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Vaccine
journal homepage: www.elsevier.com/locate/vaccine
a r t i c l e i n f o a b s t r a c t
Article history: Background: Theories of health behavior change are being inadequately adopted to understand the rea-
Received 13 January 2020 sons behind low influenza vaccination rates among healthcare workers (HCWs). The Theory of Planned
Received in revised form 27 August 2020 Behavior (TPB) is being used to predict intention-behavior relationship while the Health Belief Model
Accepted 1 September 2020
(HBM) is being employed to predict actual behavior. The purpose of this study was to test a conceptual
Available online 16 September 2020
model based on the HBM’s constructs to predict Jordanian HCWs’ intentions for influenza vaccine uptake
as an alternative to the TPB.
Keywords:
Method: A cross-sectional questionnaire-based study was conducted in 2016 in a tertiary teaching hos-
Influenza vaccine
Healthcare worker/ personnel
pital in Amman-Jordan including a convenience sample of 477 HCWs with direct patient contact. The
Intention study instrument was tested for validity and reliability. A conceptual regression model was proposed
Health Belief Model incorporating the constructs of the primary HBM with some modifications in the threat construct as well
Theory of Planned Behavior as an additional variable about explicit past vaccination behavior (in the past year and/or any previous
Jordan history of influenza vaccine uptake).
Results: Almost all the constructs of the HBM demonstrated significant differences between participants
intending and those who did not intend to vaccinate against influenza. After adjusting for the confound-
ing variables in the final conceptual regression model, past vaccination behavior (OR= 4.50, 95%
Confidence Interval 3.38–6.00, P< 0.0005) and the perceived benefit scale (OR= 1.19, 95% Confidence
Interval 1.11–1.28, P< 0.0005) were the only significant predictors of intentions to vaccinate against influ-
enza in the next season.
Conclusion: Taking into consideration the altruistic beliefs of HCWs and their explicit past vaccination
history augments the utility of the original HBM tool in predicting HCWs’ intentions to vaccinate against
influenza in a way that is consistent with the predictive ability of the Theory of Planned Behavior.
Ó 2020 Elsevier Ltd. All rights reserved.
https://doi.org/10.1016/j.vaccine.2020.09.002
0264-410X/Ó 2020 Elsevier Ltd. All rights reserved.
L. Alhalaseh et al. Vaccine 38 (2020) 7372–7378
behavioral intention that is essentially affected by the individuals’ the constructs of the health belief model (HBM), in addition to
attitude toward performing that behavior [7,9,10]. the basic demographic and social information, chronic health con-
From an HBM’s standpoint, Cheney et al. have illustrated that ditions, and past and anticipated flu vaccination behavior.
individuals who did not intend to receive the influenza vaccine The HBM-based statements included 4-point Likert-scale ques-
had no previous personal experience on which they based their tions that are relevant to our population [8] and covering the five
perceptions [11]. Other authors have affirmed this finding conclud- constructs: perceived susceptibility to the influenza infection, per-
ing that prior vaccination was one of the key determinants of ceived severity of the disease, perceived vaccine benefit, perceived
future influenza vaccination despite being not explicitly incorpo- barriers and cues-to-action. Although self-efficacy construct is
rated in the HBM [12,13]. being routinely added to the HBM, we elected not to add it to
The majority of the research studies investigating these theories our HBM, as it does not appear to be a determinant factor in simple
included a limited number of geographic areas in the west [7]. A health behaviors like obtaining an influenza vaccination [11,13].
recent review in the Eastern Mediterranean Region (EMR) has drawn Outcomes related to the uptake of influenza vaccination were
attention to substantial research gaps and major disparities across measured by three yes/no questions: any history of a previous
EMR countries including data on influenza vaccine use, recommen- influenza vaccine uptake while working at the institution, a history
dations and coverage [14]. Of the 48 included studies, 21 addressed of vaccine uptake in the past year, and intention to avail of the vac-
the influenza vaccine among HCW and the only included study from cine in the upcoming influenza season 2016/2017.
