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3D microarchitecture
Jens Bauera,1, Stefan Hengsbachb, Iwiza Tesaria, Ruth Schwaigera, and Oliver Krafta
a
Institute for Applied Materials and bKarlsruhe Nano Micro Facility, Karlsruhe Institute of Technology, D-76131 Karlsruhe, Germany
Edited* by William D. Nix, Stanford University, Stanford, CA, and approved January 9, 2014 (received for review August 12, 2013)
To enhance the strength-to-weight ratio of a material, one may try Cellular topologies may be divided into bending- and stretch-
to either improve the strength or lower the density, or both. The ing-dominated ones (8). Foams generally behave in a bending-
lightest solid materials have a density in the range of 1,000 kg/m3; dominated manner (1, 8, 9). When abstracted to pin-jointed
only cellular materials, such as technical foams, can reach consid- frameworks, open-cell foams consist of unit cells that are stati-
erably lower values. However, compared with corresponding bulk cally indeterminate (8), e.g., cubic cells. Their topology would
materials, their specific strength generally is significantly lower. allow the struts to rotate around the joints leading to a collapse
Cellular topologies may be divided into bending- and stretching- under loading (11). However, the joints of foams are frozen
dominated ones. Technical foams are structured randomly and rather than pin-jointed, causing the struts to bend. Gibson and
behave in a bending-dominated way, which is less weight effi- Ashby (1) showed that the mechanical properties of such bend-
cient, with respect to strength, than stretching-dominated behav- ing-dominated foams depend on the relative density, ρp =ρs , where
ior, such as in regular braced frameworks. Cancellous bone and ρp and ρs are the densities of the foam and the corresponding
other natural cellular solids have an optimized architecture. Their solid material, respectively. The compressive strength of the foam
basic material is structured hierarchically and consists of nanometer- scales with ðρp =ρs Þ1:5 or even with higher exponents, depending
size elements, providing a benefit from size effects in the material
ENGINEERING
on the failure mechanism.
strength. Designing cellular materials with a specific microarch- Stretching-dominated structures are considered to have much
itecture would allow one to exploit the structural advantages of better mechanical properties (8, 9, 12). The struts of a frame-
stretching-dominated constructions as well as size-dependent work, which is rigid when regarded as pin-jointed, are loaded in
strengthening effects. In this paper, we demonstrate that such mate- tension or compression largely without bending (8). In two
rials may be fabricated. Applying 3D laser lithography, we produced dimensions, a triangle is the only statically determinate polygon.
and characterized micro-truss and -shell structures made from alu- In three dimensions, fully triangular structures, such as tetrahe-
mina–polymer composite. Size-dependent strengthening of alumina dral truss constructions as initially developed by Bell (13), reach
shells has been observed, particularly when applied with a character- a maximum of rigidity and stretching-dominated behavior (8).
istic thickness below 100 nm. The presented artificial cellular materi- Designing foam materials in such a manner facilitates a linear
als reach compressive strengths up to 280 MPa with densities well scaling behavior of the strength and the stiffness with the relative
below 1,000 kg/m3. density (8, 9). However, the specific properties of bulk material
still are not quite reached (9).
responding bulk materials are reached (1, 7). In addition to the The authors declare no conflict of interest.
material properties, the architecture strongly affects the me- *This Direct Submission article had a prearranged editor.
chanical behavior of such cellular solids (1, 8, 9). Buckling, in- Freely available online through the PNAS open access option.
homogeneity, and local stress concentrations (10) occur, because 1
To whom correspondence should be addressed. E-mail: jens.bauer@kit.edu.
foams cannot be considered only as materials but also as struc- This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.
tures (1, 7). 1073/pnas.1315147111/-/DCSupplemental.
