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Journal of Historical Archaeology
INTRODUCTION
department of Anthropology and Sociology, Santa Clara University, Santa Clara, CA 95053.
45
1092*7697/98/03aM)045$I5.0Q/D O 1998 Plenum Publishing Corporation
seemingly be found at all levels of the society. Yet when the Philippines
are compared with their colonial counterparts in the Americas, vast differ
ences appear in the configurations of the colonial presence. Thus, the situ
ation in the Philippines has ramifications for ideas surrounding the creation
and physical manifestations of the modern global economy.
RATIONALE
for local forms. Such objects arrived in the colonies for two main reasons.
First, the tenets of mercantilism dictated that the homeland's manufactures
should be marketed in the colonies; and second, in the creation of a mestizo
society, the Spanish desired to create a facsimile of the Old World or a
"New Europe," such that material culture would serve as ethnic-status in
dicators. For example, the use and display of highly visible ceramic table
wares would mark the owners as members of the colonizing power
(Skowronek, 1984,1989). Anyone vaguely familiar with research on Spanish
colonial cities or missions, pueblos, and presidios that marked the limits
of Spain's New World empire will recognize the many pottery and glass
objects found therein as these sorts of materials (see Deagan, 1987). What
is important to note is that even in the farthest hinterlands of the Empire
(e.g., Spanish Florida, New Mexico, and California), where communication
was poor and frequently nonexistent for long periods of time, Spanish set
tlers made a conscious effort to procure these items and create a "New
Europe" on the frontier (Shulsky, 1994; Skowronek, 1989; Skowronek and
Wizorek, 1997). Given these observations, what should we expect to find
in the Philippines?
BACKGROUND
carved ivory, and cotton goods. The Spice Islands, later known as the Dutch
East Indies and today as Indonesia, shipped cloves, cinnamon, pepper, cam
phor, gems, and some ceramics. Indochinese imports included tin, ivory,
rubies, and sapphires. Additionally, from Japan came amber, cutlery, and
furniture. We know, however, from tax and port records, that the lion's
share of the goods on the galleons originated in China and was borne to
Manila in Chinese ships (Chaunu, 1960, pp. 148-199). Items of silk, jade,
sandalwood, ivory, copper, and iron, in addition to pearls and pottery, ar
rived in Chinese ships (Cushner, 1971, p. 128; Lyon, 1990, p. 14; TUbangui
et aLy 1982, pp. 51-53). As early as the Sung Dynasty (A.D. 950-1279) and
for half a millennium prior to the arrival of the Spanish, Chinese merchants
trafficked in earthenware pots and jars, tin, copper and iron wares, and
porcelain tablewares and jars. The archaeological record testifies to the vol
ume of this trade, as massive quantities of imported porcelains and other
trade commodities have been recovered from both burial and habitation
contexts throughout the Philippines (e.g., Aga-Oglu, 1946; 1948; Junker,
1990, p. 167). Under the Spanish the volume of silks and porcelains, in
cluding pieces of higher quality, went up (Guerrero and Quirino, 1977, p.
1009; Legarda y Fernandez, 1967, p. 3; Mudge, 1986, p. 39; Tubangui et
aL, 1982, p. 51). From Mexico the galleons returned laden with silver,
books, lace, fans, and wine for the Spanish residents of the Philippines
(Alip, 1959, p. 53; Cushner, 1971, p. 197; Legarda y Fernandez, 1967, p.
3; Lyon, 1990, p. 36). All told, between 1 and 2 million pesos in goods
moved annually between the two colonies (Cushner, 1971, pp. 134, 136).
