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Parameters of Fluid Responsiveness: Review
Parameters of Fluid Responsiveness: Review
CURRENT
OPINION Parameters of fluid responsiveness
Rui Shi a,b, Xavier Monnet a,b, and Jean-Louis Teboul a,b
Purpose of review
On the basis of recent literature, we summarized the new advances on the use of available dynamic
indices of fluid responsiveness.
Recent findings
Reliability of passive leg raising to assess fluid responsiveness is well established provided that a real-time
haemodynamic assessment is available. Recent studies have focused on totally noninvasive techniques to
assess its haemodynamic effects with promising results. Presence of intra-abdominal hypertension is
associated with false-negative cases of passive leg raising. Use of pulse pressure and stroke volume
variations is limited and other heart–lung interaction tests have been developed. The tidal volume
challenge may overcome the limitation of low tidal volume ventilation. Preliminary data suggest that
changes in pulse pressure variation during this test well predict fluid responsiveness. Growing evidence
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confirms the good predictive performance of the end-expiratory occlusion test. All these dynamic tests
allow selecting appropriate fluid responders and preventing excessive fluid administration. Performance of
a mini-fluid challenge may help for the decision-making process of fluid management if other tests are not
available.
Summary
Several new dynamic variables and monitoring techniques to predict fluid responsiveness were investigated
in the past years. Nevertheless, further research investigating their reliability and feasibility in larger cohorts
is warranted.
Video abstract
http://links.lww.com/COCC/A32
Keywords
cardiac output, fluid administration, fluid responsiveness, haemodynamic monitoring
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FIGURE 1. Typical waveform of perfusion index and cardiac index signals during a passive leg raising (PLR) test and volume
expansion in preload responders (a) and in preload nonresponders (b). Reprinted with permission from Beurton et al. [9 ].&
emphasizes on the dissociation between macrohae- of IAH (AUROC ¼ 0.60), essentially because of the
&
modynamics and microcirculation. In addition, presence of false negatives [17 ]. Further studies
among the 21 fluid nonresponders using CO, eight examining the components of venous return during
&
were fluid responders using CRT [11 ], a finding PLR in cases of IAH could be helpful.
more difficult to explain (rheological benefits or
methodological issues?).
&
Beurton et al. [17 ] confirmed that intra-abdom- HEART–LUNG INTERACTION INDICES
inal hypertension (IAH) could be a limitation for a
correct interpretation of PLR. The authors showed Pulse pressure variation and stroke volume
that PLR reliably predicted fluid responsiveness in variation
the absence of IAH (AUROC ¼ 0.98), whereas it In controlled mechanical ventilation, pulse pressure
failed to predict fluid responsiveness in the presence variation (PPV) and stroke volume variation (SVV)
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are widely used to predict fluid responsiveness in those of PPV (e.g. low VT, IAH [29] and low lung
particular in the operating room settings, where compliance) may have accounted for the poor pre-
&
their predictive value is acceptable [18–20]. A dictive value [27 ,28]. Nevertheless, even in condi-
meta-analysis that includes RCTs comparing stan- tions of correct applicability of PPV, DIVCd was
dard care with dynamic assessment of fluid respon- found to be less accurate than SVV to predict fluid
siveness (using SVV or PPV) during the perioperative responsiveness after cardiac surgery [30]. Note that
management showed improved postoperative out- Zhang et al. [31] reported an acceptable predictive
comes [21]. One recent study in patients during value of DIVCd in 129 patients receiving low VT
major abdominal surgery showed that fluid resusci- ventilation except in the presence of isolated left
tation prompted by a PPV value higher than 13% ventricular dysfunction. In patients with spontane-
(preload dependence state) led to optimization of ous breathing, a fair prediction of fluid responsive-
both macrocirculation and sublingual microcircula- ness using DIVCd was reported in a meta-analysis
(pooled AUROC ¼ 0.80) [27 ]. Recently, Bortolotti
& &
tion [22 ]. This finding suggests immediate correc-
tion of preload dependence to prevent reduced et al. [32] proposed to predict fluid responsiveness in
microcirculation and stresses the importance of spontaneously breathing patients by calculating
PPV to guide fluid management during surgery. DIVCd using a deep inspiration and passive exhala-
However, an interpretation of PPV or SVV is unreli- tion. In a series of 55 nonintubated patients with
able in cases of spontaneous breathing, cardiac arrhythmias, the predictive performance of DIVCd,
arrhythmias and doubtful in cases of low VT, low here defined as collapsibility index of the inferior
lung compliance and IAH, all conditions commonly vena cava, was acceptable (AUROC ¼ 0.93; cut-
off ¼ 39%) [32]. Further larger scale studies are obvi-
&
observed in ICU patients [23 ]. Other tests using
heart–lung interactions have been developed to ously required to confirm these findings.
