determine home visit guide-
town, thereby allowing the mothers to respond positively to lines were conducted by psychiatrists and a clinical
the various difficulties of parenting. The intervention group psychologist before each home visit. The intervention
received these standard center-based services as well as procedure during the home visits can be described as
686 S. Cheng et al.
Table 1 Comparison of the baseline characteristics between sessions and rated the overall level of relationship adapta-
the two groups tion by using the PIRGAS. Another expert reviewed the videos
to assess the inter-rate reliability; Cohen's κ for the assess-
Characteristics Intervention Control pa
ment of the relationship adaptation was 0.53. The PIRGAS
(n = 46) (n = 39)
scale is a continuously distributed scale of parent–infant
n (%) n (%) relationship functioning and ranges from 90 (well-adapted)
b to 10 (dangerously impaired). Nine anchored points define
Maternal age (≧ 30 years) 20(43.5) 16 (41.0) 0.497
differing levels of relationship adaptation. According to
Maternal Education (≧ high 44 (95.7) 36 (92.3) 0.421
classification by this scale, the mother–infant relationship
school)
adaptation shows no evidence of significant psychopathology
Birth order 25 (52.2) 18 (43.9) 0.385
when the PIRGAS score is 80 points or more; on the other
(first-born child)
hand, a score of less than 80 points indicates that the
Household income 19 (40.4) 18 (43.9) 0.742
relationship is functioning in a less than optimal or slightly
(b 4 million yen/year)
maladapted manner. Therefore, we defined the group that
Male child 22(47.9) 18 (56.4) 0.555
scored 80 points or more as an adapted group and the group
Mothers with history of 5 (10.8) 4 (10.3) 0.981
that scored less than 80 points as a disturbed group. The
childhood maltreatment
reliability and validity of this method for the prediction of
Maternal depression 4 (8.7) 4 (10.3) 0.369
child behavioural problems has been reported [20–22].
(CES-D score ≧ 16)
Maternal depression was assessed using the Japanese
Disturbed relationship 19 (41.3) 18 (46.2) 0.844
a
version of the CES-D [23]. The questionnaire was adminis-
Chi-square or Fisher's exact probability test. tered to mothers when their infants were 4 and 10 months
b
Mean age of mothers. old. A cut-off of 16 points or more was used to distinguish
between depressed and non-depressed individuals. The
validity and reliability of this measurement has been pre-
viously demonstrated [23].
follows. First, to observe the interactions between the We evaluated the internalizing, externalizing, and total
mother and infant at home, the mothers were asked to play scores of the children's behavioural problems at age 2 by
freely with their infants for 10 min. The points observed were using the Japanese version of the CBCL [24,25] for ages 2–3
the following. (1) For the infants: cues (engagement or (CBCL/2-3), which was completed by the mothers. The
disengagement cues), laughter, movement, interest, eye Japanese CBCL/2-3 comprises 100 symptoms rated by the
contact, response to the mother, exploratory behaviour, mothers and has three rankings based on their judgment: 0
stranger wariness, emotion sharing, social reference, and (not true), 1(somewhat true), and 2 (very or often true). The
reciprocal play. (2) For the mothers: the ability to ensure the checklist determines scales for total behavioural problems
safety of the infant, interest in the infant, sensitivity, and composite internalizing and externalizing behavioural
stimulation, encouragement, talking, and intrusion. Second, problems. The internalizing behavioural problems covered in
information regarding the mothers' childcare behaviour the Japanese CBCL/2-3 are withdrawn behaviour, separation
(feeding, playing, bathing, and changing of clothes; and anxiety, and anxious/neurotic domains; the externalizing
behaviour pertaining to the infants' excreting, sleeping, and behavioural problems cover oppositional, aggressive/
crying) was obtained through interviews with and self- destructive, and attention domains. The domains of devel-
reports by the mothers. Finally, encouragement in the form opment and sleep/eating belong to neither internalizing nor
of praise for the positive aspects of mother–infant interac- externalizing behavioural problems. The raw scores on each
tion and professional suggestions were given to those who scale and domain can be converted into T scores that are
appeared to be maladjusted; this was done in accordance based on normative data. The internal consistency and test–
with the predetermined intervention guidelines. The nurses retest reliability of these subscales of T are standardized as
maintained detailed records and provided information about the Japanese CBCL/2-3, which was previously validated by
the situation of each family for each home visit under Nakata et al. [25].
supervision at assessment meetings.
