Professional Documents
Culture Documents
Defendant Cool Runnings Express, Inc. hereby moves the Court for sanctions against
I. Background
The jury trial of this matter was set to take place immediately after Memorial Day weekend,
beginning on June 1, 2021. On the eve of trial, Plaintiffs and Plaintiffs’ counsel disseminated a
press release containing their prepared statements.1 At least one news outlet published these
prepared statements, explaining, “A press release sent to the Channel 3 newsroom on Monday says
the Honorable Travis McDonough and a jury will hear claims of how Hamilton County residents
Travis and Tina Close, along with their two minor children, were injured and forever changed after
1
Plaintiffs’ counsel has not disclosed the full content of this press release to undersigned counsel
or this Court (only the prepared statements that appeared within the press release). It is not clear
to what extent the news story at issue quotes from or relies upon other content provided by
Plaintiffs in the press release. Defendant believes the content of the “press release” Plaintiffs sent
to the Channel 3 newsroom on the eve of trial is highly relevant. If the Court deems appropriate,
Defendants respectfully request that the Court order Plaintiffs’ counsel to produce the press release
and all correspondence between the press and Plaintiffs’ counsel and/or their agents (including
Holly House Marketing) in furtherance of this Motion.
as Exhibit 1. This story was published on May 31, 2021, at 9:41 PM EDT, less than twelve hours
before the trial was set to begin. (Id.) In this story, Plaintiffs and their counsel made the following
statements:
"The tragic wreck that our family had the misfortune to experience on June 25,
2015, has forever changed our entire family, including our two children. Our hope
is that our legal case against Cool Runnings Express will make other trucking
companies take a closer look at the drivers they hire and prevent other families from
going through this nightmare," Travis and Tina Close said in a statement.
* * * *
"After many delays, we are eager to share the Close Family’s incident from the
deadly I-75 crash with a jury. We are confident that the facts regarding Cool
Runnings Express’ negligent hiring and operating practices speak for themselves.
Safety regulations are integral to almost every aspect of the trucking industry, but
they only protect the lives of the drivers and our communities when trucking
companies actually adhere to them," said Danny Ellis, the attorney representing the
Close Family, Truck Wreck Justice, PLLC.
(Id.)
When confronted by the Court the next morning, Plaintiffs’ counsel thrice denied sending
• “Your Honor, the media contacted the Close family and our office, and we --
we issued a response.” (Tr. at 3:23-24, attached hereto as Exhibit 2.)
• “Your Honor, I can't control what the press puts in. When they reached out to
us, I gave a prepared statement that follows and tracks the rule.” (Id. at 6:22-
24.)
All three statements were false, as this Court would later learn.
who disclosed that they had not contacted anyone, but rather a company called “Holly House
Marketing” sent them a press release containing the prepared statements, among other information.
(See Exhibit 1 (“A press release sent to the Channel 3 newsroom on Monday says . . . .”).)
MR. GRIFFIN: That, and I think it -- I think we need to know, what is Holly House
Marketing? Are they your marketing firm?
(Tr. at 13:6-9.) This was a second false representation to the Court. In fact, Mr. Ellis admitted as
MR. ELLIS: So I knew that this could potentially be a media storm. So I reached
out to somebody so I would not have to deal with them, with the press, and said, "I
need you to handle these people. Here you go."
MR. ELLIS: That's -- that's the Holly Mar- -- that's the Holly -- Ms. Holly Gribbs,
or -- I think that's her name.
MR. GRIFFIN: So you did -- you did hire Holly House Marketing.
MR. ELLIS: To handle the -- to handle the press. did not want to handle the press.
I said, "Hey, if the press contacts you, you handle it."
MR. GRIFFIN: So you contact Holly House Marketing to handle the press, and
then when the press contacts you, you issued a statement?
MR. ELLIS: I had a prepared statement, based on my conversation with her, saying,
"This is what I think we can do. If the press contacts you, this is -- this is our -- you
know, this is our statement."
(Tr. at 13:16-14:9.) In addition to the fact that Mr. Ellis initially denied having hired Holly House
Marketing and then admitted he did, his subsequent explanation defies logic—it simply must be
press release on the eve of trial without their client’s knowledge and consent? They would not.
choice—either ask jurors whether they had seen the inflammatory statements or ignore the
statements and run the risk that one of the jurors had read and been influenced by the statements.
