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Monitoring and evaluating the sustainability of Italian agricultural system. An


emergy decomposition analysis

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DOI: 10.1016/j.ecolmodel.2013.02.014

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Ecological Modelling 271 (2014) 132–148

Contents lists available at ScienceDirect

Ecological Modelling
journal homepage: www.elsevier.com/locate/ecolmodel

Monitoring and evaluating the sustainability of Italian agricultural system.


An emergy decomposition analysis
Patrizia Ghisellini a,∗ , Amalia Zucaro b , Silvio Viglia b , Sergio Ulgiati b
a
Department of Agri-food Science and Technology, University of Bologna, Italy
b
Department of Sciences for the Environment, Parthenope University of Napoli, Italy

a r t i c l e i n f o a b s t r a c t

Article history: The agricultural sector is critical for the achievement of sustainable development worldwide. Its present
Available online 26 March 2013 and future sustainability relies on the difficult balance of food production and environmental impact. The
need for resource use optimization and increasing reliance on renewable energy, calls for increased devel-
Keywords: opment and integration of its supporting, provisioning, regulating and social services (multifunctionality)
Sustainable agriculture worldwide, in agreement with the global framework of the Millennium Ecosystem Assessment, the Euro-
Emergy
pean Union Objectives and other international assessment studies (e.g. the United Nations International
Decomposition analysis
Assessment of Agricultural Knowledge, Science and Technology for Development).
Italian agriculture
The performance of the Italian agricultural system is monitored and evaluated in this paper by means of
the emergy accounting method coupled to decomposition analysis techniques, applied to a 25 year time
series (1985–2010). The aim of this study is to assess the sustainability of these systems over time as well
as to identify the major drivers of performance change, to serve as the basis for future policy scenarios.
Two Italian regional agricultural systems (Emilia Romagna, in Northern Italy, and Campania, in Southern
Italy) are selected as case studies representative of the Italian agriculture. Results show a steady decrease
of cropped land, an increase of the fraction of renewable resource use, an overall increase of sustainability
(expressed by emergy indicators) in both regions. The fraction of renewable emergy use increased from
14% to 21% in the Emilia Romagna region and from 23% to 27% in the Campania region, compared to the
year 1985, with oscillating behavior over time. The overall Emergy Sustainability Index increased from
14% to 16% in the Emilia Romagna region and from 15% to 19% in the Campania region, recently. The
results of decomposition analysis highlight the important role of land use change and labor productivity
as major drivers of total emergy use in both agricultural systems. The approach applied in this paper is
applicable to the study of other national and regional agricultural sectors wordwide, provided suitable
time series of input and output flows are available.
© 2013 Elsevier B.V. All rights reserved.

1. Introduction in turn affect its food function (Gomiero et al., 2008) calling for
an urgent optimization of the trade-off between food security and
Sustainable development principles introduced by the Brunt- environmental and social protection (Godfray et al., 2010; Tilman
land Report (UNWCED, 1987) pointed out the importance of a et al., 2011). The performance of the agricultural sector is cru-
sustainable and equitable use of natural resources within and cial to the achievement of sustainable development and wellbeing
among generations at global level. Agricultural ecosystems are worldwide (Bezlepkina et al., 2010), by promoting sustainable and
the biggest managed ecosystems worldwide covering about 13 equitable use of natural resources for all generations (UNWCED,
billion hectares (FAO, 2007), with important consequences on 1987). According to the United States Department of Agriculture
economic, social and environmental dynamics (Pettenella and (1999), sustainable agriculture should “over the long term, satisfy
Ciccarese, 2010; Gomiero et al., 2011; Tilman et al., 2011). More- human needs, enhance environmental quality and natural resource
over the environmental impacts, to which agriculture contributes, base, make the most efficient use of non-renewable resources and
integrate natural biological processes, sustain economic viability,
and enhance quality of life”. Because of the unsustainable and
asymmetric use of energy, minerals and environmental resources
∗ Corresponding author. Tel.: +39 3335794792.
(IAASTD, 2008), it is presently difficult to consider modern agricul-
E-mail addresses: patrizia.ghisellini@alice.it, patrizia.ghisellini@unibo.it
ture as a sustainable way to satisfy human needs (Saifi and Drake,
(P. Ghisellini), amalia.zucaro@uniparthenope.it (A. Zucaro),
silvio.viglia@uniparthenope.it (S. Viglia), sergio.ulgiati@uniparthenope.it 2008). The Common Agricultural Policy (CAP) rural development
(S. Ulgiati). program 2007–2013 (European Commission, 2005), implemented

0304-3800/$ – see front matter © 2013 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.ecolmodel.2013.02.014
P. Ghisellini et al. / Ecological Modelling 271 (2014) 132–148 133

Due to these characteristics, these regional systems are represen-


Nomenclature tative of the variety of agricultural production patterns in Italy.
The coexistence of different agricultural systems (northern versus
R locally renewable emergy flows southern, coastal versus inland, mountain versus plain, intensive
N locally nonrenewable or slow-renewable emergy versus subsistence, etc.) is frequent in many countries, so that
flows an evaluation approach capable to appreciate diversity and com-
F emergy flows imported from outside (purchased) or plexity would be a suitable tool for assessment and comparison
supplied as feedback worldwide.
L labor directly applied to the process (hours, con- The case study was performed by means of the emergy account-
verted to their emergy units). In this study, the term ing method (Odum, 1996; Brown and Ulgiati, 2004b,c) coupled with
labor is also used in the decomposition equations a decomposition analysis technique (Vehmas, 2009). The latter was
to refer to all hours applied directly and indirectly applied to a calculated time series of emergy indices and ratios in
(labor + services) to support the agricultural produc- order not only to compare the two regional agricultural systems on
tion. the basis of their emergy performances, but also with the purpose
S services: Indirect labor applied to the upstream pro- to ascertain which factors, in the investigated period, directly and
cesses that extract, refine and deliver goods to the indirectly affected the changes in imported (F) and non-renewable
investigated process. In general, services are quan- emergy use (N) and the increase of total emergy use (U). The choice
tified in terms of economic cost of indirect labor (D , of these indicators for the decomposition test was determined by
$), converted to emergy units (seJ) the fact that they largely characterize the sustainability of an agri-
U total emergy supporting the process or system cultural system.
under investigation. Sometimes referred to as “total
emergy used”.
seJ solar equivalent Joule: unit used to quantify emergy
2. Material and methods
flows
EYR = U/F = (R + N + F + L + S)/F emergy yield ratio
2.1. The investigated regional agricultural systems
ELR = (N + F + L + S)/R environmental loading ratio
ESI = EYR/ELR Emergy Sustainability Index
The agricultural sectors of Emilia Romagna and Campania
ED empower density: emergy investment per unit of
regions were investigated over the time period 1985–2010. The
time and per unit of area (seJ s−1 ha−1 )
Emilia Romagna region is situated in the central-northern part
%REN = R/U fraction of emergy use that is renewable
of Italy while Campania is located in the southern part. Fig. 1a
EIR = F/(R + N) emergy investment ratio
and b highlights the large fraction of agricultural area as well
UEV = U/output unit emergy value. Generic expression of
as a non-negligible fraction of forested and natural environment.
emergy investment per unit of product of reference
Both regions are characterized by a mixed hilly and plain phys-
flow (seJ g−1 ; seJ D −1 , etc.). When the product is
ical environment. They have a long lasting agricultural tradition
measured in energy units (J), the UEV is more fre-
characterized by high quality production of cereals such as soft
quently termed transformity (seJ J−1 )
and durum wheat (Fanfani, 2001; Felice, 2011). A large fraction
GPV Gross Production Value
of the cropped areas in both Regions is dedicated to the cultiva-
Y yield. A measure (gram, Joule, kwh, D , etc.) of the
tion of forage for livestock consumption. Emilia Romagna is also
process product
specialized in the cultivation of sugar beet, vineyard, peaches, nec-
AA area of agricultural land cropped
tarines and pears, while Campania excels in the production of olive,
POP total resident population of the investigated regions,
lemons, oranges, tomatoes and vineyard. Both Regions also have an
to be fed by the agricultural products of regional
important agro-food industry, the products of which are exported
agriculture
worldwide.2
The agricultural productive structure of the Emilia Romagna
region consists of farms characterized by an average size of 14.6 ha,
by the Regions of the European Union Member States,1 promotes while the average farm size in the Campania region is about 4.0 ha.
the production of renewable energies as well as other interventions In both Regions the average size is increasing over time because of
(such as conservative and restoration soil measures, conversion of the gradual expulsion of farmers from business due to the effects
arable land to pastureland, and afforestation) by means of regional of European agricultural policies and market competition that lead
measures, based on the rationale that agriculture is crucial for the to concentration of land into larger farms.3
achievement of energy and climate-change objectives (Frascarelli, Nowadays intensive agriculture is the dominant productive
2011; Manna, 2012). farming pattern applied in the two Regions. Alternative produc-
In this work we have investigated the environmental and socio- tive farming systems such as organic and biodynamic, integrated
economic sustainability of the agricultural systems of two Italian pest management, account respectively for the 6.8% and 11.7% of
regions, Emilia Romagna in the Northern Italy, and Campania, in Emilia Romagna cropped land, while it is 4.2% of total land in Cam-
the South. These regional systems are characterized by different pania. These alternative farming patterns are receiving increasing
trends of climate, soil structure, mix of crops produced, agricul- attention and financial support within the framework of rural
tural practices (intensive, integrated, organic, biodynamic, etc.) that development policies.
affect production results and translate into different values of the
indicators (emergy) and the drivers of change (decomposition).