Fig. 1. Computer-aided design models (Upper) and SEM images (Lower) of examined cellular microarchitectures (scale bars: 10 μm). Design C is an ortho-
tropic construction with nonrigid cubic unit cells (C); therefore it generally is considered to behave in a rather bending-dominated manner. We also in-
troduced global diagonal bracings to obtain a more stretching-dominated and collapse-resistant behavior (B). When applied to all faces of every unit cell (A),
the structural stability is enhanced further. Stretching domination is maximized because the structure is fully triangular. The design may be regarded as
behaving fairly isotropically. Depending on the stiffness of junctions, collapse mechanisms are less urgent and topologies may be designed so that a maximum
of structural elements are arranged in loading direction, without risking early global buckling. We realized that approach with a hexagonal truss structure
(D), whose unit cell geometry is not rigid, just like that of design C, and with a shape-optimized honeycomb design (E). Both constructions behave aniso-
tropically.
thickness of the deposited alumina layer, as selected stress–strain of only 15% alumina (50 nm) reach the same specific strength as
curves show in Fig. 2B. Regardless of the coating thickness, those with 40% (200 nm) (compare Table S1).
the size of all polymeric core structures remains unvaried. Based on the test data of the honeycomb structures, the stress
Starting from low values of about 2 MPa for pure polymeric at failure, σ A , inside the alumina layers (Eq. 5) has been esti-
structures, the compressive strength increases up to 34 MPa mated analytically. A significant increase may be observed for
with the introduction of the alumina coatings. Simultaneously, a characteristic thickness in the range below 100 nm; σ A increases
Young’s modulus, E, increases from about 0.1 to 1.4 GPa. All from 1,180 to 3,900 MPa, a value noticeably higher than the typical
curves exhibit nonlinear behavior for lower strains, which is compressive strength of bulk alumina (1, 19).
related to experimental issues, such as small misalignment and Failure mechanisms depend on both the architecture of the
structures and the thicknesses of the coatings (Fig. 3). We
roughness at the top surface of the structure. There is no sys-
detected buckling and brittle fracture as the two major
tematic dependency on the coating thickness (compare Mate-
mechanisms. Bare polymeric and thinner-coated structures
rials and Methods). collapse by buckling. Whereas trusses A and B buckle locally
Fig. 2C shows the specific strength of several designs in re-
(Fig. 3A), designs C and D allow global buckling modes (Fig.
lation to the layer thickness of alumina (all data are given in 3H; compare Movies S1–S3). With growing layer thickness of
Supporting Information). Architectures A and B (compare Table the coatings, the failure mechanism shifts to brittle fracture.
S1) achieve almost equal specific values. Topology C (compare Depending on the architecture, this transition occurs at dif-
Table S1) behaves similar to design D but is less effective ferent layer thicknesses. For 50 nm, local buckling still may be
throughout. It clearly is shown that the specific strength of all critical for designs A and B, but fracture due to high tensile
structures increases once thin alumina layers are deposited, as stresses at the notches of the junctions may occur as fre-
the strength of alumina is much higher than that of IP-Dip. quently (Fig. 3C) and dominates at 100 nm (Fig. 3D). For 200
However, with growing coating thickness, the increase becomes nm alumina thickness, compressive failure of the vertical
less pronounced (design D) or even saturates (designs A and E). struts sets in (Fig. 3E). Compared with A and B, the honey-
Optimized honeycomb structures with a solid-material fraction comb design resists buckling for thinner coatings and crushes
in a brittle manner (Fig. 3J). Truss structures C and D exhibit Fig. 4 shows a so-called Ashby chart (CES EduPack; Granta
local buckling and beginning brittle fracture near the junc- Design Ltd.) for compressive strength vs. density. Compared with
tions at 100-nm layer thickness (Fig. 3I). other materials with a density below 1,000 kg/m3, the presented
Fig. 4. Compressive strength–density Ashby chart showing the cellular ceramic composite materials described in this report compared with other materials
(compare CES EduPack, Granta Design Ltd.). The truss structures A, B, and D outperform all technical foam materials. The optimized honeycomb designs
achieve strength-to-weight ratios comparable to those of technical ceramics and high-strength steels. The nomenclature refers to Fig. 1. Labels indicate the
thicknesses of the deposited alumina layers.
