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Journal of Clinical Neuroscience (2005) 12(4), 399–404

0967-5868/$ - see front matter ª 2005 Published by Elsevier Ltd.


doi:10.1016/j.jocn.2004.07.013

Clinical study

Deep brain stimulation for phantom limb pain


Richard G Bittar1,3,4 MBBS PHD FRACS, Sofia Otero2 BSC, Helen Carter1 RN, Tipu Z Aziz1,2 MD DMEDSC FRCS
1
Department of Neurosurgery, Radcliffe Infirmary, 2University Department of Physiology, University of Oxford; Oxford, UK, 3Departments of Neurosurgery and
Surgery, The Alfred Hospital and Monash University, 4Australasian Movement Disorder and Pain Surgery (AMPS) Clinic; Melbourne, Australia

Summary Phantom limb pain is an often severe and debilitating phenomenon that has been reported in up to 85% of amputees. Its patho-
physiology is poorly understood. Peripheral and spinal mechanisms are thought to play a role in pain modulation in affected individuals;
however central mechanisms are also likely to be of importance. The neuromatrix theory postulates a genetically determined representation of
body image, which is modified by sensory input to create a neurosignature. Persistence of the neurosignature may be responsible for painless
phantom limb sensations, whereas phantom limb pain may be due to abnormal reorganisation within the neuromatrix. This study assessed the
clinical outcome of deep brain stimulation of the periventricular grey matter and somatosensory thalamus for the relief of chronic neuropathic
pain associated with phantom limb in three patients. These patients were assessed preoperatively and at 3 month intervals postoperatively.
Self-rated visual analogue scale pain scores assessed pain intensity, and the McGill Pain Questionnaire assessed the quality of the pain.
Quality of life was assessed using the EUROQOL EQ-5D scale. Periventricular gray stimulation alone was optimal in two patients, whilst a
combination of periventricular gray and thalamic stimulation produced the greatest degree of relief in one patient. At follow-up (mean 13.3
months) the intensity of pain was reduced by 62% (range 55–70%). In all three patients, the burning component of the pain was completely
alleviated. Opiate intake was reduced in the two patients requiring morphine sulphate pre-operatively. Quality of life measures indicated a
statistically significant improvement. This data supports the role for deep brain stimulation in patients with phantom limb pain. The medical
literature relating to the epidemiology, pathogenesis, and treatment of this clinical entity is reviewed in detail.
ª 2005 Published by Elsevier Ltd.

