ONLINE TRAINING PROGRAMME

CERTIFICATE IN
COMPLIANCE
Awarded by The Basel Institute on Governance, Switzerland

Training Dates : 21, 23, 28, 30 June 2021 (4 Days)

Training Delivery Via: Zoom / MS Teams

For further details please contact

MIM Certifications Department:
+603-7711 2888 / pec@mim.org.my
Basel / ACC / R6 / 19.5.2021
 CERTIFICATE IN
COMPLIANCE
Faced with increasingly regulated
environment, this programme offers insight
into good compliance practices and the skills
to lead effective compliance programmes that
supports ethical conduct and commitment to
compliance .

Introduction to Compliance and Compliance Management

• Introduction to the basic concepts of compliance and compliance management
MODULE
1
• The scope of compliance within the corporate functions
• Discussion of Risks: legal, regulatory and reputational
• Introduction to the different elements of corporate compliance
• Introduction to compliance risk management

Developing Compliance Management Systems

MODULE • Developing a compliance function and a compliance management system examples,
2
practical experience and discussion on the basis of the Malaysian context
• How to conduct a risk assessment?
• Compliance in the Malaysian context

Compliance in Practice
MODULE
3 • Introduction to code of conduct
• Workshop: Writing or revising an internal Code of Conduct
• Developing a corporate compliance communication strategy.
• Devising an effective training and awareness programme
• Good practice tips on drafting & implementing policies and procedures
KEY BENEFITS
Upon completion of this programme, participants will:

Gain insight into Increase practical Demonstrate Develop a strong Gain opportunity
the importance knowledge and commitment foundation to to network with
of implementing skills to make to strengthen support a career compliance
good compliance compliance applications pathway in practitioners
practices work for their of good compliance
organisations compliance
PROGRAMME STRUCTURE SCHEDULE
Date Session Time Hours
21st June 2021 Session 1 9.30am-12.30noon 3.0
Duration Session 2 2.00pm-4.30pm 2.5
Virtual Instructor Led Training : 21 hours 23rd June 2021 Session 3 9.30am-12.00noon 2.5
Session 4 2.00pm-4.30pm 2.5
28th June 2021 Session 5 9.30am-12.00noon 2.5
Session 6 2.00pm-4.30pm 2.5
30th June 2021 Session 7 9.30am-12.00noon 2.5
Session 8 2.00pm-5.00pm 3.0
Total Hours 21
Methodology
The programme will be delivered using a combination of virtual instructor led training sessions,
self-paced learning materials, online group discussions and activities.

Assessment
For successful completion of the Certificate, participant must:
• Complete pre-assigned readings
• Complete all 21 hours of online training
• Participate actively in the workshop and discussion sessions
• Attain sufficient points on the assessment given

Accreditation
The Certificate in Compliance will be awarded by Basel Institute on Governance.
All decisions by the Basel Institute on Governance in connection with the Certificate are final and
no correspondence will be entered into regarding the award or non-award of the Certificate.

Designed for
• CEOs, Chief Executives and Directors looking to expand their knowledge on compliance
• Heads of Departments, Officers and Consultants responsible for corporate compliance
• Seniors Managers and Managers being groomed for compliance responsibilities
• Public Sector Leaders, Industry Leaders, Policy Makers, Academics involved in compliance matters
• Anyone interested to pursue a career in the areas of compliance

ABOUT THE BASEL INSTITUTE ON GOVERNANCE

Established in 2003, The Basel Institute on Governance is a Switzerland based independent not-for-profit competence
centre working around the world with the public and private sectors to counter corruption and to improve the quality
of governance.

The Basel Institute is an Associated Institute of the University of Basel.

The Basel Institute regularly acts as a compliance advisor or monitor for a wide range of industries and companies,
small and large, family owned and publicly listed.

The Basel Institute also has extensive expertise in corporate governance and compliance relating to international and
local sports organisations, advising both organisations and public regulators in these matters.

