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Tectonophysics 574–575 (2012) 1–71

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Tectonophysics
journal homepage: www.elsevier.com/locate/tecto

Review Article

Analogue modelling of intraplate strike-slip tectonics: A review and new


experimental results
Tim P. Dooley a,⁎, Guido Schreurs b
a
Bureau of Economic Geology, The University of Texas at Austin, University Station, Box X, Austin, TX 78713-8924, USA
b
Institute of Geological Sciences, University of Bern, Baltzerstrasse 1 & 3, CH 3012 Bern, Switzerland

a r t i c l e i n f o a b s t r a c t

Article history: Intraplate strike-slip zones commonly display intricate 3-D geometries, with rapid changes in structural style
Received 18 January 2012 along strike and with depth. Strike-slip deformation typically results in complex vertical and horizontal sec-
Received in revised form 2 May 2012 tions that can be difficult to interpret coherently. Physical modelling of strike-slip fault systems is a powerful
Accepted 5 May 2012
and graphic tool to help in providing a unified picture of the evolution of strike-slip zones with considerable
Available online 2 August 2012
spatial and temporal detail. A large number of experimental studies have investigated different aspects of
Keywords:
strike-slip tectonics using materials such as dry sand, wet clay, or silicone. The choice of analogue material
Analogue modelling and experimental design exerts a strong control on the structures that form in the model.
Strike-slip tectonics Here we present a review of different experimental setups used to investigate intraplate strike-slip tectonics,
Transtension from the classical Riedel experiment to more sophisticated setups using brittle and viscous analogue mate-
Transpression rials. We review our current understanding from models of distributed shear, transtension, transpression,
Pull-apart basin pull-apart basins formed in releasing stepovers, and popups formed in restraining stepovers. In addition,
Popup we present the results of two new experimental series that investigated (1) the effect of crustal weak
zones on strike-slip fault-zone segmentation and (2) strike-slip and transpressional reactivation of exten-
sional basins.
© 2012 Elsevier B.V. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
2. Properties of modelling materials and scaling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
2.1. Material properties of dry granular materials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
2.2. Material properties of wet clay . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
2.3. A comparison of dry sand and wet clay . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
2.4. Material properties of viscous materials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
2.5. Scaling issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
2.6. Concluding remarks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
3. Riedel experiment—structures in an overburden above a single planar and vertical basement fault reactivated in pure strike slip . . . . . . . . 6
3.1. Riedel experiments with wet clay . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
3.2. Riedel experiments with dry sand . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
3.3. Comparison of wet-clay and dry-sand models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
3.4. Riedel experiments with nonuniform mechanical stratigraphies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
3.5. Variations on the Riedel experiment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
3.5.1. Transpression and transtension above a vertical basement fault . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
3.5.2. Oblique-slip faulting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
3.5.3. Pure strike slip above two parallel, vertical basement faults . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
3.5.4. Strike-slip deformation of a brittle–viscous model with isostatic compensation . . . . . . . . . . . . . . . . . . . . . . . . 13
4. Distributed strike-slip shear experiments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
4.1. Structures in zones of distributed strike-slip shear . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
4.2. Distributed strike-slip shear and block rotations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
4.3. A comparison between Riedel experiments and distributed strike-slip shear experiments . . . . . . . . . . . . . . . . . . . . . . . 17

⁎ Corresponding author.
E-mail addresses: tim.dooley@beg.utexas.edu (T.P. Dooley), schreurs@geo.unibe.ch (G. Schreurs).

0040-1951/$ – see front matter © 2012 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.tecto.2012.05.030
2 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

4.4. Structural criteria to identify distributed strike-slip shear zones . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18


4.5. Distributed transpression and transtension . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
4.5.1. Distributed transpression . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
4.5.2. Distributed transtension . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
5. Analogue modelling of pull-apart basins . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
5.1. Pure strike slip . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
5.1.1. Single-layer models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
5.1.2. Dual-layer models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28
5.2. Divergent strike slip . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
6. Analogue modelling of restraining stepovers or bends . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39
6.1. Evolution and geometries of popups . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40
6.2. Primary controls on popup geometry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41
7. Effect of crustal weak zones on strike-slip fault-zone segmentation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44
7.1. Model design . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45
7.2. Linear weak zones with long axis oriented 45° counterclockwise oblique to the basement fault . . . . . . . . . . . . . . . . . . . . . 45
7.2.1. Pure strike slip . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45
7.2.2. Divergent strike slip . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46
7.3. Linear weak zones with long axis oriented 45° clockwise oblique to the basement fault . . . . . . . . . . . . . . . . . . . . . . . . 47
7.3.1. Pure strike slip . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47
7.3.2. Divergent strike slip . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49
7.4. Double-cylinder weak-body array tangential to basement-fault trace . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50
7.4.1. Pure strike slip . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50
7.4.2. Divergent strike slip . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50
7.5. Summary of Section 7 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51
8. Strike-slip and transpressional reactivation of extensional basins . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53
8.1. Extension followed by distributed strike slip . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54
8.2. Extension followed by distributed transpression . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54
8.3. Summary of Section 8 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
9. Concluding statements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
9.1. Current status . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
9.2. Future work . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57
Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59

1. Introduction can then be interrogated and interpreted in 3-D by seismic interpreta-


tion and medical software packages, contributing greatly to our un-
Strike-slip tectonics is a fundamental process affecting many parts derstanding of strike-slip-related deformation, in which rapid
of the Earth's lithosphere and resulting in prominent surface changes in deformation occur both along strike and with depth, pro-
expressions. Sylvester (1988) and Woodcock and Schubert (1994) ducing highly complex 3-D deformation (e.g. Wu et al., 2009).
provided extensive reviews on strike-slip deformation, whereas Here we present a review of a wide range of experimental studies on
Mann (2007) presented a worldwide inventory of major strike-slip intraplate, strike-slip tectonics, ranging from the traditional Riedel-
zones. Although structures in strike-slip zones can be investigated shear experiments to studies focused on structures formed between
through field investigations and geophysical imaging techniques, a segmented or curved, strike-slip fault zones. Larger-scale experiments
detailed knowledge of the complex 3-D geometry of folds and faults such as those of Tapponnier et al. (1982) and Ratschbacher et al.
in such zones is still lacking. Physical modelling studies have (1991) are beyond the scope of this paper. The reader is referred to
contributed significantly to our understanding of structures in Marques et al. (2007) for experiments investigating rifts and transforms
strike-slip-dominated regimes. Although experimental studies have in the oceanic lithosphere. We include experiments in which a small
inherent simplifications, such as the general absence of pore-fluid component of either convergence or divergence (angle of obliquity—
pressure, a simplified mechanical stratigraphy, and the neglect of defined here as the angle between the displacement vector and basal
thermal, flexural, and isostatic effects, their main advantage is that velocity discontinuity or the boundary of the deforming zone) accom-
they allow us to observe the geometric evolution of structures, in con- panied by strike-slip deformation. The review is complemented with
trast to the natural world in which we see only the present-day state. two new model studies: one investigating the influence of crustal
Hence, experimental models provide us with the opportunity to vary weak zones on strike-slip fault segmentation, and the other examining
specific parameters and assess their relevance for the tectonic process basin reactivation by distributed strike slip and convergent strike slip.
being considered. The choice of modelling material has a direct influence on re-
Most experimental models of strike-slip tectonics have been tradi- sulting structures; therefore, we first present an overview of the
tionally analysed in surface view and, in some cases, additionally by physical characteristics and mechanical properties of three common-
sectioning at the end of the experiment. With the introduction of the ly used analogues – dry granular materials, wet clay, and silicone –
nondestructive X-ray computer-tomography technique, it became and discuss general scaling issues.
possible to analyse the 3-D geometry of the interior of strike-slip
models in unprecedented detail (e.g., Mandl, 1988; Richard et al., 2. Properties of modelling materials and scaling
1989, 1995; Schreurs, 1994, 2003; Schreurs and Colletta, 1998, 2003;
Ueta et al., 2000). Although the traditional serial sectioning technique Dry granular materials and wet clay are often used to simulate
is destructive, recent advances have allowed reconstruction of the 3-D brittle deformation of upper crustal rocks. Dry granular materials –
volume of strike-slip models through the use of closely spaced serial in particular, quartz sands – have a long tradition as analogues in
sections (e.g., Dooley et al., 2007; Wu et al., 2009). These volumes experimental models at natural gravity conditions because they
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 3

allow easy model construction and sectioning. Typically used sands the range of normal stresses in scaled analogue experiments. Ana-
generally have a grain size of between about 100 and 500 μm. Wet logue models constructed with granular materials typically have
clay is generally composed predominantly of clay particles, with a thicknesses in the range of 2 to 10 cm, resulting in normal stresses
grain size of several microns, and water. Viscous materials such as at the base of the model – for a quartz sand with a density of
silicone have also been used, particularly to distribute strike-slip 1560 kg/m 3 – between 300 and 1530 Pa. These values decrease to
deformation, with the viscous layer generally simulating either the zero towards the model surface.
lower crust or a weak detachment layer in the upper crust. In contrast to the Hubbert-type shear tester, ring-shear tests yield
not only the angle of internal friction at peak strength (i.e., fault
2.1. Material properties of dry granular materials initiation), but also friction angles at stable dynamic strength (fault
sliding) and at stable static strength (fault reactivation). The
The properties of dry granular materials have been investigated ring-shear test results, in fact, show that the Coulomb failure criterion
in different degrees of detail by, e.g., Cobbold and Castro (1999), does not adequately describe the complete rheological behaviour of
Klinkmüller (2011), Krantz (1991), Lohrmann et al. (2003), granular materials (Lohrmann et al., 2003; Panien et al., 2006). Gran-
Mourgues and Cobbold (2003), Panien et al. (2006), Rossi and Storti ular materials are characterised by elastic/frictional plastic behaviour,
(2003), and Schellart (2000). In these studies, different measuring with transient strain hardening prior to failure at peak strength and
techniques, such as Hubbert-type shear boxes and ring-shear testers, subsequent strain softening until the beginning of stable dynamic
have been used to determine material constants, such as the angle of sliding. The rheological behaviour of granular materials is similar to
internal friction and cohesion. that exhibited by rocks experimentally deformed in upper crustal
Experimental modellers have generally assumed that dry quartz conditions (e.g., Jaeger et al., 2007; Marone, 1998).
sand and other granular materials – such as upper crustal rocks – Panien et al. (2006) and Klinkmüller (2011) provided comprehen-
obey, to a good approximation, the empirical Coulomb failure criteri- sive overviews of the properties of granular materials used by exper-
on: imental modelling laboratories worldwide, applying the same
ring-shear-tester and identical filling techniques (filling height and
σ s ¼ C þ tan φ⋅σ n ; filling rate). The tested granular materials have angles of internal fric-
tion at peak strengths ranging from 31° to 41°, with the exception of
where σs and σn are, respectively, shear and normal stresses on a well-rounded microbeads, which have lower angles of internal fric-
potential fault surface, C is cohesion (or cohesive strength), and φ is tion of between 22° and 30° (Table 1). In the ring-shear tests, strain
the angle of internal friction. The coefficient of internal friction (μ) softening in the dry sands varies between 10 and 30%. Friction angles
is equal to tan φ. for fault sliding and fault reactivation are systematically lower than
The Coulomb criterion also predicts the orientation of two poten- those at fault initiation (Table 1). Because of strain softening after ini-
tial fault planes in a perfect homogeneous and isotropic Coulomb ma- tial failure, the Coulomb failure criterion can in principle be used only
terial. These orientations are both parallel to the intermediate to infer the potential orientations of new faults, and not for subse-
principal stress (σ2) and make an angle of ±(45° − φ/2) to the direc- quent sliding on, nor reactivation of, pre-existing faults.
tion of the maximum principal stress (σ1). In the course of experimental modelling, granular materials may
Hubbert-type shear testers and ring-shear testers allow measure- slide with respect to the base and sidewalls. The nature of the base
ments of mechanical properties under low normal loads that are in and sidewalls used in the experimental setup may influence the

Table 1
Summary of mechanical properties of granular materials. Material codes consist of 3 + 3 capital letters, with the first three letters defining the laboratory and the last three letters
defining the material, with SAN = quartz sand; GLB = glass beads; col = coloured; CAS = Czech Academy of Sciences; GFZ = German Research Centre for Geosciences; IFP = IFP En-
ergies Nouvelles; KYU = Kyoto University; NTU = National Taiwan University; RHU = Royal Holloway, University of London; STU = Stanford University; UBE = University of Bern;
UCP = Université de Cergy-Pontoise; ULI = Université de Lille; UOP = Universidade Federal de Ouro Preto; UPU = Uppsala University; VW = very well; W = well; MW = moderate
to well; M = moderate; P = poor; RST = ring-shear tester TLW = TecLab Wroclaw.
Summary is from Klinkmüller (2011).

Density before Aspect Graphic mean Range Sorting RST internal Apparent RST stable Apparent RST stable Apparent
shear ratio grain size F=fine VW; W; (peak) friction cohesion static friction cohesion dynamic friction cohesion
3
(g/cm ) (μm) M=medium MW; M; P (°) at peak (°) at static (°) at dynamic

CASSAN 1.6 1.5 191 F MW 35.0 ± 1.1 72 32.6 ± 0.6 95 31.4 ± 0.6 44
GFZSAN 1.7 1.6 301 M M 34.2 ± 1.1 102 31.4 ± 0.6 106 29.7 ± 0.6 78
GFZSAN col 1.5 1.5 271 M M 40.7 ± 1.1 110 32.6 ± 0.6 77 31.0 ± 0.6 59
IFPSAN 1.4 1.6 127 F W 36.9 ± 0.6 29 35.0 ± 0.6 46 31.8 ± 0.6 60
KYUSAN 1.6 1.5 225 M MW 36.5 ± 1.1 29 33.8 ± 0.6 85 31.0 ± 0.6 52
NTUSAN 1.6 1.5 180 F W 36.1 ± 1.1 34 33.4 ± 0.6 65 27.9 ± 0.6 96
NTUSAN col 1.6 1.6 182 F W 31.4 ± 0.6 55 26.6 ± 0.6 87 25.6 ± 0.6 81
RHUSAN 1.6 1.5 204 M MW 33.0 ± 0.6 74 29.7 ± 0.6 91 28.8 ± 0.6 65
RHUSAN col 1.5 1.4 245 M M 36.5 ± 0.6 58 32.6 ± 0.6 73 31.4 ± 0.6 56
STUSAN 1.7 1.5 271 M M 33.0 ± 1.1 82 31.4 ± 0.6 96 30.1 ± 0.6 58
TLWSAN 1.4 1.7 151 F MW 36.9 ± 0.6 47 35.0 ± 0.6 59 33.0 ± 0.6 52
UBESAN 1.5 1.6 171 F W 36.9 ± 0.6 23 33.7 ± 0.6 73 30.8 ± 0.6 60
UCPSAN 1.7 1.5 260 M M 33.8 ± 0.6 75 33.0 ± 0.6 105 30.5 ± 0.6 62
ULISAN 1.7 1.5 220 M MW 33.8 ± 0.6 70 32.6 ± 0.6 106 30.1 ± 0.6 71
ULISAN col 1.7 1.7 295 M P 33.0 ± 0.6 59 32.2 ± 0.6 91 30.1 ± 0.6 64
UOPSAN 1.5 1.4 291 M W 39.4 ± 0.6 60 32.6 ± 0.6 116 31.0 ± 0.6 82
UOPSAN col 1.2 1.5 297 M MW 35.4 ± 2.9 102 36.5 ± 2.3 80 32.6 ± 0.6 61
UPASAN 1.7 1.5 224 M MW 33.0 ± 0.6 102 31.8 ± 0.6 104 30.5 ± 0.6 62
UPUSAN 1.6 1.5 245 M M 35.4 ± 0.6 82 32.6 ± 0.6 92 31.0 ± 0.6 62

GFZGLB 100–200μm 1.5 1.1 174 F VW 25.6 ± 0.6 11 23.7 ± 0.6 25 21.8 ± 0.6 25
GFZGLB 100–400μm 1.6 1.2 277 M P 27.0 ± 0.6 13 26.1 ± 0.6 27 22.8 ± 1.1 43
GFZGLB 300–400μm 1.6 1.2 410 M P 29.7 ± 1.1 18 26.1 ± 0.6 39 23.7 ± 0.6 34
4 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

orientation and formation of structures in the model. However, in not scale to nature, and, consequently, the initial width of the dilatant
most experimental studies, values of wall friction are not known. shear zones (i.e., the fault) that form – typically about 10 to 15 times
Klinkmüller (2011) determined the wall friction of granular materials the average grain size (Panien et al., 2006) – does not scale to natural
with respect to a foil (Alkor foil) and showed that the angle of basal faults (Mandl, 1988).
friction of a particular granular material can be as much as 20°
lower than the angle of internal friction at peak strength. 2.2. Material properties of wet clay
Because the cohesive strength of granular materials is difficult to
measure at low normal stresses (below several hundred pascals), it In wet-clay models, a clay–water mixture is prepared with low
is generally obtained by a linear extrapolation from measurements shear strength and a consistency allowing easy handling and prepara-
done at higher values. A linear extrapolation implicitly assumes a lin- tion. The grain size of clay minerals is generally on the order of several
ear Coulomb behaviour at all normal stresses. Such an extrapolation micrometres. Although wet clay has been used in numerous studies
yields a wide range of values for the apparent cohesive strength of simulating strike slip (e.g., Atmaoui et al., 2006; Cloos, 1928, 1955;
granular materials on the order of 10 to 100 Pa (Klinkmüller, 2011). Freund, 1974; Hoeppener et al., 1969; Riedel, 1929; Schwarz and
Krantz (1991) reported apparent cohesion values as high as 520 Pa Kilfitt, 2008; Soula, 1984; Wilcox et al., 1973), details on composition,
for dry sand. Such high values are contrary to the common observa- grain size, water content, and mechanical properties are often lacking,
tion that dry sand is nearly cohesionless. Shear tests by Schellart making it difficult to compare the evolution of structures in different
(2000) show that the failure envelope for granular materials at low studies. The characteristics and mechanical properties of several clays
normal stresses (i.e., below about 250–400 Pa) is not linear, but con- used in analogue modelling studies are listed in Table 2.
vex upwards with negligible cohesive strength (c. 0–10 Pa), and only Although there is general agreement that wet clay deforms
approaches a straight line at higher normal stresses. These tests according to the Coulomb failure criterion and has angles of internal
therefore suggest that the linear Coulomb criterion of failure is not friction similar to those of upper crustal rocks (e.g., 32° Atmaoui
valid at low normal stresses. Mourgues and Cobbold (2003), however, et al., 2006; 23°, Tchalenko, 1970; 31°, Withjack et al., 2007), contro-
argued that the convex-outward shape of the failure envelope versy exists as to whether its cohesive strength is appropriate for
obtained by Schellart (2000) is due largely to sidewall friction during scaled modelling (e.g., Mandl, 1988; Naylor et al., 1986). It has been
shear testing. They concluded that neglecting this effect results in an claimed that clay has too high a cohesive strength and should be
overestimation of the cohesive strength and an underestimation of used only for modelling highly-cohesive natural rocks (Mandl,
the coefficient of internal friction. According to Mourgues and 1988; Naylor et al., 1986). In addition, Naylor et al. (1986) suggested
Cobbold (2003), dry sand has a linear Coulomb behaviour, except at that the short duration of the clay experiments (typically a few hours)
extremely low normal stresses below 30 Pa. prevents water from draining out, resulting in a constant effective
Note that different granular materials, filling techniques, and confining pressure and, hence, in a frictional component of yield
shear testers have been used in the aforementioned studies, making strength that is independent of the confining pressure. Therefore,
a direct comparison of shear test results difficult. Krantz (1991), for Naylor et al. (1986) considered wet clay to be ductile prior to faulting
example, showed that the angle of internal friction of the same dry and considered clay to be more appropriate as an analogue for model-
sand varies according to whether the sand was sieved or poured ling lower crustal rocks.
into the shear-test apparatus, indicating a dependency of the friction Only few data exist on the cohesive strength of clays used in ana-
coefficient on density. logue modelling. Eisenstadt and Sims (2005) reported a value of 60 to
Differences in the shape of the failure envelope of granular mate- 65 Pa for the cohesive strength of wet clay (density of 1.6–1.63 g/cm3)
rials may therefore be attributed to the applied measuring technique obtained using a controlled-stress rheometer. Their data correspond
(e.g., Hubbert-type shear box or ring-shear tester), the amount of closely to the average value of 40 Pa found by Sims (1993), who used
sidewall friction in the shear tester, filling technique and filling the same measurement technique. These values are similar to those of
height, and intrinsic material properties, such as grain shape, grain extrapolated cohesive strengths for dry granular materials obtained
sorting, and composition. In addition, storage conditions of modelling from shear tests (Table 1). The cohesive strength of wet clay increases
materials, ambient laboratory conditions (e.g., humidity), and grain with increasing density (i.e., less water), indicating that it is controlled
colouring might also influence frictional properties and cohesion. primarily by water content (Eisenstadt and Sims, 2005).
In analogue experiments at normal gravity conditions with typical Several studies have investigated whether density (water con-
model thicknesses of several centimetres, faults form as shear bands tent) or strain rate is the primary controlling factor on the deforma-
in dry granular materials with low cohesion. Under these conditions, tion patterns produced in wet clay. Most data indicate that density
grain-size reduction does not occur, and shearing results in positive rather than strain rate plays the most important role in wet-clay de-
dilatancy. This dilatancy depends on initial packing density, grain- formation (Eisenstadt and Sims, 2005). Faults in high-density clays
size distribution, sphericity, and surface conditions of the grains (low water content) have larger displacements and are less closely
(Koopman et al., 1987). The experimentally produced dilatancy does spaced than in low-density clays (Bain and Beebe, 1954). In addition,

Table 2
Physical characteristics and mechanical properties of several wet clays used in analogue modelling studies.