overcome some of these limitations. Reliability of the superior vena cava collapsibil-
ity index – obtained using a transoesophageal
approach – has been confirmed during abdominal
Tidal volume challenge surgery (AUROC ¼ 0.85; cut-off ¼ 21%) [33] and vas-
The tidal volume challenge (TVC) was recently pro- cular surgery (AUROC ¼ 0.92; cut-off ¼ 37%) [34].
posed to overcome the limitation of PPV and SVV in However, poorer results (AUROC ¼ 0.75) were
the case of low VT (6 ml/kg) ventilation [24]. This reported in ICU patients even in those with none
test consists of transiently increasing VT from 6 to of the limitations of respiratory variation-based
8 ml/kg for 1 min. A pilot study showed that an preload responsiveness indices [28].
increase in the absolute value of PPV at least 3.5% or
SVV at least 2.5% during a TVC reliably predicted
fluid responsiveness in cases of low VT ventilation End expiratory occlusion test
[24]. Similar results were reported in neurosurgical The end expiratory occlusion (EEO) test consists of
patients studied in the operating room in supine interrupting mechanical ventilation at end-expira-
position (AUROC ¼ 0.94) [25] as well as in prone tion for 15 s and in measuring the related changes in
position (AUROC ¼ 0.96) [26]. A major advantage of
&
CO or surrogates (Fig. 2) [35 ]. Because of its short
the TVC is that it allows predicting fluid responsive- duration, a real-time haemodynamic assessment is
&
ness in patients ventilated with low VT without mandatory (Fig. 2) [35 ]. A meta-analysis, including
using any sophisticated device as a simple arterial nine studies, showed that 5% increase in CO during
catheter is suitable to follow the changes in PPV. It EEO reliably predicted fluid responsiveness with a
&
remains to be confirmed that TVC is reliable in pooled AUROC of 0.96 [36 ].
patients with ARDS ventilated with low VT, knowing Two recent studies have questioned the reliabil-
that low lung compliance could be an additional ity of the EEO test in cases of low VT ventilation
factor altering the reliability of the test. [24,25]. It might be intuitive that the lower the VT,
the lower the haemodynamic effects of EEO. How-
ever, Jozwiak et al. [37] reported an excellent predic-
Respiratory variation of vena cava diameters tive value of EEO (AUROC ¼ 0.98) in ICU patients
Reliability of the respiratory variation of the ventilated with a mean VT of 6.2 ml/kg predicted
inferior vena cava diameter (DIVCd) – obtained body weight (PBW). Similar results were reported in
using transthoracic echocardiography – to predict the operating room setting [38]. Further studies are
fluid responsiveness has been questioned in a recent thus required.
&
large meta-analysis [27 ] and in a large clinical A potential limitation of the EEO test is ventila-
multicentre observational study [28]. Several tion in prone position. In patients with ARDS venti-
limitations of DIVCd, which are comparable to lated in prone position with a VT of 6 ml/kg PBW,
FIGURE 2. Procedure to perform an end-expiratory occlusion (EEO) test. Reprinted with permission from Gavelli et al. [35 ].&
Yonis et al. [39] showed that EEO could not reliably Other heart–lung interaction tests
predict fluid responsiveness (AUROC ¼ 0.65). In Lung recruitment manoeuvres can also be used
prone neurosurgical patients, EEO could not predict to predict fluid responsiveness in patients with
fluid responsiveness at either 6 or 8 ml/kg PBW [26]. low VT ventilation [43]. Recently, Messina et al.