2
Emilia Romagna (2011) Regional Rural Development Plan 2007/2013. Midterm
Evaluation. Non-technical summary (march 2011), Available from: http://www.
1
Campania (2011). Regional Rural Development Plan 2007/2013. Midterm ermesagricoltura.it/Programmazione-Regionale-dello-Sviluppo-Rurale/Programma
Evaluation. Non-technical summary (march 2011), Available from: http://www. -di-Sviluppo-rurale-2007-2013.
3
agricoltura.regione.campania.it/psr 2007 2013/monitoraggio/midterm eva 2010. Agronotizie (2011), http://agronotizie.imagelinenetwork.com/attualita/2011/
pdf. 07/07/istat-aziende-agricole-in-forte-calo-ma-piu-grandi/13643.
134 P. Ghisellini et al. / Ecological Modelling 271 (2014) 132–148

Fig. 1. (a) Land cover map of Emilia Romagna Region (from Corinne Land Cover, 2006). (b) Land cover map of Campania Region (from Corinne Land Cover, 2006).

2.2. Data categories and quality a total amount assumed as reference flow. The renewable input
flows included in the account were solar radiation, wind, geother-
The main input and output flows related to the annual regional mal heat, rainfall, irrigation water, while the non-renewable flows
crop production were collected from official statistical databases were diesel, electricity, nitrogen (N), phosphate (P2 O5 ) and potas-
and personal interviews to dealers, farmers and managers. The sium (K2 O) fertilizers, pesticides (fungicides, insecticides and
output was quantified, for the purpose of the present assessment, acaricides, herbicides), agricultural machinery (tractors, cultiva-
as dry mass (g), energy content (J) and economic value (D ; Gross tors, combine harvesters, self-loading-trailers, round balers, grape
Production Value, GPV4 ) of the total regional sector. In so doing it harvesters, etc.) and human labor. The renewable input flows
was possible to aggregate the products from a variety of crops into data came from the National Agrometeorological Database, CRA-
CMA,5 the annual reports of National and Regional Institutes for

4
Gross Production Value, GPV, is expressed in current prices (D ). In the period
covered by the study the inflation rate has been rather constant. Since current
prices are usual in emergy analysis, current prices are used in this paper to make
5
comparison easier. CRA-CMA (2012) National Agrometeorologic Database. http://www.cra-cma.it/.
P. Ghisellini et al. / Ecological Modelling 271 (2014) 132–148 135

Fig. 2. System diagram for the agricultural systems in Emilia Romagna and Campania Regions. The spatial boundary chosen is the total cropped land while the time boundary
was one year.

Environmental Protection and Research ISPRA6 and the National a given product or to support a given flow” (Odum, 1996). The emergy
Environmental Agency ARPA.7 Data about fertilizers pesticides concept of embodiment supports the idea that something has a
and human labor (number of workers employed in agriculture value according to what was invested into making it. This way of
and annual working hours) were taken from annual handbooks accounting for required inputs over a hierarchy of levels is defined
of the National Institute of Statistics, ISTAT8 while data on a “donor system of value”, while exergy and economic analyses are
fuels and machinery are available from the regional database of “receiver systems of value”, i.e. something has a value according to
Mechanization in Agriculture, U.M.A.9 Finally, data on residential its usefulness to the end user (or user’s preferences). Solar emergy
population in both regions were taken from ISTAT historical time was therefore suggested as a measure of the total environmental
series.10 support to all kinds of processes in the biosphere. Flows that are not
With regard to the output flows, the regional data of the annual from solar source (like deep heat and gravitational potential) are
crop production (wet matter) have been processed to yield the dry expressed as solar equivalents by means of suitable transformation
mass and the energy content of each crop, based on average energy coefficients (Odum, 1996).
content values from the database of the Italian National Institute The amount of input emergy of the solar kind invested per ref-
for Research in Food and Nutrition, INRAN.11 The economic value erence (or functional) unit is named UEV (unit emergy value) and
of annual crop production is accounted for as their Gross Produc- measured as solar equivalent Joule per unit (seJ/J; seJ/g; seJ/ha;
tion Value (GPV), calculated by the National Institute of Statistics, seJ/h; seJ/D ). Input and output flows related to the regional agri-
ISTAT.12 cultural sectors and relevant for the emergy assessment are usually
classified as locally available renewable and non-renewable flows,
2.3. Emergy and emergy-based indicators imported flows (services flows), economic flows. The Emergy dia-
gram (Fig. 2) of regional agricultural systems shows the main
Emergy is defined as “the total amount of available energy (exergy) components as well as the main driving and product flows. The
of one kind (usually solar) that is directly or indirectly required to make emergy method takes into account not only the free environmen-
tal flows provided by Nature, but also the time needed for resource
generation within biosphere processes as well as the economic
6
flows of labor and services, to be considered measures of the soci-
ISPRA (2012) Annual reports on climatic indicators in Italy (years 2005
etal infrastructures supporting the process. In so doing all aspects
and 2010), Available from: http://www.isprambiente.gov.it/it/pubblicazioni/stato-
dellambiente/gli-indicatori-del-clima-in-italia-nel-2010-anno. of sustainability (economic, social, environmental) are properly
7
ARPA (2012), Hydrological Annals Report, http://www.arpa.emr.it/documenti. accounted for.
asp?parolachiave=sim annali&cerca=si&idlivello=64&pag=2. A computational table is designed, in order to group input flows
8
ISTAT, Agricultural statistics, Available from: http://agri.istat.it.
9
according to their characteristics and to allow their conversion from
UMA (2012), Utenti Motori Agricoli, Available from: http://www.ucer.camcom.
it/studi-ricerche/banche-dati/bd/agricolt/uma.
conventional units (energy and exergy, J; mass, g; labor or ser-
10
ISTAT, Residential population in Emilia Romagna Region and Campania Region, vices, US$, D or other currency) into emergy units (seJ). Such table
http://seriestoriche.istat.it/index.php?id=7&user 100ind pi1[id pagina]=44 represents the numerical version of the emergy Eq. (1):
&cHash=b58adf960212bedd42e9fa9d2f2765a7.
11
INRAN (2012), National institute for Research in Food and Nutrition, nutritional 
tables, Available from: http://www.inran.it/646/tabelle di composizione degli Em = fi × UEVi i = 1, . . . , n (1)
alimenti.html.
12
ISTAT (2012a,b,c), Gross Production Value (GVP), Available from: http://www.
istat.it/it/archivio/1654. where
136 P. Ghisellini et al. / Ecological Modelling 271 (2014) 132–148