Reference Clay minerals Water content (%) Density (wet) Grain size (μm) Angle of internal Cohesion
friction (°) (Pa)

Tchalenko (1970)a Kaolin 45–56 Unknown CF 95% 23 Unknown


Sims (1993) Powdered kaolin, nepheline-syenite, and flint 63 1.63 b100; CF not known Unknown 40b
Eisenstadt and Sims (2005) Powdered kaolin, nepheline-syenite, and flint c. 59–66 1.67–1.57 b100; CF not known Unknown 54–130c
Atmaoui et al. (2006) Kaolinite and illite 38–48 1.79–1.70 1.5–55; CF 41% 32d Unknown

CF = clay fraction (b2 μm).


a
Shear box tests.
b
Averaged value.
c
Measured by a controlled-stress rheometer.
d
Angle of internal friction based on empirical correlation between plasticity index (10% for kaolin-O) and critical angle of friction, obtained in triaxial compression tests on nor-
mally consolidated clays (Terzaghi et al., 1996).
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 5

faults in high-density clays are discrete and planar, whereas they are using dry sand or wet clay reproduce natural deformation patterns
more numerous and more complex in low-density clays (Arch et al., in upper crustal rocks remarkably well.
1988). An advantage of models consisting of granular materials, such as dry
sand, is that the complex 3-D geometric evolution of strike-slip-related
2.3. A comparison of dry sand and wet clay structures can be well imaged using X-ray-computed tomography
(Richard et al., 1995; Schreurs, 1994, 2003; Schreurs and Colletta,
Although internal friction angles and cohesive strengths of wet 1998, 2003; Ueta et al., 2000), in contrast to clay models, which strongly
clay and dry sand can be similar, the behaviour of these two materials absorb X-rays causing important artefacts and showing little internal
during deformation is significantly different. These differences are re- detail.
lated to grain-size distribution, grain shape, and the behaviour of
water in the pore space in the case of wet clay (Atmaoui et al., 2.4. Material properties of viscous materials
2006; Withjack et al., 2007). Dry sand will deform mainly by dilatan-
cy and frictional gliding (e.g., Schöpfer and Steyrer, 2001), whereas Viscous materials such as polydimethylsiloxane (PDMS SGM-36)
hydro-physico-chemical effects at the interparticle contacts play a of Dow Corning and Gomme G.S.1R manufactured by Rhône-Poulenc
role in clays (Atmaoui et al., 2006). Clay particles have a platy shape have commonly been used in strike-slip-deformation experiments.
in contrast to that of dry sand, which generally is angular to round. These two materials have densities of 0.965 g/cm 5 and 1.3 g/cm 5, re-
Deformation of clay particles will occur mostly by sliding along the spectively, and display an almost perfectly Newtonian viscous behav-
long, platy surfaces of the particles and will be influenced by pore iour (Klinkmüller, 2011; Weijermars, 1986). They are generally used
pressure under undrained conditions (Atmaoui et al., 2006). to simulate the viscous rheology of materials such as salt or rocks in
Eisenstadt and Sims (2005) and Withjack et al. (2007) compared the lower crust.
the deformation patterns in dry quartz sand and wet-clay models Gomme G.S.1R has a viscosity of 5 × 10 4 Pa·s (Richard et al., 1991).
under identical boundary conditions. Although the large-scale defor- Klinkmüller (2011) determined the viscosities of samples of PDMS
mation patterns in their extensional and compressional models are SGM-36 from five different analogue-modelling laboratories and
similar in both dry sand and wet clay, the differences in material obtained viscosities ranging between 2 × 10 4 Pa·s and 3.5 × 10 4 Pa·s.
properties result in important small-scale differences (Eisenstadt Whether the observed differences are related to the manufacturing
and Sims, 2005; Withjack et al., 2007). Faults develop and link more process or to age and storage conditions is unclear (Klinkmüller,
quickly in dry-sand models than in wet-clay models. Individual faults 2011). However, these viscosities are lower than the one determined
show more displacement, and fewer faults are formed in dry sand previously by Weijermars (1986), 5 × 10 4 Pa·s, for the same material.
than in wet clay. Individual fault-zone widths in sand models are Odonne and Vialon (1983) performed strike-slip experiments
greater than in clay models, with faults in sand being several milli- using paraffin wax and silicon grease in an airtight container thermo-
metres wide and faults in clay less than 0.1 mm wide (Withjack et statically controlled at 31.5°. Under these experimental conditions,
al., 2007). This difference primarily reflects the significant difference the paraffin wax has a viscosity of 3 × 10 5 Pa·s (Attane et al., 1980),
in grain size (Withjack et al., 2007) and probably also the difference whereas the silicon grease has a viscosity of 5 × 10 2 Pa·s.
in dilatancy between the two materials. Fault distributions vary
between sand and clay models. Faults form quickly and propagate 2.5. Scaling issues
rapidly in sand models, with major faults accommodating the defor-
mation. In contrast, early fault propagation in clay models occurs Experimental deformation of natural rocks at upper crustal condi-
slowly along numerous small faults, and deformation is more distrib- tions indicates that brittle faulting in intact (previously unfaulted),
uted before fault linkage. Dry sand does not show significant folding, homogeneous, and isotropic rocks obeys the empirical Coulomb fail-
with strain accommodated primarily by faulting. Wet clay, however, ure criterion,
may deform both by faulting and folding.
In inversion models, Eisenstadt and Sims (2005) showed that σ s ¼ C þ tan φ⋅σ n :
the high-water content in wet-clay models favoured significant
reactivation along preexisting normal faults (increased fluid pres- The angle of internal friction (φ) for most intact rocks in the upper
sure) in orthogonal shortening. In contrast, in dry-sand models, the crust ranges from about 27° to 45°, corresponding to a coefficient of
preexisting normal faults were barely reactivated, and most shorten- internal friction of between 0.5 and 1 (Handin, 1966; Jaeger and
ing was accommodated by newly formed conjugate thrusts. Cook, 1976). Laboratory values for cohesion of intact sedimentary
These studies clearly show that the choice of modelling material – rocks are about 20 MPa (Handin, 1966), although they are signifi-
dry sand or wet clay – exerts an important control on the style and cantly less for highly fractured rocks (Brace and Kohlstedt, 1980).
distribution of deformation in analogue models. Withjack et al. Because an analogue model is not an exact duplicate of the natural
(2007) considered that differences in the deformation patterns main- system, scaling parameters must be used to link the model to the nat-
ly reflect differences in ductility, with the term ductility reflecting the ural system. Hubbert (1937) derived the general theory of similarity
capacity for distributed deformation at the scale of observation between a model and the natural system. Following Hubbert (1937)
(Rutter, 1986). In their opinion, dry sand with low ductility will best and Ramberg (1981), both the model and the natural system must
simulate rocks in nature that deform primarily by localised faulting, have similar rheological properties. To obtain proper scaling of an ex-
whereas wet clay with its higher ductility will best simulate rocks in perimental model that deforms in a brittle manner, two conditions
nature that deform by distributed minor and major faulting. must be satisfied (e.g., Hubbert, 1937): (1) the nondimensional
Both dry sand and wet clay exhibit certain characteristics that may angle of internal friction of the modelling material must be similar
not make them perfect for scaled modelling. Both materials exhibit to that of upper crustal rocks and (2)
diffuse deformation prior to faulting that may not accurately scale
   
to natural rocks, and the shear dilatancy in dry sand creates faults C ¼ρ g L ;
whose width does not scale to actual faults (Mandl, 1988). In addi-
tion, certain material properties are not, or only poorly, known. where C*, ρ*, g*, and L* are the dimensionless ratios of model:natural
Data on cohesive strength of wet clay are limited, and friction angles system for cohesive strength, density, gravity, and length, respectively.
at fault sliding and at fault reactivation in wet clay are lacking. Despite The first condition is fulfilled because dry granular materials have
these limitations and uncertainties, analogue-model experiments angles of internal friction of between 20° and 40° (Eisenstadt and
6 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Sims, 2005; Klinkmüller, 2011; Panien et al., 2006), which are similar 2.6. Concluding remarks
to those obtained for upper crustal rocks.
In analogue-model experiments at normal gravity, the value of In many experimental strike-slip studies, a detailed description of
g* = 1. The density of brittle analogue modelling materials varies mechanical properties and physical characteristics of modelling ma-
between about 1.4 and 1.7 g/cm 3 (see Table 1), and, assuming an terials is lacking, making direct comparisons between model results
average density of the upper crust of 2.5 g/cm 3, ρ* is about 0.56 to difficult. For granular materials, information on grain size, grain
0.68. Hence, shape, and grain sorting is often incomplete. The type of granular ma-
terial and grain characteristics directly influence resulting geometry
   in the model. In addition, many model studies use both coloured
0:56⋅L < C < 0:68⋅L :
and uncoloured sand. Colouring of granular materials may affect fric-
tion angles (Klinkmüller, 2011) and, hence, the fault pattern in the
If we choose a reasonable-length ratio (L*) of 10 −5 – i.e., 1 cm in model.
the model equals approximately 1 km in nature – then the second An additional uncertainty is introduced by details in model con-
condition requires that the cohesive strength of the modelling mate- struction often being incomplete. In models using granular materials,
rial is c. 0.56 × 10 −5 to 0.68 × 10 −5 of the cohesive strength of upper filling height and rate will affect the density of the layers and, thus,
crustal rocks. In the case of negligible cohesion at shallow crustal the friction angles. Other uncertainties relate to ambient laboratory
depths (Byerlee, 1978), dynamic similarity requires a nearly cohe- and storage conditions of the material used. Humidity may affect
sionless modelling material. the cohesion of a granular material considerably and, hence, the ge-
Viscous materials are considered good analogue materials to sim- ometry of structures in the model. Water content in clay models
ulate the viscous rheology of rocks such as evaporites or rocks in the also has a significant influence on the resulting geometry.
lower crust (Vendeville et al., 1987). Viscous materials have a rheo- Boundary conditions of strike-slip models are not always fully de-
logical behaviour that is time dependent. In the case of linear viscous scribed. For example, in many studies, whether models were confined
materials such as PDMS and Gomme G.S.1R, Weijermars and by walls on all sides or only parallel to the strike-slip component of
Schmeling (1986) showed that geometrical similarity and similar deformation is not clear. Details on base and sidewall friction are gen-
boundary conditions are sufficient to achieve dynamic similarity in erally lacking as well. Hence, direct comparisons of experimental
normal gravity experiments: strike-slip studies from different modelling laboratories can generally
be done only qualitatively.
  
σ ¼ η ⋅ ;
3. Riedel experiment—structures in an overburden above a single
planar and vertical basement fault reactivated in pure strike slip
where ε* and σ* are the ratios of model:natural system for strain rate,
viscosity, and stress, respectively. The first experimental studies investigating strike-slip tectonics
The equation above can be rewritten as simulate the transfer of deformation from a reactivated, straight,
and vertical basement fault into an overlying, initially undeformed
    overburden (Cloos, 1928; Riedel, 1929). Although H. Cloos (1928)
η ¼ ρ ⋅L ⋅T ;
was the first to describe this type of experiment in some detail, it
has become known as the Riedel experiment (Tchalenko, 1970). In
where T* is the ratio of model:natural system for time. In cases where the classical experimental setup, two adjoining rigid baseplates simu-
inertial forces can be considered negligible in the tectonic processes late a vertical basement fault, with one of the baseplates undergoing a
considered, the ratios of model:natural system for length and time horizontal movement parallel to the discontinuity (Fig. 1). The over-
can be chosen independently (Hubbert, 1937). burden with a free surface rests horizontally on these baseplates. In
The previous equation can also be expressed as the Riedel experiment, faults in the overburden are, in fact, secondary
structures generally directly rooting down to the preexisting base-
 
 2   ment fault and restricted to its immediate vicinity.
ρ ⋅ L ¼ η ⋅v ;
The Riedel experiment has been performed by a large number of
modellers, albeit with differences in type of analogue material used
where v* is the ratio of model:natural system for velocity. to represent the overburden. Most experimental studies use only
The density of natural rocks is well known, and we can determine one type of analogue material, either clay (Atmaoui et al., 2006;
the viscosity and density of the analogue modelling material. Hence, if Cloos, 1928, 1955; Lazarte and Bray, 1996; Riedel, 1929; Soula,
we choose a reasonable-length ratio and assume a particular linear 1984; Tchalenko, 1970; Wilcox et al., 1973) or dry sand (Burbidge
viscosity, we can calculate the scaled natural velocity from this equa- and Braun, 1998; Emmons, 1969; Le Guerroué and Cobbold, 2006;
tion. Alternatively, we can choose a reasonable-length ratio, assume a
natural velocity, and calculate the scaled natural viscosity.
Although Hubbert (1937) stressed the importance of completely
and properly scaled models for obtaining an accurate representation
of the natural system, in practice, our ability to construct a model
that is correctly scaled with respect to all parameters involved is un-
likely. Limitations are imposed by certain parameters in the natural Cover
system being unknown, uncertain, or difficult to model. Parameters
such as temperature gradient with depth, effects of pore pressure,
and differential compaction are generally not considered in physical
models.
Basement
Despite such limitations, partly scaled analogue models of
fault
strike-slip tectonics have proven to be useful. They have generated
ideas about the origin and development of structures in strike- Fig. 1. Simplified sketch of the Riedel experiment setup with vertical basement fault
slip-deformation zones. and overlying horizontal cover. One table half is displaced horizontally.
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 7

Naylor et al., 1986; Richard, 1990; Richard et al., 1989, 1995; Schöpfer direction, the R′ shears rapidly became inactive and were rotated
and Steyrer, 2001; Viola et al., 2004). Other studies use alternating counterclockwise. These R′ shears are considered to be the conjugates
horizontal layers of either different granular materials (Richard et of the synthetic R shears, a supposition that is borne out by consider-
al., 1989) or combinations of granular materials and viscous materials ing the Coulomb failure criterion that applies to most clays. The orien-
(Casas et al., 2001; Richard et al., 1989). In our assessment of the clas- tation of potential failure surfaces is at 45° − φ/2 to σ1. At the surface,
sical Riedel experiment, we have chosen key experimental studies σ1 is at 45° to the shear direction, and potential shears will strike at
(Tchalenko, 1970—clay models; Naylor et al., 1986—sand models) angles of φ/2 and 90° − φ/2 to the basement fault—i.e. at about 12°
that provide information on the materials used and give a compre- (R shears) and 78° (R′ shears). Later shears, such as P shears, form
hensive description of the evolution of structures. We compare and in response to a local increase and rotation of the principal stresses
complement their descriptions with results from other relevant ex- between the first-formed faults.
perimental studies that yield additional information. In contrast to those by Tchalenko (1970), clay-cake experiments
by H. Cloos (1928), Riedel (1929), and Wilcox et al. (1973) show ev-
3.1. Riedel experiments with wet clay idence of the development of tension fractures during initial stages of
the Riedel experiment, in addition to formation of R and R′ shears.
Descriptions of Riedel experiments performed with clay are based The fractures form parallel to σ1 and rotate towards steeper angles,
on observations of the upper surface of the model and are thus es- with increasing displacement along the basement fault. Tension frac-
sentially two dimensional. Tchalenko (1970) performed Riedel exper- tures formed only when the clay model was sprayed with water prior
iments using clay (kaolin) with a water content of 56% and an to the onset of shearing, reducing the surface tension and resulting in
internal friction angle of about 23°. the tensional strength being lower than the shear strength, thus
In this model the first shears to appear were en echelon, synthetic permitting the development of tension fractures (Riedel, 1929;
Riedel shears, referred to as R shears, striking at approximately 12° to Tchalenko, 1970). H. Cloos (1928), Riedel (1929), and Wilcox et al.
the basement-fault trace (angle α, Fig. 2). With increasing displace- (1973) also documented the formation of en echelon folds in their
ment, the R shears propagated along strike and swung into an orien- experiments. These wrench folds had low amplitude and formed ap-
tation that was more parallel to the basement-fault trace. More or less proximately perpendicular to σ1. As displacement along the base-
coeval, new synthetic shears striking at somewhat lower angles ment fault increased, the folds rotated towards shallower angles
appeared first and then synthetic shears, referred to as P shears, that with respect to the basement fault and were cut by tension fractures
crossed the basement fault in the opposite direction with strikes of and shear fractures.
around 10° (α = − 10°). With further displacement, these shears The width of the strike-slip deformation zone and the number, na-
linked with the R shears into a synthetic principal displacement ture, and spatial distribution of shear fractures within the deforma-
zone that consisted of an anastomosing array of shear lenses, with tion zone are strongly dependent on the thickness of the clay slab
most displacement taken up by a central through-going shear parallel and the shear strength of the clay slab (Atmaoui et al., 2006;
to the strike of the basement fault. This central shear zone was re- Tchalenko, 1970). At a constant clay-slab thickness, a higher shear
ferred to as a Y shear by Morgenstern and Tchalenko (1967). strength results in a wider strike-slip deformation zone, more abun-
In experiments with wet clay at lower water content, antithetic dant R′ shears, less frequent R shears with larger spacing, and an ear-
Riedel shears (referred to as R′ shears) striking at approximately lier appearance of shears at the surface (Atmaoui et al., 2006). In very
80° formed nearly coevally with the R shears during the early stages thin clay slabs, R′ shears were absent (Atmaoui et al., 2006). For a
of deformation (Fig. 3). Because of their large angle to the shear given shear strength, the width of the strike-slip deformation zone

Fig. 2. Fault evolution in a clay cake Riedel experiment. D = horizontal displacement of one base plate.
Redrawn from Tchalenko (1970), with permission of the Geological Society of America.
8 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Fig. 3. Comparison of structures in a Riedel experiment using clay with different water contents. (a) Kaolin, 56% water content; (b) kaolin, unspecified water content, but lower than
in a, between 45 and 54%. Note that the R′ shears obtain a slightly sigmoidal shape as central segments rotate counter-clockwise with increasing displacement along the basement
fault.
Redrawn from Tchalenko (1970), with permission of the Geological Society of America.

increases, and the number of R shears decreases proportionally as the 3.2. Riedel experiments with dry sand
thickness of the clay slab increases (Atmaoui et al., 2006). In addition,
the first R shears appeared on the surface after more displacement Although clay models have helped improve our understanding of
and overlapped more as the slab thickness increased (Atmaoui the surface evolution of shears in Riedel experiments, models
et al., 2006). consisting of granular materials have provided more details on the
Using silt-rich clay, Atmaoui et al. (2006) described the formation 3-D geometry of shears in strike-slip zones owing to the ability of
of pull-apart structures in a simple Riedel experiment. In their expe- the models to be wetted and sectioned after the end of the experi-
riments, en echelon R shears striking at angles of 8° to 23° to the ment. Naylor et al. (1986) presented a detailed analysis of the
trace of the basement fault accommodated most of the initial defor- evolution of an experimental strike-slip zone that formed in a homo-
mation in the clay model. Subsequently, synthetic shear fractures geneous sand pack above a straight and vertical basement fault. The
striking roughly parallel to the basement fault formed preferentially dry sand in their models was deposited from an overhead hopper
at the tips of these R shears. Strike-slip motion on these faults pulled and had a grain size of between 150 and 300 μm and an angle of in-
apart the surface of the clay along the original R shears, forming de- ternal friction of about 35° to 40°.
pressions (Fig. 4). In contrast to the descriptions of Atmaoui et al. Fig. 5 shows the typical surface evolution of a deforming sand pack
(2006), the development of pull-apart structures (see Section 5) has at different stages of horizontal displacement along the underlying
not been described from other Riedel experiments. Clays show a basement fault from Naylor et al. (1986). The first structures to ap-
wide range of behaviour, and because the physical and mechanical pear at the surface were partly overlapping, en echelon R shears strik-
parameters of clays are rarely specified, the reason for the tensile ing at around 17° to 20° to the trace of the basement fault (Fig. 5a).
opening across the R shears is not well understood. Atmaoui et al. With increasing displacement, short-lived splay faults formed at or
(2006) suggested that differences in clay-size fraction, nature of the near the tips of the R shears (Fig. 5b). Subsequently, lower-angle syn-
minerals, and deformation rate might be responsible. Tchalenko thetic shears, with a surface strike of less than 17°, developed from
(1970), for example, used kaolinitic clay with a clay fraction of the tips of R shears or between two overlapping R shears (Fig. 5c).
more than 95%, whereas Atmaoui et al. (2006) used silt-rich clay, The P shears had the same sense of displacement as did the R shears
with kaolinite and illite as clay minerals, and quartz in the silt fraction and lower-angle synthetic shears but crossed the trace of the base-
making up 30% of the material. ment fault in the opposite direction at a low angle (Fig. 5c,d). Linkage

Fig. 4. Pull-apart structures in a clay cake Riedel experiment.


Redrawn from Atmaoui et al. (2006), with permission of Springer Science + Business Media.
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 9

Fig. 5. Fault evolution in a Riedel experiment using dry sand.


Redrawn from Naylor et al. (1986), with permission of Elsevier.

of portions of all these shears resulted in the formation of a strike of 15°; Fig. 6c). Note that all strike orientations are valid only
through-going, anastomosing fault zone, whose overall strike was at the surface. As we will see later, shear stresses at depth result in
parallel to the basement fault (Fig. 5d,e). a complex 3-D geometry of the shears, with strike orientations,
During initial shearing of the sand, σ1 at the free surface is orient- dips, and lengths of individual shears changing with depth.
ed at 45° to the imposed shear direction. As in the clay models, initial In these granular models, the 3-D geometry of early R shears was
shears formed according to the Mohr–Coulomb failure criterion, with reconstructed either by cutting closely spaced sections of the model
faults oriented at 45° − φ/2 to σ1, and the surface strike of the first R after impregnation (Naylor et al., 1986) or by X-ray-computed to-
shears will make an angle of φ/2 to the strike of the basement fault mography images (Richard et al., 1995; Ueta et al., 2000; Fig. 7). At
(Fig. 6a). Antithetic shears (R′ shears) striking at 90° − φ/2 rarely the surface R shears are arranged in an en echelon pattern, whereas
formed in these sand models. Once the en echelon, partly overlapping at depth they must root into the basement fault. Each R shear thus
R shears formed, the orientations of later-formed faults reflect a mod- has a helicoidal geometry (Fig. 7b)—i.e. they change their dip direc-
ification to the initial stress field. Naylor et al. (1986) noted that on tion along strike, with the switch occurring at its midpoint above
the releasing side of the tip of an R shear, the local maximum princi- the trace of the basement fault (Naylor et al., 1986). The strike-slip
pal stress at the surface will be oriented at about 45° to the strike of component along R shears diminishes towards their lateral ends,
the R shears, i.e., at 45° + φ/2 to the basement fault, and, thus, new and at the fault tips they have a small reverse offset. Uplift occurs in
synthetic strike-slip faults will strike at higher angles than the early the region between two adjacent and overlapping R shears. Cross sec-
R shears (Fig. 6b). The orientation of these splay faults made them in- tions, perpendicular to the strike of the basement fault (Fig. 7c) and
efficient in accommodating strike-slip displacements, and they were through overlapping R shears, show concave-upward R shears di-
thus short lived. On the restraining side of the tip of an R shear, verging from the basement to form a tulip structure, with the shears
where there is overlap with an adjacent en echelon R shear, the becoming vertical near the surface (Naylor et al., 1986; Richard et al.,
local maximum principal stress will be rotated towards the strike of 1995; Ueta et al., 2000).
the R shears, and, consequently, new synthetic shears between two The helicoidal geometry of the early-formed R shears is attributed
overlapping shears will strike at lower angles than approximately to the shear stresses induced in the overburden by movement along
17° to 20° (i.e., lower-angle R shears) and may even cross the the basement fault (Mandl, 1988; Naylor et al., 1986). Shear stresses
basement-fault trace in the opposite direction (P-shears, at a surface not only occur at the basement–overburden contact, but also parallel
10 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