WWW.BASELGOVERNANCE.ORG
REGISTRATION FORM
CERTIFICATE IN COMPLIANCE
Awarded by The Basel Institute on Governance, Switzerland

Company Name:
Co. Registration No.: Corporate Membership No.:
TERMS AND CONDITIONS
Address: Registration forms must be completed and submitted
together with full payment of programme fees to MIM
before commencement of the course. Otherwise, your
registration will be treated as unconfirmed.
Office No.: Fax:
Programme fees are subject to 6% SST charges.
HR/Nominating Personnel: E-mail:
Payment can be made via cash, cheque, credit card or
Mobile No: Designation: telegraphic transfer/direct debit/IBG.

Non-Attendance
PARTICIPANTS’ DETAILS If participant fails to attend a programme, a full course
fee will be charged.
Name: Title (Dr/Mr/Ms/Others):
Privacy and Data Protection
Designation: NRIC/Passport No: Personal Data is gathered in accordance with the
Personal Data Protection Act 2010 (Act 709). You are
Years of Working Experience: Nationality: receiving this flyer because you have attended our
events or part of our business contacts’ database.
Office No.: Fax: Malaysian Institute of Management (MIM) reserves the
Mobile No.: Email: rights to use the above information to process your
registration. MIM will not disclose your personal
MIM Individual Membership No. (If applicable) information to any third party unless you have
consented to such disclosure or when we are required
PAYMENT DETAILS to do so by law. The information may be used to
contact you from time to time to promote or announce
(a) Cheque new products and services offered by MIM.

Enclosed is cheque number for RM (inclusive of 6% SST charge). Disclaimer Statement

Malaysian Institute of Management (MIM) reserves the
right to change the programme, date(s) and to cancel
Cheques should be crossed and made payable to“MIM Education Sdn Bhd”. Please include bank charges / the programme should circumstances beyond its
control arise.
commissions for outstation cheques.
MIM reserves the right to alter the programme fees
(b) Credit Card advertised without prior notification. However, MIM
will not demand for the increase in fee if it has been
fully paid. If the programme fee is not paid at the time
Please charge RM to my credit card [ ] VISA [ ] MASTER CARD of the fee increase, the participant will be charged the
new fee accordingly.
Credit Card No. Security Code:
(3-digit code printed MIM shall not be responsible for any additional
on back of the card at expenses incurred by any participant(s) to attend the
the signature panel) programme.
MIM also reserves the right to make alternative
arrangements without prior notice should it be
Cardholder’s Signature: Credit Card Expiry Date: necessary to do so. Upon signing the registration form,
you are deemed to have read and accepted the terms
and conditions stated therein.
(c) * Telegraphic transfer / Direct Debit / IBG
Please find our bank details as follows: MIM reserves the right to alter the programme
Name of Account Holder - MIM Education Sdn Bhd schedule and details without prior notification. Fees
Name of Bank - Public Bank Berhad at No. 1, 3, 5 Jalan Pandan Indah 1/23, Pandan Indah, 55100 Kuala Lumpur, Malaysia quoted are subject to terms and conditions outlined in
Current Account No - 3144278111 Bank Swift Code - pbbemykl MIM’s Registration Policy.
Once payment is made, kindly scan and email a copy of the bank in slip/Telegraphic Transfer/Bank Draft to pec@mim.org.my
FEES
Member: RM 3,290
Non Member: RM 3,590
I, the undersigned, have read and understood the Registration Policy and accept the terms contained therein. * Subject to 6% SST charges

Company Rubber Stamp

Authorised Signature:

Name of authorised person:

For registration and further information,
Please connect with our Professional Certification Team
Designation: Kanaga 0123246398
t: 0377112888 e: pec@mim.org.my

Malaysian Institute of Management

Unit T1-L16-1, Level 16, Tower 1,
PJ 33, No. 3, Jalan Professor Khoo Kay Kim,
Seksyen 13, 46200 Petaling Jaya,
Selangor, Malaysia
www.mim.org.my

Malaysian Institute of Management @mim_engageminds