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A
lthough hematopoietic stem-cell transplantation was origi- From the Arthur G. James Cancer Hospi-
nally conceived more than 50 years ago as a treatment for injury from irradia- tal and Richard J. Solove Research Insti-
tute, the Ohio State University, Columbus.
tion and, later, for cancer, associated problems needed to be solved before the Address reprint requests to Dr. Copelan
procedure could be used clinically. Bone marrow, the source of hematopoietic stem at A-437 Starling Loving Hall, 320 W. 10th
cells, is not a solid organ but is rather diffuse and not directly accessible. Further- Ave., Columbus, OH 43210, or at edward.
copelan@osumc.edu.
more, hematologic cells can initiate immune reactions that may thwart trans-
plantation. N Engl J Med 2006;354:1813-26.
Copyright © 2006 Massachusetts Medical Society.
Hematopoietic stem-cell transplantation is used primarily for hematologic and
lymphoid cancers but also for many other disorders (Table 1). In this review, I sum-
marize background information about hematopoietic stem-cell transplantation and
discuss the role of the procedure in treating malignant and nonmalignant condi-
tions, focusing on recent progress.
E a r ly Wor k
Studies from the mid-20th century demonstrated that massive total-body irradiation
causes fatal damage to the gastrointestinal and central nervous systems. Lower doses
lead to delayed death from hemorrhage and infection. In animal models, the trans-
plantation of genetically identical (syngeneic) marrow1 or the animal’s own (autolo-
gous) stored marrow2 averted death. Grafts from histocompatible littermates also
permitted survival. The transplantation of marrow that was not genetically identi-
cal (allogeneic) to that of the recipient resulted in an immunologic reaction by the
donor lymphocytes against the recipient, causing inflammation of the target tis-
sues, termed graft-versus-host disease (GVHD). Treatment with methotrexate sup-
pressed GVHD.3 As an alternative to total-body irradiation, cyclophosphamide as a
preparative regimen also permitted the engraftment of allogeneic marrow.4
Thomas was a pioneer in applying the results from early studies in animals to
the treatment of leukemia in people. In 1959, he and his colleagues reported that
a patient with end-stage leukemia who was treated with total-body irradiation, fol-
lowed by infusion of her identical twin’s marrow, had a three-month remission.5
Allogeneic transplantation became feasible in the early 1960s, after the identi-
fication and typing of HLA, the major histocompatibility complex. The genes for
HLA are closely linked on chromosome 6 and are inherited as haplotypes. Thus,
two siblings have about one chance in four of being HLA identical. Transplanta-
tion of bone marrow from an HLA-matched child to his immunodeficient sibling
was successful because the recipient could not reject the allograft.6 In the 1970s,
Thomas and colleagues cured some patients who had end-stage leukemia by using
marrow from their HLA-identical siblings after ablating the host marrow with
total-body irradiation combined with cyclophosphamide.7 Transplantation during
the first remission of the leukemia was successful in more than half the patients.8
The occurrence of GVHD reduced the incidence of leukemic relapse,9 which sug-
dose of cyclophosphamide was soon lowered to mide.36 Toxicity can be reduced by adjusting the
reduce toxicity.34 With this regimen, acute adverse busulfan dose according to the plasma levels of
effects are associated with high plasma levels of the drug37 or by using intravenous, instead of oral,
busulfan35 and of metabolites of cyclophospha- busulfan.38
tution is slow in transplanted cord blood, infec- class I HLA epitopes. The balance of signals de-
tion is common soon after transplantation. The termines the cytolytic activity of the natural kill-
transplantation of cord blood requires less-strin- er cells, a process that is inhibited by the recogni-
gent HLA matching than does the transplanta- tion of self-epitopes by the immunoglobulin-like
tion of adult peripheral blood or marrow, because receptors. Alloreactivity improves the chances of
mismatched cord-blood cells are less likely to cause engraftment and reduces the risk of GVHD; it also
GVHD, without losing the graft-versus-leukemia reduces relapse in patients with acute myeloid leu-
effect.53 The results are better with fewer HLA kemia.58 Because half of transplants from unre-
mismatches and greater numbers of CD34+ cells.53 lated donors are mismatched for one or more HLA
The use of additional grafts from different donors alleles, alloreactivity of natural killer cells could
may improve engraftment, particularly when the be used for choosing donors and improving the
first graft contains few cells.54 outcome; however, retrospective studies have been
The ex vivo expansion of cord-blood stem cells55 inconclusive.59,60
and the transplantation of cord blood along with Originally a treatment of last resort, hemato-
HLA-haploidentical peripheral-blood stem cells56 poietic stem-cell transplantation is now used early
are under study. Cord-blood banks in 21 countries in the course of many diseases. Its appropriate use
currently store about 170,000 units. Bone Marrow requires full knowledge of its outcomes and com-
Donors Worldwide (www.bmdw.org) collects and plications and those of other treatments.