experiments, only faults develop, except for the region in between


closely overlapping en echelon R shears, where local uplift may produce
antiformal structures trending parallel to the strike of the shears. In the
absence of any degree of shortening across the basement fault, these
uplifted regions, or positive flower structures, are accommodated by di-
lation of the sand pack (see Le Guerroué and Cobbold, 2006, for a more
detailed discussion of dilation in sand packs).
Fig. 9 shows a schematic summary of the main structures that
form during two stages of progressive dextral displacement above a
basement fault in wet clay and dry sand. The initial geometry of the
structures can be deduced from the orientation of the principal stress-
es and the orientation of the incremental strain ellipse at the onset of
deformation. The hinges of the folds in clay models form approxi-
mately perpendicular to the short axis of the incremental strain ellip-
se. Tension fractures form perpendicular to the orientation of the
minimum principal stress direction, whereas R and R′ shears form
at angles of 45° − φ/2 to the maximum principal stress. In sand
models, R′ shears are generally absent during the early stages of de-
formation, whereas in clay models, R′ shears may form nearly simul-
taneously with R shears when the water content is low and the clay
adheres better to the underlying basement. Folds, tension fractures,
and R′ shears make a large angle with the strike of the basement
fault and will rotate clockwise as material lines during progressive
displacement along the basement fault. New Y and P shears will
also form and localise deformation along the anastomosing principal
displacement zone parallel to the basement fault.
The en echelon arrangement of R shears and folds in Riedel exper-
iments can be used as shear sense criteria to deduce the overall
Fig. 6. Mechanical basis for the observed strike-slip fault pattern in Riedel experiments movement sense along the basement fault. Left-stepping R shears
using dry sand. (a) R and R′ shears form at ±(45° − φ/2) to σ1, with φ the angle of in-
and right-stepping fold hinges in the overburden are indicative of
ternal friction. Note that R′ shears are rare in the Riedel experiments. (b) Reorientation
of stresses at the tip of R shears, showing orientations of potential secondary faults. dextral displacement along the underlying basement fault (Fig. 10),
(c) Reorientation of stresses occurs between two R shears, generating lower-angle R whereas right-stepping R shears and left-stepping fold hinges indi-
shears or P shears. cate sinistral displacement.
Redrawn from Naylor et al. (1986), with permission of Elsevier. Fig. 11 shows a comparison of the surface evolution in Riedel ex-
periments with sand and clay at similar stages of displacement along
to the projection of the basement fault in the overburden (Fig. 8). the basement fault. Note the difference in scale between the two ex-
With increasing distance from the basement fault, the shear stresses periments. The most salient points are that fewer shears form in
in horizontal sections of the overburden decrease both vertically sand models and that individual shears in sand are longer and wider
and horizontally and become zero at the free upper surface (Naylor and show more displacement than in clay models. The difference in
et al., 1986). As a consequence, principal stress directions change the width of individual shears (not shown in Fig. 11) is related to the
their orientations (Fig. 8), and slip along the potential synthetic difference in grain size and the associated difference in dilatancy. In
shear planes will result in a synthetic strike-slip fault merging with sand models, shears form at lower displacement along the basement
the basement fault at depth, to produce a helicoidal shape (Naylor fault than in clay models—i.e., clay undergoes more diffuse deforma-
et al., 1986). The potential R′ shears (not shown in Fig. 8) cannot com- tion before strain is localised. The width of the strike-slip deformation
bine into faults that merge with the basement fault. This inability may zones in map view depends on the thickness of the overburden for
explain their general absence in the classical Riedel experiment with both sand and clay models and, in the case of clay models, also on
a single basement fault (Mandl, 1988). water content. For both modelling materials, the angle of internal fric-
Le Guerroué and Cobbold (2006) investigated the effects of tion controls the orientation of the early-formed faults. An increase in
synkinematic erosion and sedimentation on fault shape during strike- the angle of internal friction, results in a larger angle that the early R
slip deformation of a sand pack. In experiments with synkinematic sed- shears make with the strike of the basement fault. The initial orienta-
imentation, fault splays with gentle dips tended to die out at depth, tion of early R shears will also affect the overall 3-D geometry of the R
whereas steeper fault segments penetrated higher in the sand pack, shears because of their helicoidal shape and because they merge with
resulting in a steeper average fault dip during progressive strike-slip de- the basement fault. In sand models, the dip of the R shears at the sur-
formation. This steepening produced flower structures that narrowed face will tend to decrease when the initial R shears strike at higher an-
up the section. In contrast, experiments with synkinematic erosion pro- gles to the basement fault (Ueta et al., 2000).
duced broad flower structures bounded by faults that were less steep The primary advantage of sand models is that the 3-D geometry of
and that accumulated more reverse slip than in equivalent experiments structures can be more easily reconstructed than in clay models
without erosion or sedimentation. where, in general, only the surface evolution is documented in pub-
lished studies. In addition, the degree of reproducibility in experi-
3.3. Comparison of wet-clay and dry-sand models mental programmes is greater in sand models owing to the nature
of the modelling materials.
Riedel experiments performed with granular materials such as sand
show less variability in structural style than clay models. In clay exper- 3.4. Riedel experiments with nonuniform mechanical stratigraphies
iments, faults, tension fractures, pull-apart structures, and folds have all
been described in the published literature, although not all of these In the previously described Riedel experiments, the overburden
structures necessarily formed in one and the same model. In sand was either clay or dry sand with uniform mechanical properties.
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 11

Fig. 7. Geometry of early R shears in Riedel experiments using dry sand. R shears are en echelon at the surface and root into the basement fault at depth. (a) Three-dimensional
geometry of R shears in dextral Riedel experiment illustrated by X-ray computer tomography images. R shears have lower density as surrounding sand and are expressed as
dark zones. (b) Helicoidal shape of en echelon and partly overlapping R shears in dextral Riedel experiment; “+” indicates uplift between R shears. (c) Schematic diagram of
three-dimensional kinematic evolution of R shears after 6- (left) and 12-mm (right) displacements of one base plate resulting in sinistral shear.
a is reproduced from Richard et al. (1995), with permission of the Geological Society of London. b is redrawn from Mandl (1988). c is redrawn from Ueta et al. (2000), with per-
mission of Elsevier.

Several studies have tested the influence of a mechanically stratified be used as a kinematic indicator, with an S shape indicating sinistral
overburden on the resulting structures by using interlayered sands displacement along the basement fault and a Z shape indicating dex-
and viscous materials (Casas et al., 2001; Dauteuil and Mart, 1998; tral displacement. Although folds are initially upright, they become
Richard et al., 1989) or paraffin wax and silicone grease (Odonne progressively inclined away from the trace of the basement fault
and Vialon, 1983) or by interlayering a thin plastic film with a clay (Fig. 12).
slab (Wilcox et al., 1973). Casas et al. (2001) demonstrated that a dual-layer model
In the experiments by Wilcox et al. (1973), the presence of an ini- consisting of a 1-cm-thick silicone layer overlain by a 2-cm sand
tially horizontal, thin, plastic film within the clay resulted in the en- pack and deformed under pure strike-slip kinematics resulted in
hanced development of en echelon wrench folds originating at fault orientations similar to those seen in classical Riedel experi-
about 45° to the basement fault. Fold size and spacing increased ments. R shears formed at about 15° to the bulk shear direction,
with an increase in the depth to this detachment. With increasing dis- and Y-type faults formed subparallel to the bulk shear direction.
placement along the basement fault, the folds rotated towards the Richard et al. (1991) performed Riedel experiments using a multilay-
trace of the basement fault and were cut by synthetic and antithetic er model consisting of a vertical succession of alternating silicone and
shears. The presence of this upper-level detachment resulted in a sand layers, detached on a basal silicone layer. In their sinistral exper-
broader deformation zone and more closely spaced faults as displace- iments, both faults and folds formed. The thickness of the basal sili-
ment increased. cone layer exerted major control on the structures that formed in
Odonne and Vialon (1983) used horizontal sheets of paraffin wax the multilayered overburden. A thin basal silicone layer (2 mm)
separated by silicone grease coatings in a Riedel experiment. These resulted in synthetic R shears with a surface strike of about 10° to
coatings simulated thinner weak layers and allowed bedding-plane 15° to the trace of the basement fault. Folds are absent at the surface,
slip. During displacement along the basement fault, folds formed but millimetre-scale en echelon folds were visible just above the
with axial trends of about 45° to the trace of the basement fault. basement fault in cross sections. In experiments with a thicker basal
With increasing displacement, the fold axes rotated differentially silicone layer (4 and 6 mm), both en echelon R shears striking at
within a horizontal plane and acquired a curved shape in map view. 10° to 15° and en echelon folds trending at 45° formed. Increasing si-
Away from the basement fault, the fold traces were close to 40 to nistral displacement along the basement fault caused progressive
45°, whereas above the basement fault, they became parallel to the counterclockwise rotation of both faults and folds, with synclines be-
trace of the basement fault. The curved shape of the fold traces can coming tighter and reactivated as dextral antithetic shear zones.
12 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Fig. 8. Qualitative model of principal stress directions (heavy lines) and associated R shears (orange planes), with slip synthetic with movement on basement fault. Direction of
shear stresses on overburden base and vertical extension of basement fault are given by closed arrows.
Slightly modified and redrawn from Mandl (1988).

Richard et al. (1991) found that an increase in the thickness of the were generally straight in cross section. In the transpression experi-
basal viscous layer resulted in larger fold amplitudes. The width of ment, the strike-slip deformation zone was wider and more complex,
the folded zone narrowed downward, and folds become nearly paral- with the synthetic shears striking at higher angles with respect to the
lel to the basement fault. Mechanically stratified overburdens clearly basement fault (Fig. 13b–c). Some of the early synthetic shears termi-
play a strong role in the structural styles developed in the overburden nated as reverse faults subparallel to the basement fault. With in-
above a basement strike-slip fault. creasing displacement along the basement fault, lower angle
synthetic shears formed in between the early overlapping synthetic
3.5. Variations on the Riedel experiment shears. In sections, fault dips varied considerably, from 25° near the
base of the sand pack to 40° to 90° at the surface. Consequently, the
The classical Riedel experiments described earlier involved hori- helicoidal nature of the shears was more pronounced than in a pure
zontal movement, or pure strike-slip motion, along a single vertical strike-slip Riedel experiment.
basement fault to investigate the structures that form in the overlying Richard and Cobbold (1990) modelled transpressional deforma-
overburden. Several workers have investigated variations on the tion by combining movement along a single, vertical, strike-slip base-
Riedel experiment, such as transpression along a vertical basement ment fault with transverse shortening. By keeping the strike-slip
fault (Naylor et al., 1986; Richard and Cobbold, 1990), transtension velocity fixed and by varying the shortening velocity from one exper-
along a vertical basement fault (Naylor et al., 1986), oblique-slip iment to another, they could vary the angle of obliquity (between
faulting along a dipping basement fault (Richard et al., 1995), and ~ 11° and 27°). Model stratigraphy was varied from a homogeneous
pure strike slip along two parallel vertical basement faults (Richard 5-cm-thick sand pack to a dual-layer model composed of a
et al., 1995; Schellart and Nieuwland, 2003). 4-cm-thick sand pack overlying a 1-cm-thick silicone layer (viscosity
of 10 5 Pa·s). In both brittle and brittle–ductile models, positive flow-
3.5.1. Transpression and transtension above a vertical basement fault er structures formed. In sand-only models, most faults rooted into the
Using a modified experimental setup, Naylor et al. (1986) applied basement fault, possessed oblique-slip kinematics, showed little var-
nonuniform horizontal stress states to a sand pack prior to strike-slip iation in surface strike, and generally had a convex-upward shape. In
deformation above a vertical basement fault. Maximum horizontal contrast, in dual-layer models, most faults were offset from the base-
stress was applied either parallel or perpendicular to the basement ment fault at the sand–silicone interface. The structure consisted of
fault, and these nonuniform stress states can be equated, according pure strike-slip faults that trended obliquely to the basement fault
to Naylor et al. (1986), to transtension and transpression, respective- and pure thrust faults parallel to it. These experiments suggest that
ly. In the transtension experiment, the strike-slip deformation zone partitioning of fault motion is favoured by the presence of a viscous
was narrow and simple, with the surface strike of the synthetic shears layer at depth, which reduces the amount of basal drag transmitted
at a lower angle to the basement fault than in the classical Riedel ex- to the overlying sand pack (Richard and Cobbold, 1990).
periment with uniform horizontal stress conditions (Fig. 13a–b). Be-
cause the first-formed faults were nearly parallel to the basement 3.5.2. Oblique-slip faulting
fault, a through-going fault zone developed at very small displace- Richard et al. (1995) presented experiments in which the two
ments. The synthetic shears had steep dips, larger than 70°, and baseplates were separated by two hinged plates dipping at 45°
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 13

asymmetric fault pattern with respect to the trace of the underlying


basement fault (Fig. 14b). The fault pattern consisted of left-
stepping en echelon faults in the overburden that all displayed a
reverse oblique-slip component of slip. Close to the trace of the base-
ment fault, these faults accommodated more strike slip, whereas far-
ther away from the basement fault, they accommodated more reverse
slip, indicating partitioning of displacement. In extensional oblique-
slip experiments, the fault pattern was relatively symmetrical with
respect to the trace of the basement fault, and there is little
partitioning of displacement (Fig. 14c). As in compressional oblique
slip, the faults were en echelon in pattern and accommodated an
oblique-slip component of movement.

3.5.3. Pure strike slip above two parallel, vertical basement faults
Richard et al. (1995) and Schellart and Nieuwland (2003) investi-
gated the fault pattern that forms in a dry-sand overburden above
two parallel basement faults. The fault pattern was controlled by
the ratio of basement-fault separation to overburden thickness.
When this ratio was small (0.25 or 0.5), a single fault zone developed
initially, consisting of long R shears with considerable overlap
(Fig. 15). With further displacement along the basement faults,
lower angle R shears, P shears, and R′ shears form in the zones of
overlap, resulting in complex 3-D fault geometries at depth
(Schellart and Nieuwland, 2003). When the ratio of basement-fault
separation:overburden thickness was large, two separate fault zones
formed at the surface (Fig. 15). Structures along the individual fault
zones were similar to those seen to form in models of deformation
above a single vertical basement fault.

3.5.4. Strike-slip deformation of a brittle–viscous model with isostatic


compensation
In the classical Riedel experiment, the flat, rigid surface underlying
the model prevents vertical motions in the model. In order to circum-
Fig. 9. Schematic sketch diagram of structures forming in the Riedel experiment at two vent this restriction and to study strike-slip deformation of models
stages of progressive dextral shear deformation for clay model and sand model. The with free isostatic compensation, Dauteuil and Mart (1998) built a
upper diagram shows incremental strain axes and orientation of maximum and mini- multilayered model consisting of quartz sand on top of silicone
mum compressive principal stress axes at the onset of deformation (left) and strain el-
(viscosity of 4 × 10.4 Pa·s), above a low-viscosity layer of honey (vis-
lipse at a later increment of progressive dextral shear deformation. Early structures
that make a large angle with shear direction rotate clockwise during progressive shear.
cosity of 10 Pa·s). This low-viscosity layer allowed isostatic compen-
sation of the overlying two-layer model. Strike-slip deformation
resulted in Riedel shear formation, whose spacing depends on the
thickness of the brittle layer. Significant vertical motion occurred
(Fig. 14a). One half moved horizontally and vertically past the other, along the Riedel shears, and they rotated with increasing shear
and in this way, oblique-slip faulting above a 45° dipping basement (clockwise for bulk sinistral shear). Elongated depressions formed in
fault could be investigated. By varying the ratio of strike-slip to the brittle overburden owing to extensional thinning above the
dip-slip movement and relative displacements along the basement trace of the principal strike-slip fault. The underlying viscous layer
fault, they were able to investigate how compressional and exten- showed narrow zones of tight, parallel folds formed on top of elongat-
sional oblique slip is transferred into an overburden consisting of ed domes that underlay depressions in the brittle layer. Thus,
dry sand. Fig. 14 shows the surface views of oblique-slip experiments, thinning of the brittle layer was associated with doming of the under-
in which the strike-slip component is more important than the lying viscous layer and could explain the anomalously high heat flow
dip-slip component. associated with many strike-slip zones (Dauteuil and Mart, 1998).
In compressional oblique-slip experiments, faults in the over-
burden formed mainly above the footwall block, resulting in an 4. Distributed strike-slip shear experiments

Strike-slip deformation of the continental lithosphere is generally


R shear not confined to narrow linear belts, but distributed over broad zones
Trend of up to several hundred kilometres across. In these zones, faulting in
basement fault the upper continental crust is thought to be controlled by distributed
flow of the underlying ductile parts of the lithosphere. Examples of
distributed strike-slip shear zones are the San Andreas fault system,
Fold the Alpine fault system in New Zealand, and the Dead Sea Fault sys-
tem. These fault systems show a complex fault pattern dominated
Trend of
basement fault by major synthetic strike-slip faults, which are mutually subparallel,
although short, antithetic faults often striking at large angles to the
Fig. 10. En echelon structures in Riedel experiments. Left-stepping R shears and
major faults are a common feature in these systems. Palaeomagnetic,
right-stepping fold hinges in the overburden indicate dextral displacement along the geodetic, seismic, and field studies indicate that rotation of upper
basement fault. crustal fragments about vertical axes is a common feature of active
14 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Dry sand experiment Wet clay experiment

D = 2.10 cm 100 mm D = 1.95 cm 10 mm

D = 2.80 cm D = 2.72 cm

D = 3.50 cm D = 3.60 cm

Fig. 11. Comparison of dry sand experiment and wet clay experiment at similar stages of displacement (D) along a basement fault in a Riedel experiment. Note the difference in
scale.
The dry sand experiment is redrawn from Naylor et al. (1986), with permission of Elsevier; the mirror image of the wet-clay experiment is redrawn from Tchalenko (1970), with
permission of the Geological Society of America.

strike-slip zones, particularly in areas in which deformation is distrib- 4.1. Structures in zones of distributed strike-slip shear
uted over a wide zone (e.g., McKenzie and Jackson, 1983). It is evident
that such block rotations require a horizontal decoupling at depth. So that fault development and interaction in wide zones of distrib-
uted strike-slip deformation might be better understood, several ex-
perimental setups and analogue materials have been used. Naylor
(in Mandl, 1988) placed a rubber or foam plastic sheet over a single
vertical basement fault and investigated surface deformation in an
overlying sand pack (Fig. 16). Whether the lateral boundaries in
these experiments were confined remains unclear. In contrast to the
surface-fault pattern in traditional Riedel experiments, Naylor (in
Mandl, 1988) observed that R shears were much longer and
overlapped over considerable length. Arrays of short, antithetic
shears formed, most of which are confined between R shears
(Fig. 16). Naylor (in Mandl, 1988) observed two distinct types of an-
tithetic shears: those that appeared almost simultaneously with the R
shears and can be considered conjugates and those that formed later
and were spatially confined to the blocks between the R shears. These
faults formed in response to a modified stress field, in which σ1 rotat-
ed into an orientation that was more parallel to the strike of the
early-formed R shears.
Schreurs (1994, 2003) used a different approach to investigate the
complex fault evolution in zones of distributed strike-slip shear, and
especially fault development and interaction. The experimental
setup consisted of two baseplates overlain by an assemblage of 50
stacked 5-mm-wide Plexiglas bars (Fig. 17). If one of the baseplates
was displaced, the initial rectangular configuration would change
into a parallelogram. The Plexiglas bars were overlain by a
5-mm-thick layer of viscous PDMS, with layers of dry quartz sand
and glass powder sieved on top to produce a horizontal stratified
model. The granular materials had an average grain size of about
100 μm and an angle of internal friction of 36° and 37°, respectively
(Panien et al., 2006). The viscous layer represents a detachment
level in the middle to lower crust or a weak sedimentary layer at
the basin scale. This experimental setup with the PDMS layer at the
base of the model produced distributed strike-slip shear in the over-
lying granular materials.
Fig. 12. Cross sections of paraffin wax layer model deformed in a Riedel experiment. The surface evolution of a dextral distributed-shear experiment is
Silicone grease coatings simulating thinner, weaker layers are placed between the shown in Fig. 18a–e and in the supplementary file of Fig. 18f.
wax layers. Fold axes have rotated differentially and have become curved. The Left-stepping R shears formed initially with a surface strike of approx-
S-shaped fold trace indicates sinistral displacement along the basement fault. Note
that axial surfaces are vertical above the basement fault and become inclined moving
imately 17° to 24° to the shear direction (Fig. 18). R′ shears that
away from the trace of the basement fault. formed nearly simultaneously in the acute corners, striking at about
Redrawn from Odonne and Vialon (1983), with permission of Elsevier. 72° to 78°, were considered an edge effect due to scissoring of the
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 15

Fig. 13. Fault pattern in three experiments showing how surface strike of early synthetic strike-slip faults varies with initial stress conditions. Typical cross sections for each of the
three stress states are shown next to the surface views. (a) Nonuniform stress state with maximum horizontal stress parallel to the basement fault—“transtension”; (b) isotropic
horizontal stresses—Riedel experiment; (c) nonuniform stress state with maximum horizontal stress perpendicular to basement fault—“transpression”.
The fault pattern is redrawn from photographs from Naylor et al. (1986). Cross sections for the three states are redrawn from Naylor et al. (1986), with permission of Elsevier.

deforming model. As distributed shear increased, push-up zones de- shears; RL in Fig. 18d–e), with strike angles lower than the older R
veloped between adjacent left-stepping R shears, with the long axis shears.
parallel to the strike of the R shears. The vertical R shears propagated With increasing shear, secondary faults formed with progressively
along strike, and, as they overlapped with adjacent R shears, they ac- lower angles with respect to the shear direction (Fig. 20). During the
quired gentler dips at their lateral tips. The dip direction of individual final stage of the experiment, new cross faults formed, with strike an-
R shears changed along strike, and the footwall became the hanging gles of less than 50°, whereas new lower-angle synthetic faults were
wall, with a small reverse offset at each fault tip. Coalescence of R subparallel to, or slightly counterclockwise to, the shear direction.
shears occurred in two ways: (1) individual fault segments of closely Vertical cross sections show the steeply dipping shears extending
spaced, left-stepping R shears propagated along strike and, as they down to the top of the silicone layer (Fig. 21a,e). The horizontal slice
overlapped, their surface strike decreased and they linked up, and near the base of the model clearly shows anastomosing synthetic
(2) short, synthetic strike-slip faults formed in the overlap area be- master faults (R) and both the secondary antithetic cross faults (R′L)
tween two adjacent left-stepping R shears. The surface strike of and lower-angle synthetic faults (RL) confined between the master
these short faults was at a lower angle than the older R shears, and faults (Fig. 21b). Perspective views illustrate push-up zones in
they are referred to as lower angle synthetic shears (RL; Fig. 18). areas of overlapping en echelon R shears (arrows in Fig. 21c and
Coalescence of en echelon R shears resulted in the formation of a Fig. 21e,f - Supplementary video files). The push-up zone indicated
slightly anastomosing shear zone with an overall strike angle of by the right white arrow in Fig. 21c was later transected by a younger
about 15° that is referred to as the master fault (Fig. 18d). Develop- RL shear. The fault planes bounding the push-up zones typically
ment of a master fault is illustrated in Fig. 19. Initial R shears formed steepen downward and have a small reverse component of slip.
in response to the regional stress field, whereas the lower angle syn- (Fig. 21d).
thetic shears between overlapping R shears resulted from local stress Fig. 22 shows a synoptic map view and interpretation of the fault
modifications. In these distributed-shear experiments, several master pattern observed in distributed shear experiments documented in
faults formed subparallel to one another. These long-lived master Schreurs (2003). The lower-angle R′L and RL shears confined between
faults accommodated most of the displacement. With continued de- master faults are the result of the rotation of σ1 into a direction that
formation, two new types of faults formed, mostly confined between gradually becomes more parallel to the earlier formed, but still active,
master faults: (1) antithetic strike-slip faults striking at angles lower master faults. Although cross faults (R′L) and master faults were
than R′ shears (lower-angle antithetic shears or cross faults; R′L in active coevally, they do not form a conjugate pair. Where cross
Fig. 18d–e) and (2) dextral strike-slip faults (lower-angle synthetic faults abutted master faults, cross faults sometimes initiated on the
16 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

are synthetic shears (Schreurs, 2003) or antithetic shears (Gapais


et al., 1991), the intervening blocks were subjected to changes in
principal stress orientations, with σ1 rotating into a direction parallel
to the direction of the master faults. These stress-field modifications
result in new synthetic and antithetic faults that mostly terminate
against the older and long-lived master faults.
Clay-cake shear experiments with different initial geometries also
suggest that model shape has a profound influence on the resulting
fault pattern. Although both R and R′ shears developed at the earliest
stages of deformation (An, 1998; An and Sammis, 1996; Cloos, 1955;
Freund, 1974; Hoeppener et al., 1969), one of the sets of shears gen-
erally started to dominate with increasing deformation. R′ shears
dominated in a clay cake deformed on a square deformation table
(Hoeppener et al., 1969), whereas R shears dominated in a clay
model overlying a rectangular stack of parallel-arranged Plexiglas
bars (Freund, 1974).

