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ORIGINAL ARTICLE

Accuracy of video imaging for predicting the soft tissue profile


after mandibular set-back surgery

Serge Kazandjian, DDS, MS,a Glenn T. Sameshima, DDS, PhD,b Thad Champlin, DDS, MS,c and
Peter M. Sinclair, DDS, MSD,d
Los Angeles, Calif.

The purpose of this study was to compare the accuracy of two video-imaging programs for predicting the
soft tissue outcomes of mandibular set-back surgery for patients with skeletal class III malocclusion. The
sample consisted of 30 previously treated, nongrowing, white patients who had undergone isolated
mandibular set-back surgery. An objective comparison was made of each program’s cephalometric
prediction using a customized analysis, as well as a subjective comparison of the predicted images as
evaluated by a panel of six raters. The results showed that both programs produced similar cephalometric
and video image predictions. The cephalometric visual treatment objective predictions were found to be
most accurate in the horizontal plane; approximately 30% of cases showed errors greater than 2.0 mm,
whereas in the vertical plane, the error rate was greater (50%). The resulting video image predictions were
judged by the panel as being in the “fair” category. A particular problem was noted when significant vertical
compression of the soft tissue images was required. Video imaging was suitable for patient education but
not accurate enough for detailed diagnosis and treatment planning. (Am J Orthod Dentofacial Orthop
1999;115:382-9)

When the treatment objectives for a the upper incisors.1,2 Similarly changes in the mandible
patient with a skeletal class III malocclusion cannot be not only influence the lower lip, but also the labio-men-
achieved by growth modification because the patient is tal fold, and the neck-chin angle.1,2 Thus it is very
no longer growing, and the amount of tooth movement important to be able to evaluate not just the dental and
that would be required is larger than “The Envelope of skeletal results, but also the esthetic outcomes of any
Discrepancy” suggests is appropriate,1,2 orthognathic proposed surgical procedure to correct a Class III mal-
surgery becomes the primary treatment alternative. The occlusion.6-9 It may be difficult for the practitioner to
patient’s esthetic concerns then become a principal fac- communicate with patients the differences between
tor in deciding2-6 if the surgery will involve one or two different potential esthetic outcomes of treatment
jaws; 70% of Class III cases involve the maxilla as part because it is hard for many lay people to imagine the
of the malocclusion’s causes.1 Surgical repositioning of results of the surgery without a visual reference.7,10
the maxilla strongly influences the profile, particularly Therefore, the introduction of video imaging has the
the naso-labial angle and the upper lip areas.2 It can potential to represent a significant advance in the field
also influence the lower lip through the relocation of of both orthodontic and orthognathic prediction.3,4,6,8
All previous techniques to predict surgical goals
focused primarily on the lateral cephalogram,11-20
Submitted by Dr S. Kazandjian in partial fulfillment of the requirements for the
degree of Master of Science in craniofacial biology at the University of South-
which is certainly important but of little direct concern
ern California. to the patient. Because the patient is often principally
aFaculty Member, Department of Orthodontics, University of Geneva.
bAssistant Professor, Department of Orthodontics, University of Southern
interested in determining what he or she will look like
California.
after treatment,2,10 video imaging has the potential to
cAssistant Professor, Department of Orthodontics, University of Southern radically improve the nature and sophistication of the
California. pretreatment communication between the patient and
dProfessor and Chairman, Department of Orthodontics, University of Southern

California.
the doctor regarding the potential esthetic outcomes of
Reprint requests to: Dr. Peter Sinclair, Professor and Chairman, Department of the treatment alternatives being considered.3,4,6,7,21
Orthodontics, USC School of Dentistry, 925 W. 34th Street, Los Angeles, CA Currently, there are three prediction techniques
90089-0641
Copyright © 1999 by the American Association of Orthodontists.
available for orthognathic treatment planning.2,22 The
0889-5406/99/$8.00 + 0 8/1/91706 first involves cutting different parts of an acetate tracing
382
American Journal of Orthodontics and Dentofacial Orthopedics Kazandjian et al 383
Volume 115, Number 4