For all of its commerce, the Philippines were an economic liability or
"black hole" for the Spanish (Cushner, 1971, p. 129; Legarda y Fernandez,
1967, pp. 14-15, 20). Although the islands had evidenced veins of precious
ores and had an appropriate climate and soils for the establishment of plan
tations, the colony was impoverished and received an operating subsidy or
situado from Mexico, of which it was an autonomous dependency until 1821
(Bauzon, 1977, p. 1037; Cushner, 1971, p. 132; Moses, 1929, p. 75; Phelan,
1967, pp. 13, 106, 154; TUbangui et aL, 1982, pp. 48-50). That situado plus
the taxes collected in Manila and Acapulco on the cargoes of the galleons
went for the maintenance of the flota and the infrastructure of the Spanish
colonial government and its representatives (Cushner, 1971, p. 129; TUban
gui et aL, 1982, p. 47). The reason for these economic shortcomings can
be traced to the Manila galleons and the position of the Philippines as the
commercial middlemen for the Mexican Chinese trade (Casino, 1982, p.
98). Great profits could be made in Manila brokering these exchanges with
out having to develop the hinterlands of the colony. Also, since plantations
in the New World produced sugar, tobacco, cotton, and indigo, there was
little reason to compete with them for such bulk products. Anyway, such
products would be difficult to transport across the Pacific and across Mex
ico to reach and attract attention in the European markets.
The market economy did not extend beyond Manila. In the hinterlands
of the archipelago, subsistence agriculture was the norm until the last third
of the eighteenth century, when the so-called Bourbon Reforms were en
acted (Rafael, 1988, p. 193). At that time Spain sought to make each co
lonial area more self-sufficient (de Jesus, 1980, pp. 23, 25, 57, 131;
Wallerstein, 1989, p. 239). In the Philippines that meant ending the 200-year
old Mexican subsidy and establishing a government regulated monopoly of
tobacco, cotton, indigo, abaca, coffee, and sugar. Furthermore, the monop
oly of the Manila galleon was broken when the port of Manila began to
be serviced by the Spanish-owned Royal Philippine Company.
In the wake of die Napoleonic Wars, Spain struggled to reassert royal
authority over its isolated New World colonies. Yet, one, by one each gained
independence, so that by 1827 only Cuba and Puerto Rico remained in
the Empire. The Philippines, with these and other scattered colonies in
Africa and Micronesia were the remnants of once mighty imperial Spain.
At this time the economic focus of each of these colonies was completely
redirected from mercantilism and subsistence agriculture a plantation ex
port economy. Ports were opened to foreign vessels and non-Spaniards
were allowed to own land for the first time.
In the Philippines, 19 years after the last Manila galleon sailed, the
Royal Philippine Company was disbanded, and in 1834 Manila was made
a free port for trade. This opened the door and allowed non-Spanish Euro
peans to own land. Thus, beginning in 1834 the Philippines were trans
formed into a giant plantation that produced abaca, coffee, sugar, and
tobacco for export. With this open door policy British- and American-based
banks and insurance companies began to be established in Manila. These
institutions in turn founded more plantations that shipped produce through
the newly opened Suez Canal (1869) to a growing European market (Con
stantino, 1975, pp. 114-115; Corpuz, 1989, pp. 458-460; Diaz-Ttechuelo,
1978, pp. 1345-1349; Legarda y Fernandez, 1967, pp. 1-12; Hibangui et aU
1982, pp. 85-89). Descriptions of this nineteenth-century trade underscore
Spain's shift from mercantilism into commercial capitalism. For example,
in the Philippines as early as 1838, Rafael Diaz Arenas (1838, p. 36), an
officer in the Royal treasury nonchalantly wrote of the presence of foreign
traders wherein "all European merchandize carried in non-Spanish ships
were to pay a duty of 14%. He went on to discuss their plantation produce
and other raw material exports and the wide variety of foreign imports
brought into the Philippines by these individuals (1838, pp. 45-73). What
I find most interesting in his account is his specification of items imported
by "Anglo-Americans," which included crystal ware and ceramics. By the
A CHANGING CULTURAL
LANDSCAPE-ARCHAEOLOGICAL IMPLICATIONS
Domestic Architecture
Ceramics
Fig. 8. Olive jars. (a)"EarlyM tibor for (b) "Middle" forms (both San Diego shipwreck,
1600) (c) "Late" form (San Agustin Project, Intramuros, Manila; NCR-92-J, Phil
ippine National Museum collections), (d) "Middle" form ("Burial Ground 107" Bo
hol, Guthe collections, University of Michigan).