4.2. Distributed strike-slip shear and block rotations

Schreurs (1994, 2003) also performed distributed strike-slip ex-


periments in which the transverse boundaries of the model remained
unconfined, allowing material to move sideways during shear
(Fig. 24). This setup resulted in a fault evolution that is markedly dif-
ferent from the one in experiments with confined transverse bound-
aries. Initial R shears had angles of between 28° and 35° to the
direction of the applied bulk shear (Fig. 24). Sinistral strike-slip faults
appeared almost at the same time and strike at about 70° (antithetic
Riedel shears, R′). With increasing bulk shear, older R shears
remained active, and some of them propagated along the entire
length of the model. At the same time, new faults formed that were
mostly restricted to areas located between the major, subparallel R
shears (master faults). These younger faults included evenly spaced
R′L shears (cross faults) striking at 60° to 65° and RL shears. Cross
faults rotated with increasing strain, propagated laterally, and ac-
quired a sigmoidal Z shape in plan view (Fig. 24). They had a small
dip-slip component, and the sense of fault dip changed along strike.
Strike-slip displacement along these cross faults was minor compared
with that along the master faults, and they usually merged with or
terminated against master faults. Transtensional grabens developed
Fig. 14. Oblique-slip experiments along dipping basement fault. (a) Experimental
apparatus. (b) Fault patterns formed in the overburden above a reverse basement
near the unconfined transverse borders. As shear was progressively
fault dipping at 45°. (c) Fault patterns formed in the overburden above a normal base- increased, the arrays of cross faults and intervening unfaulted do-
ment fault dipping at 45°. SS/DS = ratio of strike-slip to dip-slip movement. mains underwent significant clockwise rotation about vertical axes.
Redrawn from Richard et al. (1995), with permission of the Geological Society of At the end of deformation (γ = 0.57), the central segments of sigmoi-
London.
dal cross faults had strikes at right angles to the shear direction, with
recorded rotations of up to 30°.
The presence or absence of transverse model boundaries in these
opposite side of the master fault. However, continued displacement experiments clearly has a large influence on fault evolution. The
on the master fault immediately offset the cross fault. Therefore, main differences between confined and unconfined experiments
cross faults (e.g., B in Fig. 21b) formed later than master faults (A in are: (1) the surface strike of early R shears in unconfined models
Fig. 21b), although both fault sets were subsequently active coevally. (28°–35°) are at larger angles than in confined models (15°–25°),
In contrast to the experiments of Schreurs (2003), in which a set (2) well-developed push-up zones between overlapping R shears
of parallel, synthetic master faults accommodates most of the developed only in confined experiments, (3) in map view cross faults
distributed-shear deformation of a rectangular model, experiments (R′L) are sigmoidal in unconfined and approximately rectilinear in
by Gapais et al. (1991) show that R′ shear arrays (striking at about confined experiments, (4) closely spaced arrays of cross faults be-
75° to the shear direction) dominated during the early stages of de- tween master faults formed only in unconfined experiments, and
formation (Fig. 23). This difference is attributed to the specific bound- (5) considerable rotation of R′L faults and blocks between master
ary conditions used in the experiments of Gapais et al. (1991). In faults took place only in unconfined models. Block rotations of
these models the sand pack had an initially square shape and loads upper crustal fragments about vertical axes are a common feature of
were transmitted from the sides. Thus, distributed strike-slip shear active distributed strike-slip zones, e.g. in the San Andreas fault sys-
deformation of an initially rectangular sand pack (with the long di- tem (Nicholson et al., 1986), suggesting that – by analogy with the
mension parallel to the shear direction) produces dominantly R unconfined experiments – lateral movement of material parallel to
shears, whereas an initially square sand pack tends to produce dom- major, bounding, strike-slip faults commonly occurs in nature.
inantly R′ shears. Despite the difference in the initial fault pattern, Rotation of cross faults and blocks between master faults in
both sets of experiments illustrate some similarities. In both types unconfined experiments is clearly related to the lateral displacement
of experiments, early faults were long lived and controlled the forma- of material parallel to the shear zone. The sense of rotation of cross
tion of younger faults. Once master faults have formed, whether they faults is clockwise for bulk dextral shear. The sigmoidal Z shape of
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 17

Fig. 15. Faulting in an overburden above two parallel basement faults. (a) Experimental set-up. (b–f) Fault pattern at different ratios of S/T (ratio of basement fault separation to
overburden thickness). (b) Line drawing from surface photograph. (c) Corresponding horizontal X-ray CT slice at depth showing R shears and P shear. (d, f) Surface photographs of
fault pattern at S/T ratios of 0.5 and 2.0, respectively. (e) Schematic block diagram illustrating three-dimensional geometry of R shears above a double basement fault.
a and b are redrawn from Schellart and Nieuwland (2003). c is reproduced from Schellart and Nieuwland (2003) and d–f are reproduced from Richard et al. (1995) with permission
of the Geological Society of London. Note that d and f are mirror images of original figures.

cross faults in dextral bulk shear is considered to reflect two effects: central segment of the fault, the dip-slip component was zero, thus
(1) cross faults propagate laterally and new segments start to form defining a scissor fault. From the experimental evidence it is inferred
at angles of about 50° to 60° with respect to the imposed bulk shear that the dip-slip component and the change in dip direction along
direction (in response to the change in the stress field), whereas the strike are due to the rotation of cross faults, in combination with
older fault blocks rotate passively, and (2) simultaneous movement the possibility of the material to be displaced sideways because of
along cross faults and master faults caused local wedging of material the unconfined transverse borders.
near their intersection in a direction opposite that of fault rotation.
Rotation about vertical axes of antithetic faults and unfaulted blocks 4.3. A comparison between Riedel experiments and distributed strike-slip
in between creates space problems that were accommodated locally shear experiments
by relative vertical movements. Indeed, the sigmoidal cross faults
showed a component of dip slip, which became more pronounced In Riedel experiments with a uniform overburden consisting of
with increasing shear. The dip direction changes along strike of the dry sand, the initial orientation of R shears, their shape, their en ech-
fault and is diametrically opposite at either tip of the fault. In the elon pattern, and their subsequent linkage by lower-angle synthetic
18 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

orientation of the final anastomosing principal displacement zone is


parallel to the basement fault, and the active fault zone narrows
with increasing shear, with displacement concentrating on the cen-
tral through-going faults (Naylor et al., 1986; Richard and Krantz,
1991; Richard et al., 1995). In contrast, in the distributed-shear ex-
periments, anastomosing synthetic fault zones strike at about 10° to
15° to the shear direction, and the zone of active faulting widens
with increasing shear. Lower-angle antithetic shears are typically
lacking in Riedel experiments at advanced stages of shear. Their ab-
sence is related to the presence of the basement fault that is approx-
imately parallel to the potential orientation of lower-angle RL shears.
Thus, once overlapping R shears have formed in Riedel experiments,
development of Y shears – parallel to the basement fault – is favoured
over the potential shear plane of an R′L shear. In contrast, in
distributed-shear experiments, both RL and R′L shears developed at
advanced stages of shear, although R′L shears are inefficient at accom-
modating significant displacement. The RL shears in distributed-shear
experiments form at progressively lower angles with increasing
shearing but do not necessarily strike parallel to the orientation of Y
shears seen in Riedel experiments.

Fig. 16. (a) Riedel experimental set-up modified to obtain a wide basement shear zone. 4.4. Structural criteria to identify distributed strike-slip shear zones
Horizontal shear displacement along basement fault is distributed over a broad zone in
the cover by partly gluing a rubber sheet to each half of the shear table. (b) Fault pat- Analogue modelling can be used as an aid in the interpretation of
tern in 10-cm-thick sand pack after 15-cm horizontal displacement distributed over
fault patterns in distributed strike-slip shear zones. The following
30-cm-wide shear zone.
b is redrawn from Naylor, private communication in Mandl (1988).
structural criteria are proposed for identifying such zones in nature
on the basis of the experimental results in Schreurs (2003): (1) the
presence of several parallel and overlapping major strike-slip faults
(master faults); (2) younger and shorter strike-slip faults (including
shears are similar to the one observed in distributed-shear experi- cross faults) that generally form after and between master faults;
ments with granular materials presented herein. However, important (3) the sense of movement along cross faults that is opposite to dis-
differences in fault evolution, related to distinct boundary conditions, placement along master faults—i.e., cross faults are antithetic and
become prominent with increasing shear. In Riedel experiments, master faults synthetic with respect to the bulk shear direction;

Fig. 17. Experimental set-up for distributed shear. (a) Perspective drawing of experimental apparatus and undeformed stratified model. Transverse boundaries consisting of rubber
sheets in confined experiments are not shown. (b) Section of undeformed model. (c) Base of experimental apparatus in undeformed state. (d) Base of experimental apparatus after
dextral movement of one of the base plates. The two base plates are overlain by 50 plexiglass bars stacked like cards that are longitudinally confined by vertical walls and
transversally confined by pivoting bars.
Experimental set-up is from Schreurs (2003).
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 19

Fig. 18. (a–e) Sequential development of faulting at five sequential stages of distributed strike-slip shear shown by surface photographs (left column) and line drawings after pho-
tographs (right columns). Grid size is 4 × 4 cm and consists of coloured blue sand sprinkled on the free surface of the model. R = synthetic Riedel shear, R′ = antithetic Riedel shear,
RL = lower angle synthetic shear, R′L = lower angle antithetic shear (cross fault). (f) Supplementary movie illustrating the progressive development of faulting in progressive dis-
tributed strike-slip shear deformation. Movie made from 13 surface photographs.
a–e are slightly modified from Schreurs (2003), and reproduced with permission of the Geological Society of London.

(4) strike-slip displacement along cross faults that is small compared cross faults; (6) the orientation of cross faults (in map view) that is
with displacement along master faults; (5) the fact that master faults generally not in the “conjugate” position with respect to synthetic
are long lived and mostly arrest or offset the lateral propagation of master faults; (7) antithetic and synthetic faults being subvertical;
20 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Fig. 20. Plot showing surface strike of newly formed faults with increasing, distributed
strike-slip shear. Surface strike is given with respect to bulk shear direction. Notation as
in Fig. 18.
Redrawn from Schreurs (2003).

for counterclockwise rotation; and (11) significant rotation of cross


faults between master faults that occurs only in experiments with
unconfined transverse borders, suggesting that fault and block rota-
tions in distributed strike-slip shear zones in nature might be restrict-
ed to areas where displacement of material away from the master
faults is possible.

4.5. Distributed transpression and transtension

In contrast to most previous experimental studies in which


oblique deformation was simulated by a movement along a single
basement strike-slip fault combined with a transverse displacement
of the longitudinal sidewalls of the models (e.g., Richard and
Cobbold, 1990), an experimental setup in which the shear component
of oblique deformation was distributed at the base of the model over
its entire width was used by Schreurs and Colletta (1998, 2003;
Fig. 25). The stratigraphy of the models consisted of a basal PDMS
layer (5 mm) and a 3-cm-thick, stratified, sand-glass powder cake.
This distributed strike-slip shear movement was combined with ei-
ther transverse shortening or transverse extension to simulate dis-
tributed transpression and transtension. The transtensional setup
involves a modification at the base of the model, where an assem-
blage of foam and Plexiglas bars was first shortened by 2 cm through
transverse movement of the longitudinal walls before the model
was constructed on top. The boundary conditions for the two
transpressional experiments shown are identical, except for the ve-
locity of the baseplate, which induced the dextral shear component
of transpression. This parameter was varied to investigate its influ-
ence on fault development and interaction in the brittle layers.

Fig. 19. Development of a master fault from initially left-stepping R shears in a dextral 4.5.1. Distributed transpression
distributed strike-slip shear experiment. The upper inset shows initial orientation of In the first transpression experiment (exp. 1661; Fig. 26 including
σ1, and the lower inset shows the reorientation of σ1 between overlapping R shears supplementary video files 26g–j) the angle of obliquity to the bulk
producing RL shears. Thin lines are markers, thick lines are faults.
Slightly modified and redrawn from Schreurs (2003).
shear component was approximately 7°. Two separate zones of dex-
tral strike-slip faults formed initially in the brittle layers (Fig. 26a,
b): (1) subvertical (dipping at 80–90°) and (2) en echelon and left
(8) local wedging of material near the intersection of cross faults and stepping. Individual fault segments had angles between 24° and 30°
master faults that may induce short faults (either antithetic or syn- with respect to the longitudinal borders. Domains of positive vertical
thetic) near their mutual intersection, or alternatively, local wedging relief were created in areas where two adjacent left-stepping faults
that may produce areas of positive and negative relief near the inter- overlap. With increasing deformation, individual fault segments
section of cross faults and master faults; (9) the traces of cross faults propagated laterally with different strike orientations and dips. They
that can be straight or sigmoidal; sigmoidal cross faults that may acquired a slight sigmoidal trace (Z shaped; Fig. 26c) and small re-
have a dip-slip component and a change in dip direction along strike; verse offsets, with the dip direction changing along strike: for exam-
(10) the presence of sigmoidal cross faults, suggesting fault-bounded ple, the hanging wall of fault X in section A became the footwall in
block rotations between master faults; the curvature of sigmoidal section C (Fig. 26d), a characteristic of so-called scissor faults
cross faults, indicating the sense of rotation—Z for clockwise and S (Naylor et al., 1986). As documented in the previous section,
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 21

Fig. 21. Fault evolution in dextral distributed strike-slip shear experiment. For notation see Fig. 18. (a) Vertical sections at a shear strain (γ) of 0.37. Location of sections shown in
Fig. 18d. (b) Horizontal slice 7 mm above the base of model at γ = 0.6. Outline of slice shown in Fig. 18e. For A and B in b, see text. (c, d) 3-D-perspective view with push-up zones
indicated by black arrows in c. (e–f) Supplementary movies. (e) Movie illustrating the geometry of faults by a series of serial vertical sections at the final stage of distributed
strike-slip shear at γ = 0.6. (f) Movie of rotating 3-D-perspective view of strike-slip fault zones. Area of 3-D CT analysis indicated in Fig. 18e.
The figure is slightly modified from Schreurs (2003).

sigmoidal traces can be used as kinematic indicators—i.e., a “lazy” Z 15°. As in the first experiment, the first-formed faults were synthetic
shape for dextral shear component and a “lazy” S shape for the sinistral dextral strike-slip faults (Fig. 27a,b). The faults were again arranged
shear component of transpression (see also Mandl, 1988; Richard et al., in an en echelon pattern and are left stepping, but their surface strikes
1995). With increasing shear, lower-angle dextral faults striking at 15° were at a higher angle to the shear direction (between 28° and 37°)
to 0° (RL in Fig. 26e) formed in the overlap area between adjacent than in the previous experiment. With increasing deformation, uplift
left-stepping faults and linked with older faults to produce an overall occurred between overlapping strike-slip faults, and the faults them-
fault pattern dominated by major anastomosing, dextral strike-slip selves obtained a reverse component of slip. Gently dipping reverse
fault zones. Between these fault zones, several sinistral faults striking faults (30° to 50°; e.g., fault Q in Fig. 27c–f), formed in the centre of
at high angles of 65° to 70° developed (R′L in Fig. 26e). These second- the model between steep, dextral, convergent fault zones. These
ary, antithetic faults accommodated only minor displacement and faults are interpreted to be a result of local stress-field changes,
were generally confined between older, major, dextral fault zones. where the maximum compressive stress was reoriented subparallel
As deformation increased, transpression was absorbed across several to the older strike-slip fault zones and the intermediate principal
steeply dipping oblique-slip fault zones, with an overall surface stress axis switched locally from vertical to horizontal.
strike of about 15°. These fault zones are similar to positive flower In these transpression experiments where the angle of oblique
structures and are characteristic of convergent strike-slip fault zones. convergence is low, the first-formed faults were pure strike-slip
The strike-slip component along the oblique-slip faults dominates faults. Schreurs and Colletta (1998, 2003) found that with an angle
over the reverse dip-slip component owing to the small amount of of obliquity exceeding 18°, pure thrust faults formed. Once the first
bulk shortening imposed across the model. In plan view, the dominant major faults formed, the sand-glass powder cake consists of compe-
offset of the faults is dextral, but in vertical sections they display a small tent unfaulted material and incompetent dilatant fault zones that
reverse dip-slip component. Younger, lower-angle dextral faults (RL) have undergone strain softening. Additional deformation was then
branch at depth with older faults (Fig. 26). Reverse faults that formed mostly taken up by oblique slip along favourably oriented, preexisting
during the later stages of deformation near the acute borders of the faults.
sheared sand pack are boundary effects caused by “scissoring” of the Similar to that of simple Riedel-type experiments, the en echelon
model (Fig. 26e). arrangement of the early strike-slip faults can be used as a kinematic
In the second transpression experiment (exp. 1764; Fig. 27 includ- indicator—i.e., a left-stepping pattern indicates dextral transpression,
ing supplementary video files 27g–j), the angle of obliquity was about whereas a right-stepping pattern indicates sinistral transpression.
22 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Fig. 23. Line drawings after surface photographs showing the influence of model shape
on fault pattern. (a) Dominantly antithetic faults in initially square model. The drawing
is a mirror image of the original illustration to facilitate comparison with the dextral
distributed shear experiment of (b), which shows dominantly synthetic faults in ini-
tially rectangular model.
a is redrawn from Gapais et al. (1991), with permission of Elsevier.

developed as a result of partitioning of fault displacement involving


local changes in the orientation of the maximum compressive stress
axis from horizontal for strike-slip faulting to vertical for normal
faulting (Fig. 28g).
A comparison of the surface strike of early strike-slip faults in dis-
Fig. 22. Interpretation of fault pattern in dextral distributed shear. (a) First-order R and
tributed experiments with identical analogue materials and thick-
R′ shears result from the bulk stress field. R′ shears shown formed at lower angles, but nesses is shown in Fig. 29. At low angles of negative and positive
have rotated clockwise. (b) R′L shears (cross faults) and RL shears form at later stages obliquity, strike-slip faults accommodated early deformation and
between earlier formed master faults owing to local, counter-clockwise rotations of demonstrated an increasing obliquity to the direction of the hori-
σ1. (c) Local wedging of material may cause short synthetic or antithetic faults (not
zontal shear component as the angle of obliquity increased. At higher
shown in a) near the intersection of cross fault and master fault.
Redrawn from Schreurs (2003). angles of positive obliquity in transpression (β > 18°), initial deforma-
tion was accommodated by thrusts striking parallel to the longitudi-
nal walls, and increasing shear led to a fault pattern dominated by
Secondary faults that formed in between earlier-formed major shear oblique-slip reverse faults (Schreurs and Colletta, 1998, 2003).
zones reflect local stress-field modifications that differ from those of
the far-field stress system. Gently dipping reverse faults, striking
obliquely to the previously formed strike-slip faults (exp. 1764) indi- 5. Analogue modelling of pull-apart basins
cate that the maximum principal stress direction was locally
reoriented subparallel to the major strike-slip fault zones and that The previous sections focused primarily on physical models of
the intermediate principal stress flipped from vertical to horizontal. regional-scale, strike-slip fault-zone evolution under pure strike slip,
transpression, and transtension. In this section, we focus on the
4.5.2. Distributed transtension modelling of secondary structures associated with segmented
In the early stages of the distributed dextral transtension experi- strike-slip master faults under pure strike slip and transtension. In na-
ment, en echelon, left-stepping strike-slip faults once again accom- ture, strike-slip faults form linear and continuous fault systems but
modated initial deformation in the overburden (Fig. 28a). Initial are typically segmented, resulting in localised extension/transtension
fault dips vary between 80° and 90° (Fig. 28b). The surface strike of or contraction/transpression as displacement along the boundary
the early faults (6°–11°) was lower than the strike of early R shears fault system is transferred across a variety of discontinuities or steps
in the pure strike-slip distributed shear experiments, because of the (Fig. 30a; see Cunningham and Mann, 2007; Mann, 2007; Mann
divergent component of the deformation field, that caused σ1 to be et al., 1983; Sylvester, 1988 for a full discussion). Bends or sidesteps
oriented at an angle less than 45° to the shear direction (Fig. 28a– (jogs) in the main strike-slip fault system (principal displacement
b). Antithetic, sinistral strike-slip faults developed between some of zone or PDZ) characteristically produce zones of localised extension
the major dextral strike-slip fault zones (Fig. 28b–c). The surface (pull-apart basins), where the sense of step of the fault system is
strike of newly developed antithetic faults diminished with increas- the same as the sense of slip on the PDZ, or regions of compressional
ing deformation from 55° to 36° owing to local stress-field modifica- deformation (popups or restraining stepover), where the sense of
tions. Normal faults (dipping 60°–70°) formed, trending parallel to step is opposite the sense of slip on the PDZ (Fig. 30b). Mann et al.
the strike-slip faults with either no discernible or limited horizontal (1983) attributed the term pull-apart basin to this quote from
offset (Fig. 28b–c and Fig. 28h - Supplementary video file). They Burchfiel and Stewart (1966) in their landmark paper on the genesis
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 23

Fig. 24. (a–c) Fault evolution at successive stages of distributed strike-slip shear model, in which transverse boundaries of the model remained unconfined. Thin lines are markers,
thick lines are synthetic faults, stippled lines are antithetic faults, and tick marks indicate a normal component of slip. (d) Surface photograph showing sigmoidal cross faults be-
tween master faults, with “lazy” Z shape indicating dextral bulk shear.
a–c are slightly modified and redrawn from Schreurs (2003). Reproduced with permission of the Geological Society of London.

