Professional Documents
Culture Documents
2
THE HONORABLE COURT OF APPEALS
PATENTLY ERRED IN REVERSING ITS EARLIER
FIRST DIVISION G.R. No. 170829 November 20, 2006 DECISION OF OCTOBER 19, 2005 WHICH
AFFIRMED IN TOTO THE DECISION OF THE
TRIAL COURT DATED 03 OCTOBER 2002
PERLA G. PATRICIO, Petitioner, vs. GRANTING THE PARTITION AND SALE BY
MARCELINO G. DARIO III and THE HONORABLE COURT PUBLIC AUCTION OF THE SUBJECT PROPERTY.
OF APPEALS, Second Division, Respondents.
II.
DECISION
COROLLARILY, THE HONORABLE COURT OF
YNARES-SANTIAGO, J.: APPEALS PATENTLY ERRED IN APPLYING
ARTICLE 159 IN RELATION TO ARTICLE 154 OF
This petition for review on certiorari under Rule 45 of the THE FAMILY CODE ON FAMILY HOME INSTEAD
Rules of Court seeks to annul and set aside the Resolution of OF ARTICLE 494 IN RELATION TO ARTICLES 495
the Court of Appeals dated December 9, 20051 in CA-G.R. AND 498 OF THE NEW CIVIL CODE ON CO-
CV No. 80680, which dismissed the complaint for partition OWNERSHIP.7
filed by petitioner for being contrary to law and evidence.
The sole issue is whether partition of the family home is
On July 5, 1987, Marcelino V. Dario died intestate. He was proper where one of the co-owners refuse to accede to such
survived by his wife, petitioner Perla G. Patricio and their two partition on the ground that a minor beneficiary still resides in
sons, Marcelino Marc Dario and private respondent Marcelino the said home.
G. Dario III. Among the properties he left was a parcel of land
with a residential house and a pre-school building built Private respondent claims that the subject property which is
thereon situated at 91 Oxford corner Ermin Garcia Streets in the family home duly constituted by spouses Marcelino and
Cubao, Quezon City, as evidenced by Transfer Certificate of Perla Dario cannot be partitioned while a minor beneficiary is
Title (TCT) No. RT-30731 (175992) of the Quezon City still living therein namely, his 12-year-old son, who is the
Registry of Deeds, covering an area of seven hundred fifty grandson of the decedent. He argues that as long as the
five (755) square meters, more or less.2 minor is living in the family home, the same continues as such
until the beneficiary becomes of age. Private respondent
On August 10, 1987, petitioner, Marcelino Marc and private insists that even after the expiration of ten years from the date
respondent, extrajudicially settled the estate of Marcelino V. of death of Marcelino on July 5, 1987, i.e., even after July
Dario. Accordingly, TCT No. RT-30731 (175992) was 1997, the subject property continues to be considered as the
cancelled and TCT No. R-213963 was issued in the names of family home considering that his minor son, Marcelino
petitioner, private respondent and Marcelino Marc. Lorenzo R. Dario IV, who is a beneficiary of the said family
home, still resides in the premises.
Thereafter, petitioner and Marcelino Marc formally advised
private respondent of their intention to partition the subject On the other hand, petitioner alleges that the subject property
property and terminate the co-ownership. Private respondent remained as a family home of the surviving heirs of the late
refused to partition the property hence petitioner and Marcelino V. Dario only up to July 5, 1997, which was the
Marcelino Marc instituted an action for partition before the 10th year from the date of death of the decedent. Petitioner
Regional Trial Court of Quezon City which was docketed as argues that the brothers Marcelino Marc and private
Civil Case No. Q-01-44038 and raffled to Branch 78. respondent Marcelino III were already of age at the time of
the death of their father,8 hence there is no more minor
On October 3, 2002,3 the trial court ordered the partition of the beneficiary to speak of.
subject property in the following manner: Perla G. Patricio,
4/6; Marcelino Marc G. Dario, 1/6; and Marcelino G. Dario III, The family home is a sacred symbol of family love and is the
1/6. The trial court also ordered the sale of the property by repository of cherished memories that last during one’s
public auction wherein all parties concerned may put up their lifetime.9 It is the dwelling house where husband and wife, or
bids. In case of failure, the subject property should be by an unmarried head of a family, reside, including the land
distributed accordingly in the aforestated manner.4 on which it is situated.10 It is constituted jointly by the husband
and the wife or by an unmarried head of a family. 11 The family
Private respondent filed a motion for reconsideration which home is deemed constituted from the time it is occupied as a
was denied by the trial court on August 11, 2003, 5 hence he family residence. From the time of its constitution and so long
appealed before the Court of Appeals, which denied the same as any of its beneficiaries actually resides therein, the family
on October 19, 2005. However, upon a motion for home continues to be such and is exempt from execution,
reconsideration filed by private respondent on December 9, forced sale or attachment except as hereinafter provided and
2005, the appellate court partially reconsidered the October to the extent of the value allowed by law.12
19, 2005 Decision. In the now assailed Resolution, the Court
of Appeals dismissed the complaint for partition filed by The law explicitly provides that occupancy of the family home
petitioner and Marcelino Marc for lack of merit. It held that the either by the owner thereof or by "any of its beneficiaries"
family home should continue despite the death of one or both must be actual. That which is "actual" is something real, or
spouses as long as there is a minor beneficiary thereof. The actually existing, as opposed to something merely possible, or
heirs could not partition the property unless the court found to something which is presumptive or constructive. Actual
compelling reasons to rule otherwise. The appellate court also occupancy, however, need not be by the owner of the house
held that the minor son of private respondent, who is a specifically. Rather, the property may be occupied by the
grandson of spouses Marcelino V. Dario and Perla G. "beneficiaries" enumerated in Article 154 of the Family Code,
Patricio, was a minor beneficiary of the family home.6 which may include the in-laws where the family home is
constituted jointly by the husband and wife. But the law
Hence, the instant petition on the following issues: definitely excludes maids and overseers. They are not the
beneficiaries contemplated by the Code.13
I.
Article 154 of the Family Code enumerates who are the
beneficiaries of a family home: (1) The husband and wife, or
3
an unmarried person who is the head of a family; and (2) minimum of 10 years following the death of the spouses or
Their parents, ascendants, descendants, brothers and sisters, the unmarried family head who constituted the family home,
whether the relationship be legitimate or illegitimate, who are or of the spouse who consented to the constitution of his or
living in the family home and who depend upon the head of her separate property as family home. After 10 years and
the family for legal support. a minor beneficiary still lives therein, the family home shall be
preserved only until that minor beneficiary reaches the age of
To be a beneficiary of the family home, three requisites must majority. The intention of the law is to safeguard and protect
concur: (1) they must be among the relationships enumerated the interests of the minor beneficiary until he reaches legal
in Art. 154 of the Family Code; (2) they live in the family age and would now be capable of supporting
home; and (3) they are dependent for legal support upon the himself. However, three requisites must concur before a
head of the family. minor beneficiary is entitled to the benefits of Art. 159: (1) the
relationship enumerated in Art. 154 of the Family Code; (2)
they live in the family home, and (3) they are dependent for
Moreover, Article 159 of the Family Code provides that the legal support upon the head of the family.
family home shall continue despite the death of one or both
spouses or of the unmarried head of the family for a period of
10 years or for as long as there is a minor beneficiary, and the Thus, the issue for resolution now is whether Marcelino
heirs cannot partition the same unless the court finds Lorenzo R. Dario IV, the minor son of private respondent, can
compelling reasons therefor. This rule shall apply regardless be considered as a beneficiary under Article 154 of the Family
of whoever owns the property or constituted the family home. Code.
Article 159 of the Family Code applies in situations where As to the first requisite, the beneficiaries of the family home
death occurs to persons who constituted the family are: (1) The husband and wife, or an unmarried person who is
home.1âwphi1 Dr. Arturo M. Tolentino comments on the the head of a family; and (2) Their parents, ascendants,
effect of death of one or both spouses or the unmarried head descendants, brothers and sisters, whether the relationship
of a family on the continuing existence of the family home: be legitimate or illegitimate. The term "descendants"
contemplates all descendants of the person or persons who
constituted the family home without distinction; hence, it must
Upon the death of the spouses or the unmarried family head necessarily include the grandchildren and great grandchildren
who constituted the family home, or of the spouse who of the spouses who constitute a family home. Ubi lex non
consented to the constitution of his or her separate property distinguit nec nos distinguire debemos. Where the law does
as family home, the property will remain as family home for not distinguish, we should not distinguish. Thus, private
ten years or for as long as there is a minor beneficiary living in respondent’s minor son, who is also the grandchild of
it. If there is no more beneficiary left at the time of death, deceased Marcelino V. Dario satisfies the first requisite.
we believe the family home will be dissolved or cease,
because there is no more reason for its existence. If
there are beneficiaries who survive living in the family As to the second requisite, minor beneficiaries must be
home, it will continue for ten years, unless at the actually living in the family home to avail of the benefits
expiration of the ten years, there is still a minor derived from Art. 159. Marcelino Lorenzo R. Dario IV, also
beneficiary, in which case the family home continues known as Ino, the son of private respondent and grandson of
until that beneficiary becomes of age. the decedent Marcelino V. Dario, has been living in the family
home since 1994, or within 10 years from the death of the
decedent, hence, he satisfies the second requisite.
After these periods lapse, the property may be partitioned by
the heirs. May the heirs who are beneficiaries of the family
home keep it intact by not partitioning the property after the However, as to the third requisite, Marcelino Lorenzo R. Dario
period provided by this article? We believe that although IV cannot demand support from his paternal grandmother if
the heirs will continue in ownership by not partitioning he has parents who are capable of supporting him. The
the property, it will cease to be a family home.14 (Emphasis liability for legal support falls primarily on Marcelino Lorenzo
supplied) R. Dario IV’s parents, especially his father, herein private
respondent who is the head of his immediate family. The law
first imposes the obligation of legal support upon the
Prof. Ernesto L. Pineda further explains the import of Art. 159 shoulders of the parents, especially the father, and only in
in this manner: their default is the obligation imposed on the grandparents.
The family home shall continue to exist despite the death of Marcelino Lorenzo R. Dario IV is dependent on legal support
one or both spouses or of the unmarried head of the family. not from his grandmother, but from his father. Thus, despite
Thereafter, the length of its continued existence residing in the family home and his being a descendant of
is dependent upon whether there is still a minor- Marcelino V. Dario, Marcelino Lorenzo R. Dario IV cannot be
beneficiary residing therein. For as long as there is one considered as beneficiary contemplated under Article 154
beneficiary even if the head of the family or both spouses because he did not fulfill the third requisite of being
are already dead, the family home will continue to dependent on his grandmother for legal support. It is his
exist (Arts. 153, 159). If there is no minor-beneficiary, it father whom he is dependent on legal support, and who must
will subsist until 10 years and within this period, the heirs now establish his own family home separate and distinct from
cannot partition the same except when there are that of his parents, being of legal age.
compelling reasons which will justify the partition. This
rule applies regardless of whoever owns the property or who
constituted the family home.15 (Emphasis supplied) Legal support, also known as family support, is that which is
provided by law, comprising everything indispensable for
sustenance, dwelling, clothing, medical attendance, education
The rule in Article 159 of the Family Code may thus be and transportation, in keeping with the financial capacity of
expressed in this wise: If there are beneficiaries who survive the family.16 Legal support has the following characteristics:
and are living in the family home, it will continue for 10 years, (1) It is personal, based on family ties which bind the obligor
unless at the expiration of 10 years, there is still a minor and the obligee; (2) It is intransmissible; (3) It cannot be
beneficiary, in which case the family home continues until that renounced; (4) It cannot be compromised; (5) It is free from
beneficiary becomes of age. attachment or execution; (6) It is reciprocal; (7) It is variable in
amount.17
It may be deduced from the view of Dr. Tolentino that as a
general rule, the family home may be preserved for a
4
Professor Pineda is of the view that grandchildren cannot In Vda. de Daffon v. Court of Appeals,23 we held that an action
demand support directly from their grandparents if they have for partition is at once an action for declaration of co-
parents (ascendants of nearest degree) who are capable of ownership and for segregation and conveyance of a
supporting them. This is so because we have to follow the determinate portion of the properties involved. If the court
order of support under Art. 199.18 We agree with this view. after trial should find the existence of co-ownership among
the parties, the court may and should order the partition of the
The reasons behind Art. 199 as explained by Pineda and properties in the same action.24
Tolentino: the closer the relationship of the relatives, the
stronger the tie that binds them. Thus, the obligation to WHEREFORE, the petition is GRANTED. The Resolution of
support under Art. 199 which outlines the order of liability for the Court of Appeals in CA-G.R. CV No. 80680 dated
support is imposed first upon the shoulders of the closer December 9, 2005, is REVERSED and SET ASIDE. The case
relatives and only in their default is the obligation moved to is REMANDED to the Regional Trial Court of Quezon City,
the next nearer relatives and so on. Branch 78, who is directed to conduct a PARTITION BY
COMMISSIONERS and effect the actual physical partition of
There is no showing that private respondent is without means the subject property, as well as the improvements that lie
to support his son; neither is there any evidence to prove that therein, in the following manner: Perla G. Dario, 4/6;
petitioner, as the paternal grandmother, was willing to Marcelino Marc G. Dario, 1/6 and Marcelino G. Dario III, 1/6.
voluntarily provide for her grandson’s legal support. On the The trial court is DIRECTED to appoint not more than three
contrary, herein petitioner filed for the partition of the property (3) competent and disinterested persons, who should
which shows an intention to dissolve the family home, since determine the technical metes and bounds of the property
there is no more reason for its existence after the 10-year and the proper share appertaining to each heir, including the
period ended in 1997. improvements, in accordance with Rule 69 of the Rules of
Court. When it is made to the commissioners that the real
estate, or a portion thereof, cannot be divided without great
With this finding, there is no legal impediment to partition the prejudice to the interest of the parties, the court a quo may
subject property. order it assigned to one of the parties willing to take the same,
provided he pays to the other parties such sum or sums of
The law does not encourage co-ownerships among money as the commissioners deem equitable, unless one of
individuals as oftentimes it results in inequitable situations the parties interested ask that the property be sold instead of
such as in the instant case. Co-owners should be afforded being so assigned, in which case the court shall order the
every available opportunity to divide their co-owned property commissioners to sell the real estate at public sale, and the
to prevent these situations from arising. commissioners shall sell the same accordingly, and thereafter
distribute the proceeds of the sale appertaining to the just
As we ruled in Santos v. Santos,19 no co-owner ought to be share of each heir. No pronouncement as to costs.
compelled to stay in a co-ownership indefinitely, and may
insist on partition on the common property at any time. An
action to demand partition is imprescriptible or cannot be
barred by laches. Each co-owner may demand at any time
the partition of the common property.20
5
One of the principal issues in the case
involves the nature of the aforementioned
SECOND DIVISION G.R. No. L-60174 February 16, 1983 conveyance or transaction, with appellants
claiming the same to be an oral contract of
mortgage or antichresis, the redemption of
EDUARDO FELIPE, HERMOGENA V. FELIPE AND which could be done anytime upon
VICENTE V. FELIPE, petitioners, vs. repayment of the P1,800.00 involved
HEIRS OF MAXIMO ALDON, NAMELY: GIMENA (incidentally the only thing written about the
ALMOSARA, SOFIA ALDON, SALVADOR ALDON, AND transaction is the aforementioned receipt re
THE HONORABLE COURT OF APPEALS, respondents. the P1,800). Upon the other hand,
appellees claim that the transaction was
Romulo D. San Juan for petitioner. one of sale, accordingly, redemption was
improper. The appellees claim that plaintiffs
Gerundino Castillejo for private respondent. never conveyed the property because of a
loan or mortgage or antichresis and that
what really transpired was the execution of
ABAD SANTOS, J.: a contract of sale thru a private document
designated as a 'Deed of Purchase and
Maximo Aldon married Gimena Almosara in 1936. The Sale' (Exhibit 1), the execution having been
spouses bought several pieces of land sometime between made by Gimena Almosara in favor of
1948 and 1950. In 1960-62, the lands were divided into three appellee Hermogena V. Felipe.
lots, 1370, 1371 and 1415 of the San Jacinto Public Land
Subdivision, San Jacinto, Masbate. After a study of this case, we have come to
the conclusion that the appellants are
In 1951, Gimena Almosara sold the lots to the spouses entitled to recover the ownership of the lots
Eduardo Felipe and Hermogena V. Felipe. The sale was in question. We so hold because although
made without the consent of her husband, Maximo. Exh. 1 concerning the sale made in 1951 of
the disputed lots is, in Our opinion, not a
forgery the fact is that the sale made by
On April 26, 1976, the heirs of Maximo Aldon, namely his
Gimena Almosara is invalid, having been
widow Gimena and their children Sofia and Salvador Aldon,
executed without the needed consent of her
filed a complaint in the Court of First Instance of Masbate
husband, the lots being conjugal. Appellees'
against the Felipes. The complaint which was docketed as
argument that this was an issue not raised
Civil Case No. 2372 alleged that the plaintiffs were the
in the pleadings is baseless, considering
owners of Lots 1370, 1371 and 1415; that they had orally
the fact that the complaint alleges that the
mortgaged the same to the defendants; and an offer to
parcels 'were purchased by plaintiff Gimena
redeem the mortgage had been refused so they filed the
Almosara and her late husband Maximo
complaint in order to recover the three parcels of land.
Aldon' (the lots having been purchased
during the existence of the marriage, the
The defendants asserted that they had acquired the lots from same are presumed conjugal) and
the plaintiffs by purchase and subsequent delivery to them. inferentially, by force of law, could not, be
The trial court sustained the claim of the defendants and disposed of by a wife without her husband's
rendered the following judgment: consent.
a. declaring the defendants to be the lawful owners of the The defendants are now the appellants in this petition for
property subject of the present litigation; review. They invoke several grounds in seeking the reversal
of the decision of the Court of Appeals. One of the grounds is
b. declaring the complaint in the present action to be without factual in nature; petitioners claim that "respondent Court of
merit and is therefore hereby ordered dismissed; Appeals has found as a fact that the 'Deed of Purchase and
Sale' executed by respondent Gimena Almosara is not a
forgery and therefore its authenticity and due execution is
c. ordering the plaintiffs to pay to the defendants the amount
already beyond question." We cannot consider this ground
of P2,000.00 as reasonable attorney's fees and to pay the
because as a rule only questions of law are reviewed in
costs of the suit.
proceedings under Rule 45 of the Rules of Court subject to
well-defined exceptions not present in the instant case.
