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Soc Psychiatry Psychiatr Epidemiol (2003) 38 : 262–268 DOI 10.

1007/s00127-003-0633-4

ORIGINAL PAPER

I. Myin-Germeys · L. Krabbendam · P. Delespaul · J. van Os

Can cognitive deficits explain differential sensitivity


to life events in psychosis?

Accepted: 3 December 2002

■ Abstract Background Life events (LE) have been ative affect (NA) and positive affect (PA), and c) the
found to influence the onset and course of psychotic dis- Brown and Harris Life Event and Difficulties Schedule to
orders. It has been suggested that LE have their effect by assess LE over the last year. Results Multilevel regression
increasing underlying sensitivity to daily life stress, a re- analyses showed that a prior history of LE increased the
ported vulnerability marker for psychosis. As increased sensitivity for daily life stress in subjects with the best
stress-sensitivity and cognitive impairments have been performance on the cognitive tests. Conclusions Subjects
shown to be negatively associated with each other in pa- with cognitive impairments, who already were shown to
tient populations, it is attractive to hypothesise that the have lower levels of sensitivity to daily life stress (Myin
impact of LE on sensitivity to daily stress is modified by Germeys et al. 2002), may additionally be less reactive to
the degree of cognitive impairment, higher levels of cog- prior exposure to LE. This result fits with the notion of
nitive impairment giving rise to reduced impact of LE separate affective and cognitive pathways of symptom
on daily life stress-sensitivity. Methods Patients with formation in psychosis, the cognitive pathway being
psychotic illness (n = 42) were studied with a) a stan- characterised by severe cognitive deficits and the affec-
dard battery of neuropsychological tests to assess cogni- tive pathway by increased levels of stress-sensitivity as-
tive functioning, b) the Experience Sampling Method (a sociated with prior exposure to LE.
structured diary technique assessing current context
and mood in daily life) to assess (i) appraised subjective ■ Key words psychosis – cognition – stress – life events
stress related to daily events and activities, and (ii) emo-
tional reactivity conceptualised as changes in both neg-
Introduction
I. Myin-Germeys, MA, PhD · L. Krabbendam, MA, PhD · Life events (LE) have been found to influence the onset
P. Delespaul, MA, PhD · J. van Os, MD, PhD, MRCPsych and course of psychotic disorders. Increased numbers of
Dep. of Psychiatry and Neuropsychology
azM/Mondriaan /RIBW/Riagg/Vijverdal Academic Centre LE have been associated with higher levels of sympto-
Maastricht University matology and increased relapse rates (Bebbington et al.
Maastricht, The Netherlands 1993; Bebbington et al. 1996; Lukoff et al. 1984; Mik-
I. Myin-Germeys, MA, PhD lowitz 1994; Norman and Malla 1993). However, the
Mondriaan Zorggroep mechanism by which LE influence the occurrence and
Section Social Cognition course of psychotic disorders is not known. Some au-
P.O. BOX 4436, 6401 CX Heerlen, The Netherlands
thors have suggested that LE do not trigger relapses di-
J. van Os, MD, PhD, MRCPsych rectly, but rather act by increasing vulnerability cumu-
Division of Psychological Medicine
Institute of Psychiatry
latively with successive exposures (Bebbington et al.
De Crespigny Park 1996; Hirsch et al. 1996).
Denmark Hill, London SE5 8AF, UK The underlying mechanism by which LE act cumula-
Dr. I. Myin-Germeys () tively to the risk function may reside in their impact on
Dep. of Psychiatry and Neuropsychology sensitivity for daily life stress. It has been shown in the
Maastricht University general population that life events affect emotional re-
P.O. BOX 616 (PAR 45) activity to smaller daily events (Kanner et al. 1981; Eck-
6200 MD Maastricht, The Netherlands
enrode 1984). Furthermore, these smaller daily events
SPPE 633

Tel.: +31-43/3 29 97 73
Fax: +31-43/3 29 97 08 have been reported to be important predictors of psy-
E-Mail: i.germeys@sp.unimaas.nl chological symptoms in general (Kanner et al. 1981;
263