of the Death Valley basin: “We suggest that the central part of Death turned their attention to detailed investigations of the structures
Valley is related to tension along a segment of a strike-slip fault that is that form in these jogs along segmented strike-slip fault systems
slightly oblique to the main trend of the fault zone. If this idea is cor- using a modified Riedel shear box that facilitated the insertion of
rect, the two sides of Death Valley have been pulled apart and a gra- stepped basement faults (e.g., Larter and Allison, 1983; Fig. 32a).
ben produced between them.” Although the pull-apart origin of the Since then physical models have greatly advanced our understanding
entire Death Valley region has been called into question (see of pull-apart-basin genesis and evolution using models in clay (e.g.,
Norton, 2011, for a full discussion) the term pull-apart basin is a Atmaoui et al., 2006; Hempton and Neher, 1986; Mitra and Paul,
well-used and -understood term for strike-slip basins (Mann et al., 2011; Raynaud, 1987; Soula, 1984), in sand (e.g., Dooley and
1983). McClay, 1997; Dooley et al., 1999; Faugère et al., 1986; McClay and
Numerous basins, more than 160 around the globe, have been at- Dooley, 1995; Rahe et al., 1998; Richard et al., 1995), and in mechan-
tributed to strike-slip motion across segmented systems, and the ically layered systems (brittle–ductile; e.g., Basile and Brun, 1999;
reader is referred to Mann (2007) for a comprehensive review of Dooley, 1994; Dooley et al., 2004, 2007; Mitra and Paul, 2011; Sims
these basins. Releasing stepovers typically produces rhombic- et al., 1999; Smit et al., 2008a,b; Wu et al., 2009) using deformation
shaped basins in the upper crust (e.g., Aydin and Nur, 1985; rigs with the same basic design (Fig. 32a,b). Offset, rigid metal or plas-
Ben-Avraham et al., 1979; Christie-Blick and Biddle, 1985; Crowell, tic plates are placed within the deformation rig, and the plates are
1974; Mann et al., 1983; Roussos and Triantafyllos, 1991; Shedlock displaced horizontally to generate local extension across the offset
et al., 1990; Sylvester, 1988; Tjia and Liew, 1996). Mann et al. zone and strike-slip deformation above the parallel master-fault seg-
(1983), and later expanded on by Mann (2007), proposed the contin- ments (Fig. 32a). Displacement of the plates can be symmetric (e.g.,
uum model of pull-apart-basin development and evolution (Fig. 31a– Dooley and McClay, 1997), asymmetric with only one plate being
d), which built on previous workers such as Aydin and Nur (1982), moved (e.g., Faugère et al., 1986), or a combination of the two (e.g.,
Freund (1974), Koide and Bhattacharsj (1977), and Rodgers (1980). Rahe et al., 1998). The sharp pull-apart or rhomb-graben model of
In this model, offset-fault segments begin to interact as they propa- Crowell (1974), combined with elastic dislocation models by
gate toward one another, forming a spindle-shaped basin (Fig. 31a). Rodgers (1980) and the continuum model of pull-apart basin forma-
As the master strike-slip faults continue to propagate, they overlap, tion put forward by Mann et al. (1983) provided important geometric
producing basins with lengthening and gradually changing geome- guidelines for the modelling of pull-apart basins (Fig. 32c). As we will
tries, from lazy-Z-shaped basins to rhomboid-shaped basins see later, the angle of offset that joins the offset master faults in these
(Fig. 31b–c). Major extension in the lengthening basin can lead to ex- rigid-baseplate models (A, Fig. 32) controls the amount of underlap
treme crustal thinning and the formation of a spreading ridge (e.g., (U) or overlap (O), and this angle has a fundamental control on the
Guaymas Basin, Gulf of California, Mann et al., 1983). resultant pull-apart-basin geometry. Another primary control on
Early models for the formation of pull-apart basins were primarily basin geometry is separation of master-fault segments (S in Fig. 32),
geometric and two-dimensional. In the 1980s physical modellers which has implications for the length:width ratio of the basins (e.g.,
24 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

a Distributed transpression of three models documented in Dooley (1994) and Dooley and
McClay (1997) illustrate the basic geometries of pull-apart basins as
the offset master-fault segments changed from an underlapping to
ll an overlapping array (see Fig. 32c). These models were all run with
l wa
t ica a 10-cm brittle overburden of layered silica sands above baseplates
er
a l v 0 cm with 10-cm separation between the master faults and with a total
din 7
itu Pivoting bar, providing of 10-cm combined dextral displacement (see Fig. 32c). Above
ng underlapping master-fault arrays (A b 90°), the basin displayed a
Lo transverse confinement
of plexiglass bars spindle shape and was bounded by gently curving oblique-
Longitudinal confinement extensional fault zones that linked across the offset to form the
of plexiglass bars
26 cm basin sidewalls (Fig. 33). These sidewall–fault systems link with the
Quartz sand PDZs that formed above the master-fault segments (Figs. 33, 34a,
Moving base plate Fixed base plate Glass powder 36a). The physical model illustrated in Fig. 37a was also run with an
Plexiglass bar PDMS underlapping master-fault array, but with a modified baseplate de-
sign that included a stretching rubber sheet to distribute extension
across the offset master faults and a thinner, 7.5-cm-thick overburden
b 70 cm C (see Wu et al., 2009, for baseplate design). Gross basin geometry was
A A A A nearly identical, but the basin floor was cut by numerous faults and
by a prominent cross-basin fault system that was active from the
26 cm

early stages in the model run (Fig. 37c—Supplementary movie).


Above a 90° or transverse offset (low overlap, low underlap, or neu-
tral) a lazy-Z-shaped basin formed, bounded by kinked sidewall–
B B B B
C fault systems that form the outer boundaries of the pull-apart basin
(Figs. 33, 34b, 36b). Above highly overlapping master faults, basins
with elongate rhomb- or box-shaped graben geometries that were
c Distributed transtension bounded by highly kinked sidewall–fault systems formed (Figs. 33,
34c, 36c).
al
l Irrespective of the master-fault array, all basin floors were cut by a
alw cross-basin fault that linked the offset PDZs (Figs. 33, 34, 36). These
tic
er cross-basin faults (CBFs) commonly localised intrabasin subsidence
alv cm
d in 70 and may separate depocenters within the pull-apart basin (Dooley
tu
n gi Pivoting bar, providing
and McClay, 1997; Figs. 33–37). In the case of the highly overlapping
Lo transverse confinement
of bars model, the CBF and associated high-angle extensional faults formed a
Longitudinal confinement secondary pull-apart structure within the main basin (Figs. 33, 36c).
of bars In cross section, the pull-apart structures displayed symmetric
26 cm box-graben geometries within the centre of the basin, narrowing
foam bar along strike to form V-shaped grabens and negative flower structures
Moving base plate Fixed base plate
plexiglass bar at the margins of the basin (Figs. 35, 37a). The centres of the basins
foam bar plexiglass bar are deep, with up to 5 to 6 cm of subsidence, and the boundary faults
are steep, with dips of up to 75° (Fig. 35; Dooley and McClay, 1997).
d 70 cm
Basin-fill sediments define synclinal geometries in horizontal sec-
B B tions, reflecting the flat-bottomed nature of the pull-apart structure
B B (Fig. 36). Breached relay ramps observed in horizontal sections reflect
C the consolidation and linkage of the basin sidewall–fault zones as dis-
26 cm

C placement on the master-fault segments increases (Figs. 34 and 36).


Line drawings of the final geometries of pull-apart-basin models
A A A A presented in Richard et al. (1995) also demonstrate the changing ge-
ometries of the basins, depending on the degree of underlap or over-
Fig. 25. Experimental set-up for distributed transpression and transtension experiments.
Transverse borders of the multilayer model consisting of rubber sheets not shown. Dia-
lap of the master-fault segments (Fig. 38). In these models, separation
grams at bottom show plan view of base of experimental apparatus. Longitudinal vertical between the master fault segments was twice that of the overburden
sidewalls (C) overlie the plexiglass bars in the transpression experiment. Transverse thickness (Fig. 38). Richard et al. (1995) found that an increase in
movement of one of these walls induced either shortening (for transpression experiment) master-fault separation of greater than 2.5 times the overburden
or extension (for transtension experiment). The basal assemblage of the transtension
thickness resulted in a basin with an axis that faithfully reflected
set-up consists of alternating plexiglass and foam bars that are compressed by the longitu-
dinal walls prior to construction of the overlying model. that of the underlying basement-fault geometry (Fig. 39). Similarly,
for thinner overburdens, the shape of the pull-apart basin more faith-
fully reflects the geometry of the underlying baseplates (see figures
3–6 of Faugère et al., 1986, and figure 3 of Sims et al., 1999). In the
7.5-cm-thick model shown in Fig. 37, the basin sidewall faults are
Aydin and Nur, 1982; Katzman et al., 1995; Mann, 2007; Mann et al., closer to being parallel to the basement offset than the sidewall faults
1983; Rodgers, 1980). in the 10-cm-thick model (shown in Fig. 33). Rahe et al. (1998)
modelled pull-apart basins with underlapping master-fault geome-
5.1. Pure strike slip tries (A = 40°; their figure 2) and symmetric and asymmetric offset
on the basal plates. Models run with dominant motion on one of the
5.1.1. Single-layer models plates produced asymmetric pull-apart structures defined by a half
Final overhead views (Fig. 33), evolution line drawings (Fig. 34), graben, with the master basin sidewall fault on the more mobile
cross sections (Fig. 35), and horizontal sections (Fig. 36) from a series side (Figs. 40 and 41a). Cross sections of the symmetric pull-apart
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 25

α γ = 0.14 & shortening 1.9 %


a γ = 0.14 & shortening 1.9 % b

R
R

0 5 cm

Steep, dominantly strike-slip fault

Oblique-slip reverse fault d Vertical sections


X

c γ = 0.28 & shortening 3.8 % ‚lazy‘ z-shaped sigmoidal fault (X)


X

X
RL

R’L R’

A B C D γ = 0.28 & shortening 3.8 %

f Vertical sections

e γ = 0.62 & shortening 8.5 %

Boundary effect

Boundary effect A B C D

γ = 0.62 & shortening 8.5 %

Fig. 26. Distributed transpression experiment, exp. 1661. (a) Surface photograph of early stage of transpression. (b, c, e) Fault evolution at three consecutive stages of transpression;
notation as in Fig. 18. The rectangle in e indicates area analysed by X-ray CT. (d, f) Vertical sections at two consecutive stages of transpression. (g–j) Supplementary movies.
(g) Movie illustrating progressive evolution of transpressional fault zones in plan view (exp. 1661). Note important boundary effects in acute corners due to scissoring effect. Rect-
angle in last frame indicates area of 3-D analysis by X-ray CT (27 × 23.8 cm). Initial grid spacing is 5 cm. (h) Movie of cross-sectional evolution of distributed transpression exper-
iment (exp. 1661). Location of X-ray CT slices A–D shown in first frame of movie in g. Initial width and height of model are 26 and 3.5 cm, respectively. (i) Movie illustrating the
geometry of transpressional fault zones by a series of sequential vertical X-ray CT slices. Each of the 135 frames represents a 2-mm-thick cross-sectional slice. (j) Movie showing
serial horizontal sections of transpressional fault zones (exp. 1661). First frame is near the base of brittle granular layers. Vertical distance between frames is 0.5 mm. Movie shows
66 frames at 3 frames per second.
a–f are from Schreurs and Colletta (2003).
26 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Fig. 27. Distributed transpression experiment, exp. 1764. (a, c, e) Fault evolution in surface view. (b, d) Vertical sections. (f) Surface view at final stage of transpression. The rect-
angle in e, f indicates area analysed by X-ray CT. (g–j) Supplementary movies. (g) Movie illustrating progressive development of structures in plan view (exp. 1764). The rectangle
in the last frame indicates the area of 3-D analysis by X-ray CT (27 × 23.2 cm). (h) Movie of cross-sectional evolution of exp. 1764. Note the lateral changes in fault dip along strike.
Initial width and height of model is 26 and 3.5 cm, respectively. (i) Movie illustrating fault geometry at the final stage of transpressional deformation by serial vertical sections (exp.
1764). Steep strike-slip faults branch at depth with oblique-slip thrust faults. Each of the 135 frames represents a 2-mm-thick cross-sectional CT slice. (j) Movie showing serial hor-
izontal sections of final deformation stage (exp. 1764). Note oblique thrust faults and associated vertical relief between major convergent strike-slip fault zones in upper part of
model. First frame is near the base of the brittle granular layers. Vertical distance between frames is 0.5 mm. The movie consists of 64 frames.
a–i are from Schreurs and Colletta (2003).

models of Rahe et al. (1998; Fig. 41b) show geometries similar similar evolutionary history. Basins initiated by the preferential for-
to those of the cross sections shown in Figs. 35 and 37a. Physical mation of strike- and oblique-slip fault segments above the offset
models in Faugère et al. (1986) were also run with only one moving zone and their subsequent propagation and linkage with later faults
baseplate and produced similar half-graben geometries in cross sec- (Fig. 34). In 22 experiments in which the only variable was the base-
tion (Fig. 41c). ment master-fault configuration, Dooley (1994) documented that the
Despite the different master-fault configurations beneath the first-formed faults in all his models were located above the basement
models shown in Fig. 33, all of these pull-apart basins displayed a offset or bend zone with a small angular range (Table 3; Fig. 42). The
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 27

Fig. 28. Fault evolution in distributed transtension experiment. (a–c) Fault evolution at three successive stages. Fault pattern dominated by subparallel strike-slip faults and normal
faults. (d) Detail of stage shown in c. (e) Horizontal section of part of the interior of the model showing faults subparallel to longitudinal sidewalls. Relative position of horizontal
section indicated in sections F and G. (f) Vertical sections of stage shown in c. (g) Movie showing serial horizontal sections of final deformation stage of transtension experiment
(Supplementary file).
a–f are from Schreurs and Colletta (2003).

average angle of these first-formed faults with respect to the strike of linear strike-slip fault (see Fig. 5). In terms of kinematics, initial faults
the linear master faults was just over 28°. The average maximum above the offset or bends displayed dextral displacements (Fig. 42).
angle of the first-formed faults above the PDZs was 16.3 for the initial The preferential formation of these initial faults within the offset
Riedel shears (R1) and 6.7° for lower-angle Riedel shears (R1′) that zone is in good agreement with studies by Segall and Pollard (1980)
formed in the stepover zones or bridges between the initial R1s. and Liu (1983), who demonstrated that crack formation and propaga-
These R1 and R1′ angles are consistent with the experimental results tion are enhanced between releasing offsets. In addition, Rodgers
of Naylor et al. (1986) for the deformation of a sand pack above a (1980) documented that at low strains, initial displacement on buried
28 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

although the extensional faults formed above the stepover at the


early stages in their models may have been enhanced by the greater
separation of the master faults with respect to overburden thickness
(see their Fig. 7).
The early-formed faults in the pull-apart models shown in Fig. 33
define releasing bend geometries and localised subsidence (Fig. 34).
This initial geometry is similar to that of the spindle-shaped basins
described in the continuum model of Mann (2007) and Mann et al.
(1983). As displacement on the master faults increased, these faults
linked across the offset zone to form the sidewall–fault systems to
the developing pull-apart structure (Fig. 34; Dooley and McClay,
1997). With 4- to 5-cm displacement, the pull-apart basin was well
defined, and further displacements on the master faults resulted in
lengthening of the basin in a direction parallel to the displacement
vector and hard linkage of the basin sidewall–fault system (Figs. 34,
36, 37c—Supplementary movie file). Cross-basin fault systems accom-
modate a limited amount of differential shear across the basin floor
and are characteristic features of all the models, regardless of the
master-fault configuration (Dooley, 1994; Figs. 33, 34, 37). Time-lapse
evolution of the model in Fig. 37 beautifully illustrates early formation
of the CBF that defined a releasing bend geometry across the basin
floor and linked the offset PDZs (Fig. 37c—Supplementary movie file).
Rahe et al. (1998) also documented CBFs in their pull-apart-basin
models (Fig. 40), as did Smit et al. (2008a) in their sand-only models
(see their figure 5). Dooley (1994) postulated that a rotational cou-
ple is generated in the upper levels of the sand pack, similar to the
couple that produced faults with strike-slip kinematics in the initial
stages of basin formation. Cross-basin fault zones form in response
to this couple, separating blocks with differing relative velocities.
At depth these CBFs became more difficult to discern because exten-
sion dominated directly above the rigid baseplates (Dooley, 1994).
Models with thin overburdens (e.g., figure 3 of Sims et al., 1999)
or those with large master-fault separation (Fig. 39; Richard et al.,
1995) are dominated by extensional faults within the basin and its
margins, which closely parallel the shape of the baseplates at depth. In
natural systems, CBFs may evolve into basin cutoff fault zones, such as
those described along the Haiyuan Fault, NW China, by Zhang et al.
(1989) and along the North Anatolian fault zone by Gürbüz and Gürer
(2009), whereas the rigid and nondynamic nature of the baseplates
used in these models precludes true cutoff.
Dooley (1994), Dooley and McClay (1997), Sims et al. (1999), and
Le Calvez and Vendeville (2002), among others, discussed the limita-
Fig. 29. Surface strike (angle α) of early faults in distributed shear and oblique defor-
mation experiments. β = angle of oblique deformation (+ for convergence). tions of the precut plate design for modelling strike-slip basins. The
primary problem with this experimental design is the rigidity of
these plates that forces the cover sediments to conform to the im-
posed geometry within the basement, resulting in faults that propa-
gate upwards from the velocity discontinuities rather than
master faults generated sigmoidal potential failure-plane form lines along-strike propagation of strike-slip faults and their eventual inter-
that were synthetic strike-slip faults. Liu (1983), Rodgers (1980), action to form pull-apart structures. True asperity cutoff and basin
and Segall and Pollard (1980) also showed principal-stress axis rota- extinction (e.g., Gürbüz and Gürer, 2009; Wesnousky, 1988; Zhang
tion into the offset zone, explaining the higher formation angle of et al., 1989) cannot occur because the basement plates are nonde-
these initial structures. Note that the highly underlapping model formable. The models are thus more applicable to a detached sedi-
(A = 30°) displays a vertical component of slip after 1-cm displace- mentary cover overlying a horizontal shear zone. This baseplate
ment on the master faults and develops basin sidewall–fault systems control on the pull-apart geometry is stronger where the separation
early in the history of the pull-apart structure (Fig. 34a). This rapid between the master faults is large (Richard et al., 1995) or where
basin development can be attributed to the near-parallelism between the overburden is thin (Faugère et al., 1986; Sims et al., 1999, their
first-formed faults and the basement step or bend in this model, rap- figure 3) (Fig. 39). Despite these limitations, the close geometric sim-
idly taking up extension as displacement was increased on the master ilarity between modelled pull-apart structures and some of their nat-
faults. Despite the presence of a stretching sheet at the base of the ural counterparts (Fig. 43) indicates their usefulness in generating
sand pack in the model illustrated in Fig. 37, gross evolution was sim- synoptic models for pull-apart formation and evolution (Dooley and
ilar to that of the models without stretching sheets (Figs. 33 and 34a). McClay, 1997).
The first-formed faults were left-stepping arrays above the offset zone
that rapidly linked to form basin sidewall–fault systems, with higher
angle R1 shears formed above the PDZs (Fig. 37c—Supplementary 5.1.2. Dual-layer models
movie). Rahe et al. (1998) documented similar evolutionary se- Dual-layer pull-apart-basin models, whereby a ductile layer sepa-
quences during the early stages of pull-apart-basin formation, rates rigid baseplates from the brittle overburden, were designed to
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 29

Fig. 30. (a) Schematic diagram illustrating variations in structural style along a strike-slip fault zone. (b) Releasing bend and stepover geometries.
a is modified from Christie-Blick and Biddle (1985).

alleviate some of the problems inherent in single-layer stratigraphy, nature, large-scale pull-apart basins are likely to detach at depth in
discussed above (Basile and Brun, 1999; Dooley, 1994; Sims et al., ductile lower crust. For instance, earthquake activity along the Dead
1999; see Le Calvez and Vendeville, 2002 for a full discussion). Al- Sea transform system is concentrated within the various pull-apart
though the single-layer models described earlier may be more suit- basins, with an average depth to foci of 6 to 12 km (e.g., van Eck
able for soft-sediment overburden overlying a rigid basement, in and Hofstetter, 1990) and a measured maximum depth of the basin

Fig. 31. Model for pull-apart basin nucleation as (a) a spindle-shaped pull-apart and growth through (b) lazy-Z, (c) rhomboidal, and (d) extreme pull-apart, with increased dis-
placement on the master fault system.
Modified from Mann et al. (1983) and Mann (2007).
30 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Fig. 32. Traditional deformation rig setup for (a) pull-apart basin. (b) Restraining stepover experiments. (c–d) Terminology for underlapping and overlapping master fault geom-
etries. Underlap (U) and overlap (O) are measured from fault tip to fault tip, parallel to the master fault strike. Separation (S) is measured orthogonal to the master fault trend.
b is modified from Dooley et al. (1999).

Fig. 33. Composite diagram illustrating pull-apart-basin geometries produced from underlapping, neutral, and overlapping master fault geometries.
Modified from Dooley (1994).
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 31

Fig. 34. Line drawings of the evolution of the three experiments shown in Fig. 33.
Modified from Dooley (1994).

at 8.5 km (Smit et al., 2008a). In the southern San Andreas fault sys- master fault to the other across the stepover (Fig. 44b). As seen in the
tem (San Andreas–Imperial–Cerro Prieto fault zone), average foci sand models in Figs. 34 and 42 and in Table 4, these Riedel shear arrays
depths are shallower, 4 to 6 km, reflecting the higher heat flow in displayed formation angles that gradually rotated as they
the Salton Sea (e.g., Brothers et al., 2009; Sanders and Kanamori, approached the basement stepover, with a maximum angle of 28°
1984). Although the introduction of a basal ductile layer alleviates with respect to the master-fault strike observed in the stepover re-
some of the problems inherent in single-layer models, Le Calvez and gion. The Riedel arrays defined a releasing stepover geometry and
Vendeville (2002) pointed out that the strain rates used in published formed a narrow basin (Fig. 44b). At this stage small-displacement
dual-layer models are higher, and, thus, the ductile layer, stronger normal faults that were subparallel to the transverse basement
than in nature, so that localised strain might be transmitted from step formed in response to the local extension generated across the
the basement plates to the brittle layer. stepover (Fig. 44b). With increasing displacement, linkage occurred
Dooley (1994) carried out preliminary modelling of pull-apart-basin along the PDZs to form through-going fault zones, and extensional
formation in a dual-layer experiment consisting of a 1-cm-thick layer of and oblique-slip faults gradually defined the basin sidewall–fault
silicone (PDMS; see Section 2.4 for details) overlying a transverse offset systems (Fig. 44c–d). After a 5-cm combined displacement on the
in the basement plates (Fig. 43; see Fig. 32a for the experimental setup). master faults, the pull-apart basin possessed a rhombic geometry
The ductile layer was overlain by a 5-cm-thick layered sand pack de- and was flanked by inactive portions of the original releasing bend
formed in a dextral manner with a displacement rate of 6 cm/h and a fault array (Fig. 44e).
master-fault separation of 8 cm. In the early stages of deformation, a Dual-layer pull-apart-basin models documented in Basile and
small sag that formed above the stepover region was the surface mani- Brun (1999) displayed similar geometries. Fig. 45 shows the early
festation of bulk thinning across the stepover (Fig. 44a). This sag was ac- stages of one of their models (Model PA-5; see their figure 2 and
companied by a broad zone of passive marker deformation, responding table 1 for full details). As in the model in Fig. 44, their model starts
to the distributed shear within the deep ductile unit. Minor uplift ob- out with distributed simple shear across the offset zone, followed
served above the surface trace of the buried master faults was attributed by propagation of strike-slip faults in from the bordering PDZs
to the upward propagation of Riedel shear arrays (Fig. 44a). As Riedel (Fig. 45a–b). Basile and Brun (1999) also observed that the angle
shear arrays breached the surface, they rapidly propagated from one that these strike-slip faults make with respect to the master faults
32 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Fig. 35. Cross sections of pull-aparts produced by (a) underlapping, (b) neutral, and (c) overlapping master fault geometries.
Modified from Dooley (1994).