The plaintiffs appealed the decision to the Court of Appeals
which rendered the following judgment:
The legal ground which deserves attention is the legal effect
of a sale of lands belonging to the conjugal partnership made
PREMISES CONSIDERED, the decision appealed by the wife without the consent of the husband.
from is hereby REVERSED and SET ASIDE, and a
new one is hereby RENDERED, ordering the
It is useful at this point to re-state some elementary rules: The
defendants-appellees to surrender the lots in
husband is the administrator of the conjugal partnership. (Art.
question as well as the plaintiffs'-appellants'
165, Civil Code.) Subject to certain exceptions, the husband
muniments of title thereof to said plaintiffs-
cannot alienate or encumber any real property of the conjugal
appellants, to make an accounting of the produce
partnership without the wife's consent. (Art. 166, Idem.) And
derived from the lands including expenses incurred
the wife cannot bind the conjugal partnership without the
since 1951, and to solidarity turn over to the
husband's consent, except in cases provided by law. (Art.
plaintiffs-appellants the NET monetary value of the
172, Idem.)
profits, after deducting the sum of P1,800.00. No
attorney's fees nor moral damages are awarded for
lack of any legal justification therefor. No. costs. In the instant case, Gimena, the wife, sold lands belonging to
the conjugal partnership without the consent of the husband
and the sale is not covered by the phrase "except in cases
The ratio of the judgment is stated in the following paragraphs
provided by law." The Court of Appeals described the sale as
of the decision penned by Justice Edgardo L. Paras with the
"invalid" - a term which is imprecise when used in relation to
concurrence of Justices Venicio Escolin and Mariano A. Zosa:
contracts because the Civil Code uses specific names in
6
designating defective contracts, namely: rescissible (Arts. Vicente V. Felipe tell Gimena that the purpose of the
1380 et seq.), voidable (Arts. 1390 et document was to obtain Gimena's consent to the construction
seq.), unenforceable (Arts. 1403, et seq.), and void or of an irrigation pump on the lots in question? The only
inexistent (Arts. 1409 et seq.) possible reason for purporting to obtain such consent is that
the appellees knew the lots were not theirs. Why was there an
The sale made by Gimena is certainly a defective contract but attempted improvement (the irrigation tank) only in 1970?
of what category? The answer: it is a voidable contract. Why was the declaration of property made only in 1974? Why
were no attempts made to obtain the husband's signature,
despite the fact that Gimena and Hermogena were close
According to Art. 1390 of the Civil Code, among the voidable relatives? An these indicate the bad faith of the appellees.
contracts are "[T]hose where one of the parties is incapable of Now then, even if we were to consider appellees' possession
giving consent to the contract." (Par. 1.) In the instant case- in bad faith as a possession in the concept of owners, this
Gimena had no capacity to give consent to the contract of possession at the earliest started in 1951, hence the period
sale. The capacity to give consent belonged not even to the for extraordinary prescription (30 years) had not yet lapsed
husband alone but to both spouses. when the present action was instituted on April 26, 1976.
The view that the contract made by Gimena is a voidable As to the second question, the children's cause of action
contract is supported by the legal provision that contracts accrued from the death of their father in 1959 and they had
entered by the husband without the consent of the wife when thirty (30) years to institute it (Art. 1141, Civil Code.) They
such consent is required, are annullable at her instance filed action in 1976 which is well within the period.
during the marriage and within ten years from the transaction
questioned. (Art. 173, Civil Code.)
WHEREFORE, the decision of the Court of Appeals is hereby
modified. Judgment is entered awarding to Sofia and
Gimena's contract is not rescissible for in such contract all the Salvador Aldon their shares of the lands as stated in the body
essential elements are untainted but Gimena's consent was of this decision; and the petitioners as possessors in bad faith
tainted. Neither can the contract be classified as shall make an accounting of the fruits corresponding to the
unenforceable because it does not fit any of those described share aforementioned from 1959 and solidarity pay their value
in Art. 1403 of the Civil Code. And finally, the contract cannot to Sofia and Salvador Aldon; costs against the petitioners.
be void or inexistent because it is not one of those mentioned
in Art. 1409 of the Civil Code. By process of elimination, it
must perforce be a voidable contract. Concepcion Jr., Guerrero and De Castro, JJ., concur.
The voidable contract of Gimena was subject to annulment by Makasiar, (Chairman), J., In the result.
her husband only during the marriage because he was the
victim who had an interest in the contract. Gimena, who was Escolin J., took no part.
the party responsible for the defect, could not ask for its
annulment. Their children could not likewise seek the Separate Opinions
annulment of the contract while the marriage subsisted
because they merely had an inchoate right to the lands sold.
AQUINO, J., concurring:
The termination of the marriage and the dissolution of the
conjugal partnership by the death of Maximo Aldon did not I concur in the result. The issue is whether the wife's sale in
improve the situation of Gimena. What she could not do 1651 of an unregistered sixteen-hectare conjugal land,
during the marriage, she could not do thereafter. without the consent of her husband (he died in 1959), can be
annulled in 1976 by the wife and her two children.
The case of Sofia and Salvador Aldon is different. After the
death of Maximo they acquired the right to question the As a rule, the husband cannot dispose of the conjugal realty
defective contract insofar as it deprived them of their without the wife's consent (Art. 166, Civil Code). Thus, a sale
hereditary rights in their father's share in the lands. The by the husband of the conjugal realty without the wife's
father's share is one-half (1/2) of the lands and their share is consent was declared void (Tolentino vs. Cardenas, 123 Phil.
two-thirds (2/3) thereof, one-third (1/3) pertaining to the 517; Villocino vs. Doyon, L-19797, December 17, 1966, 18
widow. SCRA 1094 and L-28871, April 25, 1975, 63 SCRA 460;
Reyes vs. De Leon, L-22331, June 6,1967, 20 SCRA 369;
Bucoy vs. Paulino, L-25775, April 26, 1968, 23 SCRA 248;
The petitioners have been in possession of the lands since Tinitigan vs. Tinitigan, L-45418, October 30,1980, 100 SCRA
1951. It was only in 1976 when the respondents filed action to 619).
recover the lands. In the meantime, Maximo Aldon died.
With more reason, the wife cannot make such a disposition
Two questions come to mind, namely: (1) Have the petitioners without the husband's consent since the husband is the
acquired the lands by acquisitive prescription? (2) Is the right administrator of the conjugal assets.
of action of Sofia and Salvador Aldon barred by the statute of
limitations? Anent the first question, We quote with approval
the following statement of the Court of Appeals: In the instant case, the Court of Appeals did not err in voiding
the wife's sale of the conjugal land without the husband's
consent. As that sale is contrary to law, the action to have it
We would like to state further that appellees [petitioners declared void or inexistent does not prescribe. Moreover,
herein] could not have acquired ownership of the lots by there are indications that the contract between the parties
prescription in view of what we regard as their bad faith. This was an antichresis, a transaction which is very common in
bad faith is revealed by testimony to the effect that defendant- rural areas.
appellee Vicente V. Felipe (son of appellees Eduardo Felipe
and Hermogena V. Felipe) attempted in December 1970 to
have Gimena Almosara sign a ready-made document
purporting to self the disputed lots to the appellees. This
actuation clearly indicated that the appellees knew the lots THIRD DIVISION G.R. No. 118784 September 2, 1999
did not still belong to them, otherwise, why were they
interested in a document of sale in their favor? Again why did
7
HEIRS OF CHRISTINA AYUSTE, petitioner,vs. (1) Declaring null and
COURT OF APPEALS and VIENA void the Deed of Absolute
MALABONGA, respondents. Sale of House and Lot
(Exhibit "C') executed by
GONZAGA-REYES, J.: defendant and plaintiffs
husband, the deceased
Rafael Ayuste, on
Before us is a petition for certiorari under Rule 45, asking this February 27, 1987;
Court to review the decision of the Court of Appeals dated
January 23, 1995 in CA-G.R. CV No. 38232, 1 which
overturned the decision of the Regional Trial Court of Lucena (2) Ordering defendant
City in Civil Case No. 90-33. Viena Malabonga to
return to plaintiff Christina
Ayuste the possession of
At the outset, we note that Christina Ayuste, the plaintiff in the the house and lot
lower court and the original petitioner herein, died on covered by Transfer
November 21, 1995. 2 In his Comment dated January 14, Certificate of Title No. T-
1998 to private respondent's Manifestation informing the 50045, now in the name
Court of Christina Ayuste's death, petitioner's counsel re- of defendant Viena
affirmed such fact of death and informed the Court of the Malabonga, together with
names of Christina Ayuste's legal representatives. 3 The claim the improvements
not having been extinguished by the death of Christina thereon;
Ayuste, we ordered the substitution of her heirs Marlon
Ayuste and Arlaine Ayuste-Yu for Christina Ayuste in our
Resolution dated August 11, 1999.1âwphi1.nêt (3) Directing the Register
of Deeds of Lucena City
to cancel Transfer
Christina Ayuste married Rafael Ayuste on September 24, Certificate of Title No. T-
1961. Although the couple resided in Manila, they operated a 50046 and to issue in the
machine shop in Barangay Iyam, Lucena City, which was name of plaintiff and her
managed by Rafael Ayuste. In order to serve as a temporary children by the late
residence for Rafael Ayuste while in Lucena, the couple Rafael Ayuste new
purchased on August 26, 1982 a parcel of land with an area Transfer Certificate of
of 180 square meters on which a residential house was built Title in lieu thereof,
situated at Yale Street, University Village, Barrio Ibabang subject to all/any liens
Dupay, Lucena City from spouses Pedro and Aida David. A and encumbrances
deed of sale 4 was executed and signed by the parties and annotated on the
filed with the Register of Deeds of Lucena City. On October memorandum of the title
23, 1983, the Register of Deeds of Lucena City issued to be cancelled;
Transfer Certificate of Title No. T-42972 in the name of
"RAFAEL T. AYUSTE, married to Christina Ayuste. 5
(4) Ordering plaintiff
6
Christina Ayuste to pay
On February 27, 1987, a deed of absolute sale was the defendant Vienna
executed by Rafael Ayuste in favor of private respondent Malabonga the sum of
whereby the former sold the abovementioned parcel of land to P258,200.00 for the
the latter for P40,000, which amount Rafael Ayuste improvements introduced
acknowledged having received in the deed. On page 2 of this on the lot and house as
deed appears the signature of Christina Ayuste below the well as for maintenance
phrase "With my conformity." The deed of sale was registered of the premises; and
with the Register of Deeds of Lucena City on March 5, 1987
and Transfer Certificate of Title No. T-50046 was issued in
the name of private respondent. 7 (5) Ordering defendant to
pay plaintiff the amount of
rents received from the
After Rafael Ayuste's death on October 13, 1989, Christina premises starting March,
Ayuste discovered, in the course of an inventory of their 1990 until such time that
properties, that the title to the land in Lucena was missing. she finally turns-over (sic)
She searched for it in the office of her husband in Lucena City the possession of the
and it was then that she learned from her employees about house and lot to plaintiff,
the sale of the house and lot by her husband to private at the rate of P2,700.00
respondent. per month.
On March 2, 1990, Christina Ayuste filed a complaint with the With costs against defendant. 8
Regional Trial Court of Lucena City for the annulment of the
sale, cancellation of the title issued in the name of private
respondent and for the payment of moral, exemplary and Both parties appealed the trial court's decision. On January
actual damages. In her complaint Christina Ayuste alleges 23, 1995, the Court of Appeals reversed the trial court's ruling
that her signature on the deed of sale was forged and that her by holding that Christina Ayuste's right to bring an action for
husband Rafael Ayuste sold the property without her the annulment of the sale is barred by laches because of her
knowledge and consent. failure to file it during the existence of the marriage in
accordance with article 173 of the Civil Code. Also, it found
private respondent to be entitled to the protection of a buyer
The Regional Trial Court rendered its Decision on June 20, in good faith and for value. The pertinent portion of the public
1991, the dispositive portion of which provides as follows — respondent's decision provides —
8
husband on February 27, 1987 — long after appellant, —and— dismissing the appeal of
said vendor-husband died in 1989. It is thus plaintiff-appellant.
clear that the action for annulment of the
sale was not instituted "during the The decision dated June 20, 1991 rendered
marriage" as required by Article 173, the by the Regional Trial Court is REVERSED
very provision of law which grants the wife and SET ASIDE.
the privilege/right to have the sale executed
by her husband annulled, in derogation of
the suppose (sic) vested right of the buyer. The Deed of Absolute Sale executed on
The two periods provided for in said Article February 27, 1987 by and between
173 — "during the marriage" and "within 10 defendant-appellant and plaintiff-appellant's
years" should concur. husband is declared VALID and BINDING
upon the plaintiff-appellant. 9
We find no merit in plaintiff-appellant's claim
that she discovered the sale, only after her Both the trial and appellate court decisions have established
husband's death, when she made an that Rafael Ayuste sold conjugal property without the consent
inventory and found out that the pertinent of Christina Ayuste, his wife. This factual finding shall not be
titles to the land subject of the sale were disturbed because only questions of law are reviewed in an
missing. It is settled in this jurisdiction that appeal under Rule 45 of the Rules of Court subject to certain
registration with the Register of Deeds is well-defined exceptions none of which are present in the
notice to the whole world. The questioned instant case. The only issue which remains to be resolved is
deed of sale has long been registered with whether petitioners are entitled to the annulment of the
the Register of Deeds of Lucena City — on contract of sale entered into by Rafael Ayuste without the
March 5, 1987 — and in fact the said consent of Christina Ayuste.
property was registered in the name of
defendant-appellant under Transfer Petitioners claim that since the law expressly prohibits the
Certificate of Title No. T-50046. Said TCT in husband from alienating real property belonging to the
the name of defendant-appellant is now conjugal partnership without his wife's consent, the contract of
indefeasible. sale in question is a nullity pursuant to article 1409 of the Civil
Code which provides that contracts expressly prohibited by
The peculiar circumstances that militates in law are inexistent and void from the beginning. It is further
favor of defendant-appellant buyer are as averred by petitioners that the present action is not barred
follows: The questioned deed of sale was because the action to declare the nullity of a contract does not
not actually without the wife's signature prescribe. Furthermore, Christina Ayuste cannot be faulted for
signifying marital consent, so to speak. having brought the action only after the death of her husband,
Evidently, defendant-appellant was led to despite the periods stated in article 173 of the Civil Code,
believe by the husband-vendor that plaintiff- since she had no knowledge of the sale during his lifetime as
appellant gave her marital consent to the he concealed the same from her. Finally, it is contended that
sale, as said husband presented a deed of article 166 is the relevant provision, not article 173. 10
sale supposedly pre-signed by his wife,
plaintiff-appellant. Defendant-appellant is Under the Civil Code, although the husband is the
therefore undoubtedly a buyer in good faith administrator of the conjugal partnership, 11 he cannot
and for value, with vested rights equally alienate or encumber any real property of the conjugal
entitled to the protection of the law. The partnership without his wife's consent, 12 subject only to
questioned deed of sale was duly certain exceptions specified in the law. 13 The remedy
registered in the name of defendant- available to the wife in case her husband should dispose of
appellant who was issued a Transfer their conjugal property without her consent is laid down in
Certificate of Title. Article 173 of the Civil Code which states that —
SO ORDERED.
Separate Opinions
10
THIRD DIVISION G.R. No. 123450. August 31, 2005 emotional and psychological well-being of the boy would be
better served if he were allowed to maintain relationships with
GERARDO B. CONCEPCION, Petitioners, vs. his father.
COURT OF APPEALS and MA. THERESA
ALMONTE, Respondent. There being no law which compels the Court to act one way
or the other on this matter, the Court invokes the provision of
DECISION Art. 8, PD 603 as amended, otherwise known as the Child
and Youth Welfare Code, to wit:
CORONA, J.:
"In all questions regarding the care, custody, education and
property of the child, his welfare shall be the paramount
The child, by reason of his mental and physical immaturity, consideration." WHEREFORE, the respondent’s Motion for
needs special safeguard and care, including appropriate legal Reconsideration has to be, as it is hereby DENIED.12
protection before as well as after birth. 1 In case of assault on
his rights by those who take advantage of his innocence and
vulnerability, the law will rise in his defense with the single- Ma. Theresa elevated the case to the Court of Appeals,
minded purpose of upholding only his best interests. assigning as error the ruling of the trial court granting
visitation rights to Gerardo. She likewise opposed the
continued use of Gerardo’s surname (Concepcion) despite
This is the story of petitioner Gerardo B. Concepcion and the fact that Jose Gerardo had already been declared
private respondent Ma. Theresa Almonte, and a child named illegitimate and should therefore use her surname (Almonte).
Jose Gerardo. Gerardo and Ma. Theresa were married on The appellate court denied the petition and
December 29, 1989.2 After their marriage, they lived with Ma. affirmed in toto the decision of the trial court.13
Theresa’s parents in Fairview, Quezon City.3 Almost a year
later, on December 8, 1990, Ma. Theresa gave birth to Jose
Gerardo.4 On the issue raised by Ma. Theresa that there was nothing in
the law that granted a putative father visitation rights over his
illegitimate child, the appellate court affirmed the "best interest
Gerardo and Ma. Theresa’s relationship turned out to be of the child" policy invoked by the court a quo. It ruled that
short-lived, however. On December 19, 1991, Gerardo filed a "[a]t bottom, it (was) the child’s welfare and not the
petition to have his marriage to Ma. Theresa annulled on the convenience of the parents which (was) the primary
ground of bigamy.5 He alleged that nine years before he consideration in granting visitation rights a few hours once a
married Ma. Theresa on December 10, 1980, she had week."14
married one Mario Gopiao, which marriage was never
annulled.6 Gerardo also found out that Mario was still alive
and was residing in Loyola Heights, Quezon City.7 The appellate court likewise held that an illegitimate child
cannot use the mother’s surname motu proprio. The child,
represented by the mother, should file a separate proceeding
Ma. Theresa did not deny marrying Mario when she was for a change of name under Rule 103 of the Rules of Court to
twenty years old. She, however, averred that the marriage effect the correction in the civil registry.15
was a sham and that she never lived with Mario at all.8
Undaunted, Ma. Theresa moved for the reconsideration of the
The trial court ruled that Ma. Theresa’s marriage to Mario was adverse decision of the appellate court. She also filed a
valid and subsisting when she married Gerardo and annulled motion to set the case for oral arguments so that she could
her marriage to the latter for being bigamous. It declared Jose better ventilate the issues involved in the controversy.
Gerardo to be an illegitimate child as a result. The custody of
the child was awarded to Ma. Theresa while Gerardo was
granted visitation rights.9 After hearing the oral arguments of the respective counsels of
the parties, the appellate court resolved the motion for
reconsideration. It reversed its earlier ruling and held that
Ma. Theresa felt betrayed and humiliated when Gerardo had Jose Gerardo was not the son of Ma. Theresa by Gerardo but
their marriage annulled. She held him responsible for the by Mario during her first marriage:
‘bastardization’ of Gerardo. She moved for the
reconsideration of the above decision "INSOFAR ONLY as
that portion of the … decision which grant(ed) to the petitioner It is, therefore, undeniable – established by the evidence in
so-called ‘visitation rights’… between the hours of 8 in the this case – that the appellant [Ma. Theresa] was married to
morning to 12:00 p.m. of any Sunday."10 She argued that Mario Gopiao, and that she had never entered into a lawful
there was nothing in the law granting "visitation rights in favor marriage with the appellee [Gerardo] since the so-called
of the putative father of an illegitimate child."11 She further "marriage" with the latter was void ab initio. It was [Gerardo]
maintained that Jose Gerardo’s surname should be changed himself who had established these facts. In other words, [Ma.
from Concepcion to Almonte, her maiden name, following the Theresa] was legitimately married to Mario Gopiao when the
rule that an illegitimate child shall use the mother’s surname. child Jose Gerardo was born on December 8, 1990.
Therefore, the child Jose Gerardo – under the law – is the
legitimate child of the legal and subsisting marriage between
Gerardo opposed the motion. He insisted on his visitation [Ma. Theresa] and Mario Gopiao; he cannot be deemed to be
rights and the retention of ‘Concepcion’ as Jose Gerardo’s the illegitimate child of the void and non-existent ‘marriage’
surname. Applying the "best interest of the child" principle, the between [Ma. Theresa] and [Gerardo], but is said by the law
trial court denied Ma. Theresa’s motion and made the to be the child of the legitimate and existing marriage between
following observations: [Ma. Theresa] and Mario Gopiao (Art. 164, Family Code).
Consequently, [she] is right in firmly saying that [Gerardo] can
It is a pity that the parties herein seem to be using their son to claim neither custody nor visitorial rights over the child Jose
get at or to hurt the other, something they should never do if Gerardo. Further, [Gerardo] cannot impose his name upon
they want to assure the normal development and well-being the child. Not only is it without legal basis (even supposing the
of the boy. child to be his illegitimate child [Art. 146, The Family Code]); it
would tend to destroy the existing marriage between [Ma.