Keywords: pain, deep brain stimulation, phantom limb

INTRODUCTION Preoperative evaluation of the patients was carried out using the
SF-36 v-2 questionnaire (to assess general health) and the McGill
Pain referred to an absent extremity, known as phantom limb pain,
Pain Questionnaire (MPQ) (to assess pain).8 The patients kept a
is a common sequel to the amputation of an arm or leg. It may fol-
pain diary to assess pain intensity on a self-rated visual analogue
low traumatic limb amputation, as a result of wartime conflicts,
scale (VAS) at certain points throughout the day. VAS pain scores
terrorist attacks, and motor vehicle accidents, or surgical amputa-
were taken after a period of rest in order to avoid distortion by
tion for peripheral vascular disease and malignancy.
exercise or activity. The outcome of the preoperative analysis en-
Whilst the term “phantom limb” was coined by Mitchell in
abled comparisons to an analogous postoperative analysis that
1871,1 it was the French surgeon Par who first described the
would assess the clinical outcome of DBS on the patient’s pain.
phenomenon of post-amputation sensation some three centuries
Quality of life was assessed pre- and postoperatively using the
earlier.2 It is now accepted that amputees almost invariably expe-
EUROQOL EQ-5D VAS (0 = worst imaginable health state,
rience non-painful phantom limb sensations,3 and 55–85% suffer
100 = best imaginable health state). These procedures were ap-
from phantom limb pain.4–7
proved by the Local Ethics Committee, Radcliffe Hospitals
The treatment of phantom limb pain is frequently difficult, and
NHS Trust, Oxford, UK.
comprises pharmacotherapy, non-invasive techniques, and a vari-
A magnetic resonance imaging (MRI) scan of the patient’s
ety of surgical procedures. We present the results of chronic deep
brain had been performed several weeks pre-operatively. A
brain stimulation (DBS) in three patients with phantom limb pain,
CRWe base ring was fixed to the patient’s skull under local
and review the contemporary literature pertaining to this debilitat-
anaesthetic, and stereotactic computed tomography (CT) scans
ing condition.
were obtained. The CT and MRI scans were fused using Image
Fusion and Stereoplan (Radionics Inc., Burlington, MA,
METHODS USA). The coordinates of the target stimulation site in the contra-
Three patients (3 male) with phantom limb pain were studied lateral periventricular gray (PVG) and sensory thalamus were cal-
(Table 1). All patients described pain which included a strong culated, and an appropriate trajectory determined.
burning component. This pain was refractory to multiple pharma- Surgery was carried out under local anaesthesia, as patient feed-
cological and non-pharmacological therapies, including epidural back during the procedure was paramount. The scalp was prepared
morphine, TENS and ultrasonic therapy, as well as oral amitripty- with an alcoholic chlorhexidine solution. The stereotactic arc sys-
line, carbamazepine, and opioids. tem was prepared by setting the coordinates for stimulation,
according to values previously determined in the pre-surgical
Received 28 May 2004 planning. The stereotactic arc was then attached to the base ring,
Accepted 26 July 2004 which was firmly attached to the operating table using an adaptor.
Correspondence to: Richard G. Bittar MBBS PhD FRACS, Australasian A frontal scalp incision, overlying the coronal suture in the mid-
Movement Disorder and Pain Surgery (AMPS) Clinic, Suite 5, Level 4, pupillary line, was made. A twist drill was then used to perforate
517 St Kilda Road, Melbourne, Victoria 3004, Australia. Tel.: +61 3 9821 5718; the skull. Passage of a Radionics TM radiofrequency electrode
E-mail: neurosurgeon@ampsclinic.com (with impedance monitoring to detect transgression of the lateral

399
400 Bittar et al.

