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World J Biol Psychiatry (2001) 2, 115 - 143

REVIEW/MINI-REVIEW b

Stress Hormone-Related Psychopathology:


Pathophysiological and Treatment Implications
Owen M. Wolkowitz, Elissa S. Epel, Victor 1. Reus
Department o f Psychiatry, University o f California, School o f Medicine, San Francisco, USA

Summary Introduction
Stress is commonly associated with a variety of "We are on our guard against external intoxicants,
psychiatric conditions, iiicluding major depression, but hormones are parts of our bodies; it lakes more
anti with chronic medical conditions, including wisdom to recognize and overcome the fi)e who fights
diabetes and insulin resistance. Whether stress P o m within .... (But) what can we do abornt this? ...
causes these conditions is uncertain, but plausible W e do not yet know enough about their workings to
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mechanisms exist by which such effects might occur. justify any attempt a t regulating our emctional key
To the extent stress-induced hormonal alterations b y taking hormones. " -
(eg., chronically elevated cortisol levels and lowered The Stress of Life (Selye 1956)
dehydroepiandrosterone [DHEA] levels) contribute to
psychiatric and medical disease states, manipula- Forty-five years after Hans Selye, the "Father of
tions that normalize these hormonal aberrations Stress Physiology," wrote these words, we are see-
should prove therapeutic. In this review, we discuss mingly in a much stronger position to "regulate
mechanisms by which hormonal imbalance (dis- our emotional key" by recognizing arid correc-
cussed in the pameworks of "allostatic load" and ting hormonal imbalances that are associated
"aiiabolic balance'? might contribute to illness. W e with behavioural disturbances. In this review, we
then review certain clinical manifestations of such attempt to summarize our current understan-
hormonal imbalances and discuss pharmacological ding of the relationship of stress and stress hor-
and behavioural treatment strategies aimed a t nor- mone dysregulation to psychiatric disorders and
malizing hormonal output and lessening psychiatric to certain health outcomes, and we speculate on
For personal use only.

and physical pathology. the role of novel hormonal interventions in


treating such disorders. We specifically address
Key Words: stress, allostasis, depression, memory, the following questions: (1) Do alterations in
hippocampus, Cushing's Syndrome, stress hormones directly contribute to psycho-
dehydroepiandrosterone (DHEA), cortisol, pathology? (2) Do these changes in stress hor-
neurosteroids, BDNF, antiglucocorticoid, Metabolic mones also contribute to the high c omorbidity
Syndrome, visceral obesity. between depression and certain chronic dis-
eases? ( 3 ) If so, what are the mechanisms of these
Correspondence: effects? (4) How ,are these effects manifest in
Prof. Owen M. Wolkowitz clinical settings? (51) Can beneficial effects accrue
UCSF Medical Center from treatment strategies primarily aimed at
401 Parnassus Avenue, Box F normalizing stress hormone activity? (6) Which
San Francisco, C A 94143-0984 specific treatment rtrategies hold promise in this
USA regard? Pharmacological treatment si rategies are
Tel: +I 41 5 476 7433 our primary focus here, but we also review evi-
Fax: + I 41 5 502 2661 dence suggesting that certain behavioural inter-
E-mail: owenw@itsa.ucsf.edu ventions have comparable effects, perhaps via
similar endocrinological mechanisms. While our
primary emphasis in this review is the relation-
ship of stress hormones to depression and cogni-
tion, we also consider alterations in energy me-
tabolism (e.g.l visceral obesity, eating and insulin
resistance) as a somatic example of a network of
regulatory systems that is directly affected by
stress and that commonly becomes disturbed in
psychiatric illness. Understanding common
causes for depression and metabolic dysregula-
tion could provide insight into effective treat-
ments for people with this comorbidity.

Stress responses, allostatic load and


anabolic balance

Acute stress
When stress is acute, adaptive biochemical res-
ponses include increased adrenocortical secre-

115
RE VIE W/MINI-R E VIE W b
tion of stress hormones, prominently cortisol termed "allostasis" (as opposed to "homeostasis")
and dehydroepiandrosterone (DHEA). Glucocor- to reflect the fact that organisms must be facile
ticoid secretion (specifically, cortisol in humans, in meeting the energetic and other demands
corticosterone in many animal species) increases of acutely stressful situations in a dynamic way
appetite, antagonizes insulin's cellular actions and must, likewise, be able to restrain stress
(thereby inhibiting further glucose storage), reactions when acute stressors subside (Sterling
stimulates glycogenolysis and gluconeogenesis, and Eyer 1988).
breaks down protein stores and redistributes
fatty acids from fat stores into the circulation to Allostatic load and anabolic balance
make energy more readily available to muscle The excessive "wear and tear" associated with
tissue; this facilitates muscles' ability to respond prolonged or inappropriate stress responses has
robustly to imminent threat. Stress-induced cor- been termed "allostatic load" (McEwen and Stel-
tisol surges also focus attention, arousal and lar 1993). Notably, under long-term stress, DHEA
alertness, increase vascular tone and blood secretion decreases to below baseline levels while
pressure, demarginate white blood cells from the cortisol levels frequently remain elevated, ren-
vascular linings into the circulation and tempo- dering the individual especially vulnerable to the
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rarily suppress "unnecessary" bodily functions detrimental, unopposed effects of prolonged cor-
such as digestion, bone growth, wound repair tisol exposure. Framed in complementary terms,
and reproduction. The role of concomitant cortisol exerts prominent catabolic effects in the
DHEA secretion in the acute stress response is body (i.e., breakdown of metabolic compounds
less clear, but it has anabolic effects and may to produce energy); these can be adaptive acutely
serve to buffer the organism from excessive but can destroy essential tissue and function if
cortisol activity due to DHEA's intrinsic "anti- left unchecked for long periods of time. DHEA
glucocorticoid" effects (Browne et a1 1992; (and other hormones such as growth hormone,
Hechter et a1 1997; Hu et a1 2000; Kalimi et a1 testosterone and insulin-like growth factor [IGF-
1994; Leblhuber et a1 1992; Patchev and Almeida 11) have anabolic effects (i.e., promoting growth
1997; Wolkowitz et a1 1992). Under chronic and repair) thus repairing catabolic damage so
stress, however, DHEA levels decline, and thus long as their levels remain sufficiently high in
the ability to counteract the catabolic effects of the circulation (Sterling and Eyer 1988). This
For personal use only.

glucocorticoids becomes impaired. understanding of the relationship between ana-


bolic hormones, such as DHEA, testosterone and
Allostasis growth hormone, and catabolic hormones, such
The role of glucocorticoids in the adaptive acute as cortisol, has led to the recent introduction of
response to stress has been divided into separate the term "anabolic balance" to highlight the
classes of action that have differing time do- importance of the ratio of anabolic-to-catabolic
mains in response to the stressful stimulus (Sa- activity in determining health and well-being
polsky et a1 2000). Permissive actions are those (Wolkowitz, O., Epel, E., & Reus, V. (2001). Anti-
exerted by glucocorticoids prior to the onset of glucocorticoid strategies in treating major
stress and tonically involved in the mediation of depression and health outcome. In T. Jogin (Ed.),
the initial response. Stimulatory and suppressive The Physical Consequences of Depression (pp.
actions induced by glucocorticoids either en- 181-212). Petersfield, UK: Wrightson Biomedical
hance or inhibit the effects of the initial phasic Publishing.). A low anabolic balance (e.g., low
change in stress responsive hormones, while pre- DHEA and/or high cortisol) is thought to be a
parative actions alter the physiological responses primary response to chronic stress that leads to a
of the organism to the presentation of a subse- cascade of dysregulation across systems and
quent stressor. In general, permissive actions are allostatic load (Barbieri et a1 2001; Christeff et a1
regulated by the mineralocorticoid ("Type 1") 2000; Epel et a1 1998; Goodyer et a1 1996;
receptor (MR) at lower free cortisol or cortico- Hechter et a1 1997; Herbert 1997; Herbert 1998;
sterone concentrations. Stress-induced increases Matoulek et a1 2000; McEwen 1998; McEwen and
in cortisol or corticosterone output tend to result Seeman 1999; Wolkowitz and Reus 2000;
in a shift to suppressive actions (e.g., glucocor- Seeman et a1 2001), contributing to depression
ticoid negative feedback) mediated by the gluco- and certain chronic diseases. Relevant to the pri-
corticoid ("Type 2") receptor (GR) (De Kloet et a1 mary thesis of this review, failure to hormonally
1998; Plihal et a1 1996). "adapt" to repeated or persistent stressors with
normalization of adrenocortical output and of
Acute adrenocortical responses are critical for anabo1ic:catabolic balance may be a heuristically
successful adaptation to stress, and, indeed, for useful model of depression and other illnesses in
life itself. However, when these responses are humans (c.f. (Kennett et a1 1985)). Catabolic vs.
excessive or are extended for long periods of anabolic effects on glucose disposition provide a
time, as in tonic activation of the GR, detri- unifying theme for explaining the consequences
mental effects on both emotional well-being and discussed here of chronic glucocorticoids on
physical health may ensue (McEwen 2000a; both brain and body. In the brain, glucocorticoid
McEwen and Stellar 1993; McEwen et a1 1992; inhibition of hippocampal glucose transport
Raber 1998; Seeman et a1 1997; Sterling and Eyer (which occurs at stress levels of glucocorticoids)
1988). Successful adaptation to stress has been (de Leon et a1 1997) likely contributes to hippo-

116
campal neuronal endangerment (Sapolsky et a1 the neurotransmitter, neuropeptide, neuroste-
2000; Sapolsky et a1 1990; Sapolsky 1993; Sapol- roid and neurotrophin actions described in this
sky 1994). In the periphery, chronic exposure to section. Glucocorticoids may impact the brain
elevated levels of glucocorticoids may result in and behaviour by at least three mechanisms:
insulin resistance, hyperinsulinemia, hyper- genomic, non-gemomic and neurotrophic or
glycemia and visceral adiposity, which are major neurotoxic. Glucocorticoids freely cross neuro-
components of the "Metabolic Syndrome X" nal cell membranes and, in neurons containing
(Bjorntorp et a1 1999a; Matoulek et a1 2000; specific cytoplasmic steroid receptors, translo-
Raber 1998). Additional components of this cate as a steroid-receptor complex to the cell
syndrome include hyperlipidemia, hyperten- nucleus (De Kloet et a1 1998; McEwen et a1
sion, and other factors leading to disordered fat 1979). Neurons arid astrocytes Containing corti-
metabolism (Reaven 1994). In turn, the Meta- costeroid-specific receptors are densely located
bolic Syndrome X is a risk factor for diabetes and in the hippocam.pus, septum and amygdala
cardiovascular disease (Reaven 1994). (McEwen et a1 1979), parts of the brain believed
to be intimately involved in behaviour, mood,
Allostatic load is also thought to precede the ex- learning and memory (Xu et al 1998). The pre-
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pression of certain diagnosable chronic diseases frontal cortex is likely also a behaviourally-
(McEwen and Seeman 1999; Eriksen et a1 1999). relevant target of glucocorticoids (LUpien and
The concept of allostatic load has only been tes- McEwen 1997; Raikowska 2000). In these brain
ted in preliminary ways so far. To date, allostatic regions, steroids regulate transcription of genes,
load markers have included a composite index of such as those controlling neuropeptide, G-pro-
markers reflecting regulation across multiple sys- tein, neurotransmitter and neurotransmitter
tems - high cortisol, catecholamines, cholesterol receptor synthesis and metabolism (De Kloet et
and blood pressure, poor blood sugar control, a1 1998; McEwen et a1 1979; Mcl?wen 1987;
visceral fat deposition and low DHEA sulphate Biegon 1990; Chauloff 1993; Curzon 1994; Lesch
(DHEA-S). In the MacArthur Successful Aging and Lerer 1991; Lopez et a1 1998; McEtven 1968;
Study, this index predicted declines in cognitive McEwen et a1 197'3; Price et a1 1997; Schatzberg
function (memory, spatial ability, abstract rea- et a1 1985; Slotkin et a1 1996; Wolkowitz 1994;
soning) and physical ability, the development of Wolkowitz et a1 1990b; Wolkowitz et a1 1987b).
For personal use only.

