Professional Documents
Culture Documents
In 1961 the famous Arabist, Islam scholar and Turkologist Bernard Lewis
published a book with Oxford University Press, which was immediately rec-
ognized as a classic in its field and would remain a leading textbook for a
generation. It was, of course, called The Emergence of Modern Turkey.1 It
was a hefty tome (511 pages), based on research executed in England and
Turkey during the years 1954–9.
The fact that nearly half a century has passed since the publication of
Emergence makes it appropriate to take a second look at the book from the
perspective of contemporary Turkology. In revisiting Lewis’s classic, we can
attempt to gauge if, and where, our field has produced different insights
and, who knows, progressed when measured against the yardstick of this
seminal work.
For me, a closer look at the book which was considered the bible of
modern Turkish history when I studied at Leiden University (and for much
longer) and which influenced my decision to make this my own area of spe-
cialization is of special significance.
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In this respect, Lewis’s work differs from that of the real Kemalist histori-
ans, who, like Afet I·nan, see the republic as a radically new departure which
owes hardly anything to the Ottoman past and which has been created by
Mustafa Kemal Pasha Atatürk as a kind of deus ex machina.
Lewis fits much better in a generation of scholars who made their name
in Turkey after World War II, people like the sociologist Niyazi Berkes5
and the jurist and political scientist Tarık Zafer Tunaya,6 who also see in
the Republic of Turkey a new and in a sense final phase in Turkish history,
but who have an open eye for those who prepared it: the architects of the
Ottoman administrative and cultural modernization in the nineteenth cen-
tury and, especially, the Young Turk movement in the early twentieth cen-
tury, which, in Tunaya’s words, constituted the ‘laboratory of the republic’.
Although this approach is certainly much less forced than that of the
orthodox Kemalist historians of an earlier generation, it has one impor-
tant disadvantage. Through it, late Ottoman history almost automatically
acquires a teleological character. It turns into ‘prehistory’ of the republic.
This in turn changes late Ottoman history into Turkish history avant la let-
tre, which misrepresents the multicultural, multi-ethnic character of that
history in which Armenians, Greeks, Jews, Kurds, Arabs, Albanians and
Bosnians all played important parts within a dynastic and religious political
system. That Lewis fits into this Turkish-nationalist tendency is shown, for
instance, by a passage in his introduction:
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idea of Kemalist linguistic purism, that there exists a pure or ‘real’ Turkish,
which has to be decolonialized and cleansed of foreign influences. Here,
too, he seems to see Turkish identity, expressed in the language, as some-
thing submerged in something non-Turkish (Ottoman?) but with a latent
existence of its own.
Fifty years on
When we now look at the book from where we are nearly 50 years later and
try to compare it with the state of the art in the field of modern Turkish his-
tory, what transpires? I think there are three aspects, or rather three groups
of aspects which play an important role here: intellectual versus total his-
tory, chronology and periodization, and the modernization paradigm.
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have in common, is that they not only chart the developments within the
late-Ottoman economy, but also try to place these in the context of the
capitalist world economy centred on Europe. This is no coincidence. Many
of the historians who have done this work, people like Donald Quataert,
·
Şevket Pamuk, Çağlar Keyder, Huri Islamoğlu and Reşat Kasaba, have been
inspired by the ideas of André Gunder Frank and in particular by Emanuel
Wallerstein’s ‘World System’ model. It is interesting, however, to note that
the best work emerging from this school shows up the inadequacies of that
model. Quataert, for instance, shows how Ottoman manufacture, instead
of declining or disappearing under the influence of the incorporation of the
Ottoman economy into the periphery of the capitalist world system as one
would expect, adapted itself and resisted the onslaught of the Europeans
through cost control, use of imported commodities and products and exploi-
tation of niche markets.14 Kasaba shows that the Armenian and Greek bour-
geoisie did not, in fact, have a ‘compradore’ character and that it competed
successfully with the metropolitan European capitalists.15
Social history is, of course, not entirely separate from economic his-
tory. Two of the path-breaking collections in this field, Economies et sociétés
dans l’Empire Ottoman, edited by Jean-Louis Bacqué Grammont and Paul
Dumont in 1983 and Social and Economic History of Turkey, edited by Halil
·
Inalcık and Osman Okyar in 1980, show the connection between the two
fields even in their titles. Paul Dumont, together with the Turkish politi-
cal scientist Mete Tunçay, can be regarded as the pioneer of the history of
Ottoman socialism, while Quataert has been the first to give us a picture of
the lives of Ottoman workers at the railways, in the docks and in the mines.16
The lowest step on the Ottoman social ladder, that of the slaves, first gained
attention in Ehud Toledano’s study of the Ottoman slave trade.17
Since 25 years, historians have been able to build on solid historical
demographic studies, such as those published by Kemal Karpat18 and, espe-
cially, Justin McCarthy.19 These make use of the data collected by those,
who – in McCarthy’s words – were the only ones in a position to actu-
ally count: the Ottoman administration. Thanks to their work we can now
answer questions about the size and composition of the late Ottoman popu-
lation with a degree of exactness unthinkable 30 years ago. Alan Duben and
Cem Behar have shown what is possible in the field of demographic micro-
studies in their book about the development of Istanbul households.20
Apart from the development of social and economic history proper,
the work of French Turkologists such as François Georgeon, Paul Dumont
and Stéfane Yérasimos has broadened the scope of cultural history in the
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Chronology
The second aspect of Emergence that may be considered outdated, concerns
the degree of continuity between the Ottoman Empire and the republic and
the periodization which follows from it. We have already noted Lewis’s
ambivalence vis-à-vis this question. He sees the development of modern
Turkey as a long-term process, but at the same time he sees a ‘radical and
violent break’ in that development after 1918, when something substantially
new emerges in the shape of the national resistance movement in Anatolia.
