Audit, Risk & Compliance

Experience: 11 Years

NAVEEN KUMAR.G Mr Bachelor of Computer

Application
MOB:09632775200,
Email: Naveen.kumarg87@gmail.com
CAREER OBJECTIVE
To achieve excellence in working as dynamic professional offering solutions to business
using the best available where my analytical ability and analyzing quest are used
maximum for growth of the organization and to grow with the organization.
QUALIFICATION
CLASS SCHOOL/COLLEGE UNIVERSITY/BOARD YEAR OF %
PASSING
10th C.S.I Christ Matric. Hr. Sec. Matriculation 2004 67%
School. Hosur.
12th C.S.I Christ Matric. Hr. Sec. State Board 2006 68%
School. Hosur
BCA N.M.S.S.V.N college. Madurai. Madurai Kamarajar 2009 65%
University
XPERIENCE
EXPERIENCE
1. Fidelity National Specialist - Internal Audit (Audit, 7 years Bangalore
Financial, India Risk and Compliance)
2. Dimension Data India SOC Analyst 1 Year Bangalore
Pvt Ltd (Internal Auditor/Compliance)
3. Ernst & Young LLP Senior Consultant 2 Year Till Bangalore
(E&Y) (TPRM and Risk Assurance) date
CERTIFICATIONS/REWARDS
● Certified in ISO 27001:2013 as a Lead Auditor from International Register of
Certificated Auditors, facilitated by DNV GL Bangalore.
● Certified in BS ISO/IEC 15408-1:2009 IT Security Techniques Evaluation criteria
and ISO 27001:2013 Lead Implementation from BSI
● Certified with “EY Cybersecurity – Bronze” from Ernst and Young, Bangalore
● Certified in Hardware and Networking in Tamilnadu polytechnic college, MDU.
● Rewarded as “Most Valuable Professional Award” from Fidelity, Bangalore
Audit, Risk & Compliance
Experience: 11 Years

● Rewarded as “Professional Excellence Award” From Dimension Data India (NTT

Group) Bangalore.

CURRENT PROJECT DETAILS

Company Name: Ernst and Young LLP (E&Y)
Project Name: Risk Assurance
Role Played: Leading the TPRM, SOX and ITGC related engagement for the GDS
Operations
Designation: Senior Consultant

KEYROLE IN RISK ASSURANCE SOX (ITGC) and TPRM

Name of the Company: Ernst and Young
● Performing end to end audit for financial institutions.
● Leading the walkthrough calls with clients to understand the process for ITGC
controls
● Perform the test of design and Operating effectiveness for SOX relevant
applications with respect to Change management, Access control management and
Operations management
● Performing the infrastructure audit like Windows, Oracle and Linux.
● Ensure the audit work of staff is reviewed and remediated before the manger
review.
● Perform the IT Automated Control (ITAC) testing.
● Perform end to end Third Party Risk Management with respect the organization
standards for the respective clients.

KEYROLE IN COMPLIANCE AND INTERNAL AUDIT

Name of the Company: Fidelity National Financial and Dimension Data (NTT
Group)
● Auditing as per ISO 27001:2013 Controls and its applicability
● Preparing the audit plans by coordinating with the respective departments during
internal and external audits.
● Performing Operational Audit to ensure all documented procedures are in place
with the respective operations as per the ISMS guidelines
● Ensuring the Vulnerability Assessment is performed and track the closure.
● Accountable for incident management and tracking.
Audit, Risk & Compliance
Experience: 11 Years

● DLP is monitored as a real time monitoring for any data loss.

● Monitoring the access deactivation and activation process for both physical and
logical access
● Accounting for the Access Control Policy is efficient within standards.
● Risk assessment is performed and update the same in the Risk register based on
the identification, analysis with the risk treatment plan.
● Ensuring IS Metrics report is updated and share with the Management.
● Ensuring the physical security functions within organization is compliant
● Monitoring the CCTV and its backup with the periodic audits
● Ensuring in assisting with Business Continuity Plan in the organization.
● Performing regular desktop audits for all workstations, in ensuring there should
not be any vulnerability in any data loss.
● Ensuring Antivirus is updated in all host, verify the Antivirus logs as per the scan
schedule and Security patches are updated in all workstations.
● Accounting for the mock fire drill evacuation process for all locations
● Preparing the audit report and submitting to the management for further actions.
● Regular follow-up to close the finding on a timely basis.

ACADAMIC EXPERIENCE
S.NO COMPANY DESIGNATION MONTHS/YEAR PLACE
1 CITY UNION Sub staff 3 months Hosur
BANK
2 ZOYA Customer Support 3 months Madurai
TECHNOLOGY Executive

PERSONAL SKILL
● Positive Attitude, Determined, High Energies.
● Smart Working, and Sincere.
● Good decision making and analytical skills.
● Able to handle people in a very efficient way.
SOFT SKILLS
● Presentation and Public Speaking, Training & Facilitation
● Documentation
Audit, Risk & Compliance
Experience: 11 Years

● Event planning and coordination

HOBBIES
● Wildlife Conservation (Also a member of Kenneth Anderson Nature Society as
Direct of Publicity and awareness)
● Trekking, Bird Watching, Travelling
● Listening Music, Surfing Net
● Reading Books on Wild Life Research
PERSONAL PROFILE
Date of birth 03-01-1987