Em , solar emergy largest possible amount of local resources in a process at the


fi , ith input flow of matter or energy lowest possible environmental loading.
UEVi , unit emergy value of the ith flow (from literature or calcu-
lated in this work). Tables 1 and 2 provide examples of the calculation procedure. In
Table 1 (Emilia Romagna region), the emergy supporting labor and
Summing up the emergies of all input flows we can calculate the services was divided into its renewable and nonrenewable frac-
total emergy, U, invested into the process, i.e. the total biosphere tions, in order to understand how renewable labor and services
work for (and environmental support to) crop production.13 A set could be considered. Since results show that they only account for a
of indices and ratios suitable for policymaking (Ulgiati et al., 1995; negligible share of renewable inputs, this splitting was not included
Ulgiati and Brown, 1998; Brown and Ulgiati, 1999, 2004b,c) can also in Table 2 (Campania).
be calculated:
2.4. Previous emergy studies about agricultural systems
(1) Total emergy use, U = R + N + F. It measures the renewable (R),
nonrenewable (N) and imported (F) emergy that converge to Given the importance of agriculture for human society, agri-
produce the yield (Y). cultural production has received huge attention by energy and
(2) UEV = U/output. It measures how much emergy it takes to gen- economic analysts. It is impossible here to list the large number
erate one unit of output, regardless of whether the input is of energy, economic and LCA studies about specific agricultural
renewable or not. According to the way it is defined and calcu- sectors or crop production. Most studies focused on energy and
lated, the UEV measures the global conversion efficiency over economic costs of specific production or entire sectors or conver-
the whole chain of processes leading from primary resources to sion of agricultural products into chemicals and biofuels. Focus on
the final product. improvement options was also placed by many analysts (mecha-
(3) Emergy yield ratio, EYR = (R + N + F)/F. It is a measure of the nization versus labor; chemically fertilized versus biological; GMOs
ability of a process to exploit and make available locally renew- versus traditional; etc.). These studies generally only took fossil
able (R) and nonrenewable (N) resources by investing outside energy costs into account, directly as fuel used or indirectly as
resources (F). It is an index sensitive to the alternative local- fuel embodied in the production of agricultural goods and machin-
imported. ery. Resources not directly linked to fossil fuel use were generally
(4) Environmental loading ratio, ELR = (N + F)/R. It compares the ignored.
amount of nonrenewable (N) and imported (F) emergy to the Since the emergy method was introduced by H.T. Odum, several
amount of locally renewable emergy sources (R). In a way, the emergy-based studies on agriculture have been published, aimed at
ELR is a measure of the possible disturbance to the local envi- ascertaining the environmental support provided for free by nature
ronmental dynamics, generated by the development driven to the agricultural process as well as to the upstream processes
from outside sources. The ELR is clearly able to make a dif- delivering needed goods and materials. In so doing, free energy of
ference between nonrenewable and renewable resources, thus sun, chemical energy of rain, environmental services by the wind,
complementing the information that is provided by the UEV. nutrients in topsoil, ground-water, time embodied in resource gen-
(5) Emergy investment ratio, EIR = F/(R + N). It is a measure of the eration, societal support to labor and services, were also accounted
effectiveness of an investment to drive a local development. for, in order to point out the large role played by the biosphere work
The same resource investment, depending on the process that in support of the economic value of agricultural production.
is implemented, may make possible the exploitation of different The first recorded emergy study of agriculture is Odum’s (1984)
amounts of local resources. paper about the environmental role of agriculture, in which the
(6) Renewable Fraction of emergy use, %REN = R/U, the fraction of basic concepts of biosphere work in support of agriculture as well
emergy use that is from local renewable sources. The ELR is as optimization concepts versus maximization concepts were dealt
linked to the %R, through the equation: with as basic sustainability aspects to be addressed. National agri-
R 1 1 cultural systems were investigated by Ulgiati et al. (1993, Italian
%REN = = = agriculture), Lan et al. (1998, China), Pillet et al. (2007, Switzerland),
(R + N + F) [(R + N + F)/R] [1 + (N + F)/R]
Chen et al. (2006, China), Burgess (2011, Scotland), Viglia et al.
1 (2011, Scotland), Zucaro et al. (2011, Italy), Gasparatos (2011,
= (2)
(1 + ELR) Japan), among others. Regional agricultural systems characterized
by homogeneous climatic and orographic features were also inves-
(7) Emergy Sustainability Index, ESI = EYR/ELR. It is an aggregated tigated by An et al. (1998, Taihu Lake area, China), Rodrigues
indicator of sustainability that links the characteristics of the et al. (2003, slash and burn Northeastern Parà, Brazil), Ferreyra
EYR (sensitive to the outside-versus-local emergy alternative) (2006, Rolling Pampas, Argentina), Lee and Huang (2011, Taoyuan
and the ELR (sensitive to the nonrenewable-versus-renewable area, Taiwan), Agostinho et al. (2011, Mogi-Guacu watershed,
emergy alternative). It responds to the goal of relying on the Brazil). Most emergy studies focused on specific cropping sys-
tems: Lagerberg and Brown (1999, tomatoes in Sweden), Ortega
et al. (2003, soybeans in Brazil), Guillén Trujillo (2003, coffee and
13
Prior to 2000, the annual emergy driving the geobiosphere was calculated as sugar cane in Chiapas, Mexico), Lefroy and Rydberg (2003, fodder
9.44E+24 seJ/yr (Odum, 1996) as the sum of solar radiation, deep heat and tidal in Southwestern Australia), Cuadra and Rydberg (2006, coffee in
momentum (calculated as solar-equivalent amounts). Odum et al. (2000) recalcu- Nicaragua), de Barros et al. (2009, banana in Guadeloupe), Cavalett
lated the total emergy baseline as 15.83E+24 seJ/yr in order to include the co-action
and Ortega (2009, biodiesel from soybeans, Brazil), Francescatto
of solar, gravitational and geothermal sources. Previously calculated UEV values
must be multiplied by 1.68 (the ratio of 15.83/9.44) for conversion to the new base- et al. (2009, apple in Southern Brazil), Goncalves Pereira and Ortega
line. Brown and Ulgiati (2011) refined the calculation to 15.2E+24 seJ/yr, based on (2009, bioethanol from sugarcane in Brazil), Giannetti et al. (2011,
updated values and conversion of energy to exergy units. The emergy baseline is coffee in Brazilian savannah). Finally, a very important group of
the reference for all main biosphere-scale processes, the UEV of which are calcu- papers is made up with methodological studies about the use of
lated also under the assumption to put the UEV of solar radiation equal to 1 seJ/J. All
other UEVs of human-dominated processes are calculated accordingly, as ratios of
emergy for the assessment of ecosystem services, implementation
the needed emergy input flows to the output flow(s). In this paper we refer to the of systems approach in the agricultural analysis, and emergy-based
Odum et al. (2000) baseline (all previous data converted accordingly). decision support: Brandt-Williams and Pillet (2003), Doherty and
P. Ghisellini et al. / Ecological Modelling 271 (2014) 132–148 137

Table 1
Emergy evaluation of Emilia Romagna agriculture in 2010.

Items Units Raw UEV Refs for UEVs Emerg (seJ/yr)y % of Total % of Total
amount (seJ/unit) emergya emergyb

Renewable input (locally available)


Sun J/yr 4.25E+19 1 [a] 4.25E+19 1% 1%
Wind (kinetic energy of wind used at the surface) J/yr 1.08E+17 2.51E+03 [b] 2.71E+20 3% 6%
Rainfall (chemical potential) J/yr 2.64E+16 3.05E+04 [b] 8.06E+20 10% 18%
Deep Heat (Geothermal) J/yr 1.52E+16 1.20E+04 [b] 1.83E+20 2% 4%
Services, renewable fraction D /yr 5.19E+07 2.75E+12 [h] 1.43E+20 2%
Labor, renewable fraction D /yr 3.37E+07 2.75E+12 [h] 9.27E+19 1%
Nonrenewable input (locally available)
Top soil (erosion, weathering) J/yr 2.31E+14 1.24E+05 [b] 2.85E+19 0% 1%
Imported input
Gasoline J/yr 4.71E+13 1.11E+05 [b] 5.22E+18 0% 0%
Diesel J/yr 8.85E+15 1.11E+05 [b] 9.79E+20 12% 22%
Electricity J/yr 1.93E+15 2.81E+05 [c] 5.41E+20 6% 12%
Water for irrigation g/yr 1.28E+15 7.61E+05 [d] 9.73E+20 12% 22%
Fertilizers
Nitrogen (N) g/yr 6.20E+10 6.37E+09 [b] 3.95E+20 5% 9%
Phosphate (P2 O5 ) g/yr 4.25E+10 6.54E+09 [b] 2.78E+20 3% 6%
Potassium (K2 O) g/yr 2.07E+10 1.84E+09 [b] 3.82E+19 0% 1%
Fungicides g/yr 5.03E+09 5.08E+09 [e] 2.56E+19 0% 1%
Insecticides and acaricides g/yr 1.57E+09 4.81E+09 [e] 7.57E+18 0% 0%
Herbicides g/yr 1.52E+09 8.25E+09 [e] 1.25E+19 0% 0%
Machinery
Steel and iron g/yr 2.34E+10 5.31E+09 [f] 1.24E+20 1% 3%
Aluminum g/yr 3.99E+09 3.25E+10 [b] 1.30E+20 2% 3%
Rubber and plastic material g/yr 2.85E+08 3.69E+09 [g] 1.05E+18 0% 0%
Copper g/yr 8.54E+08 3.36E+09 [c] 2.87E+18 0% 0%
Seeds g/yr 6.47E+10 1.67E+09 [i] 1.08E+20 1% 2%
Labor, non-renewable fraction D /yr 5.28E+08 2.75E+12 [h] 1.45E+21 17%
Services, non-renewable fraction D /yr 8.13E+08 2.75E+12 [h] 2.24E+21 27%

Total emergy (with labor and services) 8.38E+21 100% 100%


Total emergy (without labor and services) 4.45E+21
a
Calculated with reference to total emergy U, including labor and services.
b
Calculated with reference to total emergy U, without inclusion of labor and services.