and repositioning them manually at the location the class III treatment, and specifically mandibular set-back,
practitioner feels is most likely to represent the treatment has yet to be evaluated.
outcome.2,12,22 However, in this case, there is no true The purpose of this study therefore was to compare the
visual representation of the likely result, just a line draw- accuracy of two video imaging systems—Quick Ceph
ing. The second technique is simply a computerization of Image (QC) and Portrait Planner (PP)—in predicting the
the first, whereby digitization of the usual cephalometric facial esthetic outcomes of mandibular set-back in surgical
landmarks is done by the operator, and the repositioning Class III cases. The objectives of the study were twofold:
of the different parts is done by specialized computer (1) objective evaluation of the cephalometric visual treat-
software programs.2,22 Even if this method is more con- ment objectives (VTO) line drawings; (2) subjective evalu-
venient and impresses the patient, the information that is ation of the video images.
produced is no different from the first technique. The
third prediction technique incorporates video imaging. MATERIAL AND METHODS
The basic difference lies in the additional step of super- The sample consisted of 30 patients who met the
imposing the patient’s lateral photograph onto the following criteria:
cephalogram. When the computerized prediction is pro- 1. All patients were nongrowing white adults at least
duced, the facial image can be superimposed on the trac- 20 years old.
ing and the patient can now have an idea of his or her 2. All underwent an isolated bilateral sagittal split
probable facial appearence.2-4,17,23 The main limitation osteotomy (BSSO) in order to set the mandible back
of current systems is that the computer moves parts of an average of 3.6 mm (range, 1.5 to 8 mm). It is impor-
the image as “blocks.” The soft tissue boundaries tant to note that the 3.6 mm as average change was
between the moving parts may not be totally blended by recorded at the completion of the orthodontic treat-
the computer. In order to complete the prediction, the ment, which was usually 6 to 12 months after surgery.
clinician may have to modify the soft tissue contour in Thus this value includes any postsurgical relapse.
these areas. This requires operator expertise in order to 3. All patients had presurgical and postsurgical ortho-
achieve a realistic modification of the image. It is impor- dontic treatment.
tant for patients to understand that the image produced is 4. The patients had no genetic syndromes or other
a simulation, which may be similar to but not identical congenital deformities.
with their final facial appearance.21-24 5. Retrospective pretreatment and posttreatment
In spite of its limitations, this latest method has two cephalometric radiographs and profile photographs
major advantages over previous techniques.3,4 First, the were available for analysis. No orthodontic appli-
tracing can be kept in the computer memory and can be ances were present, and the lips were in repose.
recalled easily in order to produce several alternative pre- The standardized, natural head position, cephalomet-
dictions much more rapidly than with other techniques. ric headfilms, and the profile photographs were first
The second advantage of video imaging lies in the entered in an IBM compatible computer (486sx, 66 MHz),
enhancement of the doctor-patient communication,3,6,7,10 using a Numonics digitizer (Numonics Corp, Mont-
in that it promotes greater understanding and satisfaction gomerryville, Pa), a JVC RGB (TK-107OU) camera
with the outcome, as long as the patient recognizes that the (Pentax, Inc, Japan) positioned at a standardized distance
prediction is only a goal and not a guarantee. Sarver et al3 with uniform lighting on a Kaiser copy viewstand and a
have found that 89% of a sample of patients judged video Kaiser viewbox (Kaiser Inc, Germany). Portrait Planner
images to be realistic and thought that the goal was (Rx Data Inc, Ooltewah, Tenn) software was then used to
achieved. In addition, 83% of patients said that it helped store the data and generate image predictions.
them to make a decision to choose the treatment. Finally, The same records were also entered in a 7100/66
72% felt that it also allowed them to be an integral part of Power PC Macintosh (Apple Computer Inc, Cupertino,
the treatment process. Similarly, Kiyak and Bell25 have Calif) computer using a CCD video camera, a color
shown that less than 45% of the patients who did not have Sony (Sony Inc, Japan) super eight camcorder, and a
video images as a treatment planning aide, were satisfied Kaiser Viewbox. Quick Ceph Image (Orthodontic Pro-
with the outcomes of their surgery. cessing, San Diego, Calif) software was then used to
Because the potential impact of video imaging on store the data and generate image predictions.
patient expectations is significant,21 the accuracy of what is
being shown becomes critical. Recent research relating to Generation of Line Drawing and Video Image
the accuracy of video imaging has examined mandibular Predictions
advancement,22,26-28 maxillary impaction,29 canine extrac- The following technique was used to generate the
tion,30 and mixed dentition growth modification,31 but cephalometric line drawings and the video image pre-
384 Kazandjian et al American Journal of Orthodontics and Dentofacial Orthopedics
April 1999