hypertension, diabetes and cardiovascular dis- For example, glucocorticoids may decrease (or, in
ease (stroke and heart attacks) in 1189 elderly some cases, increase) norepinephrine (-YE) levels
people 2.5 years later (Seeman et a1 1997), and of (Wolkowitz et a1 1987a; McEwen et a1 1979;
mortality and cognitive decline seven years later McEwen 1987) and alter the synthesis of a, and
(Seeman et a1 2001). Most striking, what appear fl,-adrenergic receptors as well as the 5,ensitivity
to be subtle and subclinical signs of dysregu- of NE receptor-coupled adenylate cyclase (De
lation may be pathophysiological. For example, Kloet et a1 1998). Such actions i n the nor-
relatively higher levels of stress mediators, such as adrenergic system may counteract antidepres-
cortisol and catecholamines, rather than clini- sant drug effects on p-adrenergic receptor res-
cally abnormal levels, confer risk of disease ponsiveness (Holsboer and Barcleii 1996).
(McEwen 2000a; Seeman et a1 1997; Seeman et a1 Corticosteroids also increase brain regional
2001). Seeman and colleagues created a separate dopamine turnover. This effect may be especially
composite measure of stress mediators (high important in the pathophysiology of psychotic
levels of cortisol and catecholamines, and low depression, a condition associated with signifi-
levels of DHEA-S), which can be considered an cantly elevated cortisol levels (Schatzberg et a1
index of anabolic balance, and compared it to a 1985; Wolkowitz et a1 1986; Wolkowitz et a1
composite of more traditional risk factors for car- 1989; Wolkowitz et a1 1987a) and in the patho-
diovascular disease processes (visceral fat, blood physiology of stiinulant drug abuse (Goeders
pressure, hemoglobin glycosylation and blood 1997; Piazza and L,e Moal 1996).
lipids) (Seeman et a1 2001). The stress mediators
were equally predictive of mortality and declines In addition, glucocorticoids significantly alter
in physical functioning, supporting the impor- serotonin (5HT) activity and regulate the synthe-
tance of anabolic balance in contributing to phy- sis of SHT,,,receptors (Meijer et a1 1997; Lopez et
sical decline and disease processes, although the a1 1998). Glucocorticoid effects on 5141. function
stress mediators did not significantly predict are very complex but likely play a prominent
cognitive decline (Seeman et a1 2001). role in regulating (affectand vegetative function
(Biegon 1990; Chauloff 1993; Curzon 1994; Joels
Glucocorticoid hormone mechanisms of et a1 1997; Lopez et a1 1998; Maes and Meltzer
action 1995; Price et a1 11397; Slotkin et a1 1906; Meijer
et a1 1997; McEwen 1987). Kennett and col-
Central nervous system effects leagues (Kennett et a1 1985) noted that stressed
rats developed increased corticosterone secre-
Genomic effects: neurotransmitters tion, decreased hippocampal SHT,, receptor
and neuropeptides mRNA levels and increased "depressive" beha-
The central nervous system (CNS) effects of stress viours such as decreased locomotion, decreased
and glucocorticoids are ultimately mediated by open-field behaviour and anorexia. After 5-7
RE VIE W/MINI-RE VIE W b
days of stress exposure, however, the rats showed that a balance between glucocorticoids and an-
a normalization of corticosterone levels, 5HT,, drogens is important in maintaining normal
receptor activity and behaviour. These pre- numbers of these monoamine receptors. Experi-
sumably "adaptive" responses in 5HT,, receptor mental data on serotonergic mediation of anti-
activity and behaviour were curtailed by re- glucocorticoid effects in humans are reviewed
peated corticosterone injections but were facili- below. Cumulatively, such findings are consis-
tated by the corticosterone synthesis inhibitor, tent with the hypotheses of depressogenic effects
metyrapone, suggesting that persistently ele- of chronic hypercortisolemia (or of catabo-
vated glucocorticoid levels decrease adaptive res- lidanabolic imbalance) and possible antidepres-
ponses in an animal model of depression. In the sant effects of antiglucocorticoid drugs.
same experimental paradigm, female rats show-
ed relatively increased corticosterone responses Non-genomic effects: neurosteroids
to stress, relatively decreased 5HT,, receptor In addition to genomically-mediated effects,
function and relatively decreased behavioural certain steroids (e.g., "neurosteroids") interact
adaptation to chronic stress, compared to male directly (non-genomically) with neuronal cell
rats. However, when their heightened endo- surface receptors (e.g., the GABA, and NMDA
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genous corticosterone response was inhibited receptors (Majewska 1987)). The steroid meta-
with the antiglucocorticoid drug metyrapone, bolic pathway, highlighting known neurosteroid
their serotonergic and behavioural responses hormones, is presented in Figure 1. The cell sur-
became similar to those of the males (Haleem et face receptor-related effects of neurosteroids are
a1 1988). This latter finding may help explain the bi-directional, with certain steroid metabolites
higher incidence of depression in females having excitatory, and others having inhibitory
(Haleem et a1 1988). Healy et a1 (Healy et a1 1999) effects (Majewska 1987; Starkman 1987; Zakon
have also shown "antidepressant" effects of me- 1998). Although the vast majority of endocrino-
tyrapone in animal models and have suggested logical studies in depression have focused on
that such effects are related to treatment- cortisol, changes in adrenal, gonadal or CNS
induced changes in SHT,, receptor function. synthesis of other steroid hormones, such as the
Consistent with the notion of "anabolic balance" neurosteroids, DHEA or DHEA sulphate (to-
described above, Flugge et a1 (Flugge et a1 1998) gether abbreviated IIDHEA(S)'I), tetrahydrode-
For personal use only.

found that administration of testosterone to oxycorticosterone (THDOC), androsterone, preg-


chronically stressed male tree shrews reversed nenolone sulphate and allopregnanolone (all of
certain "depressive" behaviours and normalized which possess agonist or antagonist activity at
(i.e., increased) hippocampal SHT,, receptors, brain GABA, and other receptors), may prove
despite cortisol levels remaining high, suggesting equally if not more important for maintenance

Cholesterol
I 7-alpha-OH-Pregnenolone

t
5-albha-Dihydro- 2 i
Progesterone 17-OH-Progesterone -17-OH-Pregnenolone
I
+
progesterone
1 1
11-Deoxycorticosterone

I
11-Deoxycortisol
I
1
I Lipoidal DHEA
DHEA-S

Corticosterone Cortisol Androstenedione


Androstenediol (AED)
Tetrahydro-DOC
!
18-OH-Corticosterone
Androstenetriol (AET)

1
AJosterone
delta-4-3-0x0-DHEA

1I-OH-DHEA

19-OH-Androstenedione 16-OH-DHEA

11-OH-Androstenedione 7-beta-OH-DHEA

6-OH-Androstenedione 7-alpha-OH-DHEA

1
7-alpha-OH-DHEAS
Etiocholanolone
3-alpha- Androstanediol
Androstanedione
3-beta-Androstanediol
Figure 1
Schematic p a t h w a y of steroid a n d neurosteroid biosynthesis a n d metabolism. T h e neurosteroids discussed in this review article are
indicated in boxes.

118
of allostatic balance (Goodyer et a1 1998; glucocorticoid levels, including adrenalectomy,
Goodyer et a1 1996; Herbert 1997; Herbert 1998; increase hippocampal expression of BDNF
Herbert et a1 1996; Raven et a1 1996; Uzunova et mRNA (Grundy el, a1 2000), although they do
a1 1998; Wolkowitz et a1 2000a; Romeo et a1 not fully abolish the ability of stress to decrease
1998; Baulieu 1997; Rupprecht 1997; Rupprecht BDNF levels (Smith et a1 1995). Stress-induced
et a1 1998; Rupprecht and Holsboer 1999a; neurotoxicity, therefore, seems multifactorial
Rupprecht and Holsboer 1999b; Majewska 1987; and only partially due to increased gluco-
Starkman 1987). corticoid exposure (Souza et a1 2000; Oh1 et a1
2000). Reducing glucocorticoid levels facilitates
Morphological effects: neurotoxicity, neurogenesis, even in aged animals, and results
neuroendangerment and neuroprotection in increased numbers of hippocam pal granule
Finally, chronic exposure of animals to stress or cells (Cameron and McKay 1999). Glutamate
to high levels of glucocorticoids can induce mor- antagonists, such as MK-801, also enhance
phological changes, such as decreased dendritic neurogenesis, while glutamate analogs inhibit it
length and decreased apical dendritic branching, (Gould et a1 1994).
and even contribute to cell death in certain
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vulnerable neurons, e.g., hippocampal CA1 and As mentioned above, DHEA physiologically
CA3 neurons (Sapolsky et a1 1986; Virgin Jr et a1 antagonizes certain of the deleterious effects
1991; Souza et a1 2000), although glucocorticoids of chronic cortisol or corticosterone exposure
have trophic effects in certain hippocampal and, in addition, protects hippocampal tissue
subfields (McEwen et a1 1992). Sapolsky (Sapol- (Bastianetto et a1 1999; Cardounel et a1 1999;
sky 1996) and McEwen (McEwen 2000b) have Kimonides et a1 19'38; Kimonides et al 1999; Mao
elaborated several mechanisms through which and Barger 1998) and enhances hippocampal
glucocorticoids can directly damage hippo- function (Murialdo et a1 2000). Indeed, in nor-
campal neurons or increase their vulnerability to mal aging and in Alzheimer's disease, hippo-
damage. By impairing hippocampal cell glucose campal perfusion (Murialdo et al 2000) and vo-
uptake, glucocorticoids may induce an energetic lume (Magri et a1 2000) are positively related to
crisis, setting into motion a cascade of excitatory serum DHLAS levels and to the DHI:AS/cortisol
amino acid and calcium neurotoxicity as well as ratio. Mechanisms proposed for DHEA, putative
For personal use only.

