Professional Documents
Culture Documents
2
Executive Editor:
Walter Bernhart, Graz
Series Editors:
Lawrence Kramer, New York
Hans Lund, Lund
Ansgar Nünning, Gießen
Werner Wolf, Graz
Edited by
Werner Wolf and Walter Bernhart
The paper on which this book is printed meets the requirements of “ISO
9706:1994, Information and documentation - Paper for documents -
Requirements for permanence”.
ISBN: 978-90-420-2310-9
©Editions Rodopi B.V., Amsterdam – New York, NY 2007
Printed in The Netherlands
Contents
Introduction
Werner Wolf
Description as a Transmedial Mode of Representation: General
Features and Possibilities of Realization in Painting, Fiction and
Music .................................................................................................. 1
Ansgar Nünning
Towards a Typology, Poetics and History of Description
in Fiction.............................................................................................91
Walter Bernhart
Functions of Description in Poetry ................................................. 129
Arno Heller
Description in American Nature Writing ....................................... 153
Doris Mader
The Descriptive in Audio-/Radioliterature – a ‘Blind Date’? ........ 179
Klaus Rieser
For Your Eyes Only: Some Thoughts on the Descriptive
in Film ............................................................................................. 215
Description in Visual Media
Götz Pochat
“Spiritualia sub metaphoris corporalium”? Description in the
Visual Arts ...................................................................................... 265
Susanne Knaller
Descriptive Images: Authenticity and Illusion in Early and
Contemporary Photography ............................................................ 289
Description in Music
Michael Walter
Musical Sunrises: A Case Study of the Descriptive Potential
of Instrumental Music ..................................................................... 319
The publication of this book would not have been possibly without
‘pooling’ the expertise of scholars from various fields, and it is there-
fore the editors’ principal duty to thank the contributors to the afore-
mentioned lecture series for their efforts. I would like to voice my
thanks also on behalf of co-editor Walter Bernhart, who gave invalu-
able support to the enterprise both in matters of organization and of
scholarly content. In addition, I would like to thank Ingrid Hable for
her valuable work in preparing the manuscript in the first phase of the
editing process, as well as Katharina Bantleon for taking over Ingrid
Hable’s task in the decisive later phase in such an expert and enthu-
siastic way.
Werner Wolf
order to describe one can use different media: all three examples in-
clude words, but in Example 2 there is additionally some sort of music
(whistling or humming the first theme of the fourth movement of
Mozart’s last symphony in C major, the so-called Jupiter Symphony),
while Example 3 employs an image.
Thus, description appears to be not only a transgeneric but also a
transmedial phenomenon, that is: a phenomenon that can occur in
more than one medium. The transmedial nature of description implies
notably that, in contrast to current views as epitomized by Jean-
Michel Adam (see 1993: 3), it goes beyond verbal media1. As ‘trans-
mediality’ is a variant of ‘intermediality’, description is a fitting ob-
ject for the kind of studies explored in the book series in which the
2
present volume appears, namely Studies in Intermediality . In fact, no
one would deny that paintings can describe – perhaps even better than
literary texts –, and who would not agree that film scenes can be
highly descriptive or that certain musical compositions – in particular
programme music and ‘symphonic poems’ – also attempt to describe?
Considering the obviously transmedial nature of the descriptive,
the current research situation is surprising. So far, descriptive phe-
nomena – where they have been discussed at all3 – have almost exclu-
1
One may object that this is disregarding the definition of the term ‘description’,
which in The New Oxford Dictionary of English is given as “a spoken or written re-
presentation or account of a person, object, or event” (Pearsall 1998: 499). ‘Descrip-
tion’ seems to be restricted to verbal media, if not to scribere, ‘writing’, alone. Yet, a
simple exercise in finding synonyms of ‘description’ in both English and German will
prove that an exclusive focus on verbal media is certainly too narrow. After all, in-
stead of ‘Beschreibung’ one can say ‘Schilderung’, and ‘description’ is arguably syn-
onymous with ‘portrayal’ and ‘depiction’ (for a possible differentiation between
‘description’ and ‘depiction’ see Walton 1990: 293-304, and below, chap. 3.1; from a
transmedial perspective I will, however, disregard this distinction and regard ‘descrip-
tion’ as including ‘depiction’). Thus, in both languages these synonyms include at
least the pictorial medium in the group of potentially descriptive media (‘Schilderung’
being derived from the activity of painting shields, ‘portrayal’ from portrait painting,
and ‘depiction’ from ‘pingere’, ‘to paint’).
2
For the definition of ‘transmediality’ as a sub-form of ‘intermediality’ see
Rajewsky (2000/2003: 363, and 2002: 206) and Wolf (2002b: 18f.). However, as part
of the Studies in Intermediality series, the present volume including this essay will
subsequently focus on the transmedial rather than on the transgeneric nature of de-
scription.
3
For a critical overview of research (up to the 1990s) and the neglect of description
see Lopes (1995: 8-19), and most recently Fludernik (2006: 131), who considers de-
scription a ‘lacuna’ in narratology.
4 Werner Wolf
4
Considering the transmedial character of description it is in fact not advisable to
follow Bal’s claim that “[d]escriptions [...] must be placed and studied within a nar-
ratological model” (1981/1982: 105), for this leads to the idea that description is not
an independent macro-mode of representation (see ibid.: 144).
6 Werner Wolf
Quotation 1:
Beschreibung, im lit.wissenschaftlichen Sinn bezeichnet B. die auch als ‘De-
skription’ bezeichnete Schilderung und Ausgestaltung der fiktiven Welt eines
literar. Textes, in der sich die Handlung ereignet und die p Figuren agieren. Sie
steuert die leserseitige p Konkretisation der erzählten Welt und trägt damit we-
sentlich zum p Realismus-Effekt und zur p Illusionsbildung bei. Traditionell
vom p Erzähler geleistet, besteht die B. aus “potentiell ‘wertneutralen’ Informati-
onen über die Figuren, Handlungen und die fiktive Gesellschaft” sowie aus “An-
schauungsdaten, die den Figuren eine lokale und temporale deiktische Determi-
nierung in ihrer jeweiligen [p] Sprechsituation verleihen”. (Nünning, ed. 1998/
2004: 60)7
Quotation 2:
GRAZ
Kennzahl 0316
-- A --
A & A PEASTON, Übersetzungs- und Dolmetschbüro, Schörgelg Nr 6 [...]
A & L Beschaffungsmanagement GmbH, Eckertstr 1 [...]
A & M plus Bücherläden GmbH, Hans-Sachs-G 5 [...]
(Telefonbuch 2005/2006: 1)
Quotation 3:
The rambler who, for old association’s sake, should trace the forsaken coach-road
running almost in a meridional line from Bristol to the south shore of England,
would find himself during the latter half of his journey in the vicinity of some
extensive woodlands, interspersed with apple-orchards. Here the trees, timber or
fruit-bearing as the case may be, make the wayside hedges ragged by their drip
and shade, their lower limbs stretching in level repose over the road, as though
reclining on the insubstantial air. At one place, where Rubdon Hill is crossed, a
bank slopes up to the trees on the left hand, while on the right spreads a deep and
silent vale. The spot is lonely [...]. (Hardy 1887/1998: 5)
7
‘Description, in the sense used in literary studies, d. denotes the depiction and
organization of the fictional world of a literary text in which the action takes place
and characters act. It regulates the reader’s concretization of the narrated world and
thus contributes essentially to the ‘reality effect’ as well as to the creation of aesthetic
illusion. Traditionally a function of the narratorial discourse, d. consists in ‘potential-
ly neutral (as to evaluation) information on the characters, the action and the fictional
society’ as well as in ‘sensory details which provide a spatial and temporal deictic
determination for the characters in their respective communicative situations.’ [My
translation]
8 Werner Wolf
Quotation 4:
At this spot, on the lowering evening of a by-gone winter’s day, there stood a man
who had thus indirectly entered upon the scene from a stile hard by, and was tem-
porarily influenced by some such feelings of being suddenly more alone than
before he had emerged upon the highway. [...]
He looked north and south, and mechanically prodded the ground with his
walking-stick. [...]
At first not a soul appeared who could enlighten him as he desired, or seemed
likely to appear that night. But presently a slight noise of labouring wheels, and
the steady dig of a horse’s shoe-tips became audible [...]. (Hardy 1887/1998: 5f.)
8
This has also repeatedly been stated in research (cf. Lopes 1995: 20).
Description as a Transmedial Mode of Representation 9
9
For earlier uses of descriptio in a religious and metaphysical sense see Nobis/
Kaulbach 1971: 838.
10
Bertrand Russell’s concept of the ‘definite description’ is another variant of the
link between description and the definition of, and hence reference to, a phenomenon
by mentioning defining properties. The basic idea of a ‘definite description’, as for-
mulated in Russell’s Principia Mathematica, is “that one and only one thing of a cer-
tain sort exists and that it has a certain property” (Encyclopedia Britannica CD-Rom,
s. v. “Analytic philosophy: Bertrand Russell”). For a critical view of description and
its emphasis on outer accidentals as “une définition moins exacte” from a neoclassical
perspective, which focusses on the general and essential, see Adam 1993: 6-9.
Description as a Transmedial Mode of Representation 11
fields), Michel Beaujour has, however, rightly pointed out that de-
scription as a verbal practice has played “second fiddle to pictures of
all kinds” (1981: 50) ever since techniques of pictorial reproduction
have rendered illustrations in books and other print media relatively
cheap and easily available. In spite of this media shift, the allegedly
objective quality of description has remained a constant in scientific
and other pragmatic uses, where it is regarded as a result of the collec-
tion and subsequent representation of sense data, be they directly ac-
cessible to observation or indirectly so through instruments and exper-
iments. Yet even in this context, descriptions are usually not an end in
themselves, but are implicated in the construction of models as well
as in explanations and thus in a larger explanatory and argumentative
frame. To some extent, this already points to the use of description in
other fields, in particular to its literary use, as will be detailed below
(chap. 3.2).
In the humanities outside philosophy, ‘description’ is less fre-
quently opposed to ‘explanation’ than to interpretation (see Kindt/
Müller 2003), although a clear-cut differentiation between these two
notions is sometimes regarded as questionable (e. g. by Danneberg
1996). In Clifford Geertz’s notion of the so-called “thick description”
(see 1973, in particular chap. 1), which has become highly influential
in New Historicism and beyond, this opposition is even programmati-
cally undermined, as “thick description” implies the attribution of cul-
tural functions, and hence explanations, to historical data.
It is time to draw an intermediate summary: so far, three basic
functions of the descriptive have been established:
a. description as a means of identification and reference through
characteristic attributions; this attributive, referential nature of
the descriptive, which points at something in the world (or at least
a possible world), differentiates it from purely logical and self-
referential modes of organizing and using signs, as, e. g., in mathe-
matical equations;
b. description as a means of identifying and communicating sense
data that one receives from the observation of a given reality;
c. description as a means of providing objective information rath-
er than explanations or interpretations (one has, however, to
qualify this by saying that in most contexts it is recognized that
description often provides the basis of subsequent explanation and
interpretation).
Description as a Transmedial Mode of Representation 13
15
In the rare cases where narration or description are used with reference to present
situations some kind of at least cognitive distance is nevertheless to be assumed (for
description in these borderline cases see below).
14 Werner Wolf
tent, they nevertheless indicate that the representational function may be linked to fur-
ther purposes.
16 Werner Wolf
17
Both terms are frequently confused with each other but have slightly different
meanings: while ‘energeia’ emphasizes rhetorical persuasio through Anschaulichkeit
[‘vivid representation’], ‘enargeia’ focuses on visualization through a plethora of de-
tails (see Rippl 2005: 68 and 70, and Bernhart in this volume).
18
Visualization was already stressed by Cicero as an effect of descriptio (see Halsall
1994: 550); for the role of description (‘enargeia’/’energeia’ and ‘evidentia’) in clas-
sical rhetoric see Beaujour 1981: 28-33.
19
This is a consequence of a successful concretization of the object described (cf.
also the article on description quoted above in Quotation 1 [Nünning, ed. 1998/2004:
60]); for more details on aesthetic illusion see Wolf 1993 and 2004a.
Description as a Transmedial Mode of Representation 17
22
In the light of this well-known critical position it is hard to understand why Ronen
insists on bashing theoreticians of description for maintaining a largely chimerical
opposition of ‘non-meaningful description’ vs. ‘meaningful narration’ (see Ronen
1997: 280).
Description as a Transmedial Mode of Representation 19
25
Virtanen, from a monomedial focus on verbal media, gives description the status
of a “discourse type” or “text type” (according to its location on the primary or on the
secondary level) together with narrative, instructive, expository and argumentative
(1992: 299). In spite of the fact that Virtanen is not concerned with a transmedial
typology of semiotic macro-modes but only with a text typology, his conceptualiza-
tion can be adapted to fields beyond verbal texts.
Description as a Transmedial Mode of Representation 21
4) examples of the
the descr. (the arg.) narr. (the descr.) (the arg.) the arg. (narr.)
use of macro-
modes/-frames on
the micro- level
of individual
genres together
with other frames
(the sub-dominant
modes in brack-
ets)
26
In literature and other media, the fictional in fact forms a frequent extension of the
realm of possible objects of description.
Description as a Transmedial Mode of Representation 23
29
Although Kittay does not refer to Lotman, his notion of what is typically narrative
is remarkably close to Lotman’s definition of an eventful ‘sujet’, which involves the
transgression of normative as well as usually spatial borders or limits (cf. Lotman
1970/1977: chap. 8.3).
30
Cf. Giuliani 2003: 36, who correctly states that, as opposed to narration, descrip-
tion, besides not being suspenseful in itself, does not focus on changes that lead to a
teleological goal.
26 Werner Wolf
31
It is dominant for without an object of description there would be no description
at all.
Description as a Transmedial Mode of Representation 27
35
In language, there would be additional facets, e. g. the use of certain verb forms
(tendentially non-finite forms and non-actantional aspects), yet such specific features
would hardly be characteristics of the descriptive if considered in a wider, intermedial
context.
30 Werner Wolf
nyms) or belong to the same semantic class and are thus more
predictable than the individual signs employed for the transmission
of narratives (cf. Bal 1981/1982: 10436). The relative predictability
and apparent superfluousness of a plurality of ‘graphic’ details –
‘superfluous’ if seen from the perspective of narrative relevance37 – is
at the same time a stimulus which contributes to triggering the frame
‘description’ in the recipient’s mind. Although the number of details,
can, of course, vary considerably38, the fact that such details typically
exist in descriptions at least to some extent, helps to differentiate de-
scription from mere reference but also from simple enactment. Thus,
the mere adumbration of a human figure by means of a circle and
some lines denoting a body, legs and arms is no more a genuine de-
scription of a person than having a character simply cross the stage in
some kind of neutral, ‘nondescript’ costume as a part of a larger group
denoting, for instance, the population of a city. In contrast to this, the
rendering of the particular shape, colour and aspect of an individual
human face with wrinkles, scars, hair etc. would certainly be perceiv-
ed as a ‘depiction’, and the same would apply to a dramatic character
who is sent on stage in a historical costume produced with a visible
love for period details.
A further typical feature of the internal organization of descrip-
tions, which is related to the aforementioned relative predictability of
descriptive details, is the following one: in descriptions, the absence
of narrative constraints leads to a privileging of a paradigmatic dis-
cursive organization (as opposed to a predominantly syntagmatic
36
With a view to literary descriptions Bal opposes “lexical predictability” as typical
of descriptions to “logical predictability” as typical of narratives (1981/1982: 104).
37
Among inexperienced or merely plot-centred readers (as I was when, as a boy, I
devoured the novels of Karl May) this apparent redundancy – together with an un-
welcome interruption of the action – often leads to skipping descriptions.
38
In his contribution to this volume, Ansgar Nünning differentiates between
“bottom-up, data-driven description” and “top-down, frame-driven description” (99).
Obviously, the former variant is the one in which details are more numerous, as the
latter one can reduce the number of given details, because it relies more heavily on the
recipient’s cultural competence to recognize the object referred to along with its
typical qualities. It is clear that there are no descriptions in literature that do not, to a
certain extent, activate pre-established schemata. My point here is that description is
typically more than a mere reference to such schemata, as this could be achieved by a
single word without further attributions.
Description as a Transmedial Mode of Representation 31
39
Cf. also Lopes 1995: 5: “[...] descriptions prove to be far more pliable and versa-
tile than narrations, since, unlike the latter, they are free from the constraints of logic
and narrative grammar.” This is, however, only a tendency, as paradigmatic forms of
organization can also inform comedy (see Warning 1976) and certain other forms of
narratives (see Warning 2001).
40
For the different kinds of iconicity see Fischer/Nänny 1999.
41
For an analogous conceptualization of the frame ‘narrative’ through ‘narratemes’
see Wolf 2002c, 2003 and 2004b.
32 Werner Wolf
1. Functional descriptemes
1.1. referentiality (the hetero-referential quality of descriptions,
which is qualified by the following descriptemes no.s 1.2-2.4);
1.2. representationality (the representational quality of the refer-
ence) and experientiality (which is linked to vividness of the re-
presentation eliciting, or enhancing aesthetic illusion);
1.3. the pseudo-objectivizing function of descriptions (their sugges-
tion of objectivity) while they at the same time fulfil an interpre-
tive function (they contribute to, or constitute, an interpretation
of the object described or of the text/artefact in which they oc-
cur).
2. Content-related descriptemes
2.1. concrete phenomena as objects of the description (whether
real or imaginary) rather than abstractions;
2.2. ‘existential’ phenomena as objects of description rather than
actantional ones (with a slight tendency towards spatial rather
than temporal and static rather than dynamic objects, although
these alternatives are also frequent);
2.3. a tendency towards external rather than internal (mental) objects,
although, again, these alternatives cannot be excluded from the
field of the descriptive;
2.4. a tendency towards the visual/visual objects rather than towards
other sensory aspects/other objects, which, however, also occur
as objects of descriptions.
3. Presentational/formal descriptemes
3.1. an emphasis on sensory appearance/impressions in the quali-
ties attributed to the objects of description (a focus on their
‘surface’);
3.2. multiple, paradigmatic attributions of qualities to the object of
description as a basic semiotic operation that goes beyond mere
reference (as identification), leading to a tendency towards a
multiplicity of (predictable) details.
Description as a Transmedial Mode of Representation 33
42
For the various kinds of self-reference see Wolf 2007a, and 2007b (forthcoming).
43
This applies to verbal reference. As opposed to this, representational reference in
the visual arts always implies some degree of descriptiveness (see below, chap. 3.1.).
44
Of course, the difference between simple reference and description is not an abso-
lute one but can be gradual. The relation between the two concepts is further compli-
cated by the fact that sometimes description is a first step towards defining an object,
such as a newly found plant, which then can be referred to by a simple, not necessar-
ily descriptive sign.
34 Werner Wolf
45
This ‘existential focus’ should not be confused with Chatman’s static spatial ‘ex-
istents’ (see 1978: chap. 3), which are components of narratives. It simply denotes an
emphasis on the ‘whatness’ of a phenomenon, object, person, etc. irrespective of its
involvement in a story.
46
The (seeming) referentiality of both narrative and description must be emphasized
in opposition to Ronen’s claim (see 1997: 279) that reference is usually attributed to
description only.
47
Cf. Bal (1980/1985: 129), “Problems arise, [...] as soon as one attempts to define
exactly what description is”, and Lopes’ view that “[...] unlike narration, description
seems to elude any attempts at being defined in a systematic way” (Lopes 1995: 7).
Description as a Transmedial Mode of Representation 35
48
Cf. Chatman 1990: 38: “Though each text-type can be actualized in any commu-
nicative medium [...] each medium privileges certain ways of doing so.” (However,
Chatman, speaks, with reference to description, of “text-type[s]” and does not distin-
guish, like Virtanen, between ‘discourse types’ and ‘text types’ [see above, note 25]
nor employs the term ‘cognitive frame’ in this context).
49
This implies that apart from predominant or typical signs there are also others,
yet it is the dominant ones that determine the descriptive potential of a given medium.
38 Werner Wolf
50
See also above, note 1.
Description as a Transmedial Mode of Representation 39
51
This, of course, does not imply a denial of the fact, emphasized e. g. by Gombrich
(1960/1977: 251), that how to ‘read’ paintings has to be learnt just like other cultural
techniques and that consequently there is no “innocent eye”. The “relatively low de-
gree of the recipient’s share” only refers to the comparison with symbolic sign sys-
tems such as written texts and in addition to ‘concretization’ as the early stage of re-
ception (the understanding of what is described in the first place), before subsequent
interpretation sets in.
52
Cf. also Alpers 1983: xxi, who uses the conventional impression “that painting by
its very nature is descriptive” as the starting point of her interesting historical discus-
40 Werner Wolf
sion of the emphatically descriptive Dutch art of the seventeenth century as opposed
to what she considers the mainly narrative art of the Italian Renaissance.
53
For the relationship between these two frames in painting see below.
Description as a Transmedial Mode of Representation 41
Illustration 3: Giotto. “La Fuga in Egitto” (“The Flight into Egypt”, 1304-1306,
Padua, Chapel of the Scrovegni)
42 Werner Wolf
54
In view of pictures like this one, one is tempted to consider the quantity of details
given in a (pictorial) representation as a criterion of descriptivity. While this is tenable
to the extent that schematic representations which have a low degree of descriptivity
typically provide few details, one must add that there are other, and perhaps more
important criteria (e. g. the lifelikeness of colour, form, texture, etc.), which contrib-
ute to ‘convincing matching’ in Gombrich’s sense and hence to a higher degree of de-
scriptivity.
Description as a Transmedial Mode of Representation 43
In cases like this dynamic scene, the painterly medium must rely
on a particularly large share of the recipients’ imaginary activity. For
the same reason – medial limitations – paintings also have obvious
difficulties in representing, for instance, language and other acoustic
phenomena as well as in realizing the temporal frame of representa-
tion par excellence, namely narratives55.
This leads us to the third guiding question, namely how descrip-
tivity and narrativity are related in paintings and whether the de-
scriptive can be singled out as an independent frame. We are not
concerned here with the question, which I have treated elsewhere (see
Wolf 2002c, 2003, 2004b), of whether pictures can be narrative in the
first place. Suffice it to say that this medium can in fact be narrative
to a certain extent, provided representations imply or indicate a tem-
poral and actantional dimension. The relative rarity of genuine nar-
rativity and the extreme frequency of the descriptive in pictures
reverses the problem of marking: it is not so much the frame ‘de-
scription’ that requires marking in pictures, as it seems to be the
default option in this medium anyway (at least as long as it is used as
a representational medium), but rather the exceptional frame narra-
tive. In individual, so-called ‘monophase’ pictures, narrativity is fre-
quently signalled by an intermedial reference to a verbal story, as is
the case in Giotto’s representation of the Holy Family’s flight to
Egypt, which illustrates a narrative episode of the Gospel according to
St. Matthew (2.13-15). Generally, the most important marker of narra-
tivity is the existence, or at a least suggestion of, both a temporal and
actantional dimension (which are not requisite in description). Both
elements are adumbrated in Giotto’s painting by the gesture of the
angel pointing to the right and by the direction of the little procession
which also moves from left to right, for a reason and with a goal that
are both implied in the biblical text to which the iconography and the
title of the picture refer.