As a result of this unfair prejudice, the Court sua sponte continued the trial and directed Defendants
to file a motion for costs, if desired. The media subsequently reported on Plaintiffs’ counsel’s
violation of this Court’s rules. See, e.g., Federal judge halts trial against trucking company
https://www.wbir.com/article/news/crime/federal-judge-halts-trial-against-trucking-company/51-
In the three-day period between Sunday, May 30, 2021 and Tuesday, June 1, 2021,
Defendant incurred $8,685.00 in attorneys’ fees and $1,761.64 in expenses, for a total of
$10,446.64. (See Decl. of John J. Griffin, Jr., attached hereto as Exhibit 3; Decl. of Michael A.
Johnson, attached hereto as Exhibit 4; Decl. of Billy Sizemore, Jr., attached hereto as Exhibit 5.)
“[C]ounsel has a clear obligation to familiarize himself with a district court's local
rules and to follow them . . . .” Carpenter v. City of Flint, 723 F.3d 700, 710 (6th Cir. 2013). Even
pro se parties are “expected to be familiar with and follow” the Local Rules. E.D. Tenn. L.R.
83.13. E.D. Tenn. Local Rule 83.2(a) prohibits public statements by attorneys, as follows:
No lawyer or law firm associated with a civil action shall, during its investigation
or litigation, make or participate in making an extrajudicial statement, other than a
quotation from or reference to public records, which a reasonable person would
expect to be disseminated by means of public communication if there is a
reasonable likelihood that such dissemination will interfere with a fair trial and if
such dissemination relates to:
(5) any other matter reasonably likely to interfere with a fair trial of the
action.
(emphasis added).
This Local Rule is similar to Rule 3.6 of Tennessee’s Rules of Professional Conduct,2
Tenn. Sup. Ct. R. 8, RPC 3.6(a).3 Comment 5 to Rule 3.6 provides there are “certain subjects that
are more likely than not to have a material prejudicial effect on a proceeding, particularly when
they refer to a civil matter triable to a jury,” including “the character, credibility . . . of a party” or
2
See also E.D. Tenn. L.R. 83.6 (“The minimum standards of professional conduct before this
Court include the Rules of Professional Conduct adopted by the Supreme Court of Tennessee
insofar as they relate to matters within the jurisdiction of this Court. Such rules are not exhaustive
of the ethical standards the Court expects attorneys to meet. The Court has the obligation and
responsibility to interpret and apply the RPC and other rules and standards of conduct without
being bound by the decisions of Tennessee courts, other courts, or agencies.”).
3
Notably, this Court’s Local Rule is broader than Rule 3.6 because the standard under Local Rule
83.2(a) is a “reasonable likelihood that such dissemination will interfere with a fair trial” rather
than the more exacting “substantial likelihood of materially prejudicing” standard in Rule 3.6 of
Tennessee’s Rules of Professional Conduct.
evidence in a trial and that would, if disclosed, create a substantial risk of prejudicing an impartial
trial.”
III. Analysis
As a result of the conduct of Plaintiffs and their counsel, Defendant requests $10,446.64 in
attorneys’ fees and costs (plus the fees and costs associated with the instant Motion), that the Court
tax the costs of the June 2021 trial setting to Plaintiffs regardless of the ultimate jury verdict in this
matter, an order governing publicity in this matter going forward, and any other sanctions this
There are multiple bases for the relief sought. First, the Court has inherent discretion.
“There is no doubt that a federal district court, in the sound exercise of its discretion, may assess
attorney's fees against losing counsel, as well as against a losing party.” Jones v. Cont'l Corp., 789
F.2d 1225, 1229 (6th Cir. 1986) (emphasis in original) (citing Roadway Express, Inc. v. Piper, 447
U.S. 752 (1980)) (“the Supreme Court, while finding no statutory authority for such an award,
determined that it could be upheld under the court's ‘inherent powers,’ upon a finding that an
Second, 28 U.S.C. § 1927 authorizes an award of attorneys’ fees and costs, as follows:
Any attorney or other person admitted to conduct cases in any court of the United
States or any Territory thereof who so multiplies the proceedings in any case
unreasonably and vexatiously may be required by the court to satisfy personally the
excess costs, expenses, and attorneys’ fees reasonably incurred because of such
conduct.
