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West European Politics: To Cite This Article: Christopher Hood (2010) Accountability and Transparency: Siamese
West European Politics: To Cite This Article: Christopher Hood (2010) Accountability and Transparency: Siamese
Accountability and
Transparency: Siamese Twins,
Matching Parts, Awkward
Couple?
Christopher Hood
Published online: 10 Aug 2010.
To cite this article: Christopher Hood (2010) Accountability and Transparency: Siamese
Twins, Matching Parts, Awkward Couple?, West European Politics, 33:5, 989-1009, DOI:
10.1080/01402382.2010.486122
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West European Politics,
Vol. 33, No. 5, 989–1009, September 2010
CHRISTOPHER HOOD
This paper contrasts three possible ways of thinking about the relationship between
accountability and transparency as principles of governance: as ‘Siamese twins’, not
really distinguishable; as ‘matching parts’ that are separable but nevertheless
complement one another smoothly to produce good governance; and as ‘awkward
couple’, involving elements that are potentially or actually in tension with one another.
It then identifies three possible ways in which we could establish the accuracy or
plausibility of each of those three characterisations. One is a search for true essences
that would separate true from spurious meanings. A second is to dimensionalise each of
the concepts and explore the matrix of connectivity between the dimensions. A third is
to explore the multiple frames for thinking about accountability and transparency that
come from the neo-Durkheimian analysis of the limited number of elementary ways of
life developed by the late Mary Douglas and her followers. The analytic utility of this
approach is that it allows us to identify four different ways of thinking about
transparency and accountability and the links between them.
This paper is concerned with the relationship between two abstract nouns:
accountability and transparency. Accountability broadly denotes the duty
of an individual or organisation to answer in some way about how they have
conducted their affairs. Transparency broadly means the conduct of
business in a fashion that makes decisions, rules and other information
visible from outside.
Both of these terms have Latin roots, though accountability is a term
associated with English-language discussions of governance, and there is
said to be no precisely equivalent word in some languages, such as Spanish
(see, for example, Carstens 2005).
Both of these terms are the subject of a huge and growing literature. In the
recent past both of them have figured prominently in maxims of ‘good
governance’ for business corporations and government, though this paper
focuses on the latter. Indeed the two terms often appear together in lists of
the various desiderata for good governance, as in the World Bank’s well-
known governance rankings, the International Monetary Fund’s lending
requirements or the US’s Accountability and Transparency Act of 2006.
Accountability is conventionally taken as the central problem in the Anglo-
American public administration literature (to the point that traditional public
administration scholars have sometimes been accused of neglecting other
important aspects of public management). Similarly transparency has long
been a central topic in discussions of governance. Though the phenomenon
was certainly discussed before the term ‘transparency’ was coined (Hood 2006:
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5), that term has existed for at least two centuries as a way of describing an
aspect of governance, and figures centrally in the works of Jean-Jacques
Rousseau and Jeremy Bentham (for whom the ‘transparent management’
principle was a central tenet of good governance). But the word transparency
started to become a central doctrine of good governance for both firms and
states from the 1990s, and indeed seemed to be reaching saturation coverage
by the 2000s (see, for instance, Heald 2006: 26). It appears to be one of those
ideas that are endorsed without much reflection as principles of good
government and management, and are in that sense ‘banal’ in the way that
Michael Billig (1995) sees nationalism as often pervasive but unexamined in
politics and government (Hood 2007).
So how do these two aspects of governance relate to one another? This
paper explores three possible ways. First, they might be considered as
Siamese twins in the sense of being inextricably intertwined to the point
where they cannot meaningfully be distinguished as different things. Second,
they might be considered as matching parts, meaning they are separable but
complementary in that they produce good governance only in combination,
in the same way that hydrogen and oxygen make up water or electric power
and computers combine to produce digital information. From a matching
parts viewpoint, transparency and accountability both count as aspects of
‘good governance’, meaning that they complement one another in
democratic institutions, but they are not the same, even if the former might
be considered a necessary condition for the latter. And a third possible
relationship for transparency and accountability might be that of awkward
couple or uneasy bedfellows, meaning they involve elements that are not
only separable but by no means always combine to produce good
governance, and indeed can be in tension at least sometimes.
