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environmental science & policy 10 (2007) 150–161

available at www.sciencedirect.com

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Community knowledge in environmental health science:


co-producing policy expertise

Jason Corburn *
School of International & Public Affairs, 400 Avery Hall, Columbia University, New York, NY 10027, USA

article info abstract

Published on line 2 November 2006 As lay publics demand a greater role in the environmental and health decision-making that
impacts their lives, policy makers are being forced to find new ways of understanding and
Keywords: incorporating the expertise of professionals with the contextual intelligence that commu-
Local knowledge nity residents possess. This paper highlights how co-producing science policy, where
Co-production technical issues are not divorced from their social setting and a plurality of participants
Exposure assessment engage in everything from problem setting to decision-making, can contribute to more
Public health scientifically legitimate and publicly accountable decisions. Through a detailed case study
utilizing participant observation, ethnographic field work, semi-structured interviews, and
reviews of original documents, this paper highlights how residents in a low income, Latino
immigrant neighborhood in New York City organized their knowledge to participate in and
significantly alter a U.S. Environmental Protection Agency exposure assessment. This paper
reveals both the contributions and limits of local knowledge in environmental health
governance and how the co-production framework can contribute to more technically
credible science and democratically accountable policy.
# 2006 Elsevier Ltd. All rights reserved.

1. Introduction disparities, are asserting that their lived experience, intimate


knowledge of place, chronic disease coping strategies, and
In communities around the world, concerned lay publics are cultural traditions help qualify them as people who know
demanding a greater role in the scientific research and about things scientific and who can partake in the often
decision-making processes impacting their lives. From acti- exclusive but powerful discourse of science policy making.
vists questioning the safety of genetic engineering and One result is that environmental and public health adminis-
biotechnologies more generally to those concerned with trators are under new pressures to acknowledge, identify,
environmental and diseases disparities, lay people are and take account of community knowledge, and to find
increasingly wrangling with scientists about issues of truth new ways of fusing the expertise of professional practitioners
and method, exerting policy pressure on them from the and scientists with the contextual intelligence – or local
outside and also locating themselves on the ‘‘inside’’ of knowledge – that community residents possess (Irwin, 2001).
research. These activists are challenging not just the political This paper highlights the cognitive and normative con-
use and control of science and expertise, but also the content tributions and limitations of community knowledge in science
and processes by which technical knowledge is produced by policy. While neither romanticizing nor essentializing com-
claiming to speak credibly as experts in their own right. Lay munity knowledge, the paper suggests that the knowledge
people, especially the most disadvantaged populations used to legitimate science policy ought to be co-produced, or
experiencing the greatest environmental hazards and health simultaneously dependent on both natural and social order,

* Tel.: +1 212 854 7148.


E-mail address: Jtc2105@columbia.edu.
1462-9011/$ – see front matter # 2006 Elsevier Ltd. All rights reserved.
doi:10.1016/j.envsci.2006.09.004
environmental science & policy 10 (2007) 150–161 151

professionals and lay people, state institutions and non- and democratically accountable environmental science
governmental organizations. I elaborate on the slippery policy.
concept of co-production and how it might be used to inform
practice by highlighting how residents in an immigrant New
York City neighborhood engaged in research and decision- 2. Professional and local knowledge in the
making to address hazards from subsistence diets of locally policy sciences
caught fish. Through a detailed case study, I reveal how
professionals from the U.S. Environmental Protection Agency The policy sciences have a long history of questioning the
(EPA) and lay community members co-produced the collective appropriate reach of professional expertise and whether there
knowledge-base used to legitimate decisions and how com- is a role for non-professional knowledge in analyses and
munity members confronted power inequities in order to decision-making. One classic formulation, from John Dewey’s
enter the politically powerful discourse of science policy (1954), The Public and Its Problems, asked how increasingly
making. technocratic political regimes could be more democratic and
In the Greenpoint/Williamsburg (G/W) neighborhood of engage various publics. The solution for Dewey was a division
Brooklyn, New York, residents are practicing science and of labor where experts analytically identified problems and
making policy. This largely poor, immigrant neighborhood has citizens set a democratic agenda for addressing them. Dewey
some of the City’s worst health outcomes, including elevated sought to devise methods and conditions of public debate,
rates of asthma, diabetes, and HIV/AIDS, low birth weights, discussion, and persuasion where experts and citizens could
and mental illness, and is also home to the City’s highest integrate their knowledge and understandings (Dewey, 1954).
concentrations of environmental pollution (Karpati et al., More recent work in the policy sciences has made the
2004). Due in part to the concentration of pollution and illness stronger claim that technocratic knowledge-making is failing
in G/W, the EPA selected the neighborhood as the site for the to solve the most pressing social problems and public
agency’s first community-based cumulative exposure assess- administrators ought to rely more heavily on lay knowledge.
ment, a project intended to move the agency away from the For example, Lindblom and Cohen (1979) call for elite
single toxin, cancer-focused, and expert-driven risk assess- professional knowledge to be replaced with ‘‘useable knowl-
ment model of environmental health governance toward a edge,’’ which they define as ‘‘knowledge that does not owe its
model driven by cumulative exposures, multiple determi- origin, testing, degree of verification, truth, status, or currency
nants of health, and a more democratic process (NRC, 1996; to distinctive. . . professional techniques, but rather to com-
EPA, 1999, 2001). Drawing from over 7 years as a participant– mon sense, casual empiricism, or thoughtful speculation and
observer in community meetings, ethnographic field work, analysis’’ (Lindblom and Cohen, 1979, p. 12). Skocpol, in Civic
reviews of original documents, and in-depth interviews with Engagement in American Democracy (1999, p. 495), echoes the
residents and government actors, I describe how residents of concern with technocratic knowledge, skeptically stating that
one Brooklyn neighborhood co-produced science policy ‘‘today’s professionals see themselves as experts who can best
expertise by tapping community knowledge that helped contribute to national well being by working with other
highlight a hazard previously ignored by the EPA, gather specialists to tackle complex technical and social problems.’’
new data the agency was unable to collect, and link technical Skocpol derides privileged professionals for no longer seeing
analyses with the social, economic, and cultural context their role as ‘‘working closely with and for non-professional
where it was being performed.1 More specifically, I analyze fellow citizens’’ or helping to lead ‘‘locally rooted’’ associa-
how a coalition of community members and activists groups, tions for public problem solving.
led by an organization called the Watchperson Project, A recent practice in environmental health science that
gathered their own quantitative and qualitative information aims to address the challenges raised by Dewey, Skocpol, and
about subsistence anglers and local vulnerability more others is Community Based Participatory Research (CBPR).
generally. Scaling-up from this case, the paper offers general Now endorsed by the U.S. National Institute of Environmental
recommendations for how the co-production frame offers Health Sciences as a method for generating technically
insights for new practices, methods, and institutional designs legitimate and socially accountable science, CBPR aims to
that can result in more technically legitimate, socially just, combine professional techniques with community insights to
define problems and research questions, gather and analyze
data, and direct action and evaluate interventions (O’Fallon
1
et al., 2003). This method, building from Participatory Action
All data for these analyses were collected after the research
Research (PAR), aims to make research more democratic,
event took place. Thirty-two interviewees, selected from commu-
nity-based organizations, resident participants, and government ensure the poor and people of color are not excluded from
agency personnel, were interviewed using open-ended questions decisions that impact their lives, and incorporate local
and asked to reconstruct events. Original documents from agen- knowledge and lived experience into research and action
cies and community organizations along with popular media (Chambers, 1997; Israel et al., 2005). Similar goals are driving
articles were also reviewed to construct this case study. The case the use of ‘science shops’ in Europe and Australia, where
also incorporated three months of ethnographic fieldwork by the
various publics have participated in policy discourses over
author in three different community organizations and observa-
nuclear power, mad cow disease, and genetically modified
tions at over twenty meetings. The research protocol and a parti-
cipant consent form were reviewed and approved by the organisms (Leydesdorff and Ward, 2005). While these pro-
Institutional Review Board of Hunter College, City University of cesses have increased lay participation in science policy, one
New York. of their noted weaknesses is that they often fail to engage with
152 environmental science & policy 10 (2007) 150–161