lists HLA types for cord-blood and adult regis-
tries. The less-stringent HLA requirements for C ompl ic at ions
cord-blood transplantation would permit a small-
er donor pool to serve virtually all potential re- Early Effects
cipients. Members of minority populations, who Mucositis is an important problem of hematopoi-
are underrepresented in adult registries and often etic stem-cell transplantation. In the short term,
lack matches, would benefit from an increase in it is the most common complication of myeloab-
the number of cord-blood donors. For many chil- lative preparative regimens and methotrexate (used
dren, cord blood is now transplanted instead of to prevent GVHD). Oropharyngeal mucositis is
peripheral blood or marrow from unrelated adults. painful and can involve the supraglottic area and
For adults, cord blood is currently used when suit- require intubation. Intestinal mucositis causes
able adult donors cannot be found quickly. Data nausea, cramping, and diarrhea and may require
from the Center for International Blood and Mar- parenteral nutrition. A recombinant human kera-
row Transplant Research indicate that 5 percent of tinocyte growth factor, palifermin, reduces the
transplants from unrelated donors into adult re- incidence of oral mucositis after autologous trans-
cipients consist of cord blood (Horowitz M: per- plantation.61 In mice, keratinocyte growth factor
sonal communication). Improving matches and protects the gut, which reduces the severity of
increasing cell doses should extend the useful- GVHD,62 and protects the epithelium of the thy-
ness of cord-blood transplantation. mus, which improves immune reconstitution.
The second most common acute adverse effect
Transplantation Involving is a potentially fatal syndrome of painful hepato-
a Haploidentical Donor megaly, jaundice, and fluid retention, tradition-
The transplantation of stem cells from a parent, ally called hepatic veno-occlusive disease. How-
sibling, or child of a patient with only one identi- ever, the term “sinusoidal obstruction syndrome”
cal HLA haplotype was initially associated with is more accurate,63 because damaged sinusoidal
high rates of engraftment failure and GVHD — endothelium sloughs and then obstructs the he-
complications that predictably caused death soon patic circulation, injuring centrilobular hepato-
after transplantation. In the past decade, however, cytes. In severe sinusoidal obstruction syndrome,
technical advances have improved the outcomes renal and respiratory failure may occur. Total-
of this approach.57 This type of transplantation body irradiation, busulfan, cyclophosphamide, and
involves another alloreactive mechanism involv- many other preparative agents cause sinusoidal
ing natural killer cells, which express combina- obstruction syndrome, which limits maximal dos-
tions of activating and inhibitory killer-cell im- es. Risk factors for the syndrome include chron-
munoglobulin-like receptors that interact with ic liver disease and the presence of the C282Y allele
of the HFE hemochromatosis gene.64 Common posing the patient to fatal infection. The princi-
variants of the glutathione S-transferase gene al- pal risk factor is HLA mismatch, but GVHD may
ter the metabolism of busulfan and cyclophospha- occur despite an HLA-matched donor and the use
mide and are associated with an increased inci- of preventive measures. If prophylaxis is not pro-
dence of sinusoidal obstruction syndrome after vided, serious acute GVHD affects almost every
the use of these drugs in the preparative regi- recipient.71 The risk of GVHD is greatly reduced
men.65 Because there is no effective treatment for by short-term treatment with methotrexate plus
the syndrome, its prevention is critical. The sub- treatment with cyclosporine for several months.72
stitution of fludarabine for cyclophosphamide66 The incidence of GVHD can be reduced by in
and the use of reduced-intensity regimens67 appear vitro T-cell depletion of the graft before trans-
to decrease the risk of sinusoidal obstruction syn- plantation, but this does not improve disease-free
drome. survival, because the rates of graft rejection and
Transplantation-related lung injury occurs relapse increase. A reduced-intensity regimen of
within four months after the procedure, and the total lymphoid irradiation and antithymocyte glob-
mortality rate exceeds 60 percent. Risk factors ulin may decrease the incidence of GVHD.73 (The
include total-body irradiation, allogeneic trans- results of studies in mice suggest that repeated
plantation, and acute GVHD, suggesting that low-dose lymphoid irradiation spares natural killer
donor lymphocytes target the lung.68 Along with T cells that prevent acute GVHD.)74 Gene modi-
neutrophils and lymphocytes, tumor necrosis fication of donor T cells is a potential means of
factor — induced by GVHD and the lipopolysac- treating GVHD. Viral genes that are capable of
charide that enters the circulation through dam- converting drugs into lethal products have been
aged intestinal mucosa — contributes to lung expressed in donor T cells, which can then be
injury; treatment with etanercept, which inhibits eliminated if severe GVHD develops.75 It is dif-
tumor necrosis factor, combined with cortico- ficult, however, to transduce and eliminate suf-
steroids, may reduce injury if used promptly.69 ficient numbers of lymphocytes. Current studies
Transplantation-related infections result from use human proteins to induce lymphocyte apo-
