Professional Documents
Culture Documents
- w h D & I
David E Kmbs
KathleenMGin*
Shi* Sahrmum
CG Danis, PT, is a recent graduate of the postprofessional physical therapy, orthopedic-sports specialty, master's degree program at MGH Institute
of Health Professions, Boston, Mass.
DE Krebs, PhD, PT, is Professor, MGH Institute of Health Professions, and Director, Massachusetts General Hospital Biomotion Laboratory, 101
Merrimac St, Boston, MA 021144719 (USA) (krebs.david@mgh.harvard.edu).Address all correspondence to Dr Krebs.
S Sahrmann, PhD, PT, FAPTA, is Associate Professor of Physical Therapy and Neurology, Physical Therapy Program, Washington University School
of Medicine, St Louis, Mo.
This study was supported in part by NIH gran& ROlAGlI255 and NlDRR H133C.60045.
Th,is article was .submittedJanua~y24, 1997, and ~uasaccepted December 17, 1997.
14=M 13=M
12=F 14=F
X 49.9 1.69 68.9 X 59.5 1.7 76.9
SD 23.9 0.10 16.3 SD 16.4 0.1 22.0
Minimum 20.2 1.52 43.2 Minimum 25.5 1.5 47.7
Maximum 88.0 1.80 225.0 Maximum 81.7 1.8 147.7
-
M=n~ale,F=:female.
"=bilateral vestibular hypofunction with sinusoidal vertiral axis rotation at 0.05 Hz5O.l (cg,ncarly zero vestibular function), 2=bilateral vestibular hypohlnc tion
with sinnso~dalvertical axis rotation at 0.05 Hz20.1, J=unilateral vestibular hypofunction.
neurologi,calimpairnlents that affect standing stability or tional vertigo or Miinikre disease. All subjects with
posture and had no impairments based on a brief vestibular hypofiinction were capable of ambulating
physical examination by the tester (eg, gait analysis, without an assistive device during the testing procedure.
balancing on one foot, analysis of the transfer from a
sitting position to a standing position). Testers were Subjects with BVH had vestibulo-ocular reflex gains on
physicians or physical therapists. All control subjects computerized sinusoidal vertical-axis rotation (SVAR) of
were community ambulators without assistive devices. at least 2.5 standard deviations below normal and bilat-
Subjects with UVH (n= 17) and BVH (n=10) had no erally decreased caloric response^.'^^^^ During the SVAR
other ne~~romusculoskeletal impairments that could test, the subject sits in the dark on a chair connected to
affect standing stability. The mean time since establish- a motorized platform that rotates left to right at frequen-
ment of the diagnosis was 48 months, with a range of cies of 0.01 to 1 Hz.lg,Z1The subjects' open-eye-induced
2 months to 56 years. Of the 17 subjects with UVH, movements are recorded using direct current
9 subjects had right UVH and 8 subjects had left Utm. ele~tro-oculography.~~~2~ The gain is the ratio of slow-
All subjects with vestibular hypofunction had abnormal phase eye movement velocity to stimulus (chair) veloci-
vestibular function tests and clinical examinations, as ty.lg Caloric testing involves infusing the ear with warm
evaluated by an otoneurologist. They had reduced ves- and cold water with a closed-loop irrigation, inducing a
tibular function, not distorted vestibular function as burst of nystagmus lasting 1 to 3 minutes. Ice water is
would be seen in subjects with benign paroxysmal posi- infused into the external auditory canal if the warm and
g"FJ*I;l"W
0.6
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seconds seconds
Figure 2.
Raw data of representative subject without impairment standing with feet apart, as used in this analysis. Linear data are shown in plots 1 to 7 as the
distance (in centimeters) from the center of the viewing volume (see Tab. 2 for vectorial sign conventions). Plot 1 is the right ankle joint position in the
sagittal plane (eg, the linear displacement of the ankle ioint in global anteroposterior coordinates). Plots 2 to 6 are the sagittal right knee, right hip,
right shoulder, neck, and back ioint positions, respectively. Plot 7 is the sagittal center-ofgravity (COG)position. Angular data, in global coordinates,
are shown in plots 8 to 13. Plot 8 shows the sagittal head angle (eg, the head pitch relative to earth horizontal). Plots 9 to 11 are the sagittal trunk,
pelvic tilt, and knee flexion angles, respectively. Plots 12 and 13 are the coronal trunk and pelvic angles, respectively. Plot 14 shows the vertical
ground reaction forces. The top line is the right ground reaction force and the bottom line i s the left ground reaction force measured under the
respective lower extremity. As the sagittal neck and shoulders (plots 4 and 5) moved farther anterior to the ankle (plot 1) (- 1.5 cm) around the third
second, the trunk (plot 9) became more flexed and the COG moved farther anterior to the ankle.