how scientific knowledge and notions of expertise emerge in deficit and complementary models (Brown et al., 2002).
the first place, become institutionalized, and tend to bound- According to the deficit model, professionals view lay people
out of their cognitive domain other ways of knowing and doing as not having sufficient knowledge about scientific and
(Nowotny et al., 2001). Participation alone, then, does not technological problems and needing to be educated in order
answer the problem of how to democratize technological to see the world more like professional scientists. The deficit
societies; the substance, not just the mechanics, of science model also assumes that scientists will agree on the ‘correct’
governance must be reframed. information that lay people need to know so they understand
technical problems from the professional’s vantage point
(Yearley, 2000). This model perpetuates the notion that
3. The co-production of science policy ‘science speaks truth to power,’ or the idea that technical
expertise input to policy problems has to be developed independently of
political influences in order to act as a constraint on political
One emerging science policy frame, called co-production, power (Price, 1965).
questions institutionalized notions of expertise from the The complementary model rejects the notion that only
outset and hard demarcations between nature and society professional knowledge should inform science discourse and
(Jasanoff, 2004). The frame of co-production aims to open-up instead invites lay people into the process to raise issues of
how authoritative technical knowledge is produced in society ‘risk perceptions’ and value questions (Slovic, 1991; Douglas
and gets stabilized and institutionalized over time, so that it and Wildavsky, 1982). While lay people offer values and weigh-
becomes a ‘given’ or ‘taken for granted truth’. Co-production in on questions of fairness in the complementary model,
also extends Habermas’ (1975) critical discussion of ‘decision- professionals retain autonomy over technical analyses and
ism’, or a model where policy processes are conceptualized as policy decisions. Science, in the complementary model, is still
a series of completely unrelated decisions over issue meaning, viewed as offering disinterested and apolitical ‘facts’ to policy
authority and legitimacy, each one of which has no interaction processes. The major difference between the deficit and
with any other. Instead, co-production aims to problematize complementary models is that in the latter lay publics are
the origins and substance of the meanings of policy issues, given an opportunity to comment on the fairness or relevance
who was included or left out of generating these meanings, of predetermined facts, not, for instance, on whether or not
and builds on constructivist work in the social sciences the original framing of the issue may appear one way to those in
highlighting that scientific legitimacy is simultaneously a power and quite another way to the marginal or the excluded
social, political and material phenomenon, none of which can (Schon and Rein, 1994).
be disentangled from the other (Hacking, 1999). The notion of Both the deficit and complementary models tend to view
co-production also aims to extend analyses within the lay or non-professional knowledge with skepticism, noting its
interpretive turn in the social sciences, particularly post- populist, anti-intellectual, majoritarian, and moralistic ten-
structruralist frameworks, by highlighting the often invisible dencies (Levitt and Gross, 1994). Populist political movements
role of knowledge, expertise, technical practices and material are also criticized for ‘get the government off my back’
objects in shaping, sustaining, subverting or transforming economic libertarianism, xenophobia and ethnocentric
relations of authority, particularly that of the state (Scott, nationalism (Kazin, 1995). Local knowledge in environmental
1998). and health controversies is characterized by these critics as
Co-production as used here should not be viewed as a full parochial and condemned to ‘the neighborhood’ and this
fledged theory – claiming law-like consistency and predictive particularism, they say, violates core scientific values of
power – but rather as an idiom, or a way of interpreting and universality, replicability, and objectivity (Breyer, 1993).
accounting for complex phenomena so as to avoid the The co-production model aims to respond to these critics
strategic deletions and omissions of most other approaches by suggesting that science and technology are not ‘contami-
to understanding the role of the public in science policy nated’ by society, but rather embed and are embedded in
(Jasanoff, 2004, p. 3). For example, Hacking (1999) describes ‘‘social practices, identities, norms, conventions, discourses,
how the American legal and policy processes created new instruments, and institutions—in short, in all the building
‘social kinds’ of child abuse and ‘recovery memory’ in blocks of what we term the social’’ (Jasanoff, 2004, p. 3). Co-
response to specific cultural anxieties of the 1980s and, in production not only aims to bring the social back into science
the process, generated ‘objective’ evidence of these phenom- policy making, but also to explore how this knowledge is
ena. In another example of co-production, Keller (1985, p. 131) applied, stabilized and institutionalized over time. Thus, co-
showed how concepts central to the practice of science, such production is not only a reaction to the incompleteness of the
as objectivity and disinterestedness, came to be gendered as deficit and complementary models, but it is also a critique of
masculine through centuries of rhetorical usage and that the the realist ideology that persistently separates the domains of
construction of the ‘laws of nature’ have political origins. nature, facts, objectivity, and reason from those of culture,
Thus, a central aim of the co-productionist framework is to values, subjectivity, and emotion in policy and politics more
help clarify how power originates, where it gets lodged, who generally (Latour, 2004).
wields it, by what means, and with what effect within the
complex network of science policy making (Wynne, 2003). 3.1. Co-production, practice and local knowledge
Co-production can also be understood by contrasting it
with two other, perhaps more dominant, modes of lay- In practice, co-production might emphasize the contingency of
professional interaction in science policy making, namely the all expertise and that neither professional nor lay knowledge
environmental science & policy 10 (2007) 150–161 153

