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1. Introduction 3
4. Community development 12
5. Conclusion 14
Dinbabo, M.F., 2003. Development theories, participatory approaches and community development.
Unpublished paper. Bellville: Institute for Social Development, University of the Western Cape.
Page 2 of 20
1. Introduction
Chinese Philosopher Lau Tse embodies the essence of the participatory approach to
community development in the following poem.
"Go and meet your people, live and stay with them, love them, work with them.
Begin with what they have, plan and develop from what they know, and in the
end, when the work is over, they will say: "we did it ourselves"(Dennis, 1977).
This ironic description of Chinese Philosopher Lau Tse has a direct linkage with the
theories, concept, principles and approaches of participatory community development.
Within this fundamental base the purpose of this essay is to establish and test a
general theoretical framework for a participatory development approach aimed at
facilitating a more relevant and socially responsible form community development.
To accomplish this task, the following question will be examined. "Is it feasible to use
a participatory development approach to facilitate community development?”
The study begins by the conceptualization of basic terminology and concepts will
expand to examine the different types of development theories. It will also examine
the rationale, principles and participatory approaches towards community
development.
I argue and the result of my study clearly indicates that it is feasible to use a
participatory development approach in facilitating the community development
process.
Dinbabo, M.F., 2003. Development theories, participatory approaches and community development.
Unpublished paper. Bellville: Institute for Social Development, University of the Western Cape.
Page 3 of 20
2. Conceptualization of terms and terminology
With the objective to give insight to the readers regarding specific concepts related to
this essay, basic key terms and concepts are briefly explained here below:
The concept development is very broad and encompasses values such as capacity
building, equity, sustainability, self-reliance and empowerment. In general, as
different scholars have defined (Coetzee, 2001; Cypher & Diethz, 1997; Weyman &
Fussell, 1996; Gharajedaghi & Ackoff, 1986) it includes the improvement of people
lives in terms of economic, social, political, environmental, spiritual/personal and
cultural aspects.
Weyman and Fussell (1996) elaborate and define development as a process whereby
people make life easier for each other by collaborating in the formulation of a vision
their future and a collective action for resolution of perceived needs. According to
Coetzee (2001:120) development refers to “…the connotation of favorable change
moving from worse to better; evolving from simple to complex; advancing away from
the inferior…a form of social change that will lead to progress...the process of
enlarging people’s choices of acquiring knowledge, and having access to resources for
a decent standard of living”. For Gharajedaghi & Ackoff (1986) development is a
mechanism in which people increase their abilities and desires with the objective to
satisfy their own needs.
The term capacity building, according to Eade (1997), refers to enabling institutions
to be more effective and efficient in the process of identifying, implementing,
monitoring and the evaluation of development projects. Eade & Williams (1995) also
note that capacity building is a mechanism of enabling local people to determine their
own values, priorities and act on their decisions. According to Schuftan (1996), the
term capacity building refers to an approach to community development that raises
people’s knowledge, awareness and skills to use their own capacity and, using
available support systems, to resolve the more underlying causes of
underdevelopment.
The term empowerment has many meanings and uses (Rappaport, 1961). However, it
is common to view empowerment as a process in which a person or community gives
or gets power from another. The notion is that power originates outside the person or
community, who gives or gets it from another. There is always another person or
community that can become empowered. However, the key is for people to recognize
Dinbabo, M.F., 2003. Development theories, participatory approaches and community development.
Unpublished paper. Bellville: Institute for Social Development, University of the Western Cape.
Page 5 of 20
and act upon the power or potential power that they already have (Checkoway, 1995).
Empowerment is also termed as gaining of strength, confidence and vision to work for
positive changes (Eade, 1997).
Since the 1950s, a diversity of theoretical and empirical traditions has converged in
the field of development approaches. Such convergence produced a rich analytical
vocabulary, but also resulted in conceptual confusion (Waisbord, 2001). The field has
not experienced a linear evolution in which new approaches superseded and replaced
previous ones. Instead, different theories and practices that had originated in different
disciplines have existed and have been used simultaneously.
This part of the essay identifies the different types development theories, traces their
origins, their practical applications, draws comparisons, and indicates strengths and
weaknesses. It also analyzes the main understandings of participatory development
approach and major tools of application.