What he loses sight of in this context, is the degree to which this movement
and the republic which grew from it was the work of the same circle of
Young Turk politicians and officers who had brought about the constitu-
tional revolution of 1908, and the extent to which it was the result of con-
scious planning on the part of these Young Turks.
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It was while they were still discussing this question that, in October
1914, the Turks stumbled into a major European war, as allies of
one group of European powers against another. By 1918 it was clear
that their time had run out.28
Quite apart from the fact that Lewis does not explain anything about this
fatal stumble, he thus neglects even to mention the following developments,
which all contributed decisively to the way Turkey took shape after the war.
First: The abolition of the capitulations, those centuries-old economic
and juridical privileges held by the Europeans and their protégés in the
empire and the introduction of a nationalist economic policy, aimed at the
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study on the population exchange with Greece was published. 33 This reflects
the fact that, whereas the ‘Catastrophe’ of 1922–4 had always been a defin-
ing moment in the Greek historical consciousness, attention to it in Turkey
remained scant until well into the 1990s.
Third: The loss of the Arab provinces which had been under Ottoman
rule for 400 years, coming so soon after the loss (in the Balkan War, which
Lewis does not treat in any detail either) of European core provinces which
had been Ottoman for 500 years. The loss of these old imperial domains has
been very important in the development of a separate Turkish identity. After
all, we should not forget that the founders of the republic had all witnessed
these events personally, and often at the military front. Since the 1990s we
have seen the appearance of a spate of good books about Arab–Turkish rela-
tions in this era, notably by Sabine Prätor and Hasan Kayalı. 34
Finally: the war itself. Justin McCarthy has shown how ten years of
continuous warfare turned Anatolia into a land of widows (with a net popu-
lation loss of two and a half million Muslims and hundreds of thousands
of Christians through war, persecution, hunger and disease),35 while I have
tried to show how serving in the Ottoman army itself almost meant a death
sentence. 36 At the moment there seems to be a spectacular increase in the
interest of young Turkologists in the World War I period.
In conclusion to this point, I would say that we can now see that Lewis,
through his neglect for the World War, misses essential steps in the develop-
ment of modern Turkey.
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education and wealth a large and vocal middle class has emerged, important
parts of which no longer regard a strong religious identity and a modern
way of life as incompatible. Social scientists who work on Islam in Turkey,
people like Şerif Mardin, Nilüfer Göle and Sencer Ayata have realized that
movements such as that of the Nurcus or of the Welfare Party are not sim-
ply ‘reactionary’ or ‘fundamentalist’. Quite to the contrary, they argue that
these are ideological movements which function in modern industrializing
society and try to formulate answers to the problems it poses.42
Sadly, the debate among historians of modern Turkey is less sophis-
ticated. The 1993 textbook by Lewis’s pupil Feroz Ahmad (which I have
mentioned earlier), The Making of Modern Turkey is a prime example of
the survival of the modernization paradigm with its black and white con-
trasts and simplifications. Witness for instance the claim: ‘Nationalism was
accepted by everyone except reactionaries,’ or the statement, ‘Secularism
was also accepted by nearly everyone.’43
In Turkey itself, the growth of a strong Islamist movement has led to a
polarization in which many intellectuals feel threatened and turn back to
the original Kemalist modernization model.
Conclusion
What, then, should be our conclusion both regarding Emergence and regard-
ing the development of this part of Turkology over the last 50 years?
I think we can say with confidence that Emergence is outdated in a
number of ways. Fortunately so, because it means that Turkology has pro-
gressed. In three crucial areas we now have a richer and much more com-
plete picture of Turkish history. In the first place people have finally marched
into the historical picture. No longer are we only interested in the question
of whether the Young Turks were Ottomanists, Islamists or Westernists, we
also want to know whether their policies meant people starved; not only do
we analyse what ‘populism’ meant in Kemalist ideology, we want to know
whether workers had the right to organize or strike. In the second place we
have become aware of the fact that the developments in the late Ottoman
Empire served not only an arsenal, or a laboratory, for the republic, but that
the Young Turk power élite had set in motion a number of developments
which made Turkey what it became after 1923. We realize, or we should
realize, that Turkey carries with it the traumas of a state which lost most of
its centuries-old core provinces in the spate of five years and could survive
only after massive and vicious ethnic cleansing. In the third place, our history
writing no longer needs to be caught in the clair-obscur of enlightened élite
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who have been touched with the magic wand of the West on the one hand
and religious reactionaries on the other. We can see that modernization, such
as that which Turkey has undergone in the last 200 years, is a multi-faceted
phenomenon, which evokes very different reactions. Many of these reac-
tions, even if they are advertised as ‘Islamic’ or ‘traditional’, do not necessar-
ily signify rejection of the modernizing process. They may even be the form
in which modernization can most successfully penetrate an Islamic society.
Nevertheless, Emergence remains an imposing tour de force, an ele-
gantly written survey, with a clear central theme, rich in detail and based
on astounding erudition. Nowhere is the struggle of the Ottoman, and later
Turkish, élite to catch up with the modern world depicted better. The fact
alone that the book can serve as the subject for this chapter after nearly
50 years says enough about its qualities.
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