The Court allowed visitorial rights to the father knowing that Theresa] and Gopiao, would prevent any possible
the minor needs a father, especially as he is a boy, who must rapproachment between the married couple, and would mean
have a father figure to recognize – something that the mother a judicial seal upon an illegitimate relationship.16
alone cannot give. Moreover, the Court believes that the
11
The appellate court brushed aside the common admission of The presumption is quasi-conclusive and may be refuted only
Gerardo and Ma. Theresa that Jose Gerardo was their son. It by the evidence of physical impossibility of coitus between
gave little weight to Jose Gerardo’s birth certificate showing husband and wife within the first 120 days of the 300 days
that he was born a little less than a year after Gerardo and which immediately preceded the birth of the child.31
Ma. Theresa were married:
To rebut the presumption, the separation between the
We are not unaware of the movant’s argument that various spouses must be such as to make marital intimacy
evidence exist that appellee and the appellant have judicially impossible.32 This may take place, for instance, when they
admitted that the minor is their natural child. But, in the same reside in different countries or provinces and they were never
vein, We cannot overlook the fact that Article 167 of the together during the period of conception.33 Or, the husband
Family Code mandates: was in prison during the period of conception, unless it
appears that sexual union took place through the violation of
"The child shall be considered legitimate although the mother prison regulations.34
may have declared against its legitimacy or may have been
sentenced as an adulteress." (underscoring ours) Here, during the period that Gerardo and Ma. Theresa were
living together in Fairview, Quezon City, Mario was living in
Thus, implicit from the above provision is the fact that a minor Loyola Heights which is also in Quezon City. Fairview and
cannot be deprived of his/her legitimate status on the bare Loyola Heights are only a scant four kilometers apart.
declaration of the mother and/or even much less, the
supposed father. In fine, the law and only the law Not only did both Ma. Theresa and Mario reside in the same
determines who are the legitimate or illegitimate children city but also that no evidence at all was presented to disprove
for one’s legitimacy or illegitimacy cannot ever be personal access between them. Considering these
compromised. Not even the birth certificate of the minor can circumstances, the separation between Ma. Theresa and her
change his status for the information contained therein are lawful husband, Mario, was certainly not such as to make it
merely supplied by the mother and/or the supposed father. It physically impossible for them to engage in the marital act.
should be what the law says and not what a parent says it
is.17 (Emphasis supplied) Sexual union between spouses is assumed. Evidence
sufficient to defeat the assumption should be presented by
Shocked and stunned, Gerardo moved for a reconsideration him who asserts the contrary. There is no such evidence
of the above decision but the same was denied.18 Hence, this here. Thus, the presumption of legitimacy in favor of Jose
appeal. The status and filiation of a child cannot be Gerardo, as the issue of the marriage between Ma. Theresa
compromised.19 Article 164 of the Family Code is clear. A child and Mario, stands.
who is conceived or born during the marriage of his parents is
legitimate.20 Gerardo relies on Ma. Theresa’s statement in her answer 35 to
the petition for annulment of marriage36 that she never lived
As a guaranty in favor of the child21 and to protect his status of with Mario. He claims this was an admission that there was
legitimacy, Article 167 of the Family Code provides: never any sexual relation between her and Mario, an
admission that was binding on her.
Article 167. The child shall be considered legitimate although
the mother may have declared against its legitimacy or may Gerardo’s argument is without merit.
have been sentenced as an adulteress.
First, the import of Ma. Theresa’s statement is that Jose
The law requires that every reasonable presumption be made Gerardo is not her legitimate son with Mario but her
in favor of legitimacy.22 We explained the rationale of this rule illegitimate son with Gerardo. This declaration ― an avowal
in the recent case of Cabatania v. Court of Appeals23 : by the mother that her child is illegitimate ― is the very
declaration that is proscribed by Article 167 of the Family
The presumption of legitimacy does not only flow out of a Code.
declaration in the statute but is based on the broad principles
of natural justice and the supposed virtue of the mother. It is The language of the law is unmistakable. An assertion by the
grounded on the policy to protect the innocent offspring from mother against the legitimacy of her child cannot affect the
the odium of illegitimacy. legitimacy of a child born or conceived within a valid marriage.
Gerardo invokes Article 166 (1)(b)24 of the Family Code. He Second, even assuming the truth of her statement, it does not
cannot. He has no standing in law to dispute the status of mean that there was never an instance where Ma. Theresa
Jose Gerardo. Only Ma. Theresa’s husband Mario or, in a could have been together with Mario or that there occurred
proper case,25 his heirs, who can contest the legitimacy of the absolutely no intercourse between them. All she said was that
child Jose Gerardo born to his wife.26 Impugning the she never lived with Mario. She never claimed that nothing
legitimacy of a child is a strictly personal right of the husband ever happened between them.
or, in exceptional cases, his heirs. 27 Since the marriage of
Gerardo and Ma. Theresa was void from the very beginning, Telling is the fact that both of them were living in Quezon City
he never became her husband and thus never acquired any during the time material to Jose Gerardo’s conception and
right to impugn the legitimacy of her child. birth. Far from foreclosing the possibility of marital intimacy,
their proximity to each other only serves to reinforce such
The presumption of legitimacy proceeds from the sexual possibility. Thus, the impossibility of physical access was
union in marriage, particularly during the period of never established beyond reasonable doubt.
conception.28 To overthrow this presumption on the basis of
Article 166 (1)(b) of the Family Code, it must be shown Third, to give credence to Ma. Theresa’s statement is to allow
beyond reasonable doubt that there was no access that could her to arrogate unto herself a right exclusively lodged in the
have enabled the husband to father the child.29 Sexual husband, or in a proper case, his heirs.37 A mother has no
intercourse is to be presumed where personal access is not right to disavow a child because maternity is never
disproved, unless such presumption is rebutted by evidence uncertain.38 Hence, Ma. Theresa is not permitted by law to
to the contrary.30 question Jose Gerardo’s legitimacy.
12
Finally, for reasons of public decency and morality, a married presumptively vested by law upon Jose Gerardo favors his
woman cannot say that she had no intercourse with her interest.
husband and that her offspring is illegitimate. 39 The
proscription is in consonance with the presumption in favor of It is unfortunate that Jose Gerardo was used as a pawn in the
family solidarity. It also promotes the intention of the law to bitter squabble between the very persons who were
lean toward the legitimacy of children.40 passionately declaring their concern for him. The paradox
was that he was made to suffer supposedly for his own sake.
Gerardo’s insistence that the filiation of Jose Gerardo was This madness should end.
never an issue both in the trial court and in the appellate court
does not hold water. The fact that both Ma. Theresa and This case has been pending for a very long time already.
Gerardo admitted and agreed that Jose Gerardo was born to What is specially tragic is that an innocent child is involved.
them was immaterial. That was, in effect, an agreement that Jose Gerardo was barely a year old when these proceedings
the child was illegitimate. If the Court were to validate that began. He is now almost fifteen and all this time he has been
stipulation, then it would be tantamount to allowing the mother a victim of incessant bickering. The law now comes to his aid
to make a declaration against the legitimacy of her child and to write finis to the controversy which has unfairly hounded
consenting to the denial of filiation of the child by persons him since his infancy.
other than her husband. These are the very acts from which
the law seeks to shield the child.
Having only his best interests in mind, we uphold the
presumption of his legitimacy. As a legitimate child, Jose
Public policy demands that there be no compromise on the Gerardo shall have the right to bear the surnames of his
status and filiation of a child.41 Otherwise, the child will be at father Mario and mother Ma. Theresa, in conformity with the
the mercy of those who may be so minded to exploit his provisions of the Civil Code on surnames.50 A person’s
defenselessness. surname or family name identifies the family to which he
belongs and is passed on from parent to child. 51 Hence,
The reliance of Gerardo on Jose Gerardo’s birth certificate is Gerardo cannot impose his surname on Jose Gerardo who is,
misplaced. It has no evidentiary value in this case because it in the eyes of the law, not related to him in any way.
was not offered in evidence before the trial court. The rule is
that the court shall not consider any evidence which has not The matter of changing Jose Gerardo’s name and effecting
been formally offered.42 the corrections of the entries in the civil register regarding his
paternity and filiation should be threshed out in a separate
Moreover, the law itself establishes the status of a child from proceeding.
the moment of his birth.43 Although a record of birth or birth
certificate may be used as primary evidence of the filiation of In case of annulment or declaration of absolute nullity of
a child,44 as the status of a child is determined by the law marriage, Article 49 of the Family Code grants visitation rights
itself, proof of filiation is necessary only when the legitimacy to a parent who is deprived of custody of his children. Such
of the child is being questioned, or when the status of a child visitation rights flow from the natural right of both parent and
born after 300 days following the termination of marriage is child to each other’s company. There being no such parent-
sought to be established.45 child relationship between them, Gerardo has no legally
demandable right to visit Jose Gerardo.
Here, the status of Jose Gerardo as a legitimate child was not
under attack as it could not be contested collaterally and, Our laws seek to promote the welfare of the child. Article 8 of
even then, only by the husband or, in extraordinary cases, his PD 603, otherwise known as the Child and Youth Welfare
heirs. Hence, the presentation of proof of legitimacy in this Code, is clear and unequivocal:
case was improper and uncalled for.
Article 8. Child’s Welfare Paramount. – In all questions
In addition, a record of birth is merely prima facie evidence of regarding the care, custody, education and property of the
the facts contained therein.46 As prima facie evidence, the child, his welfare shall be the paramount consideration.
statements in the record of birth may be rebutted by more
preponderant evidence. It is not conclusive evidence with
respect to the truthfulness of the statements made therein by Article 3 (1) of the United Nations Convention on the Rights of
the interested parties.47 Between the certificate of birth which a Child of which the Philippines is a signatory is similarly
is prima facie evidence of Jose Gerardo’s illegitimacy and the emphatic:
quasi-conclusive presumption of law (rebuttable only by proof
beyond reasonable doubt) of his legitimacy, the latter shall Article 3
prevail. Not only does it bear more weight, it is also more
conducive to the best interests of the child and in consonance 1. In all actions concerning children, whether undertaken by
with the purpose of the law. public or private social welfare institutions, courts of law,
administrative authorities or legislative bodies, the best
It perplexes us why both Gerardo and Ma. Theresa would interests of the child shall be a primary consideration.
doggedly press for Jose Gerardo’s illegitimacy while claiming
that they both had the child’s interests at heart. The law, The State as parens patriae affords special protection to
reason and common sense dictate that a legitimate status is children from abuse, exploitation and other conditions
more favorable to the child. In the eyes of the law, the prejudicial to their development. It is mandated to provide
legitimate child enjoys a preferred and superior status. He is protection to those of tender years.52 Through its laws, the
entitled to bear the surnames of both his father and mother, State safeguards them from every one, even their own
full support and full inheritance.48 On the other hand, an parents, to the end that their eventual development as
illegitimate child is bound to use the surname and be under responsible citizens and members of society shall not be
the parental authority only of his mother. He can claim impeded, distracted or impaired by family acrimony. This is
support only from a more limited group and his legitime is only especially significant where, as in this case, the issue
half of that of his legitimate counterpart.49 Moreover (without concerns their filiation as it strikes at their very identity and
unwittingly exacerbating the discrimination against him), in the lineage. WHEREFORE, the petition is hereby DENIED. The
eyes of society, a ‘bastard’ is usually regarded as bearing a September 14, 1995 and January 10, 1996 resolutions of the
stigma or mark of dishonor. Needless to state, the legitimacy Court of Appeals in CA-G.R. CV No. 40651 are hereby
AFFIRMED. Costs against petitioner.
13
SECOND DIVISION G.R. No. 138961 March 7, 2002 to open a bank account for Billy with the Consolidated Bank
and Trust Company4 and gave weekly amounts to be
WILLIAM LIYAO, JR., represented by his mother Corazon deposited therein.5 William Liyao would bring Billy to the
Garcia, petitioner, vs. office, introduce him as his good looking son and had their
JUANITA TANHOTI-LIYAO, PEARL MARGARET L. TAN, pictures taken together.6
TITA ROSE L. TAN AND LINDA CHRISTINA
LIYAO, respondents. During the lifetime of William Liyao, several pictures were
taken showing, among others, William Liyao and Corazon
DECISION together with Billy’s godfather, Fr. Julian Ruiz, William Liyao’s
legal staff and their wives while on vacation in
Baguio.7 Corazon also presented pictures in court to prove
DE LEON, JR., J.: that that she usually accompanied William Liyao while
attending various social gatherings and other important
Before us is a petition for review on certiorari assailing the meetings.8 During the occasion of William Liyao’s last birthday
decision dated June 4, 1999 of the Court of Appeals in CA- on November 22, 1975 held at the Republic Supermarket,
G.R. C.V. No. 453941 which reversed the decision of the William Liyao expressly acknowledged Billy as his son in the
Regional Trial Court (RTC) of Pasig, Metro Manila, Branch presence of Fr. Ruiz, Maurita Pasion and other friends and
167 in declaring William Liyao, Jr. as the illegitimate said, "Hey, look I am still young, I can still make a good
(spurious) son of the deceased William Liyao and ordering looking son."9 Since birth, Billy had been in continuous
Juanita Tanhoti-Liyao, Pearl Margaret L. Tan, Tita Rose L. possession and enjoyment of the status of a recognized
Tan and Linda Christina Liyao to recognize and acknowledge and/or acknowledged child of William Liyao by the latter’s
William Liyao, Jr. as a compulsory heir of the deceased direct and overt acts. William Liyao supported Billy and paid
William Liyao and entitled to all successional rights as such for his food, clothing and other material needs. However, after
and to pay the costs of the suit. William Liyao’s death, it was Corazon who provided sole
support to Billy and took care of his tuition fees at La Salle,
On November 29,1976, William Liyao, Jr., represented by his Greenhills. William Liyao left his personal belongings,
mother Corazon G. Garcia, filed Civil Case No. 24943 before collections, clothing, old newspaper clippings and laminations
the RTC of Pasig, Branch 167 which is an action for at the house in White Plains where he shared his last
compulsory recognition as "the illegitimate (spurious) child of moments with Corazon.
the late William Liyao" against herein respondents, Juanita
Tanhoti-Liyao, Pearl Margaret L. Tan, Tita Rose L. Tan and Testifying for the petitioner, Maurita Pasion declared that she
Linda Christina Liyao.2 The complaint was later amended to knew both Corazon G. Garcia and William Liyao who were
include the allegation that petitioner "was in continuous godparents to her children. She used to visit Corazon and
possession and enjoyment of the status of the child of said William Liyao from 1965-1975. The two children of Corazon
William Liyao," petitioner having been "recognized and from her marriage to Ramon Yulo, namely, Bernadette and
acknowledged as such child by the decedent during his Enrique (Ike), together with some housemaids lived with
lifetime."3 Corazon and William Liyao as one family. On some occasions
like birthdays or some other celebrations, Maurita would sleep
The facts as alleged by petitioner are as follows: in the couple’s residence and cook for the family. During
these occasions, she would usually see William Liyao in
sleeping clothes. When Corazon, during the latter part of
Corazon G. Garcia is legally married to but living separately 1974, was pregnant with her child Billy, Maurita often visited
from Ramon M. Yulo for more than ten (10) years at the time her three (3) to four (4) times a week in Greenhills and later
of the institution of the said civil case. Corazon cohabited with on in White Plains where she would often see William Liyao.
the late William Liyao from 1965 up to the time of William’s Being a close friend of Corazon, she was at the Cardinal
untimely demise on December 2, 1975. They lived together in Santos Memorial Hospital during the birth of Billy. She
the company of Corazon’s two (2) children from her subsisting continuously visited them at White Plains and knew that
marriage, namely: William Liyao, while living with her friend Corazon, gave
support by way of grocery supplies, money for household
Enrique and Bernadette, both surnamed Yulo, in a succession expenses and matriculation fees for the two (2) older children,
of rented houses in Quezon City and Manila. This was with Bernadette and Enrique.
the knowledge of William Liyao’s legitimate children, Tita
Rose L. Tan and Linda Christina Liyao-Ortiga, from his During William Liyao’s birthday on November 22, 1975 held at
subsisting marriage with Juanita Tanhoti Liyao. Tita Rose and the Republic Supermarket Office, he was carrying Billy and
Christina were both employed at the Far East Realty told everybody present, including his two (2) daughters from
Investment, Inc. of which Corazon and William were then vice his legal marriage, "Look, this is my son, very guapo and
president and president, respectively. healthy."10 He then talked about his plan for the baptism of
Billy before Christmas. He intended to make it "engrande" and
Sometime in 1974, Corazon bought a lot from Ortigas and Co. "make the bells of San Sebastian Church
which required the signature of her husband, Ramon Yulo, to ring."11 Unfortunately, this did not happen since William Liyao
show his consent to the aforesaid sale. She failed to secure passed away on December 2, 1975. Maurita attended Mr.
his signature and, had never been in touch with him despite Liyao’s funeral and helped Corazon pack his clothes. She
the necessity to meet him. Upon the advice of William Liyao, even recognized a short sleeved shirt of blue and gray12 which
the sale of the parcel of land located at the Valle Verde Mr. Liyao wore in a photograph13 as well as another shirt of
Subdivision was registered under the name of Far East Realty lime green14 as belonging to the deceased. A note was also
Investment, Inc. presented with the following inscriptions: "To Cora, Love
From William."15 Maurita remembered having invited the
couple during her mother’s birthday where the couple had
On June 9, 1975, Corazon gave birth to William Liyao, Jr. at
their pictures taken while exhibiting affectionate poses with
the Cardinal Santos Memorial Hospital. During her three (3)
one another. Maurita knew that Corazon is still married to
day stay at the hospital, William Liyao visited and stayed with
Ramon Yulo since her marriage has not been annulled nor is
her and the new born baby, William, Jr. (Billy). All the medical
Corazon legally separated from her said husband. However,
and hospital expenses, food and clothing were paid under the
during the entire cohabitation of William Liyao with Corazon
account of William Liyao. William Liyao even asked his
Garcia, Maurita had not seen Ramon Yulo or any other man
confidential secretary, Mrs. Virginia Rodriguez, to secure a
in the house when she usually visited Corazon.
copy of Billy’s birth certificate. He likewise instructed Corazon
14
Gloria Panopio testified that she is the owner of a beauty marriage. Once in 1973, Linda chanced upon Ramon Yulo
parlor and that she knew that Billy is the son of her neighbors, picking up Corazon Garcia at the company garage.
William Liyao and Corazon Garcia, the latter being one of her Immediately after the death of Linda’s father, Corazon went to
customers. Gloria met Mr. Liyao at Corazon’s house in Scout Linda’s office for the return of the former’s alleged
Delgado, Quezon City in the Christmas of 1965. Gloria had investments with the Far East Realty Investment, Inc.
numerous occasions to see Mr. Liyao from 1966 to 1974 and including a parcel of land sold by Ortigas and Company.
even more so when the couple transferred to White Plains, Linda added that Corazon, while still a Vice-President of the
Quezon City from 1974-1975. At the time Corazon was company, was able to take out documents, clothes and
conceiving, Mr. Liyao was worried that Corazon might have several laminated pictures of William Liyao from the office.
another miscarriage so he insisted that she just stay in the There was one instance when she was told by the guards,
house, play mahjong and not be bored. Gloria taught Corazon "Mrs. Yulo is leaving and taking out things again."18 Linda then
how to play mahjong and together with Atty. Brillantes’ wife instructed the guards to bring Mrs. Yulo to the office upstairs
and sister-in-law, had mahjong sessions among themselves. but her sister, Tita Rose, decided to let Corazon Garcia go.
Gloria knew that Mr. Liyao provided Corazon with a rented Linda did not recognize any article of clothing which belonged
house, paid the salary of the maids and food for Billy. He also to her father after having been shown three (3) large suit
gave Corazon financial support. Gloria knew that Corazon is cases full of men’s clothes, underwear, sweaters, shorts and
married but is separated from Ramon Yulo although Gloria pajamas.
never had any occasion to see Mr. Yulo with Corazon in the
house where Mr. Liyao and Corazon lived. Tita Rose Liyao-Tan testified that her parents were legally
married and had never been separated. They resided at No.