Table 1 Demographic and clinical data “For the patients, long after the amputation is made, say they
still feel pain in the amputated part. Of this they complain
Patient Age (years) Sex Aetiology Amputated limb
strongly, a thing worthy and almost incredible to people who
1 53 Male Vascular insufficiency Lower have not experienced this”
2 76 Male Trauma Lower
3 38 Male Trauma Upper In 1830, the neurologist Charles Bell published a description of
the condition in The Nervous System of the Human Body.9 The
term ‘phantom’, however, is often credited to the American mili-
ventricle) was followed by insertion of a Medtronic 3387 deep tary surgeon Silas Weir Mitchell, who in 1871 gave the first mod-
brain stimulation electrode (Medtronic Inc., Minneapolis, MN, ern description of a post-surgical ‘ghost’ occurring in an
USA). This electrode has four exposed contacts, each 1.5 mm amputee:10
long. These are arranged linearly with a space of 1.5 mm between
contacts. Once the electrode was in place its location was adjusted “There is something almost tragical, something ghastly, in the
to find the site of greatest pain relief. The frequency, voltage and notion of these thousands of spirit limbs haunting as many
pulse width were altered to test the effect of the different param- good soldiers, and every now and then tormenting them...
eters on the magnitude and spatial coverage of pain relief. When a when... the keen sense of the limb’s presence betrays the
location was found where relief was thought to be maximal, the man into some effort, the failure of which of a sudden reminds
electrode was implanted and secured to the skull. If no relief him of his loss”
was obtained, the electrode was removed. Temporary lead exten-
sions were then externalised for further testing under less stressful
conditions post-operatively. Epidemiology of phantom limb sensation and pain
After several days of extraoperative testing, the second stage Phantom limb sensation and pain are inextricably linked. How-
was carried out under general anaesthesia. A subcutaneous pulse ever, in order to examine the literature that documents the preva-
generator, Kinetra, (Medtronic Inc., Minneapolis, MN, USA) lence of these phenomena, the two must be distinguished.
was implanted into a pectoral pocket below the clavicle. Phantom limb sensation may be described as the feeling that the
Following surgery the patients were assessed at 3 month inter- limb persists when it is not present, either as a result of amputation
vals. Assessment was equivalent to that used preoperatively. or congenital limb deficiency, or when normal sensation from the
These measures enabled comparisons of the pre- and postopera- limb is absent. Excision of a limb (or body part) by trauma or sur-
tive data to be made to assess the clinical outcome of DBS. gery11 is the typical setting. It has been reported that phantom sen-
sation is experienced by almost all amputees.12 Deafferentation in
RESULTS the absence of amputation, e.g., spinal cord injury13 may yield
phantom sensations. Phantom limb sensation has also been in-
The outcome data is presented in Table 2. Satisfactory pain relief
duced experimentally using an anaesthetic block on an intact
(P50%) was obtained in all patients. PVG stimulation alone was
limb.14 Curiously, children with congenital limb deficiencies
optimal in two patients, whilst a combination of PVG and thalamic
may also experience a phantom.15
stimulation produced the greatest degree of analgesia in one pa-
Phantom limb pain occurs in the majority of individuals follow-
tient. At follow-up (mean 13.3 months, range 8–20 months) the
ing amputation, with several large series describing a prevalence
intensity of pain was reduced by an average of 61.7 € 7.4% (range
of 55–85% in this patient group (4–7). Almost all amputees
55–70%). In all three patients, the most troublesome burning com-
who experience innocuous phantom limb sensations also suffer
ponent of the PLP was completely alleviated. Opiate intake was re-
from phantom limb pain, whilst phantom limb pain is rare in
duced in the two patients requiring morphine pre-operatively.
the patient group without such phantom limb sensations.16 Exam-
Quality of life measures revealed a statistically significant
ining risk factors for phantom limb pain using a multivariate anal-
improvement following surgery using a paired sample t test (mean
ysis, Dijkstra and colleagues revealed the strongest risk factors to
pre-operative value 43, mean post-operative value 68; P = 0.02).
be lower limb amputation and bilateral amputation. They demon-
strated a prevalence of phantom limb pain of 80% in lower limb
DISCUSSION amputees, compared with around 40% in those who lost an upper
limb.17 An investigation of lower limb amputation observed that
In this small group of patients with phantom limb pain, we have
the higher the level of the amputation, the greater the incidence
demonstrated that chronic electrical stimulation of carefully se-
of moderate to severe phantom limb pain.18,19
lected deep brain structures yields a significant improvement in
pain intensity and quality, subjective well-being, and frequently
reduces opiate requirements.
Clinical features
Phantom limb pain may be constant, however is usually intermit-
Historical aspects of phantom limb pain
tent (90% of cases). The majority only experience pain weekly, or
The 16th century French military surgeon Ambroise Par was the even less frequently. Daily pain is encountered by around 10% of
first to medically document the phenomena of phantom limb sen- patients.16 It is important to distinguish between stump pain and
sation and phantom limb pain in 1551: phantom limb pain, with the latter having a predilection for the

Table 2 Outcome following deep brain stimulation for phantom limb pain in three patients

Patient Target % Burning sensation Follow-up Meds (pre-op) Meds (post-op) EUROQOL EUROQOL
Improvement (months) VAS (pre-op) VAS (post-op)

1 PVG 70 Relieved completely 20 Gabapentin 1200 mg/day Unchanged 60 80


2 PVG 55 Relieved completely 12 Morphine 10 mg/day Paracetamol 40 60
3 PVG/VPL 60 Relieved completely 8 Morphine 120 mg/day Morphine 80 mg/day 30 60

Journal of Clinical Neuroscience (2005) 12(4), 399–404 ª 2005 Published by Elsevier Ltd.
Phantom limb pain 401

