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6 9 -1 8 ,4 7 2

EM M ANUEL, Artemis, 1923-


GABRIEL TA RDE’S L TOPINION E T LA
FOULE: A RE-EVALUATION OF ITS
RELEVANCE TO THE SOCIOLOGY OF
PUBLIC OPINION.

The American University, Ph.D., 1969


Sociology, general
U n iv e rs ity M ic ro film s , Inc., A n n A rb o r, M ic h ig a n

(C)Copyright by

Artemis Emmanuel

1969

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GABRIEL T A R D E 'S L ' OPINION ET LA F O U L E ;
A R E ~ E V A L U A T I O N *OF ITS RELEVANCE TO
THE SO CIOLOGY OF PUBLIC OPINION

by

Artemis Emmanuel

Submitted to the

Fac ult y of the College of Arts and Sciences

of the Ameri ca n University

in Partial Fulfillment of
the Requirements for the Degree

of

Doctor of Philosophy

in

Sociology

Dean of the College

AMERICAN u N . VL r t o
L IB R A R Y
1969
MAY 2 2 1961:
The A m e r i c a n University
Washington, ,D..C. W a s h in g t o n , n . r

3 1 ^ 3
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PREFACE

This study has been conceived and designed in response

to current trends in sociology toward a creative r e- ex am in a­

tion of problems and perspectives formulated in earlier

times and different lieus, trends stimulated and accelerated

b y a broader need for the continuous extending and deepening

of the scope of sociological inquiry.

In carrying out this study, the specific purpose and

approach of which are d iscussed in the first two chapters, I

have had the invaluable guidance and assistance of an ad v i s ­

ory committee composed of distinguished scholars, sociolo­

gists. and academic teachers. Dr. A us ti n Van der Slice, the

Chairman, an intent student of Gabriel T a r d e 's work, provided

generously important advice and sustained my confidence d u r ­

ing my .inquiry into T a r d e 1s L 'Opinion et la F o u l e , this

largely unknown text of the "forgotten sociologist."

Dr. Gillian L. Gollin received enthusiastically the idea of

this study, and she contributed liberally helpful direction

throughout the successi ve stages of this work and especially

in the effort to deal with the intricate question of the

convergence of "classical" theory and empirical studies in

public opinion research, a question which is at the center

lii

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of her academic interests and research endeavors. Dr. Morris

Rosenberg has g re atl y helped me with his stimulating teaching

as well as w ith his instructive suggestions and enlightened

judgment. Dr. Robert T. Bower, Director of the Bureau of

SocxaJ Research, well-known for his contributions to the

field of public opinion study, by his interest in my work

and by accepting to be a member of the dissertation committee,

has given me special encouragement. I am deeply indebted

and immensely grateful to all.

I woul d also like to express my sincere thanks and

appreciation to the prominent French scholars and s o c i o l o ­

gists, Professor Raymond Aron of the Ecole Pratique des

Hautes Etudes, Professor Jean Stoetzel and Professor Georges

Friedmann of the Centre d ‘Etudes S o c i o l o g i q u e s , and Professor

Serge Moscovici by the Ecole Pratique des Hautes Etudes,

who in answering promptly to my inquiry about Gabriel Tarde

reinforced me in my aspiration to deal with and present his

ideas .

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TABLE OF CONTENTS

P R E F A C E .................................................... iii

Chapter Page

I. INTRODUCTION: THE PROBLEM ............... 1

Gabriel T a r d e 's L 'Opinion et la F o u l e :


A Case of Co nv ergence of Early Theory
and Current Sociological Concerns

II. THE NATURE AND SCOPE OF THE S TU DY . . . . . . 8

The Analysis
The Assessmen t

III. GABRIEL TARDE: THE "FORGOTTEN SOCIOLOGIST". . 19

Tarde Seen t hrough the Eyes of his


Contemporaries
The Provincial Magistrate
T a r d e 's Intellectual Formation: "The
Tour of the S c i e n c e s " ; the Disciple of
Cournot; His Own Master
The "Individualist Sociologist," an
International Figure
Gabriel Tarde; "A Sociologist Ah ea d of
his Time"

IV. THE FIELD OF PUBLIC OPINION: A MULTI­


DISCIPLINARY P E R S P E C T I V E 55

The Pre -h is to ry of the Public Opinion


Concept
The Em ergence of the Public Opinion
Concept
E ar ly Theories of Public Opini on in the
Contex t of Theories of the State
Toward a Scien ce of Public Opinion
Toward an In te r-disciplinary Ap proach

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Chapter Page

V. SOC IO LO GY AND THE STUDY OF PUBLIC OPINION . . 88

F r o m "Crowd Psychology" to"Collective


Behavior"
Sociological Theorists of Public Opinion
The Emergence of a Met hod ological
Orientation
Co nve rgence of Theoretical and M e t h o d o l o g ­
ical Concerns

VI. GABRIEL TARDE ON PUBLIC OPIN ION .............. 122

T a r d e 's Broader Theoretical Fr amework


Public Opinion a Central C o n c e r n of
Tarde's Sociology
Gabriel Tarde's L 'Opinion et la F o u l e :
The development of Public Opinion
The Crowd and the Public: The Two
Poles of Social Evolution
The Emergence and Development of the
Public
Types of Crowds and Publics
Conversation, a Factor of Public
Opinion
L 'Opinion et la F o u l e , a W o r k Rich in
Significant Implications

VI.I. SOCIOLOGICAL I MPLICATIONS IN TARDE 'S


AP P R O A C H TO THE STUDY OF PUBLIC OPINION . . 154

Problems and Areas of Public Opinion


Researc h
Highlights Among Tarde's General
Propos itions
Concluding Remarks

A PP EN DI X ................................................. 163

Opinion and the Crow d by Gabriel Tarde


in an English Translation from the
French First Edition

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Chapter Page

BIBLI OGR APH Y ..................................... 358

Books b y Gabriel Tarde


Articles b y Gabriel Tarde
Translations of T a r d e 1s Works
Reviews and Analyses of Tarde's Works
Biographical and Critical References
to Gabriel Tarde
Selected References on Public Opinion
Researc h and Theory

vii

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C H APT ER I

INTRODUCTION; THE PROBLEM

Gabriel T a r d e 's L 'Opinion et la F o u l e ;


A Case of Converg en ce of Early Theory
and Current Sociological Concerns

The purpose of this study is to present and to

analyze a sociological theory of public opinion. The field

of public opinion has not been fully explored by sociologists.

Though it is receiving increasing attention, the findings

derived from sociological studies have not yet b e e n s y s t e m a t ­

ically coordinated or related to the findings of other

social scientists, in particular political scientists and

economists. A review of the literature on public opinion

in various disciplines reveals that most authors ignore the

views and findings developed in the "other" disciplines.

A certain degree of parochialism seems to c h a ra ct er ­

ize contemporary so ciology as a whole although there are

positive signs of efforts to overcome this tendency. As

a rule, there is little interest shown in other d i s c i ­

plines: concentrating on what is "current" research, sociol o­

gists give scanty attention to past work to the h is tor y of

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) ?

the discipline; finally, little is read of what is not writ­

ten in English.

W i l l i a m R. Catton, Jr., referring to the first trend

advocates that sociologists today should

. . . resist the temptation to define only sociologists


as the in-group, excluding contact with theories and con­
cepts from other disciplines, for histor y permits the
conclusion: Sociological thought has sufficiently come
of age so that it can afford to lower its protective
intellectual tariffs.^

Paul F. Lazarsfeld's article "Public Opinion and the

Classical Tradition" emphasizes the merits of considering

the history of one's discipline:

. . . If we were dealing with a field like chemistry,


or any other natural science, we would be rather confi­
dent that any new phase incorporated what was of value
in past work; . . . . In the social sciences the situa­
tion is not as simple . . . . First, empirical develop­
ment usually furnishes sharper conceptual tools . . .
what was only dimly perceived before can now often be
discerned wi t h clarity, and, as a result, new implica­
tions of all sorts can be brought to light . . . .
Secondly, the very act of inspecting this classical
material brings to our attention ideas which might
otherwise have been overlooked . . . . Because . . .
empirical researchers are likely to be guided too much
by what is a manageable topic at the moment, rather than
by what is an important issue . . . .^

W. R. Catton, Jr., "The Development of Sociological


T h o u g h t , " The Ha ndbook of Modern S o c i o l o g y , ed. by Robert
E. L. Faris (Chicago: Rand McNally & Co., 1964), p. 947.
2
Paul F. Lazarsfeld, "Public Opinion and the Classical
Tradition," Public Opinion Q u a r t e r l y , XXI (1957), 40-41.

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3

Everett C. Hughes also refers to both the lack of a

creative consider at io n of the w or k of past sociologists

and the reluctance to overcome the language barrier,

We tend rather to sketchy and stereotyped know led ge of


sociologists of previous generations . . . . The matter
of language is related to our kno wledge of past work,
for much of it is in other languages, and we Americans,
the world's lin gui stically most crippled of all people
who claim to be scholars, are completely dependent upon
the accidents of translation for whateve r is wri tt en
in other languages . . . .

Still, there is in sociology today a slowly growing

concern about bringing ba ck into focus the viable c o n t r i b u ­

tions of the leading men in its history. Much of what is

pub lished in soc iology at present is indicative of this p r e ­

occupation. The settling of the questio n of what is " c l a s ­

sical theory" in soci olo gy is of particular interest.. Indeed,

as Robert K. Me rto n points out in his essay "On the His to ry

and Systematics of Sociological Theory," in sociology "the

hi st or ic al ly recurring tension between erudition and o r i g i n a l ­

ity is a p ro bl em yet to be solved. ..." However, though

. . . the physicist qua physicist has no need to steep


himself in Newton's Principia or the biologist qua b i o l o ­
gist to read and re-read Darwin's Prig in of S p e c i e s , the
sociologist qua sociologist, rather than as hi s t o r i a n of
sociology, has ample reason to study the works of a
Weber, Durkheim, and Simmel. . . .^

^Everett C. Hughes, " Tarde's Psycholoqie E c o n o m i q u e :


An Unkn own Classic by a Forgotten Sociologist," The A m e r i c a n
Journal of S o c i o l o g y , LXVI (1961), 555.
n
Robert K. Merton, On Theoretical Sociology, Five

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It is in this spirit that T a r d e 's w o r k is introduced.

Gabriel Tarde (1843-1904) a French sociologist with an inter­

national reputation at his time,'*' has be en gra dually fading

out of the consciousness of modern sociologists, both Ameri ­

can and French. Though his major works w e r e translated into

several languages almost immediately after their publication

in French, his work in its whole is r el ati ve ly unknown at


2
present. Ask ed if Tarde is in France as much the "forgotten

sociologist" as E. C. Hughes implies that he is in the United

States, leading French sociologists answered affirmatively.

Raymond A r o n said that "for various reasons that the soci­

ology of French sociology would bring to light, the work of

Tarde is little known today and holds a very little place in

the teaching of sociology today" and he agreed that "this


3
oblivion is not without some injustice." Jean Stoetzel,

E s s a y s , Old and New (New York: The Free Press, 1967),


pp. 34-35.

■'"Celestin Bougie was writing in 1905, "When the gen­


eral public wants to have an idea about what sociology may
be today, it most often goes to the wo rk of Tarde. . . ."
("Lorsque le grand public veut prendre un apercu de ce que
peut etre a u j o u r d 1h u i .la sociologie, il se reporte le plus
souvent a l’beuvre de Tarde. ... ") "Un sociologue individual-
iste: Gabriel T a r d e , ” Revue de P a r i s , III (1905), 294.
2
Translations of Tarde's books and articles were pub­
lished in Russian, Italian, English, Spanish, Polish, and
Rumanian,

^Letter to the author from Professor Raymond Aron,

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w ho is know n for his w or k both in public opinion and in

social psychology, thinks that it is right that the wo rk of

"this outstanding forerunner" should be brought back to the

attention of sociologists..1 Georges Friedmann also observed

that Tarde's work is almost never me ntioned in current French

textbooks of sociology; however, he feels that a certain

"current in favor of T a r d e 's ideas seems to be developing in

the conversations of French sociologists „ . . One could

speak of a kind of 'sociological public opinion' in his


2
favor." Serge Moscovici attributed the neglect of Tarde

by French sociology to Durkheim's impact which has been fur-


3
ther reinforced by sociological st ructuralism and Marxism.

The approach in this study to the work of Gabriel

Tarde centers on determining his place in the "classical

tradition" of sociology by examing his work for relevance and

contributive value in the light of current developments

in the field.. As Robert K. Merton has

of the Ecole Pratique des Hautes Etudes, Sciences Econom.iques


et Sociales, Paris, October 18, 1968.

^Letter to the author from Professor Jean Stoetzel,


of the Centre d'Etudes S o c i o l o g i q u e s , Paris, October 22.,
1968 .
2
Letter to the author from Professor Georges F r i e d ­
mann, of the Centre d'Etudes Sociologiques, ^aris, November 7,
1968.

Letter to the author from Professor Serge Moscovici,


of the Ecole Pratique des Hautes Etudes, Paris, October 28,
1968 .

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6 6

pointed out,

. . . what is to be found in writings of the past is


anything but fixed, once and for all. It changes as
our intellectual sensitivities change; the more we
learn on our own account the more we can learn b y re­
reading from our freshly gained perspective . . . .^

Tarde's book, L 'Opin io n et la Foule (1901) , touches

on issues such as public opinion, the public, the press,

and communication media, all of them questions that are gain­

ing every day increasing attention as they constitute cru­

cial questions in life today. They are the object of inten­

sive study and research bo th practical and scientific, A

survey of the field of public opinion studies shows that

there is a growing concern for systematic propositions on

the phenomena observed. It is indeed to this concern that

the analysis of T a r d e 's w o r k can contribute the most by draw­

ing attention on the merits inherent in the sociological

approach to the study of public opinion phenomena. On the

other hand, as Professor Stoetzel noted not too long ago,

Public opinion not only constitutes one of the links


of . . . social structures but is also the essence of
an original social grouping that can be understood only
through it. This type of grouping that Tarde was the
first to attract attention to (1901, L 'Opinion et la
F o u l e ) is the public or rather' the publics . . . .
S o c io log y is not reduced to the study of publics. But
one must admit that soci ety is increasingly divided

"^Robert K. Merton, _On the Shoulders of Giants (New


York: The Free Press, 1965), p. 45.

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7 7

into publics a division that is superimposed on the


existing divisions, through the latter's own efforts

Sociology cannot but make the study of public opinion and

the related phenomena a central concern, and in doing so

it ma y take advantage of the work of its earlier theorists,

such as Gabriel Tarde.

Thus, we do not attempt the retrieval of T a r d e 's work

as an exercise of sterile erudition but in view of the impor­

tant function that, according to Merton, the acquaintance

with the old masters can have in sociology, namely "the

interactive effect of developing new ideas by turning to

older writings within the context of conte mp or ar y knowledge."

X" ... 1'opinion constitue 1'un des liens de toutes


ces structures sociales, mais encore qu'elle est 1'essence
d'un type de groupement social original, qui ne peut se com-
prendre que par elle. Ce type de groupement sur lequel
Tarde le premier attira l'attention (1901, L'Opinion et la
F o u l e ) c'est le public, ou plutot les publics. ... La soci-
ologie ne se reduit pas a l 1etude des publics. Mais il
faut avouer que cette division de la societe en publics
tend de plus en plus a se superposer aux autres par 1'effort
meme de celles-ci. ..." Jean Stoetzel, Esquisse d 'une
Theorie des opinions (Paris: Presses Universitaires de
France, 1943), p. 6.
2
Merton, _0n Theoretical Soci olo gy . . ■ , p. 37.

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CH AP TE R II

THE NATURE AND THE SCOPE OF THE STUDY

The volume L 'Opinion et la F o u l e , like other works

of Tarde, contained material that had already appeared in

the form of articles in Fren ch reviews, it consists of

three essays; two of them, "Le Public et la Foule" and

"L'Opinion et la Conversation," wer e published in the Revue

de Paris in 1898 and in 1899 r e s p e c t i v e l y ;^ the third essay,

"Les Foules et les Sectes criminelles" had appeared in 1893

in the Revue des Deux Mondes and in the Melanges S o ci ol ogi -

ques (1895), a collection of T a r d e 's essays. It is the first

two essays that constitute T a r d e 1s presentation of his

theory of public opinion. As he explained in the Preface

of the volume, he had decided to attach at the end the other

study, in order to place it in its right context. That he

consid ere d the first two essays the main content of his

book is also indicated by what he said in a footnote to his

article " L 'Interpsychologie" (1904): "L 'Opinion et la Foule

“^Gabriel Tarde, "Le Public et la Foule," _La Revue de


P a r i s , V4 (1899), 287-306, 615-35; Gabriel Tarde "L'Opinion
et la Conversation," JLa Revue de P a r i s , VI 4 (1899) , 689-719
and V I 5 (1900) , 91-116.

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that should have been titled _Le Public et 1'O p i n i o n ." ^

Indeed, in them Tarde invites us to engage wi th him

in a ki n d of conversation, of a dialogue, on the topic of

public opinion. Tossing it around, he leads us to observe

it from various angles and in its various versions and rami­

fications; to trace its origin; to analyze it into its vari­

ous components, to discern the factors that favor its expan­

sion and those that inhibit it; to consider its effects and

its functions, manifest or latent. W e are thus induced to

participate in the study, sharing the insights and under­

standing that are developed in the process, b u t also making

at the same time discoveries of our own.

His method is often discursive. Taking one road, his


thinking hesitates, then it is resolved and all of a
sudden it darts forth, to fall ba c k after the volley.
. . . Now it digresses, to return later to its original
direction; now it passes s w if tl y over all the stages
and then retraces its steps. It is like a series of
sudden inspirations . . . .2

^Gabriel Tarde, "L 'Opini on et la Foule qui aurait


du etre intitule Le Public et 1'O p i n i o n ." Les Archives d'
A n t h ro po lo gie C r i m i n e l l e , X I X (1904) , 537.

2
" ... Sa methode est souvent discursive. Se lancant
dans une direction sa pensee kesite, puis elle se decide et
tout a coup elle s 'elance en avant pour retomber apres la
volee ... Tantot elle s'ecarte pour retourner plus tard a
sa premiere direction; tantot elle brule les etapes et
retour ne sur ses pas. Elle est comme une serie d 1inspira­
tions soudaines ... ." Henri Bergson, "Preface" in Gabriel
Tarde: Introduction et Pages choisies par ses fils (Paris: F.
Alcan, 1909), p. 38.

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Bergs on attributed Tarde's style, which he so vividly

described, to the author's background. Like most early soci­

ologists Tarde came to sociology from another field. But,

what is more relevant in his case is the fact that he elabor­

ated and wrot e his ideas while he was a magistrate at Sarlat,

a provincial town in the Southwest of France. So, whi le the

com munity there served as his field of observation, it was

not the public to which he addressed his writings. Thus,

all that time he was working without any intimate and direct

communication w ith a well defined public. He was a "self-

made scholar, grown up in solitude and self-communion, far

removed from any contact wi th the powerful university and

academic conventicles of the French metropolis . . . ." ^

Free from the logical requirements and restrictions

deriving from such an interaction, he developed a style that

shows less concern with structure and organization than with

presenting all the possible nuances and leads of the point

under discussion. In a typically French manner, Emile

Faguet called this trait in Tarde's style "a beautiful fault"

. . . The fault, the beautiful fault that everybody


envies Mr. Tarde for, is indeed the overabundance of
ideas . . . the sequence of the general ideas

^Gustavo Tosti, "The Sociological Theories of G.


T a r d e , " Political Science Q u a r t e r l y , XII (1897) , 490.

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14 11

interrupted b y the intervention of incidental ideas


which are as general and as important as those whose
sequence they interrupted . . . ,^
2
It is this wid el y recognized trait that explains the facil­

ity with which some hasten to dismiss T a r d e 's work as an

old-fashioned literary or speculative exercise as well as

the insistence of others that it is an unexplored mine of

important and germinal insights.

Many of those who discussed T a r d e 1s work recognized

that his teaching experience had an impact on his writings.

Thus, the writings that took shape in the process of prepar­

ing his courses at the College de France bear the mark of a

logical adjustment, of an effort to order his thoughts and

findings into a somewhat organized whole. In the editor's

note about the article " L 'Inter-psychologie," whi ch was pub­

lished posthumously, it is pointed out that " . . . though

unfinished and interrupted by death, this last course will

... Le defaut, le beau defaut, que tout le monde


envie a M. Tarde, c'est a savoir la surabondance d'idees ...
la serie des idees generates, interrompue par 1' intervention
d'idees incidentes qui sont aussi generates et aussi impor-
tantes que celles qu'elles interrompent ... " Emile Faguet,
"Review of G. Tarde, Les Trans formations du p o u v o i r ," Revue
Litteraire et Po litique— Revue B l e u e , XII (1899), 7 77.

2
E.g., " . . . Tarde himself was certainly one of the
most stimulating and varied of writers, . . . ." John Dewey,
"The Need for Social Psychology," Psychological R e v i e w , XXIV
(1917) , 267 .

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be published for it gives the finished and precise form of

his sociology . - . .

However, it must be pointed out that T a r d e 's style

was not just the result of the circumstances described above.