Enrique Garcia Yulo testified that he had not heard from his 21 Hernandez Street, San Lorenzo Village, Makati up to the
father, Ramon Yulo, from the time that the latter abandoned time of her father’s death on December 2, 1975.19 Her father
and separated from his family. Enrique was about six (6) suffered two (2) minor cardio-vascular arrests (CVA) prior to
years old when William Liyao started to live with them up to his death. During the first heart attack sometime between
the time of the latter’s death on December 2, 1975. Mr. Liyao April and May 1974, his speech and hands were affected and
was very supportive and fond of Enrique’s half brother, Billy. he had to stay home for two (2) to three (3) months under
He identified several pictures showing Mr. Liyao carrying Billy strict medication, taking aldomet, serpadil and cifromet which
at the house as well as in the office. Enrique’s testimony was were prescribed by Dr. Bonifacio Yap, for high blood pressure
corroborated by his sister, Bernadette Yulo, who testified that and cholesterol level control.20 Tita Rose testified that after the
the various pictures showing Mr. Liyao carrying Billy could not death of Mr. Liyao, Corazon Garcia was paid the amount of
have been superimposed and that the negatives were in the One Hundred Thousand Pesos (₱100,000.00) representing
possession of her mother, Corazon Garcia. her investment in the Far East Realty Investment Inc. Tita
Rose also stated that her family never received any formal
Respondents, on the other hand, painted a different picture of demand that they recognize a certain William Liyao, Jr. as an
the story. illegitimate son of her father, William Liyao. After assuming
the position of President of the company, Tita Rose did not
come across any check signed by her late father representing
Linda Christina Liyao-Ortiga stated that her parents, William payment to lessors as rentals for the house occupied by
Liyao and Juanita Tanhoti-Liyao, were legally married. 16 Linda Corazon Garcia. Tita Rose added that the laminated
grew up and lived with her parents at San Lorenzo Village, photographs presented by Corazon Garcia are the personal
Makati, Metro Manila until she got married; that her parents collection of the deceased which were displayed at the latter’s
were not separated legally or in fact and that there was no office.
reason why any of her parents would institute legal separation
proceedings in court. Her father lived at their house in San
Lorenzo Village and came home regularly. Even during out of The last witness who testified for the respondents was Ramon
town business trips or for conferences with the lawyers at the Pineda, driver and bodyguard of William Liyao from 1962 to
office, her father would change his clothes at home because 1974, who said that he usually reported for work at San
of his personal hygiene and habits. Her father reportedly had Lorenzo Village, Makati to pick up his boss at 8:00 o’clock in
trouble sleeping in other people’s homes. Linda described him the morning. At past 7:00 o’clock in the evening, either Carlos
as very conservative and a strict disciplinarian. He believed Palamigan or Serafin Villacillo took over as night shift driver.
that no amount of success would compensate for failure of a Sometime between April and May 1974, Mr. Liyao got sick. It
home. As a businessman, he was very tough, strong, fought was only after a month that he was able to report to the office.
for what he believed in and did not give up easily. He suffered Thereafter, Mr. Liyao was not able to report to the office
two strokes before the fatal attack which led to his death on regularly. Sometime in September 1974, Mr. Liyao suffered
December 2, 1975. from another heart attack. Mr. Pineda added that as a driver
and bodyguard of Mr. Liyao, he ran errands for the latter
among which was buying medicine for him
He suffered a stroke at the office sometime in April-May 1974 like capasid and aldomet. On December 2, 1975, Mr. Pineda
and was attended by Dr. Santiago Co. He then stayed in the was called inside the office of Mr. Liyao. Mr. Pineda saw his
house for two (2) to three (3) months for his therapy and employer leaning on the table. He tried to massage Mr.
acupuncture treatment. He could not talk, move, walk, write or Liyao’s breast and decided later to carry and bring him to the
sign his name. In the meantime, Linda and her sister, Tita hospital but Mr. Liyao died upon arrival thereat. Mrs. Liyao
Rose Liyao-Tan, ran the office. She handled the collection of and her daughter, Linda Liyao-Ortiga were the first to arrive at
rents while her sister referred legal matters to their lawyers. the hospital.
William Liyao was bedridden and had personally changed. He
was not active in business and had dietary restrictions. Mr.
Liyao also suffered a milder stroke during the latter part of Mr. Pineda also declared that he knew Corazon Garcia to be
September to October 1974. He stayed home for two (2) to one of the employees of the Republic Supermarket. People in
three (3) days and went back to work. He felt depressed, the office knew that she was married. Her husband, Ramon
however, and was easily bored. He did not put in long hours Yulo, would sometimes go to the office. One time, in 1974,
in the office unlike before and tried to spend more time with Mr. Pineda saw Ramon Yulo at the office garage as if to fetch
his family. Corazon Garcia. Mr. Yulo who was also asking about cars for
sale, represented himself as car dealer.
Linda testified that she knew Corazon Garcia is still married to
Ramon Yulo. Corazon was not legally separated from her Witness Pineda declared that he did not know anything about
husband and the records from the Local Civil Registrar do not the claim of Corazon. He freely relayed the information that
indicate that the couple obtained any annulment 17 of their he saw Mr. Yulo in the garage of Republic Supermarket once
15
in 1973 and then in 1974 to Atty. Quisumbing when he went It must be stated at the outset that both petitioner and
to the latter’s law office. Being the driver of Mr. Liyao for a respondents have raised a number of issues which relate
number of years, Pineda said that he remembered having solely to the sufficiency of evidence presented by petitioner to
driven the group of Mr. Liyao, Atty. Astraquillo, Atty. Brillantes, establish his claim of filiation with the late William Liyao.
Atty. Magno and Atty. Laguio to Baguio for a vacation Unfortunately, both parties have consistently overlooked the
together with the lawyers’ wives. During his employment, as real crux of this litigation: May petitioner impugn his own
driver of Mr. Liyao, he does not remember driving for Corazon legitimacy to be able to claim from the estate of his supposed
Garcia on a trip to Baguio or for activities like shopping. father, William Liyao?
On August 31, 1993, the trial court rendered a decision, the We deny the present petition.
dispositive portion of which reads as follows:
Under the New Civil Code, a child born and conceived during
WHEREFORE, judgment is hereby rendered in favor of the a valid marriage is presumed to be legitimate.22 The
plaintiff and against the defendants as follows: presumption of legitimacy of children does not only flow out
from a declaration contained in the statute but is based on the
(a) Confirming the appointment of Corazon G. broad principles of natural justice and the supposed virtue of
Garcia as the guardian ad litem of the minor William the mother. The presumption is grounded in a policy to
Liyao, Jr.; protect innocent offspring from the odium of illegitimacy.23
(b) Declaring the minor William Liyao, Jr. as the The presumption of legitimacy of the child, however, is not
illegitimate (spurious) son of the deceased William conclusive and consequently, may be overthrown by evidence
Liyao; to the contrary. Hence, Article 255 of the New Civil
Code24 provides:
(c) Ordering the defendants Juanita Tanhoti Liyao,
Pearl Margaret L. Tan, Tita Rose L. Tan and Article 255. Children born after one hundred and eighty days
Christian Liyao, to recognize, and acknowledge the following the celebration of the marriage, and before three
minor William Liyao, Jr. as a compulsory heir of the hundred days following its dissolution or the separation of the
deceased William Liyao, entitled to all succesional spouses shall be presumed to be legitimate.
rights as such; and
Against this presumption no evidence shall be admitted other
(d) Costs of suit. 21 than that of the physical impossibility of the husband having
access to his wife within the first one hundred and twenty
days of the three hundred which preceded the birth of the
In ruling for herein petitioner, the trial court said it was child.
convinced by preponderance of evidence that the deceased
William Liyao sired William Liyao, Jr. since the latter was
conceived at the time when Corazon Garcia cohabited with This physical impossibility may be caused:
the deceased. The trial court observed that herein petitioner
had been in continuous possession and enjoyment of the 1) By the impotence of the husband;
status of a child of the deceased by direct and overt acts of
the latter such as securing the birth certificate of petitioner 2) By the fact that husband and wife were living
through his confidential secretary, Mrs. Virginia Rodriguez; separately in such a way that access was not
openly and publicly acknowledging petitioner as his son; possible;
providing sustenance and even introducing herein petitioner
to his legitimate children.
3) By the serious illness of the husband.
The Court of Appeals, however, reversed the ruling of the trial
court saying that the law favors the legitimacy rather than the Petitioner insists that his mother, Corazon Garcia, had been
illegitimacy of the child and "the presumption of legitimacy is living separately for ten (10) years from her husband, Ramon
thwarted only on ethnic ground and by proof that marital Yulo, at the time that she cohabited with the late William Liyao
intimacy between husband and wife was physically and it was physically impossible for her to have sexual
impossible at the period cited in Article 257 in relation to relations with Ramon Yulo when petitioner was conceived and
Article 255 of the Civil Code." The appellate court gave weight born. To bolster his claim, petitioner presented a document
to the testimonies of some witnesses for the respondents that entitled, "Contract of Separation,"25 executed and signed by
Corazon Garcia and Ramon Yulo who were still legally Ramon Yulo indicating a waiver of rights to any and all claims
married and have not secured legal separation, were seen in on any property that Corazon Garcia might acquire in the
each other’s company during the supposed time that Corazon future.26
cohabited with the deceased William Liyao. The appellate
court further noted that the birth certificate and the baptismal The fact that Corazon Garcia had been living separately from
certificate of William Liyao, Jr. which were presented by her husband, Ramon Yulo, at the time petitioner was
petitioner are not sufficient to establish proof of paternity in conceived and born is of no moment. While physical
the absence of any evidence that the deceased, William impossibility for the husband to have sexual intercourse with
Liyao, had a hand in the preparation of said certificates and his wife is one of the grounds for impugning the legitimacy of
considering that his signature does not appear thereon. The the child, it bears emphasis that the grounds for impugning
Court of Appeals stated that neither do family pictures the legitimacy of the child mentioned in Article 255 of the Civil
constitute competent proof of filiation. With regard to the Code may only be invoked by the husband, or in proper
passbook which was presented as evidence for petitioner, the cases, his heirs under the conditions set forth under Article
appellate court observed that there was nothing in it to prove 262 of the Civil Code.27 Impugning the legitimacy of the child
that the same was opened by William Liyao for either is a strictly personal right of the husband, or in exceptional
petitioner or Corazon Garcia since William Liyao’s signature cases, his heirs for the simple reason that he is the one
and name do not appear thereon. directly confronted with the scandal and ridicule which the
infidelity of his wife produces and he should be the one to
His motion for reconsideration having been denied, petitioner decide whether to conceal that infidelity or expose it in view of
filed the present petition. the moral and economic interest involved.28 It is only in
exceptional cases that his heirs are allowed to contest such
16
legitimacy. Outside of these cases, none - even his heirs -
can impugn legitimacy; that would amount o an insult to his
memory.29
17
13 Phil. 249 as improperly found by the court below, the court
erred in not having declared that said property
ARELLANO, C.J.: should be reserved in favor of relatives of Casiano
From the hearing of the appeal interposed by Roman Abaya Abaya to the third degree, and in not having
in the special proceedings brought in the Court of First previously demanded securities from Paula Ponde to
Instance of La Laguna for the settlement of the intestate guarantee the transmission of the property to those
estate and the distribution of the property of Casiano Abaya it who might fall within the reservation.
appears:
As to the first error assigned, the question is set up as to
I. As antecedents: that Casiano Abaya, unmarried, the son whether in special proceedings for the administration and
of Romualdo Abaya and Sabina Labadia, died on the 6th of distribution of an intestate estate, an action might be brought
April, 1899; that Paula Conde, as the mother of the natural to enforce the acknowledgment of the natural child of the
children Jose and Teopista Conde, whom she states she had person from whom the inheritance is derived, that is to say,
by Casiano Abaya, on the 6th of November, 1905, moved the whether one might appear as heir on the ground that he is a
settlement of the said intestate succession; that an recognized natural child of the deceased, not having been so
administrator having been appointed for the said estate on the recognized by the deceased either voluntarily or compulsorily
25th of November, 1905, Roman Abaya, a son of the said by reason of a preexisting judicial decision, but asking at the
Romualdo Abaya and Sabina Labadia, the parents of the late same time that, in the special proceeding itself, he be
Casiano Abaya, came forward and opposed said appointment recognized by the presumed legitimate heirs of the deceased
and claimed it for himself as being the nearest relative of the who claim to be entitled to the succession opened in the
deceased; that this was granted by the court below on the 9th special proceeding.
of January, 1906; that on the 17th of November, 1906,
Roman Abaya moved that, after due process of law, the court According to section 782 of the Code of Civil Procedure-
declare him to be the sole heir of Casiano Abaya, to the
exclusion of all other persons, especially of Paula Conde, and
to be therefore entitled to take possession of all the property "If there shall be a controversy before the Court of First
of said estate, and that it be adjudicated to him; and that on Instance as to who the lawful heirs of the deceased person
November 22, 1906, the court ordered the publication of are, or as to the distributive share to which each person is
notices for the declaration of heirs and distribution of the entitled under the law, the testimony as to such controversy
property of the estate. shall be taken in writing,by the judge, under oath, and signed
by the witness. Any party in interest whose distributive share
II. That on the 28th of November, 1906, Paula Conde, in is affected by the determination of such controversy, may
reply to the foregoing motion of Roman Abaya, filed a petition appeal from the judgment of the Court of First Instance
wherein she stated that she acknowledged the relationship determining such controversy to the Supreme Court, within
alleged by Roman Abaya, but that she considered that her the time and in the manner provided in the last preceding
right,was superior to his and moved for a hearing of the section."
matter, and, in consequence of the evidence that she This court has decided the present question in the manner
intended to present she prayed that she be declared to have shown in the case of Juana Pimentel vs. Engracio Palanca (5
preferential rights to the property left by Casiano Abaya, and Phil. Rep., 436.)
that the same be adjudicated to her together with the
corresponding products thereof. The main question with regard to the second error assigned,
is whether or not the mother of a natural child now deceased,
III. That the trial was held, both parties presenting but who survived the person who, it is claimed, was his
documentary and oral evidence and the court below entered natural father, also deceased, may bring an action for the
the following judgment: acknowledgment of the natural filiation in favor of such child in
order to appear in his behalf to receive the inheritance from
the person who is supposed to be his natural father.
"That the administrator of the estate of Casiano Abaya should
recognize Teopista and Jose Conde as being natural children In order to decide in the affirmative the court below has
of Casiano Abaya; that the petitioner Paula Conde should assigned the following as the only foundation:
succeed to the hereditary rights of her children with respect to
the inheritance of their deceased natural father Casiano
Abaya; and therefore, it is hereby declared that she is the only "In resolving a similar question Manresa says: 'An
heir to the property of the said intestate estate, to the acknowledgment can only be demanded by the natural child
exclusion of the administrator, Roman Abaya." and his descendants whom it shall benefit, and should they
IV. That Roman Abaya excepted to the foregoing judgment, be minors or otherwise incapacitated, such person as legally
appealed to this court, and presented the following statement represents them; the mother may ask it in behalf of her child
of errors: so long as he is under her authority.' On this point no positive
declaration has been made, undoubtedly because it was not
considered necessary. A private action is in question and the
general rule must be followed. Elsewhere the same author
1. The fact that the court below found that an ordinary adds: 'It may so happen that the child dies before four years
action for the acknowledgment of natural children have expired after attaining majority, or that the document
under articles 135 and 137 of the Civil Code, might supporting his petition for acknowledgment is discovered after
be brought in special probate proceedings. his death, such death perhaps occurring after his parents had
2. The finding that after the death of a person claimed died, as is supposed by article 137, or during their lifetime. In
to be an unacknowledged natural child, the mother any case such right of action shall pertain to the descendants
of such presumed natural child, as heir to the latter, of the child whom the acknowledgment may interest.' (See
may bring an action to enforce the acknowledgment Commentaries to arts. 135 and 137, Civil Code, Vol. I.)"
of her deceased child in accordance with articles 135 The above doctrine, advanced by one of the most eminent
and 137 of the Civil Code. commentators of the Civil Code, lacks legal and doctrinal
3. The finding in the judgment that the alleged foundation. The power to transmit the right of such action by
continuous possession of the deceased children of the natural child to his descendants can not be sustained
Paula Conde of the status of natural children of the under the law, and still less to his mother.
late Casiano Abaya, has been fully proven in these
proceedings; and It is without any support in law because the rule laid down in
4. On the hypothesis that it was proper to adjudicate the code is most positive, limiting in form, when establishing
the property of this intestate estate to Paula Conde, the exception for the exercise of such right of action after the
18
death of the presumed parents, as is shown hereafter. It is against the heirs of the presumed parents in case of the death
not supported by any doctrine, because up to the present time of the latter, while the action for acknowledgment is not
no argument has been presented, upon which even an brought against the heirs of such parents, with the exception
approximate conclusion could be based. of the two cases prescribed by article 137 transcribed above.
Although the Civil Code considerably improved the condition So much for the passive transmission of the obligation to
of recognized natural children, granting them rights and admit the legitimate filiation, or to acknowledge the natural
actions that they did not possess under the former laws, they filiation.
were not, however, placed upon the same plane as legitimate
ones. The difference that separates these two classes of As to the transmission to the heirs of the child of
children is still great, as proven by so many articles dealing the latter's action to claim his legitimacy, or to obtain the
with the rights of the family and with succession in relation to acknowledgment of his natural filiation, it is seen that the code
the members thereof. It may be laid down as a legal maxim, grants it in the first case, but not in the second. It contains
that whatever the code does not grant to the legitimate provisions for the transmission of the right of action which, for
children, or in connection with their rights must still less be the purpose of claiming his legitimacy inheres in the Child, but
understood as granted to recognized natural children or in it does not say a word with regard to the transmission of the
connection with their rights. There is not a single exception in right to obtain the acknowledgment of the natural filiation.
its provisions.
Therefore, the respective corollary of each of the two above-
If legitimacy is the attribute that constitutes the basis of the cited articles is: (1) That the right of action which devolves
absolute family rights of the child, the acknowledgment of the upon the child to claim his legitimacy under article 118, may
natural child is, among illegitimate ones, that which unites him be transmitted to his heirs in certain cases designated in the
to the family of the father or the mother who recognizes him, said article; (2) That the right of action for the
and affords him a participation in the rights of the family, acknowledgment of natural children to which article 137
relatively advantageous according to whether they are alone refers, can never be transmitted, for the reason that the code
or whether they concur with other individuals of the family of makes no mention of it in any case, not even as an exception.
his purely natural father or mother.
It is most illogical arid contrary to every rule of correct
Thus, in order to consider the spirit of the Civil Code, nothing interpretation, that the right of action to secure
is more logical than to establish a comparison between an acknowledgment by the natural child should be presumed to
action to claim the legitimacy, and one to enforce be transmitted, independently, as a rule, to his heirs, while the
acknowledgment. right of action to claim legitimacy from his predecessor is not
expressly, independently, or, as a general rule, conceded to
"ART. 118. The action to claim its legitimacy may be brought the heirs of the legitimate child, but only relatively and as an
by the child at any time of its lifetime and shall be transmitted exception. Consequently, the pretension that the right of
to its heirs, should it die during minority or in a state of action on the part of the child to obtain the acknowledgment
insanity. In such cases the heirs shall be allowed a period of of his natural filiation is transmitted to his descendants is
five years in which to institute the action. altogether unfounded. No legal provision exists to sustain
such pretension, nor can an argument of presumption be
"The action already instituted by the child is transmitted by its based on the lesser claim when there is no basis for the
death to the heirs, if it has not lapsed before then. greater one, and when it is only given as an exception in well-
defined cases. It is placing the heirs of the natural child on a
"ART. 137. The actions for the acknowledgment of natural better footing than the heirs of the legitimate one, when, as a
children can be instituted only during the life of the presumed matter of fact, the position of a natural child is no better than,
parents, except in the following cases: nor even equal to, that of a legitimate child.
"1. If the father or mother died during the minority of the child, From the express and precise precepts of the code the
in which, case the latter may institute the action before the following conclusions are derived:
expiration of the first four years of its majority.
