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medRxiv preprint doi: https://doi.org/10.1101/2020.03.25.20043182.

The copyright holder for this preprint (which was not peer-reviewed) is the
author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

Fecal microbiota transplantation in


ulcerative colitis, a retrospective microbiome
analysis
Marcel A. de Leeuw & Manuel X. Duval, GeneCreek

List of Figures
Contents
1 Species diversity in IMIDs . . . . . . . . . . . . . . . 2
2 Strict anaerobes proportion in IMIDs . . . . . . . . . 2
Introduction 1 3 Patient microbiome phylogenetic diversity (left)
and oxygen tolerance (right) . . . . . . . . . . . . . . 3
Materials & Methods 1
4 Donor microbiome features, data set ERP013257 . 3
Data analysis . . . . . . . . . . . . . . . . . . 2
5 Donor microbiome assessment, data set ERP013257 3
Results 2 6 Ecological network of responder and non-
Dysbiosis in IMIDs . . . . . . . . . . . . . . . 2 responder associated species . . . . . . . . . . . . . 4
Responder and non-responder patients . . 2 7 Cladogram of responder and non-responder asso-
Responder and non-responder donors . . . 3 ciated species . . . . . . . . . . . . . . . . . . . . . . 4
Responder and non-responder species . . . 3

Discussion 4

Conclusions 5

Acknowledgements 5

Bibliography 5

List of Tables
1 Clinical trial data sets used in the study . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
2 Profiling data sets used in the study . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

Manuscript under review


medRxiv preprint doi: https://doi.org/10.1101/2020.03.25.20043182. The copyright holder for this preprint (which was not peer-reviewed) is the
author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
Manuscript under review It is made available under a CC-BY-NC-ND 4.0 International license .

Fecal microbiota transplantation in ulcerative colitis, a retrospective microbiome


analysis
Marcel A. de Leeuw & Manuel X. Duval, GeneCreek

Background. Inflammatory bowel disease (IBD)is a set of conditions characterized by non-infectious chronic
inflammation of the gastrointestinal tract. These primarily include Crohn’s disease (CD), ulcerative colitis
(UC) and indeterminate colitis. Fecal microbiota transplantation (FMT) has proven to be an effective treat-
ment for some patients with active UC. However, factors contributing to the individual response to FMT
therapy remain to be uncovered. There is currently no procedure allowing to predict the patients’ response
and to select the most adequate donor(s).
Methods. The first available UC FMT microbiome data sets were reanalyzed, with focus on species level
changes in the microbiota, using state-of-the-art and in part proprietary 16S analysis routines.
Results. We found the microbiomes of UC and CD patients to have paucity of obligate anaerobes, which
could be a consequence of oxidative stress. Microbiomes of UC FMT responders and responder donors
have higher phylogenetic diversity and a higher proportion of aerobes and facultative anaerobes as com-
pared to non-responders and non-responder donors. We found Proteobacteria to account for the major
part of species found in increased relative abundance in responders. Sphingolipid producers were found
among these species.
Implications. Our findings contribute to the establishment of selection criteria for UC FMT donor samples
and composition guidelines for future synthetic microbial communities. Instead of replenishing missing
obligate anaerobes, our results suggest that oxidative stress resistant Proteobacteria are important for suc-
cessful UC FMT therapy.