As for the relation between narrativity and descriptivity in paint-
ings, two general remarks may be sufficient for our purpose of a
cursory medial comparison: The first holds true for all potentially nar-
rative media and consists in the simple fact that descriptions can, of
course, contribute to the illusionist experientiality and the meaning of
stories. Description can, for instance, constitute background informa-
tion on the characters of a story, just as the way characters are dressed
55
This is, of course, not to say that pictures cannot evoke narratives.
Description as a Transmedial Mode of Representation 45
can indicate their social status, their love of luxury or thrift etc.
Generally speaking, description often serves to create the ground (in
particular the setting) on which the figures or characters of a narrative
can be seen to act. It is with an eye to this figure/ground relation that
description can be called in many – albeit not in all – cases “ancilla
narrationis” (Genette 1969: 57, see also below).
The second remark refers to a specificity of the painterly medium.
As pertinently stated by Luca Giuliani, a pictorial representation can
in its overall effect, i. e. in the triggering of a semiotic macro-frame
on the macro-level, only be either descriptive or narrative (see 2003:
36)56. On the micro-level, this is, however, different, and it is here that
a remarkable specificity of the medium appears: while paintings can
be exclusively descriptive and non-narrative, they cannot be totally
narrative without descriptivity (see ibid.: 285) and in this differ from
verbal narratives which do not absolutely require descriptions. In
painting (as in film), there is in fact no narrativity without at least a
minimum of descriptivity. Each pictorial (hetero-)reference, as op-
posed to a verbal one, can be regarded as a minimally descriptive ges-
ture, for pictures cannot refer to concrete phenomena without giving
at least some details. In contrast to this, a verbal medium, owing to the
symbolic nature of language, can remain within the field of unspeci-
fied and abstract concepts (such as ‘tree’ or ‘forest’). Painting can
only refer to concepts by specifying them iconically to some extent
(even if it can be more or less schematic): it must opt for one rather
than another quality of the referent57 (e. g. for a tree resembling a fir
tree or a deciduous tree, a tree with brown rather than green leaves,
etc.). Therefore, all painterly references to essential narrative building
blocks, notably persons, settings and actions, are also at least mini-
mally descriptive, as can be seen in Giotto’s fresco58.
56
Other general frames such as argumentation are here out of the question.
57
Chatman (1990: 40-41) makes the same point about cinema, which “cannot help
describing” (40), but this only refers to implicit (“tacit” [38 and passim]) cinematic
descriptions, from which he distinguishes “explicit” (ibid.) descriptions. The inescap-
ability of a relatively detailed descriptiveness in cinema is even more radical than in
painting (“film cannot be vague” [ibid.: 41])], as the option of merely schematic mi-
mesis is here not usually given, let alone an analogy to abstract painting.
58
According to Alpers, a third general remark could be made with reference to the
actualization of the frames ‘description’ and ‘narration’ in painting: “There seems to
be an inverse proportion between attentive description and action: attention to the sur-
face of the world described is achieved at the expense of the representation of narra-
46 Werner Wolf
The fact that all pictorial narratives include description does not
invalidate the general opposition ‘description vs. narration’ in the
visual media, since the reverse does not hold true, for, as e. g. most
still lives show, not all descriptions imply narrations. Yet, this same
fact nevertheless constitutes a problem for the usefulness of the appli-
cation of the transmedial notion of the descriptive to visual media: for
if most (representational) paintings are more or less descriptive, the
notion of descriptiveness does not seem to be very helpful any longer.
A solution to the problem may reside in the notion of ‘more or less’:
the degree of descriptiveness as such may be a useful category of
pictorial analysis, and in some cases it may even be useful to reserve
the notion of ‘descriptive painting’ to works displaying a particularly
high degree of descriptivity and interest in the surface appearance of
the objects represented, as claimed by Svetlana Alpers for seven-
teenth-century Dutch art (see Alpers 1983). In addition, ‘the descrip-
tive’ may be a helpful notion if one wants to differentiate, in one and
the same picture, e. g. between a narrative whole and a predominantly
descriptive part (in which, as said above, maybe the setting of a
narrative scene is detailed) or between parts that differ according to
the predominance of descriptivity or a mixed descriptive-narrative
mode.
As for specific functions of the descriptive in paintings, or to be
more precise, of a high degree of descriptiveness, one may, for in-
stance, mention the (meta-aesthetic) displaying of painterly skills as is
the case in many still lives59. Other, perhaps more important functions
include the employment of descriptive painterly representation as a
topographical recording medium and precursor of photography up to
the nineteenth century, and generally the creation or intensification of
aesthetic illusion. In all cases of emphatic descriptiveness, the promo-
tion or the satisfaction of a heightened interest in the outer, physical
appearance of concrete phenomena are no doubt further functions.
These functions also contribute to explaining the historical devel-
opment of painterly descriptivity. It is no coincidence that in post-
tive action” (1983: xxi). I am, hoverer, not quite sure whether this is really tenable,
since, for instance, the intense narrativity of Hogarth’s picture series (such as “A
Rake’s Progress”) depends on minute descriptive details rather than being antagonis-
tic to description.
59
Stoichita has convincingly emphasized this metapictorial function of the still life
as an eminently descriptive painterly genre (see 1993/1998: 33).
Description as a Transmedial Mode of Representation 47
60
For literary descriptions of visual works of art as well as for works of music there
are even special terms: ‘ekphrasis’ (which could even lead to an intermedial mise en
abyme of description, if the visual artefact verbally described is in itself decriptive)
and ‘verbal music’ (for the latter form see Scher 1970 and Wolf 1999: 59-62); both
variants of intermedial reference aim at triggering an imaginary perception of the
works or media referred to.
50 Werner Wolf
63
Otherwise, the description can become a riddle, a “devinette” (Hamon 1975: 511).
52 Werner Wolf
64
Hamon (see 1975: 520-521) also mentions formal devices, e. g. the use of pho-
netic and semantic markers of closure as in terminal parallelisms – yet this way of or-
ganizing endings is more frequently found in lyric poetry than in narrative fiction.
65
Here, the overdoing of description reveals the fact that the literary discourse is
centred on a verbal creation (resulting in a “description creátrice” [Ricardou 1967:
95]) rather than on the mimetic rendering of a seemingly pre-existing reality and ulti-
mately turns description into “une machine à désorienter [l]a vision” (Ricardou 1967:
19; cf. also Ricardou 1978: 124-130). For the excessive use of description in the
nouveau roman (e. g. in Robbe-Grillet’s Le Voyeur [1955]) as a device counteracting
narrativity and undermining aesthetic illusion see moreover Wolf 1993: 428-433 and,
recently, Rippl 2005: 87-96, who also discusses texts in English. On ‘metadescrip-
Description as a Transmedial Mode of Representation 53
tions’ see Ansgar Nünning’s contribution to this volume. It should be clear that de-
scription – as any other semiotic macro-form – is open to metatextuality and that
metadescriptive elements are therefore as little confined to the twentieth or the
twenty-first centuries as ‘metanarrative’ ones, but can, for instance, already be seen, in
the mock-heroic description of the angered Joseph Andrews in chapter III/6 of Henry
Fielding’s novel of the same title (1742) or in E. A. Poe’s short narrative “The Do-
main of Arnheim” (1847), where the narrator “despair[s] of conveying to the reader
any distinct conception of the [landscape] marvels which [his] friend did accom-
plish”; the narrator continues with an interesting reflection on the problem of organiz-
ing a descriptive discourse: “I [...] hesitate between detail and generality. Perhaps the
better course will be to unite the two in their extremes” (Poe 1847/1908: 39).
66
A descriptive discourse following the sequence of a process would be similar to
the diagrammatic iconicity underlying the ordo naturalis of many narrations.
67
Thus, object- and culture-dependent hierarchical relations between foreground
and background (salient and non-salient elements) can be imitated in the sequence of
the descriptive discourse with the salient foreground coming first; something similar
applies to processes of perspectival perception (the discourse following a focalizer’s
gaze). Although the occurrence of such iconicity is not very frequent in fiction, its ex-
istence must be stressed in the face of contrary statements such as Cobley’s (see 1986:
398f.) and Bal’s, for whom only “[n]arrative fragments are iconic” (1981/1982: 108).
Such a denial of the possibility of descriptive iconicity is not only erroneous with
reference to literature, but even more so with reference to what escapes an exclusively
literary theory of description, namely a non-literary medium such as painting.
54 Werner Wolf
68
For a theoretical discussion of the motivation of descriptions in fiction drawing on
Hamon 1972 see Bal 1981/1982: 105-110; Bal distinguishes “three types of
[character-centred] motivation”: “looking, speaking, or acting” (108).
Description as a Transmedial Mode of Representation 55
69
For the employment of such ‘hypothetical focalization’ see Herman 2002: chap. 8.
70
See Genette 1969: 58, where he speaks of a ‘decorative’ function of description.
56 Werner Wolf
71
Cf. Genette 1969: 58: “La seconde grande fonction de la description [...] est
d’ordre à la fois explicatif et symbolique”, and Hamon 1972: 483, who speaks of de-
scription as ‘unveiling’ the character of fictional persons; for the relationship between
physiognomic description and ‘character-reading’ see also Wolf 2002a and 2002d.
Description as a Transmedial Mode of Representation 57
72
It is, however, exaggerated and one-sided to reduce such meaning, as Beaujour
(1981) has done, to an affinity between description and allegory (see 42), nor is it ten-
able to claim that “Western description always points to transcendent meanings” (54).
58 Werner Wolf
73
Maturin’s narrator is himself explicit about this correspondence when he states on
another occasion: “[...] we love to connect the agitation of the elements with the agi-
tated life of man [...].” (Maturin 1820/1977: 108)
74
Besides the functions mentioned here (information on story-world elements, inter-
preting the setting, characters and action, contributing to the structure or ‘architecture’
of the text, influencing various reader responses) a more systematic list should also
provide slots for the fact that descriptions can, for instance, also fulfil a metatextual
function (as in the above-mentioned nouveau roman) and contribute to the implied
norms and worldview (for – albeit also unsystematic – functional surveys see Th.
Kullmann 1995: 469 and D. Kullmann 2004: 687-689).
75
This chapter is a revised version of Wolf 2007c forthcoming. My thanks are due
to my colleague from the musicological department of the University of Graz, Mi-
chael Walter, for valuable suggestions, in particular on Richard Strauss.
Description as a Transmedial Mode of Representation 59
76
The same is true of the many ‘verbatim’ repetitions which abound in music and do
not have a counterpart in the visual arts or in literature (except for lyrical refrains).
60 Werner Wolf
77
See Scruton 2001 in his excellent article on “Programme music”; Scruton also in-
sists on the distinction between (descriptive) reference and expression by rightly
pointing out that “description may or may not be accompanied by an expression of
feeling” and that “there can be expressions of emotion that are not accompanied by
representation” (397). In terms of Jakobson’s functions of language (see 1960) the
same differentiation can be made by referring to the ‘referential function’ as necessary
for description, while the ‘emotive function’ is a merely optional addition.
Description as a Transmedial Mode of Representation 61
78
The importance of such object-centred reference can even be corroborated by a
famous statement of Beethoven’s, although this may not be obvious at first sight. For
Beethoven, who with his sixth symphony is generally considered to be one of the out-
standing precursors of intensely descriptive music, emphasized expression when he
claimed that his symphony was ‘more the expression of emotions than a painting’
(“mehr Ausdruck der Empfindung als Mahlerey” [quoted from Kloiber 1964: 89]).
Significantly, the wording of this statement does not deny the presence of descriptive
‘Malerei’ altogether.
79
For more details concerning the semiotic problem of whether music is a language,
is only similar to verbal language or is no language at all, see, among other works,
Dahlhaus 1979; Kleeman 1985; Nattiez 1987/1990; Kaden/Brachmann/Giese 1998;
Wolf 1999: chap. 2.3.
80
For the different kinds of iconicity (sensory or ‘imagic’, diagrammatic, and meta-
phorical or ‘semantic’) see Fischer/Nänny 1999 (their typology was, however, devised
with reference to verbal language, but can also be transferred to music). It should be
noted that musical iconicity – as iconicity in general for that matter – is a classifica-
tion of signs that centres on the most obvious ‘surface’ use of signifiers and does not
exclude that they at the same time show covert affiliations to indexical or symbolic
signs.
62 Werner Wolf
81
The imitation of the call of a cuckoo in Beethoven’s composition is a good exam-
ple of the semiotic complexity involved in this kind of musical hetero-reference: while
on the surface it is, of course, a form of aural iconicity, it at the same time implies in-
dexicality (the call suggests the imaginary presence of the bird) but also – through
connotations – a symbolic use of signs, for the cuckoo implies the culturally codified
connotations of spring and/or rural scenery, which are central to Beethoven’s descrip-
tive and expressive purpose.
82
A more indirect form of musical reference through Tonmalerei is visual iconicity
or Augenmusik (music for the eye). In this variant, which is, however, not very impor-
tant for musical description, a relation of similarity is established not between an
object and music as an acoustic phenomenon, but as a written code. A famous exam-
ple is Johann Sebastian Bach’s repeated employment of a sharp – in German Kreuz
(cross) – as a reference to Christ’s cross.
Description as a Transmedial Mode of Representation 63
85
For a recent, more extended discussion of musical reference by means of iconicity
see Georis 2005.
86
The categories of ‘individual intermusical reference’ as opposed to ‘generic inter-
musical reference’ correspond to equivalent notions in literary intertextuality theory
(see Broich/Pfister, eds. 1985). In either case the hetero-referentiality potentially re-
sulting indirectly from such basically intra-medial self-reference can emerge from
cultural connotations (and hence a symbolic use of signs) that are attached to the mu-
sical pretext and are ‘imported’ into the ‘quoting’ composition alongside the intermu-
sical reference.
87
This device (in technical terms, a ‘partial reproduction’ of a work transmitted in
another [sub-]medium or genre) is restricted to individual references and is a recipro-
cal equivalent of the “evocation of vocal music through associative [verbal] quota-
tion” which I have used elsewhere in the context of devices that are conducive to a
‘musicalization of fiction’ (Wolf 1999: chap. 4.5.).
Description as a Transmedial Mode of Representation 65
90
If one calls the composition ‘programme music’, one employs the term in a broad
sense and includes also non-literary programmes (for this broad meaning see Alten-
burg 1997: 1822, for whom the term suffers from a ‘babylonian confusion of lan-
guage’ [1821]); for a classification as a symphonic poem or a Tondichtung see Kloi-
ber 1967: 189 and Walter 2000: 150. On the problematics of the term ‘programme
music’ in general, see below, note 96.
91
Part of these means is the employment of Wagnerian leitmotifs.
Description as a Transmedial Mode of Representation 67
92
Strauss, however, would not have agreed with this, since, as Dahlhaus reports (see
1978: 137), he opposed the idea that programme music was formless if it did not fol-
low schematic forms and insisted on the fact that a ‘poetic programme’ can lead to
new forms. Dahlhaus himself seems to adopt this view (see 2002: 694f.). Yet, the
mere existence of some kind of form even in heavily descriptive or narrative music is
not the point: it is the nature of this form which counts, for it is mainly ‘schematic’,
that is, pre-existing and well-known forms (and not new ones) that can function as
an orientation for recipients to navigate through a composition, while newly devised
forms do not support this orientational function with the same ease, and this seems to
be the case with Strauss.
68 Werner Wolf
ment of themes and motives, the composition does not show sym-
phonic form, let alone sonata form, nor any other conventional form.
As a result, the listener is challenged to find an alternative principle
of coherence – which the narrative and descriptive programme in fact
offers. It is, however, clear that such a procedure is not without its
problems, for the absence of traditional musical form – if it is
perceived at all by the average listener – need not necessarily point to
an extra-musical reference but could just be regarded as uncon-
ventional or experimental and perhaps even notably self-referential
music. In addition, the lack of conventional intramusical form alone
would not suffice to point to certain descriptive rather than, for in-
stance, narrative contents93. This problem of enabling the listener to
correctly ‘decode’ a given passage is all the more difficult as descrip-
tive passages are sometimes, if less frequently than in narrative fiction
(in Eine Alpensinfonie but also in Smetana’s “Die Moldau”/“Vlatva”
from Má vlast/Mein Vaterland), set into an overall narrative frame.
Thus, it is almost inevitable that in music descriptive reference
resorts to the verbal medium, in particular if the composer wants the
recipient to ‘hear’ specific objects described. Explanatory words can
help here in two distinct ways. The first is the integration of words
into the composition itself, as in the lied, in opera and other kinds of
vocal music. Where this option is not given, as is typically the case in
nineteenth-century instrumental programme music, a second option
may apply: it consists in using the medium of words in the ‘framing’
of the composition. This can be done, minimally, in its title (as exem-
plified by Eine Alpensinfonie94), but also in more remote ‘paratexts’,
e. g. explanatory essays in concert programmes or other publications.
Thus, Richard Strauss had the titles of the individual sections of his
Alpensinfonie printed in the concert programme of the first perfor-
93
The ‘deviation argument’ (deviation from formal musical conventions as a symp-
tom of [intended] musical referentiality) has in fact been used in the context of poten-
tial incentives for listeners to apply the frame ‘narrative’; see Walter 2000: 151, and
Micznik 2001: 246, 248.
94
Genette (1999) calls such evocative titles, by which music signals a thematic
attempt at ‘becoming text’ (“se faire texte elle-même” [116]), “titres thématiques”
(111). Cf., for the use of such ‘thematic’ (rather than ‘rhematic’) titels also, e. g.,
Mussorgsky’s Pictures of an Exhibition, whose title suggests that this composition is
a special case of musical description, namely a series of musical equivalents to
‘ekphrasis’; the titles of the individual segments (such as “Il vecchio castello” or
“Catacombs”) form further markers of intended descriptivity.
Description as a Transmedial Mode of Representation 69
mance (Dresden, Oct. 28, 1915), which also included an essay by his
friend Max Steinitzer entitled “Thematische Einführung” (‘Thematic
Introduction’, see Walter 2000: 148).
In addition to these markers, a descriptive gesture in music can, of
course, also be signalled if any of the afore-mentioned devices of
musical hetero-referentiality is employed with a salient frequency or
if such devices occur in combination with each other and thus also
reach a salient, unusual quantity. For, as already said, a certain
amount of details is one of the typical features of descriptions. Yet,
the difficulty presented by this marker, as well as by others, is again
the possibility of pointing to musical narrativity rather than to descrip-
tiveness.
This once again raises the problem of the relationship between
description and narrative. In music, this problem is at least as
thorny as the question of musical hetero-referentiality – the difference
being that this problem is not even recognized as such in most musi-
cological research, in which the terms ‘description’ and ‘narration’
are frequently used indiscriminately (including the relevant articles in
the New Grove Dictionary of Music, cf. also Scruton 2001 and
Macdonald 200195). One motivation for blurring the two frames may
be their frequent co-occurrence not only in fiction and other media
but also in music. This points to an important facet of the problem of
distinguishing between musical narrativity and descriptivity, namely
the question of whether both frames can occur independently of each
other or only simultaneously in one and the same composition. From a
historical perspective it seems that in music, as opposed to the paint-
erly medium, both frames can in fact occur independently. Yet, there
are no musical compositions that are predominantly descriptive, let
alone entirely so, before the emergence of the symphonic poem
towards the mid-nineteenth century. All earlier occurrences of Tonma-
lerei were restricted to isolated pockets within larger compositions,
usually non-narrative ones, as in the cases of musical illustration in
the Baroque age. In instrumental music of the nineteenth and early
twentieth centuries musical description tends to appear in combi-
nation with musical narrativity. Musical descriptions were then
frequently integrated into compositions that attempted to realize a
95
Cf. also Genette 1999, who in his discussion of musical references to, and imita-
tions of, literature does not distinguish between (narrative) “romances sans paroles”
(title of his essay) and “poèmes sans paroles” (116) either.
70 Werner Wolf
96
There is no common agreement on the definition of ‘programme music’. The term
has been applied in a broad sense to all kinds of intensely descriptive extra-musical
references and has thus become similar to ‘symphonic poem’. In a narrower sense the
term is opposed to ‘symphonic poem’ in that it denotes a reference to a literary text
(see Kloiber 1967, who speaks of a “dichterische Vorlage” [‘poetic model’, 1] and
Scruton [2001: 307], who applies it to music following an extra-musical, usually lit-
erary “narrative or descriptive [concept] which [is] essential to the understanding”). If
‘programme music’ is restricted to translating a literary text into music or at least to
referring to it, it becomes an intermedial phenomenon, which can cover the fields of
intermedial transposition and imitative intermedial reference.
97
In verbal art, the same temporal nature does not lead to a confusion, as the seman-
tic surface of a text frequently is enough to differentiate between the two frames.
Description as a Transmedial Mode of Representation 71
98
In literature, the same holds true for lyric poetry, although much of poetry can be
said to render the stream of consciousness of a human agent like stream-of-conscious-
ness fiction, but in the absence of events the content of lyric streams of consciousness
is usually different from that of narrative ones.
72 Werner Wolf
99
Strictly speaking, one could argue that one ought therefore not to use the term ‘to
describe’ for most of musical ‘depiction’; however, ‘description’ is so much a re-
ceived term for the transmedial frame under discussion that it would make little sense
to resort to another term such as ‘depiction’, which in turn could be criticized as a
misleading metaphor, since, again strictly speaking, music does not ‘paint’ either.
Description as a Transmedial Mode of Representation 73
100
As with questions of possible functions of works of art in general, one should,
however, bear in mind that answers in this field tend to be more or less convincing
theses rather than demonstrable (historical) facts.
74 Werner Wolf
101
See also, with reference to the symphonic poem, Altenburg 1998: 157.
102
“[...] a means of giving a basis to the nobility of instrumental music, to the claim
that it is ‘culture’ and not [...] merely ‘pleasurable entertainment’.” [My translation]
103
An idea of the extent to which description has in fact been employed can be de-
rived from Klaus Schneider’s Lexikon Programmusik: Stoffe und Motive (1999), even
though not all of his collection of hetero-referential musical subjects and motives in
programme music is relevant to musical description in the sense used in the present
essay.
76 Werner Wolf
4. Conclusion
104
For the history and pre-history of ‘programme music’ see Altenburg 1997: 1833-
1843, and Scruton 2001: 397-399; for the history and extension of the sub-genre of
the symphonic poem see in addition Macdonald 2001 and Altenburg 1998: 160-167.
It should, however, be noted that ‘programme music’ is not co-extensive with musical
description. Altenburg even goes so far as to claim that Tonmalerei – the most impor-
tant device of descriptive musical hetero-referentiality – is not a necessary part of pro-
gramme music (see 1997: 1827).
105
This variation, however, excludes a degree zero (since there is no perception with-
out the recipient’s cooperation) and 100% (for this would point to an absence or irrel-
evance of an artefact as a stimulus of description).
Description as a Transmedial Mode of Representation 77
106
This, of course, does not imply that, for instance, film – which has not been dis-
cussed in the present essay – owing to its combination of images, words, music and
sound, would not surpass an exclusively verbal medium in terms of descriptive scope.