Jordan did not examine the influenza vaccine among HCWs [14,15]. The format, content, and validity of the HBM were tested and
Thereafter, two more research papers have been published in Jor- used in different languages and cultures including the Arabic lan-
dan: one included HCWs as a subcategory [16] and the other was pri- guage [8]. Two language experts translated the English question-
marily focused on HCWs [6]. Importantly, the Jordanian Ministry of naire into Arabic and two different independent language experts
Health, collaborating with the World Health Organization, offers a back-translated it to English according to Beaton’s recommended
yearly influenza vaccine for judicious use where it defines priority guidelines [21].
levels for vaccine distribution and administrations, due to the usu-
ally expected shortage of supplies [17]. 2.3. Validity and reliability
Up to our knowledge, none of the studies in the EMR countries
explored health behavior change theories. Therefore, the purpose A pilot study was conducted on 30 HCWs to examine the read-
of this survey was to adopt a conceptual model based on the HBM’s ability, relevance, and reliability of the questionnaire items. Relia-
constructs along with an explicit past vaccination behavior and bility and internal consistency were adequate for the overall model
examine its utility in predicting Jordanian HCWs’ intention for and the perceived benefit subscale with standardized Cronbach a
rather than actual influenza vaccine uptake. Of note, the HBM of 0.693 and 0.746, respectively. For the HBM’s constructs with<3
developers have supported combining and individualizing its main variables, Spearman correlation coefficients were computed to
constructs instead of a comprehensive bland application [8,18]. assess the collinearity between the items. These included: suscep-
A secondary outcome was to recognize what specific HBM con- tibility variables (Spearman’s rho 0.145, P= 0.002), belief barrier
structs are equivalent to the ‘‘attitude” component of the TPB in variables (Spearman’s rho 0.713, P< 0.001), perceived harm barrier
predicting intention rather than actual vaccine uptake [10]. variables (Spearman’s rho 0.243, P< 0.001), perceived access bar-
rier variables (Spearman’s rho 0.347, P< 0.001), and cues to action
(Spearman’s rho 0.322, P< 0.001). A high correlation (r> 0.85) was
2. Methodology
taken to indicate that potential collinearity exists between two
variables [22].
2.1. Study design and sampling techniques
Perceived susceptibility included an additional question about
the increased susceptibility of patients in direct contact with the
A cross-sectional questionnaire-based study was performed in a
HCWs to influenza. This element is not present in the original
tertiary academic hospital in Amman, Jordan during the period
model, and it was hypothesized that it offsets the altruistic behav-
March-May 2016. This hospital is considered a major referral cen-
ior of HCWs who are less inclined to believe in their own suscep-
ter for more than a half million patients from all over the kingdom
tibility versus their patients’ susceptibility to contracting
[6]. It also offers free influenza vaccine for HCWs [6]. A conve-
influenza [2,23].
nience sample of 477 healthcare workers (HCWs) was interviewed
Perceived threat subscale was computed by multiplying the
by three trained research assistants after obtaining a verbal
responses for perceived susceptibility to infection and perceived
informed consent. Participants would be eligible to participate in
severity of the infection and applying the equation (Threat = sus
the study if they were physicians or other medical staff with direct
ceptibility + [susceptibility severity]) [8,18]. Whereas perceived
patient contact. The physicians’ group included consultants, spe-
benefit, perceived belief barriers, perceived harm barriers and per-
cialists, fellows, and interns across all specialties like emergency
ceived access barriers subscales were calculated simply by sum-
doctors, internists, intensivists, family physicians, surgeons and
ming the variables on the ‘‘compute” order in the SPSS.
pediatricians, among others. The medical staff group included
nurses, clinical pharmacists, physiotherapists, occupational thera-
2.4. Data analysis
pists and other technicians with direct patient contact. Eligible par-
ticipants were informed about the voluntary nature of the study
Data were entered into the SPSS version 23. The association
and the penalty-free choice to withdraw.
between the categorical demographic variables and the intention
A power analysis was conducted to determine the number of
to receive the influenza vaccine was analyzed using cross-
participants needed in this study using the G*Power 3.1.7 software
tabulation where the Chi-square test was reported for dichoto-
[19,20].
mous variables and Chi-square for linear trend was used for
polychotomous variables. A chi-square test of homogeneity or
2.2. Questionnaire Fisher’s-Exact test was also conducted for the Likert questions to
compare the responses of HCWs who intended and those who
The study instrument was constructed by the lead author, after did not intend to vaccinate against influenza. Post hoc analysis
reviewing related surveys in the literature, to incorporate most of involved pairwise comparisons using the z-test of two proportions
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L. Alhalaseh et al. Vaccine 38 (2020) 7372–7378
or multiple Fisher’s exact tests (2 2) with a Bonferroni correction variables was significantly associated with the intention to receive
was done when needed. the influenza vaccine.