were 10 c.m apart, and the greater trochanters were 4 cm landmarks were the peaks of the iliac crests, acromial
behind the edge of the chair during chair rise. processes, ankle joint mediolateral centers and second
metatarsal heads, and mastoid process, respectively. The
Procedure for Joint Center Locations midpoint of the line connecting the two iliac crests was
Two methods were used to determine joint center the back joint that approximated L45. The neck joint
locations. In the first method, two hand-held TRACK was one neck radius medial to the pointer point loca-
pointers containing an array of LEDs were carefully tion, as defined by the pointer array Z-axis. The neck
aligned by the tester, reflecting the segment orientation joint approximated the atlanto-occipital joint.
in all 3 planes while the tip of the pointer contacted
specific anatomical landmarks (Fig. 1). The pointer data The second method used average axes of rotation
were then used to calculate the segment's origin and defined by kinematic and standing data for the knees
transfornlation matrix relative to the segment's fixed and hips. Riley et a12Vound this method to have more
array. Th~esequiet-standing data alone determined the accuracy for locating these lower-limbjoint centers than
back, shoulder, ankle, and neck joints. The anatomical the pointing trial alone. The pointer data and the
Data Collection
Three-dimensional computer graphics assisted in orga-
nizing, viewing, and analyzing the data using Superplot
software, created at the Massachusetts General Hospital
Biomotion Laboratory (Boston, Mass) in PV- WAVE^
(Fig. 2). The Superplot software displays an 11-segment
android kinematic model (Fig. 3 ) . In the 3-
dimensional global coordinate frame, we obtained the
sagittal joint center positions for the ankle, knee, hip,
shoulder, back, and neck; the sagittal and coronal posi-
tions for the trunk and pelvis; and sagittal positions for
Phase-plane stability
0; 0.8650.41 1.752 1.97" 0.9820.51 2.3622.64" 0.7320.20' 1 .1420.48",g
Sagittal angle
(room referen~ed)~
Pelvis 1.6224.25 4.1955.16" 2.6325.09 5.1926.36' 0.5622.89 3.1953.44'
Trunk - 1.8754.93 0.2024.68' - 1.8525.04 -0.21 54.62" - 1.8924.91 0.61 24.79"
posterior to the COG would display a stability stability, and (5) left and right vertical ground reaction
impairment. forces. The independent variable was group.
A repeated-measures multivariate analysis of variance Pair-wise post hoc simple contrasts were used to compare
(MANOLTA)was used to determine whether postural the sagittal and coronal angles and the sagittal align-
and stability differences existed across subjects with ments shown in Table 2 between the two standing
vestibulal- hypofunction and subjects without impair- positions (feet apart and eyes open versus feet together
ment in the two standing positions (eyes open and eyes and eyes closed). Pair-wise post hoc simple contrasts
closed). 'The dependent variables used in this analysis compared specific postural differences (the sagittal and
were the following variables in the two standing posi- coronal angles and the sagittal alignments in Tab. 2)
tions: (1) sagittal angles of the pelvis, trunk, head, and across the subjects without impairment and the subjects
knee, (2) coronal angles of the trunk and pelvis, (3) sag- with vestibular hypofunction to determine whether the
ittal distances from two variables (ankle to neck, ankle to subjects with vestibular hypofunction had a more poste-
shoulder., ankle to back, ankle to hip, ankle to knee, riorly tilted pelvis and extended trunk than did the
ankle to COG, COG to neck, COG to shoulder, COG to subjects without impairment. The pair-wise contrast of
back, COG to hip, and COG to knee), (4) phase-plane the variable "ankle to COG" in the two standing posi-
-
7
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-1.0 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1.0
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8 -0.5
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-0.25 -0.20 -0.15 -0.10 -0.05 0.00 0.05 0.10
COG Velocity (cm/s)
Figure 4.
Whole-body centerafgravity (COG)phase-plane plots with feet together and eyes closed in the anteroposterior and rnediolateral planes (top and
bottom plots, respectively) from the subiectwithout impairment depicted in Figures 2 and 3. COG velocity (in centimeters per second] is the ordinate;
COG displacement (in centimeters) is the abscissa.
tions was used to determine whether subjects with ves- vented the processing of the whole-body COG phase-
tibular hypofunction would demonstrate an anterior plane data.