The Sixth Circuit explained that this statute applies when an attorney knows or reasonably should
know that the litigation tactic will needlessly obstruct the litigation:
Jones v. Cont'l Corp., 789 F.2d 1225, 1230 (6th Cir. 1986).4 Subsequently, the Sixth Circuit
clarified that the standard under Section 1927 is objective, not subjective, as follows:
"Section 1927 sanctions are warranted when an attorney objectively 'falls short of
the obligations owed by a member of the bar to the court and which, as a result,
causes additional expense to the opposing party.'" Red Carpet Studios Div. of
Source Advantage, Ltd. v. Sater, 465 F.3d 642, 646 (6th Cir. 2006) (quoting In re
Ruben, 825 F.2d 977, 984 (6th Cir. 1987)) (emphasis added). "Section
1927 sanctions may be imposed without a finding that the lawyer subjectively knew
that his conduct was inappropriate." Hogan v. Jacobson, 823 F.3d 872, 886 (6th
Cir. 2016). Thus, sanctions under 28 U.S.C. § 1927 "require a showing of
something less than subjective bad faith, but something more than negligence or
incompetence."
Knopf v. Elite Moving Sys., 677 F. App'x 252, 257 (6th Cir. 2017) (affirming sanctions); see also
Oakstone Cmty. Sch. v. Williams, 615 F. App'x 284, 289 (6th Cir. 2015) (“Their purpose is to deter
dilatory litigation practices. Thus, an attorney's conduct becomes sanctionable when she
intentionally abuses the judicial process or knowingly disregards the risk that her actions will
needlessly multiply proceedings. We review § 1927 sanctions, like those under Rule 11, for an
abuse of discretion.” (citations omitted)). For this reason, ignorance of the rules is no excuse—
sanctions may be imposed without a finding that the lawyer subjectively knew that his conduct
was inappropriate.
4
Thus, this statute contains a standard nearly identical to Local Rule 83.2(a)’s “reasonable
likelihood” of interference standard.
The Court may impose discipline on any member of its bar who has violated the
Rules of Professional Conduct as adopted by the Supreme Court of Tennessee, or
has engaged in unethical conduct tending to bring the Court or the bar into
disrepute. . . . Discipline which may be imposed includes disbarment, suspension,
reprimand, or such other further disciplinary action as the Court may deem
appropriate and just. Nothing in this rule shall be construed as limiting in any way
the exercise by the Court of its inherent contempt power or its authority to impose
other sanctions provided under federal law and the Federal Rules of Civil or
Criminal Procedure.
Conduct as well as the Local Rules of this Court. E.D. Tenn. Local Rule 83.2(a) prohibits public
statements by attorneys where (1) “there is a reasonable likelihood that such dissemination will
interfere with a fair trial”; and (2) if such dissemination relates to, among other things, evidence,
character or credibility of a party, the attorney's opinion as to the merits of the claims, or any other
matter reasonably likely to interfere with a fair trial of the action. Similarly, Rule 3.6 of
Tennessee’s Rules of Professional Conduct prohibits extrajudicial statements where the lawyer
knows or reasonably should know that the statements will have a substantial likelihood of
materially prejudicing the proceeding. See Tenn. Sup. Ct. R. 8, RPC 3.6(a).
Here, Plaintiffs and their counsel caused to be published prepared statements, on the literal
eve of trial, saying: (1) Plaintiffs had been “forever changed” (the presence or absence of
permanent injury is a central issue for trial); (2) Plaintiffs went through a “nightmare”; (3) the
crash was “deadly” even though none of the Plaintiffs died; and (4) Cool Runnings was guilty of
“negligent hiring and operating practices” that “speak for themselves.” (Exhibit 1.) Despite this
Court’s ruling on Plaintiffs’ opening argument just days prior, the prepared statements also invoke
the “reptile theory” in a transparent effort to influence the jury pool, claiming: (1) “Our hope is
that our legal case against Cool Runnings Express will make other trucking companies take a closer
(2) “Safety regulations are integral to almost every aspect of the trucking industry, but they only
protect the lives of the drivers and our communities when trucking companies actually adhere to
them.” Any reasonable attorney would know that these statements are reasonably likely to interfere
with and will have a substantial likelihood of materially prejudicing the trial. This was a clear
violation of E.D. Tenn. Local Rule 83.2 and Tenn. Sup. Ct. R. 8, RPC 3.6(a). This conduct also
constitutes a violation of the objective standard under 28 U.S.C. § 1927, which applies anytime an
attorney “so multiplies the proceedings in any case unreasonably and vexatiously . . . .”