It was also developed consciously and b y design for Tarde

considered such an approach more productive than one involv­

ing a more strictly logical organization. It actually

reflects Tarde's constant concern with "possibilities," with

2
what may be, with what perhaps exists, rather than with
3
certainty. His interpretation of the concept of invention

confirms this concern, but also his work Fragment d 1Histoire

f u t u r e , whic h has been described as a fantasy, but which may

be considered as a kind of "projection." In the words of

H. G . Wells, who wrote the Preface for the English translation

of this book, Tarde "moves indicatively and lightly over the

... Bien que reste inacheve et interrompu par la


mort, ce dernier cours sera publie car il donne la forme
achevee et precise de sa sociologie." (Journal editorial
note.) Gabriel Tarde, " L 'I n t e r p s y c h o l o g i e , " Archives d 1
A nt hr opo log ie C ri mi n el le , ed. b y A. Lacassagne, XIX (1904),
537 .
2
" . . . Le monde de ce qui aurait pu exister ... le
monde de ce qui existe peut etre ... ces deux mondes vivent
dans I 1esprit de Tarde. " Bergson, _op, c i t . , p. 40.
3
" . . . Every invention that actually appears is one
pos sib il ity realized amid a thousand possibilities . . .
which the parent invention carried w ithin itself . . . ."
Gabriel Tarde, The Laws of I m i t a t i o n , t r a n s . by Elsie C.
Parsons (New York: Henry Holt & Co., 1903), p. 40.

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deeps of human possibility; . . „

If Tarde's presentations lack explicit organization

and if he was yery much "an armchair sociologist" he did

not view sociology as a speculative enterprise. Not only

did he express particular concern about applying experimen­

tation and quantification to sociology, but he would also

stress the value of these procedures in exploring and gather-


2
ing data as well as in verifying them. He had even pointed

out to those who were doubting that measurement could be

applied to the study of the social phenomena with the same

effectiveness as in the physical phenomena, that in the

"exact" sciences, quantifica tio n is only telling part of

the st or y and that precision in these sciences is not nece s­

sa ri ly absolute:

If necessary, I would dem on st ra te that there is no less


a qualitative element d i ss im ul at ed under the physical
qu antities measured by scientific procedures, analogous
in fact to and not less specious than statistics though
of a more solid appearance.

■'"Gabriel Tarde, The U n d e rg ro un d M a n , trans. from Fr a g ­


ment d 1histore future b y C l o u d e s l e y Breret on and a Preface
b y H. G. Wells (London.- Du ck w o r t h y & Co., 1905), p. 16.

“Tarde, L 'I n t e r - p s y c h o l o g i e ," Archives . .., p. 564.

3
"Si c'etait le lieu, je montrerais qu'il n 'ya pas
moins de qualitatif dissimule sous les qualites physiques
mesurees par des procedes s c i e n t i f i q u e s , analogues au fond
a la statistique non moins specieux qu'elle, quoique d'appar-
ence plus solide." Gabriel Tarde, L 'Opinion et la Foule
(Paris: F. Alcan, 1901),fn. 2, p. 152.

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17 14

His plan for a sociology of conversation that he pro­

posed in the Preface of L 'Opinion et la F o u l e .and on wh i c h

he elaborated in greater detail in the second essay of the

book, as well as his article "L 'Inter-psychologie" in whi ch

he drew a kind of blue-print for sociology, indicates his

interest in experimental research through a method w h i c h in

the natural sciences was known as the "natural his to ry

method" and wh i c h R.. E. Park would attempt to apply in soci­

ology later on.^

Only, Tarde did not have the time to engage in empir­

ical research, which in the case of sociology imvolved a

great deal of pionee ri ng work. So, "he developed, somewhat

provisionally, the theory of opinion and the p u b l i c ” with

the expectation that some young researcher woul d carry out

, 2
the task.

The Analys is

F ro m the foregoing discussion it becomes clear that

T a r d e 's L 'Opi ni on et la Foule is not a work of pu rely specu­

lative sociology. Though his formulations are supported by

^Robert E. Park, "The Natural Hi st o r y of the Ne w s ­


paper," Ameri ca n Journal of S o c i o l o g y , X X I X (November, 1923) ,
273-89,
2
" ... il construit, en quelque sorte par provision,
la theorie de 1'opinion et du public ... ." Stoetzel,
Esquisse d 'une Theorie des o p i n i o n s , p. 12.

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18 1-5

reference to historical rather than to what we now term

"empirical evidence," nowhere does he pretend that they

are final. Indeed he considers them rather as tentative

hypotheses„

In response to his wish that a young researcher

would undertake the task of carrying out empirical research

on the phenomena that he had dealt with in his work, we

might be predisposed to pick these hypotheses and design a

research project in order to test them. However, we must

realize that more than sixty-five years have passed since

the time when he expressed this wish, and that in this per­

iod of time soci olo gy and public opinion research in particu­

lar grew increasingly into an empirical science. Therefore,

we are bound to discover that some of T a r d e 1s genera li za ­

tions have already been tested either by design or by coin­

cidence .

Thus, it seems more expedient to try to determine

first how much of this kind of work has bee n done. To this

effect we designed our study with this purpose in mind: To

bring Tarde's theory into focus by examining it from the per­

spective of current developments.

To achieve this purpose we need to carry out parallel

operations, that is, the analysis of Tarde's theory and the

survey of the field of public opinion research.

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16

Our task is first to consider both the theoretical

and the historical context of T a r d e ’s work.. Indeed, we must

take into account the fact that it constitutes both the

author's attempt to apply his broader theory to a certain

category of social phenomena and the particular ex pression

of sociological interests and concerns characteristic of

the period in which it was developed.

Then, through the lens provided by the findings of

empirical research in the field cf public opinion we will

look at the work i t s e l f . However, to make it observable we

will have to analyze and re-organize it so that its concepts

can be clarified and the ideas reformulated into p r o p o s i ­

tions stated in currently used terms and capable of being

empirically tested.

Given the character of Tarde's work, such a t r a n s f o r ­

ma tion involves the risk that interesting ideas and germinal

suggestions will be ov erlooked or omitted.. For this reason,

it has been thought ne cessary to present with this stud y a

full English translation of the original French t ext.


„ 2
Since no work of Tarde's has been translated after 191u,

V, E C. Hughes' observation, s u p r a , p. 3.

^Gabriel Tarde, Penal P h i l o s o p h y , translated b y


R. Howell from La Philosophie p e nale (1890) with an I n t r o ­
duction b y Robert H. Gault (Boston:1 Little Brown k Co.,
1912).

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110 17

the present translation also constitutes an attempt to trans­

pose his writings into the current sociological terminology.^

The Asses sme nt

The significance of T a r d e 's theory could be assessed

in several ways and with various criteria. However, what­

ever the criteria used, Bergson's suggestion can always be

taken. In T a r d e 's writings , some of the ideas are

tossed out; admire them for their or ig inality and pass over

them. . . . Other ideas are well supported, substantial,


2
and profound; Only then discuss their truth or error ........"

What he actually proposed is a double checking; First to dis­

tinguish the significant ideas from what may just be stylis­

tic and literary fancy; then check the validity of the former.

Through this process we will be able to sort out the

propositions that constitute viable contribution to the field

of public opinion which, in the words of P. F. Lazarsfeld,

"is a field of research that has become an empirical social

3
s c i e n c e ."

"^Though the volume L 'Opi nion et la Foule consists of


three essays, we translated only the two, "Le Public et la
Foule" and "L'Opinion et la Conversation" in which the
author developed his theory of public opinion.

2 /
" ... Quelques unes de ses idees sont jetees; admirez
1' imprevu ... et passez, ... D ’autres idees sont a p p u y e e s ,
solides, et profondes-. la seulement discutez la verite ou
l'erreur. ... " Bergson, l o c . c i t .
3
Lazarsfeld, _ojo„ c i t . , p. 40.

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Ill 18

In developing his theory of public opinion, Tarde

widen ed the area of his observations to touch on almost all

the ph en ome na of collective behavior. Both his conception

of socio log y and his style of thinking led him to do so.

Indeed, he viewed sociology as the study of social processes.

At times he con ceived these processes in terms of an analogy

with waves and undulations, radiating from stronger or weaker

centers. He liked to pursue them in their course, to study

their refractions and transformations. Several of his formu­

lations that may appear as mere d i g r e s s i o n s , have actually

interesting implications not only for the field of collec­

tive behavior, but also for that of social and cultural

change, and in general for social interaction theory, and

they should not be ignored altogether.

With this study we hope to demonstrate that Tarde's

work should take its rightful place in the sociological

tradition not just for its specific contributions to the dis­

cipline but pr im ar il y because, due to the versatile and

dynamic character of T a r d e 1s thought, it can be a source of

inspiration and guidance to successive generations of young

researchers.

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Ill

CHA PT ER III

GABRIEL T A R D E : THE "FORG OT TEN SOCIOLOGIST?"

In order to describe the historical and theoretical

context of Tarde's work, we begin with an attempt to see h im

through the eyes of his contemporaries. Thus, we will be

able to trace some of the influences he was subject to as

well as the impact he had on others. Instead of presenting

a conventional biography, we will try to view Tarde's w or k

and pers ona lit y in retrospect; in this way, we will relate

traits and trends, as they appeared in his mature years, to

factors and events in his background.

_G. Tarde Seen through the Eyes


of his Contemporaries

A survey of writings, articles, or books on Tarde pub­

lished in France and abroad makes it clear that Tarde has

been claimed by a number of disciplines besides sociology,

and in particular by philosophy, psychology, economics,

political science, and criminology."*’ These are very

"*"L. Dauriac, "La Philosophie de G. Tarde," L'Annee


P h i l o s o p h i q u e , XVI (1906), 149-69; N. Vaschide, "La Psycho-
logie de M. Tarde," Archives d 'Ant hr opo log ie C r i m i n e l l e ,
X IX (1904), 661-74; E. Mahaim, "L'Economie politique de

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legitimate claims since Tarde's work was indeed related in

varying degrees to each of these fields and made significant

contributions to them.

At the time L 'Opinion et la Foule was published, the

author's titles were Professor at the College de France and

member of L'Institut. Both titles had been only very recently

acquired, actually in the previous year, 1900. At the C o l ­

lege de France, the chair of modern philosophy became vacant

with the death of Professor Nourrisson in 1899. Theodule

Ribot and Louis Liard, both professors at the College, encour­

aged Tarde to submit a request to the Fa c u l ty to change the

chair of modern philosophy into a chair of sociology. The

Facult y he sitated and finally refused the request. However,

they nominated Tarde for the chair in modern philosophy and

appointed h im to it in January, 1 9 0 0 In the same year,

the section of philosophy of the Acad em ie des Sciences

morales et politiques had to replace three of its members.

On Dec ember 15, the Academie elected Tarde "on the first

ballot," as he proudly wrote to his colleague and friend

M. Tarde," Revue d 'Economie P o l i t i q u e , XXVII (1903), 25-26;


G. Richard, "La Psychologie Economique de M. Tarde," Revue
P h i l o s o p h i q u e , LIII (1902), 640-48 ; H. E. Barnes, "The
Ph ilosophy of the State in the Writings of Gabriel T a r d e , "
Philosophical R e v i e w , XXVIII (1919), 248-79; Andre Geisert,
Tarde et la C r i m i n a i i t e, Paris, 1935. (A Thesis.)

■'‘Bergson, op., c i t . , p. 23.

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Dr. Lacassagne. Thus, Tarde was reaching simultaneously

the very top of the hierarchy of scholars in France, Indeed,

the College de France, which was founded in 1530 to function

independently and outside the University, has been a center

of free and progressive scholarship and scientific research

and inquiry. Its courses are open a n d do not involve degree

requirements and examinations,. Relieved from all these

obligations, the faculty can devote themselves to research

and conduct their classes in the form of seminars. New

chairs'*are created and old ones are changed to'meet and

promote the advancement of science. This distinction between

the College and the Universities in France, wh ich are charged

with the obligation of transmitting and perpetuating the

achievements of civilization, means that the appointments

to the former imply the recognition of the scholar's ability

for original work, and carry, accordingly, more prestige.

So, despite the refusal of the Faculty to change the vacant

chair into a chair of sociology, thereby giving formal recog­

nition to sociology, Tarde's appointment to it was made with

the understanding that the chair wo ul d serve for study and

research in the new field.

On the other hand, his election to m e mb er sh ip in

"'"A. Lacassagne, "Gabriel Tarde 1843-1904," Archives


d 'Anthro po lo gi e C r i m i n e l l e , XIX (1904), 524.

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L'Institut, a group name for the five A c a d e m i e s , among which

is the celebrated Academ ie Fran^aise, meant that he had

been invited to be come one of the "immortals."'*'

T a r d e ’s double triumph is all the more re markable for

he was indeed a "provincial" w h o had arrived in Paris just

six years before, and had not even come from the academic

circles in the provinces, but from a career as a magistrate.

What was it then that opened to him the academic bastions of

Paris? We can say that it was a combination of factors and

events that led to what appears to have been his spontaneous

acceptance.

Tarde arrived in Paris in 1894 to occupy the post of

Director of Criminal Statistics at the Minist ry of Justice.

He had been appointed to the post by the Minister, A nt on in

Dubost.. He had been brought to the attention of Dubost

through his writings and the esteem that many of the well

known legal theorists, in France and abroad, had for him..

In the field of law, Tarde had become well known through his

two major works, J^a C riminalite Comparee (1886) and La

Philosophie penale (1890), Actually, both of these works

"''L’Institut is constituted by: Academie Francaise;


Academie des Inscriptions et B e l l e s - L e t t e r s ; A ca de mi e des
Beaux Arts; Academie des Sciences Politiques et Morales;
Academie des Sciences.

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23
:i5

were collections of essays that had appeared in various

reviews and in particular in the Revue P h i l o s o p h iq ue , to

whi ch Tarde had started contributing articles in 1880,, and

in the Archives d 'An thropologie C r i m i n e l l e , de C r i m i n o l o g i e ,

et Psychologie Normalle et p a t h o l o g i q u e . The latter was

founded b y Dr. Lacassagne in 1886, and Tarde became its

co- editor in charge of the section of sociology in 1893,

Several of these articles were writt en in an effort

to debate the theoretical positions of what was known as

the Ita li an School of criminology, represented mainly by

Lombroso, Garofalo and Ferri. In his articles, Tarde

rejected their positions which stressed the vital and b i o ­

logical factors in crime and called attention to the social

causes. These publications brought h i m international atten­

tion, since he was qu estioning the premises of a school of

thought that had had a very strong impact on the intellec­

tual circles at that time., So, at the moment of arriving in

Paris Tarde was a "provincial" with an international reputa­

tion. He was well know n not only in Ital y but also in

Russia, Poland, the S candinavian countries, where his writ-

2
ings had been reviewed and translated.

^A list of Tarde's contribution to this review is


included in the Index of the first sixteen volumes, 1886-
1901, Archives d 'Anth ropo lo gi e Criminelle . . ,, XVI (1901)688.

Daniel Essertier, Psychologie et Sociologie (Paris:


Alcan, 1927), p a s s i m .

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24
116

Moreover, he had already pa rti cip ate d in the inter­

nati onal congresses of Criminal A n t h r o p o l o g y and presented

reports w h i c h contributed to his international prominence.

In the Con gre ss held in Paris in 1889 he presented a report

on "Moral Responsibility" and in Brussels in 1892 he spoke

about "The Crimes of the Crowds."^ As the Director of

Cr iminal Statistics for the M i ni st ry of Justice, he edited

the annual reports on the state of cri mi nal it y in France

and w ro te the prefaces for twelve volumes of these reports,

2
which we re considered a sort of "moral account of France."

Also, as a representative of the Office of Statistics he

pa rt ic ip at ed in the Congresses of Statisticians that were

held in St, Petersburg and Copenhagen.

W h i l e his international fame as a theoretical crimin­

ologist was becoming well establis hed at the time he moved

to Paris, some of his writings on questions of sociology

and ph ilo sop hy were also attracting the attention of the

circles of scholars in Paris. Indeed, if his articles that

appeared in the A r c h i v e s , es pec ial ly until 1893, were pri­

m a ri ly dealing with criminology or social pathology, those

that wer e contributed to the Re vue P h i l o s o p h i q u e , the Revue

‘'"Lacassagne, "Gabriel Tarde: 1843-1904," p. 525.

2Ibid.
., p. 523.

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2 5-

d 1Economie P o l i t i q u e , the Revue Politique et Litteraire

(Revue B l e u e ) , the Revue S c i e n t i fi qu e, the Revue des D eux

M o n d e s , the Revue Internationale de Sociologie were on s u b ­

jects related to the fields of sociology and philosophy.

Actually, he had begun writing on philosophical questions

quite early. It is rep orted by A. Espinas that as early

as .1875 he had sent the manuscript of a report, that he had

prepared for a congress of the Institut des Provinces under

the title "La repetition et 1'evolution des p h e n o m e n e s ,

essai critique et theorique," to a publisher in Paris. How­

ever, a certain shyness and timidity to present himself as

a philosopher made him wit hd ra w the manuscript with the p r e ­

text that he could not accept the conditions of the publisher

His first article to appear in the Revue Phi lo so p h l q u e , "La

. . . , 2
croyance et le desir; possibilite de leur mesare," m 1880,

was moreover not criminological, though many of these that

followed were.
3
Les Lois de 1 1 i m i t a t i o n , published m i890, marks the

A. Espinas, "Notice sur la vie et les oeuvres de M


Gabriel de Tarde," Seances et Travaux de 1 1Ac ad e m i e des
S c iences morales et p o l i t i q u e s , LXXIII (1910), 3 2 2

2
Gabriel Tarde, "La croyance et le desir; possibilit e
de leur mesure," Revue P h i l o so ph iq ue , X (1880), 150-63,
264-70
3 '
Gabriel Tarde, Les Lois de 1 ' imitation, etude
sociologique (Paris; F. Alcan, 1890).

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26
118

beginning of his more systematic sociological studies. This

was the work that for all time would associate Tarde's soci­

ology w i t h the concept of imitation. Just as in criminology

where he had come out against the very fashionable theory

of ^he Italian school, this time he made Spencerian soc iology

his target at a moment "when the infatuation of sociologists

for the Spencerian conception . . , was at its height . . .

and the metaphor of the 'social organism' was the mot to of

the day."'*' Tarde's work was internationally acclaimed:


2
Wil l i a m James called it "a work of genius." The Laws of

Imitation established Tarde's position as a sociologist in

a definitive way. W h e n the International Institute of Soci­

ology was founded in 1893, he was chosen to represent France

3 .
in the office of vice-president. He remained very active

in this organization and frequently assumed the direction of

debates and discussions at ma ny of the meetings and annual


;4

international congresses of sociology that were organized

by the Institute. His activity in international sociological

circles and the recognition he received internationally went

on increasing with each subsequent congress. "Gabriel Tarde,

. Tosti, l o c . ci t .

2
Quoted by G. Tosti, Ibid.
3
Bergson, _op. c i t . , p. 22.

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the French sociologist, is rapidly gaining in popularity,

both in his country and abroad , „ . he is now regarded as

the most prominent leader of the French sociological school

. . . ^ wro te Tosti in 1897.

The proceedings of the Fifth Congress held at the

2
Sorbonne in Paris, in July, 1903, under the chairmanship of

Lester F. Ward, then the President of the Institute, give

ample evidence of the esteem in w h i c h Tarde was held by his

peers and his acceptance as a major figure in sociology.

It was also in 1903 that his Lois de 1'imitation was

published in the United States in an English translation by

Elsie C. Parsons and with an introduction b y F. H. Giddings.

The wide reception given his Lois de 1'imitation con

firmed so to speak the legitimacy of Tarde's sociological

pursuits, and from then on, we notice an acceleration in

his sociological publications. In the period between 1890

and 1894 and before he came to Paris, Tarde contributed an

increasing number of articles to the journals he was already

associated with, and regularly to the then newly founded

Revue Intern ati ona le de Sociologie (18 92) .. A look at their

titles shows that his interests centered on questions and

1 Tosti, loc. cit.

2
Re ne Worms (ed.) , Annales de _1'Ins titut Interna­
tional de S o c i o l o g i e , Vol. X (1904) ,

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28
E I1 0

phenomena that became the core of his theory of social logic.

After 1894, the pace of pu bl ic at io n quickened. In

just one year, we observe the pu b l i c a t i o n of three books:

Essais et Melanges soc io lo gi qu es , Les Transformations du

d r o i t , and La Logique s o c i a l e . Of these, the first was, as

the title indicates, a collection of articles and essays

most of w hi ch had appeared in the reviews me nt ion ed above.

Some of his other books were similarly collections of previ­

ously published articles or material presented in his lec­

tures, selected and arranged on the basis of a central socio­

logical concern. These include Etudes de Psychologie sociale

(1898), L 'Opinio n et la Foule (1901), La Psychologie econom-

jque (1902) . In 1898, following the publicat ion of L 'Opposi­

tion U n i v er sel le (1897), appeared the small volume Les Lois

s o c i a l e s , in wh ic h Tarde presented a synthesis of the dia­

lectic "trilogy" of the theories of "imitation," of "social

logic," and of "opposition." This wo r k was almost immedi­

ately translated and published in the Uni te d States as

Social Laws (1899), with a Preface by James M. Baldwin, in

wh ic h the author tried to present to the Am er ic an public the

essence of Tarde's theory.

Les Transformations du pouvoir published in 1899

together w i t h the Transformations du d r o i t , L 'Opinion et la

F o u l e , and La Psychologie economique are all instances of

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29

Tarde's attempt to apply the principles of his general theory

to particular social phenomena, and by doing so to explore

and extend the frontiers of sociology. In this last respect,

however, it is in partic ul ar articles in reviews and journals,

wh i c h he did not have the time to collect into book form,

that we find many of his original ideas and findings,^

Tarde's death in 1904 terminated his brief sociological

career. M a n y of his writings remained dispersed in various


2
publications, others were incomplete, and much of his

thought is recorded in notes, "boxes full of notes, filed

under various headings, 'small sheets of paper tied with

3
pieces of string' . . . ."