distal portion of the absent extremity.20,21 The character of phan- in the expression of neuropeptides such as substance P. Usually
tom limb pain is variable, and may include burning, stabbing, or expressed by Ad-and C-fibres, following peripheral nerve injury
throbbing sensations, among others.3 they may be expressed by Ab-fibres. Ab-fibres thus generate
Of importance to the patient and treating physician is the fact spinal cord hyperexcitability, a phenomenon usually associated
that phantom limb pain can be extremely debilitating. Sherman with noxious input.32 Decreased inhibitory interneuron activity
et al. found that over 50% of the study population experienced may also play a role.29
pain sufficiently severe to hinder their lifestyle on more than 6 As phantom limb pain is experienced by paraplegics with com-
days each month. Approximately one in four patients experienced plete spinal cord injury,12 mechanisms in addition to those operat-
pain for more than 15 h per day.22 ing at peripheral and spinal levels must presumably be involved.
In over three-quarters of cases, phantom limb pain develops in
the first few days following amputation.23,24 Its prevalence ap- Central mechanisms
pears to decline over 1–2 years to around 60%.20,24 It must be Structural and functional changes in the primary somatosensory
noted that both of these studies used an amputee population that cortex occur following amputation. These involve the sprouting
comprised primarily of elderly patients who had lost their limbs of neurons from somatotopically adjacent areas into the deaffe-
as a result of vascular insufficiency. Studies examining younger rented region.32,33 Functional magnetic resonance imaging (fMRI)
amputees with traumatic amputation following injury are some- has shown a shift of the mouth representation zone into that of the
what conflicting. In one study, 44% of subjects reported that their hand in the primary somatosensory cortex of individuals with arm
phantom pain had not diminished over a 30 year period,22 whilst or hand amputations.34 The extent of cortical reorganisation and
other authors found a progressive decrease in pain intensity or the degree of phantom limb pain have been shown to be directly
severity,6 as well as frequency and duration of painful episodes.21 proportional.35 Amputees may also retain neural activity and func-
Warten et al. studied the long term course of phantom limb pain in tion of the thalamic representation of the amputated limb, as sup-
over 500 war veterans, revealing that the pain remained un- ported by studies showing that stereotactic microstimulation in the
changed in nearly half, diminished substantially in over one-third, ventrocaudal thalamus produces painful sensations in the phantom
and resolved in around 15%. Less than 5% of patients in their ser- limb.36
ies experienced worsening of pain.7 The neuromatrix theory proposes that an extensive network of
It is thought that the incidence of phantom pain is lower in the neurons connects the thalamus and the cortex and the cortex
paediatric population than in adults.25 Melzack et al.26 studied pa- and the limbic system.37 This network is a genetically determined
tients with either congenital limb deficiency or amputation before representation of the body image that is modified by sensory input
the age of 6 years. Twenty percent of the group with congenital to create a neurosignature for each region of the body. The neuro-
limb deficiencies and 50% of those who had undergone amputa- signature of a particular body part determines how it is con-
tion experienced phantom limb sensation. Twenty percent of the sciously perceived. The persistence of the neurosignature,
group with congenital limb deficiencies and 42% of the amputee despite the loss of the body part, may be the cause of phantom
group reported pain. It may be, however, that epidemiological dif- sensations. Phantom pain may result from abnormal reorganisa-
ferences between adult and paediatric groups arise partly from tion in the matrix secondary to a pre-existing pain state or the
underreporting of paediatric pain.25 amputation process. The neuromagnetic field analysis conducted
by Flor et al.35 supports the theory that reorganisation of the neu-
romatrix correlates with subsequent development of phantom limb
Mechanisms of phantom limb pain
pain.
Theories relating to pathophysiology of phantom limb pain are of- The phantom limb open-circuit theory suggests that following
ten separated into peripheral, spinal and central components, amputation the return signal from that limb disappears while the
although all three areas are strongly interconnected. neuromatrix continues to send an outgoing signal. Alteration of
these signals may be responsible for pain, which could be de-
Peripheral mechanisms creased by eliminating the outgoing signal from the neuromatrix
Deafferentation results in degeneration of the distal peripheral or by creating a normal return signal via electrical stimulation.38
nerve, and neuromas form from regeneration of the surviving Opposition to Melzack’s theory of the neuromatrix does exist.
proximal nerve section, which can generate abnormal discharges The neuromatrix hypothesis does not explain why relief of phan-
that may assist in the maintenance of pain.27 Although physical tom sensations rarely alleviates phantom pain, why the sensations
stimulation of neuromas can result in C-fibre activity and in- can spontaneously cease, or why some amputees do not experi-
creased phantom limb pain,28 pain is not usually eliminated by ence phantom limb pain. According to Melzack, the broad range
conduction blockade of the peripheral nerves.29 Furthermore, of sensations experienced by the phantom must be attributable
pain often persists when ectopic discharges in the peripheral to the diffuse nature of the neuromatrix and hence it would not
nerves resolve spontaneously, following surgery, or as a result be affected by lesions at specific sites. However, focal brain le-
of pharmacotherapy.30 It is therefore suggested that peripheral sions of the parietal cortex, thalamus, or corticothalamocortical fi-
mechanisms at most modulate the phenomenon of phantom limb bres contralateral to the amputated limb can relieve phantom limb
pain. pain.39 Canavero proposes a dynamic reverberation hypothesis,
whereby pain results from an unbalanced oscillatory mechanism
between somatosensory thalamus and somatosensory cortical
Spinal mechanisms areas.
Reorganisation of the receptive fields of the spinal cord can occur.
Peripheral nerve injury can lead to degeneration of the C-fibre ter-
Treatment of phantom limb pain
minals in lamina II of the dorsal horn. A-fibre axons that terminate
in laminae III and IV may subsequently branch into lamina II, and Most treatments are ineffective and do not take into account the
the A-fibre input may possibly be interpreted as noxious.31 Central mechanisms underlying phantom limb pain. Few controlled trials
hyperexcitability occurs, mediated by the NMDA receptor and its of large patient samples have been conducted. A maximum benefit
transmitter glutamate.32 In addition, a ‘phenotypic switch’ occurs of about 30% has been reported from many treatments, including