107
One should, however, repeat that no medium is able to completely abolish such
areas of indeterminacy and that consequently medial comparison can only refer to de-
grees of indeterminacy.
78 Werner Wolf
scriptive at all. One must, however, repeat that this is not to deny a
basic, albeit restricted descriptive potential of music. Obviously, mu-
sic has a natural advantage when it comes to describing realities in
which acoustic phenomena predominate. It is here also that music can
achieve a degree of particularity that is denied to either fiction or the
pictorial medium, while the pictorial medium can obtain a descriptive
precision with reference to visual objects that cannot be paralleled by
either music or literature. An overview of the general descriptive po-
tential of the three media discussed is schematically presented in
Figure 2.
108
It is also revealing that there is no correspondent term ‘Tonerzählung’.
Description as a Transmedial Mode of Representation 79
References
109
An obvious candidate for such further research would be drama which, in spite of
the exceptionally wide range of arts and media covered in this volume, is not repre-
sented by a contribution. The relationship between drama and description as repre-
sented by painting seems to be especially close in the eighteenth-century convention
of ‘freezing’ dramatic narrative action into descriptive ‘tableaus’, in particular at emo-
tional climaxes of sentimental plays. Other possibilities of continuing descriptive
studies from a transmedial point of view into hitherto unexplored media and genres
would be opera, comic strips and possibly also sculpture.
80 Werner Wolf
Ansgar Nünning
While the importance of the concept of description has been widely recognized
since the 1980s, the differences between various kinds of descriptions and the
changing historical functions they have fulfilled have generally been overlooked.
This paper addresses some of the theoretical and typological issues pertaining to
the concept of description, providing a typological classification of different kinds
of descriptions as well as an outline of the functions they can fulfil in fictional
narratives. The first two parts of the paper are devoted to the introduction and
definition of the notion of description and to the discussion of some of the
problems surrounding it. Section three develops a set of categories for the analysis
of, and typological distinction between, different kinds of descriptions. The fourth
section provides a brief historical overview of the functions that descriptions have
fulfilled in British novels from the end of the seventeenth century to the present.
The final section gives a brief summary and suggests that much more work needs
to be done.
The neglect it has suffered from both critical theory and narratology
notwithstanding, description has been one of the constitutive elements
of the ‘rhetoric of fiction’ (sensu W. C. Booth) since the beginnings
of the novel. Moreover, descriptions are an integral component of
everyday narration as well as of anecdotes, urban legends, and a wide
range of literary genres. Many literary narrative texts feature a wide
range of different kinds of description, which have as yet not been
properly distinguished, mapped, and analyzed. Most readers are likely
to intuitively recognize and identify instances of description, ascrib-
ing their descriptive quality to features typically associated with the
text-type designated description: “an anonymous observer, almost no
verbs of action, predicates of state, present tense, a constructed simul-
taneity” (Ronen 1997: 274). Given the fact that one could produce an
endless list of quotations of descriptions, it is striking that narrative
theory has accorded only comparatively little attention to these
features of narratives, despite their ubiquity in novels, short stories,
92 Ansgar Nünning
1
Cf. Chatman (1990: 38-55), who has devoted one chapter (tellingly entitled “De-
scription Is No Textual Handmaiden”) to the phenomenon, as well as Fludernik’s
concise, but pioneering observations (Fludernik 1996: 150f., 293, 329, 348). See also
the titles listed in the bibliography below.
2
Cf. e. g. the typologies offered by Lodge (1977) and Bal (1981-1982).
3
For one of the few exceptions to this rule, cf. Ibsch (1982), who was one of the
first theorists to reflect on the functions of descriptions.
Towards a Typology, Poetics and History of Description in Fiction 93
summary and a brief look at some of the points that future research
might explore will complete this article (section 5).
4
See the titles listed in the bibliography. For short definitions of the term, cf.
Prince (1987: 19), Nünning (1998/2004: 60), and Pflugmacher (2005: 101-102).
5
Cf. e. g. Hamon (1972: 465): “Le lecteur reconnaît et identifie sans hésiter une de-
scription.” Bal (1981-1982: 105): “We recognize them [descriptions] intuitively.”
94 Ansgar Nünning
6
See e. g. Genette (1969), Hamon (1972, 1982), Bal (1981-1982), and Mosher
(1991).
7
See e. g. Kittay (1981), Sternberg (1981), Mosher (1991), and Ronen (1997).
Only few theorists have gone so far as Ronen, however, who argues that “the opposi-
tion description-narrative […] should be given up” (ibid.: 284).
Towards a Typology, Poetics and History of Description in Fiction 95
words. The descriptive system is a network of words associated with one another
around a kernel word, in accordance with the sememe of that nucleus. Each com-
ponent of the system functions as a metonym of the nucleus. So strong are these
relationships that any such metonym can serve as a metaphor for the ensemble,
and at any point in the text where the system is made implicit, the reader can fill
in gaps in an orderly way and reconstitute the whole representation from that
metonym in conformity with the grammar of the pertinent stereotypes. (Riffaterre
1978: 39-40)
Due to the metonymic logic of descriptive systems, descriptions of
places, persons, and objects inevitably cue readers to activate the
appropriate real-world contextual frames8. From the point of view of
the dynamics of the reading process, descriptions do not represent
givens but constructs, relying on a wide range of inferences by the
reader9. The way in which readers fill in gaps very much depends on
the coherence implied in, or provided by, frames, schemata, and other
prefabricated codes (e. g. clichés, commonplaces, stereotypes), i. e. on
cognitive “knowledge representations that store specific configura-
tions” (Herman 2002: 270) of, e. g., places, objects, or participants in
a given situation. These frames and knowledge representations not
only shape the ways in which readers actualize and concretize de-
scriptive objects in analogy to the respective real-life phenomena,
they also constrain the ways in which a description can be plausibly
naturalized. Evelyn Cobley has succinctly summarized what is in-
volved here:
On the most basic level […], the verbal description takes its organization first of
all from the ways in which objects are organized in the real world. This referential
motivation imposes an order on description that appears to be natural and
inevitable. […] description models itself on principles of coherence that have
already been organized by our culture. […] Every description thus appeals more
or less explicitly to orders of knowledge that organize our everyday world.
(Cobley 1986: 401-402)
In addition to these referential constraints, however, there are also
other codes and conventions which influence the selection of descrip-
tive elements, the overall coherence of a description, and the ways in
which readers fill in gaps and naturalize descriptions. One of these
8
For the notion of ‘contextual frames’, cf. Emmott (1997). For detailed investiga-
tions of naturalizing strategies, cf. Fludernik (1996), Herman (2002) and Bortolussi/
Dixon (2003).
9
Cf. Sternberg (1981: 73): “As such, action and description form not givens but
inferences, constructs”. Cf. also Herman (2002: 265f., 269f., 297f.) and Bortolussi/
Dixon (2003: 186-190).
Towards a Typology, Poetics and History of Description in Fiction 97
The reader will be able to picture the scene if he throws his mind back to de-
scriptions he has read of the sort of thing that used to go on in those salons of the
eighteenth century. (Wodehouse 1952/1957: 191)
The blue costume, the greasy hair, are details, signs of moderate realism. Supply
the particulars, allow the significations to emerge of themselves. A procedure
pioneered by Daniel Defoe. (Coetzee 2003/2004: 4)
As these two examples underscore, textual data and the reader’s
world-knowledge always interact in the reading process. A writer can
give a detailed view of a place, scene or character by listing as many
descriptive elements as s/he deems necessary or appropriate, a proce-
dure pioneered by Defoe and Richardson and brought to perfection by
the great tradition of realist novelists in the nineteenth century. But
s/he can just as well dispense with providing the particulars of the ob-
ject of description, relying on the internal logic of descriptive systems
and the reader’s memory and merely cueing the reader to activate the
appropriate contextual frames. By appealing to the reader to complete
the picture and work it out for him- or herself, novelists like
Wodehouse and Coetzee foreground both “the arbitrary process of se-
lection and arrangement which descriptions usually try to conceal”
(Cobley 1986: 400) and the processes involved in the reader’s con-
cretization of described objects and in the concomitant construction of
mental representations.
One can therefore posit a graded scale between the poles of
bottom-up, data-driven description on the one hand and top-down,
frame-driven descriptions on the other. The type designated as
bottom-up, data-driven description is characterized by a plenitude of
details and descriptive elements about the object in question. By con-
trast, top-down, frame-driven descriptions rely much more heavily on
the metonymic logic of descriptive systems and contextual frames,
merely cueing readers to activate the appropriate contextual frames by
providing only so much information about the phenomenon in ques-
tion as to enable readers to identify the respective real-life object.
Theories of description should therefore be reconceptualized in a cog-
nitive and pragmatic framework that takes into consideration both the
world-model and knowledge in the mind of the reader and the inter-
play between textual and extratextual information.
One of the main problems of most of the theories of, and research
on, description currently available is that they tend to be mostly con-
cerned with description in general, i. e. with “the text-type Descrip-
tion” (Chatman 1990: 30), rather than with the actual plethora of
100 Ansgar Nünning
10
For the use of the technical term ‘descriptor’, cf. Wolf (2005: 19, 21).
Towards a Typology, Poetics and History of Description in Fiction 103
11
For a discussion of some aspects on the stylistic level, cf. Lopes (1995: 20-22),
who gives a brief overview of the aspects that can be analyzed on this level and to
whom I am indebted for the distinction between the stylistic, discursive and functional
levels of inquiry.
Towards a Typology, Poetics and History of Description in Fiction 105
12
For a detailed analysis of this issue, cf. Bal (1982).
13
Cf. Wolf (1993: 239-247), who refers to these structurally defined forms as ‘con-
textually determined types of explicit metafiction’ and who differentiates between
various types of metafictional comments, which will be adapted and modified in the
following.
106 Ansgar Nünning
14
Cf. e. g. Sternberg (1981: 73) and Chatman (1990: 23).
108 Ansgar Nünning
points here are the thematic breadth of references and the question
of in how detailed a manner the respective objects are described.
Selective types are characterized by their limitation to one or just a
few significant details. In contrast to this, comprehensive or
detailed descriptions attempt to identify and enumerate the largest
possible spectrum of properties of the place, object or character to
be described.
A second content-related criterion is the question of which
level or aspect of a narrative descriptions refer to. In this context,
one can differentiate between story-oriented and discourse-ori-
ented description. In the case of the story-oriented variety, descrip-
tions focus on phenomena of the narrated story. Conversely,
discourse-oriented description can be found in those comments
which refer to phenomena on the level of narrative transmission,
including descriptions of the narrator, the narratee, and aspects of
the narrative process. On the basis of this criterion, one can distin-
guish between speaker-oriented or expressive types of description,
and reader-oriented or appellative varieties. Whereas in the case of
expressive forms (which can be found aplenty in Henry Fielding’s
novels) such self-reflexive comments refer primarily to the nar-
rator, phatic and appellative varieties focus on keeping the appella-
tive channel up or on addressing or describing the narratee, respec-
tively. Countless examples of reader-oriented or appellative forms
of description can be found in Laurence Sterne’s Tristram Shandy
(1759-67) and Stevie Smith’s Novel on Yellow Paper (1936).
Third, another content-related distinction can be made between
intratextual and intertextual or intermedial description, depending
on whether a descriptive remark refers to other elements of the
same text or to other texts. Though descriptions typically refer to
phenomena of the text in which they occur, there is no need why
this should be so. As the plethora of examples of ekphrasis, for
instance, serves to illustrate, they can just as well describe objects
that do not play a central role in the novel of which they are a part.
A fourth content-related distinction can be made on the basis of
varying degrees of self-reflexivity with which descriptions are
given. This can serve to distinguish between unselfconscious and
self-reflexive forms of description. Although descriptions gener-
ally tend to result in momentary digressions from the narrated
story, both the degree of digression and the degree of self-
consciousness with which the latter is thematized or foregrounded
Towards a Typology, Poetics and History of Description in Fiction 111
15
As far as I know, this criterion was introduced by Lanser (1981: 178), who refers
to this scale as the “axis of self-confidence”, with “confidence” and “uncertainty” as
its poles.
112 Ansgar Nünning
16
Cf. Genette (1966: 156-157), who distinguishes between ‘ornamental description’
and ‘significative description’.
Towards a Typology, Poetics and History of Description in Fiction 115
II. Linguistic and stylistic types Linguistic and stylistic form with
of description which a description is rendered
5. explicit vs. implicit description degree of linguistic explicitness
6. metaphoric vs. non-metaphoric stylistic form in which description is
description realized
III. Structural types of description Quantitative and qualitative relation-
ship of descriptive and non-descriptive
parts of the text and syntagmatic inte-
gration of descriptions in the narrated
story
7. marginal vs. central description position of the descriptive segment in a
novel
8. set/block vs. distributed description concentration/dissemination of descrip-
tive segments
9. brief vs. extensive description frequency and extent of descriptions
compared to the narrated story
10. integrated vs. isolated description degree of integration of a given descrip-
tion in, or isolation from, the narrated
story
11. motivated vs. unmotivated degree to which the action or the dis-
description course itself provide a plausible reason
for the description
IV. Content-related types of The ‘object’ of descriptive segments
description
12. selective vs. comprehensive scope of descriptive references and de-
description tails
13. story-oriented vs. discourse-oriented level and aspect of a narrative that de-
description as well as expressive and scriptions dominantly refer to
appellative kinds of description
14. intratextual vs. intertextual or the question if descriptive expressions
intermedial description characterize a narrative as belonging to a
genre or text type
15. unselfconscious vs. degree and extent of self-reflexivity with
self-reflexive/foregrounded meta- which a description is given
description
16. affirmative vs. undermining descriptor’s assessment of his/her de-
description scriptive competence and self-confi-
dence
116 Ansgar Nünning
17
Generally, one can assume that claims about the potential effects and functions of
narrative strategies are only hypotheses projected by the reader; cf. the seminal con-
tribution by Sommer (2000); on the functions of literature see also Gymnich/
Nünning, eds. (2005).
Towards a Typology, Poetics and History of Description in Fiction 117
with the enhancement of the aesthetic illusion, there have been hardly
any studies concerning the functions of descriptions.
Before the most important changes in the uses of description in the
English novel are sketched from the vantage point of their historically
variable functions18, let us briefly look at those functions that have
been identified as being typical of descriptions. According to Wolf
(see his contribution to this volume: 15), the descriptive serves three
main functions in everyday discourse: first, it refers to a phenomenon,
permitting its identification through the attribution of certain quali-
ties; second, it provides a representation that permits others to imag-
ine or re-experience this phenomenon; third, it serves to provide facts
about this phenomenon rather than interpretations. Wolf also observes
that while the first two functions, i. e. identification and representa-
tion, are as relevant to aesthetic descriptions in literature as to every-
day communication, the question of whether descriptions in literature
also provide more or less objective facts about the fictional world
rather than interpretations thereof is a lot more intricate. Whereas the
majority of theorists have either not been much concerned with this
issue or argued that descriptions are mainly a means of providing
information about the existents of the storyworld, implicitly conceptu-
alizing description “as narrative’s neat meaning-less opposite” (Ronen
1997: 280), Michael Riffaterre (1981: 125) holds a much more radical
position, arguing that the primary purpose of a description “is not to
offer a representation, but to dictate an interpretation”. Rather than
opting for one of these positions or coming up with another such
generalizing observation, it might be more fruitful to explore the
various functions that different kinds of description can fulfil.
In addition to the basic functions discussed by Wolf, narrative
theorists have also assigned several other functions to descriptions in
literature. These include, for instance, “characterization, prediction
[…], delay, development of theme […], parody […] and even self-
contradiction” (Mosher 1991: 425). Description typically “situates
characters and action in real surroundings […] and also creates an
atmosphere” (ibid.: 427) that often prepares the reader for a key
theme. In addition to providing background information and atmos-
18
It is obvious that the scope of possible functions is not limited to those mentioned
here. For instance, descriptions can serve as a signal of narratorial unreliability (cf. A.
Nünning et al. 1998), particularly in the case of undermining description (e. g. the
example of McGrath’s The Grotesque referred to above).
118 Ansgar Nünning
19
Cf. Carlisle (1981: 181): “The narrator does not announce his understanding of a
character; he introduces himself to the reader, creates a bond between himself and his
listener, and only then rouses the reader to the activities that must issue in the discov-
ery of the character’s appeal.”
120 Ansgar Nünning
20
For a more detailed discussion, cf. A. Nünning (1989: 147-175, 242-265).
Towards a Typology, Poetics and History of Description in Fiction 121
Adam Bede, tellingly entitled “In Which the Story Pauses a Little”,
being probably one of the most noteworthy examples. The narrator’s
reflections about “this rare, precious quality of truthfulness that I de-
light in many Dutch paintings” (Eliot 1980: 223) provide a lot of
insight into the nature, quality and functions of the kind of description
that one finds in Eliot’s novels as well as in the works of many other
Victorian novelists (e. g. Dickens, Trollope and Hardy). The implied
poetological purpose of detailed and extended descriptions becomes
especially prominent in English novels influenced by the French
school of naturalism, in which detailed descriptions of the characters’
living standards and social and cultural milieu serve as a means of
explaining their dispositions and behaviours21. Both the realist and the
naturalist novel were “committed in a new way to the representation
of particulars, in character, scene, and environment” (Ronen 1997:
283), and to functionalizing such descriptions as a means of explain-
ing the characters and their actions.
The distinction between externally and internally focalized types
of descriptions allows us to identify one of the most significant
changes that occurred in respect of their forms and functions in the
Victorian fin de siècle, though there are, of course, a number of
important forerunners like Aphra Behn and Jane Austen22. In nine-
teenth-century realist novels most of the descriptions tend to be given
by an overt narrator who provides reliable information about the
properties of places, characters, and objects from an external, omnis-
cient point of view. In modernist fiction, by contrast, internally focal-
ized descriptions predominate (cf. Wolf in this volume: 29). One of
the concomitant effects is that the degree of objectivity that we as-
sociate with externally focalized descriptions decreases. The follow-
ing two examples from Oscar Wilde’s The Picture of Dorian Gray
and Virginia Woolf’s Mrs Dalloway, in which the settings and atmos-
pheres are described through the eyes of an observer sitting in a
hansom and from the point of view of the female protagonist respec-
tively, may serve to illustrate the subjective quality that distinguishes
the effects and functions of internally focalized description from its
externally focalized counterpart:
21
Cf. e. g. Wolf’s contribution to this volume: 60.
22
Cf. Fludernik (1996: 150), who observes that „Behn’s descriptions are frequently
subjective rather than objective, rendering the characters’ mutual perception of one
another’s qualities”.
122 Ansgar Nünning
Lying back in the hansom, with his hat pulled over his forehead, Dorian Gray
watched with listless eyes the sordid shame of the great city […] The moon hung
low in the sky like a yellow skull. From time to time a huge misshapen cloud
stretched a long arm across and hid it. The gas-lamps grew fewer, and the streets
more narrow and gloomy. Once the man lost his way, and had to drive back half a
mile. A steam rose from the horse as it splashed up the puddles. The side-win-
dows of the hansom were clogged with a grey-flannel mist. (Wilde 1982: 184)
And then, thought Clarissa Dalloway, what a morning – fresh as if issued to chil-
dren on a beach.
What a lark! What a plunge! For so it had always seemed to her when, with a
little squeak of the hinges, which she could hear now, she had burst open the
French windows and plunged at Bourton into the open air. How fresh, how calm,
stiller than this of course, the air was in the early morning; like the flap of a wave;
the kiss of a wave; chill and sharp and yet (for a girl of eighteen as she then was)
solemn, feeling as she did, standing there at the open window, that something
awful was about to happen; looking at the flowers, at the trees with the smoke
winding off them and the rooks rising, falling. (Woolf 1947: 5)
As these examples serve to underscore, the ubiquity of externally
focalized descriptions since the beginnings of the novel (if not as far
back as since the beginning of narration itself), which are one of the
hallmarks of the realist novel, tends to decline in modernism. This is
due to modernism’s ideal of narratorial objectivity and non-interfer-
ence (as opposed to character-centred subjectivity) and the preference
of a ‘dramatic’ or ‘scenic’ mode of narration, ideals that can be traced
back to Friedrich Spielhagen’s, Henry James’s, and Percy Lubbock’s
normative theories of the novel (cf. also Wolf 1993: 654). As a result,
in the consciousness novel description starts “to turn subjective, ren-
dering characters’ perceptions rather than mere quasi-objective back-
ground information” (Fludernik 1996: 151).
Numerous English novels from the second half of the twentieth
century demonstrate that descriptions can also fulfil metafictional
functions and that they can serve as an instrument of destroying the
diegetic illusion. One early but typical example is the game played by
the authorial narrator with the fictitious (and real) addressee in B. S.
Johnson’s Christie Malry’s Own Double Entry. The following two
metanarrative and metadescriptive narratorial asides show how
closely description and metafiction are connected in this novel:
For the following passage it seems to me necessary to attempt transcursion into
Christie’s mind; an illusion of transcursion, that is, of course, since you know
only too well in whose mind it all really takes place. (Johnson 1984: 23)
An attempt should be made to characterise Christie’s appearance. I do so with dif-
fidence, in the knowledge that such physical descriptions are rarely of value in a
Towards a Typology, Poetics and History of Description in Fiction 123
novel. It is one of the limitations; and there are so many others. Many readers, I
should not be surprised to learn if appropriate evidence were capable of being re-
searched, do not read such descriptions at all, but skip to the next dialogue or
more readily assimilable section. Again, I have often read and heard said, many
readers apparently prefer to imagine the characters for themselves. That is what
draws them to the novel, that it stimulates their imagination! Imagining my char-
acters, indeed! Investing them with characteristics quite unknown to me, or even
at variance with such descriptions as I have given! (Ibid.: 51)
Christie is therefore an average shape, height, weight, build, and colour. Make
him what you will: probably in the image of yourself. (Ibid.: 51)
In many contemporary and postmodern novels – e. g. Salman Rush-
die’s Midnight’s Children (1981) or J. M. Coetzee’s novel Elizabeth
Costello (2003) – descriptions and metadescriptions are also partially
functionalized in such a metafictional way23. By foregrounding both
the conventions inherent in realist modes of description and the
reader’s share in the act of concretization, such metadescriptions not
only lay bare the artificiality and contingency of each and every
description, they also illuminate some of theoretical issues that the
contributions to the present volume set out to explore.
Despite the fragmentary character of this sketch of the various and
historically changing functions descriptions might fulfil, it should
have become clear that, depending on the kind of description we are
dealing with, different functions are dominant in each individual case.
As narrative language is polyfunctional, one can generally assume
that there are variable dominance relations between the different
functions and that they can overlap, intensify or relativize each other.
This survey moreover highlights that not only the forms, but also, and
especially, the functions of description are as much subject to
historical variability as other narrative modes and strategies.
23
Cf. Lopes (1995: ch. 6) for a pioneering analysis of the use of self-reflexive de-
scriptions as “a metatextual/metadescriptive device pointing to its own limits and
possibilities” (ibid.: 5).