Table I.Video image scores: Comparisons between raters


Orthodontists Oral surgeons Lay people

Upper lip 63.1 ± 22.5 59.5 ± 25.2 49.5 ± 15.5***


Lower lip 57.3 ± 21.6*** 44.4 ± 27.4 45.4 ± 16.7
Labiomental fold 61.5 ± 20.3*** 41.2 ± 26.7 41.0 ± 17.7
Chin 54.1 ± 21.8*** 36.1 ± 26.3 40.5 ± 16.5
Throat area 61.5 ± 20.7*** 52.4 ± 28.7*** 45.9 ± 15.6***
Overall 52.1 ± 18.1*** 39.4 ± 22.3 40.3 ± 13.8

***P < .001 (for this group compared to the other two groups).

dictions for both programs. To assess the horizontal and programs were not used to produce these images
vertical mandibular changes that occurred during treat- because this would introduce subjective variables.
ment, the pretreatment and posttreatment cephalograms These images were then evaluated by a rating panel
were superimposed on the cranial base (SN) registered composed of two orthodontists, two oral and maxillo-
at sella. The actual anteroposterior and vertical changes facial surgeons, and two lay people. Each evaluator’s
that occurred during treatment were measured at pogo- perception of accuracy between the actual posttreat-
nion and using these numbers, a computer-generated ment photograph and the predicted video image was
VTO was produced. A regional superimposition of the evaluated with the Visual Analog Scale (VAS) ranging
mandible (Björk technique)32 was also performed to from poor to excellent on a 100 mm line. Each evalua-
determine any presurgical orthodontic movement of the tor was asked to mark a point on the line denoting their
lower incisors. Using the morphing function in both perception of the prediction’s accuracy compared with
programs, video image predictions were then generated the actual result. The evaluators, who were not mem-
for these known surgical changes. No smoothing or bers of the study team, were given common instruc-
blending functions were used to generate the video tions on the use of the scale before actual scoring took
images. The video predictions were then analyzed as place. Assessments were made at the following areas:
follows: upper lip, lower lip, labiomental fold, chin, throat, and
overall profile (Table I).
Line Drawing Measurements
X and Y axes were constructed using SN and a per- Error Analysis and Statistics
pendicular to SN starting at sella. Differences in mil- A multiple analysis of variance (ANOVA) test (three
limeters between the computer-predicted and the actu- factor factorial in complete randomized design) was
al final VTOs were determined at the following eight employed to examine whether there were any subjective
specific points in both X and Y axes: (1) subnasale, (2) differences between QC and PP, and between ratings of
upper lip anterior, (3) stomion superior, (4) stomion the orthodontists, surgeons, and lay people. Where dif-
inferior, (5) lower lip anterior, (6) labiomental fold, (7) ferences were noted, paired t tests were performed to
soft tissue pogonion, and (8) soft tissue menton. When determine the areas for which QC and PP, and the three
using Quick Ceph Image (QC), the measurements were groups of raters, significantly differed. The level of sig-
made within the program using a custom analysis. In nificance was set at 0.05 after a power analysis was per-
Portrait Planner (PP) this application was not available, formed. A reproducibility study to examine intra-exam-
so a caliper was used to make comparable measure- iner error was done. For the VTOs, 10 cephalometric
ments on printed line drawings to the nearest 0.1 mm. films were retraced and redigitized for both programs by
To ensure size compatibility between the two sets of the same operator (S.K.). The measurements were com-
computer-generated line drawings, all PP measure- pared to the initial ones using a paired t test. The opera-
ments were corrected for magnification before any tor was found reliable (P < .05). For the video images, 10
comparisons were made, using the original sella-nasion patients in each program (QC and PP) were reexamined
distance as a baseline. and rescored by every rater. Scores were then compared
to the initial ones using a paired t test. The examiners
Video Image Evaluations were found to be reliable for all points with the exception
For each program in randomized order color slides of one examiner’s evaluation of three points. It was
of the initial, actual final, and video image predictions decided to include this data in the study because the
were displayed simultaneously on a screen side by side. range of error was smaller than the standard deviation for
The smoothing and blending functions available in the these parameters.
American Journal of Orthodontics and Dentofacial Orthopedics Kazandjian et al 385
Volume 115, Number 4