2.4. Measures
The baseline information provided by the mothers' self- fidence intervals (95% CI) were calculated. A p value of less
reports included characteristics such as maternal age, than 0.05 was interpreted as significant. The baseline
maternal educational level, family income, family structure, variables of maternal age, maternal education, and house-
maternal employment, and maternal history of childhood hold income, birth order of the infant and infant sex were
maltreatment, child sex, and child birth order. entered into the regression model as covariates. All analyses
in this study were performed using the Statistical Analysis
System, Version 9.0 (SAS Institute Inc., Cary, NC, USA).
3. Statistics
The chi-square and Fisher's exact tests were used to compare 4. Results
the demographic characteristics of the intervention group
with those of the control group at the baseline as well as the At the two-year follow-up, 85 mother–infant pairs (46 in the
improvement rates in the mother–infant relationship adap- intervention group, 39 in the control group) were available
tation in the two groups. The differences in the CBCL scores for statistical analysis. Ten (nearly 9%) of the mother–infant
for the categorical variables were tested by using the Mann– pairs dropped out in this follow-up study (Fig. 1). In the
Whitney test in the appropriate manner. intervention group, among the 48 pairs at allocation, 46 pairs
Multiple logistic regression analyses were used to examine were followed up, and the retention was 96%. In the control
the association between behavioural problems in 2-year-old group, among the 47 pairs that at allocation, 36 could be
children and early intervention, the early mother–infant followed until 2 years of age, with retention rate of about
relationship, maternal depression, and a maternal history of 77%. The pairs that did and did not complete the follow-up
childhood maltreatment. Odds ratios (OR) and 95% con- had similar demographic characteristics.
688 S. Cheng et al.
4.1. Baseline characteristics of the two groups the 75th percentile in this study. According to this definition,
28 children had internalizing symptoms and 22 had externa-
The demographic characteristics of the 46 mother–infant lizing symptoms, while 23 were symptomatic on the total
pairs who received the full intervention as well as those of problem scale.
the 39 control pairs are presented in Table 1. There was no The mean CBCL scores and SD for each independent
significant difference between the intervention group and variable are presented in Table 2. The scores of infants
the control group in any variables. There were eight mothers whose mothers had a history of childhood maltreatment
with a CES-D score of 16 or more, and among them, two were were significantly higher than those of infants whose
being treated. mothers had no such history. The total problem scores
among the girls and first-born infants were significantly
4.2. Intervention effects on mother–infant higher than those among the boys and infants born later in
relationship their birth order. Maternal depression at 4 months of infant
age and a disturbed mother–infant relationship at 10 months
Although the mother–infant relationship variable was mea- of infant age were significantly related to higher internaliz-
sured on a continuous scale (PIRGAS), for descriptive pur- ing, externalizing, and total behaviour problem scores.
poses, we categorized our data into two relationship groups: Maternal depression when the infants were 10 months old
a well-adapted group (PIRGAS score 80 or more) and a dis- was related only to high total problem scores. However, no
turbed group (PIRGAS score under 80). Based on this cat- significant differences were found in any CBCL raw scores
egorization, it was observed that for the relationship group between the intervention and control groups. There were
that had been disturbed relationship (37 pairs) at the no differences in the behaviour problem scores between the
baseline, the ratio of improvement (the number of pairs categories of mother–infant relationships at the age of
that entered the adapted group after receiving health-care 4 months or between different maternal ages, maternal
services) was higher in the intervention group (63%, 12 pairs) educational levels, and family incomes.