Tarde's meteoric appearance in sociology was the o u t ­

come of a long preparation. He himself refers to it in

these words r,

, , . Actually, my principal ideas were formed long


before their publication. One of my old colleagues at
Ruffec remembers well that I had expounded to him

^E.g., G. Tarde, "L 'Inter-psychologie infantile,"


A rchives d 'An th rop olo gi e C r i m i n e l l e , X X I V (1909), 161-72

2
Gabriel Tarde, " L 1accident et le rationnel dans
l'histoire d'apres Cournot," Revue de Metap hy si qu e et de
M o r a l e , XII (1905), 319-47.
3
" ... il laisse des caisses entieres de notes,
classees sous des rubriques 'petites feuilles volantes
empaquetees avec ficelles! ... " This was reported b y
Tarde's son Alfred to Lacassagne, "Gabriel Tarde: 1843-
1904," p. 522.

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30
112

around 1874 or 187 5, what he has since read in a more


developed form in my works . . . . Between the ages of
twenty-five and thirty my whole sy stem of ideas took
shape . , „ 1

Because of these circumstances, but also because of

Tarde's own intellectual outlook, his works appear "sketchy"'

and elusive to efforts to characterize and classify the

ideas pr esented in them, though these ideas are recognized

as germinal and suggestive, Bergson, the philosopher of

"creative evolution" was delighted with Tarde's style which

he described as "living fantasy" reflecting Tarde's notion

that,

. . . all the harmonies in the world exist only for the


sudden blossoming of unique, accidental, or fleeting
individualities: Similarly, all the harmony of his work
is only . , . for the blossoming of his luminous ideas
that sudden ly emerge in the field of his thinking, shine
and then flee . ^

" . „ . De fait, mes idees principales se sont formees


bien longtemps avant leur publication. Un de mes anciens
collegues, de Ruffec, se souvient tres bien que je lui ai
souvent expose des 1874 ou 1875 ce qu'il a lu depuis plus
develope dans mes outrages. ... Entre mes vingt-cinq ans
et trente ans, m o n systeme d 'idees a pris corps. ... "
G. Tarde, "Lettre a M. Duprat" quoted b y Lacassagne,
"Gabriel Tarde: 1843-1904," p. 676; and in Georges Moreau,
"Necrologie de Gabriel Tarde," Revue Un i v e r s e l l e , No., 112
(June 15, 1904), 333.
2
Dauriac, _op. ci t . , p. 168.

. .. toutes les harmonies du monde n'existent que


pour 1 'eclos ion soudaine d 'individualities uniques, acciden-
telles, ou fugitives: de meme, toute l'harmonie de son
oeuvre n'ost elie pas faite pour l'eclosion de ces idees
dans le champ de sa pensee, qui brille nt et s'enfuient?"
Bergson, _op, c i t . , p. 35.

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31

Alexis Bertrand observed that it is perhaps from

their delightful originality that Tarde's works, so d i f f e r ­

ent and so numerous, derive their unity."*"

It is this independence which characterizes Tarde's

sociology, and as a result of w hi ch he was able to develop

his ideas freely, precisely because at that time he had no

ties to "institutionalized" sociolpgy. He was thus free to

explore, to extend, to digress, even to trespass in other

domains, wh ich m ay he l p to explain w h y his work has not

always been fully understood.

From the time that Tarde came to Paris to serve at

the Mi nis try of Justice, he also became involved and very

active in several associations. W e have already mentioned

his connection wi th the Institut International de Sociologie.

We should add here that he was unanimously elected the first

president of the Societe Sociologique de Paris when it was

founded in 1895, and that he continued holding the office

for the next three years, until 1898. He was similarly

active in the Societe de Philosophie. Moreover, he had been

requested at this time to give courses and to lecture in the

newly founded schools that provided university courses open

"*"Alexis Bertrand, "Un essai de cosmologie sociale:


Les theses mon adologiques de Gabriel Tarde," Archives d ’
Anthropologie C r i m i n e l l e , X I X (1904), 624.

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3.2
[114

to the public. He thus started teaching at the Ecole des

Sciences politiques, at the College libre des sciences

sociales, founded in 1894, at the Ecole des hautes etudes

sociales, at the Ecole Russe des hautes etudes sociales,

founded in 1901 by well- kn own Russian sociologists and

scholars living in Paris. He continued giving courses

there even after his appointment at the College de France.

It is also reported that a short time before he died he

had accepted an invitation to lecture at the Univer sit y of

Brussels, whic h had just opened,^

He was delighted with teaching and w it h the experi­

ence of his impact on a public of students. There is gen­

eral agreement in reporting that he was an interesting and

charming lecturer and teacher; . his students were

truly charmed, so much so that it was entirely unnecessary


2
for him to exercise any authority . . . ,

At the Ecole des Sciences politiques, where he was

requested to give a course of his own choice every other

year, he lectured on "politics from the sociological point

of view," "criminality," and "economic psychology." At the

\ e n e Worms, "La philosophie sociale de G. T a r d e , ”


Revue P h i l o s o ph i q ue , LX (1905), 125.
2
Bergson, _op, c i t , , p. 26,

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College de France, he gave the courses: "Intermental p s ych ol­

ogy"; "Transformations of morality"; "Economic psychology";

"The p h i l o s o ph y of Cournot"; "Interpsychology." The course

he was planning to give in 1904-1905 was on "Conversation."

He had planne d to present, in a more developed and expanded

form, what he had already discussed in the volume L 'Opinion

et JLa F o u l e „ But death surprised h i m before he was able to

fulfill the task. In preparing for it he had been gathering

data from historical and bio gr ap hi ca l "Souvenirs" and

Memoires" on the ritual, manners, and standards of mundane

and "society" life in the past cultures.^

Tarde's teaching and lecturing appear to represent

an intermediate stage in the develop me nt of his work. In

preparing his lectures he used and organized a large part

of ideas and material that he had thought out and gathered

on his own while he was a ma gis tra te in the provinces., In

turn, he would transform the lecture notes into articles or

books, for example, "intermental Psychology" and Economic


2
Psychology. In a similar way, he was going to write a book

on the theories of A. A.. Cournot, but he had only time to

^"Lacassagne, "Gabriel Tarde: 1843-1904," p. 525; see


also, Bergson, _op. c i t . , p. 27.
2
Gabriel Tarde, "La Psychologie int ermentale," Revue
Inte rna tio nal e de S o c i o l o g i e , IX (1901) , 1-13; Gabriel
Tarde, La Psychologie economigue (Paris: F. Alcan, 1902).

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34.
I n 16

write an a r t i c l e d which was pub li sh ed posthumously, in an

issue of the Revue de Met aphysique et de Morale that was

ded ica te d to the memory of Cournot.

In retrospect, T a r d e ’s writings seem in a sense to

be the distilled product of his thought and experience, as

he we nt through the successive phases or "transformations"

in his life, always observing, thinking, and recording. His

son, Alfred, said, indeed, ". , , as he wrote everything


2
that he thought, he has written a great deal . . , As

Tarde evolved from provincial m a gi st ra te to internationally

known criminologist and social theorist, to Parisian bu r e a u ­

crat, to professor and highly esteemed lecturer and "society"

figure, he woul d study the phenomena that interested him,

from each of the newly developed perspectives, testing and

refining his insights all the time. The outcome of this

elaborate process, his written or oral presentations, was

marked both by spontaneity and great depth. Thus, if one

is not discouraged by the lack of visible organization or

di sa ppointed by the fact that Tarde's generalizations are

Tarde, "L'accident et le rationel dans l'histoire


d'apres Cournot," l o c . c i t .
2
" ... comme il a ecrit tout ce q u 1il a pense, il a
beauco up ecrit. ... " Lacassagne, "Gabriel Tarde: 1843-
1904," p. 522.

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35
1117

not clearly supported b y empirical evidence, he is bound to

experience in reading Tarde's works the excitement that the

discovery and recognition of original and relevant ideas

usually cause.

However, Tarde's time in the limelight was very brief.

In the tributes paid to him at his death, we observe the

sharing of the feeling that the work he left was not the

full measure of what he might have achieved.,

They vague iy felt that despite the wide scope of his


work, Tarde died without giving his full measure, and
with his premature death, he left us, taking away with
him immense unrevealed intellectual treasures „

The ten years that the "provincial magistrate" spent

in Paris w e r e active years: lecturing and then teaching;

participating in the meetings, debates and symposia, and

congresses of various societies; preparing reports and

papers for pres ent ati on at international congresses; writing,

editing, reviewing, etc. He was active in the way that was

typical of scholars at that time, but also very much in the

way typical of at least some top-rank sociologists and

scientists today, especially with regard to travelling and

attending international meetings.

" . Ils sentaient confusement q u 'en depit de


l'ampleur et de la richesse de son oeuvre, Tarde est mort
sans donner toute la mesure, et a emporte, par sa fin
prematuree, d'immenses tresors intellectuels caches. .... '
Bertrand, l o c . c i t .

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36
I I 18

In Paris, Tarde became active in one more way, not

very typical of contemporary scholars. He gladly accepted

social invitations, and he received invitations from every­

where. He enjoyed social life immensely and he was renowned

for his charm and popul ar it y in the salons of the capital.

His was a kind of instant success among the highest placed

circles, intellectual and scientific, social and political--

which of course greatly overlapped one another--in the Paris

of the turn of the century, a center of activity not only of

France but in many ways of the entire world.

. . . Tarde leaped so to speak to the very top. He did


not have to pass through the regulatory stages. The
capital did not hesitate and quic kly acknowledged the
great talent of the man that it hastened to consecrate
as an outstanding scholar . . „ .^

The fact is that Tarde had been able to achieve an

international reputation even— 'though he was just a "provin­

cial magistrate."

The "Provincial Mag is tr at e"

What exactly was the background of this "provincial

magistrate" who, though he moved with the greatest ease

among the elite circles of the capital, remained by choice

... Tarde a pour ainsi dire bondi a la plus haute


situation. II n'a pas fait '1‘etape.' La capitale n'a pas
hesite et a vite reconnu le grand talent de 1 'homme qu'elle
s'est vite empressee de consacrer savant illustre."
Lacassagne, "Gabriel Tarde: 1843-1904," p. 524.

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37
119

a "provincial" and "rooted" in the native land? The answer,

in Tarde's own words, is to be found in a letter that he

wrote to G. L. Duprat on Januar y 29, 1904, and that was pub­

lished in the Revue Univer se ll e :

. . . My life can be rapidly told: bo r n at Sarlat, in


1843 . . . . . I served as assistant state prosecutor at
Ruffec, from 1873 to 1875, then as judge of the criminal
court at Sarlat, until the moment w h e n Mr. Antonin
Dubost, then Minister of Justice, w h o m I did not know,
but w h o had heard about me, sp ont an eo us ly offered to
appoint me chief of the Bureau of Criminal Statistics
at his Ministry, this was in January, 1894. I
acc epted and 1 did well to accept. Six years later,
in 1900, I was appointed professor at the College de
France, and in December of the same year I entered the
Institut. . . . You m a y be wo n d e r i n g about my p r o l o n g e d
im mo bi li ty in the judicial career, it is that I entered
it w i th ou t any real inclination for it, almost b y force.
. . „ Besides, I was retained at Sarlat (until the death
of m y mother, in 1891) by family reasons, but also bya
strong attachment to the native land . . . . There is
close to Sarlat a shack in a rock facing a delightful
view, w h e r e I have tasted the purest delight of troglo-
dytic life. My best ideas were born there. I owe much
to m y mot he r who, w i dow ed at the age of twenty-eight,
devot ed h e rs el f to me, her only son, and I did not like
to ever be separated from her. , . . From the age of
sixteen I had resolved to attempt other roads, to do
the tour of sciences. , , „ However, after I graduated
from the Jesuit college at S a r l a t — I was already very
mu c h of a free-thinker— I was interrupted in the execu­
t i o n of this great project b y an eye disease that has
had the most profound--fatal? b e n e f i c i a l ? — influence on
my intellectual development.. Fr o m the age of nineteen
to twenty-five I read very little and thought _a l o t .
My sight just allowed me to pursue m y studies in law.
De s p i t e this serious obstacle, w hi ch made my youth
rath er sad, and almost dispirited, I picked up as well
as I could the execution of m y plan of adolescence.
In fact, m y principal ideas we r e formed a long time
b e f o r e their publication. . . . I t was between the ages
of twenty-five and thirty that my system of ideas took
shape. . . . In 1882, I came in contact with the Italian

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38
:i2 0

criminalists. What else will I tell you? You know the


list of my works. I have on purpo se omitted from this
list the publication of my Contes et Poemes (Calmann-
Levy, 1879) because wh e n this co lle cti on of some of the
poems w r i t t e n in my youth was published, I did not like
the selection that I had made. . . . I had when I was
young very high poetical aspirations., I believe that
this aptitude was not just an illusion

" ... Ma vie est vite racontee: ne a Sarlat, en


1843 ... . J'ai ete substitut de procu reu r de la Republique
de Ruffec, de 1873 a 1875, puis juge d 'instruction a Sarlat,
ma ville natale, d 'ou je n'ai jamais demande a sortir,
jusqu'au mome nt ou M. Antonin Dubost, alors ministre de la
justice, que je ne connaissait pas, mais qui avait entendu
parler de moi, m'offrit spontanement de me nommer chef de
bureau de la statistique judiciaire ^ son ministere. Cela
se passait en janvier 1894. J'accep tai et je fis bien. Six
ans a p r e s , en 1900, j'etais nomine professeur de philosophie
moderne au C ol le ge de France, et en decembre de la meme annee
j'entrais a 1 1 11 n s t i t u t ... Vous vous etonnerez peut etre
de mon immobilite prolongee dans la carriere judiciaire:
e'est que j'y etais entre sans gout, presgue par force. ...
J'etais d'ailleurs retenu a Sarlat (jusqu'a la mort de ma
mere, en 1891) pour des raisons de famille et aussi par un
fort attachement au sol natal ... , Il ya pres de Sarlat une
masure dans un rocher, en face d 1une vue delicieuse, ou
j'ai goute les plus pures joies de la vie t r o g l o d y t i q u e .
Mesmeilleures idees sont nees la. Je dois bea ucoup a ma
mere qui, devenu e veuve a vingt-huit ans, s'est devouee a
moi, son fils unique, et je n'ai jamais voulu me sepaier
d'elle, m'&me en me mariant, Des 1 1age de seize ans j'avais
resolu de tenter d'autres voies, de faire le periple des
sciences. ... Mais sorti a six-sept ans du college des
Jesuites de Sarlat, tres libre-perseur deja, j'ai ete vite
interrompu dans 1 'execut ion de ce grand pro jet par une maladie
d'yeux qui a exerce la plus pro fonde influence— fatale?
b ie nf ai san te? -~s ur mon developpement i n t e l l e c t u e l . De dix-
neuf a vi ngt -ci nq ans, j'ai du tres peu lire, beaucoup
r e f l e c h i r . Mes forces visuelles me suffisaient tout juste
a faire m on droit. Malgre ce grave d’cueil de ma jeunesse,
qui en a ete tres attristee et presqu e decouragee, j'ai
repris ensuite comme j'ai pu 1 'execution de mon plan d'adol­
escent. De fait, mes idees principalles se sont formees
bien long temps avant leur publication. .., Entre mes

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39

The highlights and the turning points in Tarde's

b ack gro und are all here: The family attachments, the crises

of adolescence, sparked by the experience wi th Jesuit in str uc­

tion, the dreams that had to be tempered with wise and p r a g ­

matic decisions, the compensations, the poetic ventures.

Wh at Tarde omitted, by simple modesty, was to refer

to the high esteem that he was held both in his community

at Sarlat and b y his professional colleagues and those in

the adm inistrative circles that kn e w h i m as the magistrate.

Though, as he said in the letter, he had not entered his

career b y inclination and had never developed very high

aspirations about it, he carried out his duties meticulously,

so that wi t h a clear conscience he could devote his leisure

time to his studies and the pursuit of his intellectual inter­

ests. As he advanced in his career, however, the gap that he

had de li ber ate ly created between his professional duties and

vingt-cinq ans et trente ans mon systeme d'idees a pris


corps. ... En 1882, je suis entre en contact avec les crim-
inalistes italiens. Que vous dirai-je encore? La liste de
mes ouvrages vous la connaissez. J'ai volontairement omis
de joindre a cette liste la publicat ion de mes Contes et
Poemes (Calmann-Levy, 1879), parce que, une fois paru ce
recueil de quelques unes de poesies de ma jeunesse, j'ai
ete mecon ten t du choix que j 'avais fait. ... J'avais eu
tres jeune de tres hautes ambitions poetiques ... . Je
crois que cette aptitude n'etait pas illusoire. ... "
Quote d b y Georges Moreau, "Necrologie de Gabriel Tarde,"
Revue U n i v e r s e l l e , No. 112 (June 15, 1904), 333.

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40

his intellectual endeavors was bridged b y the fact that the

former served as a field of observation for the latter.

T a r d e 's Intellectual F o r m a t i o n : "The


Tour of the S c i e n c e s " ; The Disciple
of C o u r n o t , His Own Master

In T a r d e ’s intellectual formation, the central element

was his independent tem pe ra me nt . 1 He disliked instantly the

conditions of life under which instruction was given at the

Jesuit college. He would later describe the school as "a

prison for the innocent, in which in the name of education

2
all the vices are cultivated." He was, nevertheless, a good

student wi th a high academic record, and Espinas attributed

to Tarde's Jesuit secondary education both his broad intel­

lectual ba ckground and a certain degree of "scholastic"

inclination::

He accepts the intellectualism of the 'scholastic,'


that is the exclusion, from the theory of thought, of
all that is not the Intellect . . . the denial of any
role in the higher social relationship of instinct and
feeling . . . .

^It is reflected in his poetry and in his diary;


Lacassagne reported about Tarde's son A l f r e d finding "in a
closet a dozen of boun d note-books that form his diary kept
between the ages of fifteen and eighteen whil e he was at
the College . . Lacassagne, "Gabriel Tarde: 1843-1904,"
p. 522.
2
Tarde, Etudes penales et s o c i a l e s , quoted in Bergson,
o p . c i t ,, p . 11.

accepte ... 1 'intellectualisme des sc ho l a s t i q u e s ,


^"11
c'est a dire 1 'exclusion hors de la theorie de la pensee, de

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Biographical accounts also report Tarde's intention

to enter the Ecole Polytechnique, and his plan to add to his

Baccalaureat in the Humanities the one in the Sciences,

This woul d have been the way to set out on what he called

his "tour of the sciences," An eye trouble he suffered when

he was nineteen interrupted the formal execution of such

projects, but his interest in mathematics and the sciences

remained alive and was further reinforced when he discovered

the ideas of A. A. Cournot, whom he wou ld always refer to as

"my master C o u r n o t " 1' and considered as his intellectual

father.

Tarde's preoccupation with science led him to k ee p

informed about the latest developments in its various fields,

developments that were rapidly accumulating at his time. He

made constant references to concepts and theories of physics,

e.g., wave-theory, radiation, conservation, and transforma­

tion of energy, to illustrate his points and to indicate

analogies, and he derived support from the progress of phys­

ical sciences in his claim for measurement and quantification

tout ce qui n 1est pas l'Intellect . , la negation du role de


1 'instinct et du sentiment dans les rapports sociaux super-
leurs. ... ," Espinas, ."Notice sur la vie „ . . ," p. 315.

^Tarde used the expression "mon maitre Cournot" at


several instances, e.g., in "La richesse et ]e pouvoir"
(Notes et Discussions, Societe de Sociologie de Paris),
Revue Internationale de S o c 1 0 I o g i e , IX (1901), 664.

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42.
in the study of social phenomena.

Thus, Tarde grew into a kind of self-made scholar,

free from the restraints and the constraints that his

involvement with the institutional framework of a university

as well as the intellectual currents fashionable at any one

moment wo uld have subjected him to:

. . . Tarde was in the pure sense of the term a 1 self-


taught' scholar; he was sensitive on l y to very distant
influences, Montaigne, Fenelon, 1 1 I m i t a t i o n , that are
never as strong as rhose coming from one's co n t e m p o ra r­
ies; of these, I do not think that a single one had a
decisive effect on his mind; he did not like Co mte very
much, he criticized Darwin, and he di str ust ed Herbert
Spencer; he did not follow Renan at all and remained
insensitive to Taine. About the latter he explained at
some length that "Taine has taught me, he has taught
me a great deal, but he has not gui de d me; however I
read his work avidly, and it is a passa ge of his
Philosophes Franpais that introduced me to the thinker
who has really formed me. . . . Cournot, whose heavy
phrasing, like long and hard bones rich in marrow, is
full of profound and subtle insights" . .. . .^

" .... Tarde fut dans la force du terme un autodidacte;


il n'a guere ete sensible q u 'a de tres lointaines influences,
Montaigne, Fenelon, 1'I m i t a t i o n , lesquelles ne sont jamais
aussi imperieuses que celles des contemporains; de ceux-ci
;je ne crois pas q u 'un seul eur sur son esprit une action
decisive; il aimait peu Comte, critiquait Darwin, se defiait
d'Herbert Spencer, ne suivait guere Renan, et restait insen­
sible a Taine; sur ce dernier, il s'est un peu longuement,
explique ... 'Taine m'a instruit, be au c o up instruit, mais
non dirige; je l'ai lu avec avidite, cependant, et je lui
dois de m'avo ir en un passage des Philosophes Fran^ais sig-
nale le penseur qui m'a forme vraiment ... Cournot ... ou
dans les os longs et durs de ses lourdes phrases j'ai trouve
tant de moelle. tant de meditations intenses et subtiles!'
. ," Henri Mazel, "A Propos de M. Gabriel Tarde," Mercure
de F r a n c e , LI (1904) , 100; 1 ' Imitation is the Imitation of

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The case of Taine illustrates very much the w a y in

w h i c h Tarde became acquainted with the movements of ideas,

not only in Europe but also in the United States and in the

world, that is with an independent and critical spirit.