The Siamese twin interpretation might be supported by the frequency
with which the terms accountability and transparency are bracketed
together in the good governance literature and indeed mentioned together
in the same breath, as noted earlier. And after all, accountability in the sense
of answerability necessarily implies the answerers sharing information with
those to whom they are answerable, while transparency in the sense of
openness is itself a way of answering for the conduct of an individual or
organisation.
Accountability and Transparency 991
But beyond that very elementary level, the Siamese twin interpretation is
far from unchallengeable, for various reasons. After all, there plainly can be
accountability of a certain sort without transparency in the sense of general
disclosure to the world at large. For example, in most traditional civil
service systems, civil servants have been answerable to their ministers,
without their advice or details of their activities being available to the public
at large or even to parliamentary committees. Similarly, officeholders can be
accountable to legislatures without full transparency in every possible
dimension, for example, when security and intelligence services are
scrutinised by legislative committees without full public disclosure of their
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activities and precisely who produced what information at what time. And if
what those legislators primarily want to know is what information ministers
had available to them when they made a particular decision (the crucial
‘when did you know?’ question on which political blame so often turns), the
accountability process is not necessarily disabled if the identity of those who
gave the advice is not revealed or if the information is not available in real
time but only after the event. In the private sector, which has often been
claimed by business-minded reformers as a model for governments to follow
in public service delivery, executives and managers can be accountable for
their work and decisions within the corporate structure without full
transparency to the world at large, particularly over matters of commercial
strategy and market-sensitive information.
Similarly, there can in principle be transparency without accountability in
the sense of authoritative democratic forums in which individuals or
officeholders have to answer for their behaviour and actions. After all,
registered corporations have to file their accounts for anyone to see, but that
does not imply a duty to answer to the general public over any particular
decision that may be of public concern. To take a different example, the
bureaucratic totalitarian states of the twentieth century (such as the USSR,
Nazi Germany and the German Democratic Republic) had some elements
of transparency in the sense of rule-governed operations, accessible statistics
and various kinds of records, but were not democratically accountable (see
Heald 2006: 28). That feature figured prominently in Ernst Fraenkel’s (1941)
famous ‘dual state’ thesis on the nature of Nazi Germany, as a state
combining elements of rule of law in its bureaucratic processes with
arbitrary rule, and therefore well placed to adapt to democratic rule under a
different regime. The same might be said of the apartheid regime in South
Africa, which likewise had elements of transparency in a certain sense but
was not accountable to the bulk of the population (see Meierhenrich 2008).
Ironically, the famous NGO Transparency International (founded by Peter
Eigen in 1993) in itself might be considered an example of transparency
without accountability, in the sense that it publishes fairly extensive (but not
full) information about the sources on which it draws its well-known
international country rankings,1 but does not face the sort of political
accountability that applies in many of the states that it rates.
992 C. Hood
The matching parts interpretation differs from the Siamese twins view
insofar as it recognises that transparency and accountability are separable in
principle, and occasionally in practice. But from the matching parts
viewpoint, the two items are both needed to produce good governance, in
the same way that transparency is normally seen to combine with fair
process to produce justice in legal proceedings. For instance, many would
say that transparency in the sense of general disclosure of information about
the affairs of government provides necessary raw material for democratic
accountability even though it is not identical with it, primarily because it
enables concerned citizens and interest groups to be sufficiently informed
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fourth century principles for ‘just war’) that government’s response to any
problem should match its expected severity. If full transparency often leads
in practice to politicians, bureaucrats and service professionals putting all
their efforts into blame avoidance rather than the taking of properly
calculated risks (for instance by classifying all security risks as high), such
aspects of good governance may indeed be sacrificed by linking transpar-
ency and accountability, producing what is seen as a characteristic failing of
public sector organisation by defenders of the limited approach to
transparency taken in private corporations (see also Hood 2007).