Table 2
Emergy evaluation of Campania agriculture in 2010.

Items Units Raw UEV (seJ/unit) Refs. UEV Emergy (seJ/yr) % of Total % of Total
amount emergya emergyb

Renewable input (locally available)


Sun J/yr 3.05E+19 1.00E+00 [a] 3.05E+19 1% 2%
Wind J/yr 6.08E+16 2.51E+03 [b] 1.52E+20 3% 8%
Rainfall J/yr 1.88E+16 3.05E+04 [b] 5.72E+20 12% 30%
Deep heat J/yr 8.46E+15 1.20E+04 [b] 1.01E+20 2% 5%
Photosynthesis related inputs (CO2 and H2 O)
CO2 used in photosynthesis g CO2 /yr 7.15E+12 n.a.
H2O used in photosynthesis g H2 O/yr 2.93E+12 n.a.
Nonrenewable input (locally available)
Top soil (erosion, wheathering) J/yr 8.59E+14 1.24E+05 [b] 1.06E+20 2% 6%
Imported input
Gasoline J/yr 0.00E+00 1.11E+05 [b] 0.00E+00 0% 0%
Diesel and heavy fuel J/yr 4.08E+15 1.11E+05 [b] 4.51E+20 9% 24%
Electricity J/yr 9.77E+14 2.81E+05 [c] 2.74E+20 6% 14%
Water for irrigation g/yr 9.37E+13 7.61E+05 [d] 7.13E+19 1% 4%
Fertilizers
Nitrogen (N) g/yr 4.44E+10 6.37E+09 [b] 2.83E+20 6% 15%
Phosphate (PO4) g/yr 5.61E+09 6.54E+09 [b] 3.66E+19 1% 2%
Potassium (K2O) g/yr 6.22E+08 1.84E+09 [b] 1.15E+18 0% 0%
Fungicides g/yr 3.61E+09 5.08E+09 [e] 1.84E+19 0% 1%
Insecticides and Acaricides g/yr 2.01E+09 4.81E+09 [e] 9.65E+18 0% 1%
Herbicides g/yr 1.09E+09 8.25E+09 [e] 9.02E+18 0% 0%
Agricultural machinery
Steel and iron g/yr 6.77E+09 5.31E+09 [f] 3.59E+19 1% 2%
Aluminum g/yr 1.16E+09 3.25E+10 [b] 3.76E+19 1% 2%
Rubber and plastic material g/yr 8.25E+07 3.69E+09 [g] 3.04E+17 0% 0%
Copper g/yr 2.48E+08 3.36E+09 [c] 8.32E+17 0% 0%
Human labor D /yr 6.43E+08 2.75E+12 [h] 1.77E+21 37%
Services D /yr 4.10E+08 2.75E+12 [h] 1.13E+21 23%

Total emergy with labor and servicesa 4.80E+21 100% 100%


Total emergy without labor and servicesa 1.91E+21
a
Calculated with reference to total emergy U, including labor and services.
b
Calculated with reference to total emergy U, without inclusion of labor and services.
138 P. Ghisellini et al. / Ecological Modelling 271 (2014) 132–148

Fig. 3. Cropped land (ha/year) in Emilia Romagna and Campania agricultural systems in the investigated period.

Rydberg (2002), Rydberg and Jansen (2002), Martin et al. (2006), factor and their “joint impact”, which in a complete decomposition
Rydberg et al. (2007), Beerman (2007), among others. This large must be allocated to the explaining factors.
number of studies set the stage for the standardization of the An equation for describing the relationship between the factors
emergy method in the evaluation of agricultural systems, providing (intensive factor V/X1 and extensive factor X1 ) contributing to a
a set of benchmark values of flows and indicators to compare with variable V can be expressed in its simplest form as follows (Eq. (3)):
future studies in other parts of the world and, more than that, to
highlight the important role of environmental services and natural V
V= X1 (3)
capital stocks in agricultural functions, most often disregarded in X1
conventional energy and economic studies. This kind of analysis can be applied to multiple explaining fac-
However, most of the above emergy studies do not offer suf- tors as well. The two-factor decomposition presented in Eq. (3) can
ficient time-series perspective and only limit to comparison of be expanded by taking the result from the first decomposition as a
systems and individual performance of specific farms, sectors or starting point for further decompositions, and the new results can
regions. Crucial in any evaluation is the evolution over time of a then be decomposed again. The equation which identifies the con-
productive system or sector, in order to understand the past driving tributing variables can be formulated in a general form as follows
forces and be able to learn from past lessons for future policy mak- (Eq. (4)):
ing. The present paper aims at filling, at least partially, the identified
X1 X2 Xn−1
gap of time-series information. V= × × ... × × Xn (n ≥ 2) (4)
X2 X3 Xn
The pre-requisite for the application of the technique is the
availability of a suitable time series of data and performance indi-
2.5. Decomposition analysis cators. A more detailed explanation of the ASA approach and its
underlying mathematical procedures can be found in the cited lit-
The decomposition analysis is widely used to investigate the erature.
impact of policies that address or regulate energy use (Ang and
Zhang, 2000; European Commission, 2003; Ang, 2004; Jungnitz, 3. Results
2008; Reddy and Ray, 2010; Sheinbaum-Pardo et al., 2012), mate-
rial consumption (Hoffrén et al., 2000; Hoffrén and Luukkanen, 3.1. Input and output flows data characteristics
2001; Jungnitz, 2008) and CO2 emissions (Cialani, 2007; Jungnitz,
2008; Reddy and Ray, 2010; Sheinbaum-Pardo et al., 2012), as well Our study only focuses on crop production (livestock and multi-
as consequences of and linkages to societal phenomena such as functional activities are not included). In 2010 the cropped land was
population increase, aging, land use. Since the decomposition anal- 1.07 million hectares in Emilia Romagna and 0.5 million hectares
ysis is able to assess the ability of a given parameter or use change in Campania. Statistical data from Agricultural Census 2010 (ISTAT,
or policy to affect the final result, it can considered a very important 2010) show the gradual decrease of the cropped land over time in
tool to ease the monitoring and evaluation of the sustainability of both regions. In particular, from 1985 to 2010 the cropped land
whole economies and productive structures (Hoffrén et al., 2000). decreased by 14% in Emilia Romagna and by 47% in Campania
The knowledge of the factors that affect the process performance is (Fig. 3). The abandonment of rural areas and the land use change in
essential for the design of new policy instruments and the evalua- favor of urbanization, transport and industrial infrastructure have
tion of the implemented measures (Jungnitz, 2008) over a desired common causes in all Italian Regions: decreasing farmers’ income,
sustainability pattern. population aging, reduction of the number of farms, lack of turnover
The decomposition analysis carried out in this study is an Index between generations, social and cultural aspects (WWF, 2012). In
Decomposition Analysis (Ang, 2004), based on the Advanced Sus- some Regions, including Campania, rural activities have also been
tainability Analysis (ASA) tool (Luukkanen and Malaska, 2001; affected by aggressive and sometimes illegal expansion of built
Malaska and Luukkanen, 2001; DECOIN, 2008; Vehmas, 2009; environment (Mazzeo, 2009; WWF, 2012).
SMILE, 2011). ASA is a mathematical and software data processing This phenomenon has many implications, as it reduces the
system developed by Finland Futures Research Center, designed to capacity to satisfy the growing food demand, increases the vulner-
point out relationships between changes in environmental, eco- ability of the territories and reduces the future opportunities for
nomic and social variables that are measured by any preferred human activities and sustainable business (Rabboni, 2012).
indicator or index. According with the ASA method, the decomposi- Fig. 4a and b show a declining production trend in both regions
tion analysis calculates the effect/contribution of each “explaining” (much more evident in Campania), while instead the current
P. Ghisellini et al. / Ecological Modelling 271 (2014) 132–148 139