can ultimately put to rest the uncertainty of environmental the tactile and emotional experiences encountered in every-
health problems. The unknown, unspecified, and indetermi- day life and tested through years if not generations of practice
nate aspects of science policy remain largely unaccounted for (Briggs, 1995). Yet, community members often make at least
and often silenced when technocrats claim that an issue is three different claims based on experiential evidence. The first
‘purely technical.’ Co-production emphasizes that knowledge claim represents a type of local knowledge that gives meaning
alone will not fill these gaps, but must be accompanied by new, to or frames a problem, and in environmental policy this might
more democratic processes and methods of professional-lay mean shifting discourse by asking whether a risk is necessary
engagement (Epstein, 1996). rather than if it is acceptable. A second type of claim identifies
In order for this negotiation to happen, the knowledge and or poses a problem, is reflected in statements like ‘‘I’ve seen sick
expertise of local people, so often ignored in professional people,’’ and highlights contextual knowledge that allows
science, needs to be made concrete and tangible. Yet, defining professionals to focus on things they may have missed. A third
local knowledge is far from simple. As this case study will claim reflects a type of local knowledge that hypothesizes a
show, the most useful way to understand local knowledge is to relationship between a hazardous exposure and illness. This claim
reveal how it differs in practice from professional ways of is reflected in statements such as: ‘‘I know if dioxin and
knowing and doing, while not romanticizing the ‘local’ as mercury are going to come out of an incinerator stack,
always superior to other ways of knowing and doing. In somebody’s going to be affected.’’ Too often professionals
addition, I seek to avoid reifying and essentializing local assume that local knowledge is only of one kind, dismiss the
knowledge by suggesting that ‘local’ and ‘professional’ should other claims, and miss the different contributions local
never be understood as invariant, monolithic, binary cate- knowledge can make to problem solving.
gories, but rather as useful frames for capturing different A fourth knowledge characteristic explores how claims are
approaches to knowledge production. tested, authenticated, and legitimated. Local knowledge is
While this paper aims to define local knowledge in practice, generally tested in public narratives, community stories, and
I offer a characterization here of ideal-type representations to other public forums. Professional knowledge is generally
orient the reader (Table 1). First, local knowledge is often held tested through journal peer review, expert advisory boards,
by members of a community that can be both geographically the courts, or the media (Nelkin, 1992). Admittedly, all these
located and contextual to specific identity-groups. This means characterizations can fluctuate, particularly when activists
that a ‘knowledge community’ might be a neighborhood and/ organize to try and stake-out part of the traditional scientists’
or a group with a shared culture, language, religion, norms or terrain—be it in academic journals, the courts or the media.
even interests. In contrast, professional knowledge is gen-
erally held by members of a profession, discipline, university,
government agency or industrial association. 4. Co-producing environmental health
Second, local knowledge is often acquired through life expertise in Brooklyn
experience and is mediated through cultural tradition.
Practitioners of local knowledge make explicit their reliance The G/W neighborhood, located in Northwest Brooklyn, has
on evidence from time-honored traditions and narratives, and approximately 160,000 residents, 35.7% of which live below the
acknowledge that this knowledge should be easily accessible poverty line and less than half of the adults over 24 years of age
and widely shared. Local knowledge rarely conforms to have a high school diploma or higher level of education (U.S.
technical rationality, particularly the need to search for causal Census, 2000). The ethnically diverse neighborhood is
models and rely on universal principles and theories for approximately 42% Latino (mostly Puerto Rican and Domin-
getting to the ‘truth’—both standard practices in most ican), 24% Hasidic Jew, 13% African-American, and 10% Polish
professions (Habermas, 1970). and Slavic immigrant (U.S. Census, 2000). The neighborhood is
Credibility is central to all knowledge claims. Since local also one of the City’s most polluted; it has the largest amount
knowledge is rarely instrument dependent, its credibility of land devoted to industrial uses among New York City’s 59
comes in part from actual sights, smells and tastes, along with community districts, the largest concentration of Toxic

Table 1 – Characterizing local and professional knowledge for environmental science policy
Knowledge production question Local knowledge Professional knowledgea

Who holds it? Members of community—often Members of a profession, university,


identity group/place specific industry, government agency;
sophisticated NGOs
How is it acquired? Experience; cultural tradition Experimental; eidemiologic
What makes evidence credible? Evidence of one’s eyes, lived Highly instrumentally mediated; statistical
experience; not instrument significance; legal standard
dependent
Forums where it is tested? Public narratives; community Peer review; courts; media
stories; courts; media
a
By professional knowledge, I am focusing on regulatory science, which consists of activities aimed at improving existing practices,
techniques and processes to further the task of policy development, including: knowledge production; knowledge synthesis, such as
evaluation, screening and meta-analysis; prediction, such as predicting future risks or costs (Jasanoff, 1990, pp. 76–77).
154 environmental science & policy 10 (2007) 150–161