The right of action that devolves upon the child to claim his
"2. If, after the death of the father or mother, some legitimacy lasts during his whole life, while the right to claim
instrument, before unknown, should be discovered in which the acknowledgment of a natural child lasts only during the
the child is expressly acknowledged. life of his presumed parents.
"In this case the action must be instituted within the six Inasmuch as the right of action accruing to the child to claim
months following the discovery of such instrument" his legitimacy lasts during his whole life, he may exercise it
On this supposition the first difference that results between either against the presumed parents, or their heirs; while the
one action and the other consists in that the right of action for right of action to secure the acknowledgment of a natural
legitimacy lasts during the whole lifetime of the child, that is, it child, since it does not last during his whole life, but depends
can always be brought against the presumed parents or their on that of the presumed parents, as a general rule can only
heirs by the child itself, while the right of action for the be exercised against the latter.
acknowledgment of a natural child does not last his whole
lifetime, and, as a general rule, it can not be instituted against Usually the right of action for legitimacy devolving upon the
the heirs of the presumed parents, inasmuch as it can be child is of a personal character and pertains exclusively to
exercised only during the life of the presumed parents. him, only the child may exercise it at any time during his
lifetime. As an exception, and in three cases only, it may be
With regard to the question at issue, that is, the transmission transmitted to the heirs of the child, to wit, if he died during his
to the heirs of the presumed parents of the obligation to admit minority, or while insane, or after action had been already
the legitimate filiation, or to recognize the natural filiation, instituted.
there exists the most radical difference in that the former
continues during the life of the child who claims to be An action for the acknowledgment of a natural child may, as
legitimate, and he may demand it either directly and primarily an exception, be exercised against the heirs of the presumed
from the said presumed parents, or indirectly and secondarily parents in two cases: first, in the event of the death of the
from the heirs of the latter; while the second does not endure latter during the minority of the child, and second, upon the
for life; as a general rule, it only lasts during the life of the discovery of some instrument, of express acknowledgment of
presumed parents. Hence the other difference, derived as a the child, executed by the father or mother, the existence of
consequence, that an action for legitimacy is always brought which was unknown during the life of the latter.
19
under great limitations and in very few cases to those of a
But such action for the acknowledgment of a natural child can legitimate one. Some persons insist that the same rules that
only be exercised by him. It can not be transmitted to his govern legitimate filiation apply by analogy to natural filiation,
descendants, or to his ascendants. and that in this conception the heirs of the natural child are
entitled to claim it in the cases prescribed by article 118. The
In support of the foregoing the following authorities may be majority, however, are inclined to consider the right to claim
cited: acknowledgment as a personal right, and consequently, not
transmissive to the heirs. Really there are no legal grounds to
Sanchez Roman, in his Treatise on Civil Law, propounds the warrant the transmission." (Vol. 2, 229.)
question as to whether said action should be considered In a decision like the present one it is impossible to bring
transmissive to the heirs or descendants of the natural child, forward the argument of analogy for the purpose of
whether he had or had not exercised it up to the time of his considering that the heirs of the natural child are entitled to
death, and decides it as follows: the right of action which article 118 concedes to the heirs of
the legitimate child. The existence of a provision for the one
"There is an entire absence of legal provisions, and at most, it case and the absence thereof for the other is a conclusive
might be deemed admissible as a solution, that the right of argument that inclusio unius est exclusio alterius, and it can
action to claim the acknowledgment of a natural child is not be understood that the provision of law should be the
transmitted by analogy to his heirs on the same conditions same when the same reason does not hold in the one case
and terms that it is transmitted to the descendants of a as in the other.
legitimate child, to claim his legitimacy, under article 118, but
nothing more; because on this point nothing warrants placing The theory of the law of transmission is also entirely
the heirs of a natural child on a better footing than those of inapplicable in this case. This theory, which in the Roman
the legitimate child, and even to compare them would not fail Law expressed the general rule that an heir who did not
to be a strained and questionable matter, and one of accept an inheritance during his lifetime was incapacitated
great difficulty for decision by the courts, for the simple reason from transmitting it to his own heirs, included at the same time
that for the heirs of the legitimate child, the said article 118 the idea that if the inheritance was not transmitted because
exists, while for those of the natural child, as we have said, the heir did not possess it, there were, however, certain things
there is no provision in the code authorizing the same, which the heir held arid could transmit. Such was the law and
although on the other hand there is none that prohibits it." the right to accept the inheritance, tot the existing reason that
(Vol. V.) all rights, both real and personal, shall pass to the heir; quia
Diaz Guijarro and Martinez Ruiz in their work on "The Civil haeres representat defunctum in omnibus et per omnia.
Code as construed by the supreme court of Spain," According to article 659 of the Civil Code, "the inheritance
commenting upon article 137, say: includes all the property, rights, and obligations of a person,
which are not extinguished by his death." If the mother is the
heir of her natural child, and the latter, among other rights
"Article 118, taking into account the privileges due to the during his lifetime was entitled to exercise an action for his
legitimacy of children, grants them the right to claim said acknowledgment against his father, during the life of the
legitimacy during their lifetime, and even authorizes the latter, or after his death in some of the excepting cases of
transmission of said right for the space of five years to the article 137, such right, which is a portion of his inheritance, is
heirs thereof, if the child die during his minority or in a state of transmitted to his mother as being his heir, and it was so
insanity. But as article 137 is based on the consideration that understood by the court of Rennes when it considered the
in the case of a natural child, ties are less strong and sacred right in question, not as a personal and exclusive right of the
in the eyes of the law, it does not fix such a long and indefinite child which is extinguished by his death, but as any other right
period for the exercise of the action; it limits it to the life of the which might be transmitted after his death. This right of
parents, excepting in the two cases mentioned in said article; supposed transmission is even less tenable than that Sought
and it does not allow, as does article 118, the action to pass to be sustained by the argument of analogy.
on to the heirs, inasmuch as, although it does not prohibit it,
and for that reason it might be deemed on general principles The right of action pertaining to the child to claim his
of law to consent to it, such a supposition is inadmissible for legitimacy is in all respects superior to that of the child who
the reason that a comparison of both articles shows that the claims acknowledgment as a natural child. And it is evident
silence of the law in the latter case is not, nor can it be, an that the right of action to claim his legitimacy is not one of
omission, but a deliberate intent to establish a wide difference those rights which the legitimate child may transmit by
between the advantages granted to a legitimate child and to a inheritance to his heirs; it forms no part of the component
natural one." rights of his inheritance. If it were so, there would have been
(Ibid., Vol. II, 171.) no necessity to establish its transmissibility to heirs as an
exception in the terms and conditions of article 118 of the
Navarro Amandi (Cuestionario del Codigo Civil) raises the code. So that, in order that it may constitute a portion of the
question: "Can the heirs of a natural child claim the child's inheritance, it is necessary that the conditions and the
acknowledgment in those cases wherein the father or mother terms contained in article 118 shall be present, since without
are under obligation to acknowledge"? And says: them, the right that the child held during his lifetime, being
personal and exclusive in principle, and therefore, as a
general rule not susceptible of transmission, would and
"Opinions are widely divergent. The court of Rennes held (on should have been extinguished by his death. Therefore,
April 13, 1844) that the right of investigation forms a part of where no express provision like that of article 118 exists, the
the estate of the child, and along with his patrimony is right of action for the acknowledgment of a natural child is, in
transmitted to his heirs. The affirmation is altogether too principle and without exception, extinguished by his death,
categorical to be admissible. If it were correct the same thing and can not be transmitted, as a portion of the inheritance of
would happen as when the legitimacy of a child is claimed, the deceased child.
and as already seen, the right of action to demand the
legitimacy is not transmitted to the heirs in every case and as On the other hand, if said right of action formed a part of the
an absolute right, but under certain limitations and child's inheritance, it would be necessary to establish the
circumstances. Now, were we to admit the doctrine of the doctrine that the right to claim such an acknowledgment from
court of Rennes, the result would be that the claim for natural the presumed natural father and from his heirs is an absolute
filiation would be more favored than one for legitimate right of the heirs of the child, not limited by certain
filiation. This would be absurd, because it can not be circumstances as in the case of the heirs of a legitimate child;
conceived that the legislator should have granted a right of and if it is unreasonable to compare a natural child with a
action to the heirs of the natural child, which is only granted legitimate one to place the heirs of a natural child and his
20
inheritance on a better footing than those of a legitimate child following:
would not only be unreasonable, but, as stated in one of the
above citations, most absurd and illegal in the present state of
the law and in accordance with the general principles thereof.
For all of the foregoing reasons we hereby reverse the "In order to complete the explanation of this article 137 of the
judgment appealed from in all its parts, without any special Civil Code, three points must be decided: (1) Against whom
ruling as to the costs of this instance. shall an action for acknowledgment be brought under the
cases and terms to which the two exceptions indicated in
Mapa, Johnson, Carson, and Willard, JJ., concur. paragraphs 1 and 2 of article 137 refer? (2) Who is to
represent the minor in bringing this action when neither the
father nor the mother has acknowledged him? (3) Should this
right of action be considered as transmitted to the heirs or
DISSENTING descendants of the natural child whether or not it was
exercised at the time of his death?
TORRES, J.,
"With respect to the third, there is an entire absence of legal
provisions, and at most, it might be deemed admissible as a
The questions arising from the facts and points of law
solution, that the right of action to claim the acknowledgment
discussed in this litigation between the parties thereto,
of a natural child is transmitted by analogy to his heirs on the
decided in the judgment appealed from, and set up and
same conditions and terms that it is transmitted to the
discussed in this instance by the said parties in their
descendants of the legitimate child, to claim his legitimacy,
respective briefs, are subordinate in the first place to the main
under article 118, but no more; because on this point nothing
point, submitted among others to the decision of this court,
warrants placing the heirs of a natural child oh a better footing
that is, whether the right of action brought to demand from the
than those of the legitimate child, and even to compare them
natural father, or from his heirs, the acknowledgment of the
would not fail to be a strained and questionable matter, and
natural child which the former left at his death was, by
one of great difficulty for decision by the courts, for the simple
operation of the law, transmitted to the natural mother by
reason that for the heirs of the legitimate child the said article
reason of the death of the said child acknowledged by her.
118 exists, while for those of the natural child, as we have
said, there is no provision in the code authorizing the same,
The second error assigned by the appellant in his brief refers
although on the other hand there is none that prohibits it."
exclusively to this important point of law.
The question herein does not bear upon the right of a child to
claim his legitimacy, as provided in article 118 of the code,
nor is it claimed that the rights of natural children and of their
mother are equal to those of legitimate ones, even by
analogy.
22
parents were unknown.10 The DSWD issued a similar
Certification for Michael.11
FIRST DIVISION G.R. Nos. 168992-93 May 21, 2009
The Ruling of the Trial Court
IN RE: PETITION FOR ADOPTION OF MICHELLE P. LIM,
On 15 September 2004, the trial court rendered judgment
MONINA P. LIM, Petitioner. dismissing the petitions. The trial court ruled that since
petitioner had remarried, petitioner should have filed the
petition jointly with her new husband. The trial court ruled that
x - - - - - - - - - - - - - - - - - - - - - - -x joint adoption by the husband and the wife is mandatory citing
Section 7(c), Article III of RA 8552 and Article 185 of the
IN RE: PETITION FOR ADOPTION OF MICHAEL JUDE P. Family Code.
LIM,
Petitioner filed a Motion for Reconsideration of the decision
MONINA P. LIM, Petitioner. but the motion was denied in the Order dated 16 June 2005.
In denying the motion, the trial court ruled that petitioner did
DECISION not fall under any of the exceptions under Section 7(c), Article
III of RA 8552. Petitioner’s argument that mere consent of her
husband would suffice was untenable because, under the
CARPIO, J.: law, there are additional requirements, such as residency and
certification of his qualification, which the husband, who was
The Case not even made a party in this case, must comply.
This is a petition for review on certiorari filed by Monina P. As to the argument that the adoptees are already
Lim (petitioner) seeking to set aside the Decision1 dated 15 emancipated and joint adoption is merely for the joint exercise
September 2004 of the Regional Trial Court, General Santos of parental authority, the trial court ruled that joint adoption is
City, Branch 22 (trial court), in SPL. PROC. Case Nos. 1258 not only for the purpose of exercising parental authority
and 1259, which dismissed without prejudice the consolidated because an emancipated child acquires certain rights from his
petitions for adoption of Michelle P. Lim and Michael Jude P. parents and assumes certain obligations and responsibilities.
Lim.
Hence, the present petition.
The Facts
Issue
The following facts are undisputed. Petitioner is an
optometrist by profession. On 23 June 1974, she married Petitioner appealed directly to this Court raising the sole issue
Primo Lim (Lim). They were childless. Minor children, whose of whether or not petitioner, who has remarried, can singly
parents were unknown, were entrusted to them by a certain adopt.
Lucia Ayuban (Ayuban). Being so eager to have a child of
their own, petitioner and Lim registered the children to make it
appear that they were the children’s parents. The The Court’s Ruling
children2 were named Michelle P. Lim (Michelle) and Michael
Jude P. Lim (Michael). Michelle was barely eleven days old Petitioner contends that the rule on joint adoption must be
when brought to the clinic of petitioner. She was born on 15 relaxed because it is the duty of the court and the State to
March 1977.3 Michael was 11 days old when Ayuban brought protect the paramount interest and welfare of the child to be
him to petitioner’s clinic. His date of birth is 1 August 1983.4 adopted. Petitioner argues that the legal maxim "dura lex sed
lex" is not applicable to adoption cases. She argues that joint
The spouses reared and cared for the children as if they were parental authority is not necessary in this case since, at the
their own. They sent the children to exclusive schools. They time the petitions were filed, Michelle was 25 years old and
used the surname "Lim" in all their school records and already married, while Michael was already 18 years of age.
documents. Unfortunately, on 28 November 1998, Lim died. Parental authority is not anymore necessary since they have
On 27 December 2000, petitioner married Angel Olario been emancipated having attained the age of majority.
(Olario), an American citizen.
We deny the petition.
Thereafter, petitioner decided to adopt the children by availing
of the amnesty5 given under Republic Act No. 85526 (RA Joint Adoption by Husband and Wife
8552) to those individuals who simulated the birth of a child.
Thus, on 24 April 2002, petitioner filed separate petitions for It is undisputed that, at the time the petitions for adoption
the adoption of Michelle and Michael before the trial court were filed, petitioner had already remarried. She filed the
docketed as SPL PROC. Case Nos. 1258 and 1259, petitions by herself, without being joined by her husband
respectively. At the time of the filing of the petitions for Olario. We have no other recourse but to affirm the trial
adoption, Michelle was 25 years old and already married, court’s decision denying the petitions for adoption. Dura lex
while Michael was 18 years and seven months old. sed lex. The law is explicit. Section 7, Article III of RA 8552
reads:
Michelle and her husband gave their consent to the adoption
as evidenced by their Affidavits of Consent. 7 Michael also SEC. 7. Who May Adopt. - The following may adopt:
gave his consent to his adoption as shown in his Affidavit of
Consent.8 Petitioner’s husband Olario likewise executed an
Affidavit of Consent9 for the adoption of Michelle and Michael. (a) Any Filipino citizen of legal age, in possession of
full civil capacity and legal rights, of good moral
character, has not been convicted of any crime
In the Certification issued by the Department of Social involving moral turpitude, emotionally and
Welfare and Development (DSWD), Michelle was considered psychologically capable of caring for children, at
as an abandoned child and the whereabouts of her natural least sixteen (16) years older than the adoptee, and
who is in a position to support and care for his/her
23
children in keeping with the means of the family. The Olario, the trial court was correct in denying the petitions for
requirement of sixteen (16) year difference between adoption on this ground.
the age of the adopter and adoptee may be waived
when the adopter is the biological parent of the Neither does petitioner fall under any of the three exceptions
adoptee, or is the spouse of the adoptee’s parent; enumerated in Section 7. First, the children to be adopted are
not the legitimate children of petitioner or of her husband
(b) Any alien possessing the same qualifications as Olario. Second, the children are not the illegitimate children of
above stated for Filipino nationals: Provided, That petitioner. And third, petitioner and Olario are not legally
his/her country has diplomatic relations with the separated from each other.
Republic of the Philippines, that he/she has been
living in the Philippines for at least three (3) The fact that Olario gave his consent to the adoption as
continuous years prior to the filing of the application shown in his Affidavit of Consent does not suffice. There are
for adoption and maintains such residence until the certain requirements that Olario must comply being an
adoption decree is entered, that he/she has been American citizen. He must meet the qualifications set forth in
certified by his/her diplomatic or consular office or Section 7 of RA 8552 such as: (1) he must prove that his
any appropriate government agency that he/she has country has diplomatic relations with the Republic of the
the legal capacity to adopt in his/her country, and Philippines; (2) he must have been living in the Philippines for
that his/her government allows the adoptee to enter at least three continuous years prior to the filing of the
his/her country as his/her adopted application for adoption; (3) he must maintain such residency
son/daughter: Provided, further, That the until the adoption decree is entered; (4) he has legal capacity
requirements on residency and certification of the to adopt in his own country; and (5) the adoptee is allowed to
alien’s qualification to adopt in his/her country may enter the adopter’s country as the latter’s adopted child. None
be waived for the following: of these qualifications were shown and proved during the trial.
(i) a former Filipino citizen who seeks to These requirements on residency and certification of the
adopt a relative within the fourth (4th) alien’s qualification to adopt cannot likewise be waived
degree of consanguinity or affinity; or pursuant to Section 7. The children or adoptees are not
relatives within the fourth degree of consanguinity or affinity of
(ii) one who seeks to adopt the legitimate petitioner or of Olario. Neither are the adoptees the legitimate
son/daughter of his/her Filipino spouse; or children of petitioner.
(c) The guardian with respect to the ward after the Parental authority includes caring for and rearing the children
termination of the guardianship and clearance of for civic consciousness and efficiency and the development of
his/her financial accountabilities. their moral, mental and physical character and well-
being.13 The father and the mother shall jointly exercise
Husband and wife shall jointly adopt, except in parental authority over the persons of their common
the following cases: children.14 Even the remarriage of the surviving parent shall
not affect the parental authority over the children, unless the
(i) if one spouse seeks to adopt the court appoints another person to be the guardian of the
legitimate son/daughter of the other; or person or property of the children.15
(ii) if one spouse seeks to adopt his/her It is true that when the child reaches the age of emancipation
own illegitimate son/daughter: Provided, — that is, when he attains the age of majority or 18 years of
however, That the other spouse has age16 — emancipation terminates parental authority over the
signified his/her consent thereto; or person and property of the child, who shall then be qualified
and responsible for all acts of civil life. 17 However, parental
authority is merely just one of the effects of legal adoption.
(iii) if the spouses are legally separated Article V of RA 8552 enumerates the effects of adoption, thus:
from each other.
ARTICLE V
In case husband and wife jointly adopt, or one spouse adopts EFFECTS OF ADOPTION
the illegitimate son/daughter of the other, joint parental
authority shall be exercised by the spouses. (Emphasis
supplied) SEC. 16. Parental Authority. - Except in cases where the
biological parent is the spouse of the adopter, all legal ties
between the biological parent(s) and the adoptee shall be
The use of the word "shall" in the above-quoted provision severed and the same shall then be vested on the adopter(s).
means that joint adoption by the husband and the wife is
mandatory. This is in consonance with the concept of joint
parental authority over the child which is the ideal situation. SEC. 17. Legitimacy. - The adoptee shall be considered the
As the child to be adopted is elevated to the level of a legitimate son/daughter of the adopter(s) for all intents and
legitimate child, it is but natural to require the spouses to purposes and as such is entitled to all the rights and
adopt jointly. The rule also insures harmony between the obligations provided by law to legitimate sons/daughters born
spouses.12 to them without discrimination of any kind. To this end, the
adoptee is entitled to love, guidance, and support in keeping
with the means of the family.