The same thing may happen even in the legal process model, which is
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things?
If there is no such single essence, a second possible way to produce a more
refined analysis of accountability and transparency is to dimensionalise each
of the two concepts, identifying different forms and multiple variants of each
concept and then exploring how the variant forms of one concept relate to
the corresponding variant forms of the other. That, after all, is Aristotle’s
starting point for analysing forms of government and modern political
scientists often follow much the same basic approach, for example, in Collier
and Levitsky’s (1997) well-known discussion of ‘democracy with adjectives’.
It has often been observed in the accountability literature that there are
multiple dimensions and forms of accountability (for instance in answer-
ability and culpability, formal and informal accountability, financial and
other forms of accountability), as in the case of Mark Bovens’ account of
two concepts of accountability in this collection (Bovens 2010). The same
analytic treatment can be given to the concept of transparency. For
example, in his analysis of transparency, David Heald (2003, 2006) has
distinguished formal from real types, transparency in real time from
transparency after the event, and transparency relating to ‘events’ from
transparency relating to ‘processes’. Similarly, in earlier work I have
distinguished between general and particular and direct and indirect forms
of transparency, to identify four different types of transparency, namely:
open mutual scrutiny in society at large; general surveillance of social
behaviour, conducted by experts or agents; public forums or mechanisms by
which public officeholders must answer to citizens; and bureaucratic
transparency, in which individuals’ or organisations’ affairs must be made
observable to experts or accountants (as in the case of the European Union’s
‘transparency’ directives relating to the way state-owned enterprises have to
keep their accounts) (Hood 2007: 195). Those four types represent at the
least very different conceptions of transparency.
Such a ‘splitting’ approach leads us to ‘adjectivise’ both transparency and
accountability, with the implication that the type of accountability you get
may be related to the type of transparency you have, or vice versa. Such an
approach leads to the development of a potentially n-dimensional matrix, a
sort of institutional Rubik’s cube in which the analytic puzzle is to relate the
variants of transparency and accountability to one another.
Accountability and Transparency 995
There is much to be said for that kind of approach. After all, academics
tend to be analytic ‘splitters’ and dimensionalising both of these concepts
offers a way to explore the contingencies that can arise when the various
forms combine. The problem is to know when to stop (or where to start)
with that sort of analysis, because in principle such an approach can lead to
a level of complexity far beyond that of the Rubik cube. One standard
analytic method of dealing with the problem of infinite dimensionality (as in
Bentham’s method) is to work per genus et differentiam, making successive
dichotomous distinctions in a hierarchical way. And a common variant of
that is to use the ubiquitous two-by-two table (as in Figure 1), so as to
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produce an analytic universe of parts that are mutually exclusive and jointly
exhaustive without being swamped by complexity. But of course the
problem does not end there, because there is an infinity of possible 2 6 2
FI G U R E 1
F OU R AP P ROACH ES TO A C CO UN TA BILIT Y AN D T RAN SP AR EN CY
S U M M A R I S ED
996 C. Hood
Later in the same paper, Douglas added (1990: 15–16): ‘In an individualist
culture, the weak are going to carry the blame for what happens to them; in
a hierarchy, the deviants; in a sect, aliens and also faction leaders.’