Different schools of traditional development theories have emerged in the past few
decades and a range of views are reflected by different theorists. Some of the basic
argument of traditional development theories including: Modernization, Marxist and
dependency theories that will briefly elaborated on. First let us review the basic
argument of modernization theory.
Modernization theory emerged in the late fifties and early sixties (Evans & Stephens,
1988). The theory stem from the ideas from Durkheim, Weber and Parsons who
explained the transformation from traditional to modern societies in terms of
population growth with its divisions of labour; personal motivation and the change of
Dinbabo, M.F., 2003. Development theories, participatory approaches and community development.
Unpublished paper. Bellville: Institute for Social Development, University of the Western Cape.
Page 6 of 20
moral values and norms. According to modernization theorists, the first world
industrial countries are modern and the third world countries are traditional.
Development is only possible when “primitive” values and norms are replaced with
modern ones (Evans & Stephes, 1988; Simpson, 1987). Contact with the modern
world, whether by trade or language, will therefore incorporate and transform the
primitive culture, leading the way to development (Webster, 1984: 44-51).
The basic premise of modernization theory is that development is possible, and that in
order to achieve it, developing nations should copy the Western European experience,
which was characterized by a set of stages in which development took place (Coetzee,
2001; Evans & Stephens, 1988:742; Alvin, 1953). There is also another theory of
development viewed by Karl Marx, the well-known Marxist theorist.
Marx claims that “the country that is more developed industrially only shows, to the
less developed, the image of its own future” (Marx, 1867: 8-9 in Evens & Stephens,
1988:743). Marxist theory, like modernization theory, sees the role of the market as
the solvent that would break down traditional cultures and would allow for
development to take place (Evans & Stephens, 1988: 749). As the shortcomings of
both modernization and Marxist theory became more apparent, another school of
thought known as dependency theory emerged to explain the weaknesses of the above
theories.
The basic argument of dependency theory is that the reliance on the international
market that led to the domination of transitional capital because of the unequal
exchange between core and periphery, benefiting only the core (Evans & Stephens,
1988:749). Frank (1969) argued that the major causes for inequality are historical
colonialism and western capitalism. Evans & Stephens (1988) noted that, in contrast
with modernization theory, dependency theorists regard the state and its agents as
active actors in the process of underdevelopment.
I argue that even though all of the above traditional development theories give us
insight in to the notion of development; all of them fail to provide an all-
encompassing explanation of the concept of development especially for developing
countries. Having the above traditional development theories as a background, let us
explore the fundamental theory of participatory development.
Dinbabo, M.F., 2003. Development theories, participatory approaches and community development.
Unpublished paper. Bellville: Institute for Social Development, University of the Western Cape.
Page 7 of 20
3.2. Theories of participatory approach/humanistic approach
One of the most influential thinkers in recent years in the area of social and
educational thought has been Paulo Freire, Freire's model proposes a change of
strategy where students are on equal terms with their teachers and that is possible only
in a transformational mode (Gadotti, 1994). The impact of his ideas has been felt far
beyond the area of educational thought. Freire's model and participatory models in
general proposed a human-centered approach that valued the importance of
interpersonal channels of communication in decision-making processes at the
community level (Siddiqui, 2003).
Roodt (2001) and Dodds (1986) have noted that the participatory development
approach stresses the participation of the majority of the population (especially the
previously excluded components such as CBOs, Women, Youth and the illiterate) in
the process of development program. This approach views development as a process
which focuses on community’s involvement in their own development using available
resources and guiding the future development of their own community. The wishes of
an individual never superimposes on those of a group. This approach emphasis
concept such as: capacity building, empowerment, sustainability and self-reliance.
The rationale behind the emergence of the participatory development approach is that
the participation and involvement of beneficiary groups develop and strengthen the
capabilities of beneficiary groups in development initiatives. This is empowering, and
leads to self-transformation and self-reliance thereby ensuring sustainability (Pendirs,
1996; Rahman, 1993; Conyers & Hills, 1990).
In this context the Chinese philosopher, Lau Tse, argues that the principles of the
participatory approach includes (Dennis, 1997):
Dinbabo, M.F., 2003. Development theories, participatory approaches and community development.