(~ 30°) was greater than expected for synthetic Riedel faults generat- extensional structure owing to its parallelism with the basement off-
ed above a linear, and continuous, basement fault. As bulk displace- set and its location on the moving plate (Fig. 45c). Single-layer
ment increased, some of these modified R shears formed a releasing models with one moving plate also showed this asymmetry
bend across the basement offset, and through-going PDZs developed (Figs. 40 and 41a,c). In models with two moving plates, i.e., symmet-
above the master faults (Fig. 45c). Basile and Brun (1999) noted the ric displacements, Basile and Brun (1999) documented a central
formation of R′ faults in fault-bounded lozenges along the PDZs spindle-shaped releasing bend system flanked by high-angle faults
(Fig. 45c) similar to those seen in distributed shear experiments in that formed the outer basin sidewalls (Fig. 46). They also noted an in-
Figs. 18 and 22. They also attributed an R′ origin to a major extension- crease in higher-angle faults with an increase in bulk-displacement
al fault that had a trend of approximately 90° to the offset master rate, resulting in increased ductile-layer strength and, thus, coupling
faults, However it is more likely that this fault developed as a purely between the baseplates and overburden.
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 33

Fig. 36. Horizontal sections of pull-aparts formed above (a) underlapping, (b) neutral, and overlapping master fault geometries.
Modified from Dooley (1994).

Fig. 37. Overhead view (a), and cross sections (b) of a pull-apart-basin model generated above underlapping master faults. The basin narrows from a flat-bottomed graben to nar-
row, negative flower structures above the PDZs. A complex cross-basin fault system links the PDZs across the basin floor. Red and white sequences are syn- and postkinematic sed-
iments. (c) Time-lapse video showing evolution of this model (Supplementary file).
34 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Fig. 40. Line drawings of a pull-apart basin generated during asymmetric offset along
the basal plate system. (a–b) The basin sidewall system on the left remains active
throughout the experiment, whereas the sidewall on the right becomes inactive as it
moves farther away from the offset zone.
Fig. 38. Line drawings of pull-apart-basin geometries generated above (a–b) Redrawn from Rahe et al. (1998).
underlapping and (c) overlapping master fault geometries with constant separation
values.
Redrawn from Richard et al. (1995).

than the basement offset (40°; see their Fig. 4). With a thinner ductile
Sims et al. (1999) documented similar geometries and evolution- layer, and, thus, more coupling between the basement and overbur-
ary histories of dual-layer pull-apart basins. Above a 1-cm-thick duc- den (cf. Le Calvez and Vendeville, 2002), the pull-apart geometry is
tile layer, their 5-cm-thick model developed a spindle-shaped basin more directly controlled by the geometry of the basement stepover.
with a lower angle with respect to the PDZs, approximately 28°, As seen in the previous section, the first-formed faults above the off-
set zone were dextral, with angles of approximately 30° to the buried
master PDZs (see figures 5 and 6 of Sims et al., 1999). A significant re-
duction in master-fault separation also resulted in development of a
basin with an axis that was highly oblique to the stepover geometry
(see figure 10 of Sims et al., 1999). Although the strain rate was
slower in this model, this result is similar to that of the single-layer
models of Richard et al. (1995) that investigated stepover magnitude
with respect to overburden thickness (see Fig. 39). Smit et al. (2008a)
also documented stronger coupling between the baseplate geometry
and the resultant stepover geometry, if step magnitude was large or
the basal ductile layer was thin. For small stepovers (a small S value;
Fig. 32) relative to overburden thickness, Smit et al. (2008a,b) devel-
oped pull-apart structures with a predominance of faults that
subparalleled the direction of plate movement, similar to that found
in the Dead Sea Basin (see figures 6, 8, and 10 of Smit et al., 2008a).
In their pure strike-slip control model, Wu et al. (2009) limited the
ductile basal detachment to the area immediately around the 30°
stepover (see their figure 2). Similar to the model illustrated in
Fig. 44, the Riedel shear arrays gradually increased their formation
angle as they propagated toward the stepover (see their figure 3).
The final geometry consisted of a central graben with an orientation
approximately 22° oblique to the master faults that was flanked by
oblique extensional faults that mark the outer limit of tectonic subsi-
dence (see figure 3 of Wu et al., 2009).
A recent study by Mitra and Paul (2011), using a dual-layer system
Fig. 39. Line drawings of pull-apart basins generated above master fault geometries
with A = 90° with S values of (a) 30 and (b) 10 cm. Note that with large separations,
of strong and weak clays, describes pull-apart-basin geometries
the geometry of the basin faithfully reflects the underlying baseplate geometry. above underlapping (A = 45°) and transverse bends and stepovers
Redrawn from Richard et al. (1995). (A = 90°, see their figure 2). In these clay models, the resultant
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 35

Table 3
Riedel shear formation angles above stepovers and above the main strike-slip master
faults in pull-apart-basin models. R1′ faults form between the initial Riedel shears.
Data from Dooley (1994).

Model # Offset Initial fault PDZ PDZ


angle angle above (max − R1) (°) (min − R1′)
(A) offset/bend (°)

W-45 30° 35 16 5
W-46 30° 30 18 5
W-41 45° 23 19 6
W-44 45° 33 11 2
W-40 60° 31 16 4
W-43 60° 28 16 11
W-39 75° 32 18 7
W-42 75° 28 19 6
W-38 90° 29 20 8
W-47 105° 23 14 10
W-49 120° 27 16 8
W-50 120° 27 16 8
W-53 135° 24 18 6
W-54 135° 24 17 10
W-51 150° 26 14 10
W-52 150° 26 15 8
W-57 Releasing bend 26 16 7
W-58 Releasing bend 32 18 7
W-59 Releasing bend 32 16 6
W-80 Releasing bend 32 18 3
W-81 Releasing bend 33 11 7
W-82 Releasing bend 28 16 4
Mean (°) 28.6 16.3 6.7

along the Eastern California shear zone (Dewey et al., 2008;


Monastero et al., 2005; Unruh et al., 2003), and the Sea of Marmara
composite pull-apart structure (Armijo et al., 2002).
Dooley et al. (2004, 2007) and Wu et al. (2009) used a modified
version of the traditional deformation apparatus to model trans-
tensional pull-apart systems. In this experimental setup the basement
plates were cut with a 5° obliquity to the direction of plate motion
(Fig. 47). Here we illustrate the basic geometries of transtensional

Fig. 41. Line drawings of cross sections from (a) asymmetric, and (b) symmetric,
pull-apart basin models. In the asymmetric model the basin has a half-graben geome-
try, whereas the symmetric model is comparable to models illustrated in Fig. 33.
(c) Similar half-graben geometries in asymmetric pull-apart models were documented
by Faugère et al. (1986).
Line drawings are from Rahe et al. (1998).

pull-apart basins more faithfully reflect the basal stepover geometry


than the brittle–ductile systems described earlier. The stronger cou-
pling between stepover and overburden in the study by Mitra
and Paul (2011) could be due to either the relatively thin overbur-
den with respect to master fault separation (overburden = 4.5 cm,
S = 6.5—according to their figure 4) or the mechanical properties
of the modelling materials (see Section 2.2).

5.2. Divergent strike slip

Most published physical models of pull-apart basins consider only


the case of PDZ-parallel plate motion. However, many natural basins
display a degree of divergence (transtension) across the boundary
fault systems owing to temporal variations in plate motion. One con-
sequence of divergent strike slip is that extension is promoted as a re-
sult of opening across weaker strike-slip faults, which in turn results
in a far wider zone of subsidence than in pure strike slip (e.g., ten Fig. 42. Line drawings of the first-formed faults in a model with (a) A=90° and (b) A=150°.
In both cases first-formed faults were preferentially developed above the offset zone with
Brink et al., 1996). Examples of transtensional pull-apart basins in- formation angles that were consistently higher than Riedel shears formed above adjacent
clude the Vienna Basin (Royden, 1985), the Coso Geothermal System PDZs.
developed between the Airport Lake and Owens Valley fault zones Modified from Dooley (1994).
36 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Fig. 43. (a) Line drawing of Salina del Fraille pull-apart basin in the Northern Argentinian Andes. CBF = cross-basin fault system. (b) Summary fault map of the Mesquite Basin,
southern California. (c) Summary structural and topographic map of the GlynnWye depression, Hope fault zone, South Island, New Zealand.
a is modified from Dooley and McClay (1997). b is modified from Segall and Pollard (1980). c is after Clayton (1966).

basins with a series of three models having varying mechanical stra- cross-basin fault zone cut the basin floor, and the PDZs consisted of
tigraphies, consisting of an entirely brittle overburden (Fig. 47a,d), a broad in-line graben systems (parallel to the master faults) bounded
dual-layer system (Fig. 47b,e), and a dual-layer system that has by hard- and soft-linked, left-stepping extensional and oblique-
local topography on top of the brittle–ductile transition (Fig. 47c,f). extensional fault segments (Fig. 48a,d). These transtensional PDZs
Fig. 48a–c shows the final overhead views of the three models after are similar to highly oblique-rifting and divergent models (e.g.,
7.5 cm of combined dextral displacement. Supplementary movie Richard et al., 1991; Tron and Brun, 1991) and to transtensional
files (Fig. 48d–f) show the evolution of these pull-apart basins. experiments documented in Holohan et al. (2008; see their figure
The sand-only transtensional pull-apart model formed a relatively 3). The graben floor of the PDZs was cut by an anastomosing
narrow rhombic basin with a hard-linked, oblique-extensional ba- strike-slip fault, a feature attributed to strain partitioning by Wu
sin sidewall–fault system on its margins (Fig. 48a,d). A complex et al. (2009).
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 37

Fig. 44. (a–e) Evolution of a dual-layer pull-apart basin model. In early stages Riedel shear arrays are seen to gradually increase their angularity with respect to the master faults as
the stepover is approached (a–c). With increasing displacement, basin sidewalls develop, defining a lazy-Z-shaped basin (d–e).

In the dual-layer model, the final geometry of the basin consisted the stepover, the Riedel shears displayed angles of formation as low
of an elongate graben (Fig. 48b,e). The cross-basin fault zone diverged as 13°, increasing to 29° to 32° within the stepover region. In the
around a plunging horst block that divided the pull-apart system sand-only model, the basin sidewalls formed initially as
into two relatively symmetric grabens (Fig. 48b,e). Strike- and left-stepping arrays of extensional and oblique-slip fault segments
oblique-slip faults linked the ends of the horst block to the flanking that rapidly hard linked to form the sigmoidal sidewalls as displace-
PDZs (Fig. 48b,e). The double-depocentre of the interior of the basin ment increased (Fig. 48e). At the same time a CBF formed that scis-
is beautifully illustrated by the reconstruction of a marker layer sored across the basin floor and remained active during the entire
some 5 mm below the top of the prekinematic sequence (Fig. 49a). experiment, focusing intrabasin extension (Fig. 48a).
Similar geometries were documented by Wu et al. (2009; see their In the dual-layer model, inner sidewall faults rapidly formed by
figure 5). Outer sidewall faults marked the limit of intrabasin subsi- propagation and linkage of left-stepping, oblique extensional fault
dence, and the inner sidewall faults formed a mostly linked system segments (Fig. 48e). Outer sidewall faults formed as left-stepping ar-
defining a lazy-Z-shaped basin (Figs. 48b, 49a). The PDZs consisted rays that propagated in from the PDZs. A complex cross-basin fault
of an in-line graben, with outer boundaries formed of linked system initiated on oppositely dipping oblique-slip faults on either
left-stepping, oblique-extensional faults and internally cut by anasto- side of the stepover that propagated toward one another, followed
mosing strike-slip faults (Fig. 48b,e). With a locally elevated brittle– by propagation of a lower-angle set of dominantly strike-slip seg-
ductile transition, the basin had a similar gross shape, although the ments inward from the PDZs to form a releasing bend geometry on
cross-basin fault system consisted of a deep central graben flanked the basin floor. Just prior to the addition of the first synkinematic
by horst blocks (Figs. 48c, 49b). This central graben was located im- layer, the central horst structure began to take shape. After addition
mediately above the local high in the ductile layer and died out rapid- of synkinematic sediments, the basin sidewall–fault systems re-
ly along strike as the brittle ductile transition deepened (Figs. 47c,f, established themselves rapidly, followed by the central horst, and, fi-
48c, 49b). Outer sidewall faults again formed the eastern and western nally, by the more deeply buried strike- and oblique-slip segments of
limits of intrabasin subsidence (Figs. 48c, 49b). En echelon arrays of the CBF (Fig. 48e).
soft- and hard-linked oblique-extensional faults formed the southern The effect of the locally elevated brittle–ductile transition on
margin of the basin (Fig. 48c). PDZ geometry was the same as de- pull-apart-basin evolution is clearly seen in Fig. 48f. Faulting in the
scribed earlier (Fig. 48). stepover region was concentrated in a narrower region surrounding
Evolutionary movies of the transtensional pull-apart-basin models the high-level ductile zone, forming two left-stepping grabens that
reveal the similarities and differences between them and the models gradually link along strike to form a stepped-graben system
run under pure strike-slip mode described in the previous section (Fig. 48f). Faults propagated in from the PDZs to link with this graben
(Fig. 48d–f). After approximately 1-cm combined dextral displace- system, defining the CBF as a narrow graben. Outer sidewall faults
ment, the first faults appeared on the surface of all three models propagated in from the PDZs to form the lazy-Z-shaped longitudinal
(Fig. 48d–f). As in previously described models (Figs. 42, 44), the margins of the basin (Fig. 48f). After the addition of synkinematic
Riedel shears increased their formation angles with respect to the sediments, the central graben system widened and linked to the
master faults as they approached the stepover region. Farther from PDZs along strike- and oblique-slip fault segments. With continued
38 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

dextral displacement, horst blocks formed adjacent to the central gra-


ben as a result of differential extension between the central graben
and the outer sidewall faults (Fig. 48f).
Displacement-normal (N–S in Fig. 48), virtual displacement-
parallel (E–W in Fig. 48), and virtual depth sections reveal the dif-
ferent 3-D geometries of the transtensional pull-apart basins
(Figs. 50–52). In the sand-only model, the depth section shows
hard-linked sigmoidal basin sidewalls that define the gross geometry
of the basin (Fig. 50a). Basin geometry is similar to that of the
underlapping master fault models illustrated in Figs. 36a and 37.
The main differences are the concentration of extension along
intrabasin faults of the CBF and the greater width of the basin in the
displacement-normal sections (Fig. 50a,c). In the displacement-
parallel direction, the virtual section reveals a symmetric graben ge-
ometry, with maximum subsidence in the centre of the basin and
sidewall faults that root down to the basement plates (Fig. 50b). In
the dual-layer model, the double-depocentre geometry is clearly
seen in the virtual-depth, displacement-parallel, and displacement-
normal sections (Fig. 51a). Outer sidewall faults root down to the
edge of the basal ductile zone at the longitudinal ends of the basin
(Fig. 51b), whereas the inner sidewall faults that bound the main
lazy-Z-shaped basin sole out within the ductile zone (Fig. 51c). Faults
are dominantly planar (Fig. 51). The presence of the ductile zone at
depth allows for greater fault-block rotation than what is seen in
single-layer models (Figs. 50, 51). The focusing effects of the locally
elevated brittle–ductile transition are clearly seen in the sections in
Fig. 52. Extension was concentrated in the central graben that formed
part of the CBF, resulting in a deep graben with an anomalously thick,
synkinematic infill (Fig. 52a–c). This central graben was bounded by
faults with mildly listric geometries that sole out and keel into the
top of the high-level weak zone, whereas flat-bottomed grabens
bounded by planar faults characterise the longitudinal margins of
the basin (Fig. 52b,c).
Although the gross architectures of pull-apart basins that formed
under pure strike slip and transtension with brittle and brittle ductile
stratigraphies are similar, there are some important differences. Wu
et al. (2009) noted that the basins produced in transtension are
wider and broader, commonly possess dual-depocentre geometries,
have basin sidewall–fault systems that are commonly en echelon in
nature prior to hard linkage, and that the PDZs are composed of
in-line grabens. All these differences are seen in the transtensional
Fig. 45. Evolution of an asymmetric dual-layer pull-apart basin model. Note the asym- models shown in Figs. 48 to 52. The in-line grabens above the PDZs
metry of the basin, with the dominant basin sidewall fault system developed above
commonly resemble models of highly oblique rifts. Our models also
mobile discontinuity.
Redrawn from Basile and Brun (1999). illustrate that the 3-D geometry of the brittle–ductile transition has
a major impact on the internal deformation within the basin and
the localization of intrabasin subsidence (Figs. 48, 21). In the

Fig. 46. Line drawing of a symmetric pull-apart basin model showing outer basin sidewalls and an inner spindle-shaped basin along a releasing bend geometry.
Redrawn from Basile and Brun (1999).
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 39

Fig. 47. Experimental setups for (a) single-layer, (b) dual-layer, and (c) dual-layer model with local topography along the brittle–ductile transition zone. Master faults were cut 5°
oblique to the direction of transport. (d–f) Stratigraphy of the three models.

transtensional Coso Geothermal field in eastern California, the effects (e.g., Brown and Sibson, 1989; Harding, 1974; Sylvester, 1988;
of localised topography on brittle–ductile transition has had a clear Sylvester and Smith, 1976; Wesnousky and Jones, 1994) and the Altai
influence on intrabasin deformation, with intrabasin extension fo- fault system in Mongolia (Cunningham et al., 1996; Mann, 2007), dis-
cused along the Coso Wash CBF system (Dooley et al., 2007; see play many large-scale uplifts associated with restraining bends and
Section 7.5 for further details). This fault system is localised by the stepovers. These structures typically form anticlinal uplifts, commonly
presence of shallow magma chambers (4–6 km, Monastero et al., with doubly plunging arrangements of folds, and are of limited strike
2005; Unruh et al., 2008). The high dilatency associated with major extent (McClay and Bonora, 2001). Like the plan forms of pull-apart ba-
intrabasin extension in these transtensional pull-apart structures is sins, these popups are commonly lozenge shaped to rhomboidal in
likely to enhance hydrothermal convection where shallow magma form. In cross section they are commonly bounded by convex-up faults
systems are present, such as that in the Coso Geothermal System that flatten upward toward the surface, forming positive flower or palm
(Monastero et al., 2005). tree structures (e.g., Sylvester, 1988). We follow the nomenclature of
McClay and Bonora (2001) and use the general term popup to describe
6. Analogue modelling of restraining stepovers or bends a domal uplift that has both positive structural and topographic relief.
Mann (2007) documented 79 active restraining bend systems, a num-
Popups and transpressional uplifts formed at restraining stepovers ber significantly less than the 160 documented active and ancient
or bends (Fig. 30) are also an integral part of intraplate and interplate pull-apart systems. Aydin and Schultz (1989) similarly documented sig-
strike-slip fault zones (e.g., Christie-Blick and Biddle, 1985; Mann, nificantly more releasing stepovers along the Garlock, Dead Sea, and
2007; Sylvester, 1988; Sylvester and Smith, 1976; Zolnai, 1991). Large North Anatolian fault zones (73) than restraining stepovers (11). The
intraplate strike-slip systems, such as the San Andreas fault system greater number of pull-apart basins found along strike-slip systems
40 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Fig. 48. Overhead views of transtensional pull-apart basin models after 7.5-cm displacement. (a) Single-layer model, (b) dual-layer model, and (c) dual-layer model, with locally
elevated brittle ductile. Time-lapse videos of the three models are shown in d–f (Supplementary files).

may reflect the fact that small-scale restraining stepovers are more 2-cm displacement, left-stepping Riedel shears developed above the
transient, local features that develop early in the history of a offset PDZs and flank a broad, low-amplitude uplift (Fig. 53a). With
strike-slip fault zone and are subsequently removed by earthquake rup- increasing displacement, this broad uplift zone became better defined
tures (e.g., Wesnousky, 1988). as oblique-reverse faults propagated in from the Riedel shear arrays
Although restraining stepovers or bends have not received as to form the popup margins (Fig. 53b). Further displacement resulted
much attention in physical modelling studies as studies on releasing in the formation of synthetic, low-angle shears and high-angle anti-
stepovers, several authors have adequately described their general thetic shears that dissected the uplift (Fig. 53c,d). These high-angle
geometries and kinematics (e.g., Dooley et al., 1999; McClay and shears were geometric and kinematic equivalents to R′ shears and ac-
Bonora, 2001; Mitra and Paul, 2011; Richard et al., 1995). The model- commodated high-level internal rotation of the uplifted block
ling apparatus used for our experiments is similar to that used for (Fig. 53d; Dooley et al., 1999). The final geometry of the popup
pull-apart-basin models, except that the baseplates are typically off- consisted of a rhomboidal uplift, heavily dissected by an anastomos-
set prior to deformation (Fig. 32b). After deformation, the gap be- ing array of synthetic and antithetic shears and bounded by
tween the plates is closed, requiring shortening in the prekinematic oblique-reverse faults (Fig. 53e). Despite uplift and shortening within
sand pack to accommodate this volume loss. In the following two sec- the popup, the flanking PDZs consisted of narrow, negative flower
tions we examine the evolution and general geometries of physical structures (Fig. 53e).
models of restraining stepovers, as well as some of the primary con- Vertical sections of the popup reveal the rapidly changing geom-
trols on their geometries. etry along strike (Fig. 54). The structure of the popup displayed sym-
metry reversal along strike (Fig. 54), a feature also characteristic of
6.1. Evolution and geometries of popups pull-apart models (see Figs. 37, 41, 50). At the centre of the popup,
the geometry was that of a symmetric box-shaped uplift bounded
Dooley et al. (2009) described the progressive evolution of by reverse faults with moderate dips (Fig. 54, Section 32). This geom-
strike-slip popup structures above offset master faults (Fig. 53). At etry changed rapidly along strike to positive flower structures that
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 41

Fig. 49. 3-D reconstructions of a prekinematic marker layer located 5 mm below the upper prekinematic surface in (a) the dual-layer model, and (b) the dual-layer model with
locally elevated brittle–ductile transition. See text for details.