Monroe 1983), of subjective distress (Norman and Malla ■ Experience Sampling Method (ESM)
1991), and of relapse rates in schizophrenia (Malla et al. The Experience Sampling Method is a within-day self-assessment
1990). Recent work reported that prior exposure to LE in technique. Previous applications of ESM in schizophrenia (Delespaul
patients with schizophrenia did not affect the appraised et al. 2002; Myin-Germeys et al. 2000; Myin-Germeys et al. 2001a;
stressfulness of daily events. However, prior exposure to Myin-Germeys et al. 2001b) have demonstrated the feasibility, valid-
ity, and reliability of the method in this population. Subjects were
LE did modify the emotional reaction to daily life stress, studied in their normal daily living environment. They received a dig-
both in terms of increases in negative affect and de- ital wristwatch and a set of ESM self-assessment forms collated in a
creases in positive affect (Myin-Germeys et al. in press). booklet for each day. Ten times a day on six consecutive days, the
The apparent discordance between effects of LE on sub- watch emitted a signal (beep) at unpredictable moments between 7.30
jective appraisal of stress and emotional reactivity can a. m. and 10.30 p. m. After every “beep”, subjects were asked to stop
their activity and fill out the ESM self-assessment forms previously
be understood in terms of underlying vulnerability. It handed to them, collecting reports of thoughts, current context (ac-
has been reported that relatives of patients with psy- tivity, persons present, location), appraisals of the current situation,
chosis are not different from controls in the average level and mood. All self-assessments were rated on 7-point Likert scales.
of appraised stress, nor in average mood level (Myin- The ESM procedure was explained to the subjects during an ini-
tial briefing session and a practice form was completed to confirm
Germeys et al. 2001b). However, they did report a signif- that subjects were able to understand the 7-point Likert scale format.
icantly larger emotional reactivity compared to con- Subjects were instructed to complete their reports immediately after
trols. Therefore, it was argued that emotional reactivity the beep, thus minimising memory distortions, and to record the time
constitutes an underlying vulnerability marker for psy- at which they completed the form. During the actual sampling period,
research staff repeatedly called the subjects to assess whether they
chosis. It appears that LE may impact specifically on this were complying with the instructions. In order to know whether the
underlying vulnerability. subjects had completed the form within 15 minutes of the beep, the
Previous work has shown that the two domains of time at which subjects indicated they completed the report was com-
vulnerability of cognitive impairment and sensitivity to pared to the actual time of the beep. All reports completed more than
daily life stress have non-overlapping distributions in 15 minutes after the signal were excluded from the analysis. Previous
work has shown that reports completed after this interval are less re-
patient populations: individuals with greater levels of liable and consequently less valid (Delespaul 1995). Subjects with less
cognitive impairment have lower levels of sensitivity to than 20 valid reports were excluded from the analysis.
daily life stress (Myin-Germeys et al. 2002). Therefore, if
LE impact on sensitivity to daily life stress, it is attrac-
tive to hypothesise that this effect of LE is modified by ■ Emotional stress reactivity assessment
the degree of cognitive impairment, higher levels of cog- Previously, emotional stress reactivity was conceptualised as mood in
nitive impairment giving rise to a reduced impact of LE reaction to daily events and minor disturbances in daily life (Myin-
on daily life stress-sensitivity. The present study will in- Germeys et al. 2001b). Both the mood measures and the stress mea-
vestigate the effect of LE on emotional reactivity to daily sures were derived from the experience sampling reports as described
below.
life stress in relation to cognitive performance in 42 pa-
tients diagnosed with psychotic disorder.
Assessment of mood
Mood states reported after each beep were assessed with ten mood
Subjects and methods adjectives rated on 7-point Likert scales (1 not at all to 7 very). Factor
analyses (principal component analysis with Harris-Kaiser rotation)
on the raw within-subject scores identified two factors with eigenval-
■ Subjects ues greater than 1 explaining 41 % of the total variance. Two factor-
based scales with equal weights for each item were created. The items
The sample consisted of 50 psychotic subjects. All patients were un- down, guilty, insecure, lonely, and anxious formed the NA scale (Neg-
der current treatment. Selection criteria, assessed by a research physi- ative Affect), (Cronbach’s α = 0.79). The items happy, cheerful, relaxed,
cian or research psychologist, were a lifetime occurrence of psychotic and satisfied formed the PA scale (Positive Affect) (Cronbach’s
symptoms according to the RDC (Research Diagnostic Criteria) for at α = 0.89). The item angry had low loadings on both factors and was