Unpublished paper. Bellville: Institute for Social Development, University of the Western Cape.
Page 9 of 20
• Equal partnership - recognizing that every person has skill, ability and
initiative and has an equal right to participate in the process, regardless of their
status.
• Sharing power - authority and power must be balanced evenly between all
stakeholders to avoid the domination of one party.
Several authors (Farm Africa, 1996; GTZ, 1995; Dunn, 1994) note that PRA uses
group animation and exercises to facilitate information sharing, analysis, and action
among stakeholders. Although originally developed for use in rural areas, PRA has
been employed successfully in a variety of settings. The purpose of PRA is to enable
development practitioners, government officials, and local people to work together to
plan context appropriate programs.
In PRA, local people undertake data collection and analysis, with outsiders facilitating
rather than controlling. PRA is an approach for shared learning between local people
and outsiders, but the term is somewhat misleading. PRA techniques are equally
applicable in urban settings and are not limited to assessment only. The same
approach can be employed at every stage of the project cycle and in a country’s
economic and sector work (Chambers, 1992). Another important tool in the area of
participatory approach is PAR (Participatory Research Action).
According to Allen and Unwin (1997) PAR is a systematic learning process in which
people act deliberately by remaining open to surprise and responsive to opportunities.
It is a process of using critical intelligence to inform action, and developing it so that
social action becomes praxis (critically informed, committed action). Checkland
(1992) noted that PAR is contingent on authentic participation, which involves a
continuing spiral of planning; acting (implementing plans), observing
(systematically), reflecting and then re-planning and so that the spiral goes round
again.
Kemmis & McTaggar (1998) indicated that PAR establishes self-critical communities
of people participating and collaborating in the research processes of planning, acting,
observing and reflecting. It aims to build communities of people committed to
enlightening themselves about the relationship between circumstance, action and
consequence, and to emancipating themselves from the institutional and personal
Dinbabo, M.F., 2003. Development theories, participatory approaches and community development.
Unpublished paper. Bellville: Institute for Social Development, University of the Western Cape.
Page 11 of 20
constraints, which limit their power to live by their legitimate, and freely chosen
social values.
4. Community development
According to Christenson & Robinson (1980), people have been making carriers of
stimulating improvement or development of communities for generations. However,
untill know there is no clear point at which a type of approach directed toward this
end became identified as " community development".
The term community development gained its popularity after the Second World War
with the objective to induce improvement at the community level. Accordingly,
enormous agencies, institutions, voluntary associations, development associations and
governments fanned out to encourage community development. All these
organizations pounced the pavements and footpaths to bring community development
to the people. However, during the earlier days, they all began, and continued for
some time without anything approaching a comprehensive theory (Cook, 1994).
However, Cook argues that theoretical assertions have always been seen at the heart
of practice–oriented development and over the years, an elaborative network of
theoretical elements under girding community development practice has emerged.
Tamas (2000) and Cook (1994) refer community development as a very complex
activity and there are so many elements involved that it seems almost impossible to
describe development in a clear and organized manner. However, Tamas (2000)
argues that although it is indeed a very complex field, there is a method that can be
Dinbabo, M.F., 2003. Development theories, participatory approaches and community development.
Unpublished paper. Bellville: Institute for Social Development, University of the Western Cape.
Page 12 of 20
used to identify many of the components and processes involved in this work. This
way of organizing information has been called “system theory”. Tamas also indicated
that some of the key concerns of community development, such as understanding the
dynamics of inter-group relationships, and considering the changes involved in
planning development activities, can be clearly described using system theory.
Bertalanffy (1968) noted that system frameworks have a number of advantages in
descriptions, explanations, predictions and prescriptions as well as searching out
relationships and patterns of interactions.
Dinbabo, M.F., 2003. Development theories, participatory approaches and community development.
Unpublished paper. Bellville: Institute for Social Development, University of the Western Cape.
Page 13 of 20
efficiency of development services and opportunities for the community to
contribute constructively to the development processes.