Fig. 8b
For 377 years, from 1521 to 1898, the Philippines existed at the edge
of the Spanish and European world. This is longer than for all other colo
nies except Cuba and Puerto Rico. From the era of Marco Polo, Asia was
considered by Europeans as the zenith of success. When Spain began its
expansion it saw Christianity as the greatest of causes, but the height of
civilization was China. If imitation is the greatest of flatteries, the chinois
erie ceramics of Europe and the fabled Manila galleons, filled with silks
and spices, well sum up the era before the 1750s. After that the world was
secularized during, and as a result of, the Industrial Revolution. As a result
of its defeat in the Opium Wars of the 1830s, China was no longer seen
as the elusive prize and pinnacle of civilization. Instead China was seen as
a lower form of society within the unilinear evolutionary scheme of the
early social Darwinists. In China's former place of prominence was the capi
talism of England and the United States.
,;
Fig. 8c
The Philippines were politically Spanish and the marks of empire are
clear in city plan and in public and private forms of architecture. The Span
ish themselves, however, remained a true minority at this far corner of the
Fig. 8d
Fig. 9. (a) Hand-painted pearlware ("Burial Cave 22" Samar); (b) blue transfer
printed pearlware ("Grave 193" Bohol; Guthe collections, University of Michigan),
(c) Black transfer-printed pearlware; (d) shell-edged whitewares (San Agustin Pro
ject, Intramuros, Manila; NCR-92-J, Philippine National Museum collections).
look very similar, but it is the interior space, and how it is divided, that
reflects the mindset of the people who lived therein. The floor plans of St.
Augustine, Florida (Manucy, 1964), would be familiar to any archaeologist
be they working in California, Mexico, or Florida. Compared with those
from the Philippines, we see a different division of private space, an Asian
division of space (Zialcita and Tinio, 1980). Inside these houses the diet,
the material culture, and the language remained Asian.
Yet a transformation begins to took place in the nineteenth century,
when plantation-based commercial capitalism began. After 1835 English
and American entrepreneurs move to the Philippines, and for the first time
we see that the goal is not to imitate Asia but simply to capture it eco
nomically. The shock troops of this new invasion make it perfectly clear
that they are Europeans first and foremost in language, diet, and material
culture. Thus the break with Spain and the true birth of modern world or
global economy can be seen early in the nineteenth century.
Fig. 9b
CONCLUSIONS
Fig. 9c
sign motifs in substitution for local forms. Ceramic table, storage, and utili
tarian wares are one category of artifact that exhibit these characteristics
and, so, epitomize these changes. Such objects arrived in the colonies for
two main reasons: first, because the tenets of mercantilism dictated that
the homeland's manufactures should be marketed in the colonies and, sec
ond, due to the creation of a mestizo society, whose desire was to create
a facsimile of the Old World or a "New Europe," such that these items
would serve as ethnic-status indicators. Even in the farthest hinterlands of
the empire (e.g., Spanish Florida and California), where communication
was poor and frequently nonexistent for long periods of time, there was a
conscious effort to procure these items and create a "New Europe" on the
frontier (Skowronek, 1984, 1989).