Finally, although a finding of violations of E.D. Tenn. Local Rule 83.2, Tenn. Sup. Ct. R.
8, RPC 3.6(a), and 28 U.S.C. § 1927 are objectively appropriate, there is clearly additional
intentional conduct justifying such a finding and that shows Mr. Ellis was subjectively aware of
his inappropriate conduct. Again, when this Court asked Plaintiffs’ counsel about the news story,
he made no less than four (perhaps five) false statements: (1) claiming three times that the press
contacted him and his clients directly and that they innocently responded with prepared statements
and nothing more, (2) denying he had hired Holly House Marketing, and (3) denying he had any
knowledge of the press release Holly House Marketing distributed on the eve of trial.
Tenn. Sup. Ct. R. 8, RPC 3.3(a) provides that a lawyer shall not knowingly “make a false
statement of fact” to the Court. “There are circumstances where failure to make a disclosure is the
be on the lawyer's own knowledge, as in an affidavit by the lawyer or in a statement in open court,
may properly be made only when the lawyer knows the assertion is true or believes it to be true on
This was false. The only reason the Court or undersigned counsel knew it was false is because
undersigned counsel spoke with reporters, who disclosed that they were contacted by Holly House
Marketing. When confronted in chambers, Mr. Ellis initially represented that he had not hired
Holly House Marketing and then immediately backtracked. In short, Mr. Ellis violated his duty of
candor to the Court, both by knowingly making false statements of fact and by failing to disclose
pertinent information regarding the genesis of the news article at issue. In fact, had it not been for
Defendants’ independent investigation and further questioning of Mr. Ellis in chambers, Mr. Ellis’
IV. Conclusion
The actions of Plaintiffs and their counsel cannot go unanswered. Not only did Plaintiffs’
counsel violate Local Rules and the Rules of Professional Conduct, causing inconvenience and
expense for counsel, the jury, witnesses, and the Court, when confronted with these violations, he
made multiple false statements to the Court in further violation of the Rules of Professional
Conduct. The Court must not countenance such conduct from a member of the bar, particularly
given the public attention now being paid to this case, Mr. Ellis, and his actions.5
attorneys’ fees and costs spent in preparation for trial in the 48 hours immediately prior, (2)
5
In addition to media coverage on the continuation of the trial as a result of Mr. Ellis’ conduct,
Mr. Ellis was recently awarded the Tennessee Trial Lawyers Association’s “Trial Lawyer of the
Year Award.” “The award is for a trial lawyer who is an advocate of a noble cause, and who
demonstrated superior skills and achieved an outstanding result for a client against great
obstacles.” See Tennessee Trial Lawyers Association Facebook Post,
https://www.facebook.com/accesstocourts/photos/a.1429622853738909/4438485612852603/
(last visited July 5, 2021), attached hereto as Exhibit 6. Mr. Ellis holds or has been held out as a
paragon of an ethical trial lawyer.
following the close of briefing, and (3) that the Court tax the costs of the June 2021 trial setting to
Plaintiffs regardless of the ultimate jury verdict in this matter. Defendant also requests an order
pursuant to Local Rule 83.2(c) governing extrajudicial statements by parties likely to interfere with
the rights of the parties to a fair trial by an impartial jury; the seating and conduct in the courtroom
of spectators and news media representatives; the management and sequestration of jurors and
witnesses; and any other matters which the Court may deem appropriate for inclusion in such
order. Defendant further requests any other remedy deemed appropriate by this Court, including,
without limitation, suspension from practice in the Eastern District of Tennessee. See, e.g., In re
Moncier, 550 F. Supp. 2d 768, 772 (E.D. Tenn. 2008) (suspending lawyer for disobeying court
instructions, among other violations). Defendant further requests that the monetary sums be paid
before this case is reset for trial or within thirty days, whichever is later.