Indeed, he chose himse lf his intellectual leaders and his

opponents. He opened his own pa t h between the direc ti on s

that they f o l l o w e d . 1 Tarde remained his own master through­

out his life, always feeling free to be original or to take

stands against the most dominant intellectual currents.

The "Individualist S o c i o l o g i s t ,"


an International Figure

In 1897, Tosti was writing that b y the originality

of his views, Tarde "was going to strike the fancy of soci-


2
ological dilettante . . . ." Tarde's impact, however, was

felt far beyond the circle of the "dilettante." Celestin

Bougie reported the very significant fact that Germany

Christ (Imitat io C h r i s t i ) , a Christian devotional book w r i t ­


ten between 1390 and 1440. Its authorship is a matter of
controversy; the book has been ascribed to the monk Thomas
a Kempis and others. Encyclopaedia Britannic a , 1967 edition,
s.v. "Imitation"; Les Philosophes fran c a is du X I X e s i e c l e ,
by Hippolyte A. Taine (Paris, 1857).

ln ... Il avait du en effet choisir ses chefs de file


et ses adversaires: . . II commencait a s'ouvrir un chemin
entre les directions suivies par les uns et par les autres.
... ," Espinas, _op. c i t ., p. 3 21.
2 .
Tosti, loc. cit.

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herself, that usually ignored as long as she could French

scientific "novelties," hed paid attention to T a r d e 's ideas.

When, ten years before, Bo ugie was there he had seen Les

Lois de 1 :1mi tat ion in the hands of both professors and

students of the universities on the other side of the Rhine,,

. 2
D „ Gusti, the founder of sociology m Rumania, was
3
writing about T a r d e 's sociology. H. G „ Wells in England

wrote the Preface for the English translation of Tarde's

Fragment _d' Histoire fut u re , published posthumously, and in

it he commented on the ori ginality of the views of the


4
author.

In the United States, Tarde's sociology was received

with the greatest interest. What L. F. Ward wrote in his

"Letter of Condolence" to the Societe Sociologique de Paris

on T a r d e 1s death was quite true: "... none others' work

" ... L'Allemagne a prete attention aux idees de


Tarde; il y a dix ans deja, dans les universites d ’outre-
Phin, nous avons vu aux mains des professeurs et des etudi-
ants Les Lois de 1 1I m i t a t i o n . . , , ," Bougie, "Un Sociologue
Individualiste: Gabriel Tarde," p. 294.

2
Jiri Kolaja, "Sociology m Romania," The Americ an
S o c i o l o g i s t , III, No. 3 (August, 1968), 241.

^Demetrius Gusti, "Gabriel Tarde: eine Skizze zur


Wi ede rke hr seines Todestages," Jahrbuch fur G e s e t z g e b u n s .
V e r w a l t u n q , XX X (1906), 973-88,
4
Tarde, The Und erground M a n .

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45

was better known among us. His own genius seemed in harmony

with American thought on all the great subjects that he had

1
so admirably discussed . . . In retrospect it m a y be

seen that more Americans than French sociologists linked

their wor k wit h Tarde's. Most typically, E. A. Ross wrote

in the Preface of his Social Psychology::

At the moment of launching this work, I pause to pay


heartfelt homage to the genius of Gabriel Tarde. So l i ­
citous as I have been to give hi m due credit in the
text, no we alth of excerpt and citation can reveal the
full measure of my indebtedness to that profound and
original thinker . . . .

Robert E. Park, who wou ld become an important figure in

A mer ic an sociology, shared T a r d e 1s interest in collective

behavior. He wrote his doctoral thesis on Mass e und Publikum


3
(The Crowd and the Public) and in it made frequent refer­

ences to T a r d e 's ideas. Furthermore, in the book Introduc-

tJ--on 5-2 the Science of Soc iology that he prepared with

Ernest W. Burgess, Tarde is among the most frequently men-

4
tioned sociologists. Other America n sociologists to

^Lester F. Ward, "Letter of Condolence," R evue Inter­


nation a l e de S o c i o l o q i e , XII (1904), 6 54.
2
E. A. Ross, Social Psychology (New York:: Macmillan,
1908), p. v i i i .
3
Robert E. Park, Masse und Publikum (Bern:: Buchdruck-
erei Lack and Grunau, 1904) .
4
Robert E. Park and Ernest W. Burgess, Introduction

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46
:ii2 8

recognize their theoretical kinship with Tarde were James M,

Baldwin and Charles H. Cooley, The first did so in his own

book. Social and Ethi cal In t e r p r eta t i o n s in M e n tal D e v e lopment,,

and in the Preface that he wrote for the volume of Social L a w s .

The observation has even been made that there is a fundamental


2
agreement betwe en Baldwin and ‘
Tarde,, C o o l e y referred to

Tarde's theories to stress views that he developed in his

Social O r g a n i z a t i o n ,^ Similarly, F, H. biddings wrote the

Int roduction for the L a w s of Imi tat io n , and in his book,

4
Pr inci pies of Sociology, he dealt ex te nsively with T a r d e !s

theories„

T a r d e ’s works were also reg ularly reviewed b y Amer ican,

to the Science o_f Sociology (Chicago U ni ver si ty of Chicago


Press, 1921); this observation, was made by Everett C. Hughes,
o p , c.i t ,, p . 5 54 ,

flames M. Baldwin, Social and Et h i c a l I n te rpretations


in M e n t a .1 D e v e l o pment . A Sjrudy jl_p- Social Psychology (New
York.: M ac mil la n Co,. 1897): "Preface" b y .lames Mark Baldwin
in Gabriel Tarde, So c i al Laws; An Offline of S o c i o logy, trans,
by Howard C. W arr en (New York; Ma cmillan Co., 1899) .

^Maurice R o c h e - A g u s s o l , Tarde e_t .1 !economie psycholo-


qi q u e (Paris; M„ Riviere, 1926), p. 21,

^Charles H. Cooley, Social O r q a n i z a t ion (New York-


Scribner's Sons, 1909).

4
Franklin H. G i d d m g s , "Introduction" of Tarde 's
Laws of I m i t a t i on, pp. ii.i-vii; also Frankli n H. Giddings,
Princ i ple s of Sociology (New York.- Ma cmillan Co... 1913) .

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47.

sociologists in the various journals; e.g., the Social Laws

was reviewed first b y A l b i o n W. 'Small in the Ame ri ca n Journal

1 . 2
°f. Sociology and then b y Lester F. Ward m Science.

In 1906, M. M. Davis, Jr. wrote his doctoral d i s s e r ­

tation at Co lu m b i a Un iv e r s i t y wi t h the title Gabriel T a r d e ;

An Essay _in So ci ological T h e o r y , and three years later he

w o u l d incorporate most of the work in another volume,


3
Psychological Interpretations of S o c i e t y .

Thus, Tarde was acknowledged as a central figure in

sociology. His w o r k and his views served as a starting point,

as a guide, or even as a challenge for further clarification.

''While my system has swung wide of his, I am not sure I

should ever have w ro ug h t out a social ps yc h o l o g y but for the

initial stimulus . . . yielded b y his incomparable Lois d'


A
Imitation . . . ." said E. A. Ross.

^Albion W. Small, "Review of G. Tarde's Social Laws,"


American Journal of S o c i o l o g y . IV (1898-99), 395-400.
9
Lester F. Ward, "Review of Social L a w s , " S c i e n c e ,
XT (1900), 260-63.

^Michael M. Davis, Jr., Gabriel Tarde;- A n E ssay in


Sociological T h e o r y, A Ph.D. dissertation (New York; C o l u m ­
bia University, 1906); Michael M. Davis, Jr., Psychological
Interpretations of Socie ty (New York; Longmans, Green, & Co.,
1909).
A
Ross, loc. cit.

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Though strongly questioning and opposing some of

T a r d e 1s fundamental assumptions, Dur kh ei m recognized, in

an article that he wrote in 1915, that Tarde has an i m p o r ­

tant place in sociology; that if he fought Comtean sociology,

he nevertheless meant to do, and did indeed carry out a

sociologist's w o r k ,^

G a b r iel T a r d e - "A So cio l o g ist


A h e a d _of _hi_s Time

In tracing T a r d e 1s impact on sociology we find that

it cont inu ed to be a rather strong one until about 1930.

Then, Tarde gradually became "stereotyped as one who reduces


3
all to imitation" and as such, along wi t h other early

sociologists, he was thought to be only of historical

interest.

It has been repeatedly recognized that* Tarde was

ahead of his time. As early as 1917, John Dewey was observ­

ing that the most fruitful of T a r d e ’s psychological

" , si Tarde combattit la sociologie comtiste,


il entendait cependant faire, et il fit, en effet, oeuvre
de sociologue, ," Emile Durkheim, "La So ci o l o g i e , ”
La S c i e n c e Frangaise (Vol. I: P a n s - M m i s t e r e de 1 ’lnstruc-
tion pub lique et des Beaux-Arts, 1915), p. 46,
2 s
The book of Charles Blondel, I nt rcduc t ion _a _la
psychologie c o ll ec tive (Paris'. A, Collin, 1928), appears to
be among the last to discuss T a r d e 1s theories,

^Hughes, _op, c .it . , p. 558.

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49.
131

conceptions was ahead of his time and went almost, unnoted.^

Everett C„ Hughes also said that although "Tarde was ahead

of his time in defining the problems of industrial work and

fatigue, he was even more so on those latest concerns of

2
sociologists, consumption and the use of leisure . . , "

The latest statement in this respect was made by Terry N.

Clark who wrote that "Tarde's reputation suffered because

his work was out of harmony with the dominant intellectual

t emper of the time _ „ 0

The fact is that in the period between the two World

Wars, so c i o l o g y went through the dual phase of its conso li­

dation into a scientific discipline, and "in stitutionaliza­

tion," as more and more of the scholars who identified

themselves as sociologists engaged in empirical studies and

taught courses of sociology at the leading universities,

It also lost the international ch aracter it had in its

earlier stages, as a result of both "institutionalization"

and the new orientation towards empirical studies, Sociolo­

gists doing research at their' universities were more

^"Dewey, "The Need for Social Psychology," p„ 267,

2
Hughes, _op . ci t , , p. 5 53,
3
Te r r y N, Clark, "Gabriel Tarde," I n t ernational
E n cy cl op ed ia of the S o c i a l Scien ces (New York: Macmillan
Free Press, 1963),XV( p. 509,

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concerned to communicate with their colleagues m the other

schools of the country than with those overseas. Though

"nationalization" marks more strongly Am eri can sociology,

it was observable in Europe also, wher e the extensive pre-

World War I international activity ceased almost completely.

Thus, in retrospect, sociology appears to support

the arguments that Durkheim has developed in opposing Tarde's

conceptions, and in par ticular' his claim that sociology

could survive only if it became specialized and broken down

into different s c i e n c e s /

At the Conference organized b y the Societe de S o c i o l o ­

gie de Paris at the Ecole des Hautes Etudes soc.iales de

Paris, in December, 1903, Tarde took the position that the

pr eli minary work of specialization in the study of social

phenomena had already been largely achieved by the various

social sciences or disciplines. The task of sociology was

not speci al iz at ion but the organization and systematization

of the findings of these disciplines, so that general princi

pies might be drawn out which would lead the way toward

further and productive specialization- these are his words*.

Emile Durkheim, "La Sociologie et les Sciences


sociales" (Sociology and the Social S c i e n c e s ) , a series of
reports and discussions at the C on fer en ce of the Societe de
Sociologie de Paris, in December, 1903, Revue I nt er na t ionale
de S o c i o l o g i e , XII (1904), p, 83,

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51
133

„ „ „ Mr. Durkhe im believes that scientific progress


requires the increasing division of social labor and
that the social sciences must be divided. But, there
are two sorts of division of labor; one precedes unifi­
cation, the other follows convergence. In the case of
the former, scientific progress consists in tending
towards unification; and in that of the latter, progress
consists in an increasing differentiation ,

Wh at Tarde seems to stress in this statement is that

sociology, like every other science, should concern itself

alternatively with what we call today "macro-laws" and "micro­

laws," He actual ly used the term "microscopie sociale" to

describe his conception of "intermental psychology," and had

added that it "must be to the social sciences what the study


2
of the cell is to the biological sciences,"

Tarde did indeed believe that sociology would be able

to discover its own "ultimate phenomenon," its own "law of

gravity." He thought that he had found it in imitation,

which was to the social phenomena what "undulation" is to

the physical, and "generation and reproduction" is to the

1,1 „ , „ M. Durkheim croit que le pi ogres scientifique


exige la division croissante du travail social et. que les
sciences sociales doivent se diviser, Mais il y a deux
sortes de division de travail.- 1 'une anterieure a 1 ' unifi­
cation, 1 1autre posterieure a la c o n v e r g e n c e , Pour la p r e ­
miere, le progres consiste a tendre vers 1 :u n i f i c a t i o n ; et
pour la seconde le progres consiste dans une di ff e r e n t i a ­
tion toujours croissante. ," Gabriel Tarde, "La s o c i o l o ­
gie et les sciences sociales," R e vue Internationale de
S o c i o l o g i e , XII (1904) , 85.

2Ibid,

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52
:i34

life phenomena.'*'

. „ . It is to this relatio n that sociology must attach


itself in the same way as astr ono my attaches itself to
the relatio n of two attracting and attracted masses; in
it we must find the h e y to the social mystery, the for­
mu la for a few simple laws, universally, which can be
disenta ngl ed in the midst of the apparent chaos of huma n
life and history . , , „^

On the other hand, by applying the general theory to

the study of particular phenomena, for example, of political

authority, or economic exchange, or public opinion, not only

the theory itself would be tested but more laws would be

discovered.

Though the proceedings of the conferences indicate

that in the debate between Tarde and Durkhei m those who

sided w i t h Tarde were not always the minority, the fact

remains that, in time, the course sociology has taken is

more along Durkheim's line, Indeed, starting everything

from the beginning, sociologists “ fragmented" social reality

into tiny plots, and working sy ste mat ica lly .in each one of

them, they set out to collect data, apart from any t h e o r e t ­

ical considerations, save the assumptions implicit in the

Dur k h e i m i a n definition of social reality.

^Tarde, The Laws of I m i tation, Chapter 1, pass 1m „


2
Tarde, Soci al L aw s , p. 39,

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53
II3 5

Should we consider this develop me nt of sociology as

the evidence that Tarde's conception of sociology was non-

scientific? As it has been pointed out at times, Durkhe im

and Tarde were not really so far apart in their views,'*' even

though their debates made them appear to the eyes of their

contemporaries like the "two pet antagonists in the sociolog-

2
ical arena," Indeed, as a hist or ia n wrote then, they both

"seek and find some original fact or facts which may be termed

the ultimate social ph e n o m en on ." ^ However, Durkheim stayed

longer on the stage, and as a Professor at the Sorbonne, he

exercised greater influence on colleagues and students, who

4
eventu al ly formed the "Durkheim School" m sociology. For

the same reason, he was able not only to argue about his

conception of sociology and its methods but also to produce

work that constitutes pioneer empirical investigations.

Today, long after the T a r d e- Du rk hei m debate took

place, we are still arguing the issues, Despite the obvious

1
xBlondel, _op, cit ., p. 182.
2
Michael M Davis, Jr , Psycholog ical Interpretations
of Soc ie ty (New York: Columbia Un iv e r s i t y Press, 1909) ,
p. 13 3,
3
J . T . M e r z , A His to ry of European Thought in the
Ni ne t e en th C e n t u r y , Vol. IV (4 v o l s ; New York: W. Blackwood
& Sons, 1904-12), p. 567.
4
Paul Fauconnet, "The Du rk he im School in France,"
So ci ological R e v i e w , XIX (1927) , 15-20.

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progress that sociology has achieved, there are those who

point to the "enormous waste" that a k in d of obsession with

the accumulating of facts has produced, or to the "t riv ial ­

ity" of the findings."*" There is, however, a difference.

The argument today is that the accumulation of empirical

findings is necessary but not sufficient for scientific

progress. Thus, Tarde's insistence on the need for an


2
" idee directrice" (guiding idea) in research seems to be

even more applicable to the present stage of sociology than

co that of his own time.

It is guiding ideas of this kind that we would like

to bring out in Tarde's L 'Opinion et la F o u l e Although

they were presented in a sense prematurely, they have not

lost, we believe, all their value for research, and they

should not be allowed to lie bu ried and forgotten. The

baiden of demonstrating their contemporary relevance rests

upon our analysis of his work.

"*"E g., Allan Mazur, "The Littlest Science," The A m e r ­


ican S o c i o l o g i s t , III, No. 3 (August, 1968), 195.

2 *
" ... pour formuler des lois il n'est pas necessaire
que les sciences soient definitivement f o r m e e s . ... Il doit
y avoir une idee directrice en recherche. ... ," Tarde,
"La Sociologie et les Sciences sociales," p. 86.

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CHAPTER IV

THE FIELD OF PUBLIC O P I N I O N : A MULTI­

DISC I PLINARY PERSPECTIVE

'Vox Populi m a y be Vox D e i , but very little


attention shows that there has never b e e n agreement
as to what Vox means or as to what Populus m e a n s , 1
Co ined ma n y years ago by Henri Maine (as quoted by
A.. Laurence Lowell) that epigram w i t t i l y suggests
the confusion still beclouding the concept of p u b ­
lic opinion . . . . The claim that public opinion
supports one side has considerable potency, and the
questio n of 'who' constitutes the public represents,
therefore, more than a scholastic exercise in co n ­
cept clarification. Not surprisingly, political
theorists, statesmen, and assorted pundits have d i s ­
played marked ingenuity in answering it according to
different predispositions and interests. . . .

Lee Benson's statement above, asserting that even at

this time confusion is beclouding the concept of public

opinion, implies that, despite all the work that has been

done, there is still a definite need for conceptual clarifi­

cation, Since the object of our study is to demonstrate that

Tarde s work is a sociological contribution to this goal, we

will first attempt to survey some of the most ch ar act eri s­

tic phases in the development of the concept of public

opinion. Beginning wi t h an overview of the field of

^Lee Benson, "An Approach to the Scientific Study of


Past Public Opinion," Public Opinion Q u a r t e r l y , XXX (1967),
522.

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public opinion study from a multi-disciplinary perspective,

we gradually narrow our observations to concentrate on the

sociological approach.

The Pre -histo ry of the


Public Opinion Concept

In tracing the course of public opinion c o nc ep tua liz a­

tion, we could go as far back as to Plato and Aristotle, cr

even Hesiod, as the earliest articulate political theorists.

Paul A. Palmer was observing a few years ago that historians

of political theory have, for the most part, ignored the c o n ­

cept of public opinion and that Am er ic an scholars, with but

few exceptions, appear to believe that the treatises of

Lowell and of Lippmann are at once the first and the last

word on the subject.^ The absence of a history of public

opinion which combines descriptive detail with analytical

clarity has also been deplored more recently by Hans Speier,^

Indeed, despite the accelerated effort in research and m

theory in the field of public opinion, in our times, we have

no evidence of a systematic attempt to trace the histor y of

1 _________________

^Paul A, Palmer, "The Concept of Public Opinion in


Political T h e o r y , " in Essays in H i sto ry and Political Theory
in Honor of Charles Howard Mcl lwa in (Cambridge: Harvard
University Press, 1936), p, 230.
2
Hans Speier, "Historical Development of Public
O p i n i o n , " American Journal of S o c i o l o g y , LV (1950), 3^7.

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57

the concept except for the rather limited references that

are made in the articles contributed to Encyclopedias, and

1
m some surveys.

The fact is that the formulation of the concept into

a clearly identifiable term is a rather recent enterprise.

Even now, the concept is characterized by a great deal of

ambiguity, and there is little agreement among political

scientists, sociologists, and social psychologists on the


2
exact meaning of the term.

Alt hough the term public opinion was not used in

antiquity, reference was made to the judgment of the m a j o r ­

ity, of the m a n y ("hoi p o l l o i " ). Lee Benson even claims

that the three main dimensions of the concept of public

opinion, that is its distribution, its formation, and its

impact upon govern me nt decisions, were clearly identified

by the Greek h i s to ri an Thucydides in his classic H i s t o r y of

^E .g , Clyde L. King, "Public Opinion as Vie we d b y


Eminent Political Theorists," in Univ er si ty of P ennsylvania
Fb®? Public Lectures (Philadelphia, 1916).

^W illiam Albig, Modern Public Opinion (New York::


McGraw-Hill Book Co., 1957), p. 3; Harwood Childs also notes
that the literature of the field is strewn wi t h zealous
attempts to find a me aningful and acceptable definition, and
illustrates his point b y presenting ten different d e f i n i ­
tions: P ublic O p i n i o n : N a t u r e , F o r m a t i o n , and Role (Prince­
ton. New Jersey; D. Va n Nostrand Co., 1965), pp. 14-15.

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58
IV-4

the Peloponnesian W a r . that he wrote ahout the end of the

fifth century B.C.