124 Ansgar Nünning
24
Cf. Cobley’s (1986: 395) summary of the state of art, which arguably still holds
true, the more so because none of the extant contributions to the theory of description
has even attempted to integrate the insights provided by cognitive narratology, psy-
chonarratology, and possible-worlds theory: “Discussions of description are still in a
tentative phase, and no exhaustive or completely satisfactory theory has been ad-
vanced.”
Towards a Typology, Poetics and History of Description in Fiction 125
References
Primary sources
Coetzee, J. M. (2003/2004). Elizabeth Costello: Eight Lessons. Har-
mondsworth: Penguin.
Eliot, George (1980 [1859]). Adam Bede. Stephen Gill, ed. Har-
mondsworth: Penguin.
Johnson, Bryan Stanley (1984 [1973]). Christie Malry’s Own Double
Entry. Harmondsworth: Penguin.
McGrath, Patrick (1990 [1989]). The Grotesque: A Novel. Harmonds-
worth: Penguin.
Thackeray, William Makepeace (1967 [1847-1848]). Vanity Fair: A
Novel without a Hero. London: Pan.
Trollope, Anthony (1975 [1857]). Barchester Towers. London: Dent.
Wilde, Oscar (1982 [1891]). The Picture of Dorian Gray. Isobel
Murray, ed. Oxford: Oxford UP.
Wodehouse, P. G. (1957/1952). Pigs Have Wings. Harmondsworth:
Penguin.
25
For pioneering work in the field of a diachronic narratology, see Fludernik (1996)
as well as Fludernik’s more recent articles.
126 Ansgar Nünning
Secondary sources
Bal, Mieke (1981-1982). “On Meanings and Descriptions”. Studies in
Twentieth-Century Literature 6/1-2: 100-147.
Barthes, Roland (1968). “L’effet de réel”. Communications 11: 84-89.
— (1982). “The Reality Effect”. Tzvetan Todorov, ed. French Lit-
erary Theory Today. Cambridge: Cambridge UP. 11-17.
Bonheim, Helmut (1982). The Narrative Modes: Techniques of the
Short Story. Cambridge: Brewer.
— (1990). Literary Systematics. Cambridge: Brewer.
Bortolussi, Marisa, Peter Dixon (2003). Psychonarratology: Founda-
tions for the Empirical Study of Literary Response. Cambridge:
Cambridge UP.
Carlisle, Janice (1981). The Sense of an Audience: Dickens,
Thackeray, and George Eliot at Mid-Century. Brighton: The
Harvester Press.
Chatman, Seymour (1990). Coming to Terms: The Rhetoric of Nar-
rative in Fiction and Film. Ithaca, NY: Cornell UP.
Cobley, Evelyn (1986). “Description in Realist Discourse: The War
Novel”. Style 20/3: 395-410.
Emmott, Catherine (1997). Narrative Comprehension: A Discourse
Perspective. Oxford: Clarendon Press.
Fludernik, Monika (1996). Towards a ‘Natural’ Narratology.
London/New York, NY: Routledge.
Genette, Gérard (1966). “Frontières du récit”. Communications 8:
152-172.
— (1969). Figures II. Essais. Paris: Seuils.
Gymnich, Marion, Ansgar Nünning, eds. (2005). Funktionen von
Literatur: Theoretische Grundlagen und Modellinterpretationen.
Trier: Wissenschaftlicher Verlag Trier.
Hamon, Philippe (1972). “Qu’est-ce qu’une description?”. Poétique
12: 465-485.
— (1982). “What is a Description?” Tzvetan Todorov, ed. French
Literary Theory Today. Cambridge: Cambridge UP. 147-178.
Herman, David (2002). Story Logic: Problems and Possibilities of
Narrative. Lincoln, NE/London: University of Nebraska Press.
Ibsch, Elrud (1982). “Historical Changes of the Function of Spatial
Description in Literary Texts”. Poetics Today 3-4: 97-113.
Towards a Typology, Poetics and History of Description in Fiction 127
Walter Bernhart
1
This and all subsequent translations from German are my own. “Bei Theokrit und
Virgil sind solche Schilderungen [topothésia / topográphia] nur inszenierende
Staffage für pastorale Dichtung. Sie werden aber bald losgelöst und zum Gegenstand
rhetorisierender Beschreibung gemacht.” (Curtius 1965: 202)
Functions of Description in Poetry 131
2
A parallel can be drawn to early forms of landscape painting which, in contrast to
later developments, do not yet enter into a vivid interaction with the main subject of
the painting, as is demonstrated, for example, by Götz Pochat’s reflections on Giotto’s
innovative “Flight into Egypt” (in this volume: 274f.).
3
“[...] pathetische[s] Darstellungsmittel”; “Teil der Affektbehandlung” (Plett 1975:
44).
4
“[Das] Prinzip der rhetorischen Enargeia [basiert auf der] Ausbeutung
epideiktischer Redemittel (descriptio, amplificatio, digressio) ” (ibid.: 111).
5
“[...] die sinnliche evidentia einer durch konkrete Details (circumstantiae) an-
schaulich gestalteten Beschreibung” (ibid.: 135).
132 Walter Bernhart
6
Qtd. Plett 2000: 209. English translation:
‘Alas! and woe!
Murder! Clamour! Misery! Anxiety! Cross! Torment! Worms! Plagues!
Pitch! Torture! Hangman! Flame! Stench! Ghosts! Chill! Quail!
Alas decay!
Depth and height!
Sea! Hills! Mountains! Rock! Who can bear the pain?
[…]’
7
“[…] eine anschauliche Beschreibung (descriptio, ekphrasis) eines Schreckens-
ortes (locus terribilis) in einer Fülle (copia) topographischer Details” (ibid.: 210).
Functions of Description in Poetry 133
8
“[Enargeia] ist nicht identisch mit der schmucklosen perspicuitas […], welche
die Darstellung einer niedrigen Inventio kennzeichnet, aber auch nicht mit der gekün-
stelten affectatio, der manche hohe ‚Erfindung’ zum Opfer fällt [...]. Die ‚enargeti-
sche’ Darstellung wird mit einem Gemälde verglichen, das ‚motion, spirit and life’
besitzt.” (Plett 1975: 135)
134 Walter Bernhart
9
“[...] dass die Energeia eher die Dynamisierung des Stils durch pathetisch-
anschauliche Verlebendigung der Darstellung, die Enargeia hingegen eher die sinn-
liche Evidenz einer detaillierten Beschreibung bezeichnet.” (Plett 1975: 183)
10
“Diskriminierung von anschaulichem Bildstil (enargeia) und dynamischem Bewe-
gungsstil (energeia)” (ibid.: 187).
Functions of Description in Poetry 135
ing the beauty of the idealized beloved lady by describing the attrac-
tive details of her appearance and behaviour. As is well-known, it was
standard practice to describe admiringly the lady’s sun-like eyes, her
coral lips, snowy breasts, fair hair, rosy cheeks, her musical speech
etc. What we find in this sonnet, however, is a far more realistic view
of the lady, e. g.: “And in some perfumes is there more delight / Than
in the breath that from my mistress reeks” (ll. 7-8; “reeks”, inciden-
tally, is here used without the modern negative connotation). Yet, as
the final couplet demonstrates, the speaker does not give up one of the
most fundamental functions of description in poetry, namely to
acclaim and praise the lady. In fact, his praise is higher than conven-
tional praise is because he takes her as a real woman and does not
simply apply mechanically the standard favourable attributes. But the
effectiveness of the realistic description of the woman would be miss-
ing if Shakespeare had not been able to go back to the descriptive
practice of the Petrarchist topoi.
Robert Herrick’s “Delight in Disorder” is one of the great achieve-
ments of seventeenth-century Cavalier poetry, which stood in the neo-
classical tradition and favoured elegant writing with the purpose of
propagating a carpe-diem attitude.
Robert Herrick (1591 – 1674), “Delight in Disorder” (1648)
A sweet disorder in the dress
Kindles in clothes a wantonness;
A lawn about the shoulders thrown
Into a fine distraction;
An erring lace, which here and there 5
Enthrals the crimson stomacher;
A cuff neglectful, and thereby
Ribands to flow confusedly;
A winning wave, deserving note,
In the tempestuous petticoat; 10
A careless shoe-string, in whose tie
I see a wild civility:
Do more bewitch me, than when art
Is too precise in every part.
(Herrick: online)
(l. 13) because her dress is not in perfect order, as a traditional praise
would have it. So the praise is obviously there, but again with a more
realistic, unconventional touch. Yet this unusual idea does not at all
exhaust the poem. Its title, in conjunction with the final couplet,
makes an obvious additional statement of a more abstract nature: it
expresses an aesthetic maxim, namely that art is most convincing
when it combines order with disorder. (There should be ‘precision’ –
according to the last line – but not too much of it.) This prefigures
ideas of twentieth-century modernist ‘deviation aesthetics’. (Inciden-
tally, the phrase “too precise” in the last line has another fine, topical
reference: seventeenth-century Puritans were attacked for their “too
precise” reading of the Bible, and Herrick, as a Royalist Cavalier,
clearly took side against them in the Civil War situation of the 1640s.)
However, a close reading of the poem will reveal that it has yet
another dimension. For the use of adjectives in conjunction with the
parts of the dress described is quite unusual. After all, can a “lace”
really be “erring”, or a “cuff” be “neglectful”, or a “petticoat” be
“tempestuous”? These adjectives refer far more appropriately to hu-
man beings than to objects and, thus, metonymically, to the wearer of
the dress than to the dress itself. So it is easy to see that the poem, on
a further level, not only describes the ideal dress of the woman but at
the same time tells her what the speaker expects of her behaviour,
namely, that she should be “erring”, “neglectful”, “careless” and
“tempestuous”. In other words, the particular description in this poem
is also used as a means of encouraging the woman to give in to the
speaker’s amorous advances. Thus, the poem takes up – in disguise –
the topoi of ‘invitation to love’ and of carpe diem and uses the topos
of describing a woman’s beauty (however unconventionally so in this
case) for that purpose. This poem neatly demonstrates what has been
said before, that poetic description in most cases follows “another
governing intention” (as quoted above) beyond the mere enumeration
of observed details. In the particular case of Herrick’s descriptive
poem “Delight in Disorder” we find a love poem in disguise, with an
additional (didactic) purpose of making a statement about art, and
with a hidden political reference.
Turning to landscape description, the second frequent area of de-
scriptions mentioned, I have chosen Pope’s “Windsor-Forest” because
it is not only one of the most successful topographical poems in the
English language, but also because it well demonstrates important
functions of description in traditional landscape poetry. It is one of
138 Walter Bernhart
And Addison:
But this kind of poetry [i. e., Virgil’s Georgics] […] raises in our minds a pleas-
ing variety of scenes and landscapes, whilst it teaches us; and makes the driest of
its precepts look like a description […] to suggest a truth indirectly, and without
giving us a full and open view of it, […] lead the imagination into all the parts
that lie concealed. (Addison in “Dryden’s Virgil”, 1698; qtd. ibid.: 135)
Again, Addison sees description as surpassing the teaching of ‘dry
precepts’. The emphasis on the indirectness of moral and political
instruction in both passages underlines the observation that the de-
scriptive process is not seen independently from any additional mean-
ings it may generate analogically. The idea of a fusion of description
and concomitant reflective (in this case didactic) meaning touches on
a central concern of lyric expressiveness and stresses the fact –
already twice referred to before – that activities, descriptive of
empirical observation, are never an end in themselves but always
serve a purpose beyond. This situation can be seen as a defining quali-
ty of lyric manifestations, as I have elaborated on elsewhere (cf.
Bernhart 1993b) and to which I shall come back later.
With the rise of Romanticism in the eighteenth century the fusion
just addressed gains in intensity, and the sphere of experience re-
flected in poetic descriptions becomes more personal and subjective.
Nature descriptions no longer mirror in an analogous way such
conditions as are referred to by the speaker for – ultimately, and in the
wider sense – moral purposes: nature now becomes a sphere onto
which inner feelings and emotional conditions of the speaker can be
projected, and what is actually observed in nature loses in importance
over what the natural sight triggers in the perceptive poetic mind. In
Romantic nature poetry, “the emotions, which would otherwise be
aroused by the mental apprehension of the d.[escriptive] details, are
directly expressed in wholly subjective terms. Only passing references
Functions of Description in Poetry 141
Pound’s own, very telling story about the genesis of this little gem11
makes a few points of interest in our context. Pound points out that he
had a strong impression of faces when he once got out of a metro
station, and he calls this impression his “metro emotion”. The context
clarifies that he is not talking about any personal emotion but about a
strong sense of beauty that stimulates him to give it expression. Yet
he finds it impossible to give this experience expression in words, but
more so in colours, and he wishes to develop a separate, new “‘non-
representative’” “language in colour” to express such experiences.
Being a poet, he after all sits down to write about his experience, at
first it is a poem of thirty lines, but then – as it lacks intensity – he
radically reduces it and ends up with the famous two lines. These
lines appear to be “meaningless” to him but obviously form an equiv-
alent to his original idea of expressing himself in a “language in
colour”. The point of Pound’s argument seems to be that he wanted to
11
“Three years ago in Paris I got out of a ‘metro’ train at La Concorde, and saw
suddenly a beautiful face, and then another and another, and then a beautiful child's
face, and then another beautiful woman, and I tried all that day to find words for what
this had meant to me, and I could not find any words that seemed to me worthy, or as
lovely as that sudden emotion. And that evening, as I went home along the Rue
Raynouard, I was still trying, and I found, suddenly, the expression. I do not mean
that I found words, but there came an equation ... not in speech, but in little spotches
of colour. It was just that – […]. But it was a word, the beginning, for me, of a lan-
guage in colour. […] That evening, in the Rue Raynouard, I realised quite vividly that
if I were a painter, or if I had, often, that kind of emotion, or even if I had the energy
to get paints and brushes and keep at it, I might found a new school of painting, of
‘non-representative’ painting […]. The 'one image poem' is a form of super-position,
that is to say it is one idea set on top of another. I found it useful in getting out of the
impasse in which I had been left by my metro emotion. I wrote a thirty-line poem, and
destroyed it because it was what we call work 'of second intensity.' Six months later I
made a poem half that length; a year later I made the following hokku-like [sic]
sentence:
‘The apparition of these faces in the crowd:
Petals, on a wet, black bough.’
I dare say it is meaningless unless one has drifted into a certain vein of thought. In a
poem of this sort one is trying to record the precise instant when a thing outward and
objective transforms itself, or darts into a thing inward and subjective.” (Pound 1914)
146 Walter Bernhart
12
This is a typical attempt at interpretation: “The wheelbarrow is one of the simplest
machines, combining in its form the wheel and the inclined plane, two of the five
simple machines known to Archimedes.” (Ahearn 1994: 3)
148 Walter Bernhart
giving the reader/viewer time to establish and develop the image and
the emotion. So even extremely text-centred modernist works acquire
their descriptive quality only in the pragmatic context.
References
Arno Heller
1. Introduction
equation of the New World’s ‘Virgin Land’ with the national spirit
has never been as uncontroversial as one might expect. From the very
beginning there has also existed a strange discrepancy between idea
and reality. Although wild nature and the ‘wilderness experience’
served as a kind of mythic vision the concrete reality of American life
has always been running counter to it. A utilitarian, sometimes even
hostile attitude towards wild nature dominated public opinion in the
U. S. for a long time. It goes as far back as the Puritans in the 17th
century, who spoke of America as a “hideous and desolate wilder-
ness”, an “evil place of untractable land inhabited by wild beasts and
heathen savages” (Bradford 1952: 62). A pervasive fear that the vast
continent, inhabited by pagan savages, wild animals, witches and
demons of all sorts would eventually swallow up the intruders from
the Old World haunted the Puritan imagination. To the Puritan mind
wilderness was something that had to be subdued in the name of God,
a dismal stage to be overcome on the way to the New Jerusalem. It is
not by coincidence that one of the earliest novels written in America,
Charles Brockden Brown’s Edgar Huntly (1799), transplants elements
of English Gothic literature into the American wilderness.
In the 19th century the will to conquer the wild continent and its
vast open spaces in the name of ‘Manifest Destiny’, to tame the wil-
derness and to push civilization west to the shores of the Pacific was
the driving force behind the Westward Expansion (cf. Smith 1950:
123-132). To the American frontiersmen, pioneers and early settlers
wilderness was an opponent that had to be defeated by axe and plow
and subjected to useful purposes in the name of progress. As Roderick
Nash observes in his book Wilderness and the American Mind (1973),
“the driving impulse was always to carve a garden from the wilds; to
make an island of spiritual light in the surrounding darkness” (Nash
1973: 35). It is not surprising, therefore, that the ‘wilderness idea’
dominating so much of American nature writing did not originate in
the untouched wild regions of the West but in the cities and cultural
centers on the East coast (cf. Nash 1973: 44-66). The rise of Romanti-
cism and Transcendentalism from the 1830s onwards gave the deci-
sive impulses to the concept of the wild as a source of spiritual and
aesthetic values. It was a high-cultural and urban phenomenon cele-
brated by a relatively small and privileged intellectual elite, which
largely imported it from English, French and German Romanticism.
Only towards the end of the 19th century, when the opening up of the
West was completed, the Indians ‘pacified’, and the frontier closed,
156 Arno Heller
did the Romantic preference for wild nature and landscape reach the
mass audiences.
The landscape painters of the so-called Hudson River School gave
the wilderness idea its first visual and artistic expressions. They
painted ‘sublime’ landscapes, untouched by man, usually perceived
from the perspective of tiny human observers hovering on their edges.
Thomas Cole’s famous painting “The Oxbow” (1836), a classic in
American art history, pictorially narrates the clash between the ad-
vancing civilization and wilderness in an exemplary way (see Illustra-
tion 1).
The viewer looks down into a broad fertile valley with a majestic
river meandering in the sunlight. It forms a strong contrast to a section
of untouched wilderness on the left side of the picture – the top of a
ridge, with splintered tree trunks and storm clouds. In between we
hardly realize the tiny presence of the artist himself. Paintings of this
kind – Asher Durand’s “Kindred Spirits” is another example – were
soon followed by the grandiose landscape canvasses of Frederick E.
Church, Albert Bierstadt or Thomas Moran. Paintings such as
Church’s “Niagara” (1857), Bierstadt’s “The Rocky Mountains”
(1863), or Moran’s “The Grand Canyon of the Yellowstone” (1893)
opened people’s minds to the natural wonders of the West (cf. Novak
1980: 19). Wilderness became a kind of sacred national icon and
Description in American Nature Writing 157
ligious traditions onto it. In short, they are always essentially anthro-
pocentric.
words what he brought home from his extended field walks: detailed
descriptions of landscapes, plants, animals, ponds and rivers, process-
es of flow and fluctuation, the seasons and cycles of nature and how
they relate to one another. In contrast to his published works the or-
ganization of the Journal appears amazingly modern, even postmod-
ern, in places. It is compendious, fragmentary, plotless, and random
(cf. Cameron 1985: 5). Not abstract generalities and philosophical
ideas establish the substance of this monumental project, but the
unmediated and direct recordings of sensory perceptions, sights,
sounds, smells, surfaces, textures and facts. Discontinuity, i. e. the
lack of narrative linearity, is the structural principle of the Journal. It
is not only a result of the typical journal format, but was consciously
cultivated by Thoreau. There is always a division or conceptual blank
between the individual entries, creating a basically additive, non-
developing quality. For Thoreau the integrity of nature description de-
pended on this primary, unstructured context, which was not to be
violated by anthropocentric projections. He was quite conscious of
the uniqueness of his endeavour and in the long run considered the
Journal his most important work: “I do not know where to find in any
literature whether ancient or modern any adequate account of that
Nature with which I am acquainted.” (Thoreau, Journal, vol. 3: 186)
Thoreau’s dislike of the anthropocentric, or what John Ruskin
called the “pathetic fallacy”, i. e. the superimposing of one’s own
intellectual, aesthetic or symbolical order upon what one sees, gives
the Journal a strongly self-referential quality (cf. Cameron: 11-13).
The open descriptive form not only tolerates but even welcomes the
confusions, contradictions and inaccessibilities of the observed natu-
ral phenomena. Closely observed details and their accurate descrip-
tion are self-sufficient and create in themselves intricate meaningful
entities, or as Sharon Cameron puts it:
Descriptions are thoughts; to describe is to think, is what Thoreau calls ‘pure
mind’, for as the mind has been cleared of the preconceptions which occupy it, it
can receive mental pictures, can form mental pictures of the nature that it sees.
(Cameron: 148-149)
The following passage from the Journal can illustrate this in an
exemplary way. It is an accurate description of the thawing of ice on a
sandy slope and the shapes, colours and patterns this produces:
Few phenomena given me more delight in the spring of the year than to observe
the forms which thawing clay and sand assume on flowing down the sides of a
deep cut on the rail road through which I walk.
162 Arno Heller
Nash 1973: 141-160). Nature activists of all sorts, ecologists and en-
vironmental scientists as well as writers, artists and photographers
coincided in their struggle to slow down the encroachments of ‘prog-
ress’ and its destructive and diminishing impact on wild lands. One of
the outward results of these activities was the founding of the Ameri-
can National Park System and the protection of large wilderness
areas. Another result was the rich tradition of nature writing and
‘wilderness advocacy’ (cf. Nash 1988: 194-201) that proliferated
along these lines. John Muir, Clarence King, John Burroughs, Mary
Austin, Aldo Leopold, Wallace Stegner, or Joseph W. Krutch were
some of the important earlier voices, Annie Dillard, Edward Abbey,
Barry Lopez, Peter Matthiessen, John Nichols, Gretel Ehrlich, Terry
Temple Williams, Ann Zwinger, Richard Nelson and many others
followed suit more recently. They all agree in their basic assumption
that wilderness is necessary to complement civilized life. In most of
their works the anthropomorphic endeavour of conserving and pre-
serving nature to the benefit of man increasingly gives way to the bio-
centric and ecocentric concept of what has been labeled “deep
ecology” (Devall 1995: 65-70). It replaces the conventional Romantic
and Transcendentalist notions of the sublime by the recognition that
homo sapiens no longer occupies the centre of the cosmos. It signals a
paradigm shift which rejects the idea of wild nature as a source of
recreational, spiritual and artistic inspiration or as an escape from
civilized life. The primary value of wilderness is not that it is beauti-
ful, edifying, or therapeutic, but that it exists as wild as it is. Deep
ecologists are convinced that in the last analysis anthropomorphic
environmentalism has been just another form of cultural colonialism,
reducing primeval nature to something humanly useful or economical-
ly profitable. They regard the non-human quality of nature as an
absolute value in itself. Humankind is defined as an element not
outside but within natural systems discarding the Cartesian and New-
tonian dualism. As logocentrism has obscured the intrinsic value of
the non-human world, the new ecologists demand a ‘democratic’ dia-
logue between man and nature as equal partners. This is why nature
writing shifted its emphasis away from the narrative and interpretative
to the representational and descriptive. Its aim was to dissolve the old
borderlines between science and art, experiential physical existence
and aesthetic representation. By exploring and describing specific
natural localities and landscapes in greatest detail they amazingly
have created descriptive microcosms. It would be a great simplifica-
Description in American Nature Writing 165
It is not surprising that the ecocentric stance of nature writing has also
found its way into American nature poetry: A. R. Ammons is one of
the most prominent representatives in this context. He radically re-
jects anthropocentric self-assertion and refrains from reducing nature
to a mere object of projection, reflexion, let alone mystical union. In
search of the self-identity of natural things the lyric I in his poetry
enters into an emphatic dialogue with nature, in which its total other-
Description in American Nature Writing 169
In the poem “Corsons Inlet” the lyric persona walks over sand dunes
to a seashore and later recollects the transition from thought to pure
sight, which he has experienced during that walk. The poem alternates
between the description of what the poet sees and the constant self-
admonishment not to draw any defining conclusions from the seen.
