2011 Finance Compliance Training Calendar

Version 1 - 01/31/2011

Required
Availability Completion
Required Course Course Code Course Description Target Audience Time Required Date Date Comments
2011 AML (Anti-Money CMP260-11 Course provides an All Teammates 45 minutes Currently 05/02/2011 Everyone in Finance MUST take
Laundering) - General overview of the Bank Available the General AML course. If your
Secrecy Act, the USA manager requires that you take a
PATRIOT Act, the Office more LOB-specific AML course, it
of Foreign Assets Control, needs to be in addition to the
currency transaction general course, not as a
reporting & related anti- substitution.
money laundering
regulations This is an annual requirement.

2011 AWARE ISS101-11** AWARE is designed to All Teammates 75 minutes Currently 07/01/2011 Everyone in Finance MUST take
orient teammates to their Available ISS101-11.
responsibilities under the
Information Security Policy This is an annual requirement.
as well as associated
topics. The course **This course can be accessed
outlines specific steps that at http://aware.suntrust.com.
must be taken to ensure
compliance with the
policy.

2011 AWARE ISS202-11* This course is required for Managers/supervisors 75 minutes Currently 07/01/2011 All managers/supervisors
SunTrust supervisors and Available MUST take ISS202-11.
managers. It is designed
to introduce the roles and This is an annual requirement.
responsibilities of
SunTrust supervisors and **This course can be accessed
managers pertaining to at http://aware.suntrust.com.
the Information Security
Policy. This course can be
taken separately from the
core module.

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2011 Finance Compliance Training Calendar
Version 1 - 01/31/2011

Required
Availability Completion
Required Course Course Code Course Description Target Audience Time Required Date Date Comments
2011 Code of Conduct CMP270-11 This training supports the All Teammates 60 minutes Currently 09/01/2011 This is an annual requirement.
Code of Business Available
Conduct and Ethics
Certification Process and
is aimed at verifying that
all SunTrust teammates
are aware of the SunTrust
code and have read &
understand its guidelines
& provisions.

2011 Reg W TBD Regulation W is a Federal
Reserve Bank rule that
implements Sections 23A
and 23B of the Federal
Reserve Act which is
concerned with
transactions between
banks and their affiliates.
affiliates
The following areas need to take 75 minutes Currently, 11/01/2011 This course is required every
this course: this course other year.
Mergers & Acquisitions, is not
Corporate Tax, Controllers, SFO, available
Risk Mgmt, Insurance Risk,
Performance Measurement and
specific Corporate Treasury
areas [Treasurer
[Treasurer, Treasury
Administration (Treasury
Operations and Business
Sweep), Investment Portfolio,
Funding & Derivatives, and
Balance Sheet Management.]

Further information:
Management Training Course- MGT101-10 - (Foundations of Management: All Things Equal) - is not required in 2011 for Managers and Supervisors that took it in 2010.
For any new or transferred managers and supervisors that joined the Finance Group in 2011, the course should be completed within three months of hire/transfer.

Enterprise Records and Information Management (CMP286) - for any new or transferred teammates that joined the Finance Group in 2011 need to take CMP-286. The course should be
completed within three months of hire/transfer.

Please contact Megan Moon (404-813-8096, ext. 7-8096) for any questions concerning Finance compliance training.

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