Plato, however, did not consider the judgment of the

many as more reliable because it is collective. The many

can be as easily deceived, if not more, as the single indi-


2
vidual, as the famous simile of the cave, in the R e p u b l i c ,

implies: Indeed, Plato thought of the common man as sitting

in his cave, with his b a c k to the light, unable to acquire

true knowledge of reality. Those who see the absolute and

eternal and inimitable may be said to know, and not to have

i 3
opinion only.
\ f
N\.
According to Aristotle, however, the many are better

judges of things, for among them they can understand the


4
whole more fully than even the single expert. They are

even more incorruptible than the few. The individual is

liable to be overcome by anger, or by some other passion,

and then his judgment is necessarily perverted; but it is

Benson, op. pit., p. 532.


2
Plato, The R e p u b l i c , trans. by F. M. Cornford (New
York: Oxford University Press, 1954), Book VII.

^Bertrand Russell, A History of Western Philosophy


(New York: Simon and Schuster, 1945), pp. 120-21,
4
Aristotle, P o l i t i c s , 2 vols. trans. into English with
an introduction and analyses b y B. Jowett (Oxford: Clarendon
Press, 1885), Book III, Chapter 11.

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IV-5 59

ha rdly to be supposed that a great number of persons would

all get into a passion and go wrong at the same moment.^

Because of this capacity of collective judgment, there is a


)

right inherent in the people to elect their rulers and to

call t hem to account.

The juristic conceptions of the Romans recognized at

least certain aspects of public opinion, but much of the

evidence indicates that the Roman theorists did not have

much esteem for the masses. The prevailing vi ew seemed to

be that a public in projecting its opinion is acting, and

must act, under the law. In other words, legitimate public

opinion operates under an exterior standard, which is the

2
law or jus in the sense of a legal system.

The proverb "Vox populi vox D e i " considered to be of

medieval origin, was first formally used in the letters of

I b i d ., Book III, Chap. 15; m citing this statement


of Aristotle, Will Durant makes, in a footnote, a remark of
interest to us since it is referring to Tarde and Le Bon:
"Tarde, Le Bon, and other social psychologists assert p r e ­
cisely the contrary; and though they exaggerate the vices of
the crowd, they might find better support than Aristotle in
the behavi or of the Athenian Assembly 430-330 B.C.," The
Story of Philosophy (New York: The Pocket Library, 1954),
n 91, p . 88.
2
Francis G. Wilson, A Theory of Public Opinion
(Chicago: Henry Regnery Co., 1962), p. 24.

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60
V-6

the monk and teacher Alcuin to Charlemagne.'*' It was ther e­

after attributed to various theorists, such as Machiavelli,

and, since the latter part of the eighteenth century, "it

has been quoted, approvingly or otherwise, in almost every

discussion of the source and competence of public opin-

2
ion. ..."

Shakespeare in his plays often referred to opinion

and even called it the "mistress of success";^ but it is

another phrase that has been given a great deal of atten­

tion: "Opinion queen of the world" of Blaise Pascal

(1623-62), the French mathematician and philosopher. He

had written:

The rule based on opinion and imagination p r e ­


vails for some time, and this rule is gentle and
voluntary: that base d on force prevails forever.,
Thus, opinion is like the gueen of the world while
force is its tyrant. . , .

~*~I b i d . , "Concepts of Public Opinion,” American Politi­


cal Science R e v i e w , XXVII (1933), p. 380.
2
Palmer, op, c i t . , p. 231
3
Cited b y Speier, op. pit., p. 377.

4
" L 1empire fonde sur 1'opinion et 1 !imagination regne
quelque temps, et cet empire est doux et volontaire; celui
de la force regne toujours. A m s i 1 ’opinion est comme la
reine du mode, mais la force en est le t y r a n , " Blaise Pascal,
Pensees de P a s c a l . Notes de Charles Louanier (Paris:
Bibliotheque Charpentier, 1854), p. 174.

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Pascal's concern with public opinion was in connection w i t h

his broader pr eoccupat ion with the art of persuasion,,'*’

Emergence of the Public


O p i n ion Concept

The term "public opinion" is, as a rule, traced to

Rousseau (1712-78) and Necker (1732-1804). R o u s s e a u ’s is

perhaps the earliest extensive treatment of the concept of

public opinion. In his Social Contract he says that public

opinion is "a power unknown to political thinkers, on which


2
none the less success m everything else depends . . .

Speier credits Rousseau for putting public opinion in its

modern political place b y claiming that law should spring

from the general will, which he conceived as a kind of myst

cai entity, a kind of plebiscite stemming out from natural

3
forces, and thereby good m itself.

Necker, on the other hand, who according to the

historian Sculavie was the first to adopt the term in the

practical as well as in the theoretical tasks of the

■*For a discussion of P a s c a l ’s theory of persuasion


see P. Topiiss, "Pascal's The or y of Pe rsuasion and Ancient
Rhetoric," L ’Esprit C r e a t e u r , II (1962), 79-83.
2
Jean-Jacques Rousseau, Le Co ntr at Social (Paris:
Librairie de la Bibliotheque Nationale, 1878), Book II,
Chap. 22..

^Speier, op. c i t ., p. 378.

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administration, meant b y public opinion the opinion of the

bourgeoisie, that is of the dissatisfied, the systematic

thinkers, and the innovators, of those w ho can affect the

stab ili ty and the integrity of the government.^

Meanwhile, however, John Locke (1632-1704) had

advanced the view that men use the law of opinion or repu ­

tation, along with the divine and civil laws in judging


2
their actions. Though he attributed a great deal of power

to it, he consi der ed it in connection wit h the private, not

the public or government, sphere. The law of opinion is the

"consent of private men who have not a u t ho ri ty enough to

3
make a l a w . "

in Sir W i l l i a m Temple's Essay Upon the Original and

4
Nature of Government (1672), also considered one of the

early discussi ons of public opinion, it is political a u t h o r ­

ity that is traced to the prevailing opinion as to the wisdom,

1Jean-Lo uis Soulavie, M emoires historiques et


politiques du regne de Louis X V I , Vol. IV (6 v o l s „, Paris,
1801), cited by Palmer, "The Concept of Public Opinion in
Political Theory," p, 237,
2
Jo h n Locke, An Essay Concerni ng Human Understanding
(1690), ed, b y A. C. Fraser (Oxford, 1894).
3
I b i d ., Book II, Chap. xxviii, sec, 12, cited by
Speier, loc . c i t „

4
W i l l i a m Temple. The Works of Slr Wi l l i a m T e m p l e , A
New E di ti on (London, 1814)„

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63
:v -9

goodness, and valor inhering in the rulers.'*' Opinion, in

this case, is viewed as the true basis of government*

The developm ent of an increasingly articulated concept

of public opinion seems to have occurred pri marily in French

thinking, and in the period between Pascal and the French

Revolution. Some of the historical social developments that

to a certain degree account for this concern with public

opinion were the emergence of the bourgeoi sie together with

an increased secularization of life. Thus, there was gr a d u ­

ally made a clearer distinction and formulation of the public

sphere.

Whereas the Greeks clearly distinguished b e t we en the

public and the private domains, in terms of social structure

and norms of behavior, the Romans emphasized legalistic

distinctions. In the Middle Ages there was no structural

basis for such a distinction. The feudal social order did

not provide for the status of citizen who participates in

the public domain. There existed specialized public domains

such as the Church and the C o u r t .^ It is only as this order

"'’W il he lm Bauer, "Public Opinion," En cyc lop edi a of the


Social S c i e n c e s , 1934, XII, 669.

2 ••
Jurgen Habermas, Strukturwandel der Offentli ch ke i t :
Untersuchungen zu einer K a t e f o n e der bu er ger lic hen
Ge sellschaft (Berlin: Luchterhand, 1962); Synoptic trans ­
lation b y Gi ll ian Lindt Gollin (mimeographed, Washington, D.C.,
1968). The first chapter of this work traces the history of
the concept of public in Antiquity and the Middle Ages..

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evolved into other forms that participation in the public

domain extended, a fact that is well reflected in Necker's

preoccupation with public opinion. As F. G. Wilson points

out, along with these developments conception of public law

began to emerge from the private law of the medieval period

and representative institutions were extended. ■*-

The event of the French Revolution seems to have

brought into focus the issue of public opinion, in its most

crucial aspects, such as the par ticipation of people and

power and the nature of public opinion. From then on public

opinion studies and theories revolved around questions such

as who constitute the public; to what extent they p a r t i c i ­

pate in the government and how; what are the social p r e ­

requisites for the emergence of a public; over what areas

of social life is public opinion expressed; is public opinion

a rational judgment, an action of criticism and evaluation,

an instrument of action and control, an irrational force

.?

Early Theories of Pub lie O p i n i on


in the Context of Theories of
the State

As a result of his association with James Mill, Jeremy

Bentham's theory of public opinion was developed as an

"'"Wilson, A Theory of Public O p in i o n , p, 50,

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integral part of his democratic theory of the s t a t e d One

of the earliest theorists to deal systematically with public

opinion, Bentham viewed it as an instrument of social cri ti ­

cism and control, a sanction, and thus as an element very

2
closely related to the legislative process. His writings

also show that he was familiar with the French views and

especially with the ideas of Rousseau.,^

The German Friedrich Ancillon, m a work published


4
in 1828, formulated a dual conception of public opinion.

In his view it is both a vital and central power in the p o l i t ­

ical world to be heeded by governments and a misleading

illusion to be considered with great caution.. According to

Palmer, Ancillon's conception reflects the contrasting views

of public opinion held respectively by the liberal and c o n ­

servative doctrines.^

^Palmer, pp. cit ., p. 245.


2
Jeremy Bentham, Introduction to the Principles of
Morals and L e g i s l a t i o n , in The Works of Jeremy B e n t h a m ,
Vol. I, ed. b y John Browning (Edinburgh, 1838-43).
3
" . . . Ben th am referred in the 1823 edition of the
Principles of Morals and Legislation to both the wide use
and the French origin of the term 'public o p i n i o n , ' though
he preferred to use ’popular sanction' Wilson, A
Theory of Public O p i n i o n , p. 248.
4
Friedrich Ancillon, Vermittlung der Extreme in den
Meinungen (Berlin, 1828).

^Palmer, op. c i t ., p. 248.

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\7— 12 66

Alexis de Tocqueville (1805-59) attempted what we

might describe today* as a field study of public opinion,, He

wanted to study the impact of ma jo rit y rule upon the s tr uc­

ture and the dynamics of America n society. His observations,

made with an eye on the socio-cultural dimensions, have not

yet be e n fully explored. He is known, of course, for having

pointe d out the "tyranny of the majority"; describing the

processes through which this result occurs, he singles out

the levelling that democratic equality causes: As the c i t i ­

zens beco me more equal and more alike, they are less inclined

to be guided by and to follow bl in d l y a certain leader or a

certain class and tend instead to fellow the "mass," and

„ . . it is more and more public opinion that governs


the people . . . . ; [this is so because] feeling to
be alike men lose faith m one another; but because
of this very similarity they have an unlimited c o n ­
fidence in the judgment of the public.. Since all
have similar intellectual enlightenment, they feel
that truth must be on the side of the majority.
[He thus predicted that] faith in public opinion
will become a kind of religion of which the majority
will be the prophet. .. .

It was, however, James Bryce (1838-1922), a British

statesman and scholar and ambassador to the United States

who, in a more exhaustive fashion, described the operation

and peculiar characteristics of public opinion in a

Alexis de Tocqueville, Democracy in America (first


published as Democratie en A m e r i q u e , Paris, 1835. Ne w York:
New Ame rican Library, 1956), pp. 112 f f .

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67
V-13

democratic state. His work, The American Commonwealth (1888),

represents an attempt to analyze govern men t by public opinion.

Unlike de Tocqueville, he did not distrust the sovereignty of

public opinion. Yet, he discerneid and pointed out some of

the di ffe rences marking majorities:

. . . the longer public opinion has ruled, the more


absolute is the authority of the majority likely to
become, the less likely are energetic majorities to
arise, the more politicians are likely to occupy
themselves not in forming opinion, but in di sco ver ­
ing and hast eni ng to obey it. . „ .

In the same vein, he made a di st inction bet we en opinion and

"real" opinion, and between opinion that is mere sentiment


2
and opinion that is thought.

Ge rma n thought on public opinion from the outset

refused to identify the sovereignty of the people with the

government, and regarded public opinion as being outside the

government.

Moreover, the idea of public opinion in Germany seems

to have received the influence of some of H e g e l ’s generaliza-

1 3,0 n s .3

''‘James Bryce, The American Co mm onw ea 1t h , 18 99, 2 vols.


(New York: Ma cm ill an Co., 1899), II, 254.
2
Wilson, A Theory of Public O p i n i o n , p. 212,

^ I b i d ., p . I l l .

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IV-14 68

Hegel 's The Philosophy of Right contains the construct

of a social and political order which satisfies the claims

both of the universal law and of the individual conscience.

With regard to opinion, Hegel stressed its contradictory

character:

In public opinion truth and falsehood exist


together. It is the task of the great man to find
the truth in it. For he is indeed the great man
who tells his age what it wishes and means and
carries it out. He realizes the inwardness and
essential nature of his time; and he who does not
k n o w ho w to despise public opinion in some of its
ma nifestations will never bring anything great
into b e i n g .^

In general, German theories o± public opinion tended

to emphasize the conditions, social and cultural, under

which opinion is shaped, and the means by which it can be

expressed. Though the theories of Marx stress the social

conditions, and in particular the economic relations, as the

factors affecting ideas and institutions, laws and politics,

he was most particularly concerned with conditions in France.


2
In his work. The Eighteenth Brumaire of Louis B o n a p a r t e , he

^ G . W. F. Hegel, G r u n d l i m e n der Philosophie des


R e c h t s , Vol. Ill of Werke (Berlin, 1833), sec. 318,
2
This work was publ is hed first in 1852 in the first
number of Die R ev ol u t i o n , a month ly published in New York by
Joseph Wedemeyer; Karl Marx, The Eighteenth Brumaire of
Louis B o n a p a r t e , trans, by Daniel De Leon (New York: Inter­
national Publishing Co., 1898).

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expressed the vie w that under Louis Bonaparte in the 1850's

it was completely impossible for any general opinion to exist

in France, His enthusiasm for the Commune in 1871, expressed

in his book, The Civil War In France (1871), indicates his

belief that mass experience can generate true ideas,^

Systematic discussion of public opinion came from

2
J. K. Bluntschli, according to whom public opinion is p r e ­

dominantly the opinion of the large middle class, an ex pres­

sion of the Zeitg e is t .and it cannot exist without the free

development of the power of thought and judgment, something

that can only occur in the secular sphere. Bluntschli

stressed the fact that religion is in conflict with the

development of genuine public opinion.


3
F. G. Wilson traces to Franz von Holtzendorff the

attempt to link the organization and effectiveness of p u b ­

lic opinion with the development of finance and credit in

the modern world concomitant with the rise of the middle

, 4
class„

^Wilson, A Theory of Public Op i n i o n , p. 229.


2
J. K. Bluntschli, in his article on public opinion
in his Staatsworterbuch (1862), VII, cited b y Speier, o p .
c i t ., p , 386.
3
Franz von Holtzendorff, Wesen und Wert der
Offentlichen Meinung (Jena, 1846).
4
Wilson, A Theory of Public O p i n i o n , p. 77.

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Moreover, Holtzendorff distinguished public opinion

from the opinion of government organs, for in a free state,

expert opinion must often stand against popular opinion. In

general, he claimed that public opinion must be distinguished

from expert or specialized opinion of particular social

c l a s s e s ,^

Thus, it is political theorists of the nineteenth and

early twentieth century that beg an to give the concept its


2
modern formulation. They were concerned primarily with the

relationship of public opinion to the procedures of d e m o ­

cratic government or the role of opinion in theories of

political power. Among them, important contributions were

made by theorists such as A. V. Dicey and A. Laurence Lowell.

Dicey's The Relations Between Law and Public Opinion


3
in England During the Nineteenth Century placed the d i s ­

cussion of the public opinion ph enomena in the framework of

the political life in England. Though the British C o n s t i t u ­

tional theory and practice accounts for much of the modern

^Holtzendorff, op. c i t ., pp. 58 ff.


2
Bernard Berelson and Morris Janowitz (eds.), "Theory
of Public O p i n i o n , " Reader in Public Opinion and C o m m u n i c a ­
tion (New York: The Free Press, 1966), p. 6 .

^A. V. Dicey, The Relations Between Law and Public


Opinion in England During the Nineteenth Century (London:
Macm il la n Co., 1914).

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surge toward a theory of public opinion, concern with public

opinion in England was expressed, before Dicey's work, in

Edmund Burke's statements in the 1770's (speeches and letters

in which he clarified the right of the common man to say "no"

to the gover nm en t and the government to say "no" to the c o m ­

mon judgment of the citizens.^

Dicey was concerned with tracing the effect of d o m i ­

nant trends of opinion on legislation and with determining

some of the factors involved m changes of opinion.^

A. Laurence Lcwell, the president of Harvard U n i v e r ­

sity, wrot e what is considered the "first major American

book" on the topic of public opinion,^ Public Opinion and


4
Popular G o v e r n m e n t , In it he tried to clarify the question

of what "true" opinion is, and what accounts for the d i s ­

tinctions b e t wee n private issues and public issues under

various circumstances.

^Wilson, A Theory of Publie O p i n i o n , p p , 60-61.


2
Paul F. Lazarsfeld, "Public Opinion and the C l a s s i ­
cal T r a d i t i o n , " P ublic O pi ni on Quarte rl y , XXI (1 9 t /), 46-47.

^ I b i d ., pp, 49-50.
4
‘A. Laurence Lowell, Public Opinion and Popular Covern
ment (New York: Longmans, Green and Co,, 1913).

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72
7-18

George C. Thompson's work, Public Opinion and Lord

Bearonsfield 187 5- 1 8 8 0 ,^ can also be considered an intere st­

ing contribution, on account of both the purpose and the

approach of the study. Through the detailed study of p a r ­

ticular events, e.g., the rumors of atrocities in the

Turkish War, h e tried to analyze the relationship of opinion

to government po licy and to trace changes of public opinion.

Wilhe lm Bauer, in surveying the development of the

study of public opinion and the attempts to clarify the

field, makes this interesting observation:

Repeated usage, during the century and a hal f of


democratic consolidation, has robbed the term of
much of its initial incisiveness. Invoked with
little di sc ri mination by the astute politi ci an and
by the special pleader in all lines of public and
semi-public enterprise, it has lost not a little
of its richness of overtone. Suspected by the
systematic historian, who seeks a less exploited
substitute in such partial equivalents as "popular
sovereignty," "conventions," "mores," "climate of
opinion, " idees d i r e c t r i c e s , Zeitgeist:, it has been
taken over as a rule by the journalist and social
psychologist and in the process frequently stripped
of many of its historical associations.

Before we deal with the social psychologists, the

class of students of public opinion we are more directly

concerned with, we must refer to some of the more

‘''George C. Thompson, Public Opinion and Lord feacons-


field 1875- 1880 (London: Macmillan Co., 1886).

2
Bauer, "Public Opinion," p. 669.

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V - 19 /J

self-contained theories de veloped in other disciplines and

pri mar ily to the work of the pr ominent journalist and writer

with whose name the term pu blic opinion is very closely

linked in modern times. Walter L i p p m a n n 's work. Public

O p i n i o n , 1 which was published in 1922 had such an impact

that the term public opinion will often evoke his name, and,

in a kind of extension, the study of public opinion is

attributed to the field of journalism- The attention that

this work received seems to have b ee n at the expense of a n ­

other comprehensive and thorough treatise on public opinion

by the Ge rman sociologist, Ferdinand Tonnies,^ which was

pu blished in the same year as Lippmann's work, but has not been

tr anslated in English,

Moreover, the works of Lippmann, and W, Bauer,^ il l u s ­

trate the trend towards skepticism as to the competence of

public opinion, a trend that developed as a result of the

experience of the first World War. A similar skepticism

ch aracterized H. D, L a s s w e l l s Propaganda Technique in the

WorId War (1927) and A. Laurence Lowell's Pub lie O p i n ion m

Walter Lippmann, Public Opinion (New York: Macmillan


Co., 1922).
2
Ferdinand Tonnies, Kritik der Offentlichen Meinung
(Berlin: J. Springer, 1922),
3
W i l hel m Bauer, Die o f fentliche Meinung und lhre
geschich tl ic he n Grundlagen (Tubingen, 1914); Die o f fentliche
Meinung in der Weltgeschichte (Potsdam: Athenaion, 1930)

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V-20
74 .

War and Peace (1923). Lippmann's work, however, aimed more

directly and more strongly at the traditional theory of

democracy and at its postulate of the "omnicompetent c i t i ­

zen.. 1,1 More recently, the view was expressed that what

Lippmann did was „ . to bril liantly dissect the t h e o r e t i ­

cal premises underlying the role of the press in the public

2
life of the American democracy. 11 Lippmann and Tonnies 1

works provide some insights into the directions that the

study of public opinion was going to take in the twenties

without, however, clearly anticipating the methodological

and empirical breakthroughs of the thirties and forties.

One of the major theoretical problems m this field

has b ee n to determine both the origin and the direction of

public opinion: i.e., whose opinion is public opinion and

by whom is it heeded?