Table II. Horizontal axis differences between the actual and the predicted line drawings (VTO) for the two programs
Quick Ceph Image Portrait Planner
(mm) (mm) QC vs PP
X ± SD X ± SD P value

Upper lip
Superior labial sulcus +0.11 ± 2.18 −0.34 ± 2.08 NS
Upper lip anterior +0.48 ± 1.91 +0.16 ± 2.29 NS
Stomion superior +2.25 ± 3.63 +0.22 ± 3.77 NS
Lower lip
Stomion inferior +0.79 ± 2.82 +1.47 ± 3.21 NS
Lower lip anterior +1.05 ± 1.93 +0.63 ± 2.74 NS
Inferior labial sulcus −0.21 ± 2.33 −0.60 ± 2.25 NS
Chin
Soft tissue pogonion −0.44 ± 2.74 −1.61 ± 3.56 NS
Soft tissue menton −0.80 ± 2.68 +0.14 ± 3.99 NS

SD, Standard deviation.


+, Predicted image larger than the actual image.
40,– Predicted image smaller than the actual image.

Table III. Vertical axis differences between the actual and the predicted line drawings (VTO) for the two programs
Quick Ceph Image (mm) Portrait Planner (mm) QC vs PP
X ± SD X ± SD P value

Upper lip
Superior labial sulcus −0.64 ± 2.61 −0.56 ± 2.50 NS
Upper lip anterior −1.20 ± 2.82 −1.56 ± 2.61 NS
Stomion superior −1.64 ± 2.35 −1.18 ± 2.54 NS
Lower lip
Stomion inferior −2.23 ± 2.85 −1.63 ± 3.33 NS
Lower lip anterior −2.00 ± 3.46 −1.65 ± 5.27 NS
Inferior labial sulcus +0.43 ± 4.98 −0.91 ± 5.19 NS
Chin
Soft tissue pogonion −0.53 ± 4.22 −1.99 ± 6.54 NS
Soft tissue menton −0.72 ± 4.49 −1.46 ± 5.35 0.01

+, Predicted image larger than the actual image.


40, − Predicted image smaller than the actual image.

RESULTS accurate to less than 1 mm. However, none of PP’s pre-


Line Drawing Comparisons (VTO) dictions and only 2 of QC’s predictions showed clini-
cally significant errors greater than 2 mm. Both the
In the horizontal plane (Table II), both QC’s and upper and lower lips displayed poor results, particular-
PP’s computer-generated predictions were accurate to ly for the lower lip where errors ranging from 1.6 to 2.3
within 1 mm for 13 of the 16 soft tissue parameters eval- mm were noted. When comparing the two programs,
uated. In general, the largest errors were seen in the area both produced errors in a similar direction (ie, VTO
of the lower lip with both programs tending to underesti- prediction smaller than actual outcome) except for the
mate by similar amounts (1.0 to 1.5 mm) the amount of lip inferior labial sulcus, which was underestimated by
retraction that occurred during surgery. Overall there was QC (ie, VTO bigger than actual outcome). These errors
no significant difference (P = NS) between QC and PP in were not correlated with the magnitude of the setback.
their horizontal VTO prediction accuracy, although QC Although the mean prediction accuracy for the
was slightly better at lower lip prediction and PP was VTOs was fairly acceptable, evaluation of the data’s
slightly better at upper lip evaluation. distribution showed a large standard deviation with a
In general, in the vertical plane, the errors noted significant bipolar spread (Tables IV and V). When the
(Table III) were bigger than those found in the hori- frequency with which QC and PP produced VTOs
zontal plane with only 4 of 8 QC’s parameters being showing less than 1 mm of horizontal error was exam-
accurate to within 1 mm; PP showed only 3 parameters ined, an interesting pattern was noticed (Tables IV and
386 Kazandjian et al American Journal of Orthodontics and Dentofacial Orthopedics
April 1999