COG shift when standing with feet together and eyes
closed as compared with standing with feet apart and We also used pair-wise post hoc simple contrasts to
eyes open. determine whether a difference existed in the mean
vertical ground reaction force distribution between the
A pair-wise post hoc simple contrast compared the phase- left and right lower extremities and between the subjects
plane stability variable between the two groups and with vestibular hypofunction and the subjects without
between the two standing positions. Three subjects were impairment. This contrast was performed twice using the
excluded from the contrasts analyzing the stability vari- data from subjects standing with feet apart as well as
able. One subject without impairment was excluded standing with feet together. Furthermore, a pair-wise post
from this analysis because he was a researcher in this hoc simple contrast was used to determine whether the
field and, therefore, may have demonstrated bias in the left vertical ground reaction force distribution was dif-
postural adjustments he made. One subject with vestib- ferent from the right vertical ground reaction force
ular hypofunction took a step during standing with feet distribution. This contrast comparing left and right
together and, therefore, the phase-plane data were not vertical ground reaction force distributions was analyzed
valid throughout this position. With one subject with for the subjects with vestibular hypofunction, for the
vestibular hypofunction, the head array was not visible subjects without impairment, and for all subjects in both
for the entire 7 seconds of data collection, which pre- standing positions.
Subjects With
Vestibular Subjects Without
Variable Total Sample Hypofunction Impairment
Standing with feet together/sagittal plane
Ankleshoulder distance/trunk angle .60 .72
Ankleknee distance/knee angle .74 .61 .83
Ankleshoulder distance/ankle-neck distance .69 .74 .65
Trunk angle/neck-COGb distance -.73
Trunk angle/ankleneck distance .65
Neck-COG distance/ankleneck distance - .67 - .67 - .69
Neck-COG distance/ankle-shoulder distance - .66
AnkleCOG distance/neckCOG distance .62 .76
Ankle-COG distance/hip-COG distance -.81 -.83 -.77
flexion in standing with feet apart compared with stand- of correlations among postural variables than did the
ing with feet together (pair-wise contrast, P<.05) subjects without impairment.
(Tab. 2). Coronal postures did not change between the
standing positions (Tab. 2). Table 2 specifies pair-wise Discussion
contrasts between the standing positions within the total
sample, the subjects with vestibular hypofunction, and Correlation of Posture and Stability
the subjects without impairment. Standing with feet Posture and stability were not strongly correlated in
together and eyes closed was a more challenging equi- either group of subjects. Body-segment alignment
librium condition than standing with feet apart and eyes changes alter the whole-body COG location." stable
open, as demonstrated by increases in the phase-plane individual is able to control the whole-body COG ampli-
stability in both groups (Tab. 2). In this more challeng- tude and velocity of displacement. Despite using a very
ing position, the average subject in the total sample had sophisticated kinematic analysis system, however, we
an anterior shift in the COG from the ankle joint found a very low relationship between posture and
(3.96 cm) (Tab. 2). In all subjects standing with feet stability in our subjects. The finding of one highly
together, the COG also moved further anterior to the significant correlation, which was between the phase-
knee, hip, back, and shoulder (Tab. 2). In the group plane stability variable and trunk lateral flexion in the 6
with vestibular hypofunction, standing with feet most unsteady subjects, demonstrates that further
together, the COG moved farther anterior to the neck research is warranted. Treating minute postural devia-
(Tab. 2). tions in patients who d o not have musculoskeletal dys-
function is not warranted as a means of improving
Correlations Between the Postural Variables stability. Individuals with larger postural deviations may
Table 4 displays strong correlations among the postural benefit from "postural correction" to improve stability.
variables. In all subjects, the majority of strong correla- Larger postural differences may have a higher correla-
tions existed during standing with feet together and eyes tion to stability.
closed as compared with standing with feet apart and
eyes open. One pair of postural variables (hip-COG Posture in Subjects With Vestibular Hypofunction
distance and ankle-hip distance) was strongly correlated The unsteady subjects with vestibular hypofunction did
only during standing with feet apart (Tab. 4). Six pairs of not have postural aberrations, which differs from obser-
postural variables were highly correlated only during vations by Horak and Shupertl"hat subjects with BVH
standing with feet together (Tab. 4). The subjects with may have a more forward head position compared with
vestibular hypofunction demonstrated a greater number subjects without impairment. Our data also do not
Sagittal Coordinatesa
Investigators Knee Hip Shoulder Neck Back
support Horak and Shupert's theory that subjects with shift their weight toward their left lower extremity. Our
BVH may align themselves in quiet standing near the findings also differ from the report by Kirby and col-
posterior limit of stability.I5 In our study, both the leaguesZg that subjects without impairment shift their
subjects with vestibular hypofunction and the subjects weight toward their right lower extremity while standing
without impairment demonstrated a slightly extended with their feet together.