damage to the mouth, gut, and skin from pre- ptosis.76
parative regimens as well as from catheters, neu-
tropenia, and immunodeficiency. Reduced-inten- Delayed Effects
sity regimens are associated with a lower rate of Most survivors of transplantation are active and
early infections than are myeloablative regimens, healthy, but some delayed complications, partic-
but the risk of late infection seems to be the same. ularly chronic GVHD, can be serious. The risk in-
Prolonged neutropenia, GVHD, and the adminis- creases with recipient and donor age and is in-
tration of corticosteroids predispose patients to creased for peripheral-blood grafts or grafts from
fungal infection, a life-threatening complication unrelated donors. Chronic GVHD is associated
of allogeneic transplantation. Cytomegalovirus with loss of self-tolerance77 and often resembles
pneumonia, once fatal to 15 percent of recipients scleroderma or Sjögren’s syndrome. Chronic GVHD
of allogeneic transplantation,70 has become rare can cause bronchiolitis, keratoconjunctivitis sicca,
with the use of techniques involving antigens or esophageal stricture, malabsorption, cholestasis,
the polymerase chain reaction that detect sub- hematocytopenia, and generalized immunosup-
clinical cytomegalovirus infection and make early pression. Treatment with corticosteroids may be
treatment possible. Better prevention and treat- needed for two years or longer.44 Corticosteroids
ment of transplantation-related infections have can cause a variety of complications, including
improved outcomes of transplantation. aseptic necrosis of bone and osteoporosis, and may
GVHD is the most important complication of predispose the patient to fatal infections. If se-
allogeneic transplantation. Acute GVHD damages vere hypogammaglobulinemia occurs, treatment
the skin, gut, and liver. A pruritic micropapillary with intravenous immune globulin can reduce in-
rash can affect the palms, soles, or face and may fections.78
become generalized. Nausea, vomiting, abdomi- Most women fail to ovulate after undergoing
nal pain, diarrhea, bloody stool, and jaundice may transplantation. Hormonal suppression of the ova-
occur. GVHD and its treatment with corticoste- ries before the preparative regimen is administered
roids cause profound immunodeficiency, predis- might permit the recovery of ovulation after trans-
plantation.79 Some women who have undergone non-Hodgkin’s lymphomas.83 The type and inten-
transplantation have become pregnant using cryo- sity of the pretransplantation chemotherapy used
preserved embryos or oocytes. Men usually be- affect this risk.84 Survivors of transplantation
come infertile after transplantation, but younger must avoid carcinogens, particularly tobacco. They
men may recover their fertility, and if sperm are should be followed indefinitely to detect early can-
present before transplantation, the semen can be cer or precursor lesions. They should also be ob-
cryopreserved and used later. Even low-quality served for other conditions that have been report-
sperm can result in pregnancy by means of in ed: hypothyroidism, sexual problems, depression,
vitro fertilization, particularly with intracytoplas- and anxiety.85
mic injection.80
Children who undergo transplantation have Use s a nd R e sult s
special problems. Growth and development are
impaired by myeloablative preparative regimens, The diseases most often treated with autologous
but growth hormone therapy can increase height and allogeneic hematopoietic stem-cell transplan-
in children who have undergone hematopoietic tation are listed in Table 1. Outcomes vary ac-
stem-cell transplantation.81 cording to the type and stage of disease, the age
The frequency of secondary cancers is increased and functional level of the patient, the source of
after transplantation. After allotransplantation, the stem cells to be transplanted, and the degree
the incidence of cancers of the skin, oral mucosa, of HLA mismatch. Because transplantation is cost-
brain, thyroid, and bone is increased.82 Myelo- ly (at present, generally exceeding $80,000 for au-
dysplasia and acute leukemia are complications tologous transplantation and $150,000 for alloge-
of autologous transplantation for Hodgkin’s and neic transplantation) and the resulting morbidity
and mortality are substantial, the goal of trans- ter than chemotherapy for treating the first re-
plantation is usually to cure the disease. However, lapse of large-cell non-Hodgkin’s lymphoma that
although autologous transplantation does not cure is sensitive to chemotherapy.91 Nevertheless, data
multiple myeloma, it does improve survival.86 Two from the Center for International Blood and Mar-
autologous transplantations in succession may row Transplant Research show that many pa-
further improve survival among patients with tients undergo transplantation belatedly, when a
myeloma, especially if the response to the first is cure is less likely (Horowitz M: personal commu-
limited.87 nication). Other data from the center and data
Hematopoietic stem-cell transplantation has re- from the National Cancer Institute (available at
sulted in sustained remission in patients with au- http://seer.cancer.gov) suggest that only a minor-
toimmune disease.88 Autologous transplantation ity of patients with a relapse responsive to chemo-
has resulted in remissions in patients with refrac- therapy ever undergo autologous transplantation.