Nature is described as a dynamic flux – the back and forth of sand
dune and waterline, birds feeding themselves on a mussel bank, and a
170 Arno Heller
5. Conclusion
References
Primary Sources
Abbey, Edward (1968). Desert Solitaire: A Season in the Wilderness.
New York, NY: McGraw Hill.
Ammons, A. R. (1965). Corsons Inlet: A Book of Poems. Ithaca, NY:
Cornell UP.
— (1983). Lake Effect County: Poems. New York, NY: Norton.
Bowden, Charles (1986). Blue Desert. Tucson, AR: Univ. of Arizona
Press.
Bradford, William (1952). Of Plymouth Plantation, 1620-1647. Ed.
Eliot Morison. New York, NY: Knopf.
Cooper, James Fenimore (1954). The Leatherstocking Saga. New
York, NY: Pantheon Books.
Emerson, Ralph Waldo (1965). Selected Writings of Ralph Waldo
Emerson. New York, NY: New American Library.
Faulkner, William (1942). Go Down, Moses. New York, NY: Random
House.
Hemingway, Ernest (1925). “Big Two-Hearted River”. Ernest
Hemingway. In Our Time. New York, NY: Scribner. 131-142.
Koyaanisqatsi (Atlas Film, 1983), directed by Godfrey Reggio.
Silko, Leslie (1977). Ceremony. New York, NY: Signet.
Thoreau, Henry David (1965). Walden, or Life in the Woods. New
York, NY: Harper & Row.
— (1981-1997). Journal, 5 vols. Eds. John C. Broderick and Robert
Sattelmeyer. Princeton, NJ: Princeton UP.
Description in American Nature Writing 175
Secondary Sources
Ahrends, Günter, and Hans Seeber, eds. (1985). Englische und ameri-
kanische Naturdichtung im 20. Jahrhundert. Tübingen: Narr.
Bergon, Frank (1997). “Wilderness Aesthetics”. American Literary
History 9: 128-160.
Bloom, Harold, ed. (1986). A. R. Ammons. New York, NY: Chelsea
House.
Bowden, Charles (1987). “Useless Deserts & other Goals”. Lensink,
ed. 131-142.
Buell, Lawrence (1995). The Environmental Imagination: Thoreau,
Nature Writing, and the Formation of American Culture. Cam-
bridge, MA: Harvard UP.
— (2001). Writing for an Endangered World: Literature, Culture,
and Environment in the U. S. and Beyond. Cambridge, MA:
Harvard UP.
Cameron, Sharon (1985). Writing Nature: Henry Thoreau’s Journal.
Chicago, IL: Univ. of Chicago Press.
Cronon, William (1995). Uncommon Ground: Toward Reinventing
Nature. New York, NY: Norton.
Devall, Bill, and George Sessions (1985). Deep Ecology. Layton, UT:
Gibbs M. Smith.
Dirlik, Arif (1996). Global/Local: Cultural Production and the Trans-
national Imaginary. Durham, NC: Duke UP.
Dreese, Donelle N. (2002). Ecocriticism: Creating Self and Place in
Environmental and American Indian Literatures. New York, NY:
Peter Lang.
Eldredge, Charles C. (1991). Georgia O’Keeffe. New York, NY:
Harry N. Adams.
Glotfelty, Cheryll, and Harold Fromm, eds. (1996). The Ecocriticism
Reader: Landmarks in Literary Ecology. Athens, GA: Univ. of
Georgia Press.
Grabher, Gudrun (1989). Das lyrische Du: Du-Vergessenheit und
Möglichkeiten der Du-Bestimmung in der amerikanischen Dich-
tung. Heidelberg: Winter.
176 Arno Heller
Doris Mader
This paper seeks to add new perspectives to the analysis and appreciation of
audioliterature, a genre that is habitually marginalized in ‘Eng.Lit.’ scholarship
and that, even after the ‘intermedial turn’, has hitherto been equally ignored by
those engaged in intermedial studies. As part of a volume devoted to description
in literature and other media, the following pages first investigate the relevance
and scope of descriptions within audioliterature in general, setting the genre apart
from, but also relating it to, other (literary) genres and media; by referring to
‘high-brow’ as well as to more ‘popular’ examples of radiotexts, this paper
furthermore attempts to scrutinize not only the descriptive potential of audio-/
radioliterature, but also to identify specific forms and functions of the descriptive
within the genre chosen. Thus, this survey contributes to the understanding of the
relevance of the macro-mode of description within a ‘(re)discovered’ intermedial
genre only lately retrieved from near-oblivion in the context of ‘drama’. By inves-
tigating audioliterature within the more general context of intermediality, this
essay also endeavours to provide a more comprehensive understanding of, and
offers specific tools for the analysis and interpretation of, a genre that has only
recently come to be focussed on as part of intermedial studies.
1. Introduction
1
The late Martin Esslin, Head of BBC Radio Drama between 1963 and 1977, im-
pressively dismissed the idea of radio as a ‘blind’ medium and referred to Marshal
McLuhan’s classification of radio as indeed a visual medium (see Esslin 1971: 5).
The Descriptive in Audio-/Radioliterature – a ‘Blind Date’? 181
tuning in too late to grasp the fictional frame. Certainly, neither Orson
Welles nor anyone else from the Mercury Theatre had in any way
anticipated the hysterical reactions their broadcast would cause. The
fictional story, namely that of Martians invading the earth with their
space-ships landing in New Jersey, is presented in the form of a series
of ‘live’ broadcasts, ‘interviews’ and ‘eye witness’ reports that are
embedded in the frame of a light entertainment programme, a combi-
nation which undoubtedly contributed to the effet de réel throwing
thousands of Americans into a state of panic.
Immediately following the announcement and the opening credits
the listeners hear Orson Welles as narrator saying: “On this particular
evening, October 30th, the Crossley service estimated that thirty-two
million people were listening in on radios”2, which mirrors the actual
broadcast reception on October 30th in 1938. The following ‘quota-
tions’ provided are my own audio transcripts from the recent audio
book edition of the original production3.
Music
[Announcer:] The Columbia Broadcasting System and its affiliate stations present
Orson Welles and the Mercury Theatre on the air in The War of the Worlds by H.
G. Welles.
Music [from Tchaikovsky’s first piano concerto in B flat minor]
[fade-out]
[Announcer:] Ladies and gentlemen, the director of the Mercury Theatre, and the
star of this broadcast, Orson Welles ...
[Orson Welles:] We know now that in the early years of the twentieth century this
world was being watched closely by intelligencies greater than man’s, and yet as
mortal as his own. We know now that as human beings busied themselves about
their various concerns, they were scrutinized and studied, perhaps almost as nar-
rowly as a man with a microscope might scrutinize the transient creatures that
swarm and multiply in a drop of water. With infinite complacence, people went to
and fro the earth about their little affairs, serene in the assurance of their dominion
over this small, spinning fragment of solar driftwood which by chance or design
man has inherited out of the dark mystery of time and space. Yet across an
immense ethereal gulf minds that are to our minds as ours are to the beasts in the
jungle, intellects, vast, cool and unsympathetic, regarded this earth with envious
eyes and slowly and surely drew their plans against us. In the thirty-ninth year of
the twentieth century came the great disillusionment. Near the end of October,
businesses bettered, the war scare was over, more men were back at work, sales
2
Quoted from Faulstich 1981: 18. Subsequent quotations from The War of the
Worlds are taken from my own audio transcript. Full transcripts that vary in detail and
deviate slightly from this transcript are available online, e. g. Miller 2006.
3
See – or, rather, listen to – DerHörVerlag, ed. (1996).
182 Doris Mader
were picking up. On this particular evening, October 30th, the Crossley Service
estimated that thirty-two million people were listening in on radios.
[fade-in]
[Weather forecast:] ... for the next twenty-four hours not much change in tempera-
ture. A slight atmospheric disturbance of undetermined origin is reported over
Nova Scotia, causing a low pressure area to move down rather rapidly over the
north-eastern states, bringing a forecast of rain, accompanied by winds of light
gale force. Maximum temperatures 66, minimum 48. This weather report comes to
you from the Government Weather Bureau.
We take you now to the Meridian Room in the Hotel Park Plaza in downtown
New York where you’ll be entertained by the music of Ramon Raquello and his
orchestra.
Dance music
[cross-fade]
[Announcer:] Good evening, ladies and gentlemen. From the Meridian Room in
the Park Plaza Hotel in New York City, we bring you the music of Ramon
Raquello and his orchestra. With a touch of the Spanish, Ramon Raquello leads
off with ‘La Cumparsita’.
Dance music
[quick fade-out]
[Announcer:] Ladies and gentlemen, we interrupt our programme of dance music
to bring you a special bulletin from the Intercontinental Radio News. At twenty
minutes before eight, central time, Professor Farrell of the Mount Jennins Observ-
atory, Chicago, Illinois, reports observing several explosions of incandescent gas,
occurring at regular intervals on the planet Mars. The spectroscope indicates the
gas to be hydrogen and moving towards the earth with enormous velocity.
Professor Pierson at the observatory at Princeton confirms Farrell’s observation,
and describes the phenomenon as – quote – like a jet of blue flame shot from a
gun – unquote. We now return you to the music of Ramon Raquello, playing for
you in the Meridian Room of the Park Plaza Hotel, situated in downtown New
York.
[fade-in]
Dance music
[applause]
[Announcer:] And now a tune that never loses favour, the ever-popular ‘Stardust’.
Ramon Raquello ...
[cross-fade]
Dance music
[fade-out]
[Announcer:] Ladies and gentlemen, following on the news given in our bulletin a
moment ago, the Government Meteorological Bureau has requested the large
observatories of the country to keep an astronomical watch on any further distur-
bances occurring on the planet Mars. Due to the unusual nature of this occur-
rence, we have arranged an interview with the noted astronomer, Professor
Pierson, who will give us his views on this event. In a few moments, we will take
you to the Princeton Observatory at Princeton, New Jersey. We return you until
then to the music of Ramon Raquello and his orchestra.
The Descriptive in Audio-/Radioliterature – a ‘Blind Date’? 183
[fade-in]
Dance music
[music interrupted]
[Announcer:] We are ready now to take you to the Princeton Observatory at
Princeton, where Carl Phillips, our commentator, will interview Professor Richard
Pierson, famous astronomer. We take you now to Princeton, New Jersey.
[Phillips:] [over the sound of a clock ticking] Good evening, ladies and gentle-
men. This is Carl Phillips speaking to you from the observatory at Princeton,
standing in a large semi-circular room pitch-black except for an oblong split on
the ceiling. Through this opening I can see a sprinkling of the stars that cast a kind
of frosty glow over the intricate mechanism of the huge telescope. The ticking
sounds you hear are the vibrations of the clockwork. Professor Pierson stands
directly above me on a small platform peering through the giant frame. I ask you
to be patient, ladies and gentlemen, during any delays that may arise during our
interview. Besides the ceaseless watch of the heavens, Professor Pierson may be
interrupted by telephone or other communication. During this period, he is in
constant touch with the astronomical centres of the world. [My transcript]
4
Pauses and silences are to be distinguished from each other because a verbal
pause need not be a total silence; when several codes are used simultaneously, the
deletion of one of the codes – not necessarily the verbal one – results in some sort of
pause, e. g. a background noise dies down while at the same time the conversation
continues, etc.
184 Doris Mader
5
The English term ‘radio drama’ and even more so its German counterpart ‘Hör-
spiel’ are reductive in that they invariably denote the ‘dramatic’, and are hence
generically inadequate; moreover, both terms seem to connote somewhat outdated
literary forms (see Mader 2002: 40-43).
6
See section 1.6 below on “Audioliterature as Informed by the Macro-Mode ‘Nar-
rative’”.
The Descriptive in Audio-/Radioliterature – a ‘Blind Date’? 185
7
Apart from serving other purposes, from the 1920s onwards radio has also been
used as a ‘literary’ medium. Its very first and original function in the context of litera-
ture was that of a ‘medium’ in the sense of transmitting and ‘mediating’ theatre per-
formances or readings of plays and other texts. Its second literary function dates back
to 1924, at least for the United Kingdom, when the first ever aired radio play, A
Comedy of Danger, written by Richard Hughes, was produced in a live transmission.
It was the first in a line of thousands of British works of genuine radioliterature, that
is, ‘literary’ works specifically written for the medium radio, an “acoustical literature,
a body of creative material [...] distinct from creative expression in film, television,
and print” (Cory 1974: vii). Quite frequently, the medium, since its birth as a cultural
mediator, has also featured literary texts of a different generic origin in the form of
adaptations. This adaptational function, which is the third major ‘literary’ function of
radio, is a ‘mediating’ one in every sense of the term: here the medium radio and its
medium-specific signifiers are employed in order to ‘translate’ a literary artefact
(novel, play) originating from a different medium (print, stage) and to transfer its
fictional story into the terms of its own devices. This process can, therefore, be called
a case of intermedial transposition in the sense of content-transference.
8
It is perhaps noteworthy in this context that radio created the first ‘global village’:
“Here is an inspiring definition of the first electronic global village: it was radio. Arn-
heim mentions that 40 million sets were scattered around the world in 1936. In 1996
it was estimated that 40 million computer users were connected to the Internet [which
is now also a major source of radio programmes globally]. In sixty years the global
village was transmogrified into a multidimensional nexus of world media.” (Crook
1999: 9)
9
The very technique of simultaneous reports used resembles the dramatic technique
of teichoscopy – a synchronous ‘report’ of what one character perceives or witnesses
from a ‘privileged’ viewpoint, but what is not or cannot be conveyed otherwise.
10
“McLuhan has classified radio as a ‘hot’ medium. A hot medium is that which has
high definition for senses and gives a lot of information with little to do. He is right in
the sense that only the ear as a sense is engaged. But I believe he may well be wrong
in the limit he places on the participation of the listener as audience.” (Crook 1999: 9)
186 Doris Mader
11
Radiophony was first used for entertainment purposes in the trenches of WWI to
boost the soldiers’ morale, with music as the preferred content. Also, the use of the
technical medium radio for fictitious (‘live’ reports on the war against the Martians in
our first example) alias real war correspondence reminds us of the fact that, as is the
case with so many other technical developments, also radio waves as such and radio
telephony were originally developed for strategic and warfare purposes.
The Descriptive in Audio-/Radioliterature – a ‘Blind Date’? 187
12
If the well-known distinction between narrative mediacy and dramatic immediacy
is applied, the difference as to the representation of story is that, e. g., in narrative fic-
tion past events are (re)presented in the here and now of the text, whereas in drama
events are prototypically delivered both as and in the here and now of immediate
presentation. In contrast to the literary genre of drama, which is predominantly in-
formed by the dramatic sub-mode of ‘showing’, no such general predominance can be
claimed for the epitome of the narrative genre, the novel.
The Descriptive in Audio-/Radioliterature – a ‘Blind Date’? 189
[Phillips:] Professor, would you please tell our radio audience exactly what you
see as you observe the planet Mars through your telescope?
[Pierson:] Nothing unusual at the moment, Mr. Phillips. A red disk swimming in a
blue sea. Transverse stripes across the disk. Quite distinct now, because Mars
happens to be at the point nearest the earth – in opposition, as we call it.
[Phillips:] In your opinion, what do these transverse stripes signify, Professor?
[Pierson:] Not canals, I can assure you, Mr. Phillips.
[Phillips:] I see.
[Pierson:] Although that’s the popular conjecture of those who imagine Mars to
be inhabited. From a scientific viewpoint, the stripes are merely the result of
atmospheric conditions peculiar to the planet.
[...]
[Phillips:] How do you account for these gas eruptions occurring on the surface of
the planet at regular intervals?
[Pierson:] Mr. Phillips, I cannot account for them. [My transcript]
13
Exceptions to this rule are to be found in highly experimental audiotexts, like, e.
g., those of the Neues Deutsches Hörspiel of the late 1960s and 1970s – experiments
that radically undermine both the story-telling and the mimetic functions of con-
ventional radioliterature. Coincidentally, it was a Graz scholar, Friedrich Knilli, who
developed a much-disputed aesthetic theory concerning an ‘acoustical art form’,
which he preferred to call a ‘totales Schallspiel’ (see Knilli 1961 and also Cory 1974:
passim).
The Descriptive in Audio-/Radioliterature – a ‘Blind Date’? 191
14
Unlike the scores of a piece of orchestral music, the production scripts of audio
stories, unfortunately, are hardly ever available. Scholars have either got to restrict
themselves to the few published texts (but less than 1% of all literary audiotexts ever
appear in printed form, and, if at all, those printed versions differ immensely from a
proper soundscript) and thus cover only a marginal number of ‘canonized’ products.
Alternatively, scholars, who are rarely so lucky as to be able to lay hands on produc-
tion scripts, can resort to writing sound transcripts for themselves.
15
The potential simultaneity of those various acoustic signifiers requires an ap-
proach quite different from that to, e. g., painting or purely instrumental music, but
overlaps with musico-literary genres (e. g. the pop song, the Kunstlied, and the opera).
192 Doris Mader
16
Pauses are not included in this hierarchy because they can concern all other types
of signs except for silence. I have not yet come across an audio artefact with literal
‘pauses of silence’ (or nothing else, for that matter), even if, paradoxically, side-texts
to published radio plays sometimes demand them.
The Descriptive in Audio-/Radioliterature – a ‘Blind Date’? 193
17
We already imagine a rather young man and therefore expect to hear a fairly
young voice; also, the parking of a car somewhere near a theatre anticipates urban
surroundings. Additionally, the object ‘car’ is placed at the centre of our attention and
the reference to Marcus Mundy’s Change of Life taking place “in real time” (ibid.)
raises the expectation of some immediate action involving the character Marcus and
his fiancée, events to which we expect to become, so to speak, ear-witnesses.
18
These sounds resemble and thus adequately represent the ‘aural sense data’ of
driving a car. Their ‘as if’ quality (their fictional quality), however, has some more or
less sophisticated studio equipment as its source.
19
Those deictic signs are as much indexical (of the context) as they are ‘iconic’ in
imitating ‘natural’ sounds. This indexical function renders the use of those signs ‘de-
scriptive’.
The Descriptive in Audio-/Radioliterature – a ‘Blind Date’? 195
20
Audioliterature, in its dependence on the programme slots usually provided, has
to compete particularly with other radio programmes and is often ‘consumed’ by lis-
teners engaged in other activities (driving a car, cooking, jogging and the like). There-
fore, the genre in its typical mainstream manifestations cannot afford to put excessive
demands on listeners.
21
The sound effects not only iconicise ‘a car moving’, but within the basic iconic
mimesis (of this quasi-dramatic audiotext) those signifiers (the hooting, the braking,
the indicating) are also (simply) indexical in that they point towards an immediate
context, become indices of the objects themselves simply being there; thus, the sig-
nifiers ‘maintain’ the existence of a car and a man driving this car and talking to him-
self. Likewise, some of those acoustic signifiers are also indexical of the car turning
right and left and following a certain route through the city. Hence, what we have ac-
tually got here in terms of a paradigmatic discursive organization is the metonymic
juxtaposition of certain verbal sounds, sound effects and sound qualities that become
immediately associated with someone in the process of driving a car through the city
196 Doris Mader
us with the main character and also identifies the spatial and temporal
settings of the story. The even more specific temporal ‘localization’
of the story is achieved in the subsequent segments by the repeated
verbal references to time as well as by the striking of the clock
indicating the process of time passing.
On the basis of a detailed analysis of the whole of the artefact, and
applying all criteria discussed so far, we can state the following: The
basic relation between description and narration is determined in this
audio artefact by its ‘story-telling’ character and, hence, the macro-
mode of the narrative. The mode used (the immediacy of the dramatic,
the showing) indicates a here and now, making us ear-witnesses, so to
speak, to Marcus’s ensuing mishaps during his desperate pursuit of
‘change’, the coins he needs to feed the parking meter22.
The descriptive functions of identification, vivid representation
and providing facts rather than anything else, are sufficiently fulfilled
to qualify these introductory segments as highly, though not exclu-
sively, descriptive. As to ‘vivid representation’, the vividness derives
mainly from the acoustic immediacy of rather conventionalized iconic
sounds, typical of the situation referred to. Whenever Marcus moves
to a different place and meets a new character, the descriptive again
becomes relevant and will indeed temporarily also become the major
function of the acoustic signifiers combined. They serve to ‘sound-
shape’ the background to the foreground of the events and happenings
taking place.
of London (but signs, which, of course, originate from the technical devices of studio
equipment). These sounds in their iconic quality are supposed to originate from the
‘existents’ of the story, hence they are understood as belonging to the diegetic (or
intradiegetic) level. However, these signifying sound signals sometimes are even less
than iconic but, because of their metonymic and conventionalized quality, border on
being reduced to mere (semiotic) symbols: “[W]e find that the demands of indexical
signification are very often inversely related to those of iconicity.” (White 2005: 166)
22
During Marcus’s odyssey through the streets of London, his mishaps will include
an encounter with a sadistic traffic warden, who refuses to change money, and his
subsequent failure to change his fifty-pound note on a bus ride through London.
Despite all his efforts to act, he seems a fairly passive hero, who, after his fiancée’s
car has finally been hauled off, makes it to the theatre only in time to learn that
Melissa has swapped him for a man who manages to be there, on time. Eventually,
after having been charged with some criminal offences (including dodging the bus
fare and, in his desperate attempt to get some change, even drug trafficking), he ends
up earning his living by selling change to London car drivers who have found a
parking space but are in want of ‘change’.
The Descriptive in Audio-/Radioliterature – a ‘Blind Date’? 197
23
‘Published’ until recently almost always meant ‘printed’ and hardly ever, unfortu-
nately, issued as tape or CD.
The Descriptive in Audio-/Radioliterature – a ‘Blind Date’? 199
24
In terms of temporal structure, the audio artefact is constructed in a V-shape, go-
ing back as far as 1914 and then following the same stages alias ‘steps’ of ‘descend-
ing’ and ‘ascending’ time back to the present.
25
This is an analogy to James A. Heffernan’s famous definition of ekphrasis as “a
verbal representation of visual representation” (Heffernan 1993: 2).
200 Doris Mader
of barbed wire fences” (ibid.: 36). Sophie, who had had more eyes
for, but could not see sharply enough, the chosen one among the three
artists (Donner), later, when already blind, remembered the three men
photographed posing beside their paintings that, in her words, were
paintings of rows of “black stripes on a white background” (ibid.: 41).