Fig. 4. (a) Evolution of the mass of crop production (left axis) and economic value of crop production (GPV) (right axis) in Emilia Romagna region. (b) Evolution of the mass
of crop production (left axis) and economic value of crop production (GPV) (right axis) in Campania region.

price GPV increased up to the year 2000 and then stabilized with amounted to a low 10.3% for Emilia Romagna and 9.6% for Cam-
small oscillations. The crop production of Emilia Romagna Region pania.
declines from the 14.6 million of d.m. tons in the year 1985 and
the 13.2 million tons in the year 2010, while Campania Region pro- 3.2. Emergy flows supporting the two agricultural systems of
duction decreases from the 5.3 million of d.m. tons in 1985 to 4.9 Campania and Emilia Romagna
million of tons of 2010. In Emilia Romagna the production decrease
is the result of a constant and slightly oscillating decline of land The main input flows supporting the two investigated agricul-
cropped with temporary forage, soft wheat and sugar beet. In 2010 tural systems in the year 2010 are listed in Tables 1 and 2. Inputs are
compared to 1985, the sugar beet recorded the highest reductions divided into Renewable, Nonrenewable, Imported and Economic
of its cropped land share (−73.6%), followed by barley (−53.3%), categories. The economic category includes direct labor as well
soft wheat (−41.9%) and vineyard (−30.6%), while maize (+117.4%), as services (indirect labor performed outside the system bound-
tomatoes (+81.9%) and durum wheat (+57.1%) show an increasing ary to process and delivers the imported input resources). In both
trend. In Campania the reduction is mainly related to the decrease regional agricultural systems human labor and services accounted
of agricultural land (as mentioned above, from 1985 to 2010 such for about 50% of the total emergy flow, U, thus indicating a very
decrease was 47%). labor-intensive agro-industrial sector. Table 1 shows, in the first
However, the total and per hectare yield in Emilia Romagna are three columns, the main input flows supporting the regional agri-
always much higher than for Campania (averaging respectively 2.6 culture of Emilia Romagna in the year 2010. The third column
and 1.6 times). This trade-off between intensification and yield is refers to the raw amounts of input collected (as indicated in Section
exactly the problem that must be faced in policy-making, namely 2.1); these raw amounts are multiplied by a suitable conversion
a balance between environmental and economic sustainability. factor (UEV) indicated in the fourth column to yield the emergy
Consistently with the characteristics of other industrialized associated to each input flow. Economic flows of labor and ser-
regions, the present contribution of the agricultural sector (Agri- vices (L&S) are also indicated and two emergy totals are drawn,
cultural Gross Domestic Product share) to the total regional Gross with and without inclusion of L&S. The relative (%) importance
Domestic Product (RGDP) is marginal (2.1% in 2009 in Emilia of each flow compared to the total emergy used (with and with-
Romagna and 2.2% in 2009 in Campania) compared to the indus- out L&S) was also calculated. Rainfall (9% and 21% with/without
try and service sectors. Furthermore, the traditional agricultural L&S), agricultural diesel (9% and 21% with/without L&S), electricity
activities (crops and livestock production) account for the high- (5% and 12% with/without L&S), water for irrigation (9% and 21%
est contribution to the agricultural regional Gross Production with/without L&S) and fertilizers (6% and 16% with/without L&S)
Value compared to the present contribution from multifunctional and Labor (22%) and Services (33%) gave the largest contributions
activities (agritourism, energy production, handicraft products, to the total emergy U. The dominance of services (33%) should not
production of animal feed, etc.), the share of which in 2010 be disregarded, since it indicates the dependence of the agricultural
140 P. Ghisellini et al. / Ecological Modelling 271 (2014) 132–148

Table 3
Intensive and extensive indicators of Emilia Romagna agriculture over time.

Indicators Unit 1985 1990 1995 2000 2005 2010

Intensive indicators with L&S


Emergy intensity per GPV seJ/D 4.36E+12 3.28E+12 3.43E+12 2.79E+12 3.30E+12 3.11E+12
Empower density seJ/ha 6.26E+15 6.50E+15 7.23E+15 6.55E+15 7.02E+15 7.98E+15
Emergy intensity per g d.m. seJ/g d.m. 5.47E+08 5.48E+08 5.93E+08 5.45E+08 6.20E+08 6.35E+08
Transformity seJ/J 3.36E+04 3.37E+04 3.64E+04 3.34E+04 3.79E+04 3.88E+04
EYR = U/(F + L + S) 1.15 1.14 1.13 1.13 1.13 1.15
EIR = 1/(EYR-1) 6.65 7.35 7.98 7.43 7.47 6.83
ELR = (N + F + L + S)/R 6.91 7.65 8.30 7.73 7.76 7.05
%REN = 1/(1 + ELR) 0.13 0.12 0.11 0.11 0.11 0.12
ESI = EYR/ELR 0.17 0.15 0.14 0.15 0.15 0.16
Intensive indicators without L&S
Emergy intensity per GPV seJ/D 2.39E+12 1.84E+12 1.87E+12 1.58E+12 1.89E+12 1.65E+12
Empower density seJ/ha 3.43E+15 3.65E+15 3.94E+15 3.72E+15 4.02E+15 4.24E+15
Emergy intensity per g d.m. seJ/g d.m. 3.00E+08 3.07E+08 3.23E+08 3.09E+08 3.55E+08 3.38E+08
Transformity seJ/J 1.84E+04 1.89E+04 1.98E+04 1.90E+04 2.17E+04 2.06E+04
EYR = U*/F 1.23 1.20 1.18 1.20 1.19 1.23
EIR = 1/(EYR-1) 4.29 5.00 5.48 5.12 5.20 4.34
ELR = (N + F)/R 4.52 5.28 5.79 5.40 5.47 4.53
%REN = 1/(1 + ELR) 0.18 0.16 0.15 0.16 0.15 0.18
ESI = EYR/ELR 0.27 0.23 0.20 0.22 0.22 0.27
Extensive indicators
Renewable inputs, R (without double seJ/yr 7.96E+20 7.21E+20 6.74E+20 6.79E+20 7.20E+20 8.06E+20
counting)
Renewable inputs, R (without double seJ/yr 1.01E+21 9.34E+20 9.04E+20 8.78E+20 9.29E+20 1.04E+21
counting, including Ren. fraction of L&S)
Locally nonrenewable inputs, N seJ/yr 3.48E+19 3.38E+19 3.16E+19 3.18E+19 3.15E+19 2.85E+19
Purchased inputs, F (without L&S) seJ/yr 3.57E+21 3.78E+21 3.87E+21 3.64E+21 3.91E+21 3.62E+21
Direct labor, L, non renewable seJ/yr 1.88E+21 1.89E+21 2.02E+21 1.54E+21 1.34E+21 1.45E+21
Services (non-ren. fraction) seJ/yr 1.52E+21 1.45E+21 1.58E+21 1.58E+21 1.92E+21 2.24E+21

Total emergy, U = (R + N + F + L + S) seJ/yr 8.01E+21 8.08E+21 8.40E+21 7.67E+21 8.14E+21 8.38E+21