than in the controlled group (28%, 5 pairs) (Fig. 2). However,
in the adapted relationship group (48 pairs) at the baseline, 4.4. The factors related to child behavioural problems
the ratio of relationship deterioration (the number of pairs
whose relationship was disturbed after they received health- Table 3 shows the associations between intervention, early
care services) showed no significant difference between the maternal depression, the mother–infant relationship adap-
intervention group (26%, 7 pairs) and the controlled group tation, a maternal history of childhood maltreatment, and
(29%, 8 pairs). high problem scores. The cut-off point for the internalizing,
externalizing, and total problem scores acting as dependent
4.3. Scores on the CBCL at age 2 variables was in the upper quartile. After adjustments for
potential confounders including intervention, a maternal
The respective means of the raw scores with the standard history of childhood maltreatment, infant sex, and birth
deviations (SD) were 5.4 ± 13.7 for the internalizing, 15.4 ± order, it was observed that maternal depression at 4 and
8.2 for the externalizing, and 26.6 ± 13.7 for the total 10 months of infant age significantly increased the risk of high
problem scores. According to the definition provided by the total problem scores (OR = 5.2, 95% CI: 1.02, 26.6; and
standards of the Japanese CBCL/2-3 (T scores N 64), none of OR = 3.4, 95% CI: 1.00–15.9). Maternal depression at 4 months
the children had internalizing symptoms, three had externa- also increased the risk of high internalizing problem scores
lizing symptoms, and two had total problems. Since there (OR = 10.0, 95% CI: 1.81, 63.7). However, maternal depression
was only a small number of children whose CBCL scores were at either infant age was not significantly related to high
above the standard cut-off point and to facilitate analysis, externalizing problem scores. A disturbed mother–infant
the logistic regression of the raw scores were categorized by relationship at 10 months significantly increased the risk of
Table 3 Impact of risk factors on high a internalizing, externalizing and total problem scores, as derived by multiple logistic regression
models
Variable Internalizing Externalizing Total problems
problems problems
OR 95% CI OR 95% CI OR 95% CI
Mother with history of childhood maltreatment b 0.5 0.10–2.80 2.6 0.62–10.6 3.3 0.80–14.2
Maternal depression at 4 months c 10.0 1.81–63.7 3.5 0.78–18.4 5.2 1.02–26.6
Maternal depression at 10 months c 2.6 0.55–10.5 2.7 0.58–12.1 3.4 1.00–15.9
Disturbed relationship at 4 months c 1.0 0.39–2.68 1.1 0.39–3.16 1.2 0.36–3.73
Disturbed relationship at 10 months c 3.0 1.06–8.61 5.7 1.72–18.8 4.4 1.27–14.9
Intervention d 0.6 0.23–1.68 0.5 0.19–1.54 0.4 0.12–1.43
a
Scores over 75th percentile.
b
Adjusted for birth order of infant, infant's sex and intervention.
c
Adjusted for infant birth order and sex, maternal history of childhood maltreatment and intervention.
d
Adjusted for infant birth order and sex, maternal history of childhood maltreatment and maternal depression at baseline.
The effectiveness of early intervention and factors related to child behavioural problems at age 2 689
high total, internalizing, and externalizing problem scores ternal sensitivity but also in promoting children's attachment
(OR = 4.4, 3.0, and 5.7, respectively). However, a disturbed security. In particular, such interventions appear rather
mother–infant relationship at 4 months was not associated successful in improving insensitive parenting [29]. In the
with higher behavioural problem scores. Compared with present study, the intervention had a greater impact on the
infants whose mothers had no history of childhood maltreat- group with disturbed mother–infant relationships as com-
ment, those whose mothers did have such a history tended to pared with the group with adapted relationships. These
be at a greater risk of high total problem scores (OR = 3.3), results provide evidence that home visit intervention during
although the 95% confidence interval was included 1 (0.80– the first few months of an infant's life may improve mother–
14.2). Intervention was not significantly related to high infant relationship adaptation, particularly in the case of
scores on the CBCL after adjustments were made for deeply disturbed mother–infant relationships.