John D e w e y •s work, The Public and its Problems (1927),

is one instance of the effort to clarify this problem-

Pointing to the conditions of modern life, and in particular

to mobility, he observes that it is characterized by a m o v e ­

ment away from the principle of territorial organization

Palmer, op, c i t . , p., 25 2,

^Bernard C. Cohen, “The Press, the Public, and Foreign


Po l i c y , " Reader in Public Opinion and Com mu ni ca ti on , e d . by
Bernard Berelson and Morris Janowitz (second edition; New
York: The Free Press, 1966), p, 134.

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toward that of "functional," that is to say, occupational

organization„ Under such conditions, the "public" is faced

with its most urgent problem: to find and identify itself ^

Thus, in his view, education together with economic org aniza­

tion control opinion,.

Technological, economic, social, and political de v el op ­

ments made public opinion meaningful and relevant in a

variety of ways, though it remained always elusive. The

challenge it posed was met by people affiliated with various

disciplines. Trying to grasp its implications, and to fol­

low its ramifications, each from the perspective of his

particular discipline, they opened up and stretched out the

field of the study of public opinion.. This was not achieved

without some degree of confusion and loss of focus, One c o n ­

cern seemed, however, to be shared m common by most of

these students of public opinion: to determine, by adapting

old ones and by creating new ones, adequate methods for this

study, methods that would provide for measurement and q u a n t i ­

fication ,

Toward a Science of Public Opinion

In 1937 the Public Opinion Quarterly was founded to

serve public opinion research. In 1947 it bedam e the organ

"'"John Dewey, The Public and its Problems (New York:


H. Holt & Co,, 1927), p p t 215-16,

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of the American Association for Public Opinion Research, an

organization that includes among its members persons from

commercial, journalistic, governmental, and academic circles.,

A look at its issues over the thirty years of its

existence gives the impression that the field of public

opinion is very much like a "c ol lag e," something that can

be anything to anyone. Trying to identify the field, twenty

years after the founding of the Quarterly , Harry Alpert

said:

Public opinion research is many things to many


people . . „ : a business, a political device, an
instrument of propaganda, an art , ..... Each f u n c ­
tion or use of public opinion research , , . leaves
its mark on the nature of the discipline .......

Just one year earlier. Bernard Berelson was making the

following statement:

. „ The field has be c o m e technical and qu ant i­


tative, ath eoretical, s e g m e n ta li ze d, and p a r t i c u ­
larized, specialized and institutionalized.
1m o d e r n i z e d : and group-ized --in short, as a
characteristic behavioral science, Americanized
Twenty-five years ago and earlier, prominent
writers, as part of their general concern with
the nature and functioning of society, learnedly
studied public opinion not for :itself' but in
broad historical, theoretical, and philosophical
terms, and wrote treatises. Today, teams of
technicians do research projects on specific

‘'"Harry Alpert, "Public Opinion Research as Science,"


Public Opinion Quar ter ly, XX (1956), 493-94.

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77
J^23

subjects and report findings. Tw enty years ago


the study of public opinion was part of scholar­
ship; today it is part of science , . .

Berelson's statement reflects in some way both the

uneasiness that has been felt by some with what they consider

the lack of identity of the field, and the confidence of

those who belie ve that not only is it a significant area of

scientific research, but also that the groping characteristic

of its initial phases will eventually contribute to the

clarification of its pursuits, as well as cf its assumptions.

concepts, methods, and tools Indeed, in looking closer and

more carefully at the issues of the Q u a r t e r l y , one discerns

a constant concern with soul-searching, with assessing and


2
reassessing the field..

At the outset, in the very first pages of the Q u a r -

t e r l y . Floyd Allport, after having surveyed what he called

"futile c h a r a c t e r 1 zations cf public opinion," listed a

series of points constituting "common agreements and some

proposed distinctions" which would serve as the criteria for

^Bernard Berelson, "The Study of Public Op i n i o n , " The


State of the Social Sc i e n c e s , ed . by Leonard D. White
(Chicago: The University of Chicago Press, 1955), p 304.
2
Harwood Childs, in trying to discover trends m p u b ­
lic opinion study and research did a content classification
of studies from the Pub lie Opinion Q u a r t e r l y . from its incep­
tion in 1937 to 1965, op., pit.... Chap,, III, "Public Opinion
Study and Research," pp. 49-50.

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:v-24 78

determining the p he nom ena to be studied under the term public

1
opinion,

It is significant that thirty years later, in an issue

of the Public Opinion Quarterly devoted to the study of h i s ­

torical public opinion, Lee Benson attempted to specify,

for the purpose of this kind of study, the main dimensions

and subcategcries of the concept of public opinion, as well

as to devise a classification scheme of opinion indicators,

a kind of explicit statement of the logical considerations

dictating the choice of sources or justifying the inferences

drawn from the factual data. In his view, such a scheme can

make up for the narrowness of the approach of some modern

researchers who believ e the personal interviews are the only

means by which reliable and valid information can be secured

about public opinion, and for the casualness and reticence

2
historians show concerning their procedures.

At the peak of its expansion, the field of public

opinion research was also marked with narrowness, or what


3
Herbert Blumer decried as "narrow o p e r a t i o n a l i s m ." The

^Floyd Allport, "Towards A Science of Public Opinion,"


Public Opinion Q u a r t e r l y , I (1937), 13

^Benson, pp. c 1 1 , p . 558.

"^Herbert Blumer, "Public Opinion and Public Opinion


Polling," Public Opinion and P r o p a g a n d a , ed. by Daniel Katz
et a l , (New York: Dryden Press, 1954), p. 595.

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successful application of the method of sample survey and its

respective techniques of interviewing, questionnaire c o n ­

struction, scaling, and survey analysis, accounts for the

priority that was give n to the concern with the quantitative

measurement of opinion distribution, which gave the field

"the characteristic flavor" it now has. ^ Polling became the

typical preoccup at io n of public opinion research. What

varied was the type of population that is polled and the

issue over which an opinion is expressed.. "To a sizable--and

to some, a f r i g h t en in g- -ex te nt, the substance has often been


2
defined by the technique." At the 1947 meetings of the

American Sociological Association, in a debate on the nature

of public opinion, Herbert Blumer formulated a criticism of

polling as representative of public opinion research; he

meant to invite attention to the question whether public

opi nion polling actually deals with public o p i n i o n . He

aimed pri ma ri ly at the tendency in polling to regard the

findings resulting from an operation, or use of an ins tru ­

ment, as constituting the object of study instead of being

some contributory addition to knowledge of the object of

s t u d y .^

^Berelson, "The Study of Public Opinion," p. 309

2 Ibid,

3
Blumer, "Public Opinion and Public Opinion Polling,"
p. 595,

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:V - 2 6 80

Polling, however, is here to stay, despite B l u m e r :s

"jeremiads."^ Moreover, as Lee Benson pointed out: "Poll­

sters have beco me so ubiquitous, ma n- on-the-street interviews

so common place that the concept of 'public opinion' has lost

■ • „2
its original meaning. , . "

Still, all hope is not lost. Berelson sees m criti­

cism the sign of growth Moreover, every science goes

through successive phases; he disting uis hes seven--they are:

(1 ) the identifying of problems. (2 ) the development cf

b roa d theoretical speculations, (3) the intensified col le c­

tion of empirical data, (4) the de ve lopment of adequate

methods and techniques for measurement and quantification.

(5) the institutional recognition of the field, (6 ) the c o m ­

munic ati on and relations with "intellectual neighbors." and

(7) the construction of a body of interrelated prepositions

that are empirically verified.^ In accordance to his

"''The term "jeremiads" is used by Harry Alpert m an


allusion to Blumer's criticism cf polling. He himself, h o w ­
ever, made the following remark in the direction of the
pollsters: "I do not know whether our membership Committee
[of the Ame ric an Association of Public Opinion Research] has
accepted the application of the wag among us who is fend cf
repeating the old saw: 'Any fool can design a questionnaire
and most of them do,' Even if we bar h i m from our As so ci a­
tion, few of us will deny that there is something to what he
says." Op., c i t . , p, 497,
2
Benson, op. c i t p.- 523,
3
Berelson, "The Study of Public Opinion," pp 305-15

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assessment of the field of public opinion, it has marked

more or less progress with respect to six of them. It is

with respect to the seventh phase that it shows some d e f i ­

ciency, "in spite, or may be because of the great amount of

data assembled m public opinion studies in the last two

decades, there is not much theory to show, But there is

the raw mater ial for it . ,

Can we say today, thirteen years after Berelson s

evaluation, that the field of public opinion has entered

the seventh phase, or, has the time come to admit that this

prospect is doomed, and that the field has perhaps lost the

capacity for insightful generalizations?

This danger was signalled pa rti cul arl y m the first

number cf the twenty-first volume (195 7) of the P u b 1 1 c

Opinion Q u a r t e r l y , and many of the articles m it reflect

the deep concern with finding ways to direct the field so

that it may achieve a fuller scientific status through a

more effective conceptualization and theoretical systemati­

zation ,

Indeed, W i l li am Albig, m his article "Two Decades cf

Opinion Study: 1936-1956" observed that "the capacity for

insightful ge ner alization has atrophied,” that there are

^I b i d ,, p . 315.

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82
V-28

"enormous amounts of information available," that "theory

has been outstripped by description," and that "interest in

manipulation seems to have crowded out attention to the

values fundamental to our de mo c r a c y . "^

Herbert Hyman, on the other hand, while recognizing

the difficulties inherent in the task of consolidating into

a theoretical synthesis the mass of findings accumulated by

research, thought that theoretical work should not be d i s ­

couraged b y them:

Instead of being irritated by the p r o bl em of


fitting everything into a m a s t e r - s c h e m e , we need.
for the moment, only to fit the new ideas into seme
smaller structure of theory . „ , the model for
which is in Merton' s conception of 'theories cf the
2
middle r a n g e 1 .. .

Accordingly, he indicated the areas such as structural,

group membership, and reference group determinants of

opinion, in which the empirically collected data lent t h e m­

selves readily to theoretical treatment, and these such as

index co ns truction "in which more empirical study and

methodology are called for m the interests of better and

more comprehensive theory

^William Albig, "Two Decades of Opinion Study:


1936-1956," Public Opinion Q u a r t e r l y , XXI (1957), 14-15

^Herbert Hyman, "Toward a Theory cf Public Opinion,"


Public Opinion Q u a r t e r l y , XXI (1957), 55.

^ Ibid ,, p 5 9.

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Paul F.. Lazarsfeld's article is an even more concrete

prop os it ion on h o w public opinion research could achieve its

"seventh phase," that is, through a direct confrontation

with the classics The clash b et we en modern empiricists and

spokesmen for the classics recurs in many other fields and

is almost always productive. If public opinion research, as

an aspiring young science, felt the need to cut off all

bonds with the older disciplines it emerged from, that is,

history, political theory, and social theory, now that it

has advanced, it has no reason to wish to maintain its d i s ­

tance from them. On the contrary, it is through bridging

this gap that further progress can be achieved. Thus, the

conceptual task may be achieved b y bending Berelson s phases

"into a loop to see ho w they mesh with the later ones "

A modern work on public opinion that shows concern

with conceptualization is Jurgen Habermas book,

2
Strukturwandel der Offe ntlichkeit (1962)

He sees the solution of the pr ob lem of conceptual

ambiguity in defining and delineating the respective concepts

Lazarsfeld, "Public Opinion and the Classical T r a d i ­


tion ," pp , 40-41,
2
A synoptic translation of this book prepared by
Dr. Gillian Lindt Gollin made it possible for this author to
have direct access to the t e x t ,

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84
as they apply to a particular historical context, whose

social structure determines the content of the concepts. As

structural changes occur, the ideas and institutions related

to public opinion undergo changes too. The d if fic ul ty with

concepts is the fact that as such they are "ahistorical" and

one is in danger of either falsifying reality in order to

subordinate it to the rational requirements of the concepts

or degrading the concepts by making them relative, notes

Julier. Freund in an article which is in part a critique of

H a b e r m a s ’ w o r k .^ Freund finds that the merit of this work

is in H a b e r m a s ’ attempt to establish a kind of range for the

versions that the content of a concept, such as the public,

can present in terms of both the historical and the cross-

cultural dimensions. Indeed, Habermas presents the range of

transformations of the notion of public in various countries,

m particular England, France, and Germany, as well as its

relations w i t h particular social structures such as the

family, clubs, business, and the conceptions philosophers

. . puisqu'il faut des concepts qui, comme tels,


sont a n h i s t o r i q u e s , on risque ou bien de falsifier la real-
ite en la depouillant de ses caracteres de contingence et
de singularite pour la subordonner a la rationalite du
concept . .. ou b ie n de degrader les concepts en les
relativisant a leur tour. ... ," Julien Freund, "Le Concept
de Public et 1'Opinion," Archives Europeennes de S o c i o l o g i e ,
V (1964), 271.

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:v-3l 85

or historians, such as Rousseau, Kant, Hegel, Marx, Tocque-

ville, and Stuart Mill have developed.**-

Habermas's work illustrates the way in which the two

very significant trends in public opinion research can be

made to converge and to combine. These trends are toward a

more deliberate recourse to the inter-disciplinary approach

and a greater concern with the historical dimension, Review­

ing the book, Reinhard Bendix points cut that it is cutting

across several disciplines, sociology, political science,

social history, and the history of ideas Sociological in

its insistence on conceptualization and its concern with

structural changes,, it is also historical not only m the

materials analyzed but also m its contention that the c a t e ­

gories appropriate for its analysis have a historically

limited applicability ^

Lee Benson s views stated in his article. "An Approach

to the Scientific Study of Past Public Opinion," could be

■*■" . , L auteur ncus montre tantot les t r a n s f o r m a ­


tions de la notion du public dans differents pays, eri
particulier 1'A n g l e t e r r e , la France, et 1 Allemagne. tantot
ses rapports avec les structures sociales particulieres ccmme
la famille, les clubs, les e n t r e p n s e s , tantot les variations
de conceptions chez les philosphes our histcrier.s, Rousseau,
Kant, Hegel, Marx, Tocqueville, Stuart Mill, etc . ,"
Freund, opy cit ., p. 256.

^Reinhard Bendix, "Review of St ru kt ur wa nd e1 der


O e f f e n t l i c h k e i t ." American Sociological R e v i e w , XXIX (1963).
128 .

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seen as an interesting response to such trends. Indeed, he

has tried to stress the importance that historical study can

have m the field of public opinion research. Referring to

the observation of some prominent sociologists concerned

with the field of public opinion--Lazarsfeld, Hyman, Berelson

Janowitz--he points out that they seem to agree on the idea

that it is the lack of long-term trend data that seriously

retards theoretical progress. His main argument is as fol­

lows: "if we need many long-term bo di e s of data to develop

a powerful general theory of public opinion, heavy, although

certainly not exclusive, reliance will have to be placed

upon hi st o r i c a l studies , . .

Toward an Inter-disciplinary
Approach

The difficulties encountered m trying to survey the

field cf pub li c opinion study arise from the fact that it is

a field that can be either very narrowly or very broadly and

vaguely defined, but net well defined In one sense, public

opinion is very much the professional field of polling with

its own methods, and techniques, its code, and its litera­

ture, but it is also the concern of a wide range of s c i e n ­

tific di sc iplines which have contributed a great deal to Cur

^Benson, op, c i t ,, p. 5J2

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:V-33 0/

kno wledge about it. In this latter sense, it is a m u l t i ­

discip lin ar y field of study. As such, it has not taken full

advantage of the progress that each particular discipline

has made in its research on public opinion. This is a p r o s ­

pect that can be achieved wh e n the scientific study of

public opini on is transformed from a multi-disciplinary to

an i n t e r - d i s c i p l m a r y field to which sociology would provide

broad theoretical orientations and conceptual frameworks

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CHAPTER V

SOCIOLOGY AN D THE STUDY OF PUBLIC OPINION

As Bernard Berelson noted there has b e e n a definite

shift in public opinion interest from political science to

sociology since the nineteen thirties.'*' On the other hand,

we should not ignore the fact that few studies in any of

the disciplines that have dealt with public opinion match

in scope ox depth those of the early sociologists, G. Tarde,

F. Tonnies, and R. E. Park. But these works, written in

F re nc h and German, have never been translated into English,

and they did not start any strong trend in sociology even

in their own countries. Thus, it is not possible to clearly

identify today a sociology of public opinion.

.1 t is our intention to trace in this chapter the

course of the sociological concern wi th public opinion and

to try to distinguish the factors that have prevented the

respective studies from consolidating into a more definite

sub-field of sociology,

"^Berelson, "The Study of Public Opinion," P. 313..

88

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From "Crowd Psych olo gy " to
"Collective B e h a v i o r "

"I cannot , grant to a vigorous writer. Dr. Le Bon.

that our time is the era of the c r o w d s . ' It is the era of

the public or of the publics, something that is quite d i f f e r ­

ent" wrote Tarde m the very first pages of his book, L 1O p i n ­

ion et la Foule (1901),^ after having explained in the

Preface that the way in which collective or socia 1 psychology

was often conceived was wrong or rather "unreal" for it

implied a collective m i n d , a social c o n s c i o u s n e s s . a we

existing outside and above the individual minds. Social

psychology, he pointed out, should be the study of the r e l a ­

tionships of minds, of the unilateral and the reciprocal

influence of one mind on another ^ T a r d e 's targets were

Gustave Le Bon and Emile Durkheim, and, m a more direct

way, Hippolyte T a m e the historian. Le Bon was then the

very popular spokesman of the school of "crowd psychologists."

Durkheim was gaining importance as the exponent of the theory

of "collective consciousness" and "collective representations

^"Je ne puis . . accorder a un vigoureux e c n v a i n , Le


Dr. Le Bon, que notre age soit, -1 ere des foules.' II est
h e r e du public ou des publics, ce qui est bien d i f f e r ­
ent ... , " Tarde, L Opinion et _la Foule (P a n s : F . Alcan,
1901), p, 11.
2
Tarde, "Avant Propos," L 'Opinion et la F o u l e ,
p p , v-vi.

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Viewed in retrospect, they both had an enduring effect on

the development of s o c i o l o g y ,

T a r d e 1s retort to Le Bon did not reflect the socio log i­

cal thinking of the time, in which there was no great concern

with the distinction b e tw ee n the public and the crowd. Actu­

ally, Tarde's bo ok was reviewed together with other "crowd

and sect psychology" books of Le Bon, Sighele, and Rossi

Ever since, it has almost always been catalogued and c l a s s i ­

fied within this category. That Tarde himself had not

altogether escaped the influence of the vogue of "crowd

psychology" is be tra yed by the choice of the title that he

made, that is. Opinion and the C r o w d . Later, becoming aware

of the misleading character of this title, he remarked, as


2
was. mentioned before, that the title should have been

The Pub l ie and Pub lie O p i n i o n .

Some of the explanation for this concern with crowd

behavior is found in Tarde's own opening remarks of his

essay, "The Public and the C r o w d " :

E.g., m L 'Annee So ci o l o g i g u e . e d , b y Emile Durkheim


and Paul Fauconnet, reviewed Tarde s book m an essay which
under the title, "The Mentality of Groups," includes alsc
the review of La_ Foule Cr iminel le (second French edition
1901) by Scipio Sighele, and of Collettlva M o rb os a (1901) by
P. Rossi, L 1Annee S o c i o l o g i g u e , XI (1901), pp 160-61
2
C f , supra , p • 14•

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91
Not only is the crowd attractive and fascinating
to the observer, but its very name exerts an e x t r a o r ­
dinary effect on the modern reader, and so many
authors are much too inclined to designate by this
ambiguous term all kinds of hu man groupings.

Indeed, the crowd, or rather some kinds of crowds, have a

dramatic aspect on account of their turbulent activity and

their often irregular or even pa th ological effects; because

of it, they have continually attracted the attention of the

students of social phen om ena away from groupings and aggre­

gates such as the public, and have instead constituted the

focal point of the field of "collective behavior" the heir

of "crowd psychology."

However, there are other factors also involved in the

development of "crowd psychology." As Professor Bramscn

remarks:

This literature on crowds is extremely


instructive., A flurry of studies make their ap p e a r ­
ance in the last decade of the 19th century They
are concerned with the behavior of crowds, and are
written by men who consider themselves social scien­
tists . . . they are usually inspired by anti­
democratic sentiments Curiously, the intel­
lectual inspiration for these studies among the
French seems in many instances to ha v e come from
Tame. . ,

^Tarde, Li Opinion et la F o u l e , p , 1

^Leon Bramson, The Political Context of Sociology


(New Jersey; Princeton University Press, 1961). p 513

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-5 92

On the other hand, G ra ham Wallas had long ago observed

that both

Tarde and Le Bon were Frenchmen brought up on


vivid descriptions of the Revolution and themselves
apprehensive of the spread of Socialism. Political
movements which were m fact carried out, m large
part, by men conscious and thoughtful though n e c e s ­
sarily ill-informed, seemed therefore to them, as
they watched them from outside, to be due to the
blind and unconscious impulses of masses incapable
bo th of reflection and reasoning , . . ^

We would net readily lump Tarde together with those

who were guided by Taine's deterministic conception of

history.. Though Tarde borrow ed extensively from Taine's

writings on the events of the French Revolution in illustrat­

ing his analysis of crowd behavior, he always tried to make

it clear that he was the disciple not of T a m e but of Cournot

He admitted that he had learned much from him, that he had

read him avidly, but, he stressed, he had not be en guided by

,
him.
2

Among the contemporaries who reviewed or discussed

T a r d e 's work, the views were divided, While Espinas for

example stressed the conservative outlook of Tarde, Mazel


3
insisted on making a distinction between Tarde and T a m e .