Introduction gest that FMT is effective in the treatment of patients


with active UC, for approximately one out of three pa-
The incidence and prevalence of inflammatory bowel
tients. For FMT to be successful in complex immune dis-
disease (IBD) is increasing worldwide. It can affect peo-
eases like UC, it is assumed that therapeutic microbes
ple of all ages, including children and geriatric popu-
must colonize the recipient’s intestinal tract and persist
lations, and can impact all aspects of life. The Global
in sufficient quantity and for a long enough period of
number of cases of IBD reached 6.8 million in 2017,
time to result in a clinical benefit. It is as yet unclear
with the highest age-standardized prevalence rates in
which donor- and recipient related factors contribute to
the U.S.A. and the U.K. [GBD 2017 IBD Collaborators
a successful clinical response.
2020]. IBD is characterized by non-infectious chronic
We combined a series of relevant microbiome stud-
inflammation of the gastrointestinal tract, and primarily
ies, available in the form of raw 16S data, in order to
includes Crohn’s disease (CD), ulcerative colitis (UC) and
increase statistical power and to address elementary
indeterminate colitis. Whereas CD can affect any part of
microbiome composition pertaining to the clinical end-
the gastroesophageal tract from the mouth to the anus,
point.
UC is confined to the large bowel. Diagnosis of IBD re-
lies on a combination of medical history, physical exam- Table 1: Clinical trial data sets used in the study. N: number of pa-
ination, laboratory testing, and endoscopy with biopsy tients, n: number of samples, 16S: variable regions covered.
[Sairenji et al. 2017]. Treatment goals for IBD are to min-
imize symptoms, improve quality of life, and minimize BioProject SRA N n type 16S
progression and complications of the disease. Most PRJEB26474 ERP108465 81 158 biopsy V1-V2
treatments for UC target the immune system through PRJEB26472 ERP108463 81 309 stool V1-V2
mediators of the inflammatory cascade, but a substan- PRJNA515212 SRP180003 7 42 stool V3-V4
PRJEB33851 ERP116682 28 98 stool V4
tial proportion of UC patients continue to have inade-
PRJEB11841 ERP013257 27 172 stool V4
quate disease control. PRJNA475599 SRP198502 12 235 stool V4
Microbes may increase susceptibility to IBD, e.g. by PRJNA380944 SRP102742 21 109 stool V4
producing bioactive metabolites that affect immune ac- PRJNA438164 SRP135559 7 21 stool V4
tivity and epithelial function. Fecal microbiota trans- PRJNA388210 SRP108284 20 78 stool V4
plantation (FMT) is a therapeutic procedure aimed at total 203 1,222
replacing pro-inflammatory intestinal microbiota with
physiological/commensal species by the administration
of filtered fecal material from a healthy donor into the Materials & Methods
intestinal tract of a patient. A number of studies, includ- The materials summarized in Table 1 have been made
ing randomized controlled trials [Moayyedi et al. 2015, available as part of clinical trials. For the purpose of
Paramsothy et al. 2017; 2019, Costello et al. 2019], sug- profiling ulcerative colitis and Crohn’s disease micro-

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author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
Manuscript under review It is made available under a CC-BY-NC-ND 4.0 International license .

biomes, we also used the published datasets in Table [Forbes et al. 2018], Fig. 1 respectively Fig. 2.
2.
5 0.0012
Table 2: Profiling data sets used in the study. N: number of patients, 3.8e−05

Shannon species diversity


n: number of samples, 16S: variable regions covered.
4
BioProject SRA N n type 16S
PRJNA450340 SRP183770 79 201 stool V4
PRJNA422193 SRP128892 67 423 stool V4 3
PRJNA398089 SRP115494 81 176 biopsy V4
total 227 800
2
Data analysis
Amplicon Sequence Variants (ASVs) were generated
with the R Bioconductor package dada2, version 1.12.1 1
with recommended parameters [McMurdie, Paul J HC MS UC RA CD
Figure 1: Species diversity in IMIDs. Numbers reflect Wilcoxon p-
et al. 2016], involving quality trimming, discarding values. HC: healthy controls, MS: multiple sclerosis, UC: ulcerative
of sequences with N’s, assembly of forward and re- colitis, RA: rheumatiod artritis, CD; Crohn’s disease
verse sequences and contamination and chimera re-
moval. The top 50,000 ASVs were retained for fur- 8.2e−07
ther analysis, involving multiple alignment with mafft, 0.0016