tory rheumatoid arthritis and multiple sclerosis, This finding agrees with that of a report from
and allotransplantation after reduced-intensity pre- 200192 and with the expert opinion that trans-
parative regimens may prove to be curative. plantation is broadly underused.93 The General
Hematopoietic stem-cell transplantation cures Accounting Office estimates that in the United
many genetic diseases, including severe combined States, only one third of patients who need trans-
immunodeficiency, the Wiskott–Aldrich syndrome, plants from unrelated donors have preliminary
sickle cell anemia, and thalassemia. The outcome searches requested from the National Marrow Do-
is better among younger patients and patients with nor Registry.51 Socioeconomic factors contribute
less organ damage. For example, in patients with to the decision,94-96 but all too often transplanta-
thalassemia, the amount of preexisting liver dam- tion is considered too late or not at all. Obviously,
age from iron overload affects the outcome of the potential benefit of transplantation must be
transplantation.89 For Krabbe’s disease — a rare, balanced against its risk, and patients must be
fatal neurologic disorder caused by an enzyme fully informed of both.
deficiency — transplantation has usually been
performed in symptomatic older children, but The F u t ur e
transplantation in asymptomatic newborns yield-
ed better results in a recent study.90 At present, hematopoietic stem-cell transplanta-
Early transplantation is critical in patients with tion provides the best chance for a cure for many
hematologic cancers (Table 2), but the proper time diseases. Future work will determine the best ab-
to perform the procedure is difficult to ascertain lative regimens for specific conditions, and tech-
and is the subject of controversy. Recognized prog- nical advances will improve the effectiveness of
nostic factors, particularly cytogenetics, are used reduced-intensity regimens. The use of cytokine
to determine the time of transplantation for pa- antagonists or suicide genes or the infusion of
tients with acute leukemia. Allotransplantation regulatory T cells97,98 may reduce the severity of
during the first remission usually offers the best GVHD, and a better understanding of the genetic
chance for a cure for patients with a poor prog- polymorphisms involved in its development may
nosis with conventional chemotherapy alone. Al- help prevent the disease.
logeneic transplantation is used after relapse in Embryonic stem cells may become a source of
patients who had a favorable prognosis with che- hematopoietic stem cells.99 Histocompatibility
motherapy. In patients with chronic myeloid leu- problems may be solved by establishing compre-
kemia, allotransplantation is the only curative hensive banks of embryonic stem-cell lines or by
treatment, and it is safest when performed early. creating genetically matched stem-cell lines in-
Although transplantation is an appropriate first- dividually. The bioengineering of embryonic stem
line therapy in some patients, imatinib therapy cells might eliminate the need for HLA typing,
is favored for most patients, owing to the large procurement of hematopoietic stem cells, and even
number of long remissions and minimal toxic ef- preparative therapy.
fects associated with the agent. Transplantation No potential conflict of interest relevant to this article was
is then performed in patients who do not have a reported.
I am indebted to Myra Patterson for assistance with the prepa-
cytogenetic remission or after relapse. ration of the manuscript, to Melissa Hunter for assistance with the
Autologous transplantation is substantially bet- figures, and to Herbert Copelan for many helpful suggestions.
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