oxidative stress (Behl et a1 1997), thereby aug- neuroprotective effects include: interactions
menting the effects of ongoing or coincident with GABA,, NMDA and sigma receptors, chan-
metabolic or neurological insults ("neuroendan- ges in brain regional serotonin and dopamine
germent"), such as ischaemia, seizures, head levels, increases in hippocampal primed burst
trauma and hypoglycemia (Sapolsky 2000b). In potentiation and cholinergic function, decreases
the presence of excessive glucocorticoid levels, in hippocampal nuclear glucocorticoicl receptor
glutamate release is increased (McEwen 2000b; levels, decreases in the production and deposi-
Venero and Borrell 1999) as is NMDA receptor tion of amyloid 13 protein, inhibition of the
binding (Mangat et a1 1998). Additionally, the production of pro-inflammatory cytokines (e.g.,
calcium influx into hippocampal neurons is in- IL-l-alpha, IL-6, and TNF-alpha), scavenging of
creased (Nair et a1 1998), and calcium's destruc- free radicals, prevention of oxidative damage
tive effects are amplified (Elliott et a1 1993). and increases in bioavailable levels of IGF-I
Keuronal damage by these mechanisms is likely (Bastianetto et a1 1999; Cardounel et a1 1999;
further exacerbated by decreased astrocytic Kimonides et a1 1998; Kimonides et al 1999; Mao
survival, since astrocytes play an important role and Barger 1998; Murialdo et a1 2000). These
in facilitating neuronal glucose uptake and in mechanisms are reviewed elsewhere (V\iolkowitz
removing damaging levels of glutamate from the and Reus 2000; Wolkowitz et a1 200Oa; Wol-
synapse (VirginJr et a1 1991). Cumulatively, such kowitz et a1 2 0 0 0 ~ )Of
. particular interest, DHEA
events may prove directly neurotoxic even in the protects hippocampal neurons from glutamate
absence of extraneous insults. toxicity, at least in part, by decreasing the
nuclear localization of glucocorticoid receptors
Recently, an additional possible mechanism of (GR) induced by glutamate treatment
neurotoxicity has been explored. Neurogenesis (Cardounel et al 1999). Anabolic hormones
(the birth of new neurons) continues into other than DHEA can also have actions opposite
adulthood in the dentate gyrus of the hippo- to those seen with chronic glucocorticoid expo-
campus (Gould and Tanapat 1999) as well as in sure. IGF-1, for example, increases hrppocampal
the neocortex (Gould et al 1999). Stress and glucose utilization in aged animals (Lynch et al
excessive glucocorticoid exposure decrease brain 2001) and increases adult hippocampal neuro-
expression of brain-derived neurotrophic factor genesis (Aberg et a1 2000; Trejo et a1 2001). Tes-
(RDNF); this process has been hypothesized to tosterone also enhances survival of new neurons
contribute to hippocampal damage by inhibiting in the adult canary brain; this is likely effected
cell proliferation in the dentate gyrus and to play by an increase in brain BDNF levels (Rasika et a1
a causal role in the development of major de- 1999).
pression and cognitive dysfunction (Duman et al
1997; Gould and Tanapat 1999; Manji et a1 2000; Chronic antidepressant or mood stabilizer treat-
Jacobs et a1 2000). Strategies that directly lower ment also opposes many of the adverse cellular

119
RE VIE W/MINI-RE VIE W b
events caused by stress or chronic glucocorticoid decreasing group I metabotropic glutamate
exposure (Duman et a1 1997; Manji et a1 2000; receptor responsiveness in the hippocampus
Jacobs et a1 2000). Antidepressant treatment, in (Zahorodna and Bijak 1999). Cumulatively, such
animals, has been found to increase neuro- data suggest that chronic antidepressant treat-
genesis in rat hippocampus (Malberg et a1 2000), ment can exert neuroprotective effects in the
to increase hippocampal expression of BDNF and face of stress or major depression (Michael-Titus
to completely block the down-regulation of hip- et a1 2000). Such neuroprotective effects may
pocampal BDNF mRNA that occurs in response represent previously unrecognized mechanisms
to stress (Nibuya et a1 1995). Actions at the of therapeutic action in treating depression and
5HT1,4receptor seem particularly important in anxiety disorders (Rosenberg et a1 2000;
regulating hippocampal neurogenesis; none- Zahorodna and Bijak 1999; Jacobs et a1 2000). A
theless, both serotonergic and noradrenergic simplified, theoretical model of the relationship
antidepressants increase neurogenesis and BDNF between stress, major depression, antidepres-
expression and prevent stress-induced down- sants, corticosteroid activity, neurotransmitter
regulation of 5HT1, receptors Uacobs et a1 2000; activity, neurotrophin expression and hippo-
Jacobs et a1 1998; Lopez et a1 1998). Anti- campal cell viability is presented in Figure 2.
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depressant treatment also decreases intracellular


calcium concentrations via inhibition of voltage- Data suggesting neurotoxic or neuroendangering
gated calcium channels (Deak et a1 2000) and effects of glucocorticoids derive principally from
thus would be expected to interfere with the studies with rodents, and it is uncertain to which
glutamate-calcium neurotoxic cascade described extent they are applicable to humans and other
above (Takebayashi et a1 2000; Sapolsky 2000b). primates. In a prospective study in Macaques
Antidepressants may also dampen glutamatergic examining hippocampal cell number at autopsy,
neurotoxicity by decreasing glutamate concen- administration of 3-6 mg/kg/day of hydrocor-
trations in prefrontal cortex (Michael-Titus et a1 tisone for 12 months could not be distinguished
2000) and caudate (Rosenberg et a1 2000) and by from placebo (Leverenz et a1 1999). However,
chronically stressed vervet monkeys did show
loss of hippocampal neurons, probably secon-
dary to increased glucocorticoid exposure (Uno
For personal use only.

et a1 1989). These observations suggest that, at


Chronic Stress 1 least in non-human primates, chronically ele-
I I vated glucocorticoid concentrations are more
Potential Sites of
Intervention:
1. Antidepressants
I <3> <3>
likely to produce hippocampal neuronal damage
under stressful than under non-stressful condi-
2. CRH antagonists tions (Sapolsky 2000a; Souza et a1 2000), perhaps
3. Stress reduction;
behavioural therapies because chronic stress evokes other biochemical
4. Antiglucocorticoids; changes which have synergistic effects on neuro-
RU-486 toxicity and neuroendangerment (Herbert 1997;
5. Energy supplementation i I I
6. Glutamate antagonists; Herbert 1998; Souza et a1 2000). Data from a
lamotrigine, phenytoin number of human populations, including
7. Calcium channel
blockers patients with major depression, Alzheimer's
8. DHEA disease, post-traumatic stress disorder and
9. 3-alpha-HSDstimulation Cushing's syndrome, are consistent with the
10. Environmental Glucose Availability
enrichment; exercise possibility that prolonged exposure to elevated

13
11. Small molecule BDNF cortisol levels leads to decreased hippocampal
analog volume (Bremner 1999; Herbert 1998; McEwen
Glutamate 2000c; O'Brien et a1 1996; Sapolsky 2000a;
- 1 l<6> I Sapolsky 2000b; Sheline et a1 1999; Starkman et
1Calcium
i

<i,io,i;> ~JB~NF j a1 1992) and to impaired hippocampus-depen-


dent memory function (Lupien et a1 1999;
Starkman et a1 1992; Newcomer et a1 1999). The
diminished hippocampal volume observed in
Cushing's syndrome seems (at least partially)
,Neurotoxicity/Neuroendangerment
I
, reversible with normalization of glucocorticoid
status (Starkman et a1 1999), but in some cases,
+ areas of brain damage may be irreversible or only
[Cognitive Dysfunction and Depression) partially reversible (Trethowen and Cobb 1952).
Hippocampal volume loss seen in patients with
extensive past histories of major depression (pos-
Figure 2 sibly associated with hypercortisolemia) may
A simplified, theoretical m o d e l o f t h e relationship b e t w e e n stress, persist for years after the resolution of the
antidepressants, corticosteroid activity, neurotransmitter activity, depression and the presumed hypercortisolemic
n e u r o t r o p h i n expression a n d h i p p o c a m p a l cell viability. Potential state (Sheline et a1 1999); however, see Shah et a1
sites o f intervention are keyed to t h e bracketed n u m b e r s in t h e
figure. References to t h e specific pathways a n d potential sites of (1998), although the direction of any causality in
intervention are p r o v i d e d in t h e text. such studies remains questionable, as does the

120
linkage with hypercortisolemia. Interestingly, Appetite and food consumption
even in the absence of gross morphological da- Eating behaviour iis an important link between
mage (e.g., major loss of pyramidal cell neurons), depression, stress and certain chronic diseases.
rare but convincing signs of apoptosis are seen in Both negative mood (Greeno and Wing 1994)
hippocampal tissue from patients with major and cortisol may stimulate appetite and eating
depression and from medically ill patients trea- (Sapolsky et al 2000). Glucocorticoids lead to
ted with glucocorticoid medication (Lucassen et hyperphagia and weight gain in rodents prone to
al 2001). obesity (Bray 1985). Relationships between
cortisol and eating behaviour have been studied
The question of reversibility of glucocorticoid- less frequently in humans, but several studies
induced hippocampal damage is immensely suggest that elevated cortisol stimulate:; appetite
important, both clinically and theoretically, and and food consumption. High cortisol reactivity
the best data addressing this question derive in response to a laboratory stressor predicted
from animal studies. Recent data in rats suggest greater caloric consumption, especially of sweet
reversibility of neuronal damage ("structural food, in the stress recovery period in healthy
reorganization") following recovery from chro- women (Epel et a1 2000b). Further, exogenously
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nic stress or glucocorticoid administration, administered glucocorticoids signific.antly in-


possibly due to neurogenesis (Souza et al 2000). crease appetite and food intake (Tataranni et a1
However, tree shrews exposed to chronic stress 1996). Eating in turn, especially hig,h fat food,
or month-long cortisol administration showed stimulates the HI'A axis (Tannenbaum et al
residual "traces" of impairment even after seven 1997), possibly creating a positive feedback loop
weeks of recovery (Oh1 et al2000). Tree shrews in of subsequent eat:ing behaviour and increased
both the stressed and cortisol treatment groups, cortisol. Thus, elevated basal or reactive cortisol
studied longitudinally in a within subject design, may be implicated in overeating and obesity,
showed a tendency towards a reduction in MRI- and possibly in obesity-related metabolic
determined hippocampal volume (of about 5- diseases.
lV%, p< 0.16); this failed to normalize after the
seven weeks of recovery. Hippocampus-mediated Visceral fat
memory in the cortisol-treated group was Central or visceral obesity (as opposed to gene-
For personal use only.

impaired during cortisol treatment but showed ralized obesity) is an important risk factor for
recovery by seven weeks post-treatment. The chronic disease (Kissebah and Krakower 1994).
chronically stressed group, however, showed Depression or stress and stress-eating behaviour
memory impairments that developed only after may work synergistically to promote fat depo-
termination of the stress (Oh1 et a1 2000). sition, especially visceral fat. Raikkonen et al
found that anger and depression ratings predic-
Peripheral effects: metabolic syndrome ted increased visceral fat (Raikkonen et a1 1999),
as well as a cluster of factors related to the meta-
As in the brain, cortisol affects cellular targets bolic syndrome (Raikkonen et a1 2001), many
possessing cortisol receptors throughout the years later in post-menopausal women. Primate
periphery. Chronic exposure to elevated levels of and rodent studies, have also shown that expo-
cortisol without the protective effects of anabolic sure to chronic stress increases visceral fat pre-
hormones, such as IIHEA, can have extensive ferentially over peripheral fat Uayo et al 1993;
effects on physiological functioning, and, in Rebuffe-Scrive et a1 1992). Hypercortisolemia, or
particular, on aspects of metabolism (as can be limbic-hypothalamic-pituitary-adrenal (LHPA)
seen in chronic stress, depression and Cushing's axis dysregulation, is a likely mediator of these
syndrome) (McEwen 1998; McEwen and Stellar effects. In humam, visceral fat deposition is
1993; Seeman et al 1997). These effects on associated with Cushing's syndrome, lnypercor-
physiology may be important contributing tisolemic major depression (Thakore el al 1997)
factors to the high comorbidity of Metabolic and HPA axis dysregulation in a non-clinical
Syndrome X and other chronic diseases with sample (l'asquali et al 1996). High reactivity to
depression (Bjorntorp 2001). stress, even amidst normal basal cortisol levels, is
similarly associated with increased visceral fat. In
Cortisol is intimately involved in regulating a non-clinical healthy sample, women with
caloric consumption, insulin sensitivity and fat greater visceral fat had basal cortisol levels com-
deposition. Chronically elevated, unopposed parable to women with predominant peripheral
glucocorticoid activity is thus associated with fat but had greater life stress and exaggerated
indicators of metabolic dysregulation such as in- cortisol reactivity to psychological stress (Epel et
creased eating behaviour (Epel et a1 2001b), a1 2000a). Together, these studies provide an-
changes in body composition such as increased other example of associations between stress-in-
visceral (central) adiposity and fat-to-lean mass duced cortisol and a major indicator of metabo-
ratio, peripheral muscle wasting, and insulin lic dysregulation, with suggestion of a causal ef-
resistance (Bjorntorp 2001). Below we examine fect of glucocorticoids, based on animal studies.
evidence that cortisol may influence risk for
disease through inducing Metabolic Syndrome X Insulin resistance and diabetes
features. In rats, exposure tlo chronic stress increases hy-