Interestingly, in the latter study, an increase in PPV &
[44 ] proposed to perform four sigh manoeuvres at
during a TVC had a better predictive performance different inspiratory airway pressures (0, 15, 25 and
(AUROC ¼ 0.96) [26]. Whether the poor perfor- 35 cmH2O) and follow the changes in haemody-
mance of the EEO test during prone position was namics to predict fluid responsiveness during
related only to low VT or due to another mechanism pressure support ventilation (PSV) by considering
needs to be elucidated. the nadir value of haemodynamic variables at each
Like the PLR test, the EEO test requires a precise step. The best predictor was the (negative) slope of
and real-time haemodynamic assessment to be the systolic arterial pressure (AUROC ¼ 0.99; cut-
&
properly interpreted [35 ]. The pulse contour analy- off ¼ –4.48) [44 ]. To be more practicable in the
&
sis method is appropriate thanks to its good preci- future, this test needs automatization for the calcu-
sion with a low least significant change value (1.2%) lation of the blood pressure slope and for the
&
compared to the cut-off value (5%) [40 ]. Caution is transfer from PSV to PSV þ pressure-controlled
required if a less precise method, such as Doppler- synchronized intermittent mandatory ventilation
echocardiography, is used to assess the effects of mode. In neurosurgery patients ventilated with a
EEO. To overcome this potential limitation, combi- low VT, it was recently reported that the magnitude
nation of the changes in VTI during EEO and end- of the decrease in CO produced by a brief increase in
inspiratory occlusion had been proposed [37]. In a PEEP by 5 cmH2O predicted fluid responsiveness
series of 30 patients, the sum of absolute values of better than baseline PPV and SVV [45]. Further
changes in VTI during both occlusions accurately studies are required to confirm such findings.
predicted fluid responsiveness with a cut-off of 13%
[37], a value which is compatible with the precision
&
of echocardiography [41 ]. Similar findings were MINI-FLUID CHALLENGE
recently reported with oesophageal Doppler (cut- An increase of at least 15% in CO following admin-
off ¼ 9%) [42]. istration of 250–500 ml fluid over less than 30 min
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Table 1. Summary of methods predicting fluid responsiveness with available monitoring techniques, main advantages and
drawbacks
Fluid responsiveness Available haemodynamic
tests techniques Main advantages Main drawbacks
PLR test Pulse contour analysis (CO) Applicable in ventilated Requires real-time haemodynamic assessment
Echocardiography (VTI) and nonventilated patients Unreliable in cases of IAH
Oesophageal Doppler (ABF)
Bioreactance (CO)
Pulse oximeter (PI)
PPV Arterial catheter Continuous monitoring Unreliable in cases of SB, cardiac arrhythmias
No need for CO monitoring and IAH
False negatives in cases of low VT and low
lung compliance
SVV Pulse contour analysis Continuous monitoring Unreliable in cases of SB, cardiac arrhythmias
and IAH
False negatives in cases of low VT and low
lung compliance
EEO test Pulse contour analysis Easy to perform Requires precise and real-time measurement of
CO
Impossible to perform in cases of intense SB
activity
EEO þ EIO tests Less invasive assessment Requires precise and real-time measurement of
Echocardiography CO
Oesophageal Doppler Impossible to perform in cases of intense SB
activity
Cumbersome procedure
DIVCd Transthoracic No need for CO monitoring Requires experienced operator
echocardiography Limited value in cases of IAH
Questions exist regarding its reliability in
ventilated patients even in cases of normal
VT
Its value in nonintubated patients able to
sustain deep inspiration needs confirmation
SVC collapsibility Transoesophageal No need for CO monitoring Requires experienced operator
index echocardiography Impossible to perform in nonventilated patients
Doubts on its reliability even in cases of normal
VT
TVC Arterial catheter Reliable in low VT ventilation Applicability to specific conditions (mechanical
No need for CO monitoring ventilation with SB, severe ARDS and IAH)
needs confirmation
Reliability during prone position needs further
investigation
Mini-fluid Pulse contour analysis Applicable even when the Its low cut-off value (5%) requires a very
challenge (Echocardiography?) other tests are not available precise measurement
Limited risk of fluid overload
LRM Pulse contour analysis Quite easy to perform Risk of misinterpretation as LRM can also
increase the right ventricular afterload
Reliability and applicability require further
confirmation
Sigh manoeuvre Arterial catheter Applicable during PSV Requires automatization to be routinely
No need for CO monitoring applicable
Risk of misinterpretation as sign manoeuvre
can also increase the right ventricular
afterload
Reliability and applicability require further
confirmation
PEEP test Pulse contour analysis Easy to perform Requires real-time measurement of CO
DIVCd, respiratory variation of inferior vena cava diameter; ABF, descending aorta blood flow; CO, cardiac output; EEO, end-expiratory occlusion; EIO, end-
inspiratory occlusion; IAH, intra-abdominal hypertension; LRM, lung recruitment manoeuvre; PEEP, positive end-expiratory pressure; PI, perfusion index; PLR,
passive leg raising; PPV, pulse pressure variation; PSV, pressure support ventilation; SB, spontaneous breathing; SVC, superior vena cava; TVC, tidal volume
challenge; VT, tidal volume; VTI, velocity time integral.
1070-5295 Copyright ß 2020 Wolters Kluwer Health, Inc. All rights reserved. www.co-criticalcare.com 325
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