ª 2005 Published by Elsevier Ltd. Journal of Clinical Neuroscience (2005) 12(4), 399–404
402 Bittar et al.

pharmacological agents (anticonvulsants, barbiturates, antidepres- Young and Chambi47 conducted a review of the world literature
sants, neuroleptics and muscle relaxants) and surgical treatments documenting the effectiveness of electrical stimulation of the
(sympathectomy, dorsal root entry zone lesions, cordotomy, rhi- brain for treatment of chronic pain of varying aetiologies. Of
zotomy and neurostimulation). This does not exceed the placebo the 964 patients, 59% had satisfactory pain relief. These authors
effect.40 also concluded that electrical stimulation was more effective for
nociceptive pain than for neuropathic pain (70% vs 50% of pa-
Pharmacological therapy tients relieved).
Tricyclic antidepressants (such as amitriptyline) and sodium chan- While it appears that neurosurgical stimulation is a valuable
nel blockers (notably carbamazepine) are presently the pharmaco- treatment for phantom limb pain, it is currently impossible to
logical agents of choice for neuropathic pain. Some amelioration accurately predict which patients will respond to which type of
of pain may also be seen with opioids,41 ketamine,27 calcitonin,42 stimulation and how effective that response will be. Further
and lidocaine.36 long-term, controlled, double-blind studies of larger samples of
patients must be carried out to resolve these issues.