Strict anaerobes proportion


version 6.603b [Katoh et al. 2009] and approximately-
maximum-likelihood phylogenetic tree generation with 0.9
FastTreeMP, version 2.1.11 [Price, Morgan N et al. 2010],
both with default settings.
Taxonomic classification of ASVs was performed by 0.6
cur|sor, an in-house Python and R program using ran-
dom forest based supervised learning on the Ribosomal
Databse Project (RDP) release 11.5. Resulting classifi- 0.3
cations are available from the github repository https:
//github.com/GeneCreek/UC-manuscript in the form of
0.0
R data objects.
Detection of responder and non-responder associ- HC MS UC RA CD
Figure 2: Strict anaerobes proportion in IMIDs. Numbers reflect
ated taxa was performed with negative binomial dif- Wilcoxon p-values. HC: healthy controls, MS: multiple sclerosis, UC:
ferential analysis implemented by the R Bioconductor ulcerative colitis, RA: rheumatiod artritis, CD; Crohn’s disease
package DESeq2 [Love et al. 2014], using Wald signifi-
cance tests and local fitting, requiring pAdj < 0.001. The ranking of the IMID’s diseases is the same ac-
Responder status classification was performed us- cording to these two metrics, with notably rheuma-
ing the R package caret using the partial least squares toid arthritis positioned between ulcerative colitis and
(PLS) method with 10 fold cross-validation and sampling Crohn’s disease. Several publications have reported
of subjects to account for multiple microbiomes per dysbiosis in UC can be reduced through FMT. This prin-
subject. ciple is illustrated using data set SRP108284 and Chao
Ecological networks were computed using inverse species richness in supplemental Fig. S1. The improve-
covariance with SPIEC-EASI [Kurtz et al. 2015] as incor- ment reaches statistical significance in the samples col-
porated in the R Bioconductor package SpiecEasi, ver- lected in the second week after a single FMT, but washes
sion 1.0.7, using default parameters. Community struc- out subsequently in the fourth week.
ture was detected using cluster_edge_betweenness as Just like species diversity, the strict anaerobe propor-
provided by the R package igraph. tion can be modified through FMT, Fig. S2. The two
The cladogram was generated by in-house R scripts donors used in study SRP198502 were selected based
using the R package ggtree, version 2.0.1. [Yu 2020]. on fecal butyrate concentration [Chu et al. 2020] and
had a high proportion of strict anaerobes.
Results
Responder and non-responder patients
Dysbiosis in IMIDs
Combining the UC patients in data sets ERP013257,
We initiated our study by describing the distribution of SRP135559, ERP116682 and SRP102742 totaling 49 re-
two fecal microbiome co-variates, (the species diversity sponders and non-responders to FMT, we tested sev-
with the Shannon diversity index and the strict anaer- eral microbiome covariates in relation to the responder
obes proportion) in UC samples within the context of status, two of which reached significance: the phyloge-
other immune mediated inflammatory diseases (IMIDs), netic diversity at screening and the oxygen tolerance

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Manuscript under review It is made available under a CC-BY-NC-ND 4.0 International license .

post FMT, Fig. 3.


screening post FMT screening post FMT response NR PR RE

p = 0.021 p = 0.47 p = 0.37 p = 0.0046


20 12.5
0.25

15

phylogenetic diversity
0.00 10.0

10

−0.25
5 7.5

NR RE NR RE NR RE NR RE
Figure 3: Patient microbiome phylogenetic diversity (left) and oxygen 5.0
tolerance (right). Combined data set. Numbers reflect Wilcoxon p-
values. NR: nonresponders, RE: responders.

15 0.0026 3.3e−05 −0.4 −0.3 −0.2 −0.1


0.012 0.0 0.00019 oxygen tolerance
Figure 5: Donor microbiome assessment, data set ERP013257. Lines
0.34 0.6 connect samples from the same donor. NR: nonresponders, PR: par-
phylogenetic diversity

12 −0.1 tial responders, RE: responders.


