Professional Documents
Culture Documents
EI and
Emotional intelligence and authentic
authentic leadership: a leadership
meta-analysis
Chao Miao
Department of Management and Marketing, Franklin P. Perdue School of Business,
Received 2 February 2018
Salisbury University, Salisbury, Maryland, USA Revised 7 May 2018
Ronald H. Humphrey Accepted 9 May 2018
Shanshan Qian
Department of Management, College of Business and Economics,
Towson University, Towson, Maryland, USA
Abstract
Purpose – Authentic leadership is a popular leadership construct that stimulates considerable scholarly interest
and has received substantial attention from practitioners. Among different individual difference variables, there
has been a growing interest in studying the connection between emotional intelligence (EI) and authentic
leadership; nevertheless, most of the existing literature on this relation was atheoretical and the results for this
relation were mixed. Thus, the purpose of this paper is to clarify the relation between EI and authentic leadership.
Design/methodology/approach – A meta-analysis was conducted to examine the relation between EI and
authentic leadership and the moderators that affect this relation.
Findings – The results of the present study indicated that: EI is significantly and positively related to authentic
leadership (overall EI: r^ ¼ 0:49; ability EI: r^ ¼ 0:08; self-report EI: r^ ¼ 0:52; mixed EI: r^ ¼ 0:49); self-report EI
and mixed EI have larger associations with authentic leadership than ability EI has; and the relation between EI
and authentic leadership does not differ between male-dominated and female-dominated studies.
Originality/value – The present study couches the relation between EI and authentic leadership in theories
and identifies important moderators for this relation which explain the heterogeneity in effect sizes for this
relation across studies.
Keywords Authentic leadership, Emotional intelligence, Meta-analysis
Paper type Research paper
Introduction
Authentic leadership is a construct that has garnered considerable attention from scholars
and practitioners; due to this growing interest, noticeable theoretical and empirical
developments of this construct were made (e.g. Avolio and Gardner, 2005; Banks et al., 2016;
Luthans and Avolio, 2003; Shamir and Eilam, 2005; Walumbwa et al., 2008). Since the
construct of authentic leadership ignited enormous scholarly interest, there has been a surge
in studies that were targeted at refining the theory of authentic leadership. Banks et al.
(2016) indicated that the most generally accepted definition of authentic leadership was
proposed by Walumbwa et al. (2008). Walumbwa et al. argued that the multidimensional
model of authentic leadership construct comprises of four components: self-awareness,
relational transparency, internalized moral perspective and balanced processing.
The components of authentic leadership suggest a close relationship with emotional
intelligence (EI). For example, Goleman and his co-authors’ model of EI emphasizes four
dimensions: self-awareness, self-management, social awareness and social/relationship Leadership & Organization
Development Journal
management (Boyatzis and Goleman, 2001; Goleman, 1995; Goleman et al., 2013). Their © Emerald Publishing Limited
0143-7739
model also has various subdimensions, called competencies, such as empathy, confidence, DOI 10.1108/LODJ-02-2018-0066
LODJ self-regulation, transparency, emotional expression and influence. The self-awareness
component of authentic leadership should be highly related to the self-awareness of one’s
emotions that is a key to EI. Likewise, Boyatzis et al. (2011) have argued that the
transparency competency is closely linked to being authentic. Because authentic leaders are
leaders, i.e. those who lead and influence others, the social/relationship management
dimension and the EI competencies of confidence, emotional expression and influence
should also be related to authentic leadership. Empathy should be related to the moral
perspective aspects of authentic leadership.
Among various individual difference variables, EI is the one that has been known to
noticeably influence authentic leadership (Ilies et al., 2005). Ilies et al. argued that authentic
leaders should be aware of their strengths and weaknesses and understand their emotions,
all of which are affected by EI. EI is known to lead to leader emergence, leader performance
and effective leadership styles (e.g. authentic leadership) (Walter et al., 2011). For example,
emotionally intelligent individuals can use their EI to decipher the emotional requirements
of a situation, empathize with others, and modulate their emotional displays to meet others’
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expectations, all of which are related to authentic leadership; moreover, emotionally savvy
leaders are more likely to have higher perceived authenticity in the eyes of their followers
because they can use their EI to apply effective emotional labor strategies, such as genuine
emotional labor or deep acting, to gain favorable impression from their followers
(Gardner et al., 2009).
Despite the plausible association between EI and authentic leadership, the reported effect
sizes for this relationship exhibited a wide range, from weak to very strong. In addition,
most of the studies that addressed this relationship lacked a strong theoretical basis.