Total emergy, U* = (R + N + F) seJ/yr 4.40E+21 4.53E+21 4.58E+21 4.35E+21 4.66E+21 4.45E+21

sector demand for resources on the performance and efficiency decline over time. Slow-renewables show a large share of emergy
of the upstream industrial and infrastructure sectors that supply use in Emilia Romagna, mainly due to underground and aqueduct
goods and opportunities to agriculture. irrigation water, while slow-renewable topsoil erosion contributes
In a like manner, Table 2 lists the most relevant emergy to this category of resources in Campania region.
inputs supporting Campania agriculture. The main renewable,
imported and economic flows are respectively rainfall (13% and 27% 3.3. Decomposition of total emergy U
with/without L&S), agricultural diesel (11% and 23% with/without
L&S), electricity (7% and 14% with/without L&S) and fertilizers (8% The time changes of the amount of total emergy flow (U) were
and 16% with/without L&S). Direct labor accounts for 22% and ser- decomposed to understand the main drivers of change, based on
vices account for 28% of total emergy use in the region. data from Tables 3 and 4, by means of the Advanced Sustaina-
Tables 3 and 4 list the calculated values of the main emergy indi- bility Analysis (ASA) approach described in Material and Methods.
cators for the two agricultural systems. Indicators are grouped into According to Eq. (5), the change of total emergy U between the ref-
two categories, intensive and extensive, calculated with and with- erence year To (beginning of the considered period, 1985) and the
out including L&S. The total emergy (U) supporting the annual crop end year T1 , can be decomposed into several driving component (or
production is relatively stable in both regions: in Emilia Romagna contributing) factors:
U is about twice the value of Campania, in all years. U       AA   POP 
It is very telling to analyze the breakdown and the trends of raw F (R + N)
U= ∗ ∗ ∗ ∗
emergy flows. In order to be able to identify also the smaller flows F (R + N) AA POP Labor
we did not include in the breakdown the emergy of human labor  Labor 
and services (being very large flows, they hides the smaller inputs). ∗ ∗ GPV (5)
GPV
Moreover, Labor and Services are strictly correlated to the dynam-
ics of the societal economy (the emergy “cost” of labor depends where (U/F) is the emergy yield ratio (EYR); F/(R + N) is the emergy
on the development level of a society) while instead we are also investment ratio (EIR); (R + N)/AA14 is the local empower density,
interested in the differences of the agricultural production process EDL (a measure of carrying capacity based on locally available
as such (i.e. trend of resource use, mix of crops, climate, soil qual- resources, renewable or not, seJ/ha), AA/POP15 is agricultural land
ity, yield). Fig. 5a and b show the relative importance and time availability (hectares/person); POP/Labor is the people supported
trends of emergy inputs (aggregated into main categories) com- by a unit of agricultural labor (people/working hour); GPV is the
pared to the total raw emergy use (=100%). We can see that for Gross Production Value; Labor/GPV is time invested per unit of
both Emilia Romagna and Campania systems, renewables R have agricultural economic product (working hours/D ).
not a high share of total emergy use U and show a declining trend, Eq. (5) clearly shows U to be linearly dependent on GPV trend,
except in the most recent years. The larger 2010 shares were Ser- all other factors remaining the same. Instead, changes in the other
vices (respectively 28% and 24% in Emilia Romagna and Campania,
with an increasing trend) and Labor (18% in E.R. and 38% in Cam-
pania, gradually decreasing). Direct energy (fossil fuels) increase 14
AA, agricultural area.
until recently and then decline. Agrochemicals show a gradual 15
POP, residential population in the regions.
P. Ghisellini et al. / Ecological Modelling 271 (2014) 132–148 141

Table 4
Intensive and extensive indicators of Campania agriculture over time.

Indicators Unit 1985 1993 2002 2006 2010

Intensive indicators with L&S


Emergy intensity per GPV seJ/D 3.44E+12 2.72E+12 2.04E+12 2.31E+12 2.10E+12
Empower density seJ/ha 5.55E+15 6.30E+15 8.17E+15 8.51E+15 7.37E+15
Emergy intensity per g d.m. seJ/g d.m. 9.92E+08 9.00E+08 9.52E+08 1.01E+09 9.84E+08
Transformity seJ/J 6.22E+04 5.53E+04 5.89E+04 6.42E+04 5.86E+04
EYR = U/(F + L + S) 1.16 1.13 1.11 1.10 1.16
EIR = 1/(EYR-1) 6.42 7.92 9.46 10.25 6.08
ELR = (N + F + L + S)/R 7.37 9.14 10.74 11.68 7.39
%REN = 1/(1 + ELR) 0.12 0.10 0.09 0.08 0.12
ESI = EYR/ELR 0.16 0.12 0.10 0.09 0.16
Intensive indicators without L&S
Emergy intensity per GPV seJ/D 1.55E+12 1.22E+12 8.46E+11 9.27E+11 8.34E+11
Empower density seJ/ha 2.50E+15 2.83E+15 3.38E+15 3.41E+15 2.93E+15
Emergy intensity per g d.m. seJ/g d.m. 4.47E+08 4.05E+08 3.94E+08 4.04E+08 3.91E+08
Transformity seJ/J 2.80E+04 2.48E+04 2.44E+04 2.58E+04 2.33E+04
EYR = U*/F 1.43 1.33 1.30 1.28 1.55
EIR = 1/(EYR-1) 2.34 3.01 3.33 3.52 1.81
ELR = (N + F)/R 2.77 3.56 3.86 4.09 2.33
%REN = 1/(1 + ELR) 0.27 0.22 0.21 0.20 0.30
ESI = EYR/ELR 0.51 0.37 0.34 0.31 0.67
Extensive indicators
Locally renewable inputs, R seJ/yr 6.29E+20 4.61E+20 4.28E+20 4.05E+20 5.72E+20
Locally nonrenewable inputs, N seJ/yr 8.05E+19 6.29E+19 5.22E+19 5.11E+19 1.06E+20
Purchased inputs, F seJ/yr 1.66E+21 1.58E+21 1.60E+21 1.60E+21 1.23E+21
Direct labor, L, non renewable seJ/yr 2.05E+21 1.73E+21 2.07E+21 1.90E+21 1.77E+21
Indirect labor (services), non renewable seJ/yr 8.49E+20 8.43E+20 8.80E+20 1.17E+21 1.13E+21

Total emergy U = (R + N + F + L + S) seJ/yr 5.27E+21 4.67E+21 5.03E+21 5.13E+21 4.80E+21


Total emergy U* = (R + N + F) seJ/yr 2.37E+21 2.10E+21 2.08E+21 2.06E+21 1.91E+21

driving factors introduce non-linearity aspects that need to be care- converted to process heat or biofuel, the renewable fraction R does
fully taken into account. not increase in absolute terms, but may contribute to replace fossil
Tables 5 and 6 show the time evolution of flows characteriz- power demand. This is likely to decrease the total emergy use (U),
ing the two regional agricultural systems and the percentage of in so affecting the entire set of percentages. Material and energy
changes determined by each factor, relative to the year 1985. efficiency and recycling patterns also contribute to decrease the
Tables 5 and 6 are divided into three sections. In the first one, total demand U, thus improving the system’s performance and its
the absolute values of selected parameters characterizing the sys- calculated indicators. This is why the two regional agricultures are
tem over time are shown (emergy flows, cropped land, regional affected by both the mix of renewable and nonrenewable resources
population to be fed, working time applied, economic product). as well as by improvements in intensity indicators over time.
Important, in this section, the total emergy U = (R + N + F + L + S): in
Emilia Romagna region U slightly increases over time (Table 5),
4.1. Evaluation and trends of emergy indicators
while instead it decreases in Campania region (Table 6), after some
oscillations in both regions. In the second section, selected per-
The fraction of total emergy use that is renewable
formance ratios are calculated. Finally, the third section shows
(Tables 3 and 4) is an important aspect of sustainable agriculture.
the percentage of positive or negative contribution of each per-
In principle, agriculture is an activity based on photosynthesis,
formance ratio to the value of total emergy use U in each year.
that is solar energy driven. When the maximization of the yield
is achieved by means of exceeding amounts of non-renewable
4. Discussion resources, sustainability is no longer guaranteed. Unfortunately,
the use of renewable emergy in both regional agricultures is very
It is very important, for an effective discussion, to remind the small (around 10–12% with L&S and 20–25% without L&S in the
theoretical basis of the emergy method. Emergy is not energy. two regions, although slightly increasing over time) and requires
While the latter indicates the heat content of a source and its abil- urgent policy actions to improve this trend. It is important to note
ity to raise 1 ◦ C the temperature of water, emergy indicates the that the %REN is more or less the same in the two regions when
quality of a resource in terms of time and environmental work L&S are accounted for, while it is higher for Campania than Emilia
invested by biosphere to make it, within a systems thermody- Romagna without L&S. This indicates that more renewable raw
namic framework and Lotka–Odum’s Maximum Power Principle sources are used in Campania and that renewability levels off
(Lotka, 1922a,b; von Bertalanffy, 1968; Odum, 1983). As a conse- when the resource-intensive societal dynamics comes into play
quence, emergy accounts for both energy and material sources as through the emergy cost of L&S, so that the agricultural sector
well as for the time embodied in their generation, concentration, as a whole is characterized by the same low renewability as the
provision. Consistently with the emergy definition, the renewable entire economy (Pereira et al., submitted for publication). Since
emergy R does not only include the renewable energy flows that the emergy associated to L&S depends on the conversion of money
are actually captured by means of energy devices (photovoltaic, flows into emergy units by means of the national Emergy/GDP
wind turbines, etc.), but also include all the typologies of renew- ratio, L&S reflect the intensity of emergy use in the Italian economy,
able support to the regional agriculture (rainfall, wind, insolation in support of welfare and and infrastructures: the same amount
on cropped land), no matter they are converted into electricity of labor (hours applied) would be supported by less emergy in a
through technology or into crops, through photosynthesis. If more developing country than in a highly industrialized economy. It is
renewables are converted to electricity, or agricultural residues are crucial to be able to separate the basic emergy investments as raw
142 P. Ghisellini et al. / Ecological Modelling 271 (2014) 132–148