121
RE VIE W/MINI-RE VIE W b
perglycemia, insulin resistance and blood lipids As in the CNS, DHEA has antiglucocorticoid ef-
(Surwit and Williams 1996). Elevated levels of fects in the periphery. In animals, DHEA may
glucocorticoids can also decrease insulin sen- antagonize some of the peripheral catabolic
sitivity (Bjorntorp 1997; Rizza et a1 1982; effects of glucocorticoids by increasing sensiti-
Sapolsky et a1 2000). Despite a wealth of circum- vity to insulin, enhancing adipocyte glucose
stantial evidence (Bjorntorp 1997), no controlled uptake and diminishing hyperglycemia (Cole-
studies have demonstrated that a chronically man et a1 1982) and reducing adiposity (Dong-
stressed or depressed human sample also has Ho et a1 1998), but similar effects have not been
actual insulin resistance (using the gold standard uniformly found in humans (Wellman et a1
clamp method, rather than proxy measures such 1999). However, in humans, other anabolic
as fasting insulin levels), and whether this is hormones such as testosterone in men and IGF-
mediated by LHPA axis hyperactivity. On the 1 and growth hormone in both genders, espe-
other hand, Bjorntorp and colleagues have cially for those who are growth hormone
found that LHPA axis dysregulation, in the form deficient, can reverse metabolic defects such as
of a blunted cortisol rhythm and sluggish visceral and total adiposity (Marin 1995; Thomp-
response to stimuli, rather than cortisol hyper- son et a1 1998) and decrease insulin resistance
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activity, is related to components of the meta- (Berneis and Keller 1996) and, in many cases,
bolic syndrome (Bjorntorp et a1 1999b). How- depressive symptoms (Thompson et a1 1998).
ever, it is unclear whether this particular profile
of LHPA axis dysregulation precedes or follows Exogenous corticosteroid effects
the other signs of metabolic dysregulation.
Steroid psychosis
Type I1 diabetes may develop from insulin Several clinical models highlight the ability of
resistance, and is highly comorbid with major glucocorticoids to regulate human behaviour,
depression (Geringer 1990). A prospective study and each poses important theoretical and
found that depression ratings in a community treatment issues. Among the earliest indications
population predicted onset of diabetes mellitus was the observation of behavioural changes,
eight years later (Kawakami et a1 1999). There occasionally profound (e.g., delirium, confusion,
are likely bi-directional relations between insomnia, emotional lability, depression, hypo-
For personal use only.

depression and diabetes, and a possible common mania, attentional impairments, sensory flood-
underlying diathesis is LHPA axis dysregulation. ing, psychosis and even suicidality) in medically
In fact, even in nondepressed diabetics, there ill patients prescribed cortisone, dexamethasone,
is higher DST non-suppression (43% non- prednisone and other synthetic glucocorticoids
supressors) compared to normal controls (Hall et a1 1979; Ling et al 1981; Naber et a1 1996;
(Hudson et a1 1984). Pies 1995; Wolkowitz et a1 1997a; Wolkowitz et
a1 1990b; Reus and Wolkowitz 1993; Boston
Patients with adrenal adenomas provide a clear Collaborative Drug Surveillance Program 1972).
example of the somatic effects of chronic expo- Such severe reactions, occurring even in patients
sure to excessively high endogenously produced with no prior psychiatric history, are frequently
cortisol levels and of the comorbidity between termed "steroid psychosis." Whereas synthetic
depression and allostatic load or frank disease. glucocorticoid medication-induced affective
Cushing's syndrome leads to central obesity, changes are often activational or manic-like
muscle wasting, high blood pressure, insulin initially, they typically become more depressive
resistance and osteoporosis (Newell-Price et a1 in nature with continued steroid treatment
1999). In patients without frank Cushing's syn- (Plihal et a1 1996). Recent studies have also
drome, adrenal masses ("incidentalomas") are a highlighted the deleterious effects of gluco-
relatively common type of tumour and are corticoid medication on memory in both
typically thought to be asymptomatic, though a patients and normal controls (Keenan et a1 1996;
recent clinical evaluation showed otherwise. Keenan et a1 1995; Kirschbaum et a1 1996;
Rossi and colleagues found that subtle hypercor- Lupien and McEwen 1997; Newcomer et a1 1999;
tisolemia due to such masses is frequent in a Varney et a1 1984; Wolkowitz et a1 1997a;
normal population, and health sequelae may be Wolkowitz et a1 1990a; Wolkowitz et a1 1 9 9 3 ~ ) .
as well (Rossi et a1 2000). In studies examining In light of the preceding discussion of the
symptoms of such adrenal masses, participants primary anatomic loci of glucocorticoid effects
who met criteria for subtle hypercortisolemia in the brain, it is notable that these studies have
showed signs of hypertension, impaired glucose generally reported specific disruption of
tolerance or diabetes, hyperlipidemia and obe- hippocampus- (and, in some cases, frontal
sity (Rossi et a1 2000; Reincke 2000). Compared cortex-) mediated memory functions (such as
to a control group, they had a lower anabolic disruption of explicit, episodic and declarative
balance and greater LHPA axis dysregulation memory, with sparing of non-hippocampus-
(higher cortisol, lower ACTH, less cortisol sup- mediated implicit, procedural and semantic
pression to dexamethasone, and lower DHEA-S memory). A number of biochemical and brain
and DHEA-S responsivity to ACTH). Surgical electrophysiological correlates of exogenous
removal of adrenal masses led to remission of glucocorticoid-induced behavioural and cogni-
these symptoms. tive changes have been elucidated (Wolkowitz et

122
al 1986; Wolkowitz et al 1993a; Wolkowitz et al catabolic effects of long-term prednisone treat-
1990b; Wolkowitz et a1 1993c; Joels et a1 1997; ment have proven reversible by administration
Dubrovsky 1991). of other anabolic hormones, GH or IGF-1
(Moxley 1994).
Although infrequently described in the lite-
rature, a small percentage of glucocorticoid- While studies with exogenous glucocorticoids
treated patients (perhaps up to 7%) may expe- clearly demonstrate the potential of such hor-
rience a "steroid dementia syndrome," or long- mones to induce psychiatric symptoms, it is not
lasting memory impairment (again, hippo- possible to extrapolate directly from their effects
campal in nature) even after cessation of t o those of endogenous hypercortisolernia
glucocorticoid medication (Lewis and Smith (Plihal et a1 1996; Wolkowitz 1994; Wolkowitz et
1983; Reckart and Eisendrath 1990; Varney et a1 a1 1997a). Endogenous states of glucocorticoid
1984; Wolkowitz et al 1997a). As noted earlier, a excess are discussed in the following sections.
small proportion of steroid-treated patients
shows signs of hippocampal neuronal apoptosis, Endogenous glucocorticoid effects
as well as heat shock protein 70 staining (an
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index of response to oxidative damage and Cushing's Syndrome


cellular stress), at autopsy (Lucassen et a1 2001).
Neuropsychiatric syndromes
Treatment Cushing's syndrorne is associated with a very
Surprisingly, few studies have addressed treat- high incidence of fatigue, decreased energy,
ment options for patients suffering from steroid irritability, decreased memory and concentra-
psychosis or for patients withdrawn from tion, depressed or labile mood, anxiety, de-
steroids who have persisting "steroid dementia." creased libido, insomnia and crying (Starkman et
Anecdotally, lithium, antipsychotic drugs and a1 1981; Trethowen and Cobb 1952; Whelan
anticonvulsants have been used with varying et a1 1980). These symptoms are reminiscent of
degrees of effect, either prophylactically or in those commonly seen in major depression
treating acute symptoms (reviewed in: Reus and (Haskett 1985j, although certain differences,
Wolkowitz 1993; Wolkowitz et al 1997a). Several such as a preponderance of "atypical" depressive
For personal use only.

novel experimental approaches have also been features in Cushing's syndrome patients, may
suggested for the treatment or prophylaxis of exist (Kling et al 1991; Loosen et a1 1992). Neuro-
steroid psychosis. McEwen and Magarinos psychiatric symptoms in Cushing's, syndrome
(McEwen and Magarinos 2001j, examining the patients are directly correlated with circulating
role increases in serotonin and excitatory amino cortisol levels (Cohen 1980; Starkman et a1
acid levels may play in steroid-associated hippo- 1981). As was the case with individuals adminis-
campal damage, suggest that tianeptine (a tered exogenous glucocorticoids, patients with
serotonin reuptake enhancer) and phenytoin Cushing's syndrome demonstrate a pattern of
(which blocks excitatory amino acid release and cognitive disturbance that is consistent with
actions) may lessen such deleterious effects. Also, hippocampal dysfunction (involving episodic
based on the suggestion that steroids potentiate but not semantic memory) (Martignoni et a1
metabolic insults to the hippocampus via im- 1992; Mauri et a1 1993). Cushing's syndrome
paired neuronal glucose uptake (reviewed patients also have diminished hippocampal
above), Sapolsky (Sapolsky 1994) suggests that formation volume (assessed radiographically)
glucose or mannose co-administration might (Starkman et a1 1.992) that has been directly
be protective, as might decreasing neuronal correlated with cognitive performance and
stimulation and energy demands. Lastly, co- inversely correlated with urinary free cortisol
administration of dehydroepiandrosterone output (Starkman et a1 1992).
(DHEA), along with the prescribed gluco-
corticoid medication, might allow the usage of Antiglucocorticoid treatment
lower glucocorticoid doses in some situations To the extent hypercortisolemia is directly res-
and might buffer certain deleterious neuro- ponsible for these neuropsychiatric symptoms,
psychiatric and somatic effects of the gluco- direct lowering of cortisol levels should amelio-
corticoid (Koo et a1 1987; Straub et a1 2000; rate them. Indeed, the depressive and cognitive
Van Vollenhoven et a1 1994; Dubrovsky 1997). symptoms seen in Cushing's syndrorne typically
DHEA co-administration makes particularly resolve with treatment of the hypercortisolemia
good sense from the vantage point of main- (Angeli and Frairia 1985; Arteaga et a1 1989;
taining an optimal "anabolic balance," since pro- Cohen 1980; Gifford and Gunderson 1970;
longed glucocorticoid treatment inhibits ACTH Hamm 1955; Jeffcoate et a1 1979; Kelly et a1
secretion, involutes the adrenal cortex and 1979; Kelly et a1 1980; Kelly et a1 1983; Kelly et
results in diminished endogenous DHEA al 1996; Kramlinger et al 1985; Li et a1 1996; Loli
secretion (Robinzon and Cutolo 1999). This stra- et a1 1986; Mauri et a1 1993; Nieman et a1 1985;
tegy, however, remains inadequately tested Ravaris et a1 1994; Ravaris et a1 1988; Regestein et
except in the treatment of systemic lupus ery- al 1972; Sonino et a1 1986; Sonino el: a1 1991;
thematosus (van Vollenhoven 1997; Van Vollen- Sonino et a1 1993; Starkman et a1 1986,:Taft et al
hoven et al 1994). Interestingly, some of the 1970; Trethowen and Cobb 1952; van der Lely et
- -
123
RE VIE W/MINI-RE VIE W b
al 1991; Verhelst et a1 1991; Voigt et a1 1985; Major depression and other conditions
Welbourn et a1 1971; Zeiger et a1 1993; Berwaerts
et a1 1998; Saad et a1 1984; Hirsch et a1 2000), in Neuropsychiatric syndromes
direct proportion to the reductions in circulating Hypercortisolemia and resistance of the LHPA
cortisol levels. At least 31 separate reports have axis to suppression by dexamethasone ("DST
documented decreased depression, anxiety, nonsuppression") are the most widely replicated
suicidality, irritability, psychosis and cognitive biological abnormalities in major depression,
impairment, and even complete psychiatric affecting up to one half of depressed patients.
remission, in Cushing's patients who received The degree of cortisol hypersecretion is directly
either surgical or medical (e.g., ketoconazole, correlated with the extent of certain behavioural
metyrapone, aminoglutethimide, RU-486) treat- alterations such as sleep disturbance, decreased
ment aimed at lowering cortisol levels or cortisol energy, decreased attention and cognitive perfor-
activity. The largest two case series documented mance, psychosis, psychomotor disturbance and
a response rate of 70-73% of treated patients anxiety (Reus 1982; Wolkowitz and Reus 1999;
(Sonino et a1 1993; Verhelst et a1 1991), Wolkowitz et a1 1994).
although, in several cases, psychiatric im-
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provement was erratic, delayed or incomplete As was the case with Cushing's syndrome pa-
(Haskett 1985; Hamm 1955; Ernest and Ekman tients, depressed patients may have hippo-
1972). In rare cases, psychiatric status apparently campal volume loss (Shah et a1 1998; Sheline et
fails to recover despite adequate treatment, a1 1999) along with deficits in hippocampally-
possibly in association with cerebral cortical mediated cognitive function (Shah et a1 1998;
atrophy (Mancini et a1 1999). Most of these Sheline et a1 1999; Wolkowitz et a1 1990a). In
antiglucocorticoid treatment trials have been one report, this hippocampal volume abnor-
reviewed in greater detail elsewhere (Wolkowitz mality persisted for years after clinical recovery
and Reus 1999). from depression and was directly correlated with
the number of lifetime days of depression
Levels of steroid hormones other than cortisol, (Sheline et af 1999), which may itself be a marker
which are also abnormal in Cushing's syndrome of lifetime exposure to stress levels of cortisol,
patients and which also have neuroactive although this remains to be further tested. In the
For personal use only.