Hence, the purposes of this meta-analysis are to couch the relation between EI and authentic
leadership in a theoretical framework, clarify the empirical landscape by providing an
overall estimate, and search for moderators that may condition the relation between EI and
authentic leadership.
Authentic leadership
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According to a recent review of authentic leadership literature (Banks et al., 2016), it was
argued that Walumbwa et al.’s (2008) study provided the most generally accepted definition
of authentic leadership, which was defined in their article as “a pattern of leader behavior
that draws upon and promotes both positive psychological capacities and a positive ethical
climate, to foster greater self-awareness, an internalized moral perspective, balanced
processing of information, and relational transparency on the part of leaders working with
followers, fostering positive self-development (p. 94).” Walumbwa et al. proposed four major
components of authentic leadership: self-awareness, relational transparency, internalized
moral perspective, and balanced processing.
Self-awareness refers to one’s understanding of his/her values, goals, emotions, and
abilities; it also refers to one’s cognizance of his/her strengths and weaknesses and impact
on others (Banks et al., 2016; Walumbwa et al., 2008). Relational transparency refers to
showing one’s authentic self to others via self-disclosures, open informational sharing, and
candid expression of true thoughts and feelings (Banks et al., 2016; Walumbwa et al., 2008).
Authentic leaders are, therefore, self-concordant and self-expressive and they do not fake
leadership (Shamir and Eilam, 2005). An internalized moral perspective builds upon one’s
self-regulation, which is anchored by one’s deep-seeded values and aspiration to make a
difference (Banks et al., 2016; Walumbwa et al., 2008). Balanced processing refers to the
leaders who objectively evaluate all available information before making a decision and
these leaders are also receptive to the perspectives that are different from their deeply held
positions (Banks et al., 2016; Walumbwa et al., 2008).
more likely to be authentic leaders (Ilies et al., 2005). In addition, emotionally intelligent leaders
can manage their followers’ emotions to create warm, positive feelings and these positive
feelings can lead to perceptions of leader authenticity (Gardner et al., 2009; Humphrey et al.,
2008). Therefore, we provide the following hypothesis:
H1. EI is positively related to authentic leadership.
Moderators
Types of EI. Based on authentic leadership theory and the factor structure of authentic
leadership, it appears that authentic leadership is less influenced by cognitive ability (Shamir
and Eilam, 2005). For example, according to Walumbwa et al. (2008) four component model of
authentic leadership, at least three of them are minimally influenced by cognitive ability, such
as self-awareness, internalized moral perspective and relational transparency. These
components are likely to be influenced by dispositional tendencies, such as personality traits.
For instance, neurotic leaders who have poor emotional adjustments and experience more
negative feelings (e.g. hostility and anxiety) should be less willing to admit their mistakes
(poor relational transparency) and seek feedback from others to improve their interactions
with others (poor self-awareness) ( Judge et al., 2002).
According to prior EI research (e.g. Miao et al., 2017a; O’Boyle et al., 2011), self-report EI
and mixed EI have higher correlations with personality traits than ability EI does, whereas
ability EI has a higher correlation with cognitive ability than do self-report EI and mixed EI.
Thus, self-report EI and mixed EI may predict authentic leadership similar to the way
personality traits predict authentic leadership. Likewise, ability EI may predict authentic
leadership similar to the way cognitive ability predicts authentic leadership. Because
personality traits may influence authentic leadership more than cognitive ability does, and
because self-report EI and mixed EI have higher associations with personality traits than
ability EI, these two types of EI may demonstrate stronger relationships with authentic
leadership than ability EI. Hence, we offer the following hypotheses:
H2(a). The relation between EI and authentic leadership is stronger when self-report EI
was used than when ability EI was used.
H2(b). The relation between EI and authentic leadership is stronger when mixed EI was
used than when ability EI was used.
Gender. The research findings on affect and gender are mixed, with some studies finding
support for a female advantage in emotion-related abilities, but others finding no support
(Taylor and Hood, 2011). A recent meta-analysis found that gender did not moderate the EI and
relationship between EI and job satisfaction (Miao et al., 2017c). Displaying authentic leadership authentic
styles requires leaders to use their EI to increase the authenticity of their emotional displays and leadership
to foster empathic bonds with their followers. If females have a greater EI capacity, then the
relationship between EI and authentic leadership should be stronger in female-dominated
studies and gender should be a moderator variable. We provide the following hypothesis:
H3. The relation between EI and authentic leadership is stronger in female-dominated
studies than in male-dominated studies.