In this way, Beauchamp had become ‘identified’ as her object of love
because his painting was marked out as the one she described as
representing “black railings on a field of snow” (ibid.)26. However,
Beauchamp was identified merely from Sophie’s inadequate descrip-
tion of his painting (while she could still see a little), and the missing
link in the reconstruction of the truth turns out to be the important
distinction between foreground and background. What the listener has
already begun to realize is now also beginning to dawn on Donner,
namely that identification depended on Sophie’s ambiguous and thus
misleading ekphrasis of the paintings, and that, subsequently, this
case of mistaken identity prevented Sophie and Donner from becom-
ing lovers.
MARTELLO: Did you ever wonder whether it was you she loved?
DONNER: No, of course not. It was Beauchamp.
MARTELLO: To us it was Beauchamp, but which of us did she see in her mind’s
eye ...?
DONNER: But it was Beauchamp – she remembered his painting, the snow
scene.
MARTELLO: Yes. She asked me whether I had painted it within five minutes of
meeting me in the garden that day; she described it briefly, and I had an image
of black vertical railings, like park railings, right across the canvas, as though
one were looking at a field of snow through the bars of a cage; not like
Beauchamp’s snow scene at all.
DONNER: But it was the only snow scene.
MARTELLO: Yes, it was, but [...] – it was a long time afterwards when this oc-
curred to me, when she was already living with Beauchamp ––
DONNER: What occurred to you, Martello?
MARTELLO: Well, your painting of the white fence ––
DONNER: White fence?
MARTELLO: Thick white posts, top to bottom across the whole canvas, an
inch or two apart, black in the gaps ––
DONNER: Yes, I remember it. Oh God.
MARTELLO: Like looking at the dark through the gaps in a white fence.
26
Yet, Donner is deceived when he says: “There was no choice. She fell in love
with him at first sight”. But he is quite right in adding: “As I did with her, I think.
After that, even when my life was at its best there was a small part missing and I knew
that I was going to die without ever feeling that my life was complete.” (Ibid. 55)
The Descriptive in Audio-/Radioliterature – a ‘Blind Date’? 201
DONNER: Oh my God.
MARTELLO: Well, one might be wrong, but her sight was not good even then.
DONNER: Oh my God. (Ibid.: 55-56, my emphasis)
27
Moreover, those descriptions also meta-aesthetically foreground the way in which
the visual and the imaginative are of paramount importance in and for successful
radioliterature.
28
Shaun McLoughlin devotes a whole chapter to the question “how language prop-
erly employed can make the listener participate and believe in a reality beyond the
mundane and the every-day” (1998: 55) – and, of course, this applies not only to the
acoustic realization of language.
The Descriptive in Audio-/Radioliterature – a ‘Blind Date’? 203
scriptive within such audio artefacts thus can bestow reality even to
that which runs counter to our understanding of the world.
This is, hence, another major function of the descriptive and a
more particular form of ‘suspending the listener’s disbelief’. Outside
the scope of science fiction radio plays, this ‘expansion’ of ‘reality’
towards the impossible works most evocatively if the rest of the ‘story
told’, by contrast, is in full accordance with what we regard as the
laws of our world. It works particularly well when the ‘incredible’
unexpectedly arises within commonplace mass media formats or un-
wonted forms of ‘ordinary’ (verbal) interaction and communication
that are so typical of the conventional audioliterary artefact.
One more example may illustrate this medium-specific ‘onto-
logical’ function of the descriptive: In The War of the Worlds, Orson
Welles contrived to make plausible, or at least believable, what goes
far beyond the listeners’ conception of reality by embedding it within
the format of a series of quasi-radio ‘reports’ (heightening the effect
with actual references to real places). Apart from the description of
the Martian cylinders transforming into Martian monsters, the final
conquest of New York by the Martians is a case in point:
[Announcer:] [over traffic sounds, sirens of ships, church bells] I am speaking
from the – roof of Broadcasting Building. I’m speaking from the roof of Broad-
casting Building, New York City. The – bells you hear – are – ringing to – warn
the people to evacuate the city as the Martians approach. Estimated in last two-
hours – three million people moved out along the roads – to the north – Hutchison
River Parkway still kept open for motor traffic. – Avoid bridges to Long Island,
hopelessly jammed. – All communication with New Jersey shore closed – ten
minutes ago. – No more defences. – Our army is wiped out – artillery – air force –
everything wiped out. This may be the – last broadcasting. – We’ll stay here to the
end. [Over the sound of a choir singing] People are holding service below us – in
the cathedral. Now I look down the Harbour. All – all manner of boats,
overloaded with fleeing population, pulling out from docks. Streets are all
jammed. – Noise in crowds like New Year’s Eve in city. Wait a minute, the –
enemy now in sight above the Palisades. Five – five great machines. First one is –
crossing the river. I can see it from here, wading – wading – wading the Hudson
like a man wading through a brook. – A bulletin’s handed me. – Martian cylinders
are – falling all over the country. One outside of Buffalo, one in Chicago – St.
Louis – seem to be timed and spaced. – Now the first machine reaches the shore.
He – stands watching, looking over the city. – His steel, cowlish head is even with
the sky-scrapers. He waits for the others. – They rise like a line of new towers on
the city’s west side – now they are lifting their metal hands. – This is the end now.
Smoke comes out – black smoke – drifting over the city. – People in the streets
see it now. – They’re running towards the East River, thousands of them –
dropping in like rats. – Now the smoke’s spreading faster. It’s – reached – Times
204 Doris Mader
Square. – People are trying to run away from it, but it’s no use. They’re falling
like flies. – Now the smoke’s crossing Sixth Avenue – Fifth Avenue – one
hundred yards away ... it’s fifty feet [Reporter starts coughing, then the sound of
something falling to the floor, traffic noise continues, sirens of ships. Silence.]
[My transcript]
29
Not only do the two central characters ‘verify’ his existence but in the end his
dead body is found by others, so his existence, if not his identity, somehow becomes
proven.
The Descriptive in Audio-/Radioliterature – a ‘Blind Date’? 205
30
Each macro-mode can feature on a sub-mode level, so the narrative can appear on
various levels. The lyric, however, does not constitute a macro-mode, but needs to be
distinguished from other modes by means of prototypical rather than definitive crite-
ria.
31
In this purely ‘narrative’ mode, narrative voices, even if there are several, tend to
be arranged with either no, radically reduced, or merely ‘ornamental’ sound effects. In
their (near-)monomediality they more or less converge with printed narratives, and
206 Doris Mader
use of the lyric mode is concerned, there are quite a number of audio-
texts worth scrutinizing, and I would like to round off my survey with
a very brief comment on what is probably the most famous English
audioliterary text to date, namely Dylan Thomas’s Under Milk Wood
(first broadcast in 1954), an audiotext informed much more by the
lyric than by the dramatic sub-mode. As is known, in aesthetic con-
texts description is never quite an innocent business, and there is little
tendency towards completely innocent descriptions in literary arte-
facts in general. Indeed, ‘innocence’ is certainly not a label that can
be stuck to Dylan Thomas’s Under Milk Wood, neither in terms of the
descriptive discourse nor as regards contents. There is hardly any ‘in-
nocence’ to any of the existents or happenings (in a specific sense)
and descriptions, in particular as to ‘characters’ and other living crea-
tures appear heavily laden with ‘attitude’.
FIRST VOICE (very softly): To begin at the beginning: It is spring, moonless
night in the small town, starless and bible-black, the cobble-streets silent and the
hunched, courters’-and-rabbits’ wood limping invisible down to the sloeblack,
slow, black, crowblack, fishingboat-bobbing sea. The houses are blind as moles
(though moles see fine to-night in the snouting, velvet dingles) or blind as Captain
Cat [...]. (Thomas 1989: 3)
This initial passage no doubt answers to, as well as runs counter to,
some of the criteria of description: it refers to the season of spring and
a particular (fictional) sea-side place (temporal and spatial deictics).
A lot is packed into these lines, in fact the deictic reference to a wood
near the sea (the eponymous “Milk Wood”), the black sea itself and
the fact that there are a number of fishing boats “bobbing” on the
waves. What immediately strikes us here is that despite the obvious
reference to a certain place at a certain seasonal time at dusk, this de-
scription uses the somewhat paradoxical metaphor of a “wood limp-
ing invisible down to the [...] sea” (ibid.). Even the visual and aural
sensory data of this (otherwise unspecified) place previously given
are defined by means of the place’s invisibility and silence, i. e., the
fact that nothing can be seen or heard. The temporal and spatial
deictic references, however, are complemented by the somewhat cu-
rious references to anthropomorphic creatures. The silence and desert-
edness of the town we are supposed to create mentally is enlivened by
means of “the courters’ and rabbits’ wood limping invisible down to
4. Conclusion
References
Primary Sources
Aboulela, Leila (2001). The Sea Warrior [broadcast on 21st May 2001
on BBC Radio 4 in the programme slot ‘The Afternoon Play’].
Caddell, Alexandra (2000). Marcus Mundy’s Change of Life [broad-
cast on 11th December 2000 on BBC Radio 4 in the programme
slot ‘The Afternoon Play’].
DerHörVerlag, ed. (1996). H. G. Wells: The War of the Worlds. Radio
adaptation: Howard Koch. Director: Orson Welles [CBS 1938].
Audio Books 235.
212 Doris Mader
Secondary Sources
Ash, William (1985). The Way to Write Radio Drama. London: Elm
Tree Books.
BBC Online (2000). “BBC Online 24 Hours Radio Schedules – BBC
Radio 4, Monday 11th December 2000”.
http://www.bbc.co.uk/schedules/2000/12/11/radio4.html [05/07/
2001].
Cory, Mark Ensign (1974). The Emergence of an Acoustical Art
Form: An Analysis of the German Experimental Hörspiel of the
1960s. University of Nebraska Studies, n. s. 45. Lincoln, NE:
Board of Regents of the University of Nebraska.
Crook, Tim (1999). Radio Drama: Theory and Practice. London:
Routledge.
Esslin, Martin (1971). “The Mind as a Stage”. Theatre Quarterly 3/1:
5-11.
— (1987). The Field of Drama: How the Signs of Drama Create
Meaning on Stage and on Screen. London: Methuen.
Faulstich, Werner (1981). Eine Studie zum Hörspiel ‘The War of the
Worlds’ (1938) von Orson Welles. Medienbibliothek Serie B:
Studien 1. Tübingen: Narr.
Guralnick, Elissa S. (1996). Sight Unseen: Beckett, Pinter, Stoppard
and Other Contemporary Dramatists on Radio. Athens, OH: Ohio
UP.
Heffernan, James A. (1993). Museum of Words: The Poetics of
Ekphrasis from Homer to Ashbery. Chicago, IL: Chicago UP.
Knilli, Friedrich (1961). Das Hörspiel: Mittel und Möglichkeiten
eines totalen Schallspiels. Stuttgart: Kohlhammer.
Mader, Doris (2002). “‘Shut Your Eyes and Listen’: Ein Plädoyer zur
Be-Sinnung der (anglistischen) Literaturwissenschaft auf Audio-
literatur”. Arbeiten aus Anglistik und Amerikanistik 27/1: 37-50.
The Descriptive in Audio-/Radioliterature – a ‘Blind Date’? 213
Klaus Rieser
This article attempts to elucidate the rarely discussed issue of description in film
(with implicit and sometimes explicit comparison to literature). After a discussion
of Christian Metz’s ‘descriptive syntagma’, three theses are presented: first, that
descriptive sequences in film are not merely spatio-static, but rather include
events; second, that in most cases narration and description coexist in film; and
third, that description and narration, although coexisting, are nonetheless to be
seen as independent variables. In discussing these theses, the article traces the
peculiar qualities of description in film, focusing on its relation to narrative. Next,
the usefulness of the term ‘description’ for film theory and analysis is prob-
lematized, and some of its possible structural and ideological pitfalls are pointed
out. Finally, the article presents terms under which description – albeit with a
different focus – has been discussed in film theory and criticism.
1. Introduction
In this volume, Wolf and Nünning point out that descriptivity is rarely
discussed in literary theory. Yet it is almost never discussed in film
theory and does not generally receive an entry in dictionaries of film
terms2. A notable exception to this neglect is an account by perhaps
the most eminent film semiologist and key theorist of film form,
Christian Metz, who, however, most likely transferred the term from
literary theory. In this early phase (he later turned to psychoanaly-
tically oriented theorizations of film) he intended to get to the bottom
of the common linguistic metaphor according to which ‘film is (like)
a language’. Therefore, he compared film to natural languages in a va-
riety of ways. He came to conclude, for example, that film was not
langue (language system) but langage (language), amongst other rea-
sons because it lacked the arbitrariness of the linguistic sign. Interest-
ingly for narratologists, he based this claim on the fact that (main-
stream) film has adopted a narrative form (no image resembles an-
other one, but most narrative films resemble each other in their
principle syntagmatic configuration). Thus, in developing his ‘Grande
Syntagmatique’ in his books Essais sur la signification au cinéma
1
For the same reason this article is restricted to the influence of the visual on cine-
matic storytelling, although film consists of at least five dimensions which constitute
its language: moving photographic images, recorded phonetic sound, recorded noises,
recorded musical sound, and writing (credits, intertitles, written materials in the shot).
2
E. g. Blandford 2001; Hayward 1996; O’Sullivan 1994. An informal survey at a
conference of the Society for Cinema and Media Studies also revealed that the term
puzzled many media scholars.
For Your Eyes Only 217
Autonomous segments
1. Autonomous shot
Syntagma
Achronological syntagmas
2. Parallel syntagma
3. Bracket syntagma
Chronological segments
4. Descriptive
Narrative syntagma
6. Scene
Sequences (proper)
7. Episodic sequence
8. Ordinary
With these eight syntagmatic types Christian Metz limits his analysis
to ‘autonomous segments’, i. e. to segments that can be distinguished
from other elements within the film. Amongst those, he differentiates
the ‘autonomous shot’ (for example a sequence shot) from what he
calls ‘syntagmas’, constituted by a number of shots and in film litera-
ture more often referred to as sequences or scenes. Amongst these
syntagmas he isolates ‘achronological syntagmas’ (the ‘parallel syn-
218 Klaus Rieser
3
This type of segment, in which we are most commonly taken back and forth be-
tween two locations, is usually called parallel montage or parallel editing.
For Your Eyes Only 219
(Henderson 1983: 10) In fact, description for its own sake, with little
or no aspect of narrativity or suspense-building, is extremely rare in
film.
4
The high level of descriptivity characterizing narrative film results in high hetero-
referentiality if a film is shot on location. For example, urban studies scholars today
turn to Harold Lloyd’s films because of their ‘accidental’ reproduction of the Lower
East Side.
5
Ironically, the most typical elements which interrupt narrative in film are song-
and-dance numbers in musicals.
6
Technically speaking, the descriptive element of film might surpass the narrative
in importance – witness newscasts, documentaries, etc. But cinema adopted as its
major representational mode the narration and in particular the narrational style of the
19th-century novel, which, according to Lukács’s (1936/1955) influential critique, had
itself shifted during that century from narration to description.
7
As is quite well known, the auditory trustworthiness of these characters is usually
determined by the visual depiction: we tend to trust the image more than the spoken
text in such circumstances.
For Your Eyes Only 223
description
narration narration
descriptive
3 4
narrative
2 1
Figure 3: Grid representing the potential relation between description and narration
in film
For Your Eyes Only 225
8
A three-dimensional model would be even more accurate: the x-axis would re-
main that of narrativity, signifying low to high narrative cohesion, and the vertical y-
axis would remain that of description, signifying low to high levels of descriptive de-
tail. The z-axis might be one that traces low to high levels of symbolism. For example,
abstract film is low on all three scales: the narrative, the descriptive and the symbolic.
Argumentative film features varying narrativity, high levels of description, and low
symbolization. Most mainstream narrative films, although sporting high variation
within and between the individual instances, feature relatively high narrativity, high
descriptivity, and medium levels of symbolism. For the sake of clarity, and because
the difference between descriptivity and narrativity is central to this volume, I have
restricted this to a two-dimensional model.
226 Klaus Rieser
(4) Some naturalist films feature high narrativity and high descrip-
tivity throughout, yet
(5) the majority of films and many documentaries, occupy a vast
zone with relatively high descriptivity and high narrativity.
There is, of course, significant variation not only between, but also
within films. Thus, not only a particular film, but also a particular
scene can be situated on the grid. The descriptive shots and sequences
mentioned above (in particular establishing shots and introductory
sequences) are near the upper left corner, even if the rest of the film is
very narrative. The grid also helps to explain the suspense effect of
many descriptive shots: for a brief moment, the film shifts its mode
from the upper-right (high narrativity and high description) to the left
(reduction of narrativity), which creates the expectation of resuming
high narrativity. This effect may be further intensified by simultane-
ously reducing the level of descriptivity in that the number of details
is reduced, for example through a long take with little variation. In
such a case, narrativity is limited (even suspended) and descriptivity
wears away the longer the shot persists. This creates enhanced tension
for a resuming of action and description. The mere vista of a barren
For Your Eyes Only 227
With these three theses in mind, I would like to turn to the question of
why descriptivity lacks prominence in film theory and criticism. One
possible explanation is that descriptivity is not at all secondary but
rather an all-too-integral part of film. In their highly influential book
Film Art (1990) David Bordwell and Kristin Thompson approach film
style from four different aspects: mise-en-scène (the theatrical mode
of film), the shot (photographic aspects), editing (the cinematographic
property), and sound. Description cuts across all of these categories,
in particular encompassing mise-en-scène and the shot (framing, long
228 Klaus Rieser
take, etc.), but also pertaining to diegetic sound and montage9. Per-
haps because it cannot be successfully categorized, descriptivity has
been neglected in film theory. A more convincing answer to the ques-
tion may be found in Chatman’s (1980/1992) specification that film
does not ‘describe’ but ‘depict’10. That is, it does not assert the state
of affairs (“The Aran Islands are very barren.”) but instead represents
the state of affairs. This useful distinction remains opaque, however,
unless we combine it with the ideological aspect of filmic depiction –
its correlation with extra-textual discursive formations. For the
seemingly direct and trustworthy filmic ‘depiction’, compared to
literature’s apparently more questionable ‘description’, is precisely an
ideological issue, as a short discussion of the role description plays in
film realism may reveal.
As in literature, description in film is tied to concreteness (non-
abstraction), is often highly detailed and, in its typical manifestations,
is referential, or, to be more precise, hetero-referential. However, the
depiction of non-referential characters and scenes in animation and
science fiction films unveils that the appearance of hetero-referen-
tiality is a textual effect of descriptivity with a textual and ideological
function. This is not an accidental complication of the term ‘descrip-
tivity’: the term connotes that a referent comes first and a textual ren-
dering (description) second. However, the artificial or invented refer-
ent lays bare that description is actually a textual mode, which has its
particular importance in the realist text, namely to construct a mean-
ingful and coherent realm. Thus the relation of descriptivity to other
textual parameters (narrativity, symbolization, characterization, focal-
ization, etc.), its textual functions, and its positioning within an inter-
textual discourse (including ideology) take primacy over the referen-
tial aspect.
It seems to me that this is the very reason why the term ‘descrip-
tivity’ is only of peripheral importance in film theory: because the
importance of filmic depiction lies in its contribution to the construc-
tion of a filmic world (and its concomitant ideology) and in its con-
9
In this context we might also take into account the relation description bears to
acting. Is acting subservient to the story and thus predominantly an element of de-
scription? Or is it one of the central elements through which narration takes place in
film?
10
Although this distinction between ‘depicting’ and ‘describing’ is entirely convinc-
ing, in this article I maintain the term ‘description’ in order to cohere with the termi-
nology of this volume.
For Your Eyes Only 229
8. Conclusion
11
The best starting point for an examination of this aspect is still Mulvey (1975/
1992).
234 Klaus Rieser
References
Andrew, Dudley (1997). The Image in Dispute: Art and Cinema in the
Age of Photography. Austin: U of Texas P.
Baudry, Jean-Louis (1975/1992). “Ideological Effects of the Basic
Cinematographic Apparatus”. Film Theory and Criticism: In-
troductory Readings. 4th ed. Eds. Gerald Mast et al. New York:
Oxford UP. 302-312.
Bergstrom, Janet (1999). “The Innovators 1970-1980: Keeping a Dis-
tance”. Sight and Sound. (Nov.).
http://www.bfi.org.uk/sightandsound/feature/196 [28/02/2006].
Blandford, Steve et al. (2001). The Film Studies Dictionary. London:
Arnold.
Bordwell, David (1985/1988). Narration in the Fiction Film. London:
Routledge.
—, Kristin Thompson (1990). Film Art: An Introduction. 3rd ed. New
York: McGraw-Hill.
Canby, Vincent (1983). “‘Jeanne Dielman,’ Belgian”. The New York
Times. March 23.
http://query.nytimes.com/gst/fullpage.html?res=9C07E0DA143BF
930A15750C0A965948260 [28/02/2006].
Chatman, Seymour (1978). Story and Discourse: Narrative Structure
in Fiction and Film. Ithaca, NY: Cornell UP.
— (1980/1992). “What Novels Can Do That Films Can’t (and Vice
Versa)”. Film Theory and Criticism: Introductory Readings. 4th ed.
Eds. Gerald Mast et al. New York: Oxford UP. 403-419.
Genette, Gérard (1980). Narrative Discourse. Oxford: Blackwell.
Hayward, Susan (1996). Key Concepts in Cinema Studies. London:
Routledge.
Heath, Steven (1981). Questions of Cinema. Bloomington: Indiana
UP.
Henderson, Brian (1983). “Tense, Mood and Voice in Film”. Film
Quarterly (Fall): 4-17.
Lukács, Georg (1936/1955). Erzählen oder Beschreiben? Probleme
des Realismus. Berlin: Aufbau.
Mast, Gerald et al., eds. (1992). Film Theory and Crititicism: Intro-
ductory Readings. 4th ed. New York: Oxford UP.
McCloud, Scott (1993). Understanding Comics: The Invisible Art.
New York: Harper Perennial.
For Your Eyes Only 235
Filmography
À bout de souffle (1960) Dir. Jean-Luc Godard. Perf. Jean-Paul
Belmondo, Jean Seberg.
Année dernière à Marienbad, L’ (1961). Dir. Alain Resnais. Perf.
Delphine Seyrig, Giorgio Albertazzi, Sacha Pitoëff.
Citizen Kane (1941). Dir. Orson Welles. Perf. Joseph Cotton, Dorothy
Comingore, Agnes Moorehead.
Dead Man (1995). Dir. Jim Jarmush. Perf. Johnny Depp, Gary
Farmer.
Empire (1964). Dir. Andy Warhol.
How the Myth Was Made (1977). Dir. George C. Stoney.
Jeanne Dielman, 23 Quai du Commerce, 1080 Bruxelles (1976). Dir.
Chantal Akerman. Perf. Delphine Seyrig, Jan Decorte, Henri
Storck, J. Doniol-Valcroze.
Koyaanisqatsi (1983). Dir. Godfrey Reggio.
236 Klaus Rieser
‘Description’ does not seem to be a term that fits into the context of the visual
arts, for in imitating reality they do not use writing, and therefore one should,
strictly speaking, use the term ‘depiction’, rather than pictorial ‘description’. Yet,
in the context of the present volume this would mean blurring the issue, for what
is in focus here are forms, medial techniques and functions of ‘description’ as a
general ‘cognitive frame’ which is notably opposed to ‘narration’, and in this con-
text ‘description’ and ‘depiction’ can be used as synonyms both in literature and
in the visual arts.