Release Inventory (TRI) reporting industries in the City, a the research protocol they had already developed to local
sewage treatment plant, over 20 solid waste transfer stations, residents (Handhardt, 2000).
a radioactive waste storage facility, 30 facilities which store During one of the community meetings, Fred Talcott,
extremely hazardous wastes, and 17 petroleum and natural Director of the community study from the EPA, presented the
gas storage facilities (NYC DEP, 1997). agency’s research protocol for assessing resident exposures to
Due in part to the hazards they face, residents in this air, water, soil, and dietary hazards. According to Talcott, the
community have a history of collaborating on environmental dietary analysis was not the primary focus of the assessment,
issues. In the early 1990’s, three community based organiza- and the agency was focusing its research efforts on a new, air
tions in the neighborhood, El Puente, the Polish Slavic Center, and toxics dispersion model that estimated cancer risk at the
United Jewish Organizations, formed the first multi-ethnic neighborhood scale (Talcott, 1999). The dietary assessment
environmental coalition in Brooklyn, called the Community was included to show the agency was attentive to ingestion
Alliance for the Environment (CAFE), in order to stop the hazards and intended to complement the study of inhalation
construction of a municipal waste incinerator (Greider, 1993). and dermal contact exposure pathways.
The CAFE is an eclectic mix of Latino youth, called the Toxic During the community meeting, agency scientists
Avengers, Hasidic Jewish families, and Polish, Dominican, and explained that the dietary assessment would combine data
other Caribbean immigrants. The CAFE filed a lawsuit to force on contaminant concentrations in specific foods with data on
the City to comply with federal Clean Water Act regulations at patterns of consumption. Since the agency did not have
the Newtown Creek Sewage Treatment Plant located in the neighborhood-specific data on what residents were eating, the
neighborhood, resulting in a city-funded environmental scientists told residents they would use estimates of local food
benefits program that created a neighborhood watchdog consumption from the National Health and Nutrition Exam-
group called the Watchperson Project (ICLEI, 1993). The CAFE ination Survey (NHNES) which calculated an ‘‘average urban
and the newly formed Watchperson Project joined forced in diet’’ for residents living in the Northeastern United States
1999 to file an environmental justice Title VI Civil Rights (EPA, 1999). Contaminants of concern consisted of pesticide
lawsuit against the city claiming that its rules for siting waste residues and common industrial pollutants found in produce,
transfer stations unfairly targeted their disproportionately meats, and dairy products.
poor and minority neighborhood (NEJAC, 2000). Residents at the meeting reacted to Talcott’s presentation
Due to the presence of hazards, a lack of health studies, with questions and disbelief. According to Samara Swanston,
and the history of local activism, the EPA chose to pilot its Executive Director of the Watchperson Project, the idea that
Cumulative Exposure Project (CEP) in Greenpoint/Williams- the EPA was going to assess cumulative exposures for their
burg (Talcott, 1999). The CEP reflected a new governance community using the default NHNES assumptions raised
approach within EPA aimed at exploring alternatives to immediate concerns. She noted:
traditional risk assessment that could simultaneously
account for multiple hazards, exposure pathways, and When we heard they were going to assess dietary risks
health outcomes (NRC, 1996; EPA, 2001). The CEP also using some default diet, we all just rolled our eyes. You’ve
attempted to respond to critiques raised by the environ- got Hasidic Jews here eating only kosher; Poles eating an
mental justice movement that risk assessment processes Eastern European diet; Puerto Ricans, Dominicans and
regularly excluded the poor and people of color, populations Guyanese. You’re gonna tell this community we’ve got an
increasingly asked to bear society’s most dangerous hazards ‘‘average American’’ diet? (Swanston, 2000).
(IOM, 1999). According to then EPA Administrator Carol
Browner: For many residents, the EPA assumption of an ‘‘urban
default diet’’ represented a lack of sensitivity to local culture,
We are increasingly able to assess not simply whether a stirred mistrust, and aligned with their experience of
population is at risk, but how that risk presents itself. In environmental injustice. According to Inez Pasher, a resident
addition, we are better able in many cases to analyze risks and chair of the environmental committee of the local
by considering any unique impacts the risks may elicit due community board:
to the gender, ethnicity, geographic origin, or age of the
affected populations. . . and whether a cumulative expo- The use of default assumptions really raised skepticism that
sure to many contaminants, in combination, poses a the project was not going to do anything more than just
greater risk to the public (EPA, 1997). rubber-stamp what community members already knew;
that we are a highly exposed community. It was no different
Drawing from new technical guidance, EPA scientists in the then the city assuming we wouldn’t mind if one more power
Office of Policy, Economics and Innovation developed a plant or waste transfer station was built in the neighbor-
research methodology for the Brooklyn-based CEP that hood. You know, it might of seemed like a little thing to them
included exposure models assessing health hazards from [EPA], but the wrong assumptions about what people eat had
food-borne toxins, air toxics, drinking water pollutants, and most of us looking at the EPA project as another wasted effort
lead. The EPA team also partnered with staff from the New by government on a study that was going to sit on a shelf
York City Department of Environmental Protection in order to somewhere and not help nobody (Pasher, 2000).
obtain neighborhood-specific data. At the request of Eva
Hanhardt, Director of the DEP’s community outreach program, The agency’s engagement with the community raised a
the EPA scheduled a series of community meetings to present series of concerns for local people. First, the project was
environmental science & policy 10 (2007) 150–161 155