Fig. 5. (a) Breakdown of emergy input to the Emilia Romagna agricultural system. (b) Breakdown of emergy input to the Campania agricultural system.

matter and energy flows from the societal emergy investment in expect future technological improvements and cheaper resources
support to welfare and lifestyle. The emergy costs linked to direct to be discovered. The biophysical perspective of the economy
labor and services call for the performance of the entire society: if from the emergy point of view was explored by Brown and Ulgiati
supporting the welfare of agricultural workers as well as the other (2010) and cannot be dealt with further in this paper. However, the
workers involved in the upstream supply chain is so resource existence of a strict relation between emergy and economic flows
intensive as to account for about 50% of total emergy costs of in sectorial, regional and national performances helps understand
agricultural products, this means that it is impossible to improve which fraction of a process performance relies on technical aspects
the performance of the agricultural sector disregarding the need to and which fraction instead relies on the socio-economic dynamics
improve, at the same time, the performance of the economy (better of societies.
use of resources in the Italian society, in order to support the same A land-based intensity of resource use is provided by the
or even higher wellbeing with less inputs). Some analysts call for empower density indicator (i.e. the intensity of the resource invest-
degrowth patterns, others simply call for increased efficiency or ment per hectare per year) (Fig. 6). Considering the decrease of
P. Ghisellini et al. / Ecological Modelling 271 (2014) 132–148 143

Table 5
Trends of characterizing flows and driving factors in Emilia Romagna agriculture 1985–2010, with reference to the year 1985.

Flows (units) 1985 1990 1995 2000 2005 2010

U (seJ/year) 8.01E+21 8.08E+21 8.40E+21 7.67E+21 8.14E+21 8.38E+21


F (seJ/year) 3.57E+21 3.78E+21 3.87E+21 3.64E+21 3.91E+21 3.62E+21
(R + N) (seJ/year) 8.31E+20 7.55E+20 7.06E+20 7.11E+20 7.52E+20 8.34E+20
AA (ha) 1.28E+06 1.24E+06 1.16E+06 1.17E+06 1.16E+06 1.05E+06
POP (resident population) 3.93E+06 3.90E+06 3.89E+06 3.95E+06 4.15E+06 4.38E+06
Labor (working hours/year) 1.43E+08 1.29E+08 9.77E+07 7.58E+07 6.07E+07 5.94E+07
GPV (D /year) 1.84E+09 2.46E+09 2.45E+09 2.75E+09 2.46E+09 2.69E+09

Trend of driving factors 1985 1990 1995 2000 2005 2010

U/F 2.25 2.14 2.17 2.11 2.08 2.31


F/(R + N) 4.29 5.00 5.48 5.12 5.20 4.34
(R + N)/AA (seJ/ha) 6.49E+14 6.07E+14 6.07E+14 6.07E+14 6.49E+14 7.95E+14
AA/POP (ha/population) 0.33 0.32 0.30 0.30 0.28 0.24
POP/Labor (population/working hours) 0.03 0.03 0.04 0.05 0.07 0.07
Labor/GPV (working hours/D ) 0.08 0.05 0.04 0.03 0.02 0.02
GPV (D /year) 1.84E+09 2.46E+09 2.45E+09 2.75E+09 2.46E+09 2.69E+09

% Contribution to change of total U 1985 1985–1990 1985–1995 1985–2000 1985–2005 1985–2010

U/F 0 −4.92 −3.53 −6.25 −7.77 3.03


F/(R + N) 0 15.44 25.27 17.31 19.44 1.15
(R + N)/AA 0 −6.65 −6.82 −6.49 0.00 20.88
AA/POP 0 −2.33 −9.14 −9.29 −15.75 −31.76
POP/Labor 0 9.72 39.34 67.03 104.75 117.13
Labor/GPV 0 −40.57 −72.25 −114.32 −137.74 −159.83
GPV 0 30.18 32.06 47.74 38.63 54.00

land cropped (Fig. 3), the empower density increased constantly for both agricultural systems indicate that the largest fraction of
up to values of the same order of magnitude in both regions. This emergy used to generate the yield is invested from outside the
trend can be affected by several reasons (different mix of crops and system to drive the process. Unlike past agricultural systems, very
input resources, decreased efficiency, increased cost of services for self-reliant although at low yields per hectare, modern agriculture
imports). Analytical tables such as Tables 1 and 2 for all years as well increasingly requires huge investments from the main economy in
as performance tables such as Tables 3 and 4, as well as decompo- the form of electricity, fertilizers, fuels, etc., while local resources
sition techniques help understand how these factors interact and (ground water, soil nutrients and direct insolation) are marginal-
if they are the right basis for a sustainable agriculture. ized. There are signs of slow improvement, likely due to regional
The trends of emergy yield ratio (EYR), environmental loading and European policies: the ELR shows slightly decreasing patterns
ratio (ELR) and Emergy Sustainability Index (ESI) are also presented (in Emilia Romagna since 1995, in Campania more recently) and
in Tables 3 and 4 and provide new insight into the assessment. so does the %REN indicator. As a consequence of stable EYR and
The low and relatively constant values of EYR with/without L&S decreasing ELR, the Emergy Sustainability Index (ESI) shows an

Table 6
Trends of characterizing flows and driving factors in Campania agriculture 1985–2010, with reference to the year 1985.

Flows (units) 1985 1993 2002 2006 2010

U (seJ/year) 5.27E+21 4.67E+21 5.03E+21 5.13E+21 4.80E+21


F (seJ/year) 1.66E+21 1.58E+21 1.60E+21 1.60E+21 1.23E+21
(R + N) (seJ/year) 7.10E+20 5.24E+20 4.81E+20 4.56E+20 6.78E+20
AA (ha) 9.49E+05 7.42E+05 6.15E+05 6.03E+05 6.51E+05
POP (person) 5.53E+06 5.66E+06 5.70E+06 5.79E+06 5.82E+06
Labor (h/yr) 1.46E+08 1.11E+08 8.93E+07 8.10E+07 6.79E+07
GPV (D /year) 1.53E+09 1.72E+09 2.46E+09 2.22E+09 2.29E+09

Trend of driving factors 1985 1990 1995 2000 2005

U/F 3.17 2.96 3.14 3.20 3.91


F/(R + N) 2.34 3.01 3.33 3.52 1.81
(R + N)/AA (seJ/ha) 7.48E+14 7.06E+14 7.81E+14 7.56E+14 1.04E+15
AA/POP (ha/population) 0.17 0.13 0.11 0.10 0.11
POP/Labor (population/working hours) 0.04 0.05 0.06 0.07 0.09
Labor/GPV (working hours/D ) 0.10 0.06 0.04 0.04 0.03
GPV (D /year) 1.53E+09 1.72E+09 2.46E+09 2.22E+09 2.29E+09

% Contribution to change of total U 1985 1985–1990 1985–1995 1985–2000 1985–2005

U/F 0.00 −6.33 −0.81 1.02 20.27


F/(R + N) 0.00 24.00 35.17 41.31 −24.78
(R + N)/AA 0.00 −5.46 4.40 1.14 32.78
AA/POP 0.00 −25.58 −46.36 −50.85 −42.31
POP/Labor 0.00 28.74 55.38 69.95 90.45
Labor/GPV 0.00 −38.22 −108.87 −110.90 −137.08
GPV 0.00 11.57 56.53 45.67 51.78
144 P. Ghisellini et al. / Ecological Modelling 271 (2014) 132–148

oscillates and finally increases in Campania. For the sake of clarity,


a change of U/F may derive from:

(i) numerator: a use change of local nonrenewable resources N


(such as ground-water, topsoil organic matter, forest stocks),
renewable flows R (such as rain), imported goods F, labor L,
services S;
(ii) denominator: a use change of imported resources F (being F
both in the numerator and denominator, the impact is a com-
bined effect).