least 2 weeks in clear consciousness. Inclusion criteria were: 1) age excluded to enhance differentiation between the two factors.
18–55 years, 2) sufficient command of the Dutch language, and 3) nor-
mal physical examination. Exclusion criteria were: 1) endocrine, car-
diovascular, or brain disease, 2) use of alcohol in excess of five stan- Assessment of stress
dard units per day, 3) weekly use of illicit drugs, 4) history of
head-injury with loss of consciousness, and 5) being in need of in-pa- Stress was conceptualised as subjective appraised stressfulness of dis-
tient care, intensive case management home care or crisis interven- tinctive events as well as of minor disturbances that continually hap-
tion. Written informed consent, conforming to the local ethics com- pen in the natural flow of daily life. These were:
mittee guidelines, was obtained from all subjects. Patients were 1. Event-related stress:
recruited through the ambulatory mental health facilities in Maas- after each beep, subjects were asked to report the most important
tricht, The Netherlands, and through patient associations in the event that happened between the current and the previous report.
southern part of the Netherlands. This event was subsequently rated on a 7-point bipolar scale
The diagnostic procedure included extensive screening with di- (–3 = very unpleasant, 0 = neutral, 3 = very pleasant). Responses
agnostic interviews that included the Life Chart (Susser et al. 2000), were recoded to allow high scores to reflect stress (–3 = very pleas-
the Brief Psychiatric Rating Scale (Ventura et al. 1993), and the Posi- ant, 0 = neutral, 3 = very unpleasant). Response on this item is
tive and Negative Syndrome Scale (Kay et al. 1987) to map psychiatric called event-related stress.
symptomatology. Interview data and clinical record data were used to 2. Activity-related stress:
complete the Operational Criteria Checklist for Psychotic Illness after each beep, subjects judged their current activity on three
(OCCPI) yielding DSM-III-R diagnoses through the OPCRIT com- self-report items (scored on 7-point Likert scales, 1 = not at all and
puter program (McGuffin et al. 1991). 7 = very). The mean of the scales ‘I am not skilled to do this activ-
264
ity‘, ‘I would rather do something else’, and ‘This activity requires emotional reaction to daily life stress more in patients with better
effort’ forms the activity-related stress scale (α = 0.54). cognitive performance, multilevel linear regression analyses were
conducted with NA and PA as the dependent variables. LE, the two
stress measures, the cognitive score, as well as their interactions were
■ Assessment of life events the independent variables: mood = B0 + B1 daily stress + B2 LE + B3
cognition + B4 daily stress*LE + B5 daily stress*cognition + B6
All subjects were interviewed with the structured Brown and Harris LE*cognition + B7 daily stress*LE*cognition + residuals. As is re-
Life Events and Difficulties Schedule (LEDS) (Brown and Harris quired in a regression analysis testing the effect of higher-order in-
1978). The LEDS is a structured interview, assessing serious life events teraction terms, all lower-order interaction terms were included in
in several domains of life such as health, marriage, work, etc. Inter- the model as well. Analyses were conducted separately for each mea-
views were conducted by a research psychologist (I. M.-G.) or a sure of daily life stress.
trained research nurse. Each interview was audiotaped and subse- The interaction term (daily stress*LE*cognition) was of most in-
quently scored by the two researchers based on consensus. Each in- terest in the present study as the main hypothesis revolved around the
terview investigated the presence of life events over the past year (1 question whether cognitive functioning modifies the interaction ef-
year back from the date of the interview), irrespective of the occur- fect of LE and daily life stress on mood. Therefore, stratified analyses
rence of symptoms. were conducted whenever there was evidence of significant interac-
In the present study, life events (LE) with a moderate amount of tion effects. To this end, the subjects were divided into three groups
threat or unpleasantness were included (scores of 1 = marked according to their tertile group level of functioning on the neuropsy-
threat/unpleasantness, 2 = moderate threat/unpleasantness; accord- chological tests: the worst-performance group (the approximately
ing to the Brown and Harris scale). The total number of such LE was 33 % of the subjects with the lowest overall score on the tests), the in-
used as a continuous variable in the analyses, as a measure of the termediate performance group (the 33 % of the subjects whose scores
amount of social adversity befalling the person (Van Os and Jones on the tests fell into the middle tertile), and the best performance
1999). group (the 33 % of the subjects with the highest scores on the tests).
In each of the three groups, it was investigated how LE modified the
emotional reactivity to daily life stress according to the following
■ Neuropsychological assessments model: mood = B0 + B1 daily stress + B2 LE + B3 daily stress*LE.