ENGINEERING
dimensions (30), supporting the theory of decreasing flaw size specific strength, once its walls are thick and stiff enough to resist
and size-dependent strengthening below a certain length scale. buckling, because the entire solid material is aligned in the
Data points in Fig. 2C approximately correlate with the de- loading direction. The braced framework of designs A and B
pendency given by Eq. 2. Because buckling before material causes global rigidity and enforces localized failure (compare
failure, multiaxial stress states, and local stress concentrations Movies S1 and S2), whereas the rigidity of designs C and D
are neglected, the estimation may be regarded as conservative. depends on the stiffness of their junctions (8, 11). Those were
Before brittle crushing sets in, all designs are expected to frac-
observed to behave relatively compliantly when coatings were
ture initially because of high local tensile stresses (compare Fig.
thin (compare Movie S3). Acting as elastic–plastic hinges, they
3G: crack formation due to transversal tension). Therefore, we
allow global buckling modes that start without rupture or notable
expect σ A to depend on the tensile strength rather than repre-
deformation of single struts. With increasing coating thickness,
sent the actual compressive strength, especially when coatings
junctions become stiffer and designs C and D more rigid. When
become thinner.
their resistance to global buckling reaches the range of that of local
Brittle cellular solids fail when buckling occurs or when local
stresses attain the tensile or compressive strength of the solid (1). buckling or material failure, the benefit of diagonal bracings, as
Therefore, buckling always occurs at lower stresses than material applied in designs A and B, decreases. Thus, constructions such as
failure (1, 6). The buckling load of a strut is proportional to designs C and D, which generally are considered bending domi-
EI=l2 , where E is Young’s modulus, I is the second moment of nated (8) may, for a particular load case, behave largely in
area, and l is the strut length (6). When the alumina layers be- a stretching-dominated manner (6) and become more weight
come thicker, the modulus, E, of the composite and, I, of the efficient than braced frameworks, once their mechanical be-
struts increase. The buckling strengths of the structures improve, havior is not determined by global instability.
and at a certain point, failure by fracture of the material becomes Architecture designed on a length scale that allows one to take
dominant. advantage of size-dependent material strengthening effects is the
The observed behavior of the specific strength in relation to key to developing superior cellular materials. In Fig. 4, all data
the coating thickness (Fig. 2C) may be explained by the interplay points along one line with a slope of 1 (dotted guidelines) have
of mechanical size effects and the failure mode. Within our tests, the same specific strength. The influence of different architec-
the transition from buckling to material fracture (Fig. 3) roughly tural approaches in relation to the failure mechanism can be
correlates with the sections of beginning saturation of the spe- seen clearly. Keeping in mind that structures with thinner coat-
cific strength. The fraction of alumina in the solid material ings actually should have a disadvantageous material composi-
increases from only a few percent at 10 nm up to 40% at 200 nm. tion compared with thicker-coated ones, but reach the same
Because the specific strength of alumina is much higher than that values of specific strength, again reflects the impact of the me-
of IP-Dip, one would expect the specific strength of the struc- chanical size effect.
tures to increase simultaneously. However, when coatings be- A more quantitative description of the relationship among
come thinner while still being thick enough to resist buckling, material composition, failure mode, and attained specific
the observed mechanical size effect compensates for the de- strength of such composite architectures, as well as the influence
creasing fraction of alumina in the composite. When the of mechanical size effects, requires detailed modeling and sim-
thickness is reduced further, buckling occurs before material ulations. In classical foam theory, the slope of a line through one
failure and the specific strength decays. set of data (compare Fig. 4) allows detection of the governing
Microarchitecture allows the presented cellular materials to failure mechanism, applying the according relations of Gibson
benefit from the observed size effect, whereas self-similar mac- and Ashby (1, 7). However, these relations are not applicable
roscopic constructions would be unable to do so. To induce here, because they require a homogeneous and unvaried base
strong mechanical size effects in ceramics, material thicknesses material. For different coating thicknesses, the presented struc-
are required to be in the range of a few nanometers (16) (compare tures correspond to bulk materials with different effective
Fig. 2C: trend of σ A ). However, buckling tends to dominate the strengths and Young’s moduli and, therefore, cannot be scaled
mechanical behavior for decreasing thickness of the ceramic shell with the relative or absolute density.
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