properties, such as DHEA, have received virtually other study, however, hippocampal volume loss,
no attention to date (Dubrovsky 1991; Levine which was seen in chronically depressed
and Mitty 1988; Murphy 1991a). Indeed, the patients, was not seen in previously depressed
anabolic balance, e.g., the ratio of DHEA-to- patients who had been recovered for an average
cortisol, may be more important than cortisol of three months (Shah et a1 1998).
alone in determining severity of depression and
cognitive impairment in these patients (Du- Persistent cortisol hyperactivity (manifest as DST
brovsky 1991; Dubrovsky 1997). Further diffi- nonsuppression, high cortisol response to the
culty in interpreting the Cushing's syndrome combined dexamethasone-CRH test or elevated
literature is that patients with Addison's disease evening cortisol-to-DHEA ratios) following ap-
(adrenocortical insufficiency) also frequently parent clinical recovery is strongly associated
present with depression and cognitive impair- with early relapse and poor outcome on follow-
ment (Cleghorn 1951; Leigh and Kramer 1984); up (Goodyer et a1 1998; Greden et a1 1983;
in such patients, psychiatric disturbances are Ribeiro et a1 1993; Zobel et a1 1999), suggesting
negatively correlated with serum cortisol levels that LHPA axis normalization is a prerequisite for
(Lobo et a1 1988), and glucocorticoid (Riedel et a1 more abiding recovery. Traditional antidepres-
1993) and DHEA (Arlt et a1 1999; Arlt et a1 1998) sant medications increase brain levels of cor-
administration both relieve the psychiatric ticosteroid receptors, rendering individuals more
symptoms. The relationship between cortisol sensitive to glucocorticoid negative feedback. A
and neuropsychiatric function is undoubtedly recent body of literature, reviewed by Holsboer
complex and may even resemble an inverted U- and Barden (Holsboer and Barden 1996), sug-
shaped dose-response curve, with optimal func- gests that these effects are shared by most anti-
tioning at mid-range levels (Lupien and McEwen depressants, and that the time course of these
1997; McEwen 1987). changes parallels that of clinical antidepressant
responses. These authors hypothesized that a
In general, antiglucocorticoid strategies (as well primary and common mechanism of action of
as pituitary or adrenal surgery) are also effective antidepressants is the stimulation of cortico-
at reversing the physical complications of steroid receptor expression, leading to enhanced
Cushing's syndrome. In fact, they may be more negative feedback, lowered LHPA activity and
effective than traditional treatment targeted to lowered levels of CRH and cortisol. Secondary
individual somatic symptoms (Neto et a1 2000). effects of lowered cortisol levels would be a
Antiglucocorticoid medication normalizes blood lessening of expression of genes that are under
pressure, blood sugar control, hypokalemia, hir- glucocorticoid regulatory control (e.g., those
sutism and menstrual disturbances in the related to biogenic amine neurotransmission, as
majority of Cushing's syndrome patients reviewed above), and secondary effects of
(Sonino et a1 1991). lowered CRH levels would be a lessening of

124
anxiety and certain depressive symptoms (as re- are 12 studies of antiglucocorticoids, (as solitary
viewed below). This re-conceptualization of anti- treatments) in treating depression; only four of
depressant action is directly relevant to the these were single- or double-blinded. These
primary thesis of this review, and it accords with studies are reviewed in greater detail elsewhere
the treatment data reviewed below. (Wolkowitz and Reus 1999). In interpreting these
studies, it is important to consider that, although
Substance abuse cortisol was the major endocrinological "target"
Another rapidly evolving area of study is the of the endocrinological interventions, the syn-
possible role of LHPA axis dysregulation in the thesis of other steroid hormones was invariably
relationship between stress and substance abuse. affected by these drugs (Figure 3). Figure 3 dis-
In fact, the high comorbidity between depres- plays the sites of enzymatic blockade of several
sion and substance abuse and dependence may steroid biosynthesis inhibitors. As is ebident, en-
depend in part on common alterations in gluco- zymatic blockade with these agents affects the
corticoid regulation. A variety of animal and synthesis of multiple steroid hormones, ren-
human studies have documented that gluco- dering the actual mechanism of any observed
corticoids alter the acute psychomotor and behavioural effects indeterminate.
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reinforcing effects of psychostimulant and


sedative-hypnotic drugs, and modulate the phe- In each of the studies utilizing the ,mtigluco-
nomenon of stress-induced relapse (Deroche et corticoid approach (Amsterdam et a1 1994;
a1 1997; Goeders 1997; Heinz et a1 1999; Piazza Anand et a1 1995; Ghadirian et a1 1995; Iizuka et
and Le Moal 1996; Sinha et a1 1999; Sinha et a1 a1 1996; Malison et a1 1999; Murphy 1991a;
2000; Stewart 2000). Whether strategies directed Murphy 1991b; Murphy et a1 1991; Murphy et a1
at blocking the LHPA response to reinforcing 1993; Murphy et a1 1998; Murphy 199'; Murphy
drugs (such as the strategies outlined in the fol- and Wolkowitz 1993; O'Dwyer et a1 1995; Raven
lowing section) will lead to a decrease in sub- et a1 1996; Reus et a1 1997; Sovner and Fogelman
stance self-administration and, ultimately, to a 1996; Thakore and Dinan 1995; Wolkowitz et a1
practical therapeutic intervention, is presently 1999a; Wolkowitz et a1 1993b), antidepressant
unknown. effects were reported in at least some patients.
Across the 12 studies reviewed, an average of
For personal use only.

Antiglucocorticoid treatment 67.5% of the treated patients showed at least a


It is surprising that, until 1991, few studies had partial antidepressant response, and 55%
assessed the behavioural effects of direct phar- showed a "full" or clinically meaningful respon-
macological lowering of cortisol levels in pa- se. Of the studies that were single- or double-
tients with major depression. At present, there blinded, 50% of the treated patients :,bowed at

Cholesterol

21-OH 21-OH 17,20/yase 3 17,20/yase SST

11-deoxycorticosterone 11-deoxycortisol DHEA - DHEA-S

11-OH 33% 11-OH a@:% 3-II-HSD

5: 3 18-OH 18-OH-D 7 7-1j-HSD

Aldosterone Testosterone

Arornatase

Figure 3
Steroid metabolic pathway and sites of antiglucocorticoid enzymatic blockade.
SCC=side chain cleavage; OH=hydroxylase; HSD=hydroxysteroid dehydrogenase; SSTxteroid sulfotransferase. 'Z = site of blockade by
ketoconazole; Z = site of blockade b y metyrapone; '3= site of blockade b y aminoglutethimide.

125
RE VIE W/MINI-R E VIE W b
least a partial antidepressant response, and Two other studies have attempted to clarify
46.2% showed a "full" or clinically meaningful the mechanisms by which antiglucocorticoids
response. These results must be interpreted very might alleviate depression. Thakore and Dinan
cautiously due to the small sample sizes in all of (Thakore and Dinan 1995) treated eight depres-
these studies. sed patients with ketoconazole for four weeks
and noted significant antidepressant effects
Endocrinological predictors and correlates of (average decrease in depression ratings = 60%)
antiglucocorticoid response remain uncertain. and significant decreases in serum cortisol levels.
While it is appealing to postulate that patients They had postulated that elevated cortisol
who are hypercortisolemic (or DST non-sup- activity might provoke or maintain depressive
pressing) at baseline are most likely to respond to symptoms via the induction of serotonin system
this approach, few studies have meaningfully sub-sensitivity (as reviewed above). They based
assessed this. In an early study by Murphy et a1 their hypothesis partially on observations that,
(Murphy 1991a), five of six antiglucocorticoid in depressed patients, baseline cortisol levels are
treatment responders who were DST non-sup- inversely related to the magnitude of serum
pressors before starting therapy had reverted to prolactin (PRL) responses to 5HT agonists such as
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normal suppression when tested after comple- d-fenfluramine (a putative marker of serotonin
tion of therapy; the one patient who did not system sensitivity). To test this hypothesis, they
revert to normal suppression suffered an early administered the d-fenfluramine challenge to
relapse (Murphy and Wolkowitz 1993). Baseline their subjects at baseline and after four weeks of
8:OO a.m. serum cortisol levels, however, did not ketoconazole treatment. Ketoconazole norma-
predict treatment response, and treatment- lized the PRL response to d-fenfluramine (i.e.,
associated decreases in 8:OO a.m. serum cortisol increased the response relative to baseline), and
levels were inconsistent and not statistically the increases in PRL responses were significantly
significant. Other studies, however, have noted correlated with reductions in depression ratings.
significant correlations between antigluco- These findings are consistent with the notion
corticoid-associated antidepressant effects and that hypercortisolemia down-regulates 5HT
changes in cortisol levels. Anand et a1 (Anand et system sensitivity (as suggested by the animal
a1 1995), for example, in a double-blind case studies reviewed above), and that antigluco-
For personal use only.