Table IV. Frequency table of cases showing VTO errors: < 1 mm, 1 to 2 mm, and > 2mm in the horizontal plane
< 1 mm 1 to 2 mm > 2 mm

QC (%) PP (%) QC (%) PP (%) QC (%) PP (%)

Upper lip
Superior labial sulcus 43.3 40.6 26.7 36.7 30.0 23.3
Upper lip anterior 23.3 33.3 43.3 16.7 33.3 50.0
Stomion superior 16.7 30.0 13.3 10.0 70.0 60.0
Lower lip
Stomion inferior 23.3 23.3 20.0 10.0 56.7 66.7
Lower lip anterior 30.0 26.7 33.3 23.3 36.7 50.0
Inferior labial sulcus 23.3 30.0 40.0 30.0 36.7 40.0
Chin
Soft tissue pogonion 30.0 20.0 13.3 36.7 56.7 43.3
Soft tissue menton 36.7 30.0 13.3 13.3 50.0 56.7

QC, Quick Ceph Image.


PP, Portrait Planner.

Table V. Frequency table of cases showing VTO errors: < 1 mm, 1 to 2 mm, and > 2 mm in the vertical plane
< 1 mm 1 to 2 mm > 2 mm

QC (%) PP(%) QC (%) PP (%) QC (%) PP (%)

Upper lip
Superior labial sulcus 23.3 23.3 26.7 30.0 50.0 46.7
Upper lip anterior 30.0 30.0 30.0 30.0 40.0 40.0
Stomion superior 36.7 43.3 23.3 23.3 40.0 33.3
Lower lip
Stomion inferior 33.3 23.3 16.7 20.0 50.0 56.7
Lower lip anterior 23.3 26.7 30.0 16.7 46.7 56.7
Inferior labial sulcus 13.3 13.3 26.7 16.7 60.0 70.0
Chin
Soft tissue pogonion 20.0 10.0 30.0 10.0 50.0 80.0
Soft tissue menton 33.3 16.7 16.7 13.3 50.0 70.0

QC, Quick Ceph Image.


PP, Portrait Planner.

Table VI. Visual analog scale scores of the Video Images


Quick Ceph Image Portrait Planner
X ± SD X ± SD P value

Upper lip 58.7 ± 22.4 56.0 ± 21.9 NS


Lower lip 54.7 ± 22.8 43.4 ± 21.9 ***
Labiomental fold 48.4 ± 23.8 47.5 ± 24.0 NS
Chin 43.6 ± 23.3 43.5 ± 23.1 NS
Throat area 53.9 ± 23.5 52.6 ± 22.8 NS
Overall 46.3 ± 19.8 41.5 ± 15.5 ***

***P < .001


Rating scale: 0, Poor—little agreement between predicted and actual image.
33.3, Fair—prediction acceptable but there were noticeable differences between the actual and the predicted images.
66.6, Good—prediction clinically accurate with only minor differences between the actual and the predicted images.
100, Excellent—prediction indistinguishable from the actual image.

V). Although the mean prediction errors for both pro- showed greater than 2 mm of error due to the large
grams were relatively small, only one third of the para- bipolar spread of the distributions. This explains the
meters actually showed mean errors less than 1 mm and large standard deviations seen for many parameters in
for many measurements more than 40% of the means Tables II and III.
American Journal of Orthodontics and Dentofacial Orthopedics Kazandjian et al 387
Volume 115, Number 4

Fig 1. Typical video image prediction from left to right: Fig 2. Prediction for patient in whom video imaging out-
initial image, actual final image, and computer-generat- come was less than satisfactory. Left to right: presurgi-
ed prediction cal, postsurgical, and computerized prediction images.