^Graham Wallas, The Great Society (New York: Macmillan


Co., 1914), p. 137,
2
C f , s u p r a , p . 42,

^Espinas, "Notice sur la vie . . . " pp. 309-422,


p a s s i m ; Mazel, "A Propos de M. Gabriel Tarde," pp. 89-102,
p a s s i m ..

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-6 93

As has been recognized recently,

Tarde resisted the late nineteenth century trend


to debase communicated thought and collective
action to the level of the mob, as social p s y c h o l o ­
gists such as Le Bon attempted, Tarde reserved
for the public a higher place in the temple of
rationality than was reserved for the c r o w d ,

Clearly, Tarde did not wish to follow the fashion that had

produced

, , the scores of books and more fugitive


pieces put into print by psychologists, sociolo­
gists, social philosophers, political journalists,
and unhappy creative novelists that centered on
these unlovely irrational and selfish, impulsive,
capricious and violent aspects of man and his
behavior . , ,^

At the same time, by making public opinion the object

of sociological study he intended to resist an increasingly

fashionable trend in sociology that was fostering "collective

consciousness." His study would demonstrate that public

opinio n is a typical instance of the products of intermental

processes, of the influence that one mind exercises on

another, not part of an existing collective mind

Public opinion, however, has not become a central c o n ­

cern m sociology, and the merit of Tarde s work is to have

‘'’Wilson, A Theory cf Public O p i n i o n , p 131


2
Robert K. Merton, "Introduction" to the Compass
Edition of The Crowd by Gustave Le Bon (New York: Viking
Press, 1960), p, xvi,

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r- 7 94

been "prophetic" rather than "pioneering"v

It is easy to recognize in Tarde the prophet of


the pr es ent-day study of public opinion; for in
social study today, as in T a r d e 's own work, the
emphasis falls on examination of the phenomena of
mass communication and the publics it generates
1

However-, if we searched for the sociological category

in which the phenomena of the public and public opinion are

included today, ir_ most cases we find that it is under- the

rubric "Collective Behavior" that they are classified but

not analyzed,

The nature of collective behavior is suggested


b y the consideration of such topics as crowds,
mobs, panics, manias, dancing crazes, stampedes,
mass behavior', public opinion, propaganda, fashion,
fads, social movements, revolutions, and reforms
, „ , „ The sociologist has always been interested
in such topics, but it is only in recent years that
efforts have been made to group them in a single
division of sociological concern and to regard them
as different expressions of the same generic fac­
tors, The term collect ive b e h a v ior is used to label
this area of social interest , „ , .^

In both the Encycl op ed ia o_f _the Social Sciences (19 34;

and the I n t e r national Ency c l o p e d ia of _the Social .Sciences

(1968) collective behavior and public opinion are treated ir.

sepa ra te articles; but, while the articles on "Collective

"'"Wilson, A T heory of Public O p i n i o n , p 131,


2
Herbert Blamer, "The Field of Collective Behavior."
in Pr inciples of S o c i o l o g y , e d , b y A, M, Lee (second edition,
revised; N e w York; Barnes and Noble, Inc,, 1962), p, 16 7,

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95
Behavior" were wr i t te n in both instances by sociologists, by

R. E. Park and Kurt Lang and Gladys Lang respectively, those

on "Public Opinion" were authored in the earlier wo r k by

historian W i l h e l m Bauer and in the recent publication b y

Phillips Davison, a professor of journalism.'''

Twentieth century sociology's concern with crowd

phenomena has remained strong. One factor accounting for

this continuing interest might be the diffusion that the


2
ideas of "European irrationalists" had in American so c i ­

ology, a diffusion that was co ns iderably facilitated b y

the institutionalization of sociology in the United States,

and by the fact that among the academic teachers of s o c i ­

ology there were American sociologists who had been to


3
Europe "to sit at the feet of the great men in their field."

The work on crowd be havior b y the French and Italian

social psychologists had received the attention of, and, to

a certain extent, had served as a model for a generation of

"'■Robert E. Park, "Collective Behavior," E nc yc 1 o pa a d 1 a


of the See i ad Sc i e n c e s , 1930, III, 631-33 ; Kurt Lang and
Gladys Engel Lang, "Collective Behavior," International Enc y-
ci_opedia of the Social S c i e n c e s , 1968, II, 556-65;- W. Bauer,
"Public Opinion." Encyclopaedia of the Social S cie nc es , 1934,
XII. 669-74; Phillips Davison, "Public Opinion," International
Bn cy clo ped i a of the Social S c i e n c e s , 1968, XIII, 188-203.

^Bxamson, op., c i t .. p. 8 6 .

^ Ibp d . , p , 5 7.

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Am erican sociologists who were concerned with making soci ­

ology more scientific and less speculative, The study of

the crowd, moreover, suited this early phase of American

sociology, that Louis Wirth has termed "a science of left­

overs," This was the phase in which sociologists under

pre ssu re to legitimize their discipline in academic circles

defined its subject matter in terms of the trivial and

ne glected aspects of the social world which were regarded

as too insignificant to merit the attention of political

scientists and economists,, ^ They had, therefore, to turn

to those ph en o me na that did not fit readily into the frames

of ref erence of the state or the market.

Moreover, as Chicago sociologists in particular set

out to study the problems of urban existence, they were more

likely to deal with the more problematic and pathological

instances of "collective behavior."

Under these ci r c u m s t a n c e s , sociologists tended to


2
be co me the "rational students of non-rational behavior."

and out of this enterprise, the field of collective behavior

took shape. However, "conceptions of normal behavior have

‘'"Louis Wirth, "American Sociology, 1915-1947," Am e r i -


can Journal of S o c i o l o g y , Index to volumes I-LII (1895-1947),
276-77 „

2
Bramson, op_„ c i t , , p. 90.,

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-10 97

undergone steady change as the understanding of normal social

pr ocesses has progressed, and each such change has required

a re-assessment of the boundaries of collective b eh av ior,"^

Thus, as sociological research increasingly confirmed

the complexity of normal social structures and social

processes, there was less inclination to distinguish the

p h e n om en a of collective behavior on the basis of their spon­

taneity and of their discontinuity from conventional social

phenomena. It was recognized that it is not so much the

deg ree of group control over the individual consciousness

that characterizes collective behavior as the manner in

which the control or impact operates.

Through the circumstances of his studies and his p r o ­

fessional experiences, Robert E. Park (1864-1944) played an

important part in the formation and the orientation of the

sociological study of the phenomena of the crowd and public

opinion.. After h avi ng studied as an undergraduate student

at the University of Michigan under John Dewey, and as a

graduate student of psychology at Harvard University under

Josiah Royce and Wi ll iam James, he went to Berlin in 1899,.

"'‘Ralph H. Turner, "Collective Behavior," in Handbook


of Mo dern S o c i o l o g y , ed. by Robert E. L. Faris (Chicago:
Rand McN al ly Co., 1964), p. 382,

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'-11 98

There he listened to the lectures of the German sociologist,

Georg Simmel. In 1900 he went to the University of

Strasbourg and "heard" Wilhelm Windelband, When Windelband

went to Heidelberg in 1903, Park followed h i m there, and m

the next year he presented his doctoral dissertation, Masse

und Publiku m ("The Crowd and the Public").

It was reviewed in the same year in L 1Annee S o c i -

ologigue by R. Hourticq who describes it as a work conceived

on the basis of a historical and dialectical method.^ In it,

Park reviewed most of the theories on the crowd and the p u b ­

lic. The works of Scipio Sighele, J. Mark Baldwin, and


2
G. Le Bon are among the most frequently cited. Park d i s ­

cussed in particular what distinguishes the public from the

crowd, in some respects agreeing w it h Tarde, in others

extending his observations beyond Tarde's. For example, he

considered the public as a more advanced form of social

aggregate than the crowd. The public develops only in

societies which have division of labor. It is critical

while the crowd is moved by a kind of collective impulse,

very much like an instinct, Moreover, he accepted that

"'"R. Hourticq, "Compte-rendu" of Masse und Publikum


by R. E. Park, L 1Annee Socioloqique (1904-1905), IX, 158-59.

2
Everett C. Hughes, "Tarde's Psychologie E c o n o m i q u e ,"
American Journal of Sociology (1961), L X V I , 553,

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99
7-12

individual opinions are distinct even w h e n they fuse to give

rise to public opinion. Finally, he indicated that in the

public, a practi cal norm emerges which appears to every indi­

vidual as an ideal outside of him.

Park retained a particular interest in the press and

its impact on publi c opinion, an area to which he could con ­

tribute a rather long experience as a newspaper reporter and

editor. As it is reported by Helen Ma cGi ll Hughes,"- in his

young years, Park had planned with Fra nklin Ford to found a

new kind of newspaper, The Thought News, which would register

movements of public opinion in some exact manner. The

project was not carried out as the techniques of polling

and survey analysis were too rudimentary then; it shows,

however, that Park always viewed public opinion as a mea su r­

able phenomenon.

In 1921, in the Introduction to the Science of Soc i­

ology that he pre par ed with E. W. Burgess, he attempted the

first defin it io n of "collective behavior," as the behavior

of individuals under the influence of an impulse that is

common and collective, an impulse, in other words, that is


2
the result of social interaction. A few years later, he

"''Helen MacGi ll Hughes, "Robert E. Park, " International


Encyclopedia of the Social Sciences (1968), XI, 417.
2
Park and Burgess, op. pit., p. 865.

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contributed the article "Collective Behavior" to the E n c y ­

clopedia of the Social Sciences (1930).

A long time h ad elapsed b e twe en the writing of the

doctoral di ss ertation under the direct influence of European

sociology and that of the article in the E n cy c l o p e d i a , when

Park was already a major figure at the Department of S o c i ­

ology of the University of Chicago, then the center of

sociological activity in the United States. Though Masse

und Publikum did not bec o m e widely known, Park's interest in

the crowd ph e n om e na and those of social contagion had not

become displaced b y his other interests. We could say that

his action to institute the field of collective behavior had

a double significance. On one hand, because of his position,

Park contributed to the di ffusion of the concept in the

training of sociologi sts who were his colleagues and st u­

dents at the Univers ity of Chicago. On the other, he inte­

grated, and to some extent consolidated into a field of

study, concerns and conceptions about these ph enomena that

until then had b e e n incorporated into the theoretical sys­

tems of the American social psychologists. In the process

of doing so, he modified the perspective in the study of the

phenomena of social contagion, shifting it away from the

pathological co nception to one that viewed these pheno men a

as having a con struct ive potential for social change, and

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collective behavior came to be viewed as the seedbed, the

bree di n g- gr o un d of new institutions.^"

Thus, Park's work in this respect may be seen as

hav ing contributed the most to the transplanting of the

earlier "crowd psychology" from the old world and to the

creatio n of a field with a broa de r scope and a closer

2
affiliation with sociology.

The direction that Park gave to the study of c o l ­

lective behavio r reflects to some extent Tarde's claim not

only that the crowd is not in all cases a morbid form of

collective behavior, but also that social life moves toward

the phas e marked by the p r o l i f e r a t io n of the publics, a more

intellectualized type of grouping. In his article, "Collec­

tive Behavior," however, Park p o i nt ed out the difficulties

in the study of this kind of grouping; he said,

. . . most amorphous is that form of collective


beh av io r which manifests itself through the ex pr es ­
sions of 'public o p i n i o n . ' ihe public is an entity
wh ic h has never be en clear ly defined . . . .

Bramson, pp. c i t ., p. 62.


2
This affiliation is no w clearly accepted: "Co ll ec ­
tive behavior, although strictly sociological in its approach,
supplies a link to the interests of political scientists and
h is to ri an s who have long b e e n concerned with revolutions and
mass mo vements . . . ," M. Janowitz, "Introduction to C o l l e c ­
tive Behavior and Conflict: Con ve rg in g Theoretical P e r s p e c ­
tives," a Symposium, The So ci ological Q u a r t e r l y , V (1964),
114.
3
Park, "Collective Behavior," p. 632.

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102
'-15

As sociology moved to ward empirical research and

increasing specialization and differentiation, its scope

contracted since not all the social p h e no me na could be sub­

jected to the research and ve rif ica tio n methods and te c h ­

niques initially developed. Park's impetus to the study of

collective behavio r phenomena was gra du all y exhausted as

his "natural history" approach to the study of social

p ro cesses came to be considered insufficient, and as the

empiric al ly more adequate structural analysis approaches

gained ground."*"

Indeed, as sociologists engaged in research they

b eca me increasingly aware of the diffic ult y inherent in

"observing and recording complex aspects of social reality,

whic h envelop the observer and resist simplified coding and


2
da t a- red uct ion techniques. ..." So, the field of c o l l e c ­

tive be hav ior lost some of its earlier dynamism. As Herbert

Blumer said, although much has b ee n added to our knowledge

of separate topics within the last two decades, no signifi­

cant con tribution has b ee n made to the analysis of collective

"In recent decades sociologists have become less


interested in social processes themselves and more inter­
ested in intensive analysis of be hav ior in specific in st i­
tutional and cultural settings . . . ," P. H. Horton and
C. L. Hunt, Sociology (New York: McGraw-Hill Inc., 1968),
p. 298.
2
Janowitz, "Introduction to Collective Behavior and
Conflict," p. 113.

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7-16 103

behavior. But M. Janowitz is even more specific:

The theoretical relevance of the collective


beh avi or framework has been pr ob le ma ti c until
recently, and open to extensive debate. In fact,
there was a period of time after the initial con ­
tributions of Robert E. Park, in which the th e o ­
retical disputations about the nature of collective
be hav io r appeared to divert creative energies. As
a specialized orientation, collective behavior
beca me encapsuled and immune to the theoretical
developments in other aspects of sociological
thinking . . „ .^

In the course of this development it was not made

very clear whether the public and public opinion were c o l ­

lective beh avi or phenomena or not. Apparently, the settling

of such a question depended on thlT cri teria that were

selected to serve as the basis on which collective behavior

could be distinguished from non-collective behavior. It is

only recently that an effort was made at establishing such

criteria and at solving the vexing "boundary p r o b l e m , " that

is the pr ob le m of deciding whether the events subsumed under

collective beh avior constitute a generica lly different type

of social behavior, and of determining what is the opposite


3
or the absence of collective behavior. The sociologists,

Herber t Blumer, "Collective B e h a v i o r , " in Review of


S o c i o l o g y , ed. b y J. P. Gittler (New York: John Wiley &
Sons, Inc., 1957), p. 127.
2
Janowitz, "Introduction to Collective Behavior and
Conflict," p. 113.

^ I b i d . , pp. 115-16., ^

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_17 104

H. Blumer, Neil Smelser, and Ralph H. Turner, addressed t h e m ­

selves to this problem.'*' However, the question of whether,

in accordance with their criteria, the public and public

opinion constitute instances of collective behavior has not

been settled in any definite way.

Sociological Theorists
of Public Opinion

It is difficult to find a systematic account of the

sociological study of public opinion. Among various ob se rva ­

tions we distinguish one made recently b y Harwood Childs:

In fact, since the latter part of the nineteenth


century the study of public opinion has b e e n greatly
influenced and enriched by the contributions of
sociologists and social psychologists, the former
much interested in it as a means of social control,
the latter seeking to throw light in its formation
through studies of individual group behavior . . . .

Explicit views on public opinion on the part of early

sociologists are found in the writings of Auguste Comte as

well as in those of Lester F. Ward.

It is in his Systeme de politique positive .. . -

(1851-54) that Comte developed what he called his "positive

Blumer, "The Field of Collective Behavior"; Neil


Smelser, "Theoretical Issues of Scope and Problems"; Ralph
H. Turner, "New Theoretical Frameworks," "Collective
Behavior and Conflict"; a Symposium, Sociological Q u a r t e r l y ,
V (1964), pp. 117-132.
2
Childs, ojo. c i t . , p. 31.

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105
r-18

theory of pu blic opinion." He envisioned the rule of public

opinion as the principal trait of the ultimate condition of

mankind, the positive stage. With the irrevocable passing

of the theological illusions, the rule of pu blic opinion will

become indispensable and it will compensate for the d e f i c i e n ­

cies in most men of natural morality. Public opinion, in the

positive stage will emerge from the alliance of spiritual

leaders and masses, for everyone will then be forced to live

increasingly in the public light. With its double function,

moral and political, public opinion is bound to be the all-

important regulator of modern life."*-

Ward's concern with public opinion is also in c on ne c­

tio n with h is "teleological" conception of social order and

social action. The great social aim is correctness of

opinion. This is something that can be achieved only if

thi nking is freed from superstition and convention as well

as from subjective influence. Opinions base d on desires are

as likely to be false as true, and the universality of

2
belief is no evidence of the truth.

Auguste Comte, Systeme de politique p o s i t i v e , ou


traite de Sociologie instituant la religion de 1 1humanite
(4 volumes, fourth edition; Paris: 19 12 ) , ' I, 139-150.
2
Lester F. Ward, Dynamic Sociology (2 volumes, second
edition, 1897; New York: D. Appleton, 1883), V o l , II,
Chap. XII,

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It is, however, in the writings of the sociologists

wh o co nst ituted the broad international circle that we find

a more systematic treatment of public opinion phenomena.

In an article with the title, "Public Opinion,"

(1909)"*" J . Shepard reviewed both Le Bon and T a r d e :s work,

and at the same time discussed E. A. Ross- conception of

public opinion as "public sentiment" and a means of social

control. Public opinion is "the pr i m i ti ve nucleus out of

which the various agencies of social control ha ve developed."

This is so be c a us e "common o p i n i o n - - c l a s s , group, or public

o p i n i on — is usual ly the resultant of many individual con tr i­

butions, the residue left after the offerings of each have


3
been wi nno we d in the minds of the rest."

The c on ce pt ion of public opinion as an agency of

social control h a s induced sociologists to search for its

implications and eventually to study the ph e n o me na of

propaganda.

In the same year that Shepard was discussing R o s s ;

views on public opinion, R. Maunier was reviewing, in the

1Walter J. Shepard, "Public Opinion," American Journal


of S o c i o l o g y , XV (1909), 32-60.
2
E. A. Ross, Principles of Soci olo gy (New York: The
Century Co., 1920), p. 429.,

^ I b i d ., p . 283.

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\j-2Q 107

Revue Internationale de S o c i o l o g i e .C . H. C o o l e y 's Social

Organization (1909), and was giving special emphasis on the

author's conception of public opinion,"'' According to Cooley,

public opinion is a ma nifestation of collective c o n s c i o u s­

ness that emerges out of the converging action of the ex t e r ­

nal means of mental communication. Com pl ex and concrete, it

is not just the sum of individual judgments.. Indeed, Cooley

gave public opinion a social dimension:

„ . . We may vi ew social consciousness either in


a particular mind or as a cooperative activity of
many minds. The social ideas that I have are
closely connected with those that other people have,
and act and react upon them to form a whole. This
gives us pu blic consciousness, or to use a more
familiar term, public opinion, in the b r o a d sense
of a group state of mind which is more or less d i s ­
tinctly aware of itself . . „ The more intimate the
communic ati on of a group the more complete, the
more thoroughly knit together into^a living whole
is its pu blic consciousness, , - .

The grou p may be the family, a local group, or a

class. Actually, institutions are simply a m o r e 'established

phase of the process of public opinion,,

Cooley's b r oa d conception of public opinion is very

much in the same line with that of Ross and opposed tc that

"'"R. Maunier, Review of Social O r g a n i z a t i o n , Revue


Internationale de S o c i o l o g i e , XVI (1909), 544-46,
2
Charles H. Cooley, Social Org anization (New York:
Schocken Books, 1962; first published b y Scribner's Sons in
1909), p. 10,

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'-2 1
108

of Tarde, in that it emphasizes the group rather than the

public as the locus of public opinion reflecting thus a

trend that marks many of the studies using the psychologic al

approach„

Ferdinand Tonnies, the well-k no wn German sociologist,

was very much part of the international circle of s o c i o l o ­

gists who, coming from many countries in Europe and from the

United States, gathered at the annual congresses of the

Institut International de S o c i o l o g i e „^ At the first congr ess

of the Institut, in 1894 in Paris, Tonnies presented a paper,

"Considerations sur l'histoire moderne," in which he was

dealing with public opinion., He said then that there are

three social forces in modern times, society, the state, and

science:

Science is the republic of scientists insomuch


as it is independent and separate from the society
and from the state, even though it is so only to a
limited extent., But, so long as it exists, it tends
to shape the opinions, public opinion. The latter
is expressed, though imperfectly, in the current
press . . . which is par tl y the instrument of the
society and partly the instrument of the s t a t e , A
press governed by a bod y of scientists, as

The proceedings of these annual congresses were p u b ­


lished by the Institut and constitu ted the volumes of the
Annales edited by Rene Worms; the Revue Internationale de
Sociologie was the journal of the Institut.

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independent as a supreme court: This would be the
scientific press, of which we have only a very few
signs , , .. .^

It was in 1887, however, that he had first dealt with

public opinion giving it an important place in his work


?
Gemeinschaft und Gesellschaft (1887),

It was much later, m 1922, that F. Tonnies published

his treatise on public opinion, the Kritlk der Offentlichen


3
Meinung one of the most comprehensive, yet largely ignored,

treatments of public opinion. Of particular interest to our


t/

study is Tonnies' intention in writing this book, As he

said in the Introduction, in 1907 the publisher 0. Haering

called his attention to Gabriel Tarde's L :Opinion et la

Foule and invited h i m to write a German book on public

"La science c'est la Republique des savants en tant


q u ’elle est m d e p e n d a n t e et separee de la societe et de
l'Etat, ce qui peut etre ne se realise que dans une mesure
tres limitee, Mais en tant qu'elle existe, elle tend a
former les opinions, l ’opinion publique., Celle-ci s-exprime
sous u n e •forme tres imparfaite dans la presse actuelle ,. ,
Elle est en partie instrument de la societe, en partie
instrument de l'Etat., Une presse dirigee par un corps de
savants, aussi m d e p e n d a n t e qu'une cour supreme— voila la
presse scientifique dont ll n :y a que peu de prodromes
encore , .. ," Ferdinand Tonnies. "Considerations sur
l'histoire m o d e r n e , " Annales de 1' Institut International de
S o c i o l o g i e , I (1895), p, 253.