report utilizing ketoconazole, noted clinically corticoid treatments may have antidepressant
significant improvements in depression and effects via a normalization (increase) of 5HT
memory in one treatment-resistant patient; sensitivity.
treatment-associated decreases in cortisol levels
were closely related to decreases in depression Lastly, O'Dwyer et a1 (O'Dwyer et a1 1995)
ratings. Wolkowitz et a1 (Wolkowitz et a1 1993b) treated eight depressed patients with metyra-
also reported that ketoconazole, administered to pone (plus replacement doses of hydrocortisone)
medication-free depressed patients in an open- vs. placebo in a single-blind manner in a two-
label manner for three to six weeks, significantly week-per-arm crossover design and noted signi-
improved depression ratings and significantly ficant decreases in depression ratings as well as
decreased 4:OO p.m. serum cortisol levels. in serum cortisol levels during metyrapone
Changes in Beck Depression Inventory ratings treatment. After discontinuation of metyrapone,
were directly correlated with changes in serum depression ratings remained low despite return
cortisol levels. These researchers subsequently of cortisol to baseline levels. Checkley et a1
reported on a sample of depressed patients (Checkley et a1 1994), commenting on the same
treated with ketoconazole in a double-blind, group of subjects as O'Dwyer et a1 (O'Dwyer et a1
placebo-controlled trial (Wolkowitz et a1 1999a). 1995), noted that, in addition to normalizing
Of 20 patients studied, eight were hyper- cortisol levels, metyrapone led to an increased
cortisolemic at baseline (4:OO pm serum cortisol urinary excretion of the neuroactive steroids,
>10 mg/dl) and 12 were eucortisolemic. Whereas tetrahydro- 11-deoxycortisol and tetrahydrode-
no significant main effect of ketoconazole vs. oxycorticosterone (THDOC). They suggested
placebo on depression ratings was observed, that either the decreases in cortisol levels or the
there was a significant interaction of drug increases in levels of these "neurosteroids" may
(ketoconazole vs. placebo) x baseline cortisol have been related to the antidepressant effects
status (eucortisolemic vs. hypercortisolemic). (Checkley et a1 1994; Raven et a1 1996). The
Specifically, ketoconazole was superior to latter possibility is important to entertain when
placebo in alleviating depressive symptoms in evaluating the literature on antiglucocorticoids
the hypercortisolemic but not in the eucorti- in depression, since several of the treatment
solemic patients. These findings are consistent studies reviewed above failed to demonstrate
with the hypothesized specificity of anti- decreases in serum cortisol levels despite demon-
glucocorticoid benefits in hypercortisolemic strating significant antidepressant effects, and
states and raise the possibility of biologically since neurosteroid hormones, such as pregneno-
distinct sub-groups of patients with major de- lone, DHEA and allopregnanolone, that are
pression. Such conclusions must remain ten- altered by stress and depression, are also affected
tative, however, due to the very small sample by antidepressant and antiglucocorticoid drugs
size of this and other studies. (Murphy 1991b; Griffin and Mellon 1999;

126
Herbert 1998; Rupprecht and Holsboer 1999a; in some studies ((Klinget a1 1991; Wong et a1
Rupprecht and Holsboer 1999b; Uzunov et al ZOOO), including an especially comprehensive
1996; Uzunova et al 1998; Wolkowitz and Reus one (Geracioti et a1 19921, this finding was not
1999; Wolkowitz et a1 1999a; Romeo et a1 1998). replicated. It is possible that different subtypes of
major depression (e.g., "typical" vs. "atypical")
In addition to studies of antiglucocorticoids used differ in patterns of CRH secretion (Gold and
alone in depression, other studies have exa- Chrousos 1985; Gold and Chrousos 1999; Kling
mined their utility in treating other psychiatric et a1 1989; Kling et a1 1991). A compelling role
conditions or as augmentation agents in patients can be posited for the aetiological involvement
with treatment-resistant depression and other of CRH hypersecretion in symptoms such as
psychiatric illnesses. For example, refractory anxiety, fear, over-arousal, decreased slow wave
anxiety disorders associated with late-onset con- sleep, decreased eating and decreased libido
genital adrenal hyperplasia benefited from (Gold and Chrousos 1985; Gold and Chrousos
adrenal suppressive doses of ketoconazole 1999; Holsboer 1988; Holsboer 1999: Holsboer
(Jacobs et a1 1999). Beneficial effects of anti- 2000; Kling et a1 1991; O'Brien et a1 2001;
glucocorticoid adjunctive treatment have been Schulkin et a1 1994).
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noted in some patients with refractory bipolar I


and I1 depression (Brown et a1 2001; Ravaris et al To the extent CRH hypersecretion plays a
1994), in severe refractory obsessive compulsive pathophysiological role in the development or
disorder patients (Chouinard et a1 1996), in de- maintenance of anxiety or major depression,
pressed schizophrenic and schizoaffective disor- CRH receptor antagonists should be therapeutic
der patients (Marco et a1 In Review), and in a (Holsboer 1999; O'Brien et a1 2001; Owens and
patient with treatment-resistant depression and Nemeroff 1999). Rats and non-hurrian primates
a coexisting "metabolic syndrome" comprised of administered the CRH-1 receptor a.ntagonist,
hypercortisolemia, hypertension and insulin R121919/ NBI 30775 ("antalarmin"), show di-
resistance (Bech et a1 1999). The latter example minished anxiety, fear and lowered ACTH and
represents the importance of treating the presu- corticosterone responses to novelty and intense
med neuroendocrine causes of comorbidity. social stress (Gutman et a1 2000; Habib et a1
2000). Early open-label human trials with CRH-1
For personal use only.

Alternate antiglucocorticoid and receptor antagonists have suggested significant


glucocorticoid treatments in depression antidepressant and anti-anxiety effects in de-
pressed patients (Holsboer 2000; Nemeroff 2000;
Steroid receptor antagonist: RU-486 Zobel et a1 2000). The development of safe and
RU-486 (Mifepristone) does not inhibit steroid effective CRH receptor blockers represents an
biosynthesis but blocks progesterone and, at important pharmaceutical goal (O'Brien et a1
higher doses, glucocorticoid (Type 11) receptors 2001) and will provide an important tool for
in the brain. Indeed, circulating cortisol levels further studying the role of CRH hypersecretion
may significantly increase secondary to RU-486's in psychiatric and other stress-related illnesses.
receptor blockade. In preclinical models, KU-486
has been found to significantly protect hippo- Dexamethasone, prednisone and
campal neurons from oxidative stress-induced hydrocortisone
damage (Behl et a1 1997). Early trials treating In what seems a diametrically opposite approach
depressed patients with RU-486 in Canada to altering steroidal activity in depressed pa-
showed promising results, but studies were tients, Arana and colleagues (Arana 1991; Arana
curtailed due to unavailability of the drug at that et a1 1995; Beale and Arana 1995) reported
time (Murphy et a1 1993). Ongoing studies at antidepressant effects of acute high dose dexa-
Stanford University, using four days of RU-486 methasone administration. In this paradigm,
treatment vs. placebo in the treatment of psy- dexamethasone was administered intravenously
chotic depression, have reportedly found some as a one-time bolus of 4-8 mg or orally as 4 mg
signs of efficacy in the small number of patients per day for four days. Results of the open-label
treated to-date, although psychotic and cogni- intravenous dexamethasone trial indicated an
tive symptoms seemed to respond better than average 56(% improvement within 10 days in
depressive ones (Belanoff and Schatzberg 2000). 75%) of depressed subjects, including five of
The use of RU-486 for other than subacute seven treatment-refractory ones who had failed
administration has been infrequently studied at least two prior antidepressant trials. In the
and has been associated with occasional rashes blinded oral dexamethasone trial, dexametha-
(Murphy et a1 1993). Other corticosteroid recep- sone was associated with only a ;!7.5(2/0 im-
tor blocking compounds, such as ORG-34116, provement in depression ratings compared with
arc in development (Karst et a1 1997). a 13.6% improvement with placebo. A signi-
ficantly greater number of dexarriethasone-
Corticotropin releasing hormone (CRH) treated subjects responded to treatrnent than
receptor antagonists placebo-treated subjects. The authors suggested
Elevated CSF CRH levels have been frequently that the beneficial effect of dexameth.asone was
described in depressed patients compared to con- secondary to regulation of CRH receptors,
trols (Nemeroff 1988; Nemeroff ZOOO), although increased serotonergic activity or other geno-

127
RE VIE W/MINI-RE VIE W b
mically mediated changes in neurotransmission. hypercortisolemic at baseline, and long-term
Alternative explanations are offered below. antidepressant effects were not assessed.
DeBattista et a1 (DeBattista et a1 2000) acutely
Similar results were obtained by another group treated, in a double-blind manner, six depressed
using an open-label design. Dinan et a1 (Dinan et patients with hydrocortisone (15 mg i.v. over 2
a1 1997) studied 10 depressed patients who had hours), six patients with ovine CRH (1 mcg/kg
not responded to sertraline or fluoxetine, and i.v.) and 10 patients with placebo at 7:OO p.m.
added dexamethasone, 3 mg p.0. daily for four and assessed depression ratings the following
days, to the ongoing antidepressant regimen. By day at 4:00 p.m. Hydrocortisone-treated pa-
the following day (Day 5), three of the six sertra- tients, compared to both placebo and CRH-
line patients and three of the four fluoxetine treated ones, showed a significant acute anti-
patients demonstrated significant antidepressant depressant response. It was not reported whether
responses (50% reduction in depression ratings). the antidepressant responses were related to
Remarkably, this initial improvement was main- baseline cortisol levels, whether they were
tained through Day 21, the last assessed day. correlated with increases in circulating cortisol
Cortisol changes in response to dexamethasone levels, or whether the antidepressant responses
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treatment were not reported, but baseline mor- persisted beyond one day.
ning serum cortisol levels were directly corre-
lated with antidepressant responses (viz., higher If acute dexamethasone treatment proves to
baseline cortisol was associated with better have antidepressant effects, how might this be
responses to dexamethasone). The dexametha- reconciled with antiglucocorticoids having
sone was relatively well tolerated, but several similar effects? Antiglucocorticoids and dexa-
patients reported sleep disruption, nausea and/or methasone administration could both have
anxiety during dexamethasone treatment. More antidepressant effects via: (1) their common
recently, Bodani et a1 (Bodani et a1 1999) effect of curtailing endogenous cortisol syn-
described two elderly patients with resistant thesis; (2) inducing up-regulation of brain gluco-
depression who appeared to benefit from dexa- corticoid receptors (with the effect of re-
methasone treatment, and Hardy et a1 (Hardy et establishing effective negative feedback) (Pepin
a1 2001) noted that terminally ill cancer patients et a1 1990); ( 3 ) altering levels of other adrenal or
For personal use only.

generally experienced mood improvement with neurosteroid hormones (e.g., shifting cholesterol
sub-chronic dexamethasone treatment. metabolism in the direction of increased syn-
thesis of certain GABA'ergic neurosteroids)
Finally, Wolkowitz et a1 (Wolkowitz et a1 1996) (Raven et a1 1996; Romeo et a1 1998); or (4)
reported negative results in a very small, double- increasing ACTH levels (with acute high dose
blind replication study. Five depressed patients dexamethasone treatment, this might occur after
received one-time intravenous infusions of dexamethasone's acute inhibitory effects are
either 6 mg dexamethasone or placebo and were terminated and the suppressed LHPA axis signals
evaluated 10 days later. The three subjects who increased ACTH output). Additionally, recent
received dexamethasone all fared more poorly evidence suggests that dexamethasone is actively
than the two who received placebo; two of the excluded from brain and does not replace
three dexamethasone-treated subjects actually endogenous glucocorticoids at hippocampal MR
worsened following treatment, and the trial was and GR sites (De Kloet et a1 1998). Its beha-
discontinued. The one dexamethasone-treated vioural effects, therefore, may result from
subject who showed any antidepressant effect indirect effects of dexamethasone-induced
had the lowest baseline serum cortisol concen- ACTH and cortisol suppression on the balance of
tration of the group. This observation is perhaps occupation of the two corticosteroid receptor
consistent with a case series of hypocortisolemic types in the hippocampus (De Kloet et a1 1998).
atypical depressed patients who responded Antiglucocorticoids and dexamethasone, then,
favourably to antidepressant augmentation with could share the net effect of increasing hippo-
prednisone (Bouwer et a1 2000). The authors of campal MR relative to GR occupation: antigluco-
the latter report theorized that either hyper- or corticoids by directly lowering cortisol levels to a
hypocortisolemia may be associated with de- degree insufficient to occupy brain GR, and
pressive symptoms (perhaps related to "typical" dexamethasone by binding to pituitary, but not
vs. "atypical" symptom profiles, respectively), hippocampal, GR, resulting in decreased cortisol
and that the hypocortisolemic subgroup might levels and lessened brain GR occupation (Plihal
respond preferentially to glucocorticoid aug- et a1 1996). Plihal et al, have suggested that MR
mentation therapy (Ibid.). activation, as opposed to GR activation, induces
positive mood states (Plihal et a1 1996).
In a related strategy, several investigators have
assessed the mood-altering effects of cortisol The beneficial effects of hydrocortisone, if
(hydrocortisone) (Cameron et a1 1985). In one confirmed, are more difficult to explain, unless
small-scale study, Goodwin et a1 (Goodwin et a1 the effects are transient (Plihal et a1 1996) and
1992) noted that an acute cortisol infusion secondary, perhaps, to increased dopamine le-
transiently improved self-rated mood in 12 vels (DeBattista et al 2000; Wolkowitz et al 1986).
depressed patients. These patients were not Alternatively, even in the face of persistent