Although in the lower lip area, QC appeared to be two programs was the largest, with QC 9% superior to
slightly superior to PP, particularly in the numbers of PP (P < .001). The lowest ratings were seen in the
cases that showed greater than 2 mm of error, these dif- labiomental fold and the chin for both programs,
ferences were not statistically significant. In the chin whereas the throat area was somewhat better; the
area, it was interesting to note that QC, although hav- scores again were similar for both programs.
ing a greater number of cases that showed less than 1 In comparing the different categories of raters
mm of error, also had a greater number of cases that (Table I), one can notice that in general, the orthodon-
showed greater than 2 mm of error. For soft tissue men- tists gave significantly higher scores (P < .001) for all
ton, QC was only slightly better than PP. areas, except for the upper lip, where the lay people
In the vertical plane (Table V), the results for the gave significantly lower scores than the other raters (P
upper lip area were very similar, with both programs < .001). In the lower lip, labiomental fold, and chin
showing, on average, about 30% of predictions with areas, the orthodontist’s scores were in the good cate-
less than 1 mm of error, and 40% to 50% of the sample gory, whereas the other raters’ evaluations were only
having less than 2 mm of error. Similarly in the area of fair (P < .001). The throat area showed a graduated
the lower lip, although both programs showed compa- scale of acceptability with orthodontists grading the
rable results for the percentage of cases showing less highest at 61.5, surgeons were in the middle at 52.4,
than 1 mm of error, QC showed, on average a 6% to and lay people were the least satisfied with a score of
10% lower frequency of errors greater than 2 mm than 45.9 (P < .001).
did PP (P = .05). The chin area in the vertical plane
showed the poorest results overall for the study, with DISCUSSION
QC showing over 50% of parameters with errors Even though the cephalometric VTO’s accuracy
greater than 2 mm, whereas PP’s error rate ranged from found in this study was not as good as that seen in
70% to 80%. other studies,22,27,28,30 the video images themselves
were still rated as being in the fair to good category
Video Image Comparisons (Tables I and VI) (Fig 1). Unlike previous video imaging studies that
Overall, the rating panel evaluated the images as looked principally at mandibular advancement22,27,28
being in the fair category for both programs, with QC and involved an expansion of the image’s size, this
scoring 5% better than Portrait overall (P < .001) study incorporated both anteroposterior and vertical
(Table VI). The best scores were seen in the upper lip, compression of the images during the mandibular
with both QC and PP being in the good category. The setback. The problem was most noticeable in the ver-
lower lip was the area where the difference between the tical plane, particularly in cases that had competent
388 Kazandjian et al American Journal of Orthodontics and Dentofacial Orthopedics
April 1999

lips and underwent a significant reduction in facial new specific soft tissue ratios that account for individ-
height. In these cases, a compression of the nose and ual patient variability.
midface was regularly observed. Both programs seem
to act as if they could not compress the lips. They CONCLUSIONS
would treat the rest of the face as a single piece and 1. For patients undergoing Class III mandibular set-
compress it instead. This problem has been noted in back, video imaging proved to be accurate enough
other studies,33 and it is clear that further develop- for use in communication and patient education.
ment of the video imaging software is needed to 2. Video imaging proved to be marginally accept-
address it (Fig 2). able as a tool for diagnosis and treatment plan-
Both video imaging programs showed very similar ning in Class III surgical cases due to the fact that
results, despite being significantly different in their 30% of the sample showed errors greater than 2
approaches to video imaging, their operating systems, mm in their predictions.
and hardware. Both programs produced video images 3. Overall, the accuracy of the predictions in this
that were consistently smaller (ie, overcompressed) in study was worse than that seen for Class II
the vertical plane, while producing lower lip predic- mandibular advancements, primarily because of
tions that were in general more anterior than the actual the difficulty both programs had when compress-
results. This suggests a problem with the database used ing the images, particularly in the vertical plane.
to generate the morphing algorithms. 4. Both Quick Ceph and Prescription Portrait pro-
In spite of the relatively poor VTO results, the duced video images of similar accuracy despite
video images were rated as being fair to good by all being significantly different in their approaches to
three groups of raters. This suggests that errors of 1 to the video imaging process.
2 mm were acceptable clinically and did not represent
a deterrence to the use of this technology for patient We thank the following for providing us with the
education and communication in Class III treatment. cases used in this study: Dr W. Arnett, Dr H. Aronowitz,
Most patients recognize that the video image predic- Dr R. Kaminishi, Dr L. Luke, Dr R. McLaughlin, Dr C.
tions are only an estimation of or a goal for their treat- Mossaz, Dr W. Proffit, Dr D. Sarver, and Dr A. Shen.
ment outcome. They understand that this is only a We also would like to thank Ms. Judy Walter for her
computerized simulation and not necessarily an accu- help in the preparation of this article.
rate representation of their final appearance. The sim-
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