trunk and head during standing with feet apart and eyes
open (Tab. 2 ) . Although the average posture was not Comparison of Postural Findings With Those of
different between the two groups in our study, the Previous Studies
subjects with vestibular hypofunction had higher ranges Our data are similar to the data reported by other
for the following joint angles in both standing positions: researchers, with the exception of Braune and Fischer,'
pelvic flexion and extension, head flexion and exten- who concluded that joint centers aligned perfectly in the
sion, and pelvic and trunk lateral side bending. One sagittal plane among subjects standing with feet apart
reason fix the differences in the findings of the two (Tab. 5 ) . Our sample of postural data is the largest ever
studies may be related to the diagnoses of the subjects. reported, using the most advanced data acquisition
We included subjects with BVH and UVH; Horak and system. Many past studies used photographs to measure
Shupertl%tudied only subjects with BVH. The acuity of posture. It is difficult, however, to identify bony land-
the hypofunction could also account for the differences marks on photographs (Fig. 5 ) . According to Kendall
in results. In our study, the subjects were not in the acute and McCreary's "ideal" alignment, the plumb line refer-
phase; their posture may have compensated over time, enced from anterior to the ankle joint passes anterior to
although their stability was still impaired. Nonetheless, the knee, posterior to the hip, through the bodies of the
our study included the largest number of subjects with celvical and lumbar vertebrae, and through the shoulder
vestibular hypofunction ever reported; thus, this group joint.30 This statement was made without supporting
may be a more representative group than those in other data or published research. In our study, the plumb line
studies. drawn from the ankle joint center fell posterior to all
joint centers (Tab. 2 ) . We verified that the location of
The subjects in our study did not have acute vestibular the whole-body COG while our subjects stood with feet
hypofunction, yet they stood with more body weight apart agreed with the relevant body of literature (Tab.
shifted toward the left lower extremity during standing 6). The COG location in relationship to joint centers in
with feet apart. We did not find a difference in weight our subjects was similar to that described by Kendall and
distribution between subjects with BVH and subjects M ~ C r e a r yThey
. ~ ~ contended that when the whole-body
with UWI. Each subject with vestibular dysfunction may COG is slightly anterior to the knee and posterior to the
compensate differently, and we cannot draw firm con- hip, these joints are stable.30It can be argued, therefore,
clusions from this small sample. During standing with that minimal muscular effort is necessary to maintain
feet apart, however, the subjects with vestibular hypo- neutral alignment, secondary to ligamentous and mus-
function had an unequal weight distribution compared cular constraints," but data to support this argument
with the subjects without impairment. These findings have not been collected.
suggest that subjects without impairment do not have an
asymmetric weight distribution, in contrast to the report Our research contradicts Woodhull and colleagues' con-
of Nichols et a1Z8 that young adults without impairment clusion that the pelvis typically tilts posteriorly and the
Hellebrondt'2,b 5.0
Akerblo'mP 2.24 20.26 (1 1) 1.6 t 0 . 2 (23) - 1.8 (10)
Fox and 5.36 2 1.46 (66) Slightly anterior In anterior portion
to joint of acromial
center (66) process (66)
WoodhulletaI8 4.9t1.3(15) 1.1+2.4(15) -1.31215 1.2?1.6(15)
Present study 4.34 53.30 (53) 0.10 2 3 . 5 9 (53) - 1.08 t 3 . 5 6 (53) 2.40 53.73 (52) -0.49 24.35 (53) 1.07 23.61 (53)
"Numbers are anteroposterior distances (in centimeters) relative to the whole-body COG. A negative number denotes that the COG is posterior to the joint
A B -
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Distance between ankle e l d shoulder
Distance between neck ancl COG ...... Diaance between ankle and shoultler
Figure 6.
The anteroposterior distances between the neck and center of gravity and the ankle and shoulder ioint centers in a typical subject with vestibular
hypofunction during 7 seconds of standing with feet together and eyes closed. There was a negative crosscorrelation between the two distances
(r=-.99). (B] The distances between the ankle and shoulder and the ankle and neck are plotted along a 7-second Xclxis in a "typical" subject with
vestibular hypofunction standing with feet apart. There was a positive crosscorrelation between the two distances (r=.99).
Head/Trunk Movement as Subjects Change From reported.33Our findings are similar to those reported by
Standing With Feet Apart to Standing With Feet Together Shupert et a134but differ from a later report by Shupert
Changes in postural alignment at the trunk and head to et alS5that individuals whose trunk flexes compensate by
stabilize the head against gravity did not exist in either extending the head to stabilize the head in relationship
group as subjects changed from standing with feet apart to gravity (head stabilization in space33). Shupert et a135
to standing with feet together. For example, the head contend that patients with vestibular loss do not coordi-
did not extend when the trunk moved into more flexion nate the head and trunk movement because such
(Tab. 2). In both groups, the pelvis, trunk, and head patients predominantly use an ankle strategy.
moved toward a flexed posture during standing with feet
together and eyes closed (Tab. 2). Thus, the head was Postural Patterns in the Two Groups
stabilized with respect to the trunk (head stabilization on Certain postural patterns occurred in both groups. As we
trunk).3:' Because visual input was impaired during expected, when the sagittal distance between the ankle
standing with eyes closed, visual feedback may be more and shoulder increased, the neck and COG distance
useful fclr head stabilization to the trunk than has been decreased (Tab. 4). These data support the conclusion