potential confounders including a history of maternal child- With regard to child behavioural problems at age 2, the
hood maltreatment, infant sex and birth order, maternal intervention group received no significant benefits as
depression, and the quality of the mother–infant relationship compared with the control group; this was contrary to our
at the baseline. expectations. It is possible that there is a considerable
amount of normative opposition among toddlers in this age
5. Discussion group. Therefore, it is more difficult to discern the impact of
interventions on the behavioural problems of toddlers in this
In this study, we examined the effectiveness of home-based age group as compared with higher age groups, in which
intervention focusing on the mother–infant relationship children with more enduring problems are likely to be con-
during infancy, and we evaluated the influence of related spicuous. A long-term follow-up will be necessary to measure
factors including early maternal depression, the mother– the impact of this approach on the behavioural problems of
infant relationship, and a maternal history of childhood such children.
maltreatment on behavioural problems at age 2. In agree- In the logistic regression analysis, after making adjust-
ment with previous research, we found that early home- ments for potential confounding factors, a disturbed mother–
based intervention was very likely to have positive effects infant relationship at 10 months of infant age continued to be
on the quality of the mother–infant relationship. Distur- significantly related to higher scores for behavioural pro-
bances in the mother–infant relationship at 10 months of blems at age 2, particularly externalizing problems. Zahn-
infant age and early maternal depression increased the risk Waxler et al. reported that a mother's early caretaking be-
of behavioural problems at age 2. In addition, the children haviours predicted child externalizing problems at age 5. Our
of women with a history of depression during the early findings were consistent with those of previous studies that
infancy of their children exhibited higher levels of beha- clearly determined that the quality of the early mother–
vioural problems as compared with children of women infant relationship is associated with child behavioural
without a history of depression. problems and that this effect is independent of biological
Van den Boom [10] reported improvements in the quality factors and maternal education [4,30,31]. However, we must
of mother–infant interaction, infant exploration, and highlight another finding, namely, that in our study, the
attachment after the implementation of a program for en- mother–infant relationship at 4 months of infant age was not
hancing maternal sensitive responsiveness among a group of related to later child behavioural problems. There are two
mothers from low-income families. Wendland-Carro et al. possible explanations for this result. First, it is very likely that
[26] have reported that mothers in the enhancement group some PIRGAS scores at 4 months do not reflect the true
displayed a greater sensitivity to their infant's signals and mother–infant relationship since most mothers will strive to
may have thereby influenced the infant's general state of portray a good relationship during the video recordings and
arousal and responsiveness to the environment. The above- the PIRGAS cannot detect such feigned behaviour. Second,
mentioned study provides support for the view that maternal the mother–infant relationships may have changed due to the
sensitivity to the infant is a crucial factor in the development intervention.
of secure attachment. With regard to the mother–infant Maternal depression at 4 and 10 months of infant age was
relationship, the present study showed that intervention was associated with high total problem scores, particularly in the
beneficial to those in the disturbed relationship group case of maternal depression at 4 months. Moreover, maternal
(PIRGAS b 80 at the baseline). At 10 months of infant age, depression at 4 months also increased the risk of high in-
mothers who had a disturbed relationship with their infant ternalizing problem scores. Dawson et al. [32] have found
and received intervention showed a 35% higher rate of that at 3 1/2 years of age, the children of mothers who were
change to an adapted relationship than those who did not depressed during the early infancy of their children exhibited
receive intervention (p = 0.039).This finding is in agreement higher levels of internalizing and total behavioural problems
with Nugent's finding that an increasing parental awareness and reduced generalized brain activation as measured by an
of the infant's competencies can enhance parent–infant EEG. The results of their study also suggest that the relation
interaction [27]; this observation is also relevant when as- between maternal depression and child behavioural pro-
sessing the impact of a home-based professional visiting blems may be indirect on account of its association with
program for vulnerable families [28]. Bakermans-Kranenburg reduced frontal brain activation and increased contextual
et al. evaluated the effectiveness of various types of inter- risk factors such as marital discord and life stress. Our
ventions for enhancing maternal sensitivity and infant at- findings are consistent with previous research that demon-
tachment security by using meta-analyses, and their results strated that infants of depressed parents are at an increased
revealed that interventions focusing on maternal sensitivity risk of behavioural problems and emotional difficulties
appear to be the most effective not only in enhancing ma- [33,34].