Vaccination behavior scale was computed by summing the
responses of the questions: ‘‘have you ever had the flu shot?”
and ‘‘did you take the flu shot in the past influenza season of 3.2. Vaccination behavior
2015/2016?” The scale ranged from 0 to 2. Because the data were
non-normally distributed, the difference between the two groups Fig. 1 shows the vaccination behavior of the study groups with
of the dichotomous variable ‘‘intention to receive the influenza regard to the intention to receive the influenza vaccine next year.
vaccine” across the continuous variable ‘‘vaccination behavior 246 (51.6%) participants have ever had the influenza vaccine vs.
scale” was assessed using independent-samples Mann-Whitney U 153 (32.1%) who have received the influenza vaccine in the past
test. A P value of<0.05 was considered statistically significant. year. Participants intending to receive the influenza vaccine had
significantly higher mean vaccination scores compared to those
2.5. Logistic regression analysis who did not intend to. Therefore, any history of vaccine uptake,
whether it was in the past year or the years before, was signifi-
In the binomial regression model, the main HBM’s constructs cantly associated with more intention to receive the influenza vac-
predicting the dichotomous dependent variable intention to vacci- cine next year. Sociodemographic details in relation to vaccination
nate were loaded separately to test for significance and subse- behavior are provided in a supplementary table.
quently all the variables were tested for inclusion in the final
multivariate model using the forward stepwise method based on
the likelihood ratio. To include the sociodemographic confounding 3.3. Health Belief model constructs
variables in the final model, dichotomous variables (gender, mari-
tal status, smoking status, and HCW category) were individually Table 2 represents the constructs of the HBM according to the
tested, while polychotomous categorical variables (age groups intention to vaccinate against influenza.
and levels of education) were first recoded as dummy variables
before being tested for inclusion. All models were tested for fit
and significance. The final adjusted logistic regression model was
90%
statistically significant, v2(2) = 39.339, p< 0.001. It explained 14% Has ever had
80% n=184 (76.7%)
of the variance in intention for vaccine uptake and correctly classi- influenza vaccine
fied 61% of the cases. However, incorporating past vaccination 70% Has had the vaccinate
Percentage Vaccinated
behavior in the final conceptual model as per Chapman & Coups n= 128 (53.3%) in the past year
60%
[13] explained 41% of the variance and correctly classified 76.3% ** P < 0.0005
50%
of the cases.
40%
30% n=62 (23.3%)
3. Results
20%
n= 25(10.5%)
3.1. Characteristics of the sample 10%
0%
Table 1 shows the demographic characteristics of the study Intentding to vaccinate Not intentding to vaccinate
cohort in relation to their intention to receive the influenza vac- (n=240) (n=237)
cine. Most of the participants were physicians, married and non- (Mean Vaccinaon Score (Mean Vaccinaon Score
smokers. A statistically significant difference was found between 1.30±0.79)** 0.37±0.66)**
participants intending to vaccinate against influenza in the upcom-
ing influenza season and those who had no intention to avail of the Fig. 1. Mean vaccination scores and vaccination history in relation to intention to
receive the influenza vaccine next year.
vaccine next year (P < 0.001), yet none of the demographic
Table 1
Sociodemographic description of the study sample in relation to intention to vaccinate against influenza next year.
Demographic variables Total number (%) Intending to vaccinate Not intending to vaccinate P-Value*
Age (years) 20–29 233 (48.8%) 122 (52.4%) 111 (47.6%) 0.415
30–39 135 (28.3%) 64 (47.4%) 71 (52.6%)
40–49 82 (17.2%) 43 (52.4%) 39 (47.6%)
+50 27 (5.7) 11 (40.7%) 16 (59.3%)
Gender Female 221 (46.3%) 112 (50.7%) 109 (49.3%) 0.882
Male 256 (53.7%) 128 (50.0%) 128 (50.0%)
Marital status Single 171 (35.8%) 82 (48.0%) 89 (52.0%) 0.441
Married 306 (64.2%) 158 (51.6%) 148 (48.4%)
Educational attainment School 25 (5.2%) 12 (48.0%) 13 (52.0%) 0.296
College 41 (8.6%) 21 (51.2%) 20 (48.8%)
Bachelor 223 (46.8%) 104 (46.6%) 119 (53.4%)
Higher Education 188 (39.4%) 103 (54.8%) 85 (45.2%)
Smoking Current 93 (19.5%) 50 (53.8%) 43 (46.2%) 0.472
Non-smoker 383 (80.5%) 190 (49.6%) 193 (50.4%)
Job description Physicians 321 (67.3%) 158 (49.2%) 163 (50.8%) 0.493
Medical staff 156 (32.7%) 82 (52.6%) 74 (47.4%)
Total 477 240 (50.3%) 237 (49.7%) <0.0005
*
Chi square test of independence and chi square for trend.
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Table 2
The HBM’s constructs in relation to intention to vaccinate against influenza.