Non-invasive non-medical therapy


As the degree of post-amputation cortical reorganisation is Mechanisms of pain relief by deep brain stimulation
approximately proportional to phantom limb pain, input to the
Thalamic stimulation
amputated region may theoretically reverse these changes. A myo-
electric prosthesis yields decreased cortical reorganisation and The ventral posterior nucleus of the thalamus regulates sensory in-
phantom limb pain.34 Alternatively, discrimination training of put to the cortex. Afferent projections are derived from the
electric stimuli to the stump for 2 h per day leads to significant ascending somatosensory pathways, and efferent fibres project
improvement in pain and reversal of cortical reorganisation.43 to the primary somatosensory and other regions of the cerebral
Transcutaneous electrical stimulation (TENS), vibration therapy, cortex. The ventroposterolateral (VPL) nucleus receives input
hyponosis and acupuncture may provide benefit to some patients from the trunk and limbs, whereas the ventroposteromedial
with phantom limb pain.3 (VPM) nucleus receives input from the head, neck and face.
A behaviour-based alternative is Ramachandran’s mirror box, Duncan et al.48 measured changes in cerebral blood flow (CBF)
in which the normal and the phantom limb are placed side by using positron emission tomography (PET) scanning in patients in
side with a mirror between the two. The position of the normal whom successful long-term relief of chronic pain had been
limb is adjusted so that its reflection appears to be superimposed achieved with somatosensory thalamic stimulation. Thalamic
on the phantom. The patient then sends motor commands as if to stimulation of <100 Hz increased CBF in and near the thalamus.
make symmetrical movements of the limbs, while observing the The greatest cortical increase in CBF was found in the ipsilateral
reflection of the normal limb. This visual feedback creates the rostral insula. This region is also activated by non-painful thermal
sensation of the phantom moving synchronously, thereby reliev- stimuli applied to the skin.49 Cold is thought to inhibit pain pro-
ing ‘paralysis’ of the phantom limb and associated pain. In cer- cessing,50 and it has been proposed that the temperature projection
tain cases prolonged use of this treatment eventually led to involving the VPM thalamus and anterior insula is an important
complete disappearance of the phantom and consequently the pain-inhibitory pathway. Many patients feel thermal sensations
pain.44 during thalamic stimulation. It was hypothesised that in some pa-
tients, stimulation of the somatosensory thalamus activated thala-
mocortical circuits involved in thermal as well as tactile
Neurosurgical stimulation processing.48
It is difficult to assess the effectiveness of neurosurgical stimula-
tion – spinal cord stimulation (SCS), DBS, and motor cortex stim-
ulation (MCS) – for treatment of central neuropathic pain, due to Periaqueductal grey/periventricular grey stimulation
the absence of long-term controlled trials. Assessment of neuro- Stimulation of the PVG has long been believed to activate the
surgical stimulation for individuals with phantom limb pain is descending anti-nociceptive opioid system. It is now thought that
even rarer. ascending pathways from the PVG may also be involved in the
Katayama et al. applied SCS to a group of 19 patients with mechanism of pain relief. Increased activation of the medial dor-
phantom limb pain.45 Of those, 6 (32%) had long-term pain con- sal nucleus of the thalamus, which is associated with the limbic
trol. Ten patients in which SCS was unsuccessful underwent DBS system and has extensive connections with the amygdala and cin-
of the somatosensory thalamus. Satisfactory pain control was ob- gulate cortex, has been observed during stimulation of the PVG.51
tained in 60% of these. Five patients who failed to achieve satis- Therefore, in addition to activating the descending opioid system,
factory pain reduction with SCS underwent MCS. Satisfactory stimulation of the PVG may also modify the patient’s emotional
pain relief was only achieved in one (20%). Four patients under- response to pain.
went both DBS and MCS, with one reporting better pain control Much of the work on periaqueductal grey (PAG) and PVG stim-
from MCS than DBS and two reporting the opposite. This study ulation has been carried out on the premise that stimulation of
shows that SCS and DBS can both be successful in the treatment these areas activates the descending opioid anti-nociceptive sys-
of phantom limb pain. However, the results are difficult to inter- tem. This theory was corroborated by the finding that pain relief
pret due to the fact that only those who failed SCS underwent from PAG–PVG stimulation was reversed by naloxone, an opioid
DBS and/or MCS. Not withstanding the small numbers in this antagonist.52 Stimulating in the PAG/PVG has shown to cause ele-
study and its methodological limitations, the majority receiving vated levels of endogenous opioids and related compounds in the
DBS experienced satisfactory phantom limb pain control, whilst CSF.53,54 Hosobuchi later suggested that these previous observa-
the same desirable end-point was achieved in a minority of sub- tions of elevations in endogenous opiate levels in the CSF could
jects following MCS. Sol et al.46 instituted chronic MCS in 3 pa- have been an artefact resulting from cross-reaction of the iodin-
tients with phantom limb pain following upper limb amputation. ated contrast agent used in ventriculography,55 but further studies
All patients had initial pain control and 2 of 3 continued to have have confirmed early experiments. Following 20 min DBS of the
stable pain relief at 2-year follow-up. PVG in chronic pain patients, immunoreactivity for both b-endor-

Journal of Clinical Neuroscience (2005) 12(4), 399–404 ª 2005 Published by Elsevier Ltd.
Phantom limb pain 403

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