From this analytic perspective, any idea of a single essential and correct
view of accountability or transparency makes little sense. We could hardly
expect ideas as fundamental to human conduct as accountability and
transparency to look the same across all varieties of political thought,
ideology and religious doctrine that Mary Douglas’ neo-Durkheimian
approach aims to encapsulate in its four fundamental worldviews. If those
Accountability and Transparency 997
from the social domain being surveyed, does that mean that the instrument
is flawed, or that that particular social domain simply does not contain the
full range of ways of life? If the assumption is that the four ways of life must
be everywhere, it suggests the former conclusion, but raises basic issues
about the empirical falsifiability of the grid-group analysis. If the latter
conclusion is reached, it challenges what cultural theorists grandly call their
‘requisite variety’ proposition that the four (or on some variants, five) ways
of life tend to be universal.3
Those difficulties should not be glossed over, particularly for any first
application of such analysis, and they can only be expected to be reduced by a
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with the rise of the ‘Chicago theory of government’ in the 1980s, and what
the late Aaron Wildavsky and Brendan Swedlow (1991) saw as a general
move towards greater stress on egalitarian attitudes and beliefs in western
countries over the recent past. But those different worldviews suggest
different and even contradictory views about how accountability and
transparency should properly be conceived and how they relate to one
another.
While the main value of this analysis is to bring out multiple frames in
which we can understand accountability and transparency, this approach
also suggests at least some partial answers to the question raised at the
outset as to whether the relationship between accountability and transpar-
ency is better conceived as that of Siamese twins, matching parts or
awkward couple. As Figure 1 indicates, the answer may look different from
the perspective of different worldviews. As suggested earlier, from a fatalist
perspective all three relationships seem likely to be possible, in unpredictable
ways, whereas accountability and transparency are so hard to distinguish
from an egalitarian perspective that they almost seem like Siamese twins,
and hierarchism and individualism both seem to lend themselves to a
matching parts perspective, with a restrictive approach to accountability
linked to a restrictive approach to transparency. So as long as we stay within
hierarchist or individualist wordviews, the notion of matching parts seems
plausible and that perhaps explains how much of the received reform
literature on governance, albeit implicitly, treats their relationship in that
way.
But the matching parts vision of the hierarchist worldview is not the same
as that of the individualist worldview, and from the perspective of other
worldviews the matching parts view is harder to sustain. Moreover,
‘awkward couple’ relationships between transparency and accountability
seem highly likely to arise when we cross the boundaries between those ways
of life, and mix one worldview’s approach to accountability with another
worldview’s approach to transparency, because such combinations will not
readily produce a coherent approach to governance. For instance, efforts to
combine business-derived views of corporate accountability with general
presumptions of openness in administrative operations – both of which have
featured strongly in ideas about public sector reform in the past two
Accountability and Transparency 1007
Acknowledgements
Earlier versions of this paper were presented at the Connex Thematic
Conference on Accountability in June 2007 and at the Connex workshop on
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Notes
1. That is, all data for the 163 countries in TI’s 2006 Corruption Perception Index can be
retrieved from TI’s website in the form of an Excel spreadsheet, but that is the aggregate
data, not the raw data, because some of TI’s sources do not allow disclosure of the data they
contribute (see http://www.icgg.org/corruption.cpi_2006.html and http://www.transparen-
cy.org/surveys/index.html#cpi).
2. Using an optical analogy, Mars (1982: 38) suggests that ‘It is always possible . . . to slip a
more powerful . . . lens into any quadrant by . . . dividing it into a further 2 6 2 matrix and
to continue to do so until the analysis applies at the level of the individual’.
3. See Thompson et al. (1990: 4, 86). The reference is to Ashby’s (1956) famous law of ‘requisite
variety’ in cybernetic theory (namely that variety can only be controlled by systems that
match the informational variety of the object of control), which is extended by cultural
theorists to argue that all four worldviews are needed to produce viable societies and
institutions.
4. Act 4, scene 6.
5. In earlier work (Hood 1998: 64) I have called this approach ‘chancism’ to contrast with
‘bossism’, ‘groupism’ and ‘choicism’ as advocated by the other three cultural theory
worldviews.
6. As in the well-known gaming machine view of the policy world as presented by Kingdon
(1984) or the earlier and equally well-known ‘garbage can model’ of organisational decision-
making developed by Cohen et al. (1972).
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