The neuropsychological assessment was directed at the following


cognitive domains: episodic memory, semantic fluency, attentional
span and speed of complex information processing. The Auditory Results
Verbal Learning Task (AVLT) (Brand and Jolles 1985; Lezak 1995) was
used to evaluate learning and retrieval of information in episodic Of the 50 subjects who entered the study, 8 subjects were
memory. In five consecutive trials, a list of 15 words has to be memo- excluded from the analysis due to insufficient ESM data.
rised and reproduced. The measure used was the total number of
words recalled over the five trials. The backward digit span from the Two patients did not return the diary booklets and 6 pa-
Wechsler Adult Intelligence Scale-Revised (Wechsler 1981) was used tients were unable to comply with the research protocol
as a measure of attentional span (Lezak 1995). The Stroop Colour- (they had fewer than 20 valid reports and were, there-
Word Test (SCWT) (Stroop 1935) and the Concept Shifting Test (CST) fore, excluded from the analyses, see ESM). The final
(Houx et al. 1991), which is a modified version of the Trailmaking Test
(Reitan 1958), were used as measures of speed of information pro-
study sample thus consisted of 42 subjects (Table 1).
cessing. For both tests, the measure used was the interference score Sociodemographic and clinical characteristics of the
which is the difference between performance on the complex task and patients are summarised in Table 1, and the mean scores
performance on the simple task. For the Stroop Colour-Word Test, on the independent and dependent variables are shown
this means the time needed for the subject to name the print colour in Table 2.
while ignoring the word minus the time needed for reading the colour
names.For the Concept Shifting Test,the interference score is the time The multilevel random regression analyses showed a
needed for the subject to switch between numbers and letters minus significant main effect of the two stress measures on NA
the number-only condition. Word fluency was used to evaluate strat- [activity-related stress: B = 0.16 (SE = 0.02), p = 0.0001;
egy-driven retrieval from semantic memory. The subjects had to gen- event-related stress: B = 0.08 (SE = 0.01), p = 0.0001] and
erate as many animal names as possible in one minute (Lezak 1995).
For all neuropsychological measures, a z-score was calculated on PA [activity-related stress: B = –0.28 (SE = 0.02),
(subtracting the mean and dividing by the standard deviation) and p = 0.0001; event-related stress: B = –0.14 (SE = 0.01),
the sum of these five z-scores was used in the analyses. p = 0.0001]. No significant main effect of LE and cogni-
tive functioning on mood was found (results not
■ Statistical analyses
shown). Significant three-way interactions were found
in three of the four models (Table 3), indicating that cog-
A multilevel linear random regression model (Goldstein 1987) was nitive performance modified the daily stress by LE in-
used. Multilevel or hierarchical linear modelling techniques are a teraction effect on mood.
variant of the more often used unilevel linear regression analyses and Stratified analyses were conducted to further clarify
are ideally suited for the analysis of ESM data, consisting of multiple
observations within one person, i. e. at two levels (ESM-beep level and the differential interaction effect between LE and daily
subject level) (Schwartz and Stone 1998). Since, in ESM, observations stress on mood in the group with worst, with intermedi-
from the same subject are more similar than observations from dif- ate, and with best cognitive performance (Table 4).
ferent subjects, the residuals are not independent. Conventional re- Overall, LE did modify the effect of daily stress on mood
gression techniques do not adequately take into account the variance
components at two different levels. in the group with the best performance on the cognitive
Data were analysed with the XTREG module in STATA (StataCorp tests. In the groups with intermediate and worst perfor-
2001). The β is the fixed regression coefficient of the predictor in the mance on the cognitive tests, no significant interaction
multilevel model and can be interpreted identically to the estimate in effect was found between daily stress and LE on mood.
a unilevel linear regression analysis.
To test the hypothesis that the occurrence of LE modified the
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Table 1 Sociodemographic and clinical characteristics of the research sample Table 3 The interaction effect of daily stress, life events and cognitive perfor-
mance on mood
Psychotic subjects
(n = 42) B (SE) z P