presented to community members with crucial decisions toxic fish diets into the agency’s study and, in an effort to
already made, such as what was going to be studied, which assist in this process, the community group offered to help
data would be used, and who was going to perform analyses. collect information on local angler practices. The community
The agency also followed a ‘decide–announce–defend’ model, group argued that using local residents as field researchers
where professional experts acting alone make key project would be the only way to get accurate information because the
decisions, announce these to the public, and defend their anglers wouldn’t trust outsiders enough to speak honestly
decisions in hearings with a skeptical public (NRC, 1996). Both with them about their practices (Swanston, 2000).
the inaccuracy of the scientists’ predictions and their lack of Initially, the EPA researchers were reluctant to allow a
meaningful engagement with residents were seen as proof of community group to gather data for their exposure assess-
the fallibility of professional expertise, reinforced suspicions ment (Talcott, 1999). Instead, the EPA agreed to partake in a
that universal standards were insensitive to local conditions, community-led tour of the piers where locals were fishing. The
and generated a severe skepticism that any recommendations tour was a significant event for convincing EPA about the
emerging from the study would improve the neighborhood seriousness of the problem and that community-members
environment. The EPA selected the community because of its could be trusted to gather credible information. After spending
history of activism and ethnic diversity, but failed to under- time with community members and witnessing anglers at the
stand how these factors ought to change its standard piers, the EPA agreed to help the Watchperson Project collect
operating procedures and default assumptions. After the information about the practices of local anglers. According to
public meeting, Talcott of the EPA emphasized how surprised Talcott of the EPA:
he was that community members reacted with skepticism: ‘‘In
the absence of information on the eating habits of these ethnic After the tour and hearing from residents that they were
groups, we chose to use the default assumptions. We didn’t eating fish from the East River, we felt we had no choice but
anticipate that this would raise such a red-flag with the to let the community group gather the data. For a number
community’’ (Talcott, 1999). of reasons, including language, cultural barriers and
potential trust issues, it seemed that local people were
best situated to gather these data. This was one situation
5. Subsistence anglers where residents raised an issue we hadn’t considered,
defined the extent of the problem, and provided the data for
During the community meeting, residents also suggested that analysis (Talcott, 1999).
a large number of local people were eating and probably
surviving off a diet of fish caught in the East River (Swanston, Working with the EPA, the Watchperson Project developed
2000). This was the first time EPA had heard of this potential a protocol to interview anglers in order to identify approxi-
health hazard. According to one EPA official: mately how many people were eating fish from the East River,
the amount and frequency of fish consumption, and the types
When the residents raised the concern about people fishing of fish anglers and their families were eating (EPA, 1999).
out the East River we initially responded by saying, ‘we Volunteer community members were trained by the Watch-
understand recreational fishing can pose a health risk, but person Project staff and epidemiologists from the EPA in
we do not think the practice of eating fish is that survey techniques and face-to-face interviewing. Community
widespread.’ But, the residents insisted that fishing was members spent 3 months interviewing anglers at the India
not a recreational activity but a matter of survival and acted Street and the North Seventh Street/Kent Street Piers along the
as a staple of some families’ diet. To be honest, we were in East River, visiting the piers twice a day, eventually observing
disbelief and shocked.2 and interviewing over 200 anglers. In order to complete the
survey, each angler was asked about their age, race, country of
While the EPA was skeptical of the community’s concerns, origin, the number and age of people in their family, and the
in part because residents only had anecdotal evidence about species and number of the fish they regularly caught and ate
the extent of local subsistence fish diets, the agency also knew (EPA, 1999). Since the interviewing was conducted during the
that if the claims were true they presented a potentially summer, each interview included questions about seasonal
serious toxic exposure for local people that they knew very variability and frequency of catches in different seasons.
little about. Finally, interviewers also asked anglers why they ate fish from
Throughout the meeting, residents repeatedly asked the the East River, if they knew the fish could be hazardous to their
EPA to take their subsistence fishing claims seriously. Some health, other types of food they fed their families, and where
residents stated that many families were living off a this food was purchased.
subsistence diet of East River fish due to poverty and cultural
tradition (Swanston, 2000). A group of Latinos stated that since 5.1. Angler survey findings
many of the anglers were immigrants and non-English
speakers, they would likely be reluctant to speak with outside The community-gathered information was divided by age and
researchers, particularly those from the federal government, ethnicity, and separate categories were created for whites,
about their practices (Penchaszadeh, 2000). The Watchperson Poles, African-Americans and Latinos. The Watchperson
Project encouraged the EPA to incorporate information about Project survey found that almost all the anglers were Latino
males between the ages of 16 and 60 years old. The family size
2
EPA official interviewed on condition of anonymity. of each angler ranged from 3 to 10 persons, and all anglers
156 environmental science & policy 10 (2007) 150–161

