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Abstract—The modular multilevel converter (MMC) is a newly applications. Although the multi-module VSC-based HVDC
introduced switch-mode converter topology with the potential converter provides modularity [6]–[8], it requires multiple
for high-voltage direct current (HVDC) transmission applica- bulky transformers.
tions. This paper focuses on the dynamic performance of an
MMC-based, back-to-back HVDC system. A phase-disposition The modular multilevel converter (MMC) is a new and a
(PD) sinusoidal pulsewidth modulation (SPWM) strategy, in- potential candidate for HVDC applications [12]–[16]. Concep-
cluding a voltage balancing method, for the operation of an MMC tually, the MMC does not have the drawbacks of the multi-
is presented in this paper. Based on the proposed PD-SPWM level and multi-module converters. However, the MMC-HVDC
switching strategy, a mathematical model for the MMC-HVDC system has neither been comprehensively analyzed nor its con-
system, under both balanced and unbalanced grid operation
modes, is developed. Dynamic performance of the MMC-based trol strategies and operational characteristics been adequately
back-to-back HVDC converter system, based on time-domain investigated [12]–[15]. The main objective of this paper is to
simulation studies in the PSCAD/EMTDC environment, is then investigate and evaluate dynamic behavior of the MMC in a
evaluated. The reported time-domain simulation results show back-to-back connected HVDC system.
that based on the adopted PD-SPWM switching strategy, the This paper presents: 1) a phase disposition (PD) sinusoidal
MMC-HVDC station can respond satisfactorily to the system
dynamics and control commands under balanced and unbalanced pulsewidth modulation (SPWM) strategy in conjunction with a
conditions while maintaining voltage balance of the dc capacitors. voltage balancing strategy for an MMC-based HVDC system
and 2) develops a comprehensive mathematical model to design
Index Terms—Capacitor voltage balancing, HVDC transmis-
sion, modular multilevel converter, sinusoidal PWM. controllers of the overall MMC-based HVDC system. The de-
veloped model is based on the negative and positive sequence
decomposition technique [17] to study and control the MMC-
I. INTRODUCTION HVDC system under both balanced and unbalanced grid oper-
ating conditions. The performance of the MMC-based back-to-
back HVDC converter system, in terms of capacitor voltages
T HE SWITCH-MODE voltage-sourced converter (VSC) is
the building block for a specific class of HVDC converters
[1]–[5]. However, the requirement to meet high voltage levels,
balancing and dynamic behavior, is also carried out based on
time domain simulations in the PSCAD/EMTDC environment.
both at ac and dc sides of a VSC-based HVDC converter sta- The rest of this paper is organized as follows. Section II
tion, is best accommodated by the multilevel voltage synthesis introduces the HVDC study system. Section III introduces
strategy (i.e., multi-module [6]–[8] and multilevel [2], [9], [10] the principles of operation of the MMC, the SPWM-based
converters). switching strategy, and the dc-capacitor voltage balancing
The multilevel VSC-based HVDC converters that have method. Section IV present the HVDC converter station model
been proposed and/or implemented, are mainly based on the and the designed controllers. Section V reports the study re-
three-level diode-clamped converter (DCC) technology [2], [8], sults. Section VI provides further discussion on the subject, and
[10]. Although technical merits of the n-level DCC for Section VII concludes this paper.
HVDC applications are well understood [9], its applications,
due to the complexity in counteracting the dc-capacitor voltage II. MMC-BASED HVDC SYSTEM STRUCTURE
drift phenomenon, have been limited [11]. This is also the case
Fig. 1(a) shows a single-line diagram of the study system
for multilevel flying-capacitor converter (FCC) topology [8].
Furthermore, DCC and FCC configurations do not fully satisfy and Fig. 1(b) depicts a schematic representation of the
scalability, structural modularity, and fault tolerance for HVDC MMC-based HVDC system. The converter system comprises
two back-to-back connected MMCs which are hereinafter
referred to as MMC-1 and MMC-2. Each MMC consists of
Manuscript received September 04, 2009; revised January 28, 2010. Date of
publication September 07, 2010; date of current version September 22, 2010.
six arms where each arm includes series-connected, nomi-
Paper no. TPWRD-00668-2009. nally identical, half-bridge submodules (SMs). Without loss of
M. Saeedifard is with the School of Electrical and Computer Engineering, generality, in this paper, we assume . Reactors are to
Power and Energy Devices and Systems Group, Purdue University, West
Lafayette, IN 47907-2035 USA (e-mail: maryam@purdue.edu).
provide current control within the phase arms and limit fault
R. Iravani is with the Department of Electrical and Computer Engineering, currents. An estimate of the total switching loss of the converter
University of Toronto, Toronto, ON M5S 3G4, Canada (e-mail: iravani@ecf. system is modelled by resistor that is connected in parallel
utoronto.ca). with the dc-bus, Fig. 1(b).