5. Conclusion
Attitudes towards development approaches have changed over the years in exactly the
same way that attitudes to development itself have changed. Originally, academics,
theorists, social planners and development practitioners thought that they knew the
answers to the problems of community development. Currently, there is a paradigm
change and they have become aware that development requires genuine community
participation in the decision-making processes. For any community development
program to be appropriate and sustainable, local communities must be an integral part
of the development activities. Such an approach has been termed "participatory
development" or the “humanistic approach”.
Dinbabo, M.F., 2003. Development theories, participatory approaches and community development.
Unpublished paper. Bellville: Institute for Social Development, University of the Western Cape.
Page 14 of 20
participatory approach for community development requires a methodology that is
sufficiently flexible and compatible to communities.
This study clearly identified that the participatory community development approach
is useful to bring about sustainable community development at the grassroots level.
Dinbabo, M.F., 2003. Development theories, participatory approaches and community development.
Unpublished paper. Bellville: Institute for Social Development, University of the Western Cape.
Page 15 of 20
6. References
Allen & Unwin. 1997. Participatory action research tenets. (2nd Edition). Australia.
Yoland Wadsworth
Becker, E, & Jahn, T. 1999. ‘Sustainability and social sciences’: A cross- disciplinary
approach to integrating environmental considerations into theoretical reorientation.
Paris, Zed books.
Bryant, C & White, G. 1982. Managing development in the Third World. Boulder,
Westview Press.
Dennis M. 1977. Ineffability in the Lao Tzu: the taming of a dragon. Journal of
Chinese Philosophy, 4 (1977), pp. 357-82.
Dodds, M E. 1989. The need for appropriate inquiry concerning human development:
Development: the human challenge, Development Society of Southern Africa.
Dunn, T. 1994. Rapid Rural Appraisal: A description of the methodology and its
application in teaching and research at Charles Sturt University.
http://www.ac.wwu.edu/~gberardi/commentary_on_challenge_to_change.htm
Accessed on Thursday, October 30, 2003.
Eade & Williams. 1995. The Oxfam handbook of development: Aging with wisdom
and dignity. Focus on gender Vol 2, No 1.
Evans, P. & Stephens. 1998. Development and the World Economy. In Smelser, W. J.
(ed.) Handbook of Sociology. USA, Sage Publication.
Gadotti, M. 1994 Reading Paulo Freire. His life and work, New York: SUNY Press.
Clear presentation of Freire's thinking set in historical context written by a close
collaborator.
Kemmis, S. & McTaggar, R. 1988. The Action research planner, t 3rd Edition.
Australia. Deakin University, Victoria.
Dinbabo, M.F., 2003. Development theories, participatory approaches and community development.
Unpublished paper. Bellville: Institute for Social Development, University of the Western Cape.
Page 17 of 20
Penderis, S. 1996. Informal settlements in the Helderberg basin: People, place and
community participation. MA thesis.
Simpson, E.S. 1987. The developing world an introduction. London. John Willey
&Sons.
Tse, L. http://www.deliveri.org/guidelines/implementation/ig_3/ig_3_2.htm
(Accessed on October 2, 2003).
Weyman, & Fussell, 1996. The value of local knowledge and the importance of
shifting beliefs in the process of social change. Community Development Journal,
Vol.31, Oxford University Press, Oxford, pp 44-53
Dinbabo, M.F., 2003. Development theories, participatory approaches and community development.
Unpublished paper. Bellville: Institute for Social Development, University of the Western Cape.
Page 18 of 20
Annex-1 Widely practiced participatory tools and their acronyms
Dinbabo, M.F., 2003. Development theories, participatory approaches and community development.
Unpublished paper. Bellville: Institute for Social Development, University of the Western Cape.
Page 19 of 20
Annex-2 Some of the major methods of PRA (Participatory Rural Appraisal)
1. Transect walk
2. Mapping
2.1. Natural resource mapping
2.2. Social mapping
3. Ranking
3.1. Wealth ranking
3.2. Preference ranking
4. Analysis
4.1. Trend analysis
4.2. Historical analysis
5. Venn diagram
6. Seasonal calendar
7. Key informants
8. Photographs
9. Observation
Dinbabo, M.F., 2003. Development theories, participatory approaches and community development.
Unpublished paper. Bellville: Institute for Social Development, University of the Western Cape.
Page 20 of 20