interviewed noted that at least one family member was under This interview highlights both the complexity and limita-
the age of 19 (EPA, 1999). The survey revealed that local anglers tions of using only local knowledge in science policy. For
were catching between 40 and 75 fish per week, averaging 57 instance, the angler suggests that some fish might be
fish per week, and that each family member of an angler was contaminated (‘‘the river isn’t the cleanest’’), but rationalized
eating approximately 9.5 fish per week (EPA, 1999). his actions by believing that the fish he caught and ate were
All the anglers interviewed listed the same four species as safe (‘‘this cove is clean;’’ ‘‘the fish we catch come in from the
the most frequently consumed fish: blue crab, American eel, Atlantic’’). The interview also highlights that local fishermen
blue fish and striped bass. Most anglers reported that they ate think they know how to ‘‘recognize a bad one’’ through visual
whatever they caught. Fish samples were gathered, toxicolo- inspection and by smell and that it is possible to make
gical tests performed, and these data were compared with potentially dangerous fish safer through cleaning and cooking.
prior studies of East River fish contamination by the New York While the interview reinforces that cultural identity, norms,
State Department of Environmental Conservation (EPA, 1999). conventions, and practices can not be divorced from assess-
From these data, the EPA determined that the contaminants of ments of hazardous exposures, it also highlights the danger of
concern in the locally caught fish included cadmium, mercury, romanticizing local knowledge as always in harmony with
chlordane, DDT, dieldrin, dioxins, PCBs, arsenic and lead. natural and human systems and superior to other ways of
The quantitative survey data were given to EPA scientists knowing (Agarwal, 1995).
who then generated a consumption rate for G/W residents in
grams per day. The community survey data was found to be
consistent with fish consumption rates from other urban areas 6. The social construction of the risk
where residents relied on subsistence diets of locally caught fish environment
(Burger and Staine, 1993). Resident exposures were then
calculated based on fish tissue contaminant concentrations Interview narratives also highlighted how macro social
found in actual samples and the consumption rates. Falling structures influence exposure to toxins. For instance, many
back to the risk assessment model, EPA calculated a life-time of the interviewees described their diets of East River fish as
cancer risk for adult subsistence anglers in G/W and found that one of many practices aimed at coping with poverty and
the risk exceeded one in 10,000 (1  10 4) for every exposure neighborhood gentrification. As one angler noted: ‘‘A good
scenario (EPA, 1999). Compared with the EPA’s acceptable catch out here every week can mean the difference between
cancer risk of one in a million (1  10 6), the risks to subsistence making my rent or puttin’ my family on the street. As soon as
anglers in G/W were deemed significant, but would have been those yuppies moved into our building the rent doubled.’’
missed without the community-generated information. According to the 2000 U.S. Census, close to 23% of neighbor-
hood residents were unemployed and, in the largely Latino
5.2. Angler narrative findings Southside of Williamsburg, over half the families were
receiving public assistance. Median rents increased 62%
In addition to the quantitative data, interview narratives were between 1990 and 2000, while the percentage of Latinos
captured during the survey process and these stories help give (Hispanic, non-white) decreased during the same period by
contextual meanings behind angler practices. For example, 12% (U.S. Census, 2000).
many of the Caribbean-immigrant anglers stated that fishing In addition to high housing costs, many anglers mentioned
and feeding their families with their catch was a practice that that the lack of affordable food alternatives was another
helped them reconnect to home-land cultural traditions. One reason they ate East River fish. Interviewees noted that many
angler stated, ‘‘when I fish and eat ‘em, I remember who I am of the local ‘bodegas’ that tended to provide food stuffs for the
and where I’m from.’’ Fishing enabled often marginalized Latino population did not accept food stamps or vouchers
immigrants to reconnect with and revalue a lost identity and, from the supplemental nutritional program for women,
in a world of great uncertainty, stay connected with something infants and children (WIC). A 2004 study by the not-for-
familiar. profit, Center for an Urban Future in New York City, found that
Interview narratives also provided a window into how in the Latino Southside of Williamsburg, there are only four
locals understood and rationalized their practices. As one supermarkets serving over 70,000 people (McMillan and
Latino angler stated: Woodward, 2004). These findings are consistent with other
studies suggesting that low income and minority neighbor-
Mira, we ain’t stupid. We know this river isn’t the cleanest. hoods lack affordable and quality grocery stores (Zenk et al.,
It’s probably polluted. I mean, I wouldn’t swim in here or 2005).
nothin’. But this cove over here, it’s pretty clean. . . and, the Finally, interviews with immigrant anglers revealed that
fish we catch come in from the Atlantic, they don’t feed in fishing was a practice that kept them tied into networks of
here. So, they don’t got no chemicals in them. . . we don’t friends and family that were crucial for their survival in New
know anyone whose gotten sick from eating what we catch York. One angler described how fishing connected him to basic
here. . . I was taught how to recognize a bad one [fish]; you needs:
look for lesions, make sure it is the right color and if it
smells funny, we throw it back. . . we clean and cook ‘em The guys who fish down here [the river], we got each other’s
real good too. That’s the best way to make them safe. If I back. Know what I mean? When I first got here, this one
thought there was a problem, I wouldn’t be feeding these brotha helped my family get free health insurance from the
fish to my kids, right? I know a clean catch. state, told me about the churches offering free meals, and
environmental science & policy 10 (2007) 150–161 157