Respectfully submitted,
I hereby certify that a true and exact copy of the foregoing has been served via CM/ECF
upon the following:
Danny R. Ellis
Truck Wreck Justice, PLLC
1419 Market Street
Chattanooga, TN 37402
Rebecca C. Blair
Claire G. Sawyer
The Blair Law Firm
1608 Westgate Circle Suite 100
Brentwood, TN 37027
EXHIBIT 1
Case 1:18-cv-00110-TRM-CHS Document 159-1 Filed 07/07/21 Page 1 of 2 PageID #:
#998*11%%%!%7
9!18971++33,-+01.6789976
686899762270
66078#6/.234 410
01012324 56789ÿ976ÿ
68ÿ689ÿ976ÿÿ6ÿÿ234ÿ0ÿÿ9!ÿ"ÿ#99ÿ$%8&ÿ9#7ÿ'(ÿ)798
3 CHATTANOOGA DIVISION
4 ------------------------------------------------------------
:
5 TRAVIS CLOSE, et al., :
:
6 Plaintiffs, :
:
7 v. : 1:18-CV-110
:
8 COOL RUNNINGS EXPRESS, INC., et al., :
:
9 Defendants. :
------------------------------------------------------------
10 Chattanooga, Tennessee
June 1, 2021
11
22 MICHAEL A. JOHNSON
Kay Griffin, PLLC
23 900 S. Gay Street, Suite 802
Knoxville, Tennessee 37902
24
25 DOCKET CALL
6 motorist carrier.
17 quick break, and I know Your Honor will work with us on that.
19 know.
22 Mr. Ellis?
18 concerned about the press from six years ago, since this was
24 anybody who reads the news in this community may have seen
1 I don't want to speak for Ms. Blair, but for Mr. Brewer as
2 well.
4 Ms. Blair?
20 today.
23 press puts in. When they reached out to us, I gave a prepared
1 and undo the harm that has occurred here other than, you know,
2 moving this trial and taking a step back so that things can die
4 this case.
14 the record.
18 have to deal with them, with the press, and said, "I need you
24 Marketing.
1 did not want to handle the press. I said, "Hey, if the press
4 handle the press, and then when the press contacts you, you
5 issued a statement?
11 is outrageous.
13 with -- with what the reporters said about them actually being
4 few days.
11 END OF PROCEEDINGS
12
13
18 s/Elizabeth B. Coffey
Elizabeth B. Coffey,
19 Official Court Reporter
20
21
22
23
24
25
2. I represent Cool Runnings Express, Inc. in this matter and submit this declaration
3. My rate for this matter is $225.00 per hour. I performed 18.4 hours of service in
preparation for the trial of this matter for the time period from Sunday, May 30, 2021, through
Tuesday, June 1, 2021, including travel time to and from Chattanooga. The total attorney fee for
5. All of the fees and costs referenced herein were reasonable and necessary in
1
EXHIBIT 3
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Doc ID: f89845324bb508ccc6a6ca3153d9e5005e4b2af1
I, John J. Griffin, Jr., declare under penalty of perjury that the foregoing is true and correct.
v . JURY DEMAND
Defendants.
business, and submit this declaration in connection with Defendants' Motion for Costs.
4. I incurred mileage charges of $229.60 (calculated at the IRS rate) for travel to and
from Chattanooga on Sunday, May 31, 2021, and June 1, 2021. I also incurred meal expenses in
5. All of the fees and costs referenced herein were reasonable and necessary in
I, Billy Sizemore, declare under penalty of perjury that the foregoing is true and correct.
EXHIBIT 5
1
At law school, Mr. Ellis served as an editor for the law review and graduated near the top of his
class. He then began practicing law in Jackson, Tennessee. He quickly gained a reputation as
a fearsome courtroom advocate for his clients.
Soon after he began handling cases across West Tennessee. He achieved several notable
recoveries for his clients, including $500,000 in a tractor-trailer case and $350,000 in a rear-
end case where the victim suffered a cervical herniation. While living in Jackson, Mr. Ellis also
served on the city council and eventually rose to the position of vice mayor.
Mr. Ellis learned the value of compassion and sacrifice from his parents, two devoted
Christians who spent their prime years of life operating orphanages and children’s homes and
fostering children who had no family to care for them. As a result, he has a special passion for
helping children who have been deprived of the protection and guidance of their parents.
Away from the office, Mr. Ellis’ dedication to his community and helping children in need still
shines through. He and his wife Jennifer lead a children’s ministry at the Mountain Creek
Church of Christ in Chattanooga. The couple regularly bring their two children to attend
services at Mountain Creek, where Mr. Ellis also serves as a Bible class teacher and song
leader.
26
EXHIBIT 6
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