The law is clear. There is no room for ambiguity. Petitioner,
having remarried at the time the petitions for adoption were
filed, must jointly adopt. Since the petitions for adoption were SEC. 18. Succession. - In legal and intestate succession, the
filed only by petitioner herself, without joining her husband, adopter(s) and the adoptee shall have reciprocal rights of
24
succession without distinction from legitimate filiation. Court, General Santos City, Branch 22 in SPL. PROC. Case
However, if the adoptee and his/her biological parent(s) had Nos. 1258 and 1259. Costs against petitioner.
left a will, the law on testamentary succession shall govern.
Adoption has, thus, the following effects: (1) sever all legal
ties between the biological parent(s) and the adoptee, except
when the biological parent is the spouse of the adopter; (2)
deem the adoptee as a legitimate child of the adopter; and (3)
give adopter and adoptee reciprocal rights and obligations
arising from the relationship of parent and child, including but
not limited to: (i) the right of the adopter to choose the name
the child is to be known; and (ii) the right of the adopter and
adoptee to be legal and compulsory heirs of each
other.18 Therefore, even if emancipation terminates parental
authority, the adoptee is still considered a legitimate child of
the adopter with all the rights19 of a legitimate child such as:
(1) to bear the surname of the father and the mother; (2) to
receive support from their parents; and (3) to be entitled to the
legitime and other successional rights. Conversely, the
adoptive parents shall, with respect to the adopted child,
enjoy all the benefits to which biological parents are
entitled20 such as support21 and successional rights.22
25
Henceforth, he shall be known as
SOLOMON ALCALA CLOUSE.
On February 21, 1990, in a verified petition filed before the THE LOWER COURT ERRED IN GRANTING THE
Regional Trial Court of Iba, Zambales, private respondents PETITION FOR ADOPTION OF ALVIN AND EVELYN
spouses Clouse sought to adopt the minor, Solomon Joseph CLOUSE, BECAUSE THEY ARE NOT QUALIFIED TO
Alcala, the younger brother of private respondent Evelyn A. ADOPT UNDER PHILIPPINE LAW.
Clouse. In an Order issued on March 12, 1990, the petition
was set for hearing on April 18, 1990. The said Order was
published in a newspaper of general circulation in the We rule for petitioner.
province of Zambales and City of Olongapo for three (3)
consecutive weeks. Under Articles 184 and 185 of Executive Order (E.O.) No.
209, otherwise known as "The Family Code of the
The principal evidence disclose that private respondent Alvin Philippines", private respondents spouses Clouse are clearly
A. Clouse is a natural born citizen of the United States of barred from adopting Solomon Joseph Alcala.
America. He married Evelyn, a Filipino on June 4, 1981 at
Olongapo City. On August 19, 1988, Evelyn became a Article 184, paragraph (3) of Executive Order No. 209
naturalized citizen of the United States of America in Guam. expressly enumerates the persons who are not qualified to
They are physically, mentally, morally, and financially capable adopt, viz.:
of adopting Solomon, a twelve (12) year old minor.
(3) An alien, except:
Since 1981 to 1984, then from November 2, 1989 up to the
present, Solomon Joseph Alcala was and has been under the (a) A former Filipino
care and custody of private respondents. Solomon gave his citizen who seeks to
consent to the adoption. His mother, Nery Alcala, a widow, adopt a relative by
likewise consented to the adoption due to poverty and inability consanguinity;
to support and educate her son.
(b) One who seeks to
Mrs. Nila Corazon Pronda, the social worker assigned to adopt the legitimate child
conduct the Home and Child Study, favorably recommended of his or her Filipino
the granting of the petition for adoption. spouse; or
Finding that private respondents have all the qualifications (c) One who is married to
and none of the disqualifications provided by law and that the a Filipino citizen and
adoption will redound to the best interest and welfare of the seeks to adopt jointly with
minor, respondent judge rendered a decision on June 20, his or her spouse a
1990, disposing as follows: relative by consanguinity
of the latter.
WHEREFORE, the Court grants the petition
for adoption filed by Spouses Alvin A. Aliens not included in the
Clouse and Evelyn A. Clouse and decrees foregoing exceptions may
that the said minor be considered as their adopt Filipino children in
child by adoption. To this effect, the Court accordance with the rules
gives the minor the rights and duties as the on inter-country adoption
legitimate child of the petitioners.
26
as may be provided by It is in the foregoing cases when Article 186
law. of the Code, on the parental authority, can
aptly find governance.
There can be no question that private respondent Alvin A.
Clouse is not qualified to adopt Solomon Joseph Alcala under Article 186. In case husband and wife jointly
any of the exceptional cases in the aforequoted provision. In adopt or one spouse adopts the legitimate
the first place, he is not a former Filipino citizen but a natural child of the other, jointly parental authority
born citizen of the United States of America. In the second shall be exercised by the spouses in
place, Solomon Joseph Alcala is neither his relative by accordance with this Code.9
consanguinity nor the legitimate child of his spouse. In the
third place, when private respondents spouses Clouse jointly Article 185 is all too clear and categorical and there is no
filed the petition to adopt Solomon Joseph Alcala on February room for its interpretation. There is only room for application.10
21, 1990, private respondent Evelyn A. Clouse was no longer
a Filipino citizen. She lost her Filipino citizenship when she
was naturalized as a citizen of the United States in 1988. We are not unaware that the modern trend is to encourage
adoption and every reasonable intendment should be
sustained to promote that objective.11 Adoption is geared
Private respondent Evelyn A. Clouse, on the other hand, may more towards the promotion of the welfare of the child and
appear to qualify pursuant to paragraph 3(a) of Article 184 of enhancement of his opportunities for a useful and happy
E.O. 209. She was a former Filipino citizen. She sought to life.12 It is not the bureaucratic technicalities but the interest of
adopt her younger brother. Unfortunately, the petition for the child that should be the principal criterion in adoption
adoption cannot be granted in her favor alone without cases.13 Executive Order 209 likewise upholds that the
violating Article 185 which mandates a joint adoption by the interest and welfare of the child to be adopted should be the
husband and wife. It reads: paramount consideration. These considerations
notwithstanding, the records of the case do not evince any
Article 185. Husband and wife must jointly fact as would justify us in allowing the adoption of the minor,
adopt, except in the following cases: Solomon Joseph Alcala, by private respondents who are
aliens.
(1) When one spouse seeks to adopt his
own illegitimate child; or WHEREFORE, the petition is GRANTED. The decision of the
lower court is REVERSED and SET ASIDE. No costs.
(2) When one spouse seeks to adopt the
legitimate child of the other.
Hence, the present petition. The petitioner assigned a lone The old law on adoption, Presidential Decree No. 603 (The
error on the part of the respondent court, thus — Child and Youth Welfare Code), exactly adopted that found in
then Article 336 of the Civil Code. Article 29, Section B,
THE LOWER COURT ERRED IN Chapter I, Title II, of the said decree provided :
GRANTING THE PETITION FOR
ADOPTION OF SPOUSES JAMES Art. 29. Husband and wife may jointly
ANTHONY HUGHES AND LENITA adopt. In such case, parental authority shall
MABUNAY HUGHES BECAUSE THEY be exercised as if the child were their own
ARE NOT QUALIFIED TO ADOPT UNDER by nature.
PHILIPPINE LAW.
Observe that the law then in force used the word "may" under
It is clear that James Anthony Hughes is not qualified to which regime, a joint adoption by the spouses was apparently
adopt. Executive Order No. 209, otherwise known as "The not made obligatory. The provision was later amended,
Family Code of the Philippines," is explicit. however by Executive Order No. 91, dated 17 December
1986, of President Corazon C. Aquino. The new Article 29
Art. 184. The following persons may not expressed, thus —
adopt :
Art. 29. Husband and wife may jointly
(1) The guardian with respect to the ward adopt. In such case, parental authority shall
prior to the approval of the final accounts be exercised as if the child were their own
rendered upon the termination of their by nature.
guardianship relation;
If one of the spouses is an alien, both
(2) Any person who has been convicted of husband and wife shall jointly adopt.
a crime involving moral turpitude; Otherwise, the adoption shall not be
allowed.
(3) An alien, except:
As amended by Executive Order 91, Presidential Decree No.
603, had thus made it mandatory for both the spouses to
(a) A former Filipino jointly adopt when one of them was an alien. The law was
citizen who seeks to silent when both spouses were of the same nationality.
adopt a relative by
consanguinity;
The Family Code has resolved any possible uncertainty.
Article 185 thereof now expresses the necessity for joint
(b) One who seeks to adoption by the spouses except in only two instances —
adopt the legitimate child
of his or her Filipino
spouse; or (1) When one spouse seeks to adopt his
own legitimate child; or
(c) One who is married to
a Filipino citizen and (2) When one spouse seeks to adopt the
seeks to adopt jointly with legitimate child of the other.
28
It is in the foregoing cases when Article 186 of the Code, on
the subject of parental authority, can aptly find governance.
29
THIRD DIVISION G.R. No. 102316 June 30, 1997 On 20 January 1984, plaintiff insured the
logs against loss and/or damage with
VALENZUELA HARDWOOD AND INDUSTRIAL SUPPLY defendant South Sea Surety and Insurance
INC., petitioner, vs. Co., Inc. for P2,000,000.00 and the latter
COURT OF APPEALS AND SEVEN BROTHERS SHIPPING issued its Marine Cargo Insurance Policy
CORPORATION, respondents. No. 84/24229 for P2,000,000.00 on said
date.
PANGANIBAN, J.:
On 24 January 1984, the plaintiff gave the
check in payment of the premium on the
Is a stipulation in a charter party that the "(o)wners shall not insurance policy to Mr. Victorio Chua.
be responsible for loss, split, short-landing, breakages and
any kind of damages to the cargo" 1 valid? This is the main
question raised in this petition for review assailing the In the meantime, the said vessel M/V
Decision of Respondent Court of Appeals 2 in CA-G.R. No. Seven Ambassador sank on 25 January
CV-20156 promulgated on October 15, 1991. The Court of 1984 resulting in the loss of the plaintiff's
Appeals modified the judgment of the Regional Trial Court of insured logs.
Valenzuela, Metro Manila, Branch 171, the dispositive portion
of which reads: On 30 January 1984, a check for P5,625.00
(Exh. "E") to cover payment of the premium
WHEREFORE, Judgment is hereby and documentary stamps due on the policy
rendered ordering South Sea Surety and was tendered due to the insurer but was not
Insurance Co., Inc. to pay plaintiff the sum accepted. Instead, the South Sea Surety
of TWO MILLION PESOS (P2,000,000.00) and Insurance Co., Inc. cancelled the
representing the value of the policy of the insurance policy it issued as of the date of
lost logs with legal interest thereon from the the inception for non-payment of the
date of demand on February 2, 1984 until premium due in accordance with Section 77
the amount is fully paid or in the alternative, of the Insurance Code.
defendant Seven Brothers Shipping
Corporation to pay plaintiff the amount of On 2 February 1984, plaintiff demanded
TWO MILLION PESOS (2,000,000.00) from defendant South Sea Surety and
representing the value of lost logs plus legal Insurance Co., Inc. the payment of the
interest from the date of demand on April proceeds of the policy but the latter denied
24, 1984 until full payment thereof; the liability under the policy. Plaintiff likewise
reasonable attorney's fees in the amount filed a formal claim with defendant Seven
equivalent to five (5) percent of the amount Brothers Shipping Corporation for the value
of the claim and the costs of the suit. of the lost logs but the latter denied the
claim.
Plaintiff is hereby ordered to pay defendant
Seven Brothers Shipping Corporation the After due hearing and trial, the court a
sum of TWO HUNDRED THIRTY quo rendered judgment in favor of plaintiff
THOUSAND PESOS (P230,000.00) and against defendants. Both defendants
representing the balance of the stipulated shipping corporation and the surety
freight charges. company appealed.
30
D. The lower court erred in ordering Brothers Shipping Corporation ("Seven Brothers") was not
defendant-appellant Seven Brothers liable for the lost cargo. 5 In modifying the RTC judgment, the
Shipping Corporation to pay appellee respondent appellate court ratiocinated thus:
reasonable attorney's fees in the amount
equivalent to 5% of the amount of the claim It appears that there is a stipulation in the
and the costs of the suit. charter party that the ship owner would be
exempted from liability in case of loss.
E. The lower court erred in not awarding
defendant-appellant Seven Brothers The court a quo erred in applying the
Corporation its counter-claim for attorney's provisions of the Civil Code on common
fees. carriers to establish the liability of the
shipping corporation. The provisions on
F. The lower court erred in not dismissing common carriers should not be applied
the complaint against Seven Brothers where the carrier is not acting as such but
Shipping Corporation. as a private carrier.
Defendant-appellant South Sea Surety and Insurance Co., Under American jurisprudence, a common
Inc. assigns the following errors: carrier undertaking to carry a special cargo
or chartered to a special person only,
A. The trial court erred in holding that becomes a private carrier.
Victorio Chua was an agent of defendant-
appellant South Sea Surety and Insurance As a private carrier, a stipulation exempting
Company, Inc. and likewise erred in not the owner from liability even for the
holding that he was the representative of negligence of its agent is valid (Home
the insurance broker Columbia Insurance Insurance Company, Inc. vs. American
Brokers, Ltd. Steamship Agencies, Inc., 23 SCRA 24).
B. The trial court erred in holding that The shipping corporation should not
Victorio Chua received therefore be held liable for the loss of the
compensation/commission on the logs. 6
premiums paid on the policies issued by the
defendant-appellant South Sea Surety and South Sea and herein Petitioner Valenzuela Hardwood and
Insurance Company, Inc. Industrial Supply, Inc. ("Valenzuela") filed separate petitions
for review before this Court. In a Resolution dated June 2,
C. The trial court erred in not applying 1995, this Court denied the petition of South
Section 77 of the Insurance Code. Sea. 7 There the Court found no reason to reverse the factual
findings of the trial court and the Court of Appeals that Chua
D. The trial court erred in disregarding the was indeed an authorized agent of South Sea when he
"receipt of payment clause" attached to and received Valenzuela's premium payment for the marine cargo
forming part of the Marine Cargo Insurance insurance policy which was thus binding on the insurer. 8
Policy No. 84/24229.
The Court is now called upon to resolve the petition for review
E. The trial court in disregarding the filed by Valenzuela assailing the CA Decision which
statement of account or bill stating the exempted Seven Brothers from any liability for the lost cargo.
amount of premium and documentary
stamps to be paid on the policy by the The Issue
plaintiff-appellee.
Petitioner Valenzuela's arguments resolve around a single
F. The trial court erred in disregarding the issue: "whether or not respondent Court (of Appeals)
endorsement of cancellation of the policy committed a reversible error in upholding the validity of the
due to non-payment of premium and stipulation in the charter party executed between the
documentary stamps. petitioner and the private respondent exempting the latter
from liability for the loss of petitioner's logs arising from the
G. The trial court erred in ordering negligence of its (Seven Brothers') captain." 9
defendant-appellant South Sea Surety and
Insurance Company, Inc. to pay plaintiff- The Court's Ruling
appellee P2,000,000.00 representing value
of the policy with legal interest from 2 The petition is not meritorious.
February 1984 until the amount is fully paid,
Validity of Stipulation is Lis Mota
H. The trial court erred in not awarding to
the defendant-appellant the attorney's fees
alleged and proven in its counterclaim. The charter party between the petitioner and private
respondent stipulated that the "(o)wners shall not be
responsible for loss, split, short-landing, breakages and any
The primary issue to be resolved before us kind of damages to the cargo." 10 The validity of this
is whether defendants shipping corporation stipulation is the lis mota of this case.
and the surety company are liable to the
plaintiff for the latter's lost logs. 4
It should be noted at the outset that there is no dispute
between the parties that the proximate cause of the sinking
The Court of Appeals affirmed in part the RTC judgment by of M/V Seven Ambassadors resulting in the loss of its cargo
sustaining the liability of South Sea Surety and Insurance was the "snapping of the iron chains and the subsequent
Company ("South Sea"), but modified it by holding that Seven rolling of the logs to the portside due to the negligence of the
31
captain in stowing and securing the logs on board the vessel of private carriage is not even a contract of adhesion. We
and not due to fortuitous event." 11 Likewise undisputed is the stress that in a contract of private carriage, the parties may
status of Private Respondent Seven Brothers as a private freely stipulate their duties and obligations which perforce
carrier when it contracted to transport the cargo of Petitioner would be binding on them. Unlike in a contract involving a
Valenzuela. Even the latter admits this in its petition. 12 common carrier, private carriage does not involve the general
public. Hence, the stringent provisions of the Civil Code on
The trial court deemed the charter party stipulation void for common carriers protecting the general public cannot
being contrary to public policy, 13 citing Article 1745 of the Civil justifiably be applied to a ship transporting commercial goods
Code which provides: as a private carrier. Consequently, the public policy embodied
therein is not contravened by stipulations in a charter party
that lessen or remove the protection given by law in contracts
Art. 1745. Any of the following or similar involving common carriers.
stipulations shall be considered
unreasonable, unjust and contrary to public
policy: The issue posed in this case and the arguments raised by
petitioner are not novel; they were resolved long ago by this
Court in Home Insurance Co. vs. American Steamship
(1) That the goods are transported at the Agencies, Inc. 18 In that case, the trial court similarly nullified a
risk of the owner or shipper; stipulation identical to that involved in the present case for
being contrary to public policy based on Article 1744 of the
(2) That the common carrier will not be Civil Code and Article 587 of the Code of Commerce.
liable for any loss, destruction, or Consequently, the trial court held the shipowner liable for
deterioration of the goods; damages resulting for the partial loss of the cargo. This Court
reversed the trial court and laid down, through Mr. Justice
(3) That the common carrier need not Jose P. Bengzon, the following well-settled observation and
observe any diligence in the custody of the doctrine:
goods;
The provisions of our Civil Code on
(4) That the common carrier shall exercise common carriers were taken from Anglo-
a degree of diligence less than that of a American law. Under American
good father of a family, or of a man of jurisprudence, a common carrier
ordinary prudence in the vigilance over the undertaking to carry a special cargo or
movables transported; chartered to a special person only,
becomes a private carrier. As a private
carrier, a stipulation exempting the owner
(5) That the common carrier shall not be from liability for the negligence of its agent
responsible for the acts or omissions of his is not against public policy, and is deemed
or its employees; valid.
(6) That the common carrier's liability for Such doctrine We find reasonable. The
acts committed by thieves, or of robbers Civil Code provisions on common carriers
who do not act with grave or irresistible should not be applied where the carrier is
threat, violence or force, is dispensed with not acting as such but as a private
or diminished; carrier. The stipulation in the charter party
absolving the owner from liability for loss
(7) That the common carrier is not due to the negligence of its agent would be
responsible for the loss, destruction, or void if the strict public policy governing
deterioration of goods on account of the common carriers is applied. Such policy
defective condition of the car, vehicle, ship, has no force where the public at large is not
airplane or other equipment used in the involved, as in this case of a ship totally
contract of carriage. chartered for the used of a single
party. 19 (Emphasis supplied.)