even hooked me up with a construction job for a few weeks. interventions. The coalition began by organizing a waterfront
This is the first place I come if my family needs somethin’. festival where, through theater, dance and street-art, educa-
tional materials about the hazards of eating locally caught fish
While the immigration experience can often be associated were distributed to anglers and their families in English and
with a series of social disruptions for individuals and families, Spanish. The groups also partnered to clean-up a vacant lot to
fishing was one practice these Brooklyn immigrants used to create the neighborhood’s second community garden so that
stay connected to protective community networks. local people could begin to grow their own food.
The angler narratives help reinforce the notion that when The community coalition also partnered with the Pratt
local people weigh-in on science-policy issues, they are not Institute Center for Community and Environmental Develop-
just concerned with questions of truth and method, but ment (PICCED), to map how the neighborhood’s zoning made
perhaps more fundamentally question the meanings of it difficult for supermarkets to locate in the neighborhood. As
problems and whether science is the proper frame of reference part of this effort, the community coalition engaged local
at all. With the imposition of a risk assessment model on local residents in a community-wide land use planning process that
people, the EPA presumed that issue meaning and local developed recommendations for rezoning the neighborhood
identities were not problematic and the ‘real’ challenge was to encourage the development of new supermarkets, afford-
getting the ‘right data.’ As these narratives suggest, the policy- able housing, and park space (Perris and Chait, 1998). In 2005,
framing questions of ‘what are the issues’ and ‘what kind of the rezoning plan was approved by the New York City Council
knowledge is in principle salient’ were initially non-negotiable and included the City’s first-ever inclusionary zoning ordi-
or closed by the EPA, but these questions were fundamental to nance, which specified that any new housing development
how local people understood the hazards they faced. The co- had to include a certain percentage of affordable units for low
productionist framework helps highlight how this case is and moderate income families (NYC DCP, 2005).
about more than the exclusion of legitimate actors, but also The community coalition lobbied city, state, and federal
about commitments to prediction, control of issue definition, environmental protection and public health agencies
and the definitions of science policy. Reflecting on their work, demanding that they increase monitoring of G/W firms
Swanston of the Watchperson Project, noted: dumping waste into the East River and a tributary, Newtown
Creek—a heavily polluted waterway that forms the northern
Our data on who was fishing and how much they ate was boundary of the neighborhood (Ketas, 2001). The coalition
important because it changed the inputs into EPA’s framed the health threats to subsistence anglers as an
assessment, but the stories of local people, their struggles overlooked environmental justice issue that was potentially
to feed their families, and the barriers that exist in this exacerbated by lax enforcement of local water pollution
neighborhood for making healthy choices, showed them regulations (Swanston, 2000). The Watchperson Project and
[EPA] that this was more than just an environmental Riverkeeper, a water pollution watchdog group, teamed-up with
problem. I think we showed that you can’t separate issues the EPA to monitor effluent from local polluters. In May of
of poverty, immigration, culture, discrimination, and 2005, after over 5 years of the monitoring partnership, a
segregation from environmental risk in our world (Swan- concrete manufacturer was found guilty of illegally dischar-
ston, 2000). ging concrete slurry into Newtown Creek and another lawsuit
was filed to force Exxon/Mobil to account for health problems
residents believe are associated with the company’s 17 million
7. Co-creating policy solutions gallon oil spill sitting underneath the neighborhood (Con-
fessore, 2005; EPA, 2005).
The work of activists not only influenced the assessment, but
also policy solutions. As the angler survey findings were
shared among community organizations, a consensus 8. Re-characterizing community knowledge
emerged that traditional regulatory responses, such as fishing
advisories, education campaigns, and fishing bans, were This case study helps situate the conceptual framework of
unlikely to be effective (Swanston, 2000). During a meeting local knowledge (Table 1). The process highlighted that policy-
with the EPA discussing what to do with the survey findings, relevant information is held by community members and if
Samara Swanston of the Watchperson Project proclaimed: ignored a potentially lethal hazard might be missed. Too often
‘‘You can’t tell people to just stop fishing! This totally ignores in environmental health science a lack of data leads to the
who they are, their culture, and what they need to do to assumption of a lack of harm. Community knowledge does not
survive in this city.’’ A coalition of community-based replace professional science nor devalue scientific knowledge
organizations and regulatory agencies was formed to develop itself, but rather can ‘‘re-value forms of knowledge that
interventions more aligned with the economic, political and professional science has excluded’’ (Cozzens and Woodhouse,
social contexts of daily life in the neighborhood. 1995, p. 538).
The New York State Department of Environmental Con- This case study suggests that professionals should not a
servation, the local chapter of the Sierra Club, and three priori define what counts as the ‘community.’ Local knowledge
community based organizations, Neighbors Against Garbage, in this case came from members of a geographically defined
The Greenpoint Waterfront Association for Parks and Plan- neighborhood, different immigrant communities, and a
ning, and The Friends of the India Street Pier, joined the community of practitioners, specifically anglers. The case
Watchperson Project and EPA to jointly develop a set of also demonstrates that local knowledge can offer insights
158 environmental science & policy 10 (2007) 150–161

about places and populations that take history and biography color who have either been ignored by researchers or, when
into account, aspects that professional science routinely asked to participate as subjects, are often abandoned in the
ignores. Community members revealed that the history of end by researchers intent on analyzing results only for their
their place and individual biographies – from immigrant own advancement and not for community improvement
experiences to strategies for coping with poverty – matter for (Collin and Collin, 1998). By including local knowledge in
understanding environmental policy issues. However, under- environmental science, community members are more likely
standing local knowledge also means embracing intersection- to ‘see themselves’ in science, thus finding it more acceptable,
ality and anti-essentialism—or the notions that no person has a potentially saving time and money in policy making. Local
single, easily stated, unitary identity and that no absolute knowledge can also raise previously ignored distributive
‘truth’ exists from any one perspective (Haraway, 1991). justice questions, forcing science to examine who is at risk,
Community knowledge also emerged from life experiences not just whether a particular level of risk is acceptable.
and time-honored cultural traditions. While some community
knowledge was quantified into the professional risk model,
the narratives did not conform to technical rationality. 9. Co-producing science policy
Importantly, as the interview about catching clean fish
suggests, community knowledge can be as fallible as profes- This paper has argued that the science for environmental
sional science, and must be tested through public dialogue, policy can benefit from the co-production framework, but
verified by other community members, and continually clearly this will not happen easily. Professionals remain
measured by the extent to which it matches lived experiences. skeptical of local knowledge and will almost always find it
The case also illustrates that community knowledge can easier to defer to the politically powerful knowledge of private
rectify the tendency toward reductionism in science and extend interest groups or other professional scientists (Gaventa,
the knowledge-base used for decision-making. For instance, 1993). Since lay people face significant entry barriers into
community residents pointed-out where scientists were relying science policy, this case suggests they will need to challenge
on an insupportable degree of aggregation, such as the EPA the power of elites by (a) building coalitions, (b) linking local
assumption of an ‘urban default diet.’ Community scientists insights with meta-policy frames, and (c) employing inter-
can highlight an epistemological flaw when professional mediaries or boundary spanners.
models ‘wash-out’ particularities within the community, such The political power of community knowledge comes, in part,
as the heterogeneity of the Brooklyn population, and the social when residents enter the terrain of professionals and challenge
and material aspects of exposure and vulnerability. conventional ways of framing problems, employing methods,
Community knowledge can also improve scientific assess- and using knowledge in decision-making. Since local people are
ments by re-valuing information that was ruled out by generally at a disadvantage in processes that judge scientific
professionals as ‘a way of living’ or matters of individual credibility, they must often first organize social movements to
choice. For example, diets consisting of locally caught fish were both gather their information and attempt to make these
not something the EPA considered and it was not until the insights influential with professionals. Social movements not
Watchperson Project took agency representatives on a tour of only act as organizers of local environmental health knowledge,
the neighborhood that the scientists treated fishing as more but they can give public voice to private suffering and gain the
than a lifestyle issue. By revealing how high housing costs and attention of elected officials and other policy professionals.
land use planning influenced dietary practices, community Civic coalitions organized into social movements can influence
members highlighted how macro social structures impact the professionals by changing the terms of political discourse (i.e.,
everyday ‘risk’ decisions of the poor. When challenging civil rights movement), establishing a permanent place on the
professional models in this way, Brooklyn activists were not political agenda for issues (i.e., feminism raising awareness of
merely saying ‘you have to give weight to me and my gender relations), organizing alternative policy-oriented delib-
experience’ as a narrative voice, but rather ‘your professional erative forums (i.e., the environmental justice networks), and
model of how I’m going to react (my body or my community) to creating the fear of political instability and so drawing forth
this exposure is flawed because you are not taking a holistic governmental response. In this case, the Watchperson Project
enough look at how I move through the world.’ organized a coalition of community residents to perform the
Beyond its cognitive contributions, community knowledge survey and coordinated another coalition of community groups
can also make normative contributions to environmental to apply local insights to new policies.
science and policy. One such contribution is towards A second political condition that can make community
enhanced procedural democracy, which occurs when pre- knowledge influential with professionals is the linking of
viously marginalized and silenced voices are included in neighborhood issues to national and global social change
research and decision-making, especially in a world where movements. In this case, the Watchperson Project linked the
expertise tends to exclude people. By explicitly recognizing EPA project to larger policy discussions about risk assessment,
community-expertise, science policy making can provide the environmental justice, and the living conditions of urban
opportunity for communities to speak back to the often immigrants. They also managed to challenge the EPA’s
hegemonic power of scientific expertise and ensure that framing of dietary risks as place-neutral, linking the study
problems are defined, analyzed, and addressed in ways that to a growing epidemiological research agenda recognizing the
reflect actual lived experiences. Issues of research transpar- place-based or neighborhood effects on health (Kawachi and
ency, trust, ownership and self-determination continue to Berkman, 2003; Macintyre et al., 1993). Scaling-up local issues
concern community groups, especially the poor and people of to more broad policy frames is often predicated on the
environmental science & policy 10 (2007) 150–161 159