Method
Article search and inclusion criteria
We conducted the computerized search of the usual plethora of article databases to capture
relevant studies (e.g. ABI/INFORM, EBSCO Host, Google Scholar, ProQuest Dissertations
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and Theses, PsycNET and Social Sciences Citation Index). A list of keywords (and several
variations in them) was specified in the search, such as authentic leadership, emotional
intelligence, and emotional competency. We searched relevant leadership, management and
psychology journals. We conducted Google search and also searched relevant leadership,
management and psychology conferences in order to capture unpublished papers.
Two inclusion criteria were set to filter the identified studies in the initial search: the
eligible studies had to be quantitative and empirical; and the eligible studies had to provide
at least one correlation coefficient between EI and authentic leadership, or had to provide
statistics that could be converted into effect sizes based on Lipsey and Wilson’s (2001) and/
or Peterson and Brown’s (2005) methods. After these two inclusion criteria were applied, we
found 11 studies that were eligible for inclusion in the current meta-analysis (k ¼ 11,
n ¼ 3,507). The references for these included studies are displayed in the section of Studies
Included in the Meta-Analysis.
the impact of publication bias can be considered as negligible or absent (Kepes et al., 2012).
A second publication bias analysis, Egger’s test of the intercept, demonstrates the absence
of publication bias when the intercept is statistically non-significant.
With respect to the EI—authentic leadership distribution, one sample was imputed on
the right side of the funnel plot to correct the asymmetry (see Figure 1). The difference
between observed mean correlation and adjusted observed mean correlation is 0.03, which is
less than 20 percent. According to the recommendation made by Kepes et al. (2012), the
impact of publication bias is negligible or absent given such a small effect size adjustment.
Hence, trim-and-fill analysis demonstrates that the influence of publication bias on our meta-
analytic results is negligible or absent. Similarly, Egger’s test of the intercept yielded an
intercept of 0.16 that is statistically non-significant at 0.05 level. This still suggests the
absence of publication bias.
In conclusion, the results of these two publication bias analyses converged that the
influence of publication bias on our meta-analytic results is negligible or absent and our
meta-analytic results are thus robust.
30
Precision (1/SE)
20
10
0
–2.0 –1.5 –1.0 –0.5 0.0 0.5 1.0 1.5 2.0
Fisher’s Z
Figure 1. Notes: SE = standard error. This figure refers to the funnel plot for the EI – authentic
Funnel plot based on
trim-and-fill analysis leadership relation. The imputed sample is indicated in black in the funnel plot. x-axis
shows Fisher’s Z and y-axis shows precision (1/SE)
Results EI and
The meta-analytic findings of the present study are shown in Table I. We found that EI is authentic
significantly and positively related to authentic leadership (ρ̂̅ ¼ 0.49) because the corrected leadership
95 percent confidence interval ranges from 0.35 to 0.64 and this does not include zero. H1 is
thus supported. With regards to specific types of EI, we found that self-report EI and mixed
EI are significantly and positively related to authentic leadership (self-report EI: ρ̂̅ ¼ 0.52;
mixed EI: ρ̂̅ ¼ 0.49). However, the association between ability EI and authentic leadership is
non-significant at 0.05 level (ability EI: ρ̂̅ ¼ 0.08). The Varart% statistic of the EI—authentic
leadership meta-analytic distribution is 5 percent that is far less than 75 percent. In
accordance with Schmidt and Hunter’s (2015) suggestions, one should test moderators in
this scenario due to substantial heterogeneity in effect size distributions.
The first moderator under investigation is EI types/streams. We found that the relation
between self-report EI and authentic leadership is significantly larger than the
relation between ability EI and authentic leadership (Δρ̂̅ ¼ 0.44, po 0.05). Similarly,
the relation between mixed EI and authentic leadership is also significantly larger than that
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between ability EI and authentic leadership (Δρ̂̅ ¼ 0.41, p o0.05). H2a and H2b are thereby
supported. The second moderator under examination is gender. We found that the relation
between EI and authentic leadership does not differ between male-dominated studies and
female-dominated studies (Δρ̂̅ ¼ 0.05, p ¼ n.s.). H3 is not supported. The results of
moderator analyses were displayed in the last column of Table I.
Discussion
Theoretical implications
EI of leaders has been increasingly studied as a critical topic in the leadership research;
some studies pointed out that EI is the sine qua non of leadership (Walter et al., 2011).
Research evidence has also demonstrated that EI enables leaders to use effective leadership
styles, and one effective leadership style that emotionally intelligent leaders may exhibit is
authentic leadership. In spite of the plausible relation between EI and authentic leadership,
the theoretical rationales used in prior studies were unclear and most of these studies were
atheoretical; further, the reported effect sizes for the relation between EI and authentic
leadership were mixed. To elucidate this mudded collection of empirical findings, the
purposes of the present study are to couch this line of literature in a theoretical framework,
to sort out the mixed empirical findings by providing an overall estimate, and to identify the
moderators that cause the heterogeneity in effect size distribution. The present study made
a set of noteworthy theoretical contributions.