Petitioner Valenzuela adds that the stipulation is void for
being contrary to Articles 586 and 587 of the Code of Indeed, where the reason for the rule ceases, the rule itself
Commerce 14 and Articles 1170 and 1173 of the Civil Code. does not apply. The general public enters into a contract of
Citing Article 1306 and paragraph 1, Article 1409 of the Civil transportation with common carriers without a hand or a voice
Code, 15 petitioner further contends that said stipulation "gives in the preparation thereof. The riding public merely adheres to
no duty or obligation to the private respondent to observe the the contract; even if the public wants to, it cannot submit its
diligence of a good father of a family in the custody and own stipulations for the approval of the common carrier. Thus,
transportation of the cargo." the law on common carriers extends its protective mantle
against one-sided stipulations inserted in tickets, invoices or
other documents over which the riding public has no
The Court is not persuaded. As adverted to earlier, it is
understanding or, worse, no choice. Compared to the general
undisputed that private respondent had acted as a private
public, a charterer in a contract of private carriage is not
carrier in transporting petitioner's lauan logs. Thus, Article
similarly situated. It can — and in fact it usually does — enter
1745 and other Civil Code provisions on common carriers
into a free and voluntary agreement. In practice, the parties in
which were cited by petitioner may not be applied unless
a contract of private carriage can stipulate the carrier's
expressly stipulated by the parties in their charter party. 16
obligations and liabilities over the shipment which, in turn,
determine the price or consideration of the charter. Thus, a
In a contract of private carriage, the parties may validly charterer, in exchange for convenience and economy, may
stipulate that responsibility for the cargo rests solely on the opt to set aside the protection of the law on common carriers.
charterer, exempting the shipowner from liability for loss of or When the charterer decides to exercise this option, he takes a
damage to the cargo caused even by the negligence of the normal business risk.
ship captain. Pursuant to Article 1306 17 of the Civil Code,
such stipulation is valid because it is freely entered into by the
Petitioner contends that the rule in Home Insurance is not
parties and the same is not contrary to law, morals, good
applicable to the present case because it "covers only a
customs, public order, or public policy. Indeed, their contract
32
stipulation exempting a private carrier from liability for the Art. 1170. Those who in the performance of
negligence of his agent, but it does not apply to a stipulation their obligations are guilty of fraud,
exempting a private carrier like private respondent from the negligence, or delay, and those who in any
negligence of his employee or servant which is the situation in manner contravene the tenor thereof, are
this case." 20 This contention of petitioner is bereft of merit, for liable for damages
it raises a distinction without any substantive difference. The
case Home Insurance specifically dealt with "the liability of the Art. 1173. The fault or negligence of the
shipowner for acts or negligence of its captain and obligor consists in the omission of that
crew" 21 and a charter party stipulation which "exempts the diligence which is required by the nature of
owner of the vessel from any loss or damage or delay arising the obligation and corresponds with the
from any other source, even from the neglect or fault of the circumstances of the persons, of the time
captain or crew or some other person employed by the owner and of the place. When negligence shows
on bad faith, the provisions of articles 1171
board, for whose acts the owner would ordinarily be liable and 2201, shall apply.
except for said paragraph." 22 Undoubtedly, Home
Insurance is applicable to the case at bar.
If the law does not state the diligence which
is to be observed in the performance, that
The naked assertion of petitioner that the American rule which is expected of a good father of a
enunciated in Home Insurance is not the rule in the family shall be required.
Philippines 23 deserves scant consideration. The Court there
categorically held that said rule was "reasonable" and
proceeded to apply it in the resolution of that case. Petitioner The Court notes that the foregoing articles are applicable only
miserably failed to show such circumstances or arguments to the obligor or the one with an obligation to perform. In the
which would necessitate a departure from a well-settled rule. instant case, Private Respondent Seven Brothers is not an
Consequently, our ruling in said case remains a binding obligor in respect of the cargo, for this obligation to bear the
judicial precedent based on the doctrine of stare decisis and loss was shifted to petitioner by virtue of the charter party.
Article 8 of the Civil Code which provides that "(j)udicial This shifting of responsibility, as earlier observed, is not void.
decisions applying or interpreting the laws or the Constitution The provisions cited by petitioner are, therefore, inapplicable
shall form part of the legal system of the Philippines." to the present case.
In fine, the respondent appellate court aptly stated that "[in the Moreover, the factual milieu of this case does not justify the
case of] a private carrier, a stipulation exempting the owner application of the second paragraph of Article 1173 of the
from liability even for the negligence of its agents is valid." 24 Civil Code which prescribes the standard of diligence to be
observed in the event the law or the contract is silent. In the
instant case, Article 362 of the Code of Commerce 28 provides
Other Arguments the standard of ordinary diligence for the carriage of goods by
a carrier. The standard of diligence under this statutory
On the basis of the foregoing alone, the present petition may provision may, however, be modified in a contract of private
already be denied; the Court, however, will discuss the other carriage as the petitioner and private respondent had done in
arguments of petitioner for the benefit and satisfaction of all their charter party.
concerned.
Cases Cited by Petitioner Inapplicable
Articles 586 and 587, Code of Commerce
Petitioner cites Shewaram vs. Philippine Airlines,
Petitioner Valenzuela insists that the charter party stipulation Inc. 29 which, in turn, quoted Juan Ysmael & Co. vs. Gabino
is contrary to Articles 586 and 587 of the Code of Commerce Barreto & Co. 30 and argues that the public policy
which confer on petitioner the right to recover damages from considerations stated there vis-a-vis contractual stipulations
the shipowner and ship agent for the acts or conduct of the limiting the carrier's liability be applied "with equal force" to
captain. 25 We are not persuaded. Whatever rights petitioner this case. 31 It also cites Manila Railroad Co. vs. Compañia
may have under the aforementioned statutory provisions were Transatlantica 32 and contends that stipulations exempting a
waived when it entered into the charter party. party from liability for damages due to negligence "should not
be countenanced" and should be "strictly construed" against
Article 6 of the Civil Code provides that "(r)ights may be the party claiming its benefit. 33 We disagree.
waived, unless the waiver is contrary to law, public order,
public policy, morals, or good customs, or prejudicial to a The cases of Shewaram and Ysmael both involve a common
person with a right recognized by law." As a general rule, carrier; thus, they necessarily justify the application of such
patrimonial rights may be waived as opposed to rights to policy considerations and concomitantly stricter rules. As
personality and family rights which may not be made the already discussed above, the public policy considerations
subject of waiver. 26 Being patently and undoubtedly behind the rigorous treatment of common carriers are absent
patrimonial, petitioner's right conferred under said articles in the case of private carriers. Hence, the stringent laws
may be waived. This, the petitioner did by acceding to the applicable to common carriers are not applied to private
contractual stipulation that it is solely responsible or any carries. The case of Manila Railroad is also inapplicable
damage to the cargo, thereby exempting the private carrier because the action for damages there does not involve a
from any responsibility for loss or damage thereto. contract for transportation. Furthermore, the defendant therein
Furthermore, as discussed above, the contract of private made a "promise to use due care in the lifting operations"
carriage binds petitioner and private respondent alone; it is and, consequently, it was "bound by its undertaking"';
not imbued with public policy considerations for the general besides, the exemption was intended to cover accidents due
public or third persons are not affected thereby. to hidden defects in the apparatus or other unforseeable
occurrences" not caused by its "personal negligence." This
Articles 1170 and 1173, Civil Code promise was thus constructed to make sense together with
the stipulation against liability for damages. 34 In the present
case, we stress that the private respondent made no such
Petitioner likewise argues that the stipulation subject of this promise. The agreement of the parties to exempt the
controversy is void for being contrary to Articles 1170 and shipowner from responsibility for any damage to the cargo
1173 of the Civil Code 27 which read:
33
and place responsibility over the same to petitioner is the lone
stipulation considered now by this Court.
34
THIRD DIVISION G.R. No. 115640 March 15, 1995 reversed the trial court's decision. It gave custody to Teresita
and visitation rights on weekends to Reynaldo.
REYNALDO ESPIRITU and GUILLERMA AYUG, petitioners,
vs. COURT OF APPEALS and TERESITA Petitioners now come to this Court on a petition for review, in
MASAUDING, respondents. the main contending that the Court of Appeals disregarded
the factual findings of the trial court; that the Court of Appeals
MELO, J.: further engaged in speculations and conjectures, resulting in
its erroneous conclusion that custody of the children should
be given to respondent Teresita.
This case concerns a seemingly void marriage and a
relationship which went sour. The innocent victims are two
children horn out of the same union. Upon this Court now falls We believe that respondent court resolved the question of
the not too welcome task of deciding the issue of who, custody over the children through an automatic and blind
between the father and mother, is more suitable and better application of the age proviso of Article 363 of the Civil Code
qualified in helping the children to grow into responsible, well- which reads:
adjusted, and happy young adulthood.
Art. 363. In all questions on the care,
Petitioner Reynaldo Espiritu and respondent Teresita custody, education and property of the
Masauding first met sometime in 1976 in Iligan City where children, the latter's welfare shall be
Reynaldo was employed by the National Steel Corporation paramount. No mother shall be separated
and Teresita was employed as a nurse in a local hospital. In from her child under seven years of age,
1977, Teresita left for Los Angeles, California to work as a unless the court finds compelling reasons
nurse. She was able to acquire immigrant status sometime for such measure.
later. In 1984, Reynaldo was sent by his employer, the
National Steel Corporation, to Pittsburgh, Pennsylvania as its and of Article 213 of the Family Code which in turn
liaison officer and Reynaldo and Teresita then began to provides:
maintain a common law relationship of husband and wife. On
August 16, 1986, their daughter, Rosalind Therese, was born. Art. 213. In case of separation of the
On October 7, 1987, while they were on a brief vacation in the parents parental authority shall be
Philippines, Reynaldo and Teresita got married, and upon exercised by the parent designated by the
their return to the United States, their second child, a son, this Court. The Court shall take into account all
time, and given the name Reginald Vince, was born on relevant considerations, especially the
January 12, 1988. choice of the child over seven years of age
unless the parent chosen is unfit.
The relationship of the couple deteriorated until they decided
to separate sometime in 1990. Teresita blamed Reynaldo for The decision under review is based on the report of the Code
the break-up, stating he was always nagging her about Commission which drafted Article 213 that a child below
money matters. Reynaldo, on the other hand, contended that seven years still needs the loving, tender care that only a
Teresita was a spendthrift, buying expensive jewelry and mother can give and which, presumably, a father cannot give
antique furniture instead of attending to household expenses. in equal measure. The commentaries of a member of the
Code Commission, former Court of Appeals Justice Alicia
Instead of giving their marriage a second chance as allegedly Sempio-Diy, in a textbook on the Family Code, were also
pleaded by Reynaldo, Teresita left Reynaldo and the children taken into account. Justice Diy believes that a child below
and went back to California. She claims, however, that she seven years should still be awarded to her mother even if the
spent a lot of money on long distance telephone calls to keep latter is a prostitute or is unfaithful to her husband. This is on
in constant touch with her children. the theory that moral dereliction has no effect on a baby
unable to understand such action. (Handbook on the Family
Reynaldo brought his children home to the Philippines, but Code of the Philippines, 1988 Ed., p. 297.)
because his assignment in Pittsburgh was not yet completed,
he was sent back by his company to Pittsburgh. He had to The Court of Appeals was unduly swayed by an abstract
leave his children with his sister, co-petitioner Guillerma presumption of law rather than an appreciation of relevant
Layug and her family. facts and the law which should apply to those facts. The task
of choosing the parent to whom custody shall be awarded is
Teresita claims that she did not immediately follow her not a ministerial function to be determined by a simple
children because Reynaldo filed a criminal case for bigamy determination of the age of a minor child. Whether a child is
against her and she was afraid of being arrested. The under or over seven years of age, the paramount criterion
judgment of conviction in the bigamy case was actually must always be the child's interests. Discretion is given to the
rendered only on September 29, 1994. (Per Judge Harriet O. court to decide who can best assure the welfare of the child,
Demetriou, Branch 70, RTC, Pasig, pp. 210-222, Rollo). and award the custody on the basis of that consideration.
Teresita, meanwhile, decided to return to the Philippines and In Unson III vs. Navarro (101 SCRA 183 [1980]), we laid
on December 8, 1992 and filed the petition for a writ down the rule that "in all controversies regarding the custody
of habeas corpus against herein two petitioners to gain of minors, the sole and foremost consideration is the physical,
custody over the children, thus starting the whole proceedings education, social and moral welfare of the child concerned,
now reaching this Court. taking into account the respective resources and social and
moral situations of the contending parents", and in Medina
vs. Makabali (27 SCRA 502 [1969]), where custody of the
On June 30, 1993, the trial court dismissed the petition minor was given to a non-relative as against the mother, then
for habeas corpus. It suspended Teresita's parental authority the country's leading civilist, Justice J.B.L. Reyes, explained
over Rosalind and Reginald and declared Reynaldo to have its basis in this manner:
sole parental authority over them but with rights of visitation to
be agreed upon by the parties and to be approved by the
Court. . . . While our law recognizes the right of a
parent to the custody of her child, Courts
must not lose sight of the basic principle
On February 16, 1994, the Court of Appeals per Justice that "in all questions on the care, custody,
Isnani, with Justices de Pano and Ibay-Somera concurring, education and property of children, the
35
latter's welfare shall be paramount" (Civil We are inclined to sustain the findings and conclusions of the
Code of the Philippines. Art. 363), and that regional trial court because it gave greater attention to the
for compelling reasons, even a child under choice of Rosalind and considered in detail all the relevant
seven may be ordered separated from the factors bearing on the issue of custody.
mother (do). This is as it should be, for in
the continual evolution of legal institutions, When she was a little over 5 years old, Rosalind was referred
the patria potestas has been transformed to a child psychologist, Rita Flores Macabulos, to determine
from the jus vitae ac necis (right of life and the effects of uprooting her from the Assumption College
death) of the Roman law, under which the where she was studying. Four different tests were
offspring was virtually a chattel of his administered. The results of the tests are quite revealing. The
parents into a radically different institution, responses of Rosalind about her mother were very negative
due to the influence of Christian faith and causing the psychologist to delve deeper into the child's
doctrines. The obligational aspect is now anxiety. Among the things revealed by Rosalind was an
supreme. As pointed out by Puig Pena, now incident where she saw her mother hugging and kissing a
"there is no power, but a task; no complex "bad" man who lived in their house and worked for her father.
of rights (of parents) but a sum of duties; no Rosalind refused to talk to her mother even on the telephone.
sovereignty, but a sacred trust for the She tended to be emotionally emblazed because of constant
welfare of the minor." fears that she may have to leave school and her aunt's family
to go back to the United States to live with her mother. The 5-
As a result, the right of parents to the 1/2 page report deals at length with feelings of insecurity and
company and custody of their children is anxiety arising from strong conflict with the mother. The child
but ancillary to the proper discharge of tried to compensate by having fantasy activities. All of the 8
parental duties to provide the children with recommendations of the child psychologist show that
adequate support, education, moral, Rosalind chooses petitioners over the private respondent and
intellectual and civic training and that her welfare will be best served by staying with them (pp.
development (Civil Code, Art. 356). 199-205, Rollo).
(pp. 504-505.) At about the same time, a social welfare case study was
conducted for the purpose of securing the travel clearance
In ascertaining the welfare and best interests of the child, required before minors may go abroad. Social Welfare Officer
courts are mandated by the Family Code to take into Emma D. Estrada Lopez, stated that the child Rosalind
account all relevant considerations. If a child is under seven refused to go back to the United States and be reunited with
years of age, the law presumes that the mother is the best her mother. She felt unloved and uncared for. Rosalind was
custodian. The presumption is strong but it is not conclusive. more attached to her Yaya who did everything for her and
It can be overcome by "compelling reasons". If a child is over Reginald. The child was found suffering from emotional shock
seven, his choice is paramount but, again, the court is not caused by her mother's infidelity. The application for travel
bound by that choice. In its discretion, the court may find the clearance was recommended for denial (pp. 206-209, Rollo).
chosen parent unfit and award custody to the other parent, or
even to a third party as it deems fit under the circumstances. Respondent Teresita, for her part, argues that the 7-year age
reference in the law applies to the date when the petition for a
In the present case, both Rosalind and Reginald are now over writ of habeas corpus is filed, not to the date when a decision
seven years of age. Rosalind celebrated her seventh birthday is rendered. This argument is flawed. Considerations
on August 16, 1993 while Reginald reached the same age on involving the choice made by a child must be ascertained at
January 12, 1995. Both are studying in reputable schools and the time that either parent is given custody over the child. The
appear to be fairly intelligent children, quite capable of matter of custody is not permanent and unalterable. If the
thoughtfully determining the parent with whom they would parent who was given custody suffers a future character
want to live. Once the choice has been made, the burden change and becomes unfit, the matter of custody can always
returns to the court to investigate if the parent thus chosen is be re-examined and adjusted (Unson III v. Navarro, supra, at
unfit to assume parental authority and custodial responsibility. p. 189). To be sure, the welfare, the best interests, the
benefit, and the good of the child must be determined as of
the time that either parent is chosen to be the custodian. At
Herein lies the error of the Court of Appeals. Instead of the present time, both children are over 7 years of age and
scrutinizing the records to discover the choice of the children are thus perfectly capable of making a fairly intelligent choice.
and rather than verifying whether that parent is fit or unfit,
respondent court simply followed statutory presumptions and
general propositions applicable to ordinary or common According to respondent Teresita, she and her children had
situations. The seven-year age limit was mechanically treated tearful reunion in the trial court, with the children crying,
as an arbitrary cut off period and not a guide based on a grabbing, and embracing her to prevent the father from taking
strong presumption. them away from her. We are more inclined to believe the
father's contention that the children ignored Teresita in court
because such an emotional display as described by Teresita
A scrutiny of the pleadings in this case indicates that Teresita, in her pleadings could not have been missed by the trial court.
or at least, her counsel are more intent on emphasizing the Unlike the Justices of the Court of Appeals Fourth Division,
"torture and agony" of a mother separated from her children Judge Lucas P. Bersamin personally observed the children
and the humiliation she suffered as a result of her character and their mother in the courtroom. What the Judge found is
being made a key issue in court rather than the feelings and diametrically opposed to the contentions of respondent
future, the best interests and welfare of her children. While Teresita. The Judge had this to say on the matter.
the bonds between a mother and her small child are special in
nature, either parent, whether father or mother, is bound to
suffer agony and pain if deprived of custody. One cannot say And, lastly, the Court cannot look at
that his or her suffering is greater than that of the other petitioner [Teresita] in similar light, or with
parent. It is not so much the suffering, pride, and other more understanding, especially as her
feelings of either parent but the welfare of the child which is conduct and demeanor in the courtroom
the paramount consideration. (during most of the proceedings) or
elsewhere (but in the presence of the
undersigned presiding judge) demonstrated
her ebulent temper that tended to
36
corroborate the alleged violence of her character of the witness, his actions upon
physical punishment of the children (even if the witness stand, the weight and process
only for ordinary disciplinary purposes) and of the reasoning by which he has supported
emotional instability, typified by her failure his opinion, his possible bias in favor of the
(or refusal?) to show deference and respect side for whom he testifies, the fact that he is
to the Court and the other parties (pp. 12- a paid witness, the relative opportunities for
13, RTC Decision) study and observation of the matters about
which he testifies, and any other matters
Respondent Teresita also questions the competence and which reserve to illuminate his statements.
impartiality of the expert witnesses. Respondent court, in turn, The opinion of the expert may not be
states that the trial court should have considered the fact that arbitrarily rejected; it is to be considered by
Reynaldo and his sister, herein petitioner Guillerma Layug, the court in view of all the facts and
hired the two expert witnesses. Actually, this was taken into circumstances in the case and when
account by the trial court which stated that the allegations of common knowledge utterly fails, the expert
bias and unfairness made by Teresita against the opinion may be given controlling effect (20
psychologist and social worker were not substantiated. Am. Jur., 1056-1058). The problem of the
credibility of the expert witness and the
evaluation of his testimony is left to the
The trial court stated that the professional integrity and discretion of the trial court whose ruling
competence of the expert witnesses and the objectivity of the thereupon is not reviewable in the absence
interviews were unshaken and unimpeached. We might add of an abuse of that discretion.
that their testimony remain uncontroverted. We also note that
the examinations made by the experts were conducted in late
1991, well over a year before the filing by Teresita of (p. 359)
the habeas corpus petition in December, 1992. Thus, the
examinations were at that time not intended to support It was in the exercise of this discretion, coupled with the
petitioners' position in litigation, because there was then not opportunity to assess the witnesses' character and to observe
even an impending possibility of one. That they were their respective demeanor that the trial court opted to rely on
subsequently utilized in the case a quo when it did materialize their testimony, and we believe that the trial court was correct
does not change the tenor in which they were first obtained. in its action.