Sociodemographic variables NA
Activity-related stress * LE * cognition –0.05 (0.01) –6.44 0.000
Age 31.9 (7.7); (range 20–48) Event-related stress * LE * cognition –0.02 (0.01) –3.10 0.002
Sex (M–F) 22–20 PA
Education Activity-related stress * LE * cognition 0.03 (0.01) 3.16 0.002
Elementary school 24% Event-related stress * LE * cognition 0.00 (0.01) 0.04 0.970
Secondary school 67%
Higher education 9%
Marital status
Married or living together 21% Discussion
Divorced 5%
Never married 74%
In terms of impacting on the underlying stress-sensitiv-
Work situation ity, life events may particularly influence patients with
Working 24%
Unemployed 0% preserved cognitive functioning. The altered stress-sen-
Incapable of work 66% sitivity that characterises patients with higher levels of
Protected work 10% cognitive functioning is also more reactive to a history
of prior LE, while patients with cognitive impairments,
Clinical variables
who already have lower levels of sensitivity to daily life
OPCRIT DSM-III-R diagnosis (lifetime) stress (Myin-Germeys et al. 2002), may additionally be
Schizophrenia 39 less reactive to prior exposure to LE.
Schizo-affective disorder 2 These results fit with the notion of separate affective
Atypical psychosis 1
and cognitive pathways of symptom formation in psy-
Total BPRS score 38 (9.8); range (24–73) chosis (Myin-Germeys et al. 2002), the affective pathway
Age of first psychotic episode 22.5 (5.8); (range 14–41) characterised by increased levels of stress-sensitivity
Medication status (psychotropics) and the cognitive pathway characterised by severe cog-
Typical antipsychotics 50%
Atypical antipsychotics 45%
nitive deficits. These pathways may contribute to the
Antidepressants 19% mechanisms underlying the extensive clinical hetero-
Benzodiazepines 24% geneity in schizophrenia which several authors (Car-
Lithium 5% penter et al. 1988; Crow 1980; Murray et al. 1992; Robins
Anticholinergics 14% and Guze 1970; Van Os et al. 1998) have suggested can be
No medication 5%
reduced to two main forms: a more chronic form of ill-

Table 2 Ratings and correlations of the number of


valid reports and the independent and dependent Score Correlation (r)
variables Mean SD Range 1 2 3 4

Valid reports 45 10 21–60


Life event (LE) variables
1. # LE 1.1 0.2 0–4
Neuropsychological measures
1. Word learning 48.6 8.2 29–64
2. Word fluency 21.7 7.0 8–37 0.31***
3. Stroop Colour-Word 51.1 19.1 23–96 0.18*** 0.32***
Test
4. Concept Shifting 12.7 10.4 0.4–56.2 0.26*** 0.06* 0.41***
Test
5. WAIS-R backward 5.8 1.6 3–11 0.29*** 0.09*** 0.07** 0.31***
digit span
6. Sum of five z-scores 0 3.03 –4.9–9.6
Stress-related variablesa
1. Event –1.2 0.9 –3–3 1
2. Activity 2.5 0.7 1 to 7 0.17*** 1
Mood statesa, b
1. NA 1.7 0.7 1–7 1
2. PA 4.4 1.0 1–7 –0.43*** 1
a For each subject, a mean was calculated over all reports, and these means were aggregated over the group to

obtain the group mean (SD); b NA = Negative Affect; PA = Positive Affect


* p < 0.05; ** p < 0.01; *** p < 0.001
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Table 4 The interaction effect of daily stress and LE


on mood, stratified by performance on the cognitive Best performing Middle performing Worst performing
tasks group group group

NA
Activity-related stress * LE 0.21 (0.03)*** –0.03 (0.04) –0.02 (0.02)
Event-related stress * LE 0.09 (0.02)*** 0.04 (0.04) 0.00 (0.02)
PA
Activity-related stress* LE –0.09 (0.04)* –0.02 (0.05) 0.02 (0.04)