exhibited opposite vergence at either end of the popup (Fig. 54, Sec- and finally dissection of the popup by the high-angle antithetic Riedel
tions 24 and 40). The active portions of the PDZs were narrow, neg- shears that accommodated internal rotation of detached hanging
ative flower structures, flanked by inactive Riedel shears (Fig. 54, walls (Richard et al., 1995). Clay models presented in Mitra and
Section 6). Antithetic faults within the popup were generally shal- Paul (2011) document similar geometries and fault sequencing for a
lowly rooted (e.g., AF1–3, Fig. 53, Section 32 in Fig. 54), or detached 90° restraining-bend model (see their figure 16).
atop upwardly flattening, oblique-reverse faults as they accommo-
dated rotation of the hanging-wall blocks (Dooley et al., 1999). A 6.2. Primary controls on popup geometry
depth slice through the popup reveals the anticlinal geometry of
the bounding oblique-reverse faults (Fig. 55). The fault systems As seen in pull-apart-basin experiments (e.g., Fig. 33), popup
broadened into the popup from the relatively narrow PDZs, and geometry is strongly dependent on the degree of over- and underlap
cross-popup faults cut across the crest of the system (Fig. 55; see fig- of the master-fault segments (McClay and Bonora, 2001; Mitra
ure 9 of McClay and Bonora, 2001). and Paul, 2011). Underlapping master faults generated elongate,
Experiments described in Richard et al. (1995) corroborate the lozenge-shaped popups in sand and clay experiments (see figure 3
evolutionary sequence described earlier (Fig. 56). As in our model, of McClay and Bonora, 2001, and figures 14 and 15 of Mitra and Paul,
deformation began by Riedel shear formation above the master fault 2011). The Cerro de la Mica restraining stepover has a plan form and
tips, followed by formation of uplift-bounding, oblique-reverse faults, fault architecture that closely resemble popups formed in restraining
42 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Fig. 50. (a) Virtual depth slice, (b) virtual displacement-parallel section, and (c) displacement-normal section of the single-layer model. See text for details.

stepovers with underlapping master faults (see figure 21 of McClay their figure 7) or rectangular uplifts (Mitra and Paul, 2011; see their
and Bonora, 2001). Rhomboidal or box-shaped popups are typical of figure 20 for a comparison of all three master-fault setups). McClay
restraining stepovers formed above transverse (A = 90°) stepovers and Bonora (2001) also documented a higher degree of internal rota-
(Figs. 53, 56; see figure 13 of McClay and Bonora, 2001, and figures tion with an increase in master-fault overlap.
16 and 17 of Mitra and Paul, 2011). Examples of these include the Stepover width is also important in determining popup shape for a
Echo Hills restraining stepover in southeastern Nevada (Campagna given master-fault geometry. Richard et al. (1995) conducted three
and Aydin, 1991) and the Owl Lake popup in Wyoming (Paylor and experiments with the same stepover geometry and sand-pack thick-
Yin, 1993). Highly overlapping master-fault geometries (A > 100°) ness but varied the fault separation (S). Fig. 57 shows the results of
produce sigmoidal antiformal popups (McClay and Bonora, 2001, their models for experiments with S values of 2, 5, and 20 cm and a

Fig. 51. (a) Virtual depth slice, (b) virtual displacement-parallel section, and (c) displacement-normal section of the dual-layer model. See text for details.
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 43

Fig. 52. (a) Virtual depth slice, (b) virtual displacement-parallel section, and (c) displacement-normal section of the dual-layer model with the locally elevated brittle–ductile tran-
sition. See text for details.

transverse (A = 90°) master-fault geometry. At low S values, the in the Confidence Hills positive flower structure in southern Death
popup is elongate with an axis roughly subparallel to the basement Valley, where spacing between the flanking faults is small (Dooley
master fault strike (Fig. 57a). This type of fault-parallel uplift is seen and McClay, 1996). With increasing separation, the popups gradually

Fig. 53. Overhead views of a model showing the progressive evolution of a rhombic ‘popup’ developed above a restraining stepover, with A= 90° and S = 10 cm (see figure TD3 for
details of rig design). Note the development of antithetic R′ shears at surface that accommodate rotation and a developing cross-popup fault zone. (a) 2-cm displacement, (b) 4-cm
displacement, (c) 6-cm displacement, (d) 8-cm displacement, and (e) 10-cm displacement.
Modified from Dooley et al. (1999).
44 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Fig. 54. Cross sections of the popup model. Locations of sections shown in Fig. 53e. Sections run from north to south. The popup is symmetric in the middle, becoming asymmetric at
either end. Antithetic faults commonly terminate at a shallow level.
Modified from Dooley et al. (1999).

take on rhomboidal geometries, and the degree of high-angle faulting 7. Effect of crustal weak zones on strike-slip
within the uplift increases (Fig. 57b–c). McClay and Bonora (2001) fault-zone segmentation
documented similar results but showed that baseplates with high A
values (A > 100°) retained a rhomboidal shape even at low S values As discussed in Section 5, limitations of the experimental design of
(see their figure 17). the majority of segmented strike-slip-fault models are problematic

Fig. 55. Horizontal section of a popup developed above a restraining stepover, with A = 90° and S = 10 cm. See text for details.
Modified from Dooley et al. (1999).
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 45

owing to the rigid nature of the baseplates. This experimental setup and Letouzey and Sherkati (2004) investigated the influence of salt
requires the cover to deform to the imposed “basement” geometry diapirs on the localization of thrust and strike-slip faulting, with em-
and precludes any form of true basin or popup extinction due to as- phasis on the Zagros fold-thrust belt.
perity cutoff. In this section we present some new models that inves-
tigate the role of crustal weak zones in promoting segmentation along 7.1. Model design
strike-slip fault zones. Interaction of a propagating strike-slip fault
with a preexisting crustal heterogeneity is one of the models pro- All the models in this section (Table 4) were run in a deformation
posed for the origin of solitary or arrays of stepovers (see Mann, with dimensions of 2.5 × 1.5 m (Fig. 59). A regional layer of PDMS
2007; Mann et al., 2007, for full details). Mann (2007) further devel- (SGM-36; see Section 2.4) was overlain on the precut baseplates.
oped this model of the influence of crustal heterogeneity into the The strike-slip basement fault was linear and was cut to simulate ei-
paired-bend model (Fig. 58). In this scenario a propagating ther a pure strike-slip environment (the fault parallels the displace-
strike-slip fault intersects a preexisting oblique crustal structure or ment vector) or a divergent strike-slip system (transtensional,
weak zone that nucleates a restraining stepover (Fig. 58a–b). Contin- where the fault is oblique to the displacement vector—Fig. 59a).
ued propagation of the fault zone then forms a releasing bend, and High-level weak zones were emplaced on top of the basal weak
eventual asperity cutoff by a shortcut fault renders the stepovers in- zone in the orientations shown in Table 4 and covered with a layered
active (Fig. 58c–d). The releasing stepover forms to maintain a vol- sand pack (see Fig. 47f for typical model stratigraphy). Computer-
ume balance in the deforming crust (Mann, 2007). Paired-bend controlled stepper motors drove the dextral displacement of the
systems have been described from the San Andreas, North Anatolian, plates at a rate of 3 cm/h −1. Three weak-body configurations are
Enriquillo-Plantain Garden, and Dead Sea–Lebanon fault zones (see presented in this section (Table 4). These configurations were
figure 11 of Mann, 2007, and figure 1 of Mann et al., 2007, for details). designed to promote the formation of either a restraining stepover
Models investigating the influence of crustal weak zones were run or a releasing stepover, depending on its orientation with respect to
in both pure and divergent (transtensional) strike slip (Table 4). the basement fault trace (Table 4).
Other workers have studied the effects of crustal weak zones or het-
erogeneities on the development of strike-slip systems. Corti et al. 7.2. Linear weak zones with long axis oriented 45° counterclockwise
(2005) and Roman-Berdiel et al. (1997) studied the emplacement of oblique to the basement fault
magmas along strike-slip fault zones and the relationship between
the intrusion shape and surface faulting. Holohan et al. (2008) docu- 7.2.1. Pure strike slip
mented experiments on caldera collapse along strike-slip systems The evolution of Model A is illustrated by line drawings (Fig. 60a–d)
and their influence on surface faulting, including the formation of and in a time-lapse movie (Fig. 60e—Supplementary movie file). At low
local depressions and uplifts (see their figure 9). Koyi et al. (2008)

Fig. 56. Line drawings showing sequential development of a popup above a restraining Fig. 57. Line drawings of popup models showing effects of master-fault separation on
stepover, with A = 90°. the geometry of the resultant popup.
Redrawn from Richard et al. (1995). Redrawn from Richard et al. (1995).
46 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

displacements, Riedel shear arrays gradually propagated in from the


model edge toward the weak zone (Fig. 60a,e). As these Riedel shear ar-
rays approached the weak zone, they demonstrated an increase in their
formation angles from 24° to 28° (see Fig. 60a,e). Linkage of these Riedel
shears formed fault zones that diverged from the strike of the
basement-fault system to form a restraining stepover centred on the
weak zone (Figs. 60, 61). Shortening across the stepover accommodated
dextral displacement along the offset segments of the PDZ (Fig. 60e).
The offset segments of the PDZ terminated as oblique-reverse faults at
the margins of the weak body. Shortcut fault systems cut across the
popup in the latter stages of model evolution (Fig. 60d–e).
The final overhead view, a surface laser scan illustrating model to-
pography, and representative cross sections of Model A are shown in
Fig. 61. The final popup geometry – lazy S shaped – was cut by a
shortcut fault system that linked the offset PDZs (Fig. 61a–b). In
cross section the uplift is symmetric in the centre of the popup and
became asymmetric along strike (Fig. 61c). This change in symmetry
is similar to that of geometries seen in the popup experiments in
Figs. 53 and 54. The popup was bounded by oblique-reverse faults,
and its roof was thinned by outer-arc extension between the shortcut
system and these reverse faults at the popup margins (Figs. 60e, 61).
At depth the pinched stem of the weak zone formed the fault zone
(Fig. 61c). The weak body was squeezed, resulting in upward flow
of ductile material that was accommodated by uplift and outer-arc
extension. Narrow negative flower structures characterised deforma-
tion along the flanking PDZs (Fig. 61c).

7.2.2. Divergent strike slip


Fig. 62 illustrates line drawings showing evolution of the early
Fig. 58. Model for formation and eventual extinction of adjacent releasing and stage of Model B. As seen in Model A the early-formed Riedel shear
restraining ‘paired bends.’ See text for details. arrays demonstrated clockwise rotation (22°–27°) as they propagated
Diagram redrawn and modified from Mann (2007).
toward the weak body (Fig. 62a–b, e—Supplementary time-lapse
video file). Linkage of the early-formed R shears occurred along

Fig. 59. Model setup for experiments presented in this section. (a) Regional ductile layer overlying the basement fault, which is divergent (transtensional) in this setup.
(b) High-level weak body placed above the regional ductile layer and buried with layered sand.
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 47

lower angle Y and P shears to form a PDZ with a left step that was the weak body formed the core of a symmetric uplift (Fig. 63c). At ei-
centred on the weak body (Fig. 62a–b). Shortcut faults (Y and P orien- ther end of the popup, the uplifts were asymmetric and verged to-
tations) cut this uplift at a relatively early stage in the evolution of the ward one another on oblique-reverse faults that formed the offset
model (Fig. 62c,e). At 3.5-cm dextral displacement, the PDZs became PDZs (Fig. 63c). The flanking PDZs consist of negative flower struc-
highly transtensional (Fig. 62d,e). Shortening within the stepover ac- tures (Fig. 63c).
commodated the greater dextral displacement seen on the passive
grid flanking the stepover (Fig. 62a–e). 7.3. Linear weak zones with long axis oriented 45° clockwise oblique to
The final geometry of Model B consisted of a popup structure the basement fault
centred on the weak body, flanked by transtensional PDZs that
formed a minor left step (restraining) around the weak body 7.3.1. Pure strike slip
(Fig. 63a–b). The popup structure was dissected by a shortcut fault In Model C initial dextral displacement generated left-stepping
system that connected the left-stepping PDZs (Fig. 63b). In this Riedel shears that propagated toward the weak body (Fig. 64a–b).
transtensional model, the uplift of the popup was not as great nor Formation angles of these R shears demonstrated a clockwise rotation
was it as large in area as Model A (compare Figs. 61b and 63b). of from 22° to approximately 30° as the weak body was approached.
Cross sections of Model B illustrate the changing geometry of the As in Models A and B, linkage and propagation of these fault arrays
popup structure along strike (Fig. 63c). In the centre of the popup, generated a segmented PDZ system with a restraining stepover

Fig. 60. Evolution of Model A at (a) 1.8-, (b) 2.0-, (c) 2.5-, and (d) 5.0-cm combined displacements on the basement master fault. (e) Time-lapse video of the evolution of Model A
(Supplementary file).
48 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Fig. 61. (a) Overhead view of final geometry of Model A. (b) Laser-scan image showing topography of Model A. (c) Cross sections of Model A. Locations shown in a.

geometry centred on the weak body (Fig. 64c,e—Supplementary the weak body (Fig. 64e). At an early stage in this model, high-angle
video file). The PDZs initially terminated as reverse faults on the R′ shears formed above the stepover to accommodate high-level rota-
north and south sides of the weak body. With increasing displace- tion (Fig. 64), similar to those observed in published models of popup
ment, a shortcut fault system breached the brittle sequence above formation (Fig. 53; Dooley et al., 1999; McClay and Bonora, 2001).

Table 4
Table illustrating the geometries of weak zones examined in Section 7 and their roles and possible natural analogues.
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 49

Fig. 62. Evolution of Model B at (a) 1.7-, (b) 3.0-, (c) 4.0-, and (d) 5.0-cm combined displacements on the basement master fault. (e) Time-lapse video of the evolution of Model B
(Supplementary file).

The final geometry of Model C consisted of a major rhomboidal approached. Linkage of Riedel shears was accomplished by the forma-
popup centred above the weak body between left-stepping segments tion of P and Y shears forming two fault zones that initially formed a
of the PDZ (Fig. 65a–b). The PDZs consisted of narrow fault zones restraining stepover centred on the weak body (Fig. 66a–b). After
flanked by inactive Riedel shear arrays (Fig. 65a–b). The centre of 2.5-cm dextral displacement, the subsequent evolution of this model
the popup was a symmetric uplift flanked by faults with oblique- differed significantly from that of Model C. P shears propagated from
reverse kinematics (Fig. 65c). Along strike the popup became asym- the tips of both linked Riedel arrays to form a fault-bounded lazy-Z
metric, similar to the models discussed in Section 6. The roof of the pull-apart structure by 4- to 5-cm displacement (Fig. 66c–e). Extension
popup was thinned by outer-arc extension (Figs. 64e, 65c). Corti et and counterclockwise block rotation along R′ shears within the
al. (2005) also noted the development of extensional faults above ris- pull-apart structure dissected the early high (Fig. 66e). A clockwise ro-
ing polymer injected into the fault zone during strike-slip displace- tation of up to 30° was recorded in the fault-bounded lozenge (Fig. 66e).
ment (see their Fig. 3). The final geometry of Model D consisted of an elongate,
lazy-Z-shaped, fault-bounded pull-apart-basin structure centred
7.3.2. Divergent strike slip above the weak body (Fig. 67a–b). The sidewalls of the pull-apart
Model D had an early evolutionary history similar to that of Model C, basin consisted of two releasing bend systems that flanked the tilted
with Riedel shears gradually propagating in toward the oblique weak floor of the basin (Fig. 67a–b). Serial sections of the model illustrate
body (Fig. 66a,e—Supplementary video file). Riedel shear formation major along-strike changes. The top prekinematic regional level indi-
angle gradually increased from 20° to 27° as the weak body was cates that there was subsidence throughout much of the structure,
50 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Fig. 63. (a) Overhead view of final geometry of Model B. (b) Laser-scan image showing topography. (c) Cross sections of Model B. Locations shown in a.

although the top of the weak body is, in places, above its original re- depression between the weak body array defined a narrow negative
gional level, reflecting early uplift within the short-lived restraining flower structure in cross section (Fig. 69c, Section S2).
stepover (Fig. 67c). On the left side of the basin, the structure
consisted of a simple negative flower structure (Fig. 67c; Section 7.4.2. Divergent strike slip
S1). As the basin widened, the geometry changed to a box graben The initial evolutionary stages of Model F were almost identical to
(Fig. 67c, Section S2). In the centre of the basin, the weak body was those of Model E. Riedel shear arrays propagated in from either side of
still above its original regional level, but significant thinning of the the model towards the weak-body array (Fig. 70a,e—Supplementary
roof sequence had occurred (Fig. 67c; Section S3). The basin was movie file). These fault arrays demonstrated a gradual increase in for-
also asymmetric, its floor dipping to the south towards the more mation angle – from 15° to 30° – as they approached the weak zones
dominant fault segment, producing a half-graben geometry in Sec- (Fig. 70a). These two linked Riedel arrays initially defined a broad
tions S4 and S5 (Fig. 67). restraining stepover in the system. Minor uplift was recorded above
the two weak bodies (see Fig. 47b). The restraining stepover was rap-
7.4. Double-cylinder weak-body array tangential to basement-fault trace idly breached by lower-angle (14°) R shears that formed between the
weak bodies (Fig. 70b). A through-going fault zone formed between
7.4.1. Pure strike slip the weak-body array with subsequent displacement. This fault zone
In the early stages of Model E, Riedel shear arrays propagated to- formed a releasing double-bend geometry that generated extension
ward the weak zone array to form an initially broad zone of faulting and subsidence between the weak bodies (Fig. 70d,e). The narrow
that diverged from the basement fault strike (Fig. 68a,b,e). As in pull-apart structure broadened over time as extensional faults propa-
Models A through D, the angle of formation of these Riedel shears gated out from the primary strike-slip zone to form the outer basin
increased from 20° to 28° as they propagated toward the centre sidewalls (Fig. 47d,e).
of the model (Fig. 68a,b,e). The linked Riedel shears formed a The final overhead view illustrates a pull-apart structure devel-
broad restraining stepover that encompassed the weak-body array oped along a gentle releasing bend in the through-going fault zone
(Fig. 68b). With increasing displacement, the stepover region was that weaved between the weak zone array (Fig. 71a). Late-stage
breached by Y shears that weaved between the weak bodies broadening of the basin along en echelon extensional faults occurred
(Fig. 68c). At a late stage, a negative flower structure formed in a as a result of the deepening of the inner basin and steepening of its
small releasing bend between the uplifts (Fig. 68e). flanks (Fig. 71a,b). The oblique laser-scan image clearly shows the
The final plan-view geometry of Model E consisted of two distinc- early-formed, minor uplifts above the weak layers and the gentle re-
tive uplifts above the weak zones that flanked a narrow, fault- leasing bend along the PDZ (Fig. 71b). Cross sections illustrate the
bounded depression (Fig. 69a,b). Cross sections show asymmetric negative flower structures that flanked the weak layers (Fig. 71; Sec-
uplifts that verged toward one another (Fig. 69c). The narrow tions S1, S3). The depression widened into the centre of the pull-apart
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 51

Fig. 64. Evolution of Model C at (a) 2.0-, (b) 3.0-, (c) 4.0-, and (d) 6.0-cm combined displacements on the basement master fault. (e) Time-lapse video of the evolution of Model C
(Supplementary file).

structure between the two weak bodies (Fig. 71; Section S2). In this fault, restraining bends or stepovers formed that produced popups
central zone, the pull-apart basin consisted of a well-defined inner around the weak body (Figs. 60, 64). In Model A the geometry of
basin flanked by basinward-tilted blocks. The cross section of the the popup was sigmoidal, resembling models run with underlapping
transtensional PDZ illustrates a fault-bounded lozenge bounded by (A = 30°–60°) baseplate geometries documented by McClay and
narrow negative flower structures (Fig. 71c; Section S4). Bonora (2001, see their figures 3, 10) and by Mitra and Paul (2011,
see their figures 14, 15). In contrast, Model C produced a popup that
7.5. Summary of Section 7 Section 7 was a squat rhomboid (Fig. 65a–b). These differing geometries are
the result of the geometry of the weak zone (Fig. 72c). In Model A,
The models described in this section demonstrated that the pres- the PDZs on either side of the weak body linked and propagated to
ence of a weak body along a developing strike-slip fault zone has a the margins of the weak body to form an underlapping restraining
profound influence on segmentation. In all these models, synthetic stepover (Fig. 72c). The same evolutionary process in Model C pro-
Riedel shears displayed an increase in formation angle, with respect duced a restraining stepover with an overlapping geometry, owing
to the basement fault, as the weak body was approached (Fig. 72a). to the orientation of the weak body (Fig. 72d). The shape of the
The net result of this clockwise rotation was the formation, through popup in Model C is consistent with those found above transverse
linkage, of fault segments that diverged from the surface trace of or overlapping master-fault geometries (see Figs. 53, 56; see also fig-
the basement fault to form an initial left-stepping (restraining) ures 17, 19 of Mitra and Paul, 2011, and figures 5, 7 of McClay and
stepover centred on the weak body or weak-body array (Fig. 72b). Bonora, 2001). The formation of high-angle R′ faults above the
The subsequent evolution of the fault system was governed by the ge- stepover in Model C (Fig. 64a–e) was consistent with increased inter-
ometry of the weak body and the presence or absence of a degree of nal rotation documented in physical models with transverse (A = 90°,
transtension in the system. Fig. 32) or overlapping master-fault geometries (A > 100°, Fig. 32;
In pure strike-slip models, where the weak body was both 45° McClay and Bonora, 2001). Despite the transtension present in
counterclockwise-oblique and 45° clockwise-oblique of the basement Model B, a popup was generated above the weak body by the same
52 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Fig. 65. (a) Final overhead view, (b) laser-scan image showing topography, and (c) cross sections of Model C. Cross-section locations shown in a.

processes described earlier. However, this popup was a smaller struc- oriented to be extended and rotated during deformation. The view
ture in areal extent, displayed far less uplift, and was heavily dissect- of the underside of the model after deformation confirms this fact
ed by shortcut faults at a relatively early stage (compare Figs. 61 and (Fig. 73b). Second, the divergent nature of the model enhanced this
63). A view of the underside of Model B illustrates shortening of the stretching, overwhelming the initial restraining stepover geometry.
weak layer along the axis that was orthogonal to the contractional Discussing their physical models, Holohan et al. (2008) noted that
quadrant in strike-slip mode (Fig. 73a). A possible example of the in- magma-body analogues localised marginal or basin sidewall faults
fluence of a high-level crustal weak zone on fault segmentation is il- when subjected to regional transtension. This model may also pro-
lustrated in Fig. 74, which shows an uplifted and shortened salt vide an explanation for the origin of the Coso pull-apart system pre-
diapir in the Great Kavir of Northern Iran (Diapir 53 of Jackson viously discussed in Section 5.2 (Fig. 76). Prior to the onset of
et al., 1990), located in a restraining stepover along a strike-slip NW-directed transtension (>3 Ma), the Coso region underwent E–
tear-fault system. As in Models A through C, the strike-slip faults de- W extension, creating N–S-oriented fabrics (Fig. 76; Dewey et al.,
viate from their NW–SE trend to a N–S trend as they approach the di- 2008; Unruh et al., 2003). During subsequent transtension, these N–
apir to form a left step in the fault zone centred on the diapir S fabrics were oriented in a fashion similar to that of the weak layer
(compare Figs. 61 and 74). in Model D with respect to the imposed transtensional deformation.
In transtension, the 45° clockwise-oblique weak-body geometry These fabrics, combined with elevated heat flow due to the presence
produced an entirely different result. This model formed a of shallow magma chambers (~4 km depth, Unruh et al., 2008) and
fault-bounded, lazy-Z-shaped, pull-apart basin (Fig. 67a–b). The the transtensional deformation field may have induced stepover
early stages of the model evolution was similar to that of Models A formation in a manner seen in Fig. 75. Within the Coso pull-apart
through C, with surface deformation consisting of Riedel shears prop- complex internal deformation in the form of clockwise and counter-
agating toward the weak body and diverging away from the surface clockwise rotations was documented by Dewey et al. (2008), similar
trace of the master fault (Fig. 75a). Mild uplift occurred between the to the rotations seen in our models. In the Qom basin in the central
two fault zones that stepped to the left across the weak zone plateau of Iran, several small pull-apart structures along a dominantly
(Figs. 66e, 67b, 75b). From this point on, Model D deviated from the transpressional dextral fault zone were documented by Talbot and
evolutionary patterns seen in Models A through C. P shears propagat- Aftabi (2004). All these pull-apart structures are centred on salt dia-
ed from the tips of these linked faults to link with the offset PDZs to pirs that were unroofed by local extension and have extruded salt gla-
create a fault-bounded, lazy-Z-shaped, pull-apart basin (Figs. 67a–b, ciers (Talbot and Aftabi, 2004). The origin of these structures might be
75c). Why did this setup produce a pull-apart basin? There are two explained by the presence of high-level crustal weak zones, in this
reasons. First, the long axis of the weak zone was orthogonal to the case, salt diapirs, coupled with local transtension that induced
extensional quadrant of strike-slip deformation, and, thus, suitably stepover formation.
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 53

Fig. 66. Evolution of Model D at (a) 2.5-, (b) 3.2-, (c) 3.8-, and (d) 4.8-cm combined displacements on the basement master fault. (e) Time-lapse video of the evolution of Model D
(Supplementary file).