128
hypercortisolemia, phasic ("burst") increases in DHEA may have therapeutic effects and counter-
cortisol levels may induce a rapid "re-setting'' of act certain deleterious effects of allostatic load.
LHPA axis negative feedback control (DeBattista DHEA treatment reportedly has antidepressant
et al 2000; Murphy 1991a). Lastly, as suggested effects in patients with major depression
above, it is possible that different subgroups of (Wolkowitz et a1 1995; Wolkowitz et a1 1999b;
depressed patients respond differentially to corti- Wolkowitz et a1 1997b) and dysthyrnia (Bloch et
costeroid augmentation vs. suppression, perhaps a1 1999), mildly and transiently improves cogni-
related to their baseline adrenocortical output tive performance in patients with Alzheimer's
(Rouwer et a1 2000; DeBattista et a1 2000; disease (Wolkowitz et a1 2000b) and enhances
Wolkowitz et al 1996). Considerably more work well-being, energy and libido in hypo-adrenal
needs to be done to determine the predictors and patients with Addison's disease (Arlt It' al 1999;
mediators of glucocorticoid-based treatments of Arlt et a1 1998; Hunt et al 2000). However, as is
depression as well as their long-term effects. the case with most antidepressants, DHEA
treatment can result in overactivation, mania or
Dehydroepiandrosterone (DHEA) and psychosis in some patients (Howard I11 1992;
neurosteroids Kline and Jaggers 1999; Markowitz et a1 1999).
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We have discussed previously that DHEA may


serve as one of the body's endogenous "anti- Beneficial mood and memory effect!, of DHEA
cortisol" hormones and that the ratio of DHEA- treatment in normal individuals ,md in very
to-cortisol (the "anabolic balance") may be more mildly symptomatic populations have been
informative regarding psychiatric and health demonstrated less consistently (Barn hart et a1
status than levels of either hormone alone 1999; Diamond et al 1996; Hupperi and Van
(Ferrari et a1 2001; Hechter et al 1997; Leblhuber Niekerk 2001; Morales et a1 1994; Wolf et a1
et al 1992; Wolkowitz et al 1992). Indeed, 1997). Improvements in anthropomet ric indices
multiple studies have verified DHEA's ability, of allostatic load, such as muscle-to-fat ratio,
both in vitro and in vivo, to antagonize certain of fasting glucose and insulin level5 and bone
cortisol's physiological effects (Browne et al mineral density, have been noted in healthy
1992; Hechter et a1 1997; Kalimi et a1 1994; volunteers in some, but not all studies (Baulieu
Patchev and Almeida 1997; Svec and Porter et a1 2000; Diamond et a1 1996; Labrie et a1 1997;
For personal use only.

1998) and to prevent certain physiological Morales et al 1998; Nestler et a1 1988), although,
sequellae of stress (Hu et al 2000; Singh et al again, gender differences may have been appa-
1994). In particular, DHEA administration can rent (Baulieu et a1 2000; Morales et a1 1998).
reverse important detrimental effects of Despite the widespread use of DHEA in the
glucocorticoids in the CNS (Dubrovsky 1997; United States, more studies are needed before
Kimonides et a1 1999), can have neuroprotective any conclusions are reached regarding any
and cognition-enhancing effects and can beneficial effects (Katz and Morales 1998; van
counteract the development of "depression"-like Vollenhoven 1997; Wolkowitz et a1 2000a;
behaviours in animals [reviewed in (Kroboth et Wolkowitz and Reus 2000; Kroboth et a1 1999).
a1 1999; Svec and Porter 1998; Wolkowitz et al
2000a)l. Conversely, high levels of glucocor- To the extent DHEA treatment improves mood
ticoids or exposure to high levels of stress can and sense of well-being by improving "anabolic
block DHEA's beneficial neurosteroid actions balance" (as discussed in the introduction to this
(Diamond and Fleshner 2000). article), other anabolic hormones might have
similar effects. Indeed, recent epidemiological
and cross-sectional studies have demonstrated
Whereas multiple beneficial effects of DHEA positive correlations between serum levels of
have been observed in rodent models, rats and bioavailable testosterone and ratings of mood
mice produce little adrenally-derived DHEA and cognitive function in men (Barrett-Connor
naturally, so these findings may be of limited et al 1999; Morley et a1 1997). Testosterone repla-
generalizability to humans. Nonetheless, several cement therapy does improve mood in hypo-
studies reviewed in detail elsewhere raise the gonadal and elderly men and men with HIV
possibility that decreased DHEA(S) levels (or disease (Wang et a1 1996; Seidman and Walsh
decreased DHEA(S)-to-cortisolratios) contribute 1999; Kabkin et a1 2000), but effects in eugona-
to the development or progression of affective dal patients with major depression are less clear
disturbances, cognitive decline, fatigue and (Margolese 2000; Seidman and WaIsh 1999).
impaired physical and emotional well-being in Growth hormone treatment typically has posi-
humans (Wolkowitz et a1 2000a; Kroboth et a1 tive effects on mood and cognitive function in
1999; Svec and Porter 1998; Seeman et a1 2001), patients with growth hormone deficiency
although it is possible that differing patterns are (Nyberg 2000). XGF-1, another anabolic hor-
seen in men vs. women (Kroboth et a1 1999). mone, improves mood in obese (Thompson et a1
1998), but not non-obese (Friedlander et a1
Regardless of whether low endogenous levels of 2001), postmenopausal women.
DHEA are associated with depression, cognitive
impairment or physical disease risk factors in A rapidly evolving literature is highlighting the
humans, exogenous supplementation with importance of neurosteroids other than DHEA in

129
RE VIE W/MINI-RE VIE W b
the pathophysiology and treatment of anxiety Controlled studies of short-term interventions
and depression. For example, social isolation in such as listening to music (Mockel et a1 1994),
rats significantly decreases brain and plasma biofeedback (McGrady et a1 1987) or massage
levels of the GABA-A receptor agonist neuro- therapy (Field et a1 1992; Field et a1 1998) have
steroids, allopregnanolone and THDOC, while shown decreases in cortisol levels; these
significantly increasing levels of corticosterone; reductions in cortisol levels were associated with
these changes are accompanied by increased improvements in anxiety and depression in
"anxiety"-like behaviours (Serra et a1 2000). some populations (Field et a1 1998). Also, relaxa-
Decreasing concentrations of allopregnanolone tion training (Cruess et a1 2000) and cognitive-
may be especially problematic in the face of behavioural stress management therapies (Perna
chronic stress, since allopregnanolone can re- et a1 1998) significantly lower cortisol levels, in
strain the glucocorticoid response to stress (Guo direct proportion to decreases in negative affect
et a1 1995), and since allopregnanolone can and fatigue. Participants randomized to an 18-
protect against glutamate hippocampal neuro- month comprehensive lifestyle intervention
toxicity (Frank and Sagratella 2000). In humans, programme, compared to controls, showed nor-
levels of allopregnanolone are low in depressed malization of initially elevated cortisol levels, in
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patients, and serotonin specific reuptake blocker association with decreased body mass index,
(SSRI) antidepressant treatment increases CSF improvement in lipoprotein profiles and better
levels of this hormone, in direct proportion to overall health (Nilsson et a1 2001). Experimental
the antidepressant effect (Uzunov et a1 1996; groups that learned to regularly meditate sup-
Uzunova et a1 1998). In addition to allo- pressed cortisol compared to controls (Gallois et
pregnanolone, pregnenolone, THDOC and an- a1 1984; Jevning et a1 1978; Sudsuang et a1 1991);
drosterone are promising neurosteroid targets for however, see Michaels et a1 (1979). Long-term
novel antidepressant or neuroprotective agent meditators (average of 8.5 years) had 50% lower
development (Barrot et a1 1999; Frank and urinary free cortisol levels than a control group
Sagratella 2000; George et a1 1994; Maurice et a1 (Walton and Pugh 1995; Walton et a1 1995),
1999; Meieran et a1 In Review; Patchev et a1 although these results are probably affected by
1997; Rupprecht and Holsboer 1999a; Urbanoski selection bias. In a prospective four-month
et a1 2000). random-assignment study, meditators showed
For personal use only.

lower basal cortisol levels and slightly increased


Behavioural treatment approaches to acute cortisol and growth hormone responses to
depression and hormonal dysregulation stress (Maclean et a1 1997). The biological
significance of increased acute cortisol and GH
To the extent that altered stress hormone responses to stress is unknown, but such rapid
secretion underlies or perpetuates depressive stress responses may indicate a more "healthy"
symptoms and physical illness, behavioural as allostasis. Finally, lending "controllability" to the
well as pharmacological interventions that nor- experience of stress demonstrably lowers cortisol
malize the hormonal milieu should prove responses, even in healthy controls (Breier et a1
therapeutic (Cohen 2000; Drugan et a1 1994; 1988; Cohen 2000).
Sapolsky 1993). In fact, behavioural approaches
to decreasing stress and arousal (e.g., decreasing As noted earlier, one mechanism by which
"demand"while increasing predictability, control cortisol over-exposure may lead to depression,
and feedback) might prove superior in the long cognitive impairment and/or hippocampal pa-
run to the pharmacological approaches outlined thology is by decreasing hippocampal expression
above, since pharmacological strategies tend to of BDNF (Duman et a1 1997; Grundy et a1 2000).
"clamp"hormonal activity at either a low or high It is unknown if stress reduction or behavioural
state and thereby reduce responsiveness to interventions that lower cortisol levels, such as
environmental demands (Sterling and Eyer those discussed here, are capable of increasing
1988). Behavioral techniques, on the other BDNF levels, but in animals, physical exercise
hand, have the potential to increase flexibility blocks stress-induced decreases in brain BDNF
and adaptability (Sterling and Eyer 1988). In the mRNA levels (Russo-Neustadt et a1 2001) and
following section, we explore evidence for the increases adult hippocampal neurogenesis (Trejo
hormonal mediation of some of the health et a1 2001). These latter effects may be mediated
benefits of "stress-reduction" and other beha- via an increase in brain levels of the catabolic
vioural treatment modalities. While most re- hormone, IGF-1 (Trejo et a1 2001).
search in this area has focused on cortisol and
DHEA, other stress-related neurosteroids may Increasing DHEA and neurosteroids
also mediate certain benefits of behavioural Behavioural treatment programmes also sig-
treatments, as discussed at the end of this nificantly increase DHEA(S) levels. Cognitive-
section. behavioural treatment of depressed patients
increased urinary DHEA-S levels, in comparison
Decreasing cortisol to imipramine, which lowered levels (Tollefson
Numerous studies have examined the effects of et a1 1990). In a prospective study, Army officers
relaxation and stress-reduction techniques on participating in a stress-reduction programme
cortisol and other stress-responsive hormones. showed significant increases in DHEA-S levels