oxygen tolerance

Responder and non-responder species


−0.2
9 Through DESeq analysis, we obtained 135 species with
differential relative abundance (pAdj<0.001) compar-
−0.3 ing the post FMT microbiomes of non-responders and
6 responders. Predictive modeling applying the partial
least squares (PLS) classifier with 10 fold cross valida-
−0.4 tion and 20 repeats using these species as input fea-
3 tures returned a model predicting responders and non-
NR PR RE NR PR RE responders with a median area under the curve of
Figure 4: Donor microbiome features, data set ERP013257. Numbers 0.751.
reflect Wilcoxon p-values. NR: nonresponders, PR: partial responders,
RE: responders. The same DESeq detected species were used as in-
put for ecological network generation, Fig. 6. Clus-
Responder and non-responder donors tering analysis of this network revealed the largest
community (n=33) is exclusively responder associated,
Data set ERP013257 comprises 51 samples from 12
Table S1. These species are in majority Proteobacte-
donors which are associated with either non-response,
ria - gram-negative (30/33) aerobes or facultative aer-
partial response or response to UC treatment with FMT
obes (32/33) among which we found four Sphingomon-
[Kump et al. 2017]. We again tested several microbiome
daceae species, Sphingopyxis ginsengisoli, Sphingobium
covariates, this time in relation to the responder donor
subterraneum, Sphingomonas kwangyangensis and Sphin-
status. The same covariates as for the patients, i.e. phy-
gomonas melonis. The remaining 22 responder associ-
logenetic diversity and oxygen tolerance reached signif-
ated species are a mixture of gram positive and gram
icance, Fig. 4.
negative species in majority anaerobes (15/22), Table
Plotting the relation between phylogenetic diversity
S2. Figure 7 provides a cladogram of responder and
and oxygen tolerance for donor samples, we found
non-responder associated species.
these are related and separate responder and non-
responder associated donors, Fig. 5. Phylogenetic
diversity shows important variance around the donor
means.

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Manuscript under review It is made available under a CC-BY-NC-ND 4.0 International license .

the microbiome composition. Indeed, we observe a


decreased proportion of strict anaerobes in the micro-
biome composition of UC and CD samples, accompa-
nied by loss of species diversity. The loss of obligate
anaerobes in IBD has been reported previously [Lloyd-
Price et al. 2019]. Thus we postulate oxidative stress in
IMIDs drives the decrease in obligate anaerobes, which
results in the loss of microbial diversity and loss of func-
tion such as butyrate production.
However, it does not seem from our results that
engrafting of obligate anaerobes is important for re-
mission - their proportion increases in responders,
but does not reach significance (results not shown).
Rather, what seems important is the transfer of fac-
ultative anaerobes, which we found increased in both
responder-associated donor stool and in responder pa-
tient stool as compared to non-responders. In partic-
ular we detected Proteobacteria in responders, with an
important level of ecological network interaction, sug-
gesting formation of biofilms. These bacteria could
NR RE
emerge from either trace amounts in donor samples
Figure 6: Ecological network of responder and non-responder associ-
ated species. Only species with interactions are displayed. Responder or environmental sources including the FMT procedure
associations are based on positive log fold change in relative abun- itself. Intriguingly, it has been shown that Proteobac-
dance. Co-exclusion is indicated in red. teria are responsible for the major part of functional
gut microbiome variation between individuals, includ-
NR ing LPS biosynthesis [Bradley and Pollard 2017]. Pro-
RE teobacteria could also provide for in situ glutathione
(GSH) production in the gut, possible mitigating the ox-
Bacteroidetes idative stress in the intestinal lining.
We found differentially expressed Bacteroides, Lacto-
Proteobacteria bacillus and Streptococcus species to be associated with
non-responder status, with a few exceptions, e.g. Lacto-
bacillus mucosae. For the Bacteroides species, none of
the species identified are predominant in the gut. Strep-
tococci have been associated with increased disease ac-
tivity in IBD [Heidarian et al. 2017].
It has been reported Bacteroides derived sphin-
golipids are depleted in IBD. These lipids are criti-
Firmicutes cal for maintaining intestinal homeostasis and sym-
biosis [Brown et al. 2019]. Our results suggest Spin-
gomonaceae which we found associated with responder
Figure 7: Cladogram of responder and non-responder associated status, could provide such sphingolipids in the gut as
species. well.
The following additional four microbiome-related
We tested available donor samples (n=134) for the quantities have been found to be associated with the
detectable presence of identified responder associated FMT response status:
species. Only a minority (5/33) of Proteobacteria were • Increased presence of Pseudomonas species in IBD
found in donor samples, whereas on the opposite, a ma- has been described [Wagner et al. 2008]. All three Pseu-
jority (17/22) of anaerobe species could be traced back domonas species we identified, P. aeruginosa, P. fluores-
to donor samples. cence and P. putida were associated with responder sta-
tus. This is surprising for the opportunistic pathogen P.
Discussion aeruginosa, which solicits inflammatory response in im-
Oxidative stress has been proposed as a mechanism munocompromised patients through its highly variable
underlying the pathophysiology of CD [Alzoghaibi 2013] LPS [Pier 2007].
and has long been known as a pathogenic factor of UC • Also noteworthy is the presence of four methane
[Wang et al. 2016]. If radical oxygen species (ROS) are metabolizers among the species associated with re-
released in the lumen, we may expect modulation of sponder status, Methylobacterium adhaesivum Methy-
lobacterium populi Methylomonas methanica and

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author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
Manuscript under review It is made available under a CC-BY-NC-ND 4.0 International license .