Furthermore, such examinations, when presented to the court Under direct examination an February 4, 1993, Social Worker
must be construed to have been presented not to sway the Lopez stated that Rosalind and her aunt were about to board
court in favor of any of the parties, but to assist the court in a plane when they were off-loaded because there was no
the determination of the issue before it. The persons who required clearance. They were referred to her office, at which
effected such examinations were presented in the capacity of time Reginald was also brought along and interviewed. One
expert witnesses testifying on matters within their respective of the regular duties of Social Worker Lopez in her job
knowledge and expertise. On this matter, this Court had appears to be the interview of minors who leave for abroad
occasion to rule in the case of Sali vs. Abukakar, et al. (17 with their parents or other persons. The interview was for
SCRA 988 [1966]). purposes of foreign travel by a 5-year old child and had
nothing to do with any pending litigation. On cross-
The fact that, in a particular litigation, an examination, Social Worker Lopez stated that her assessment
NBI expert examines certain contested of the minor's hatred for her mother was based on the
documents, at the request, not of a public disclosures of the minor. It is inconceivable, much less
officer or agency of the Government, but of presumable that Ms. Lopez would compromise her position,
a private litigant, does not necessarily ethics, and the public trust reposed on a person of her
nullify the examination thus made. Its position in the course of doing her job by falsely testifying just
purpose, presumably, to assist the court to support the position of any litigant.
having jurisdiction over said litigation, in the
performance of its duty to settle correctly The psychologist, Ms. Macabulos, is a B.S. magna cum laude
the issues relative to said documents. Even graduate in Psychology and an M.A. degree holder also in
a non-expert private individual may Psychology with her thesis graded "Excellent". She was a
examine the same, if there are facts within candidate for a doctoral degree at the time of the interview.
his knowledge which may help, the court in Petitioner Reynaldo may have shouldered the cost of the
the determination of said issue. Such interview but Ms. Macabulos services were secured because
examination, which may properly be Assumption College wanted an examination of the child for
undertaken by a non-expert private school purposes and not because of any litigation. She may
individual, does not, certainly become null have been paid to examine the child and to render a finding
and void when the examiner is an expert based on her examination, but she was not paid to fabricate
and/or an officer of the NBI. such findings in favor of the party who retained her services.
In this instance it was not even petitioner Reynaldo but the
(pp. 991-992.) school authorities who initiated the same. It cannot be
presumed that a professional of her potential and stature
would compromise her professional standing.
In regard to testimony of expert witnesses it was held
in Salomon, et al. vs. Intermediate Appellate Court, et al. (185
SCRA 352 [1990]): Teresita questions the findings of the trial court that:
. . . Although courts are not ordinarily bound 1. Her morality is questionable as shown by
by expert testimonies, they may place her marrying Reynaldo at the time she had
whatever weight they choose upon such a subsisting marriage with another man.
testimonies in accordance with the facts of
the case. The relative weight and 2. She is guilty of grave indiscretion in
sufficiency of expert testimony is peculiarly carrying on a love affair with one of the
within the province of the trial court to Reynaldo's fellow NSC employees.
decide, considering the ability and
37
3. She is incapable of providing the children Judge Bersamin of the court a quo believed the testimony of
with necessities and conveniences the various witnesses that while married to Reynaldo,
commensurate to their social standing Teresita entered into an illicit relationship with Perdencio
because she does not even own any home Gonzales right there in the house of petitioner Reynaldo and
in the Philippines. respondent Teresita. Perdencio had been assigned by the
National Steel Corporation to assist in the project in
4. She is emotionally unstable with ebullient Pittsburgh and was staying with Reynaldo, his co-employee,
temper. in the latter's house. The record shows that the daughter
Rosalind suffered emotional disturbance caused by the
traumatic effect of seeing her mother hugging and kissing a
It is contended that the above findings do not constitute the boarder in their house. The record also shows that it was
compelling reasons under the law which would justify Teresita who left the conjugal home and the children, bound
depriving her of custody over the children; worse, she claims, for California. When Perdencio Gonzales was reassigned to
these findings are non-existent and have not been proved by the Philippines, Teresita followed him and was seen in his
clear and convincing evidence. company in a Cebu hotel, staying in one room and taking
breakfast together. More significant is that letters and written
Public and private respondents give undue weight to the messages from Teresita to Perdencio were submitted in
matter of a child under 7 years of age not to be separated evidence (p.12, RTC Decision).
from the mother, without considering what the law itself
denominates as compelling reasons or relevant The argument that moral laxity or the habit of flirting from one
considerations to otherwise decree. In the Unson III case, man to another does not fall under "compelling reasons" is
earlier mentioned, this Court stated that it found no difficulty in neither meritorious nor applicable in this case. Not only are
not awarding custody to the mother, it being in the best the children over seven years old and their clear choice is the
interest of the child "to be freed from the obviously father, but the illicit or immoral activities of the mother had
unwholesome, not already caused emotional disturbances, personality conflicts,
to say immoral influence, that the situation where [the mother] and exposure to conflicting moral values, at least in Rosalind.
had placed herself . . . might create in the moral and social This is not to mention her conviction for the crime of bigamy,
outlook of [the child] who was in her formative and most which from the records appears to have become final (pp.
impressionable stage . . ." 210-222, Rollo).
Then too, it must be noted that both Rosalind and Reginald Respondent court's finding that the father could not very well
are now over 7 years of age. They understand the difference perform the role of a sole parent and substitute mother
between right and wrong, ethical behavior and deviant because his job is in the United States while the children will
immorality. Their best interests would be better served in an be left behind with their aunt in the Philippines is misplaced.
environment characterized by emotional stability and a certain The assignment of Reynaldo in Pittsburgh is or was a
degree of material sufficiency. There is nothing in the records temporary one. He was sent there to oversee the purchase of
to show that Reynaldo is an "unfit" person under Article 213 of a steel mill component and various equipment needed by the
the Family Code. In fact, he has been trying his best to give National Steel Corporation in the Philippines. Once the
the children the kind of attention and care which the mother is purchases are completed, there is nothing to keep him there
not in a position to extend. anymore. In fact, in a letter dated January 30, 1995, Reynaldo
informs this Court of the completion of his assignment abroad
The argument that the charges against the mother are false is and of his permanent return to the Philippines (ff.
not supported by the records. The findings of the trial court p. 263, Rollo).
are based on evidence.
The law is more than satisfied by the judgment of the trial
Teresita does not deny that she was legally married to court. The children are now both over seven years old. Their
Roberto Lustado on December 17, 1984 in California (p. 13, choice of the parent with whom they prefer to stay is clear
Respondent's Memorandum; p. 238, Rollo; pp. 11, RTC from the record. From all indications, Reynaldo is a fit person,
Decision). Less than a year later, she had already driven thus meeting the two requirements found in the first
across the continental United States to commence living with paragraph of Article 213 of the Family Code. The presumption
another man, petitioner Reynaldo, in Pittsburgh. The two were under the second paragraph of said article no longer applies
married on October 7, 1987. Of course, to dilute this as the children are over seven years. Assuming that the
disadvantage on her part, this matter of her having contracted presumption should have persuasive value for children only
a bigamous marriage later with Reynaldo, Teresita tried to one or two years beyond the age of seven years mentioned in
picture Reynaldo as a rapist, alleging further that she told the statute, there are compelling reasons and relevant
Reynaldo about her marriage to Lustado on the occasion considerations not to grant custody to the mother. The
when she was raped by Reynaldo. Expectedly, Judge Harriet children understand the unfortunate shortcomings of their
Demetriou of the Pasig RTC lent no weight to such tale. And mother and have been affected in their emotional growth by
even if this story were given credence, it adds to and not her behavior.
subtracts from the conviction of this Court about Teresita's
values. Rape is an insidious crime against privacy. Confiding WHEREFORE, the petition is hereby GRANTED. The
to one's potential rapist about a prior marriage is not a very decision of the Court of Appeals is reversed and set aside,
convincing indication that the potential victim is averse to the and the decision of Branch 96 of the Regional Trial Court of
act. The implication created is that the act would be the National Capital Judicial Region stationed in Quezon City
acceptable if not for the prior marriage. and presided over by the Honorable Lucas P. Bersamin in its
Civil Case No. Q-92-14206 awarding custody of the minors
More likely is Reynaldo's story that he learned of the prior Rosalind and Reginald Espiritu to their father, Reynaldo
marriage only much later. In fact, the rape incident itself is Espiritu, is reinstated. No special pronouncement is made as
unlikely against a woman who had driven three days and to costs.
three nights from California, who went straight to the house of
Reynaldo in Pittsburgh and upon arriving went to bed and,
who immediately thereafter started to live with him in a
relationship which is marital in nature if not in fact.
38
THIRD DIVISION G.R. No. 148311. March 31, 2005 Hence, the present petition raising the issue of whether an
illegitimate child may use the surname of her mother as her
IN THE MATTER OF THE ADOPTION OF STEPHANIE middle name when she is subsequently adopted by her
NATHY ASTORGA GARCIA natural father.
HONORATO B. CATINDIG, petitioner. Petitioner submits that the trial court erred in depriving
Stephanie of a middle name as a consequence of adoption
because: (1) there is no law prohibiting an adopted child from
DECISION having a middle name in case there is only one adopting
parent; (2) it is customary for every Filipino to have as middle
SANDOVAL-GUTIERREZ, J.: name the surname of the mother; (3) the middle name or
initial is a part of the name of a person; (4) adoption is for the
May an illegitimate child, upon adoption by her natural benefit and best interest of the adopted child, hence, her right
father, use the surname of her natural mother as her to bear a proper name should not be violated; (5) permitting
middle name? This is the issue raised in the instant case. Stephanie to use the middle name "Garcia" (her mother’s
surname) avoids the stigma of her illegitimacy; and; (6) her
continued use of "Garcia" as her middle name is not opposed
The facts are undisputed. by either the Catindig or Garcia families.
On August 31, 2000, Honorato B. Catindig, herein petitioner, The Republic, through the Office of the Solicitor General
filed a petition1 to adopt his minor illegitimate child Stephanie (OSG), agrees with petitioner that Stephanie should be
Nathy Astorga Garcia. He alleged therein, among others, permitted to use, as her middle name, the surname of her
that Stephanie was born on June 26, 1994; 2 that her mother natural mother for the following reasons:
is Gemma Astorga Garcia; that Stephanie has been using
her mother’s middle name and surname; and that he is now a
widower and qualified to be her adopting parent. He prayed First, it is necessary to preserve and maintain Stephanie’s
that Stephanie’s middle name Astorga be changed to filiation with her natural mother because under Article 189 of
"Garcia," her mother’s surname, and that her surname the Family Code, she remains to be an intestate heir of the
"Garcia" be changed to "Catindig," his surname. latter. Thus, to prevent any confusion and needless hardship
in the future, her relationship or proof of that relationship with
her natural mother should be maintained.
On March 23, 2001,3 the trial court rendered the assailed
Decision granting the adoption, thus:
Second, there is no law expressly prohibiting Stephanie to
use the surname of her natural mother as her middle name.
"After a careful consideration of the evidence presented by What the law does not prohibit, it allows.
the petitioner, and in the absence of any opposition to the
petition, this Court finds that the petitioner possesses all the
qualifications and none of the disqualification provided for by Last, it is customary for every Filipino to have a middle name,
law as an adoptive parent, and that as such he is qualified to which is ordinarily the surname of the mother. This custom
maintain, care for and educate the child to be adopted; that has been recognized by the Civil Code and Family Code. In
the grant of this petition would redound to the best interest fact, the Family Law Committees agreed that "the initial or
and welfare of the minor Stephanie Nathy Astorga Garcia. surname of the mother should immediately precede the
The Court further holds that the petitioner’s care and custody surname of the father so that the second name, if any, will be
of the child since her birth up to the present constitute more before the surname of the mother."7
than enough compliance with the requirement of Article 35 of
Presidential Decree No. 603. We find merit in the petition.
WHEREFORE, finding the petition to be meritorious, the Use Of Surname Is Fixed By Law –
same is GRANTED. Henceforth, Stephanie Nathy Astorga
Garcia is hereby freed from all obligations of obedience and For all practical and legal purposes, a man's name is the
maintenance with respect to her natural mother, and for civil designation by which he is known and called in the
purposes, shall henceforth be the petitioner’s legitimate child community in which he lives and is best known. It is defined
and legal heir. Pursuant to Article 189 of the Family Code of as the word or combination of words by which a person is
the Philippines, the minor shall be known as STEPHANIE distinguished from other individuals and, also, as the label or
NATHY CATINDIG. appellation which he bears for the convenience of the world at
large addressing him, or in speaking of or dealing with him. 8 It
Upon finality of this Decision, let the same be entered in the is both of personal as well as public interest that every person
Local Civil Registrar concerned pursuant to Rule 99 of the must have a name.
Rules of Court.
The name of an individual has two parts: (1) the given or
Let copy of this Decision be furnished the National Statistics proper name and (2) the surname or family name. The
Office for record purposes. given or proper name is that which is given to the individual at
birth or at baptism, to distinguish him from other individuals.
SO ORDERED."4 The surname or family name is that which identifies the family
to which he belongs and is continued from parent to child.
The given name may be freely selected by the parents for the
On April 20, 2001, petitioner filed a motion for clarification child, but the surname to which the child is entitled is fixed by
and/or reconsideration5 praying that Stephanie should be law.9
allowed to use the surname of her natural mother (GARCIA)
as her middle name.
Thus, Articles 364 to 380 of the Civil Code provides the
substantive rules which regulate the use of surname 10 of an
On May 28, 2001,6 the trial court denied petitioner’s motion for individual whatever may be his status in life, i.e., whether he
reconsideration holding that there is no law or jurisprudence may be legitimate or illegitimate, an adopted child, a married
allowing an adopted child to use the surname of his biological woman or a previously married woman, or a widow, thus:
mother as his middle name.
39
"Art. 364. Legitimate and legitimated children shall principally names and surnames between ascendants and descendants,
use the surname of the father. in which case, the middle name or the mother’s surname shall
be added.
Art. 365. An adopted child shall bear the surname of the
adopter. Notably, the law is likewise silent as to what middle name
an adoptee may use. Article 365 of the Civil Code merely
xxx provides that "an adopted child shall bear the surname of the
adopter." Also, Article 189 of the Family Code, enumerating
the legal effects of adoption, is likewise silent on the matter,
Art. 369. Children conceived before the decree annulling a thus:
voidable marriage shall principally use the surname of the
father.
"(1) For civil purposes, the adopted shall be deemed to be
a legitimate child of the adopters and both shall acquire the
Art. 370. A married woman may use: reciprocal rights and obligations arising from the relationship
of parent and child, including the right of the adopted to use
(1) Her maiden first name and surname and add her the surname of the adopters;
husband's surname, or
x x x"
(2) Her maiden first name and her husband's surname or
However, as correctly pointed out by the OSG, the members
(3) Her husband's full name, but prefixing a word indicating of the Civil Code and Family Law Committees that drafted the
that she is his wife, such as ‘Mrs.’ Family Code recognized the Filipino custom of adding the
surname of the child’s mother as his middle name. In the
Art. 371. In case of annulment of marriage, and the wife is the Minutes of the Joint Meeting of the Civil Code and Family Law
guilty party, she shall resume her maiden name Committees, the members approved the suggestion that the
and surname. If she is the innocent spouse, she may resume initial or surname of the mother should immediately
her maiden name and surname. However, she may choose to precede the surname of the father, thus
continue employing her former husband's surname, unless:
"Justice Caguioa commented that there is a difference
(1) The court decrees otherwise, or between the use by the wife of the surname and that of the
child because the father’s surname indicates the family to
which he belongs, for which reason he would insist on
(2) She or the former husband is married again to another the use of the father’s surname by the child but that, if he
person. wants to, the child may also use the surname of the
mother.
Art. 372. When legal separation has been granted, the wife
shall continue using her name and surname employed before Justice Puno posed the question: If the child chooses to use
the legal separation. the surname of the mother, how will his name be written?
Justice Caguioa replied that it is up to him but that his point is
Art. 373. A widow may use the deceased that it should be mandatory that the child uses the
husband's surname as though he were still living, in surname of the father and permissive in the case of the
accordance with Article 370. surname of the mother.
Art. 374. In case of identity of names and surnames, the Prof. Baviera remarked that Justice Caguioa’s point is
younger person shall be obliged to use such additional name covered by the present Article 364, which reads:
or surname as will avoid confusion.
Legitimate and legitimated children shall principally use the
Art. 375. In case of identity of names and surnames between surname of the father.
ascendants and descendants, the word ‘Junior’ can be used
only by a son. Grandsons and other direct male descendants Justice Puno pointed out that many names change through
shall either: no choice of the person himself precisely because of this
misunderstanding. He then cited the following example:
(1) Add a middle name or the mother's surname, Alfonso Ponce Enrile’s correct surname is Ponce since the
mother’s surname is Enrile but everybody calls him Atty.
Enrile. Justice Jose Gutierrez David’s family name is
(2) Add the Roman numerals II, III, and so on.
Gutierrez and his mother’s surname is David but they all call
him Justice David.
x x x"
Justice Caguioa suggested that the proposed Article (12)
Law Is Silent As To The Use Of be modified to the effect that it shall be mandatory on the
child to use the surname of the father but he may use the
Middle Name – surname of the mother by way of an initial or a middle
name. Prof. Balane stated that they take note of this for
inclusion in the Chapter on Use of Surnames since in the
As correctly submitted by both parties, there is no law
proposed Article (10) they are just enumerating the rights of
regulating the use of a middle name. Even Article 17611 of the
legitimate children so that the details can be covered in the
Family Code, as amended by Republic Act No. 9255,
appropriate chapter.
otherwise known as "An Act Allowing Illegitimate Children To
Use The Surname Of Their Father," is silent as to what middle
name a child may use. xxx
The middle name or the mother’s surname is only considered Justice Puno remarked that there is logic in the simplification
in Article 375(1), quoted above, in case there is identity of suggested by Justice Caguioa that the surname of the father
should always be last because there are so many traditions
40
like the American tradition where they like to use their second Stephanie to use her mother’s surname as her middle name
given name and the Latin tradition, which is also followed by will not only sustain her continued loving relationship with her
the Chinese wherein they even include the Clan name. mother but will also eliminate the stigma of her illegitimacy.
In the case of an adopted child, the law provides that "the Lastly, Art. 10 of the New Civil Code provides that:
adopted shall bear the surname of the adopters."13 Again, it is
silent whether he can use a middle name. What it only "In case of doubt in the interpretation or application of laws, it
expressly allows, as a matter of right and obligation, is for the is presumed that the lawmaking body intended right and
adoptee to bear the surname of the adopter, upon issuance of justice to prevail."
the decree of adoption.14
This provision, according to the Code Commission, "is
The Underlying Intent of Adoption Is In Favor of the necessary so that it may tip the scales in favor of right and
Adopted Child – justice when the law is doubtful or obscure. It will strengthen
the determination of the courts to avoid an injustice which
Adoption is defined as the process of making a child, whether may apparently be authorized by some way of interpreting the
related or not to the adopter, possess in general, the rights law."28
accorded to a legitimate child.15 It is a juridical act, a
proceeding in rem which creates between two persons a Hence, since there is no law prohibiting an illegitimate
relationship similar to that which results from legitimate child adopted by her natural father, like Stephanie, to use, as
paternity and filiation.16 The modern trend is to consider middle name her mother’s surname, we find no reason why
adoption not merely as an act to establish a relationship of she should not be allowed to do so.
paternity and filiation, but also as an act which endows the
child with a legitimate status.17 This was, indeed, confirmed in
1989, when the Philippines, as a State Party to the WHEREFORE, the petition is GRANTED. The assailed
Convention of the Rights of the Child initiated by the Decision is partly MODIFIED in the sense that Stephanie
United Nations, accepted the principle that adoption is should be allowed to use her mother’s surname "GARCIA" as
impressed with social and moral responsibility, and that her middle name.
its underlying intent is geared to favor the adopted
child.18 Republic Act No. 8552, otherwise known as the Let the corresponding entry of her correct and complete name
"Domestic Adoption Act of 1998,"19 secures these rights and be entered in the decree of adoption.
privileges for the adopted.20