690 S. Cheng et al.
Children whose mothers had a history of childhood mal- and extended family [41]. Unfortunately, we were unable to
treatment had a higher risk of child behavioural problems as obtain information regarding these in this study. These fac-
compared with children whose mothers had no such history. tors may be influence the results of this study on mother–
Theoretically, the mother's relationship history is particu- infant relationships and childhood behaviour.
larly relevant to the development of the infant's attachment In addition, the external validity of the generalization of
to the mother because this attachment is affected by the the results of this study has to be pointed out. As reported in
mother's representation of her own early attachment re- many studies, unacceptable rates of refusal (30%) threaten
lationships; this representation is a strong predictor of infant the external validity of the generalization of results. Un-
attachment quality [11,35,36]. Our findings suggest that a fortunately, it is most likely that individuals with the greatest
maternal history of childhood maltreatment might influence need were the ones who declined to participate in the study
child behavioural problems by complicating the mother– [12]. Furthermore, this was a locality-based study, and the
infant relationship. results may differ slightly among localities.
In our study, compared to other children, behavioural Despite these limitations, this study can be considered to
problem scores tended to be higher in first-born children. be internally valid. The attrition rate in follow-up studies of
This could be partly explained by the fact that, when having this type has usually been high, with only 50% or less of the
their first child, parents tend to be anxious and overly initial study group participating the follow-up [12]. This high
concerned about this child, as suggested by Eisenman [37]. A attrition rate has hampered the interpretation of the results
study conducted by Aronen [38], suggested that having of such studies. In the present study, we secured a retention
siblings may be a mental health promoting factor, possibly of almost 91%, and since it was a randomized control trial,
by offering a child an opportunity to develop his or her social the research is internally valid. Additionally, since the
problem solving skills and abilities to get along with other validity and reliability of scales such as the CES-D, PIRGAS,
children. However, we have not considered the number of and CBCL/2-3 were already proven, this research has a high
children in the statistical analysis. This is one of the comparability with other studies. Further, our study is the
limitations of our study. first to evaluate the effectiveness of preventive intervention
The potential association of demographic characteristics focusing on the mother–infant relationship in infancy with
such as the maternal educational level and family income the aim of reducing child behavioural problems in Japan.
with infant behavioural problems has been frequently Since the study focuses on the general population of a com-
studied, with inconsistent results. In our study, the maternal munity, if the effectiveness of early intervention by home
education level and family income at the baseline were not visits is recognized, such intervention could be included as a
associated with the behavioural problem scores. These part of routine infant medical examinations.
results may reflect the generally high educational level of The findings of this study have several implications. First,
most of the mothers and the small range of family incomes in they indicate that intervention during early infancy is more
this sample. likely to have a positive impact on the quality of the mother–
Several potential limitations should be taken into account infant relationship adaptation for individuals with a dis-
while interpreting these results. First, a number of issues turbed relationship rather than for those with an adapted
concerning the assessment of the quality of the mother– relationship. However, this may not be accepted as a pro-
infant relationship should be considered. We assessed the tective effect for behavioural problems at 2 years of age.
mother–infant relationship using the PIRGAS, which is a Second, there is evidence that the quality of the mother–
comprehensive assessment method. However, it is very likely infant relationship and the incidence of maternal depression
that some PIRGAS scores at 4 months do not reflect the actual during infancy are relevant to the future mental health of
mother–infant relationship since most mothers will strive to the child. Third, the preliminary evidence in this study shows
portray a good relationship during the video recordings, that in order to prevent difficulties in child functioning, more
and the PIRGAS cannot detect such feigned behaviour. Thus, prolonged interventions focusing on groups with a deeply
for 4-month old infants, the use of the PIRGAS alone to assess disturbed mother–infant relationship may be required.
the quality of mother–infant adaptation might be inade-
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