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org. The ac terminal of each MMC is connected to a utility grid
Digital Object Identifier 10.1109/TPWRD.2010.2050787 through a series connected filter, a three-phase transformer. Two
0885-8977/$26.00 © 2010 IEEE
2904 IEEE TRANSACTIONS ON POWER DELIVERY, VOL. 25, NO. 4, OCTOBER 2010
Fig. 1. Schematic representation of the MMC-HVDC system: (a) single-line diagram and (b) circuit diagram of the MMC-HVDC converter stations.
Fig. 3. PD SPWM strategy of the MMC of Fig. 1: (a) Carrier and reference
waveforms. (b) ac-side voltage levels.
(3)
the modulating waveforms are decomposed into positive- and The dc-bus voltage dynamics are expressed based on the power
negative-sequence components, described by balance equation. For the system of Fig. 1, the instantaneous
outgoing power from the ac-side terminals of MMC-k is [17]
(6a) (14)
where
(6b) (15a)
(6c) (15b)
(7) Assuming that both MMCs operate at unity power factor (i.e.,
) and the PCC-1 is subject to a single-phase to ground
(8a)
fault, we have
(8b)
(16a)
where
(9)
(16b)
Substituting for from (6) in (5), and transforming the
positive and negative sequence of based on (8), we have
(10a) (16c)
(10b)
(16d)
(11a)
and
(11b)
(17a)
The amplitudes and phases of the sequence components of the
modulating waveforms are (17b)
(17c)
(12a) (17d)
(13b) (18b)
2908 IEEE TRANSACTIONS ON POWER DELIVERY, VOL. 25, NO. 4, OCTOBER 2010
TABLE II
(19a) PARAMETERS OF THE STUDY SYSTEM OF FIG. 1
(19b)
VI. DISCUSSIONS
In comparison with the reported multilevel and/or
multi-module converter-based HVDC systems [5], [6], [8],
[17], the HVDC converter configuration of Fig. 1 offers the
following features:
• Compared with the DCC-based HVDC system of [9], the
system of Fig. 1 requires a two-wire connection at the
dc side. The HVDC converter system of [9] necessitates
a five-wire connection between the two converters which
disqualifies it for point-to-point, long-distance dc transmis-
sion. The MMC-based HVDC converter system of Fig. 1
can be adopted for long-distance dc transmission.
• Compared with the series-connected configuration [6] and
[7], the converter system of Fig. 1 eliminates the need for
multiple transformers. The transformer system is a major
cost component in HVDC applications, and the MMC con-
verter system of Fig. 1, in this respect, can offer cost incen-
tives compared with the system of [6] and [7].
• The MMC-based HVDC system of Fig. 1 has a highly
modular converter structure and provides scalability to the
desired voltage/power requirement. This is a salient fea-
ture when compared with the multilevel converter-based
HVDC configuration [5], [6], [8], [17].
• By increasing the number of SMs, and without additional
complexity in the control, low-distortion voltage wave-
forms can be synthesized at the ac-side of the MMC. An
adequate number of converter SMs obviates the need for
characteristic shunt ac filters, simplifies the converter struc-
ture, and reduces the cost and footprint of the station.
VII. CONCLUSION
This paper studies a back-to-back VSC-HVDC transmission
system based on a seven-level MMC converter. The paper
presents and evaluates a PD-SPWM-based capacitor voltage
balancing strategy for the HVDC system. This paper also
develops a mathematical model for the HVDC system to design
the controllers to control power flow and regulate the net dc-bus
voltage, under balanced and unbalanced grid conditions. The
capability of the SPWM-based voltage balancing strategy, per-
formance of the designed controllers, and the overall dynamic
performance of the HVDC system are investigated. The studies
Fig. 8. Dynamic response of the system of Fig. 1 to a line-to-ground fault at are conducted in time-domain using the PSCAD/EMTDC sim-
PCC-1: (a) three-phase line voltages at the low voltage side of the transformer-1, ulation environment. The study results demonstrates that the
(b) real power components of MMC-1 and MMC-2, (c) three-phase voltages of
MMC-1, (d) negative sequence current components of MMC-1, (e) three-phase
MMC, based on appropriately designed controllers, provides
ac-side currents of MMC-1, (f) capacitor voltages of phase-a SMs of MMC-1, the desired dynamic response, under balanced and unbalanced
(g) three-phase voltages of MMC-2, (h) capacitor voltages of phase-a SMs of grid conditions, for HVDC system applications. The studies
MMC-2, and (i) net dc-bus voltage.
also show that the proposed PD-SPWM strategy can effectively
provide voltage balancing for the MMC capacitors under
current components, double line-frequency oscillations appear steady-state and dynamic operational conditions. Furthermore,
on the net dc-bus voltage. the inherent scalability of the MMC renders it as a promising
Fig. 8 indicates that the HVDC system of Fig. 1 prevents configuration, compared with the multi-level and multi-module
propagation of the fault transients of the ac System-1 to ac VSC configurations, for HVDC system applications.
2912 IEEE TRANSACTIONS ON POWER DELIVERY, VOL. 25, NO. 4, OCTOBER 2010