existence of a well-organized local coalition. One example of to the loss of confidence in previously autonomous policy-
this dynamic is how grassroots anti-toxics activists linked-up relevant scientific endeavors. Similarly, in Canada, Britain,
with civil rights activists to create the national environmental and India, government and public concern with the ethical
justice movement. implications of genetic and nano-technologies has prompted
However, in order for local coalitions to successfully link- experiments with diverse forms of public involvement in
up with and attach-onto national and global social move- science policy, such as citizen juries, consensus conferences,
ments, community members often need to explore allegiances and referenda.4 The implication is that governments and lay
with organizations that may not be in their traditional publics are no longer content with the unchecked autonomy of
networks. In Granovetter’s (1973) classic work, weak ties were the professional scientific community, and the raising of new
more important than strong ties among groups because when science policy questions is stimulating innovations in demo-
organizations are tightly coupled and interact frequently, cratic governance–not calls for more objective science.
ideas and information are re-circulated through the network. Yet, participatory opportunities may not by themselves
However, when organizations with ‘weak ties’ (organizations ensure that science policy is representative and democratic.
having few over-lapping interests and infrequent contact) As this case has shown, lay publics need to expend social
interact, a greater possibility for new information to be passed capital and time to organize coalitions, share information, and
between groups exists. The different ethnic and interest gather what they learn into a coherent message. Unorganized
groups that came together in Brooklyn helped strengthen communities may be at a disadvantage, as will be well-
‘weak-ties’ and form a broad-based coalition that was able to organized communities whose participation may occur too
link local knowledge with wider struggles for social justice. late in decision-making process to offer alternatives to
A third political condition that makes community knowl- dominant or default options. In addition, some participatory
edge successful in science policy is the presence of inter- processes may be too ad hoc or issue-specific to have a
mediaries—an institution or agent who can champion and sustained influence over science policy. Importantly,
translate local information into professional terms. Inter- increased participation and transparency in science policy,
mediaries, also called boundary spanners, can be profes- whether by lay publics or other professionals, might exacer-
sionals themselves or effective local people affiliated with a bate rather than quell controversy and paralyze decision-
respected institution. The Watchperson Project and their making. More critical and sustained analyses are needed to
Director, Samara Swanston, a Caribbean-American lawyer, address these and other challenges to how co-production
were intermediaries that successfully organized local exper- might work in practice.
tise and framed this knowledge in a way that resonated with Despite these challenges, community knowledge did play a
professionals. Scientists and policy administrators often need central role in the co-production process in Brooklyn, helping
‘‘translators’’ when working in communities, particularly to extend, reshape, and contextualize professional science.
immigrant and culturally distinct communities, because the Clearly, more work needs to be done to further articulate how
value of local knowledge to professional work may not be to practically manage such public processes in a policy
obvious at first glance. Importantly, intermediaries do not environment where hundreds of decisions are made every
speak for local people, but instead work to increase the year, where science increasingly happens in corporations that
‘standing’ of what they know in professional settings. have little if any public accountability, and where the financial
and social costs of lay participation in science policy far exceed
those incurred by professionals. Co-production is no panacea.
10. Recasting environmental science and As an emerging idea, co-production offers a policy frame for
expertise in policy making developing polycentric, interactive, and multi-party processes
of knowledge-making within institutions that have worked for
As this study has shown, the co-production framework does decades to keep professional ‘expert’ knowledge away from
more than just highlight the importance of community the vagaries of populism and politics. As the Brooklyn activists
knowledge in policy making, but also raises core questions have shown, co-producing expertise offers hope for more
about science-policy and democratic governance. Co-produc- reflexive science policy that is open to the possibility of
tion can fundamentally open up previously taken-for-granted unforeseen consequences, makes explicit the normative that
aspects of scientific autonomy and objectivity used to under- lurks within the technical, and acknowledges from the start
write legitimate political decisions. As the Brooklyn activists the need for plural viewpoints and collective learning.
revealed, co-production might also offer a framework for a
new science policy paradigm that can meet new demands for references
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