Right-stepping arrays of tangential weak bodies also perturbed 8. Strike-slip and transpressional reactivation of
the normal sequence of strike-slip fault formation, propagation, and extensional basins
linkage. Initially these models evolved in a similar fashion to that of
Models A through D, to form a restraining stepover centred on the In this section, we present new analogue models of strike-slip
weak-body array (Figs. 68, 70). Unlike Models A through D, the and transpressional reactivation of extensional basins. In the exper-
weak body did not lie directly on the basement fault trace, and, iments, a first phase of distributed extension is followed by a second
thus, a through-going fault zone could potentially cut the entire over- phase of either strike slip or transpression. Our aim was to investi-
burden, dissecting the initial stepover. Within the weak-body array, gate the role exerted by preexisting normal faults (formed during
lower-angle R shears formed and began to take up some vertical dis- extension) during subsequent strike slip or transpressional defor-
placements owing to their obliquity to the displacement. In both mation. In contrast to previous studies (e.g., Mattioni et al., 2006),
models, this oblique structure linked with the flanking PDZs to neither a rigid footwall nor basal velocity discontinuity is present
form narrow releasing bends or offsets (see Figs. 69, 71). In the in our models. Instead, deformation was distributed at the base of
transtensional model, this process was greatly enhanced, and a clear- the model during both phases of deformation. We used a
ly discernible releasing bend and associated basin formed (Fig. 71). mechanically-layered stratigraphy consisting of viscous PDMS and
The narrow inner basin is flanked by higher-angle extensional faults dry granular materials (quartz sand, corundum sand, and glass pow-
that form the outer basin sidewalls, similar to the pull-apart struc- der with angles of internal friction of resp. 35°, 36°, and 39°). The ex-
tures described in Section 5.1.2. A possible example of this type of perimental apparatus was the same as presented in Fig. 25c–d. The
process is illustrated in a bathymetric map that shows a pull-apart two baseplates were overlain by an alternation of Plexiglas and
basin on the seafloor in the northern Gulf of Mexico in Fig. 77. The foam bars. Before the model was constructed, the assemblage of
minibasin indicated in Fig. 77 may be foundering into a feeder (salt Plexiglas and foam bars was shortened by 4 cm by displacing the
diapir) that is supplying salt to the shallow salt canopy. It is possible longitudinal sidewalls. The brittle–viscous model was then built on
that another feeder or diapir exists directly north of the pull-apart top, consisting of a 1-cm-thick layer of PDMS overlain by three alternat-
basin, and, if so, then this basin developed between tangential, ing layers of granular materials, each 1 cm thick. The long dimension of
right-stepping diapirs or weak zones in the same manner as that of each model was 70 cm, and rubber sheets provided transverse confine-
Models E and F (Fig. 77); 3-D seismic data would be required to val- ment of the model. Outward movement of both longitudinal sidewalls
idate this explanation. produced extension.
54 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Fig. 67. (a) Final overhead view, (b) laser-scan image showing topography, and (c) cross sections of Model D. Cross-section locations shown in a.

During extension the foam bars “decompressed,” and deformation longitudinal wall. Domains with a slight vertical relief (push-up
was distributed at the base of the model. The presence of the basal zones) appeared in the area between two left-stepping R shears. As
viscous PDMS layer prevented localization of deformation above the individual R shears propagated along strike, they overlapped with ad-
discontinuities in the model basement. At 1.5, 2.3, and 3.0 cm of ex- jacent left-stepping R shears, and the propagating fault segments ac-
tension, granular material was sieved into the developing grabens quired gentler dips (Fig. 78c,d). Strike-slip faults merged at depth
to simulate synrift sedimentation. After 3 cm of extension, the exper- with the preexisting normal faults, resulting in the local formation
iment was halted, and an additional 1-cm-thick layer of granular ma- of tulip structures, as seen in cross sections, with fault dips steepening
terial was added as a postrift sequence. upward in the postrift sequence (Fig. 78f - Supplementary video file).
The second phase of deformation involved either distributed Coalescence of en echelon strike-slip faults and graben-bounding nor-
strike slip or convergent distributed strike slip. In the case of distrib- mal faults resulted in the formation of major anastomosing fault
uted strike slip, one of the two baseplates was moved past the other, zones that were subparallel to the longitudinal wall (Fig. 78d,h).
the Plexiglas and foam bars slipped past one another, and the initial Fig. 78g,j (Supplementary video file) shows cross sections and hori-
rectangular configuration changed into a parallelogram. In the case zontal sections of the final stage of distributed strike-slip shear, re-
of distributed transpression, the strike-slip shear was combined spectively, after 7 cm of displacement along the baseplate.
with transverse shortening by displacing the longitudinal sidewalls.
Table 5 lists the experimental parameters for the two experiments. 8.2. Extension followed by distributed transpression

8.1. Extension followed by distributed strike slip During extension, grabens formed parallel to the longitudinal wall
form, with fault dips between 60° and 70°. The angle of oblique con-
During extension, major grabens formed, whose overall strike was vergence during distributed transpression was 15°. Surface views,
parallel to the longitudinal walls. The dip of the extensional faults was cross sections, and horizontal sections before the onset of trans-
typically 60° to 67°. Surface views and cross sections of the model be- pression are shown in Fig. 79a,f,g (with Fig. 79f,g being Supple-
fore the onset of distributed strike-slip shear are shown in Fig. 78a mentary video files), respectively. The surface evolution of the
and Fig. 78f (Supplementary video file), and horizontal sections are transpressional phase is shown in Fig. 79h (Supplementary video
shown in Fig. 78g (Supplementary video file). The surface evolution file). As in the previous experiment, strike-slip faults formed during
of the model from the end of extension (but before postrift sedimen- the early phases of distributed transpression (Fig. 79b,h). However,
tation) through the final stage of distributed strike slip is shown in their surface strike formed at larger angles, ranging between 30°
Fig. 78h (Supplementary video file). and 35°. The faults are arranged in a left-stepping en echelon pattern
During the initial stages of dextral bulk strike slip, en echelon dex- at the surface and cut across the preexisting graben. With increasing
tral strike-slip faults (R shears) appeared at the surface (Fig. 78b,c). transpression, push-up zones appear between two left-stepping
Their surface strike ranged between 17° and 23°, with respect to the strike-slip faults (Fig. 79c,d). As these faults propagated along strike,
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 55

Fig. 68. Evolution of Model E at (a) 2.0-, (b) 3.0-, (c) 4.0-, and (d) 4.5-cm combined displacements on the basement master fault. (e) Time-lapse video of the evolution of Model E
(Supplementary file).

their surface strike and their dip angles decreased slightly in the area thinning of the ductile layer at depth beneath the graben during the
of overlap. Locally these faults coalesced at depth with the extensional phase strongly localised thrust faults that formed in the
graben-bounding normal faults (Fig. 79e; Fig.i,j - Supplementary transpressional experiment, resulting in minor basin inversion in
video files). stepovers.

8.3. Summary of Section 8 Section 8 9. Concluding statements

In these experiments, only limited basin inversion occurred during 9.1. Current status
strike-slip deformation. The initial fault pattern that evolved during
the second phase of deformation was primarily controlled by the Analogue-model experiments have significantly contributed to
far-field stress system, even in the presence of precursor structures. our understanding of strike-slip tectonics. Despite their inherent lim-
Thus, orientations of the early-formed strike-slip faults were similar itations and simplifications, they have proved especially useful in de-
to those observed in distributed strike slip and transpression experi- veloping kinematic models because they provide the opportunity to
ments without preexisting extensional structures (Schreurs and study the evolution of complex 3-D fault geometries that form in
Colletta, 1998, 2003). However, the precursor graben did serve to lo- strike-slip-related deformation zones in detail. This opportunity is of
calise some of the deformation during the strike-slip stage. Local special value in areas where field and/or geophysical data are only
56 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Fig. 69. (a) Final overhead view, (b) laser-scan image showing topography, and (c) cross sections of Model E. Cross-section locations shown in a.

fragmentary or where the current structural geometry is only a single major, through-going fault zones produce secondary faults, such as
snapshot of the evolutionary history of the fault system. Initial struc- lower-angle synthetic and antithetic shears in between, which
tures in strike-slip-dominated experiments will form as a result of reflect local stress-field modifications. Fault and block rotations
overall stress conditions (“far-field” or “regional” stress). Once these occur in distributed strike-slip shear experiments, in which lateral-
structures have formed, they will provoke local stress-field modifica- boundaries-model material can move sideways during shearing. Dis-
tions, creating structures that may vary considerably in strike and dip tributed transpression experiments with low angles of obliquity
with respect to earlier formed structures, and they may even lead (≤15°) generate initial strike-slip faults, whose surface strike is at
to partitioning of fault motion. Therefore, reconstruction of the over- higher angles than those of R shears in distributed strike-slip shear
all stress state on the basis of the final stage of strike-slip or experiments. Once these first faults have formed, additional deforma-
oblique-slip deformation can be difficult because early faults and tion is then taken up by oblique slip along favourably oriented,
folds may have propagated and rotated and later structures may preexisting faults. Secondary faults form in between major primary
have formed at progressively different orientations. faults zones in response to local stress-field modifications, whose ki-
Published modelling studies that use the classical Riedel experi- nematics depend on the angle of obliquity. In distributed shear with
mental setup (i.e., pure strike slip along a vertical basement fault) transtension, initial faults form with a lower angle to the imposed
show first-order similarities, such as development of synthetic Riedel shear direction to accommodate horizontal displacements. With con-
shears rooting in the basement fault and a principal displacement tinued deformation, faults with dominantly extensional throws de-
zone consisting of anastomosing synthetic shears parallel to the velop that parallel strike-slip faults.
shear direction. Nevertheless, differences are marked between Models that used rigid baseplates to simulate stepovers generate
models related notably to the analogue material used (e.g., dry gran- pull-apart structures and popups that have similar geometries in
ular materials versus wet clay), the mechanical stratigraphy of the most published studies. Variations in pull-apart and popup geome-
model, and model thickness. In the case of convergent strike slip tries are due to (1) the degree of over- and underlap of master faults,
(transpression), flower structures form in the overburden. In the (2) separation between master faults, (3) the presence or absence of a
case of divergent strike slip (transtension), the deformation zone nar- basal ductile unit, (4) the presence of an upper ductile unit, and (5)
rows, and synthetic Riedel shears form at lower angles than in pure sand-pack thickness with respect to master-fault separation. Models
strike-slip models. of transtensional pull-apart structures generate basins that are gross-
Fault patterns in distributed strike-slip shear experiments are ly similar in geometry to those formed under pure strike slip. Howev-
very different from those seen in the Riedel experiments. In models er, deformation and subsidence patterns within the pull-apart
undergoing distributed strike-slip shear, initial R shears form in re- structure are greatly influenced by the geometry and topography of
sponse to far-field stresses, and with progressive shearing, several the ductile unit. A local rise in the brittle–ductile transition tends to
major anastomosing synthetic shear zones form, whose spacing in- focus intrabasinal subsidence onto this high-level weak layer.
creases with model thickness and whose orientations are at an New modelling results suggest that weak crustal bodies signifi-
angle of approximately 10° to 15° to the bulk shear direction. These cantly influence segmentation along developing strike-slip zones.
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 57

Fig. 70. Evolution of Model F at (a) 2.0, (b) 3.0, (c) 4.5, and (d) 6.8 cm combined displacements on the basement master fault. (e) Time-lapse video of the evolution of Model F
(Supplementary file).

These weak bodies form rupture barriers that influence formation an- Graben boundaries are locally reactivated as oblique-reverse faults
gles of the initial synthetic Riedel shears as the weak layers are in stepovers between the main strike-slip fault segments.
approached by the developing Riedel arrays. Models suggest that
restraining stepovers are common for a variety of weak zone shapes 9.2. Future work
and orientations. Releasing stepovers, at least thus far, are more diffi-
cult to form and require specific weak-body orientation, combined Future challenges in analogue modelling are related to combining
with a degree of divergence, to develop to any appreciable degree. innovative experimental setups, new modelling materials, full 3-D
Further modelling of a variety of arrays of weak bodies is required visualisation of models over time, and 3-D strain quantification
to test what geometries promote releasing and restraining stepovers techniques. In reality, however, it will be extremely difficult to satis-
and whether these arrays would promote the formation of a paired- factorily combine all of these in one ultimate “analogue Earth
bend system, as described by Mann (2007). model,” and there will always be a trade-off between what is techni-
Distributed strike slip and transpressional shear (angle of cally, analytically, and experimentally feasible.
obliquity ≤ 15°) of preexisting extensional basins trending parallel To date, analogue-modelling studies have investigated the influ-
to the shear component of deformation produce only limited ence of a considerable number of primary experimental parameters
reactivation of preexisting basin-related faults. Instead, the far-field thought to exert a strong control on the resulting structures in
stresses produce initially strike-slip faults striking at angles of be- strike-slip tectonics. However, despite all this work, various parame-
tween 17° and 35° to the longitudinal edge of the model. Precursor ters have not yet been investigated in detail, mostly for practical
grabens serve to focus deformation during the strike-slip stage. reasons or for lack of suitable analogue materials. For example, the
58 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Fig. 71. (a) Final overhead view, (b) laser-scan image showing topography, and (c) cross sections of Model F. Cross-section locations shown in a.

influence of temperature-dependent rheologies, isostasy, or a destructive technique, requiring time-consuming reruns of models
pore-fluid pressure still needs to be explored in strike-slip modelling to successively greater strains in order to build up the 4-D evolution
experiments. In addition, the interactions between tectonics, erosion, of these structures (see Wu et al., 2009).
and sedimentation in strike-slip-dominated tectonic settings have Surface-topography monitoring using high-resolution laser scan-
not yet been investigated in detail by analogue-modelling studies, al- ners (e.g., Dooley et al., 2007, 2009; Wu et al., 2009) or laser interfer-
though Le Guerroué and Cobbold (2006) presented some simple ometers (e.g., Graveleau et al., 2011) is useful for detailed monitoring
models on the effects of erosion and sedimentation rate on the devel- of areas of subsidence and/or uplift in physical models. However, the
opment of positive flower structures. Graveleau and Dominguez application of nonintrusive optical-strain monitoring to analogue
(2008) and Graveleau et al. (2011) recently developed a new experiments (Adam et al., 2005) represents an even greater step for-
granular-modelling material to experimentally study landscape evo- ward in quantifying the 3-D deformation of analogue-model surfaces
lution and tested it in a thrust experiment. The material is a using digital stereoscopic photographs and the 2-D deformation of
water-saturated composite material that deforms brittly, according sectional views using digital photographs taken through transparent
to the Mohr–Coulomb failure criterion. During experimental thrust- sidewalls. The power of digital image correlation is shown by
ing, surface processes were activated by sprinkling water micro- shear-strain analysis of Model D from Section 7 (see Figs. 66–67 for
droplets on the model surface (see Graveleau and Dominguez, 2008, model details) in Fig. 80. Although these maps were derived from ar-
for further details). The analogue-model material was eroded by chival digital imagery and are thus limited to 2-D analysis, they beau-
channelised processes (fluvial-like incision) and hill-slope processes tifully illustrate the evolution of shear strain in the model. The next
(mass landslides), whereas transport and deposition resulted in step would be to apply optical-strain-monitoring techniques on suc-
fan-shaped sedimentary objects (Graveleau et al., 2011). Note, how- cessive 3-D volumetric X-ray CT image data sets of analogue models
ever, that geomorphic rates in the model are probably not properly to quantify the 3-D spatial and temporal patterns of strain accumula-
scaled (Graveleau et al., 2011). tion. Strain quantification in scaled models is of particular importance
Full 3-D visualisation of analogue models at successive time steps when making comparisons with natural settings and with numerical
using modern medical X-ray-computed tomography is now possible models.
and is of particular importance for studying how faults at depth inter- Scaled physical models have proven useful in providing graphic
act, connect, and evolve with time. However, detailed X-ray CT visu- insights into the progressive evolution and 3-D geometries of a varie-
alisation of internal structures in analogue models depends not only ty of strike-slip systems. Despite the plethora of studies, there is still
on the thickness and width of the analogue model, but also on the much to do. As stated earlier, further work is required to explore
type of material used. For example, structures in dry granular mate- the origins of segmentation along strike-slip fault zones and their
rials are much better visualised than those in wet clays. In subsequent evolution. Preliminary experiments on the influence of
larger-scale models, closely spaced serial sections can now be rou- crustal weak bodies are promising and deserve further study. In addi-
tinely converted to 3-D volumes that can be interrogated by standard tion, a greater use of mechanically layered stratigraphies is required
seismic interpretation packages. This conversion results in a far better to develop the full range of secondary structures related to
understanding of the 3-D geometry of the fault system. However, it is strike-slip deformation, e.g., wrench folds.
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 59

Fig. 72. Summary diagram illustrating typical restraining stepover geometry formed across weak bodies. (a) Riedel shears propagate toward the weak body and gradually diverge
from the trace of the basement fault. (b) Linked faults form restraining stepover centred on the weak body. (c) Weak bodies oriented 45° counterclockwise-oblique to the basement
fault approximate popups formed above underlapping master-fault geometries. (d) Weak bodies oriented 45° clockwise-oblique to the basement fault approximate popups formed
above overlapping master-fault geometries.

Supplementary data to this article can be found online at http:// Bureau of Economic Geology, Jackson School of Geosciences, The Uni-
dx.doi.org/10.1016/j.tecto.2012.05.030. versity of Texas at Austin.

Acknowledgments
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Fig. 73. (a) View of the underside of Model B, showing constriction and stretching perpendicular and parallel to the long axis of the weak body during transtensional deformation.
(b) View of the underside of Model D, illustrating extension and rotation of the weak layer during transtensional deformation.

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Fig. 74. Aerial photograph of Diapir 53, Great Kavir, northern Iran. The uplifted diapir is located in a restraining stepover. The strike-slip faults are lateral ramps for thrust faults
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a)

b)

c)

Fig. 75. Summary diagram illustrating pull-apart-basin development above a 45° clockwise-oblique weak body during divergent strike slip.

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66 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Fig. 78. Fault evolution in distributed strike-slip shear reactivation of basins (exp. 1377). (a) Surface photograph of grabens with corresponding vertical sections. Note that in sec-
tions syn- and postrift sediments have been added. (b–d) Fault pattern in surface view and in cross section. (e) Surface view during dextral distributed strike-slip shear, after 7 cm
of displacement of base plate; width of model is 29 cm. The rectangle indicates the area analysed by X-ray CT. To the right: 3-D-perspective block diagram of deformation stage
shown in e, with horizontal sections of postrift sequence (left-hand side) and at depth (right-hand side), and three vertical sections. Note tulip structures in vertical sections.
(f–j) Supplementary movies. (f) Movie of serial vertical sections of exp. 1377 before the onset of distributed strike slip. Sections show graben structures with syn- and postrift sed-
iments. (g) Movie of serial horizontal sections of same stage as f showing location of grabens below postrift sediments. (h) Movie showing surface evolution from the end of ex-
tension through the final stage of distributed strike-slip shear deformation. (i) Movie illustrating fault pattern in vertical sections in exp. 1377 after 70 mm of distributed strike-slip
deformation. (j) Movie showing horizontal sections of model at same stage as that in i.
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 67
68 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Fig. 79. Fault evolution in distributed transpressional reactivation of graben structures (exp. 1378). (a) Surface photograph of grabens filled with synrift sediments with correspond-
ing vertical sections. Note that in sections postrift sediments have been added. (b–d) Fault pattern in surface view and in cross section. (e) Surface view during dextral distributed
transpression, after 7 cm of displacement of base plate and 1.75 cm of shortening by transverse movement of longitudinal sidewall; width of model is 27.25 cm. The rectangle in-
dicates the area analysed by X-ray CT. To the right: 3-D-perspective block diagram of deformation stage shown in e, with horizontal sections of postrift sequence (left-hand side)
and at depth (right-hand side), and four cross sections. Three frontal cross sections show how a subvertical strike-slip fault cuts across the preexisting graben. (f–j) Supplementary
movies. (f) Movie of serial vertical sections of exp. 1378 before the onset of distributed transpression. Sections show graben structures with syn- and postrift sediments. (g) Movie
of serial horizontal sections of same stage as that in a, illustrating the position of grabens below postrift sediments. (h) Movie showing surface evolution from the end of extension
through the final stage of distributed transpression. (i) Movie illustrating fault pattern in horizontal sections in exp. 1378 after 7 cm of displacement of base plate and 1.75 cm of
shortening by transverse movement of longitudinal sidewall. (j) Movie illustrating fault pattern in vertical sections in exp. 1378 at same stage as that in Fig. 79i.
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 69
70 T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71

Fig. 80. (a–e) Evolution of shear strain in Model D from Section 7. Shear strain was calculated using archival model imagery using the digital image correlation (DIC) software DaVis
8 by LaVision Inc. Note how shear strain was initially concentrated above the evolving PDZs with a local high developed above the weak body (a). Intrabasin shear strain was
highest above the deforming weak layer (d–e). (f) Supplementary time-lapse movie illustrating shear strain evolution in this model.
T.P. Dooley, G. Schreurs / Tectonophysics 574–575 (2012) 1–71 71

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