Table 2 (continued)
Perceived susceptibility to influenza infection: All study partic- vaccinate against influenza next year. Almost all the main con-
ipants agreed on the increased susceptibility of HCWs to influ- structs were significantly predictive of the intention to vaccinate.
enza infection, yet only those who intended to receive the In the conceptual model incorporating explicit vaccination
vaccine agreed that their high-risk and elderly patients were behavior, the perceived benefit construct was the only one signifi-
susceptible to influenza (P< 0.0005). cantly predictive of the intention to receive the vaccine in the
Perceived severity of influenza infection: Both study groups upcoming season.
were agreeable on the unquestionable severity of influenza
and its complications. 4. Discussion
Perceived benefit of influenza vaccine: The group who intended
to receive the influenza vaccine endorsed its benefits across all This study is the first one in Jordan to shed light on the factors
the domains whereas those who did not intend to receive the that determine HCWs’ intention to receive the influenza vaccine
vaccine questioned its benefits against the seasonal as well as using a psychological theory of behavior change. We found that
the pandemic flu. 32% of our sample of HCWs had received the influenza vaccine in
Barriers: Both groups believed in their immune system against the previous year, and 50% intended to receive it in the upcoming
influenza infection, and similarly perceived accessibility as a year. Significant differences in health beliefs and behaviors were
barrier to vaccination. Nevertheless, individuals who had no identified between participants who intended and those who did
intention to receive the vaccine were more likely to perceive not intend to receive the influenza vaccine.
it as harmful (P= 0.001). Previous studies in Jordan have shown comparable vaccination
Cues to action: The presence of news of a bad influenza season, rates among HCWs ranging from 18% to 36% [6,16]. These rates are
as well as the recommendations of the guidelines, only had a comparable to the global vaccination rates and the median cover-
significant impact on those already intending to get the vaccine. age of 28.2% in the EMR countries [2,14,24].
It is striking that being a physician was not associated with a
Table 3 documents the results of the logistic regression analysis higher likelihood of intending to receive the influenza vaccine,
of the HBM constructs to predict whether an individual intends to despite the presumably greater knowledge of the vaccine among
physicians compared to the other categories of HCWs [2,25–28].
Table 3 An explanation is highlighted in the literature where the increased
Predictors of intention to vaccinate against influenza next year. knowledge of HCWs is offset by misperceptions varying according
to the category of HCWs [2,25–28]. Contrary to this notion, other
HBM constructs Odds 95% Significance
Ratio Confidence P 0.05 studies have found that the higher the education of HCWs, the
Interval more acceptance of the influenza vaccine there was, hence, nurses
1. Perceived threat 1.52 1.14–2.02 0.004* have proven to have lower rates of vaccination compared to physi-
Susceptibility scale 1.73 1.36–2.21 < 0.0005* cians [2,29–32]. That being said, further research is needed to
2. Perceived Benefits Scale 1.20 1.12–1.28 < 0.0005* frame pedagogical strategies that target misperceptions pertinent
Protection against seasonal flu 2.00 1.34–2.97 0.001
to each category of HCWs instead of a broad-based approach [33].
Protection against pandemic flu 1.53 1.05–2.24 0.028
3. Perceived barriers
Our findings of the HBM show that HCWs have diametrically
Belief barriers 1.02 0.91–1.15 0.69 divergent beliefs of influenza infection and vaccination that deter-
Harm barriers 0.84 0.73–0.96 0.01 mine the difference in their intention to receive the influenza vac-
Influenza vaccine causes more 0.64 0.51–0.80 < 0.0005* cine. These beliefs begin with differences in the perceived
harm than good
susceptibility to infection; those who intended to vaccinate were
Access barriers 0.92 0.82–1.04 0.20
4. Cues to action 1.31 1.14–1.50 < 0.0005* significantly more likely to acknowledge the increased susceptibil-
Recommended in the guidelines 1.32 1.05–1.67 0.017 ity of their sick patients, besides their own risk. Correspondingly,
Death news in the media 1.29 1.04–1.61 0.022 when the belief of self-protection is aligned with protecting others,
Adjusted y HBM the altruistic behaviors of HCWs are mitigated and vaccine uptake
Perceived Benefits Scale 1.19 1.12–1.27 < 0.0005*
Perceived Harm Scale 0.87 0.752–0.995 0.042
is higher [2,23].
y
Conceptual adjusted model including vaccination behavior Noteworthy, HCWs’ awareness of the increased susceptibility of
Perceived Benefits Scale 1.19 1.11–1.28 <0.0005* their patients to influenza infection is inadequately accounted for
Vaccination Behavior 4.50 3.38–6.00 < 0.0005* in the HBM’s threat construct [8]. Therefore, incorporating a ques-
*
P value significant at 0.01. tion about it is believed to accentuate the discriminative capacity
y
Adjusted for the sociodemographic variables. of the threat variable which, in turn, would be expected to offset
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