Methyloversatilis universalis. This is paradoxical, since crobe, 25(5):668–680.e7, May 2019. doi: 10.1016/j.
lower methane production is thought to be a hallmark chom.2019.04.002.
of IBD, with unknown mechanism [Monasta et al. 2017].
Nathaniel D Chu, Jessica W Crothers, Le T T Nguyen,
• We found four non-pathogenic Acinetobacter
Sean M Kearney, Mark B Smith, Zain Kassam, Cheryl
species to be associated with response. Association of
Collins, Ramnik Xavier, Peter L Moses, and Eric J Alm.
Acinetobacter with inflamed tissue in IBD has been de-
Dynamic colonization of microbes and their functions
scribed [Leung et al. 2014]. Our results indicate Acine-
after fecal microbiota transplantation for inflamma-
tobacter presence may actually be beneficial in the con-
tory bowel disease. bioRxiv, 2:17004–36, January 2020.
text of FMT.
doi: 10.1101/649384.
• Lastly, the pre-existing phylogenetic diversity in re-
ceivers is predictive for remission after FMT. This consti- Samuel P Costello, Patrick A Hughes, Oliver Waters,
tutes a potential criterion for the FMT therapeutic deci- Robert V Bryant, Andrew D Vincent, Paul Blatch-
sion. ford, Rosa Katsikeros, Jesica Makanyanga, Melissa A
Campaniello, Chris Mavrangelos, Carly P Rosewarne,
Conclusions Chelsea Bickley, Cian Peters, Mark N Schoeman,
In conclusion, we found the microbiomes of UC and CD Michael A Conlon, Ian C Roberts-Thomson, and
patients to have paucity of obligate anaerobes, which Jane M Andrews. Effect of Fecal Microbiota Transplan-
could be related to oxidative stress. Microbiomes of tation on 8-Week Remission in Patients With Ulcera-
UC FMT responders and responder donors have higher tive Colitis: A Randomized Clinical Trial. JAMA, 321
phylogenetic diversity and a higher proportion of aer- (2):156–164, January 2019. doi: 10.1001/jama.2018.
obes and facultative anaerobes as compared to non- 20046.
responders and non-responder donors. We found Pro-
Jessica D Forbes, Chih-Yu Chen, Natalie C Knox, Ruth-
teobacteria to account for the major part of species
Ann Marrie, Hani El-Gabalawy, Teresa de Kievit,
detected in increased relative abundance in respon-
Michelle Alfa, Charles N Bernstein, and Gary Van Dom-
ders. Sphingolipid producers were found among these
selaar. A comparative study of the gut microbiota
species. Thus, instead of replenishing missing obligate
in immune-mediated inflammatory diseases-does a
anaerobes, our results suggest supplementing with
common dysbiosis exist? Microbiome, 6(1):221–15,
more oxidative stress resistant Proteobacteria, which
December 2018. doi: 10.1186/s40168-018-0603-4.
can be seen as a paradigm shift. These findings should
contribute to the establishment of selection criteria for GBD 2017 IBD Collaborators. The global, regional, and
UC FMT donor samples and composition guidelines for national burden of inflammatory bowel disease in
future synthetic microbial communities. 195 countries and territories, 1990-2017: a system-
atic analysis for the Global Burden of Disease Study
Acknowledgements 2017. The Lancet Gastroenterology & Hepatology, 5(1):
The authors acknowledge the contributions to the Short 17–30, January 2020. doi: 10.1016/S2468-1253(19)
Read Archive made by the respective institutions and ac- 30333-4.
knowledge scientific journals for enforcing this practice.
Farnaz Heidarian, Zahra Noormohammadi, Hamid
Asadzadeh Aghdaei, and Masoud Alebouyeh. Rela-
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