However, this contribution does not focus on the differences of description
and narration in the visual arts but on an important quality that is often attributed
to description; in the introduction to this volume it is even called its “main pur-
pose”, namely the “vivid representation” of “concrete phenomena”. In literature as
well as in the visual arts such “vivid representation” is often destined to produce,
or at least to support, aesthetic illusion. Such illusion is not only dependent on
cultural-historical contexts but also on certain techniques used in the visual repre-
sentations in the course of history. In the visual arts the ‘invention’ of central per-
spective in the Italian Renaissance was a milestone towards an intensified illusion
both for descriptive and narrative purposes. The present essay focuses on another
of such milestones, this time one that was developed by an artist of a northern
country, namely Dürer.
Present-day civilisation is dominated by the digital image, which,
when perceived as (amongst other things) a descriptive medium, may
be considered as one among the systems of graphic reproduction
Western civilisation has developed since the Late Middle Ages.
Walter Benjamin already traced the evolution of these systems up to
1
Shortened version of a talk given as part of the lecture series “Description in Lit-
erature and Other Media” on May 3, 2006 in Graz. I would like to thank Werner Wolf
for the invitation to take part in the lecture series and Johanna Aufreiter, Julia Feld-
kellner, Elisabeth Sobieczky and Edgar Lein for valuable suggestions on the topic.
The current text takes up ideas from my own publication on Dürer (cf. Eberlein 2003/
2006: 38-46).
2
Translated by Katharina Bantleon.
240 Johann Konrad Eberlein
3
Respective parallels are listed with the catalogue numbers in Schoch/Mende/
Scherbaum, eds. (2002).
Dürer’s Apocalypse - Origin of the Western System of Graphic Reproduction 241
set off certain areas without being involved in creating a depth effect.
Hatching was reduced to more or less schematic lines, following the
contours in the manner of brush strokes and contributing little to
plastic modelling. The ideal underlying this artistic practice remained
line woodcuts that were subsequently coloured in.
Dürer’s achievement was to unify contour and hatching into a
homogeneous system in which they function as the constituents of
light and shade effects. Dürer endowed the line with a hue, refined
and enriched it, made it livelier, and gave it copper engraving’s bulg-
ing and thinning qualities. The hatching lines also gained in supple-
ness. Thus, on the basis of their realistic appearance and quality, drap-
eries became the bearers of emotional expression. Plane areas were no
longer automatically evenly enclosed. Dürer introduced darker sec-
tions against which lighter elements could be silhouetted as three-
dimensional, plastic shapes. In the works of his predecessors, the in-
dividual picture elements had appeared on a white background like
stamped-out shapes on a baking tin. Yet, Dürer used the whiteness of
the paper as the print’s lightest shade as opposed to its darkest that he
achieved through very closely spaced cross-hatching lines, between
which the printing ink is partly impervious. This allowed for contours
to blend with a darker ground, which greatly enhanced the possibili-
ties for shading. Dürer’s Apocalypse illustrations represent a mile-
stone in the development of the dimension of depth in woodcut. In
merging paper ground and images, Dürer liberated the paper from
functioning as a mere plane upon which picture elements were placed.
This allowed images to develop an optically independent existence
which nowadays defines our understanding of graphic rendering.
In refining woodcut, Dürer followed the model of copper engrav-
ing which had already been elevated to a high artistic and technical
level by the most famous graphic artist before Dürer, Martin Schon-
gauer (ca. 1450 – 1491). Dürer, however, greatly surpassed Schon-
gauer in two respects: in terms of the line and in terms of the ground.
Schongauer’s hatching lines were subjugated to pen-and-ink line
drawing and therefore remained determined by their subjective devel-
opment. They were thus often executed as small ticks. With Dürer,
these elements became increasingly abstract and turned into freely
employable technical means. His hatching lines were quasi objective
and showed no direct reference to the artist’s own hand, thus uniting
the line with the requirements of the depicted image. The second dif-
ference between Schongauer and Dürer lay in the treatment of the
242 Johann Konrad Eberlein
4
This especially applies to the publications by Chadraba (1963) and Perrig (1987)
(cf. Schoch/Mende/Scherbaum, eds. 2002: 63).
244 Johann Konrad Eberlein
5
This and all subsequent translations from Latin as well as from German are those
of the translator of this contribution. “[...] descripsi, quibusque modis colores
obscuros et claros apponere sciret, tali cum ratione, quod non solum vnius imaginis
partes releuatae viderentur in plano depictae, verum extra manum vel pedem porrigere
crederentur inspectae, et eorum, quae in eadem superficie hominum animalium vel
montium equantur quaedam per miliaria distare apparerent atque eiusmodi. Ars
quidem pingendi docet propinqua claris, remota obscuris mediaque permixtis sub
coloribus tingi deberi.” (Fontana 1544: Book 3, chapter 13 [wrongly 14]: n. p.).
6
For what follows cf. Eberlein 1995: 143-145.
7
Cf. Book VII, 5, 8 in: Vitruvius Pollo 1964/1976: 356f.
8
Poemata de seipso XI, De vita sua, 739-754 in: Migne, ed. 1857 – 1866: 1220.
246 Johann Konrad Eberlein
9
Cf. Et. 19, 16 in: Isidore 1911: n. p.
10
Carm. 38, 4-7 in: Dümmler, ed. 1884: 164.
11
Cf. Apologia 12 in: Bernhard of Clairvaux 1963: 105.
12
E. g. in the Vivan Bible (Paris BN Lat. 1, e.g. f. 329v) or in the Gospel Book of
Lothar (Paris BN Lat. 266, e. g. f. 171v).
Dürer’s Apocalypse - Origin of the Western System of Graphic Reproduction 247
13
A monadnock north-east of Forchheim, which repeatedly appears in Dürer’s
works.
250 Johann Konrad Eberlein
14
“Die Erscheinungen im Luftbereich sind, zusammenfassend gesagt, teils bloße
Spiegelungen, teils haben sie wirkliches Wesen.” (Aristotle 1970: 247; cf. also n. 312;
for the ‘cloud as a mirror’ cf. ibid.: 80 and n. 208).
Dürer’s Apocalypse - Origin of the Western System of Graphic Reproduction 251
fifteenth century, the reflecting quality of clouds or the air became the
subject of treatises on optic phenomena. Once more, Fontana can be
quoted in this context. His accounts – adopted from his teacher
Palacani – match the methodology applied in Dürer’s Apocalypse so
well that one could suppose Dürer knew the treatise:
The aforementioned Blaxius of Parma, who once was my teacher, tells that once
in his time in the year 1403 in Lombardy near the fortress called Buxetum, armed
horsemen and infantry appeared every day before the third hour over a period of
three days, fighting one another with lance and sword, and that those witnessing it
were very much alarmed as they did not know the reason for this abnormality.
This was happening because at a distance from this place, on a certain plane, there
were soldiers and infantrymen who the Duke of Milan had called together so that
they would go to Bologna in order to besiege it. And since there was a rain cloud
in the sky at that time, which received the picture of those moving armed men, the
people in other nearby places looking upon the cloud thought that war-faring
demons in the form of armed warriors existed in the air: they assumed that those
had got there unaided or by magical force. And a second time he [Blaxius] says
that in his time in Milan several angel-like images were able to be seen; some of
them seemed to want to descend to earth and some to ascend to heaven; some of
them had trumpets in their hands and some swords; everyone feared that God
wanted to announce judgment upon the world. However, later it was learned that
this had been a vision of fantastic things, because on the high and pointed tower
of St. Gotthard an angel was affixed, holding in his hands a trumpet and a sword,
which presented themselves in the aforementioned and water-laden cloud like in a
mirror. Through the movement of the cloud, the illusions were multiplied as in
moving water and appeared to be moving in various gestures. I have also read
myself that not only human and angelic figures appeared repeatedly in the air, but
also many other things like ships in stormy winds, or rowing ships, or fortresses
with towers, or fruitful gardens, or beautiful cities, vast dragons and chimera-like
monsters which had never been heard of. However, that this has happened due to
the reasons we have proposed can be seen from the events that very often precede
or follow the rainbow. I do not deny, as I have elsewhere clearly proved and
described, that this could also happen with non-magical force but rather be shown
through mere craftsmanship.15
15
Fontana 1544: Book 3, chap. 13 (wrongly 14), n. p.:
Recitat .n. Blaxius Parmensis, olim doctor meus, semel apparuisse tempore suo
anno gratiae .MCCCCIII. in Lombardia iuxta castrum quod dicitur Buxetum per
tres dies omni die ante horam tertiarum in nubibus equites et pedites armatos
cum lanceis et gladiis inuadentes se quibus perteriti nimium sunt inspicientes
causam nouitatis ignorantes. Acciderat .n. hoc quia distanter ab illo loco in
quadam planitie erant in armis milites et pedones, quos Dux Mediolani
conuenerat, vt ad obsidendam Bononiam accederent. Et cum tunc esset in aere
nubes aquosa recipiens similitudinem illorum armatorum se mouentium
homines existentes in aliis conuicinis locis, nubem intuentes iudicabant in aere
252 Johann Konrad Eberlein
Demones sub formis armigerum bellantes existere: sponte vel arte magica illuc
aduenisse. Et inquit iterum semel in ciuitate Mediolani visum fuisse tempore
suo imagines plures ad instar Angelorum: Quorum quidam videbantur ad terram
velle descendere, et quidam ad coelum salire: Quidam eorum habentes tubas et
quidam enses in manibus: quasae si Deus volens promouere iuditium mundi,
omnes pertimebant. Sed post cognitum fuit harum fantasticarum visionem
fuisse, quoniam in Turri sancti Gotardi alta et acuta erat Angelus quidam factus
cum tuba et ense in manibus suis, qui nubi prefatae et aquose velut in speculo se
offerebant (!). Motuque nubis sicut in aqua mota multiplicabantur ydola et
variis apparebant moueri motibus. Legi quoque ipse aliquotiens in aere
apparuisse nedum hominum et Angelorum figuras, sed et aliarum multarum
rerum et Naues ventis tumentibus et Galeas remigantes et Castra cum turribus et
viridaria pomiferia, et pulcherrimas ciuitates, Dracones immensos vltra modum
monstraque cimerica et inaudita. Sed eadem contigisse ratione quam
propalauimus, intelligere debes ad quas demonstrationes vt plurimum yris
percedit vel sequitur. Et non nego vt alibi clare deduxi, et scripsi arte fieri posse
etiam non magica, sed puro artifitio demonstrari.
The name “Blaxius Parmensis” refers to Biago Palacani da Parma. A 1428 transcript
of his “Quaestiones perspectivae” contains the source material for the passage in Fon-
tana (cf. Pfisterer 1996: 133, n. 104; Canova 1972: 30, n. 63; for further literature see
Hauser 2001: 152, n. 29).
16
For Dürer, perspective meant ‘Durchsehung’ (‘a looking through’) and it took
him long to acquire the skill of employing the central perspective (cf. Eberlein 2003/
2006: 85f.).
Dürer’s Apocalypse - Origin of the Western System of Graphic Reproduction 253
17
Cf. Book VII, 5, 2-7 in: Vitruvius Pollo 1964/1976: 332-337.
18
Cf. De arte poetica, 1-10 in: Horatius Flaccus 1985: 538f.
19
Cf. Et. 19, 16 in: Isidore 1911: n. p.
20
Cf. Apologia 12 in: Bernard of Clairvaux 1963: 105.
21
Pictor in carmine, “Prologue” in: Delisle 1880: 206f.
22
This has already been noted by Blaise Pascal (see 1997: 227).
23
It could easily be shown that Dürer also employed the motif of the ‘cloud fringe’
in other works as a means of separating the supernatural and the earthly spheres. For
example in his copper engraving “Das große Glück” (‘The great happiness’) (Schoch/
Mende/Scherbaum, eds. 2001: catalogue number 33), in which the ‘cloud fringe’ ap-
pears almost ironic.
254 Johann Konrad Eberlein
24
For what follows cf. Eberlein 1995: 102-108.
25
Cf. Reg. L. 8-14 in: Gregorius 1891: 270.
26
For what follows cf. Dugan 1989: 237.
Dürer’s Apocalypse - Origin of the Western System of Graphic Reproduction 255
which Dürer replied: But that, about which you speak, cannot either be said and
not even thought27.
With his Apocalypse Dürer found the way to introduce and enforce a
graphical depictive and reproductive system with a maximum of de-
scriptive and illusionist power without evoking the opposition of tra-
ditional advocates of the importance of the ‘word’ before that of the
‘picture’. In this, he had to take into account their line of reasoning,
but not for long. Soon the ‘cloud fringe’ became unnecessary in set-
ting off naturalistically depicted phenomena from a natural earthly
environment. The success of these medial systems and their succes-
sors forced the advocates of the primacy of the ‘written word’ to find
new paths: in the age of Rembrandt, they tried to interpret the ‘written
word’ as a (spoken) ‘sermon’, thereby ‘silencing’ pictures (cf. Busch
1971).
Dürer’s ‘revolution’ in the field of graphic depiction could be used
both for narrative and descriptive purposes. He himself did so in his
illustrations of the Apocalypse, which in itself combines narrative
with descriptive visions. However, Dürer’s newly developed illusion-
ist technique may arguably be said to be of more importance for pic-
torial descriptions than for narrations. Narrations rely less on the con-
vincing representation of phenomena as such, and more on their plau-
sible and ‘readable’ relation to one another in order to suggest or
evoke a story, while descriptions are by their very nature vivid repre-
sentations of phenomena as they appear to our senses. In this sense,
Dürer contributed substantially to empowering his pictorial medium
to do precisely this: to vividly suggest that the objects depicted are
‘there’ and can be experienced as if they were real. Dürer therefore
occupies a pre-eminent position in the history of descriptive tech-
niques in the visual arts.
27
“Mit diesem Pirckheimer war damals Melanchthon sehr oft zusammen und beriet
sich mit ihm in Nürnberg, über Fragen der Kirche und der Schule. Zu diesen Zusam-
menkünften wurde Albrecht Dürer, der Maler und gelehrte Mann, hinzugezogen, wo-
bei Melanchthon ausführte, daß selbst die hervorragendste Malkunst nichtig sei, und
über diese Streitfrage kam es oft zu Auseinandersetzungen zwischen Pirckheimer und
Dürer. Wenn dabei Dürer in seiner Geistesstärke heftig Pirckheimer bekämpfte und
jener das von ihm Vorgebrachte ablehnte, so ging er los wie ein Kampfhahn. Nun er-
glühte Pirckheimer [...] und oft brach er in die Worte aus: Nein, das kann nicht gemalt
werden. Darauf erwiderte Dürer: Aber das, wovon du redest, läßt sich auch nicht sa-
gen, und nicht einmal denken.” (Peucer in: Lüdecke/Heiland 1955: 46)
Dürer’s Apocalypse - Origin of the Western System of Graphic Reproduction 257
References
Illustrations
Illustration 11: Albrecht Dürer, “St Illustration 12: Albrecht Dürer, “The
John Devours the Book” Woman Clothed with the Sun and the
Seven-headed Dragon”
Illustration 13: Albrecht Dürer, “St Mi- Illustration 14: Albrecht Dürer, “The
chael Fighting the Dragon” Sea Monster and the Beast with the
Lamb's Horn”
Dürer’s Apocalypse - Origin of the Western System of Graphic Reproduction 263
Illustration 15: Albrecht Dürer, “The Illustration 16: Albrecht Dürer, “The
Adoration of the Lamb and the Hymn of Whore of Babylon”
the Chosen”
Illustration 17: Albrecht Dürer, “The Illustration 18: Andrea Mantegna, “St
Angel with the Key to the Bottomless Sebastian” (ca. 1460). Kunsthistorisches
Pit” Museum, Vienna
264 Johann Konrad Eberlein
Illustration 19: Detail from Andrea Mantegna, “St Sebastian” (see Illustration 3)
“Spiritualia sub metaphoris corporalium”?1
Description in the Visual Arts
Götz Pochat
1
St Thomas Aquinas. Summa Theologica I, qu. I art. 9, c (‘Corporeal Metaphors of
Things Spiritual’).
2
The arbitrariness of meaning is discussed by Paul de Man (1979), especially in
unmasking the uncertainties of metaphor compared to metonomy.
266 Götz Pochat
3
The role of Paul de Man as a representative of demonstration in aesthetics has
been summarized by Kern (1998).
Description in the Visual Arts 267
As described by Ripa (cf. 1604/1970: 346), the woman with the attrib-
utes of laurel, a trumpet and a book represents the allegory of History,
i. e. Clio, but this interpretation is weakened by her strong physical
presence, the allegory brought back to life by acute observation and a
phenomenal technique. Painting itself, the conjuring make-believe,
may be seen as the self-referential object of the masterpiece – a recon-
Description in the Visual Arts 271
Illustration 3: Detail from Jan Vermeer, “The Painter in his Studio” (see Illustration
2) with the printed Map by Claes Jansz Visscher. Bibliothèque Nationale, Paris
272 Götz Pochat
The rendering of the northern and southern parts of the country hints
at the historical time passed, the country itself being the result of a
long historical process with intimations of a lost past and the potential
glory of future society. Clio, the personification of History, stands
between the painter and the map, which shows the art of mimetic
description in its most prestigious form but, at the same time, exem-
plifies a highly complex abstraction. In fact, the word Descriptio on
the upper border of the map denotes a geographical representation of
the world, ending up in a conceptual form of depiction. Many artists
were surely involved in the investigative conquest of the visual world
with all its scientific, commercial, and political implications. On the
lateral borders of the map a series of topographical views of Dutch
cities is shown within the frames of the cartouches – actualizing the
tradition of topographical representation, which in Holland became a
popular genre of painting itself (cf. Alpers 1985: 264). The depiction
of authentic cityscapes reached its climax with Vermeer’s “View of
Delft” (Mauritshuis, Den Haag; Illustration 4).
Illustration 4: Jan Vermeer, “View of Delft” (c. 1660). Mauritshuis, The Hague
cognitive, abstract description of the map is, in the first place, a ques-
tion of function and social expectation.
The veduta in the eighteenth century can be gauged either way.
Canaletto was held in high esteem, not only as an outstanding painter,
but perhaps even more so by the English gentry having their castles
and the prestigious sites of their estates depicted (cf. Links 1982: 145-
180; Links/Baetjer 1989: 223-255). The commissioners certainly fo-
cussed primarily on the accurate description, and it took the genius of
Constable to escape from the straight-jacket of this demand.
Vermeer is only one of many painters reflecting upon description
and the vital role of mimesis in the process of artistic realization. The
wish to conjure up by means of a perfect illusion has been a constant
theme in literature and ekphrasis since antiquity (see Pygmalion’s
dream), the utopian quality of this dream notwithstanding. An inter-
esting painting by Magritte has come down to us, showing the artist
depicting his model, representing her as a real person in space, liber-
ated from the canvas she would normally merge with (Illustration 5).
The paradoxical nature of miraculous fiction is commented on in the
title: “Attempting the Impossible” (cf. Sylvester 1992: 148).
4
The specific method of investigation of Cozens is discussed by Werner Busch (cf.
1993: 337-354). Further aspects of the dynamics of perception have especially been
dealt with by Rudolf Arnheim (cf. 1972, 1974 and 1978).
276 Götz Pochat
Illustration 7: Alexander Cozens, “Blot Nr. 11” (1785/1786). British Museum, Lon-
don
Wolf has formulated the provocative question ‘whether there are any
pictures at all that are not descriptive’. Of course, all mimetic pictures
are descriptive in a simple way, notwithstanding the fact that they
consist of abstract, codified micro-signs put together in order to repre-
sent a certain motif. The pull of illusion indeed proved to be so strong
as to serve as a common denominator in the visual arts for about 800
years. Kandinsky stands at the end of this development, and his own
artistic career bears witness to the struggle of liberation while elimi-
nating mimesis. Yet in “Composition IV” from 1911, referred to by
Wolf, there are still traces of mountains, towers (the ‘Kremlin’),
riders, horses, battles, couples – lines and clusters of colour, intimat-
ing a world pervaded by a ‘sounding cosmos’, standing at the brink of
autonomy and self-referentiality – lines, colours and volumes, indexi-
cal traces of emotional response (Illustration 8; cf. Brucher 1999:
350-372).
Modern art is directed towards the world within, an emerging
structure and harmony hitherto unseen and unheard of, coming into
being – a revelation born out of the artist’s mind. Less a description, it
Description in the Visual Arts 277
Illustration 10: Giotto, “Flight into Egypt” (1305). Scrovegni Chapel, Padova
Mother and infant, riding on the donkey, occupy the centre of the
square, according to Arnheim, the least dynamic position of an object
on a plane – intimating stability and certainty5. The group is further
stabilized by the mountain peak looming in the background. At the
same time, Giotto had to represent a passing moment – the donkey
and the other protagonists ‘move’ across the picture plane from left to
right. The position of the lines and the torsion of the bodies, not to
speak of the foreshortened angel showing the way, certainly evoke
this effect – Wolf later on concedes “a particularly large share of the
recipients’ imaginary activity” while experiencing movement in
bodies (ibid.: 44). The effect of transitoriness is further enhanced by
the companion just entering the picture on the left, or the contour of
Joseph overlapped by the framing border on the right. Depth in space
is hinted at by the smaller and darker mountain to the left. The
dominant sweeping contours of the mountains falling down diagonal-
ly from left to right enhance the forward pull of the group, especially
5
Structure and dynamics of perception have been dealt with by Arnheim through-
out his life. Cf. for instance Die Macht der Mitte (1982). As for Giotto, Imdahl has
brought earlier discussions to an unexpected revival (cf. 1980).
280 Götz Pochat
Illustration 11: Johann Heinrich Wüest, “The Rhône Glacier when looking north-
east” (1772/1773). Kunsthaus, Zurich
The minute figures in the foreground reflect different attitudes and re-
actions in the observer himself. As he is caught by the overwhelming
dimensions and the force of the scenery, the painting mediates awe,
enjoyment of the spectacle, and the actual representation of the
panorama by an artist. The ‘reception figures’ are shown as reacting
to Nature. The referent, in their case, is not located in the landscape,
but rather their state of mind, revealed by gestures and the like.
Whereas Burke stressed the physical conditioning of fear and terror,
Wüest seems to take sides with Diderot and Kant here, relegating the
282 Götz Pochat
6
As for the different aspects of the Sublime as stated by Burke, Diderot and Kant
see Pries 1989: 1-90; Pochat 1986: 419-423, 451-452, 513-517.
Description in the Visual Arts 283
Illustration 13: Detail from Robert Campin, “The Annunciation” (see Illustration 12)
Description in the Visual Arts 285
References
Susanne Knaller
From the very beginning of, and far into, the 20th century the descriptive mode,
constitutive of the photographic medium, has not allowed a full integration of
photography into the art system. At the same time, the art system itself was far
from being homogeneous in the 19th century. On the contrary, it was defined by
different and even antagonistic programs such as Idealism and Romanticism, Re-
alism and Naturalism. In order to gain reputation, the photographic image imitates
traditional media such as painting, at the same time insisting on its own artistic
logic, within which the descriptive mode plays a decisive role. By discussing early
and contemporary photography in the context of aesthetic concepts such as au-
thenticity, appearance and illusion, this study offers a definition of the descriptive
mode in the context of the photographic image. At the same time, the analysis of
the descriptive mode allows new insights into the specific character of photogra-
phy itself.