Being U and F relatively stable in the investigated period, the


U/F ratio is also relatively stable, and does not contributes signifi-
Fig. 6. Trend of empower density in Emilia Romagna and Campania. cantly to variations of total emergy U. The small changes that are
calculated are mainly land-based changes (declining cropped land,
declining demand for irrigation, less soil erosion due to soil man-
improvement in both regions in recent times, although still at very
agement policies, more rainfall in most recent years), coupled to
low values (Fig. 7), constantly in the low range 0.10–0.20 for both
oscillations of F.
regions. If the emergy of L&S is not included, it is around 0.20–0.30
A similar discussion can be carried out for the second driving
for Emilia Romagna and a higher 0.30–0.50 for Campania, indicating
factor, EIR = F/(R + N), indicating the efficiency of an external invest-
the extent L&S affects agricultural sustainability in both regions.
ment in exploiting a unit of local resource. Not all investments are
effective in the same way at exploiting local resources, in spite of
4.2. Decomposition analysis being, perhaps, economically more profitable. Both regions show
that, except in most recent years, a constant and higher outside
The main factors capable to drive changes of total emergy use resource investment was needed over time in order to exploit a
U for the two investigated regions were identified in Section 3.3, unit of local resource in Emilia Romagna, while lower but increas-
Eq. (5). Their quantitative assessment is shown in Tables 5 and 6. ing investments were needed in Campania region. In both cases,
Eq. (5) clearly suggests total emergy U to be linearly dependent on investments F contribute to a large extent to increased emergy use,
GPV trend, all other factors remaining the same. Instead, changes except for Emilia Romagna recently.
in the other driving factors introduce non-linearity aspects that Increased rainfall seems to be responsible of increased local car-
need to be carefully taken into account. In order to better discuss rying capacity (N + R)/AA in recent years; this factor, however, was
their meaning and the extent they affect the investigated regional not an important driver of changes in total emergy use.
agricultures, it is useful to compare the performance of the two The total cropped land (AA) decrease coupled to regional pop-
systems over time in a pictorial way. The contribution of each fac- ulation (POP) increase determines a decreasing per-capita land
tor with reference to the year 1985 is diagrammed in Fig. 8a and availability, paralleled by a negative percentage contribution to
b, although a full understanding of these figures requires a careful agricultural emergy use U, likely due to decreased reliance on local
look at Tables 5 and 6 respectively. Our goal is not to ascertain what agricultural production (more food is imported).
is good or not, because in complex systems there are interlinkages The population that must be fed per hour of invested agricul-
and feedback effects that affect both desired and undesired results. tural work (POP/Labor) is a powerful driver of increased emergy
We try instead to identify the links between each driving factor and use, likely due to the need for increased productivity per hour of
the total value U of emergy use by the system in a given year. When labor.
the links are clearly identified, suitable policies can be designed Finally, labor productivity (Labor/GPV) in terms of ability to gen-
based on increased awareness of interdependence of factors. erate more GPV on less hours applied contributes significantly to
The first non-linearity factor is U/F, also named EYR (see Section decrease the emergy demand in each investigated year.
2.3), expressing the ability of the process to rely on local resources, A suitable policy would therefore be one capable to support the
no matter renewable or not. The U/F factor slightly decreases, same amount of product or jobs based on the same (or less) emergy
except in the last few years, in Emilia Romagna, while instead it U, with increasing share of local emergy compared to imports,

Fig. 7. Trends of the Emergy Sustainability Index (ESI) in both regions, with and without L&S.
P. Ghisellini et al. / Ecological Modelling 271 (2014) 132–148 145

Fig. 8. (a) Results of decomposition analysis of total emergy U in Emilia Romagna agricultural system. (b) Results of decomposition analysis of total emergy U in Campania
agricultural system.

and increased labor productivity. In particular, innovative poli- the final result in the investigated case is that emergy use remains
cies should be implemented on two main factors identified in the relatively constant in spite of the huge increase of GPV.
present study:
5. Conclusions

• First, the need to increase the renewable share of emergy use. An assessment of the agricultural system of Emilia Romagna
If more renewable electricity, heat, biomaterials, biofuels, fertili- and Campania regions, taken as representative cases of Northern
zers are used, this would entail a decreased amount of imported and Southern Italian agricultural patterns (and ultimately as rep-
(F) and nonrenewable (N) emergy. If more accurate and efficient resentatives of the national agriculture of Italy, was performed by
water use is implemented, less aqueduct water or ground water combining emergy and decomposition analysis techniques, in order
will be required, thus improving the performance indicators in to investigate their sustainability as well as identify the factors
both regions and Italy as well. which most affected the assessed changes in the period covered by
• Second, the need to become aware of the strict links between our study. The investigated regional agricultural systems (crop pro-
cropped land, labor, imports and appropriate marketing, also rec- duction) are highly dependent on non-renewable emergy flows (N)
ognizing how the outside society affects the performance of the and purchased input (F) emergy flows. The high values of Environ-
agricultural system; a better balance must be achieved among mental Loading Ratios point out this dependence, although slightly
these driving factors in so increasing the overall sustainability of decreasing recenty. As a consequence, the Index of Sustainability
the agricultural sector. (ESI) ranks around low values in the range 0.10–0.50.
Decreasing trends of purchased input flows (F) in Campania and
non-renewable uses (N) in Emilia Romagna between the years of
What comes out, however, of the decomposition exercise is that 1985 and 2010 were identified. However, the total emergy use U in
all drivers are linked together, and act as increasing factors in some both regions remained more or less constant over the investigated
of the ratios and decreasing factors in others (e.g. Labor), so that time period, in spite of less cropped land. This is why the empower
146 P. Ghisellini et al. / Ecological Modelling 271 (2014) 132–148

density was found to increase up to values around 8.0E+15 seJ/ha Methodology. Book of Proceedings of the Sixth International Emergy Research
in both regions. The relative constancy of total emergy use U is the Conference, Gainsville, FL, 14–16 January, 2010. The Center for Environ-
mental Policy, University of Florida, Gainsville, FL, ISBN 978-0-9707325-5-2,
combination of factors driving emergy use variations depending on pp. 265–272.
a multiplicity of interlinked flows and parameters. Land use change, Cavalett, O., Ortega, E., 2009. Emergy assessment of biodiesel from conventional,
labor productivity, the fraction of population to be fed per hour organic and agroecological soybean. In: Brown, M.T., Sweeney, S., Campbell, D.E.,
Huang, S.L., Ortega, E., Rydberg, T., Tilley, D.R., Ulgiati, S. (Eds.), Emergy Synthesis
of agricultural labor and finally the Gross Production Value were 5. Theory and Applications of the Emergy Methodology. Book of Proceedings of
identified as the main drivers of total emergy use, compensating the Fifth International Emergy Research Conference, Gainsville, FL, 31 January–2
each other over time. February, 2008. The Center for Environmental Policy, University of Florida,
Gainsville, FL, ISBN 978-0-9707325-4-5, pp. 265–272.
The two regions show similar trends of interlinkages among
Chen, G.Q., Jiang, M.M., Chen, B., Yang, Z.F., Lin, C., 2006. Emergy analysis of Chinese
drivers of total emergy use U, in spite of their climatic differences, agriculture. Agriculture, Ecosystems, and Environment 115, 161–173.
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tional Journal 16, 568–577.
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each other. Such results were not unexpected, since both regions fall, Available from: http://old.politicheagricole.it/ucea/forniture/index3.htm
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Cuadra, M., Rydberg, T., 2006. Emergy evaluation on the production, processing, and
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Guadeloupe (French West Indies). Agriculture, Ecosystems, and Environment
both European and national agricultural policies, similar national 129, 437–449.
regulations, similar national development incentives. DECOIN (Development and Comparison of Sustainability Indicators), 2008. Report
of decomposition analysis for indicators – Deliverable D.3.1. Research Project
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