130
compared to non-participants (Littman et a1 also found to have elevated DHEA-S levels
1993).Similarly, Cruess and colleagues (Cruess et (Glaser et al 1992; Walton et a1 1995), generally
a1 1999) reported that 10 weeks of "cognitive- comparable to the levels seen i.n non-prac-
behavioural stress management" (comprised of titioners 5-10 years younger, increased urinary S-
treatments such as identification of cognitive HIAA (the major SHT metabolite') levels and
distortions, assertiveness training, anger ma- decreased urinary free cortisol levels compared
nagement, social support, group discussions, ex- to non-TM practitioners. The authors of the
periential exercises, progressive muscle relaxa- former report noted that extraneous factors,
tion, autogenic training, meditation and guided such as diet, body mass index and exercise, did
imagery), compared to a 10-week control "wait not account for the difference in hormone levels
list" condition, significantly increased plasma (Glaser et a1 1992), and the authors of the latter
DHEA-S levels and decreased cortisol-to-DHEA-S report noted that DHEA-S levels in women
ratios in HIV-seropositive men. Treated subjects, varied directly with the months of T-M practice
compared to control subjects, also showed sig- (Walton et a1 1995). Music therapy ,and group
nificant improvements in mood disturbance and drumming exercises were also found to increase
perceived stress; these improvements were DHEA-to-cortisol ratios in normal volunteers
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directly correlated with the decreases in plasma (Bittman et a1 2001). Lastly, as was the case with
cortisol-to-DHEA ratios. exercise effects on IGF-1 and on BDNF (discussed
above), aerobic exercise training programmes
Consistent with these studies, Arnetz and can significantly increase serum DHEA levels
colleagues (Arnetz et a1 1983) assigned elderly (Boudou et a1 2000). In contrast to such chronic
individuals from a senior citizen apartment or subchronic behavioural interventions, one
building to either a "social enrichment" program- session of Qigong training (a "stre!;s coping"
me (e.g., study groups in botany, history, music method) did not alter DHEA(S) or cortisol levels
and geography, as well as outings, picnics and (Ryu et al 1996).
visits to the opera and theatre) or to a pro-
gramme of normal pre-existing activities for six An important therapeutic goal of cognitive-
months. The experimental group, compared to behavioural and other psychotherapies is
the control group, showed significant increases increased perception of control over, and
For personal use only.

in DHEA, testosterone, oestradiol and GH levels, predictability of, life's aversive events (Sterling
as well as significantly attenuated decreases in and Eyer 1988). Animal studies suggest one
height (suggesting slowing of osteoporosis possible biochemical correlate of "control-
progression). The authors speculated that social lability" that might bear upon its beneficial
isolation in the elderly decreases anabolic-to- effects. Rats exposed to escapable shock,
catabolic hormone ratios, leading to increased compared to non-shocked controls and to rats
susceptibility to illness (such as osteoporosis), exposed to inescapable shock, c8howed a
and that social enrichment counteracts this threefold increase in brain benzodia.iepine-like
process. Lokk (Lokk 1998) presented confir- substances (likely GABA-A agonist neurosteroids
matory data in an uncontrolled study of 1 7 non- such as allopregnanolone or THDOC) and a
demented geriatric day-care attendees who marked protection against seizures induced by
participated in a new rehabilitation programme picrotoxin, a GABA-A receptor antagonist
designed to decrease the "stress of uncertainty (Drugan et a1 1994). The authors concluded that
and passivity" by giving patients greater control the active behavioural "coping" and "stress
and responsibility over their own rehabilitation control" these rats experienced led to the release
programmes. Patients were assessed at entry into of endogenous benzodiazepine-like compounds
the programme, after three months of treatment in brain which protected them from stress
and again three months after discharge. Pro- pathology (Drugan et a1 1994). This animal study
lactin and cortisol levels significantly decreased raises the intriguing, but yet untested, possibility
over the three months of treatment, while DHEA that cognitive-behavioural and other psycho-
and oestradiol levels significantly increased. therapies that are designed to increase one's
These changes coincided with improvements in sense of control and predictability might also
Activities of Daily Living ratings and with increase brain allopregnanolone (or other
increases in "optimism" ratings. By three months GABA'ergic neurosteroids) levels in anxious or
after discharge from the programme, prolactin, depressed patients, in a manner similar to that
cortisol and oestradiol levels had returned to pre- seen following serotonin antidepres8jant treat-
treatment levels, but DHEA levels remained ment (Uzunov et a1 1996).
elevated. In another prospective study, but one
lacking a control group for the hormonal Clinical implications of behavioural
determinations, healthy adult participants in an treatment approaches
"emotional self-management programme" expe- Stress reduction interventions usually reduce
rienced a 100% increase in salivary DHEA(S) physiological arousal levels and lead to cognitive
levels; these levels were significantly correlated changes, such as increased perceptions of
with the psychological variable "warmhearted- controllability and predictability. In. these ways,
ness" (McCraty et a1 1998). Experienced prac- they may have direct antidepressant effects as
titioners of transcendental meditation (TM) were well as indirect ones by restoring balance to the

131
RE VIE W/MINI-RE VIE W b
endocrine milieu (e.g., decreasing cortisol and and increased glycemic control at six months
increasing levels of DHEA or other anabolic follow-up, compared to a control group (Lust-
hormones). In a complementary way, restoring man et a1 1998). In preliminary data, reducing
cortisol and DHEA levels to normal may alter depressive and anxiety symptoms in Type I1
cognitive function and social behaviour in a diabetics via stress reduction techniques also
direction less conducive to depression and to significantly reduces visceral fat up to six
experiencing disappointing life events (Goodyer months later, compared to a control group (Epel
et a1 1998). Interestingly, experiencing control or et a1 2001). These examples demonstrate the
predictability over aversive events (Drugan et a1 tight interplay between the LHPA axis, mood,
1994; Weiss 1972), or experiencing "environ- and physical health. Treatments that affect
mental enrichment" (e.g., increased physical common underlying causes of mood disturbance
activity, social stimulation and learning expe- and allostatic load, such as improved anabolic
riences) (Meaney et al 1988; Mohammed et a1 balance, should theoretically be most effective.
1993; Kempermann et a1 1997), yields neuro-
chemical and behavioural benefits that are not Choice of antiglucocorticoid drug and
even seen in unstressed individuals. Indeed, in risk of side effects
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animals, exposure to environmental enrichment


or to the mild stress of regular postnatal hand- Whereas the stress reduction and cognitive-
ling enhances cognition, attenuates age-associa- behavioural techniques outlined here are already
ted hippocampal atrophy, induces nerve growth in routine clinical use, the pharmacological
factor gene expression and BDNF mRNA antiglucocorticoid approaches reviewed in this
expression in hippocampus, elevates expression chapter remain largely experimental, and their
of hippocampal glucocorticoid (Type 11) recep- full risk/benefit ratios remain to be determined.
tors, enhances negative feedback efficiency of They are not yet recommended for routine clini-
the LHPA axis and decreases glucocorticoid cal use (other than antiglucocorticoids in the
output (Meaney et a1 1988; Mohammed et a1 treatment of Cushing's syndrome and DHEA in
1993; Falkenberg et a1 1992; Kempermann et a1 the adjunctive treatment of Addison's disease). A
1997). These findings in animals suggest that more detailed discussion of the clinical differen-
even relatively subtle, transient environmental ces between existing antiglucocorticoid drugs
For personal use only.

or behavioural changes can have long-lasting and the risk of side effects with each one is
impact on the brain and LHPA axis (Sapolsky presented elsewhere (Wolkowitz and Reus 1999).
1993; Sterling and Eyer 1988; Jacobs et a1 2000).
Summary
It remains unclear whether patients with initial-
ly disturbed LHPA activity are more or less likely The data reviewed here raise the possibility that
to respond to behavioural interventions. How- antiglucocorticoid drug treatments or treatments
ever, behavioural treatments alone may be less that improve anabolic balance ameliorate de-
appropriate for patients with clinically signifi- pressive symptoms in some patients with major
cant LHPA axis dysregulation. Thase and col- depression or other psychiatric disorders, and,
leagues, for example, found that depressed inpa- additionally, can reduce certain physical signs of
tients with elevated urinary free cortisol levels allostatic load. Such beneficial effects would be
showed poorer responses to cognitive-beha- consistent with those observed in Cushing's
vioural therapy (CBT) than did those with syndrome patients treated with the same drugs.
normal urinary free cortisol levels (Thase et a1 The majority of the reviewed treatment trials,
1993; Thase 1994). however, were non-blinded or small-scale.
Therefore, any conclusions at this point must be
There is some evidence that stress reduction considered tentative. Behavioural techniques,
interventions like those described above also which also normalize elevated cortisol levels
have direct impact on reducing physical disease and/or increase DHEA levels, have proven
or risk for disease (Castillo-Richmond et a1 2000; clinical efficacy, but whether their efficacy is
Fahrion et a1 1987; Whitehouse et a1 1996). mediated by their hormonal effects is unknown.
Diabetic control, for example, may be an
important target of behavioural "antigluco- If this endocrinological model of depression and
corticoid" strategies. Diabetic glycemic control is allostatic load is correct, it provides several novel
often upset by stressful events, and decreases in sites for therapeutic intervention (Figure 3).
cortisol levels may improve glycemic control by "Biopsychosocial" interventions could be under-
attenuating cortisol-induced insulin resistance. stood as having actions in common leading to
Biofeedback practiced over three months re- normalization of stress hormone secretion, with
duced blood sugar in adults with insulin-depen- attendant downstream normalization of neuro-
dent diabetes, but the patients who were also transmitter, neuropeptide and neurotrophin
depressed showed no benefit (McGrady and levels and restoration of the balance between
Horner 1999). However, in another recent study, catabolic and anabolic processes.
a 12-week cognitive behavioural intervention for
depression among patients with non-insulin The studies reviewed here cumulatively suggest
dependent diabetes mellitus reduced depression the dual importance of further studying anti-

132
glucocorticoid strategies in major depression and AG13334-01), the National Alliance for Research
in other conditions characterized by allostatic in Schizophrenia and Affective Disorders
load: (NARSAD), the Stanley Foundation of the
1. On a practical clinical level, it may lead to the National Alliance for the Mentally I11 (NAMI),
development of novel pharmacotherapeutic the Scottish Rite Foundation and the UCSF
approaches for certain psychiatric patients. In Research Evaluation and Allocation Committee
many of the reviewed studies, good responses (REAC). We also gratefully acknowledge helpful
to antiglucocorticoid agents were seen in pa- discussions about antiglucocorticoid and DHEA
tients refractory to traditional antidepres- treatments with Eugene Roberts, 1'h.D. and
sants. Improvements often occurred rapidly Bruce McEwen, r'h.D., but the views presented
(as early as one to three weeks), and remission here are not necessarily reflective of their own.
occasionally persisted for long periods of time Portions of this article are based on the chapter:
(in some cases even after antiglucocorticoid "Antiglucocorticoid strategies in treal ing major
treatment was stopped). Since a substantial depression and 'allostatic load','' by OM Wolko-
proportion of depressed patients is resistant to witz, ES Epel and VI Reus, which appeared in: JH
or intolerant of traditional antidepressants, Thakore (ed) Physical Consequences of Depres-
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the availability of a new class of anti- sion. Wrightson Biomedical l'ubl. Lid., Peters-
depressant medication would be significant. field, UK, 2001.
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