First, the meta-analytic results support our hypothesis that EI is positively related to
authentic leadership (ρ̂̅ ¼ 0.49). As previously mentioned, there is a close conceptual linkage
between models of EI and authentic leadership. The four dimensions of self-awareness, self-
management, social awareness, and social/relationship management in Goleman and his co-
authors’ measures (Boyatzis and Goleman, 2001; Goleman, 1995; Goleman et al., 2013)
correspond closely with the dimensions of authentic leadership (self-awareness, relational
transparency, internalized moral perspective, and balanced processing; Walumbwa et al., 2008).
Second, we found that the types of EI moderate the relation between EI and authentic
leadership. Self-report EI and mixed EI exhibited higher relations with authentic leadership
than ability EI did. These findings support the trait perspective of EI (Petrides et al., 2007) and
the use of self-ratings to measure EI ( Jordan et al., 2002). Our results also imply that authentic
leadership may be a construct that is less cognitively-loaded because ability EI, which is the
most cognitively-loaded type of EI, has the lowest association with authentic leadership.
Future research may perform more fine-grained analyses to decompose affective, behavioral
and cognitive processes that are involved in authentic leadership style and to compare which
one is the most dominant in authentic leadership. This is an important area of inquiry that
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LODJ
Table I.
of the relation
between EI and
authentic leadership
Meta-analytic results
k n r̅ SDr ρ̂̅ SDρ CI LL CI UL CV LL CV UL Varart% Sig. diff.
EI—authentic leadership 11 3,507 0.42 0.22 0.49 0.24 0.35 0.64 0.19 0.80 %
EI type
a. Ability EI 1 168 0.07 0.00 0.08 0.00 −0.07 0.23 0.08 0.08 – b, c
b. Self-report EI 7 2,549 0.45 0.20 0.52 0.22 0.36 0.68 0.24 0.80 % a
c. Mixed EI 3 790 0.39 0.22 0.49 0.25 0.20 0.79 0.17 0.82 % a
Gender
a. Male-dominated 5 1,127 0.37 0.29 0.45 0.30 0.18 0.72 0.06 0.84 % –
b. Female-dominated 5 2,222 0.43 0.16 0.50 0.19 0.32 0.67 0.25 0.75 % –
Notes: k ¼ number of independent samples; n ¼ sample size; r̅ ¼ uncorrected sample-size-weighted mean correlation; SDr ¼ sample-size-weighted standard deviation of
observed mean correlations; ρ̂̅ ¼ corrected sample-size-weighted mean correlation; SDρ ¼ sample-size-weighted standard deviation of corrected mean correlations; CI LL
and CI UL ¼ lower and upper bounds of corrected 95 percent confidence interval; CV LL and CV UL ¼ lower and upper bounds of corrected 80 percent credibility interval;
Varart% ¼ percent of variance in ρ̂̅ explained by statistical artifacts; EI ¼ emotional intelligence; Sig. Diff. ¼ significant difference. Letters in this column correspond to
the letters in rows. They denote whether effect sizes are significantly different from one another at 0.05 level. The sign “–” shows the statistically non-significant
between-group difference (i.e. non-significant moderator effect)
may advance the understanding of authentic leadership. In addition, it may also help EI and
managers maximize the effectiveness of authentic leadership training. authentic
Third, we did not identify any gender differences for the relationship between EI and leadership
authentic leadership. This finding is consistent with prior meta-analytic findings (e.g. Miao
et al., 2017c), which found that males and females equally benefit from EI.
Practical implications
Our study has important practical values to managers and policy makers. EI enables leaders
to use effective leadership styles, such as authentic leadership. Since authentic leadership
influences a series of workplace outcomes that are of importance to organizations (e.g. group
or organization performance, employees’ job satisfaction, commitment, performance,
creativity, and trust in leader, etc.), organizations should recruit and/or promote
emotionally intelligent individuals as leaders because these individuals are capable of using
effective leadership styles, such as authentic leadership, to influence their followers and
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achieve desirable outcomes across individual, group, and organization levels. Prior research
findings demonstrated that EI can be trained and improved (Boyatzis et al., 2002). Research
has also demonstrated that authentic leadership skills can be developed as well (van
Droffelaar and Jacobs, 2017). Because of the close conceptual overlap between EI and
authentic leadership, simultaneously training employees in both EI and authentic leadership
may be especially useful.
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Corresponding author
Chao Miao can be contacted at: cxmiao@salisbury.edu
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