1.
In the contributions to the lecture series which forms the basis of the
present volume, ‘description’ as a term for a basic mode of organizing
signs and thus a mode of communication (Werner Wolf) was defined
as an “interrelation of textual and extratextual information” (Ansgar
Nünning) and a “transmedial mode of representation” (Götz Pochat).
Werner Wolf differentiated between description as a macro-mode, or
a macro-genre, and description as a micro-mode (i. e. as part of works
and artefacts). Photography can be both. If we regard photographs as
realizations of the descriptive as a macro-mode, we are dealing with
an ideotypical construction, a typologisation of the medium. Thomas
Benton observed in 1922:
290 Susanne Knaller
Die Fotografie ist durch ihre mechanische Einrichtung ganz an natürliche Pro-
zesse gebunden. Sie gibt mit Hilfe des Lichts naturinhärente Qualitäten wieder.
Eher beschreibt sie, als daß sie interpretiert. Sie ist wissenschaftlich. (Benton in
Kemp 1999: 41f.)1
For Irene Albers, observation, documentation and description are se-
mantic characteristics of photographic features (see 2001: 542). Peter
Galassi talks about “photography’s talent of description” (2001: 10),
the camera can be used as a “means of description” (Campany 2003:
24). However, description can also structure the photographic picture
as a micro-mode, as a mode which characterizes certain picture genres
or picture motifs – “descriptive photography” (Galassi 2001: 25),
documentary photography, the scientific exposure, the photo-fit, etc.
The evaluation of photography as a factually descriptive medium is
based on media-specific attributes such as deixis and referentiality,
which assume that photography is based on objective, precise obser-
vation as its determining perspective. These assumptions hindered the
acceptance of photography as part of the art system far into the 20th
century. Pure description and the depiction of what stands in front of
you were regarded as adverse to art in the 18th, 19th and even 20th
centuries. The sense of composition and art can be found much more
clearly in invention and creation. In the 18th century, Gottsched, for
instance, distinguished categorically between mere description (copy
of reality) and “lebhafter Schilderey” (‘vivid depiction’) (1982: 142).
For Schiller, any dependence on an ‘external subject’ (‘äußerer
Stoff’) was an evil (cf. 1962: 399). For Schlegel, imagination is the
mainspring of the aesthetic which unfolds irrespective of what is lying
ahead, i. e., referentiality. Even for the structuralist Roman Jakobson,
literature does not obtain its meaning through a relationship between
text and world, nor through hetero-reference. The poetic function of a
text is quintessentially activated by text codes generated through self-
referentiality. This results in the text referring to itself and its form.
The view that hetero-referentiality and description are not constitutive
of art still lingers in many current theories and is mostly based on the
opposition of description and narration. The latter is attributed to the
demand for interpretation and interpretative representation, whereas
1
‘Photography, by its mechanical constitution, is completely bound to natural proc-
esses. With the help of light, it reproduces qualities inherent in nature. It describes,
rather than interprets, things. It is scientific.’ [My translation]
Descriptive Images 291
2
‘He must be the photographer of the phenomena, his observation must represent
nature precisely.’ [My translation]
292 Susanne Knaller
3
‘[…] an entirely daguerreo-like fidelity in the reproduction of the type of all
things […]’. [My translation]
4
“[...] nur mehr registrierende, vom Prinzip der ästhetischen und moralischen Idea-
lisierung abgelöste Deskription der banalen Alltagsexistenz” (Küpper 1987: 58).
5
‘It is self-contempt, however, of modern artists […]. What they achieve is science
or photography, i. e., description without perspective, some sort of Chinese painting,
purely foreground and completely overcrowded.’ [My translation]
Descriptive Images 293
2.
6
“[...] Gegenständen, die sich selbst in unnachahmlicher Treue mahlen” (Humboldt
in Stiegler 2000: 22).
294 Susanne Knaller
thentic copy which was intriguing, but also the illusion of reality
connected with it. The aesthetic pleasure, in fact, lay in the recog-
nizing the illusion rather than in the illusion itself. Artistic quality
appeared in the perfection of realism. However, it was this very poet-
ological demand of mimetic illusionism or illusionistic mimesis which
excluded photography from the 19th century art system. Due to its
property as a technical medium reproducing objects and subjects with
unprecedented accuracy and sharpness, photography was considered a
merely scientific means of recording rather than an artistic medium.
In order to gain recognition as an art form, photography had to con-
front itself with mimesis as a mode of rendition and illusion as a value
and renditional effect, respectively. Existing conventions, as for in-
stance offered by the medium of painting, therefore lent themselves to
adaptation.Indeed, many artistically ambitious photographers of the
19th and early 20th centuries were geared to styles and motifs of
painting. Within pictorialism, for instance, this medial adaptation
became an aesthetic principle. Contrary to this move towards
adaptation, photography could also force a reformulation and
expansion of artistic determinative categories such as author and
work. The possibility of the technically and chemically based
recording and reproduction of segments of reality sustainably changed
the medial relation between subject and object. Photographic
perception modified the status of real objects just as it modified the
relation between perceiver and objects. Already at the beginning of
the 20th, century photographic art defined itself with reference to its
technical nature as well as to the distinctiveness of the photographic
view and the singularity of photographic reality.
Reality itself is subsequently not only a mediated, perceived
object, but also the mediated image, and no longer the mere object of
an image. In 1929, Max Picard denounced the “Photographierwelt”
(‘world to be photographed’), in which these objects, removed from
reality and thus separated from it, would ‘live’. Kracauer also contin-
ued to speak of a “Photographiergesicht” (‘face to be photographed’)
which the world has put on (see Picard 1932: 174; Kracauer 1977:
34). On the basis of such discourses concerned with photographic per-
ception, theorists not only dealt with the problem of mimesis, but pho-
tography also forced them into taking a perception-theoretical stand-
point which required medial awareness. This is why photography is
both hetero-referential as well as self-referential. Flaubert already
Descriptive Images 295
made this clear: “Il n’y pas de Vrai! Il n’y a que des manières de voir.
Est-ce que la photographie est ressemblante? Pas plus que la peinture
7
à l’huile […].” (in Stiegler 2000: 378) .
This was not without consequences for the concept of description.
It has several functions: Firstly, it has defined the photographic image
since its beginnings. Secondly, it is connected with the concept of
mimesis, because description is a handed-down method of rendition to
create mimetic illusions (see Ritzer 2004: 101). Thirdly, description
creates a notion of relation between hetero- and self-referentiality, as
description necessarily implies a semiotic process between perceiving
and presenting. Finally, the functions of description mentioned herein
and the semiotic conditionality of photography lead to a preference of
certain descriptive genres: portrait, street and architectural photogra-
phy count among the most important genres. Description in the con-
text of photography is thus relevant both as a term of definition as
well as a concept of rendition.
3.
8
“Der Künstler [kann] kein einziges Element aus der Wirklichkeit brauchen [...]
wie er es findet, [...] sein Werk [muss] in allen seinen Teilen ideell sein [...], wenn es
als ein Ganzes Realität haben [...] soll.” (Schiller 2004: 812)
9
‘Poetry heals the wounds that the mind inflicts. It consists of directly opposite ele-
ments – of elevating truth and pleasant deception.’ [My translation]
Descriptive Images 297
10
‘If imitation is supposed to be beautiful, it has to give us an aesthetic illusion; the
rational powers of the soul, however, must be convinced that it is imitation and not
nature itself.’ [My translation]
298 Susanne Knaller
11
‘The unresolved problem of his theory is the problem of the positivist theory of
science. It is also due to the yet undiscovered medial character of observation and to
the making of the experiment, the unsolved role of the subject in the process of
relating ‘seeing’ to ‘knowing’.’ [My translation]
Descriptive Images 299
Sehen geben.” (1999: 20)12 The photographer faces reality and its pic-
tures and potential pictures, respectively, as he faces his own per-
ception. In connection with the kind of ‘naturalistic’ photography
postulated by him, Emerson speaks of a form of image which reflects
“physical, physiological and psychological properties of sight” show-
ing us how things look, not how they are – “the naturalistic photo-
graphy […] would endeavour to render the tree as it appeared to him
when standing a hundred yards off” (Emerson 1889: 126).
12
‘Now there is no longer the intention to give us things to see, but rather to give us
the (process of) seeing.’ [My translation]
300 Susanne Knaller
13
In: Winogrand/Lifson/Fraenkel 1999: [n. p.], between plates 10 and 11
302 Susanne Knaller
absent objects or subjects. Yet these are put into a creative, construc-
tive context. This does not primarily mean an imaginative creation of
picture elements. Fictio in the sense of ‘construct’ becomes virulent
from the beginning in the photographic process, as a photograph is
created as an image of perception, and in that experiences of seeing
and reception are illustrated. Photography itself embodies a self-
referential moment – it is, as already elaborated on, a rendition of
vision. As the subject positions itself between perception and active
creation, the photographic image becomes mimesis (depiction) of
vision. For Talbot, for instance, the splendor of photographed objects
is overwhelming but not sufficient to understand the given vision: the
meticulous descriptions of photographs position the iconicity of
photography not only in the field of subjective choices (of picture
segments) but also in the field of a self-reference of perception. The
description takes the image out of its property as ‘phainomenon’,
splendor, apparentia, and allows for it to become a legible image/
medium.
This view was taken from one of the upper windows of the Hotel de Douvres,
situated at the corner of the Rue de la Paix. The spectator is looking to the north-
east. The time is the afternoon. The sun is just quitting the range of buildings
adorned with columns: its façade is already in the shade, but a single shutter
standing open projects far enough forward to catch a gleam of the sunshine. The
weather is hot and dusty, and they have just been watering the road, which has
produced two broad bands of shade upon it, which unite in the foreground,
because, the road being partially under repair (as is seen from the two wheel-
barrows, &c. &c.), the watering machines have been compelled to cross to the
other side. By the roadside, a row of cittadines and cabriolets are waiting, and a
single carriage stands in the distance a long way to the right. A whole forest of
chimneys borders the horizon: for, the instrument chronicles whatever it sees, and
certainly would delineate a chimney-pot or a chimney-sweeper with the same
impartiality as it would the Apollo of Belvedere. The view is taken from a
considerable height, as it appears easily by observing the house on the right hand;
the eye being necessarily on a level with that part of the building on which the
horizontal lines or courses of stone appear parallel to the margin of the picture.
(Talbot 1992: 85f.)
14
‘Thus Talbot created a first, far-reaching theory of photography, which he devel-
oped from the tension between images and texts. […] As an object of perception the
evidence of the picture requires description in order to free itself from the distance
where it has been caught.’ [My translation]
304 Susanne Knaller
15
June 10 – July 17, 1988, Institute of Contemporary Arts, London. March 14 –
April 30, 1989, Centre National des Arts Plastiques, Paris. June 24 – August 31,
1989, Museo d'Arte Contemporanea Luigi Pecci, Prato.
Descriptive Images 305
4.
Man hat danach sehr Unrecht, wenn man glaubt, der Daguerreotyp werde der
Kunst der Malerei großen Schaden zufügen. Er schreibt die leblose Natur ab; die
Beobachtung der lebenden und der Geist sie zu fassen ist ihm fremd; noch weni-
ger weiß er von Erfindung und freier Darstellung dessen, was unsere Phantasie
und unser Gemüt bewegt. (Schorn/Koloff in Kemp 1999: 59)16
If, as in the assessment by Ludwig Schorn and Eduard Koloff (1839),
photography only copies inanimate nature and has no space for the
observation of the animate, then architectural photography is the
photographic genre par excellence. This also appears to apply to early
photography: the first heliography handed down is a rooftop land-
scape by Nicéphore Niépce, the first daguerreotype shows a street in
Paris, William Henry Fox Talbot took a photograph of a boulevard in
the same city, and at the beginning of the 20th century Eugène Atget’s
pictures of Paris had a sustainable effect. Documentary and descrip-
tive functions have defined the architectural photography until today,
as architect and photographer Klaus Kinold noted in 1993:
Architekturfotografie heißt, ein Gebäude visuell zu beschreiben, in der Regel für
den Leser einer Publikation. Umfassend funktioniert das nur in der Serie: innen –
außen, von verschiedenen Seiten, als Totale und im Detail; die Fotos in Korres-
pondenz mit Zeichnungen und Texten.17 (Kinold in Weisner 1993: 13)
Kinold continues that ‘the autonomy of the image in relation to the
18
object’ is not given.
Talbot has already shown that a text describing and explaining a
pictures goes beyond its strictly picture-accompanying function by
expounding the problems of perception and rendition. He also showed
that the image is not merely a rendition, but must be understood as an
implicit picture of perception. As demonstrated in the foregoing dis-
16
‘One is definitely mistaken in thinking that the daguerreotype is going to inflict
great damage on the art of painting. It copies inanimate nature; there is no observation
of the animate nature and it lacks the spirit to grasp it; it knows even less about the in-
vention and free representation of what moves our imagination and our mind.’ [My
translation]
17
‘Architectural photography means visually describing a building, usually for the
reader of a publication. Comprehensively, this only works in a series: interior – exte-
rior, from different angles, as a whole or in detail; the pictures in correspondence with
drawings and texts.’ (Kinold in Weisner 1993: 13; my translation)
18
“Autonomie des Bildes gegenüber dem Gegenstand” (ibid.; my translation).
Descriptive Images 307
19
“[...] technologische Verknüpfung des optischen Prinzips der perspektivischen
Wahrnehmungsweise mit dem chemischen Aufzeichnungsverfahren der empfind-
lichen fotografischen Schicht” (Busch 1989: 11).
Descriptive Images 309
20
‘Most decisive is the immediate visual access to reality which is the basis for the
next picture. This is one aspect. The other are the visual experiences I have already
made, which have led to certain ideas for pictures and which are then elaborated over
months or sometimes even years. […] I have always wanted to maintain a clear, com-
prehensible linkage to the given reality. Because, after all, I am only interested in the
processing of reality and not in realities which have nothing to do with what we expe-
rience every day.’ [My translation]
21
‘In fact, my pictures are increasingly becoming more formal and abstract. A visual
structure seems to eclipse the depicted, real events. I subject the real situation to my
artistic concept of image-finding.’ [My translation]
310 Susanne Knaller
References
Michael Walter
wig Rellstab had compared the Adagio to a nightly boat trip at moon-
light on Lake Lucerne. (There is no evidence of this comparison in
Rellstab’s works, although in 1824 he published a story, “Theodor.
Eine musikalische Skizze”, in the Berliner allgemeine musikalische
Zeitung, where he likened the expression of the movement to a lake in
falling moonlight.) It was not before the 1920s that Arnold Schering
interpreted Beethoven’s instrumental music as containing hidden
programs and claimed that the program for the sonata no. 17 had been
Shakespeare’s The Tempest (cf. Schering 1934, Schering 1936). More
convincing of the examples of the Fachausschuß might be Beetho-
ven’s or Mendelssohn’s Meeresstille und glückliche Fahrt (Calm Sea
and Prosperous Voyage). But there are also obvious mistakes in this
list: Aaron Copland’s ballet Appalachian Spring has nothing to do
with spring, nor with the Appalachians (cf. Pollack 1999: 390).
It is not difficult to find the reasons for such shortcomings. With-
out a thorough knowledge of music history or the pieces themselves
the authors of the list drew conclusions from the titles – or alleged
titles – of musical pieces as to their extramusical or programmatic
meaning. They could not know that, for example, the title Appala-
chian Spring was chosen by mere coincidence and did not refer to the
content of the music at all. Copland had the problem that neither he
himself nor to the author of the ballet, Martha Graham, had come up
with a title for his already music composed. The solution was found
when Graham, in reference to her favourite poem, chose the mis-
leading title Appalachian Spring. Copland agreed but was subse-
quently much amused by various interpretations based on this title.
Even today the music is still heard, in Neil Butterworth’s words, “as
having its roots in the countryside of New England” and as a “strong
expression of national feeling” (Butterworth 1985: 101). The reason
for such an interpretation is that Appalachian Spring is one of Cop-
land’s works which are considered to be typically American. There-
fore it was convincing to relate the work, via its title, to an American
landscape (cf. Walter 2004: 294).
For a musicologist the list of the Fachausschuß might provoke
some humorous or dismissive comments, but more important is the
epistemological question of how such errors can occur. Since music
itself cannot express a meaning in the strict sense of the word, we
need a cognitive framing to attribute to music such a meaning. Nor-
mally we rely on the fact that the title of a piece of music provides a
Musical Sunrises 321
Sonne, sie steigt. / Sie naht, sie kommt. / Sie strahlt, sie scheint. / Sie
scheint in herrlicher Pracht, / in flammender Majestät! / Heil! O
Sonne, Heil!” (‘He ascends, the sun, he mounts. He’s near, he comes.
He beams, he shines. He flames in radiance full, in glowing majesty!
Hail, O sun, be hail’d!’).
In Verdi’s Attila the descriptive meaning of the music becomes not
only clear by the words of the chorus but also by the stage direction:
Le tenebre vanno diradandosi fra le nubi tempestose: quindi a poco a poco una
rosea luce, sino a che (sul finir della scena) il subito raggio del sole inondando per
tutto, riabbella il firmamento del più sereno e limpido azzurro. Il tocco lento della
campana saluta il mattino.
(The darkness is vanishing among the tempestuous clouds: then little by little a
rosy light spreads until (at the end of the scene) sudden sunrays flood all [the
stage], showing again the beauty of the cloudless and bright blue sky. The slow
stroke of the bell welcomes the morning. [My translation])
The beginning of Strauss’ Zarathustra, however, lacks the cognitive
framing in the form of a title. But, on the first page of the score, the
composer prefixed a text which partly reads: “When Zarathustra was
thirty years old, he left his home and the lake of his home, and went
into the mountains. There he enjoyed his spirit and his solitude, and
for ten years did not weary of it. But finally he had a change of heart –
and rising one morning with the dawn, he went before the sun, and
spoke thus to it: […]”.2 These are the opening words of Zarathustra’s
prologue. Since the status of this text in the score is not really clear –
is it a paratext in the Genettean sense or is it part of the score proper?
– one of the earliest interpretations of this beginning of Zarathustra
was ambiguous: ‘Within only a few measures, the beginning of the
tone poem describes a picture of enormous sublimity and greatness.
We witness a great natural spectacle, for example a sunrise.’3 If we
merely rely on the text in the score, the descriptive meaning of the
beginning of Zarathustra is by no means clear. But its musical
2
Nietzsche, online. (“Als Zarathustra dreissig Jahre alt war, verliess er seine Hei-
mat und den See seiner Heimat und ging in das Gebirge. Hier genoss er seines Geistes
und seiner Einsamkeit und wurde dessen zehn Jahre nicht müde. Endlich aber ver-
wandelte sich sein Herz – und eines Morgens stand er mit der Morgenröthe auf, trat
vor die Sonne hin und sprach zu ihr [...].” From Nietzsche 1968: 5.)
3
“Der Beginn der Tondichtung zeichnet uns in wenig Takten ein Bild von ge-
waltiger Erhabenheit und Größe. Wir wohnen einem großen Naturschauspiel bei, etwa
einem Sonnenaufgang. ” (Hahn c. 1912: 112, my translation)
Musical Sunrises 323
the fact that they are metaphors. This is important because any inter-
pretation of a musical structure depends on our prior understanding of
such metaphors, or in other words, the understanding of music, espe-
cially when music has a programmatic or descriptive meaning, de-
pends on the cultural context.
4
In English this piece is usually referred to as the “Great Gate of Kiev”, which is
not a literal translation.
Musical Sunrises 327
5
There are other topoi as well which have become equally easily understandable.
For instance, battle music is such a topos, or the description of a tempest. In both of
these cases also pictorial or ‘diagrammatic’ features play an important role, namely
the (varying) distances of two armies (cf. Beethoven’s Battle Symphony) or the ap-
proach of a tempest which becomes louder and louder the nearer it comes. The dis-
tance in the objects musically referred to correlates in these cases with appropriate
acoustic phenomena.
Musical Sunrises 329
Haydn, Le Matin
ously meant nothing to Eastlake anymore. Her cultural frame was not
that of the ceremonial 18th century but that of the 19th century, as
becomes obvious not only by her reference to Weber’s opera but also
on the next page when she writes about the “sense of sublimity con-
veyed by [musical] storms and tempests” (ibid.: 53). Musical aesthet-
ics at this time relied more on intrinsic aesthetic categories than on
external ceremonial topoi. Eastlake found this intrinsic category in
Weber’s Preciosa, a Romantic opera with a very different aesthetic
background compared to Haydn’s oratorio. Obviously, Eastlake, as
was common around 1850, lacks the sensitivity for a historical under-
standing of music, which requires the awareness of divergent cultural
frames.
For Strauss, the purely aesthetic qualification of the ‘highest’ was
already the sublime in a Kantian sense. In Kant’s definition the sub-
lime is what is absolutely and without any comparison great (cf. Kant
1790, online: § 24). The sublime, therefore, is comparable only to
itself alone. “The sublime is that, the mere capacity of thinking which
evidences a faculty of mind transcending every standard of sense.”
(Ibid.: § 25) With regard to nature, Kant defines: “Nature, therefore,
is sublime in such of its phenomena as in their intuition convey the
idea of their infinity.” (Ibid.: § 26) This idea of infinity is musically
conveyed by Strauss through the missing musical definition of a key
at the beginning of Zarathustra and the employment of the full
orchestra in the breakthroughs, although the latter cannot be ‘infinite’
in the proper sense of the word due to the technical restrictions of the
instruments.
The different referential devices for musical descriptions used by
Haydn and Strauss are a corollary of the different aesthetic assump-
tions depending on their epochs and cultural contexts. Both musical
descriptions were easily understood by contemporary audiences. But
as has been shown, there can be difficulties in understanding descrip-
tive music when the cultural conditions and the musical aesthetics
change. This is, of course, also true of literary works and paintings,
albeit to a lesser degree. Since music lacks a semantic meaning, how-
ever, the danger of a misconception of descriptions transmitted by this
medium is by far greater than in other arts and media. Beethoven
therefore felt the need to emphasize that the music of his Symphony
No. 6 (Pastoral Symphony) was not descriptive when he wrote “mehr
334 Michael Walter
References
6
In the first print of the symphony one could read on the back of the part of the
first violin “Pastoral-Sinfonie oder Erinnerung an das Landleben (mehr Ausdruck der
Empfindung als Malerey)”. This remark goes back to a letter Beethoven wrote to his
publisher, Breitkopf und Härtel, in March 1809, in which he says: “Der Titel der
Sinfonie in F ist: Pastoral-Sinfonie oder Erinnerung an das Landleben Mehr Ausdruck
der Empfindung als Mahlerej”.
Musical Sunrises 335
Studies, chairs the European Scholars Group of the Society for Cine-
ma and Media Studies and co-edits the book series American Studies
in Austria.