The Spanish empire was not an unchanging monolith; rather, it was
reshaped by the economic and historical exigencies that brought change to
the early modern world. Unlike other European powers, whose colonies had
to be efficient and self-supporting to make diem worthy of imperial attention
and protection, the wealth Spain derived from its early productive colonies
allowed it to maintain its special form of religious mercantilism that could
support other more peripheral nonproductive areas and, as such, deny them
to foreign interlopers. The trade monopolies that characterized this approach
Fig. 9d
the multinational corporation in the Third World. Their job was to oversee
the production of exportable raw materials. These "expats," like the earlier
Spanish, sought to transplant their cultural ideals to the frontier. Spanish
olive jars tell us that certain Old World wines and foods were still coveted
by the Spanish in the islands but their desire for tablewares would now be
fulfilled by the mass-produced and readily available wares that could be
procured at a low cost from Europe. Non-Spaniards were temporally lim
ited in their ability to transform these politically Spanish islands. Yet there
is archaeological evidence suggesting that Anglo-Americans could have en
joyed imported familiar crystal ware and ceramics (Arenas, 1838, pp. 45-73)
while their children were sent overseas for their education. It is no wonder
therefore that work by Cheek et aL (1987, p. 65) suggests that similar ar
chaeological deposits dating from this era in Puerto Rico more closely re
sembled English colonial than Spanish colonial sites. As more evidence is
accumulated we will have to consider changes in city planning and archi
tectural style as new towns came to be established in the nineteenth-century
Spanish empire. Thus, we can see that Bonifacio was the voice for a silent
revolution that had in fact begun sue decades earlier.
Social scientists are trained to considered both the diachronic and the
synchronic views of past cultures. However, as historical archaeologists dealing
with the expansion of the European-centered world economy through the co
lonialism of the early modern era, we need to contextualize these cultures
against the larger world system of which they were a part 15 examine only
one part of the system and, from that, to extrapolate our expectations would
be erroneous and akin to the tail wagging the dog. Tbday the world is trans
forming itself from that which was created some 150 years ago. As observers
of this change, we need to examine how cultures are transformed as the larger
system changes. The Spanish colonial empire was not static but was a dynamic
system that reacted and changed in response to the ever-increasing world sys
tem. The material legacy it left behind can be deciphered and its explanatory
implications refined to help reveal how behavior was altered.
The truly European-centered world economy has been a short-lived
phenomenon based on the nineteenth- and twentieth-century hegemony of
Great Britain and the United States. Tbday, however, it appears that the
pendulum is swinging eastward once again, with the world of the twenty
first century being based on an Asian-centered world economy.
ACKNOWLEDGMENTS
pines] and Santa Clara University [Thomas Tfcrry Research Grants (1992,
Spain; 1995, Philippines] for the financial backing of part of the research
presented here. The following individuals and institutions contributed to
the ideas presented in this article, and I thank them for their assistance:
the Philippine National Museum, for granting me access to its collections
and for making me an Honorary Researcher in the Archaeology Division;
Chief Wilfredo P. Ronquillo, Dr. Eusebio Dizon, Amalia de la Tbrre, Angel
Bautista, and the other members of the Archaeology Division, National
Museum of the Philippines, for their cooperation and friendship; Henry S.
Tbtanes, Lecturer, Department of History, Ateneo de Manila University,
for introducing me to the documentary collections housed at the Rizal Li
brary; and the Institute of Philippine Culture, for granting me affiliation
through their Visiting Research Associate Program?Dr. Romana E de los
Reyes, Director, and Ms. Menchie M. Mendez, Administrative Assistant
Institute of Philippine Culture. I especially thank Professor Fernando N.
Zialcita, Chair, Department of Sociology and Anthropology, Ateneo de
Manila University, for his friendship and introduction to the colonial ar
chitecture of Vigan and Manila. GCF Books and Butch Zialcita kindly gave
permission for the reproduction of a number of the plans and elevations
from Philippine Ancestral Houses. For the Guthe collections, I thank Dr.
Henry Wright III, Liz Baccus, Masao Nishimura, and Andy Darling, Uni
versity of Michigan, and Professor Laura Junkers, Vanderbilt University.
In Guam and the Mariana Islands, I thank Dr. David J. Welch of Inter
national Archaeological Research Institute, Inc. Thanks go also to Ms.
Linda Longoria, Assistant to the Dean of Business, Santa Clara University,
and the Leavey School of Business and Administration for their material
and collegial support and to my colleagues in the Department of Anthro
pology and Sociology for their support of my ongoing research. I am es
pecially indebted to Charles Orser, Editor of the UHAy and Ms. Linda
Shulsky for their suggestions regarding the revision of this work.
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