* p < 0.05; *** p < 0.001

ness characterised by high levels of negative symptoms disorders, partly resulting from areas of shared vulner-
and neurocognitive impairment which may be associ- ability (Kendler et al. 1998; Maier et al. 1993; van Os et
ated with the cognitive pathway, and an episodic, reac- al. 1999). Social adversities such as life events may con-
tive, good-outcome form with higher levels of positive stitute a shared risk factor for both the affective and
symptoms associated with the affective pathway. The psychotic disorders, with the largest effect on the affec-
latter has been postulated to be most reactive to envi- tive end of the continuum (van Os et al. 1999), their ef-
ronmental stress, which may be mediated by underlying fects being most pronounced in the affective disorders
stress-sensitivity. Previous LE research has already sug- and the affective psychoses (Bebbington et al. 1993;
gested that LE are related in particular to positive symp- Dohrenwend et al. 1995; Paykel 1978; Van Os et al. 1998).
toms, better outcomes (e. g. less need of anti-psychotic If LE indeed impact in part through their effect on
maintenance medication and more time in complete re- raising underlying stress-sensitivity, one would expect
mission) and a more episodic type of illness (Bebbing- increased levels of stress-sensitivity in the affective
ton et al. 1996; Hirsch et al. 1996; Miller et al. 2001; van disorders as well. Recently, Myin-Germeys et al. (Myin-
Os et al. 1994; Van Os et al. 1998). Germeys et al. in press b) demonstrated that altered
The notion of separate affective and cognitive path- stress-sensitivity is a general underlying vulnerability
ways has previously been mentioned in the literature by shared by patients with psychotic and affective disor-
Garety and colleagues (Garety et al. 2001), although ders. This adds to the suggestion that altered stress-sen-
some differences become apparent. Garety et al. (2001) sitivity is an area of shared liability between affective
hypothesise a cognitive-affective and an affective path- and psychotic disorders. Therefore, it is plausible that
way to the formation of positive psychotic symptoms, one of the mechanisms through which LE influence the
while the current model suggests that the cognitive onset and course of disorders is by impacting on the un-
pathway is related to the formation of negative symp- derlying stress-sensitivity, irrespective of diagnostic
toms. However, both views might be reconcilable. Firstly, context.
both the current model and Garety et al.’s model stress One could argue that the results are an artefact of the
the importance of affective disturbances in the forma- fact that patients with better cognitive performance are
tion of positive symptoms. Secondly, although the inclu- more likely to experience LE, as they would be more ca-
sion of cognitive disturbances in the formation of posi- pable of fulfilling some role in society such as having a
tive symptoms seems contradictory to the affective and job. However, a post-hoc analysis showed that cognitive
cognitive pathways as suggested in the current paper, performance was not associated with the number of LE
this may not be the case. In the current model, the cog- (B = –0.04, SE = 0.03, p = 0.29). Alternatively, it could be
nitive pathway is characterised by a general impairment asserted that LE impact on mood levels rather than on
in cognitive functioning, which is clearly trait-related. stress-sensitivity and that mood levels may be expected
Garety et al., on the other hand, focus on specific cogni- to be different in the three groups (for example, because
tive disturbances such as reasoning biases and problems subjects with better cognitive functioning are more
in self-monitoring of actions and intentions. These cog- aware of the devastating effect of their illness). However,
nitive problems can be conceived as specific and state- no main effect of cognition was found on mood, indi-
related as they become apparent due to triggering cating that mood is not mediated by level of cognitive
events. Therefore, the affective pathway, as described in performance and no main effect of LE on mood was
the current model, could actually contain both the affec- found, indicating that LE impact on stress-reactivity
tive and the cognitive-affective pathway as described by rather than on mood levels per se.
Garety et al. (2001). The differential effect in models predicting NA and
The data suggest that LE engender their effect by im- PA is in line with reports in the literature showing that
pacting on the underlying stress-sensitivity, especially NA and PA are two independent factors, with specific
in the group with the best cognitive performance. Al- characteristics and daily patterns (Goldstein and Strube
though LE might impact through other mechanisms as 1994; Watson et al. 1999). NA has been shown to be more
well, additional evidence points in the direction of al- influenced by the occurrence of life events (Watson et al.
tered stress-sensitivity. Several authors have suggested 1999). Thus, negative mood levels are generally quite
a form of continuity between affective and psychotic low, sharply increasing when a serious LE befalls the in-
267

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