2
Ferdinand Tonnies, Gemeinschaft und Gesellschaft
(Leipzig: Fues's Verlad, 1887), trans. by Charles P Loomis
as Community and Society (East Lansing: The Michigan State
University Press, 1957), pp. 218-22.

3 •*
Tonnies, Kr it lk der Of fent lichen Meinung , p a s s i m ,.

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-2 3 110

opinion that would constitute a counterpart to the prominent

French and Italian works of the time. Tonnies accepted the

invitation at once, but he did not b e g i n work on the book

until 1915, and could not complete it until 1921,"'’

His analysis is based upon an interpretation of the

political experience of several nations and upon a full c o n ­

sideration of the historical background. Concerning public

opinion itself, Tonnies stressed the need tc distinguish

between public opinion and The Public Opinion:

Above all it seemed essential to distinguish


public opinion as a conglomeration of diverse and
contradictory desires and intentions, from The
Public Opinion as a unitary force and expression
of the common will . - ,

He also distinguished states of aggregation of various

types of public opinion, namely, the three states, solid,

liquid, or gaseous, that in the natural sciences characterize

"I have for many years valued highly the writings of


Tarde, but I also k n e w that our scientific assumptions, p a r ­
ticularly the sociological ones, are rather different: Herr
Haering himse lf expressed the view that a German bock on
pu blic opinion would have to be structured differently."
i b i d ., p. v (passage translated by Dr, Gillian L. G o l l i n ) ;
also cited by Paul A. Palmer m "Ferdinand Tonnies Theory
of Public Opinion," P u b 1 1 c Opinion Q u a r t e r l y . II (1938),
p. 584,

2 •.
Tonnies, Kritik der Offentlichen M e i n u n q , p 6 ,
quoted by Gi ll ian L. G o l l m and Albert E, G o l l m , "Tonnies
on Public O p i n i o n , " draft chapter for a forthcoming bo ok on
Tonnies in The Heritage of Sociology Series, edited by Werner
N. Cahnmann, p. 17; also cited by Jean Stoetzel, Esquisse
d ;une Theorie des Opinions (Paris: Presses Universitaires
de France, 1947), p. 147.

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matter. Thus, public opinion may be solid, fluid, or eph em ­

eral, depending on the degree of its u n a n i m i t y . 1

Another member of the same international circle of

sociologists, Georg Simmel, did express cogent and original

observations on public opinion which have not yet been fully

examined and discussed. The student of public opinion would

find among them many valuable theoretical pr op ositions to

test in empirical r e s e a rc h, 1 To understand Simmel's views

on public opinion one must take into account his differentia

tion betw ee n forms of the intrinsic and extrinsic relations

of the individual to hi s social group. It is in terms of

custom, law, and morality that these relations are regulated

A group secures the suitable behavior of its members through

custom, when legal coercion is not permissible and individua

morality net reliable. Cu stom operates as a supplement cf

these other two orders, and public opinion is its only execu
3
tive organ. Thus, public opinion is viewed as the co nt rol ­

ling mec hanism that a particular group applies; it is then

1Tonnies, Kritik der Offentlichen M e i n u n g , pp 13 7,


246-49, 258-63, cited by Go llin and G o l l m , p p , c i t ,,
pp. 19-21.
2
Albert J, Reiss, Jr.., "Review of The Sociology of
Georg Simmel (translated and edited by Kurt H- Wolff),"
Public Opinion Q u a r t e r l y , XI V (1950-51), 789,
3
The Sociology of Georg S i m m e l , trans, and e d , by
Kurt H. Wolff (Glencoe: Free Press, 1950), p. 101

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more typical of small groups rather than of larger co l l e c ­

tivities ,

The Emergence of _a Methodological


Orientation

The next generation of sociologists to deal with p u b ­

lic opinion were affected by developments that had marked

both their discipline and the field of public opinion

For one thing, a certain degree of par ochialism had

settled m sociology during the interval between the two

world wars. Increasing institutionalization fostered spe­

cialization which is reflected by both the content of soc io ­

logical journals and the subjects treated at the sessions of

the annual meetings of the sociological a s s o c i a t i o n s . With

this trend toward specialization, the sociologists' quest

changed from an attempt to discover "natural laws" to some­

thing more like attempts to invent concepts and formulas that

would serve as ad hoc descriptions of more or less recurrent

aspects of interhuman behavior. There continued to be

efforts to show that sociological generalizations could net

be derived from (or reduced to) generalizations of ether d i s ­

ciplines like psychology or economics, and the antireduc­

tionist premise came to be gen erally taken for granted.'*' The

^Catton, J r ,, "The Development of Sociological


Thought," p, 922,

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trend developed in American sociology for fact gathering and

the intensive, but more or less aimless, study of small and

often disconnected "problems" and the immersion into the

development of super refined techniques for ordering and s u m ­

marizing the crude data thus gathered,^

This fragmentation of sociological study, with its

concomitant antireductionism, was not conducive to the sti mu ­

lation of significant research m the area of public opinion ,

The ground in this area seemed too cluttered with material

that was not acceptable: either it was developed by other

disciplines; or, if sociological, it was too "theoretical,"

consisting of untested generalizations. Sociologists engaged

in research at this time did not have either the patience or

the means to utilize this material as a source of hunches

and hypotheses, perspectives, and insights. They would

rather start with entirely new definitions of problems of

research. It is much later that recognition and appreciation

were expressed for the work that had b ee n achieved by the

various disciplines in the field of public opinion:

. , . On its way towards achieving a full scien­


tific status, the field of public opinion has had
the support of several disciplines or "intellectual
godparents" , , . Psychologists have contributed
their experience with attitude and intelligence
tests and measurements as well as substantive

^Wirth, op., cit ., p, 274

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114
-27

concepts and propositions. Sociologists have p r o ­


vided experience with field and community studies
and ideas about social structure and the place of
opinion within it. Market research has developed
new techniques and furnished a variety of p r a c t i ­
cal problems on which to try them. The statis­
ticians have worked on such problems as sampling
and scaling . . . for a good many years the
political scientists have b e e n discussing the
nature of public opinion and the role it plays
in the political process . . . .^

And it is rather recently that the claim has been

formulated that our conceptual schemes should not be o r g a ­

nized narrowly within a separate distinctive field of public

opinion research, but should be b ro ad ly conceived as part of

the wider conceptual frameworks of the life, psychological,

and social sciences.^

Indicative of the low degree of interest in public

opinion on the part of sociological research, in this period,

is B. Berelson's comparative survey of the bibliographies on

the field in 1930 and in 1955. There are more sociologists

among the titles in the 1955 bibli og rap hy than in the 1930

3
one.

Bernard Berelson, "Democratic Theory and Public


Opinion," in Reader in Public Opinion and C o m m u n i c a ti on , e d .
by Berelson and Janowitz (New York: The Free Press, 1966),
p. 489.
2
Harry Alpert, "Public Opinion Research as S c ie nc e, ”
Public Opinion Q u a r t e r l y , XX (1956), 498.
3
Berelson, "The Study of Public Opinion," p. 303.

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Herbert B l u m e r 1s quest for the functional analysis of

public opinion was a quest for the sociological study of p u b ­

lic opinion, the absence of which he very strongly deplored:

Admittedly, we do not k no w a great deal about


pu blic opinion . . . the feature that I wish to
note about public opinion and its setting are so
obvious and commonplace that I almost blush to
call them to the attention of this audience. I
would not do so were it not pa infully clear that
the students of current public opinion polling
ignore them, either wit ti ngl y or unwittingly, in
their whole research pr ocedure . . . .

It is true that "polling" dominated the field, and

that psychologists, semanticists, statisticians, journalists,

and account executives dominated the polling organizations,

illustrated by the American Institute of Public Opinion

(George Gallup), the Fortune poll (Elmo Roper), the National

Opinion Research Center (University of De n v e r ) , the Office

of Public Opinion Research (Hadley Cantril, Princeton Uni-


2
versity) , and others in this country and abroad. However,

this phas e of sociology was not as entirely marked by i n di f­

ference to public opinion research or as sterile in real

achievements as it may appear to be. Besides the collection

of empirical data, even though on a haphazard, fortuitous,

^Blumer, "Public Opinion and Public Opinion Polling,"


p. 596.
2
Alfred McClung Lee, "Sociological Theory in Public
Opinion and Attitude Studies," American Sociological R e v i e w ,
XII (1947), 314.

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and ephemeral basis, there were some positive contributions,

more particularly in the de ve lo pm en t of what is called the

2
"attitude and opinion studies."

This direction in the study of public opinion had

been indicated by Floyd H. Allport in his article "Toward

a Science of Public Opinion." He stressed that in order to

get out of the blind alleys and upon the proper road in the

study of public opinion, it is necessary to consider the

ph e n o m e n a under this term as instances of behaviors of human

i n d i v i d u a l s .^

The social psy cho log ic al approach to the study of

pu bl ic opinion in this per io d followed two main directions

Depending on whether public opinion was primarily seen as

social control or as a m a ni fe st at io n of attitudes, the study

cente red on the theme of p r o p a g a n d a or social change

The consideration of attitudes as an important v a r i ­

able in the formation of public opinion is traced to Gordon


4
W. Allport's study, "Attitudes" (1935). As he explained

"''Berelson, "The Study of Public Opinion," p. 307 ,


2
Alfred McClung Lee, op_. c i t . , p. 312.
3
Floyd H. Allport, "Toward a Science of Public O p in io n
p . 12 .

^Gordon W. Allport, " A t t i t u d e s , " Handbook of Social


P s y c h o l o g y , e d . by C. M. M u r c h i s o n (Worcester, Massachusetts:
Clark University Press, 1935), pp. 798-844.

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hi ms el f later, the concept of attitude became the most d i s ­

tinctive and indispensable concept in contemporary American

social psychology; psychologists and sociologists could find

in it a me eti ng- po int for di scussion and research,'*'

Daniel Katz supported the point of view that the raw

material out of which public opinion develops is to be found

in the attitudes of individuals. The nature of the o r g a n i ­

zation of attitudes within the personality and the processes

which account for attitude change are thus critical areas

for the understanding of the collective product known as

public opinion.^

The political and technological developments, in the

period under consideration, that led to a more manifest

m a ni pu lat io n of public opinion, account for an increased

sociological interest in propaganda. In the pr opaganda

studies one can detect the lingering of the earlier c o n c e p ­

tions of public opinion as a phase of social control. The

^Gordon W. Allport, "The Historical Background of


Modern Social P s y c h o l o g y, " Handbook of Social P s y c h o l o g y .
ed. by G. Lindzey (2 volumes; Reading, Massachusetts:
Addison-W esl ey Publishing Co., Inc., 1954), I, 43.
2
Daniel Katz, "The Functional Approach to the Study
of Attitudes," Reader in Public O p i n i o n , ed by Bernard
Berelson and Morris Janowitz (New York: The Free Press,
1966), p. 51.

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theme of pr opaganda is observed in many of the writings of

this period, a number of which bear the mark of the influence

of Freudian analysis.^

Convergence of Theoretical and


Me thodological Concerns

What is also true of this period is that the concern

with quantification promoted the refinement of methods and

techniques. Despite a "narrow o p e r a t io na li sm ,"^ better

methods made sociologists ga in confidence, and they became

more and more inclined to examine various phases of the

p henomenon public opinion, and to explore its implications

in the direction of elites, mobility, status, groups of many

kinds, "hidden persuaders," the organization man, personality

traits, motivations, character, decision-making, etc-^

With this expansion of the sociological interest in

the public opinion phenomena, researchers were better able

to select, to formulate, and to explore significant problems

However, it is still not clear what exactly are the

study areas relevant to publ ic opinion. The editors of the

■*"It is mainly Harold D. Lasswell's work that reflects


the concern with propaganda, and especially his book.
Democracy Through Public Opinion (Menasha, Wisconsin:
George Banta Publishing Co., 1941),
2
Blumer, "Public Opinion and Public Opinion Polling,"
p. 5 95.

"^Childs, ojg. c i t . , p. 38.

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119
R eader in Public Opinion and Communication admit, in p r e s e n t ­

ing the 1966 edition, that they are not much w i s e r in this

respect than they were in 1950, when the p r e sented the first

edition. So, they tried to represent the major streams of

interests and modes of thought now active in the field.^

Phillips Davison's survey of the field of public o pi n­

ion, which is the latest to appear, distinguished four p a r ­

tially overlapping categories in the study of public opinion

phenomena. They are the quantitative study of opin io n d i s ­

tribution; the formation of public opinion; the political

role of public opinion; the communication media and their

2
us es

It is to the fourth category that most of the recent

sociological studies of public opinion would belong. They

received an impetus from the tendency that developed among

some sociologists toward the conception of mo d e r n society


3
as a mass society and the interest and development of

research in the area of "small group" study. The idea of

the mass society co nsisting of individuals from different

^Berelson and Janowitz, "Introduction," Reader in


_ P O p inion and C o m m u n i c a t i o n , p. 3.
2
Davison, "Public Opinion," pp. 188-90.

3E.g„, H. Blumer, "The Mass, the Public, and Public


Opinion," in Reader in Public Opinion and C o m m u n i c a t i o n ,
pp.. 43-50; L, Wirth, "Consensus and Mass Communication,"
Ameri c a n Sociological R e v i e w , XIII (1948), 1~14.

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120

backgrounds, uprooted, isolated, anonymous, and detached over

whom the mass media are al l- powerful was subjected to c r i t i ­

cism b y researchers and theorists beginning around 1 9 4 0 . ^


2
The P e o p l e 1s Choice (1948) represents an effort to qu es t i o n

some of the conceptions in the theories of mass society. The

empirical findings of the s t u d y indicated that the small

gro up intervenes between the mass m e d i a and the individual

modifying the effects of the former. American sociologists

became thereafter more sensitive to the social context of

communications behavior.

Gradually, the need for the development and the c l a r i ­

fication of concepts was felt wi t h increasing urgency.

Biamer's appeal for an effort to isolate public opini on as

a generic, object of study or concept was given greater a t t e n ­

tion with the passing of time.

Part of the sociological literature on public opinion

in. recent times reflects c l e a r l y this preoccupation with

concept bu il di ng The alrea dy men ti on ed articles by Blumer,

Hyman. Beielson, and La zarsfeld are the more forceful e x p r e s ­

sions of this preoccupation. Meanwhile, the work that is

Bramson, pp.. c i t . , p. 100.

^Paul F. Lazarsfeld, Bernard Berelson, and Hazel


Gaudet, The P e o p l e 's C h o i c e : H o w the Voter Makes up His
Mi n d in a Presidential C a m p a i g n (second edition; N e w York;
Co lu mb ia Un iversity Press, 1948).

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done b y sociologists in this area, though not yet very

impressive in volume, appears nonetheless to be on the right

track and to contribute, slowly but certainly, to the phase

of concept clarific at io n and building. An earlxer attempt

at conc ep tu al iz ati on is to be found m the work of the

French sociologist, Jean Stoetzel, Esquisse d ■une theorle

des opinions (1947).

Many of the definitions are still operational. Pro­

fessional pollsters, receiving most of the publicity, still

dominate the field detracting attention away from c o n c e p ­

tualization and toward the refinement of techniques. The

main work remains to be done. Paul Lazarsfeld has indicated

in his article, "Public Opinion and the Classical Tradition."

h o w old theories that may have been dismissed as either

incorrect or obsolete could become useful as heur ist ic tools,

suggesting persp ec ti ve s and hypotheses, providing a basis

for compar is on and the clarification of concepts, indicating

areas of ob se rvation and empirical research.

It is in this spirit that we attempt the pr es entation

and analysis of Gabrie l Tarde '


•s views on public opinion.

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CHAPTER VI

G. TA RDE ON PUBLIC OPINION

Published at a time marked b y intensive preoccupation

with the phenomena of the crowd and sect and by the vogue

of the respective works of Le Bon and Sighele,'*' Tarde's


2
L 'Opinion et la Foule seemed to meet the need for the study

of an intermediate collectivity, the public, which is both


3
more definable than the crowd and less rigid than the sect.

It has also bee n observed that L 'Opinion is among

Tarde's works one that was more directly inspired b y his

experience of life in Paris;

. . . the intensive life of the capital gave h i m


the idea of applying his system to the phenomenon of
public opinion, to the study of the publics and of
the social influences of conversation and the press
4

Gustave Le Bon, La Psychologie des Foules (Paris;


F. Alcan, 1895); Sc. Sighele, Psychologie des Sectes (Paris:
V. Giard et E. Briere, 1898).
2
G. Tarde, L 'Opinion et la Foule (Paris: F. Alcan,
1901). (Hereafter referred to as L 1O p i n i o n .)

^Rene Worms, "Revue, L 'Opinion et la F o u l e ," Revue


Internationale de S o c i o l o q i e , IX (1901), 857.
4
" ... la vie intensive de la capitale lui inspira
1 •application de son systeme au phenomene de 1 'opinion, h
1'etude des publics et des Foules, a 1 ‘influence sociale de

122

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123
in other words, to the study of typically modern urban p h e ­

nomena .

Most reviewers^ agree that L 1Opinion is not only the

most delightful of Tarde's books, but also a significant

sociological study. M. M.Davis, Jr. said that "There is

perhaps no stu dy of Social Psych ol ogy more interesting and

more pregnant with significance for contemporary life than


2
the delightful book fL 'O p i ni on ] of Tarde's . . . ."

T a r d e 's Broader Theoretical


Fr amework

It is essential that we un derstand the basic a s su mp ­

tions underlying Tarde's sociology before w e discuss his

la co nv ersation et de la Presse, ... ," Amedee Matagrin,


"La Psychologie sociale de G. Tarde," Revue Politique et
L i tteraire, Revue B l e u e , XVI (1909), 498.

■'"Among the reviews of L 'Opinion close to the time of


its publication, we note in particular those by Paul
Fauconnet in L 'Anne e S o c i o l o g i q u e , V (1900-01), 160-66;
Henri Mazel in Mercure de F r a n c e , XLI (1902), 196-98;
Francois Paulhan in Revue P h i l o s o p h i q u e , LIII (1903),
201-07; and Rene Worms in Revue Internationale de S o c i o l o g i e ,
IX (1901), 856-57.

2
M. M. Davis, Jr., Gabriel T a r d e , p. 85.

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theory of public opinion, In the early critiques of Tarde's

work, the expression "social cosmology" was sometimes applied

to them. A. Ma tag rin considered the principles of variation,

imitation, opposition, and adaptation as the springs moving

Tarde's social cosmology, whose basic units are the indi­

viduals, communicative, capable of reciprocal influences,

and sociable. He also explained that the achievements of

modern science in the study of the atom or the cell and the

virus had convinced Tarde that only by studying the infi­

nitely small unit can we hope to discover the principle that

explains variations.^

Such a conception implied indeed the rejection of

previous sociological doctrines. It could admit neither the

theory of unilinear evolution from homogeneity to a coo rdi ­

nated heter oge nei ty nor the organicist thesis. For Tarde

the individual was the factor not the function of the co l­

lectivity .

Essentially, Tarde rejected the idea of a unified

substance that beco me s increasingly differentiated, for he

could not find the principle of differentiation. He insisted

that it is empirically observable in the social world that it

is diversity that evolves toward unity rather than the

^Matagrin, loc. cit„

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reverse. He objected very forcefully to the conception of

society as an organism and he opposed to these views the

idea that "since the development of cellular theory, it is

the organisms that have become societies of a special kind

. . . „ " ■*" He illustrated his point by referring to the

physiologist, Edmond Perrier, who, reversing Spencer's

organic comparison, said that an animal or a plant can be

compared to a city.^ Science, Tarde pointed out, has b ee n

increasingly comparing organisms to mechanisms, thus

de mol ishing the barriers separating the living from the

non-living world. We might then fo llow Cournot who thought

that in bec om in g civilized, hu m a n societies gradually pass

from a b a r b a r i a n and, m a sense, organic phase, in which

the general aspects of their life very curiously remind of

the traits and ways of life, to the mechanical phase. The

latter is an administrative, industrial, scientific, rational

phase, in which the large numbers, which the statistician can

classify into equal mounds, cause the emergence of economic

laws or pseudo-laws so similar, in many respects, to the laws

of phys i c s and mechanics,^

depuis la theorie cellulaire, les organismes


sont devenus au contraire, des societes d 'une nature a part
. , . . , ” G. Tarde, "Monadologie et S o c i o l o g i e , " in Essais
et Me la nge s Sociologiques (Lyon: A. Storck, 1895), p. 338.

^I b i d . , p. 339, ^ I b i d , p. 340,

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In ob jecting to Spencer's conception of evolution,

Tarde invites us to see the diver sit y which characterizes

provincial customs, clothes, accents, and physical ap p e a r­

ance, and w h i c h is gradually replaced b y modern leveling,

b y a growing u ni fo rm ity in weights and measures, in language,

and even in the topics of conversation.'1'

W e find an echo of Tarde's argument against the organ-

ismic concept ion of society and of its evolution in some

recent writing, although there is no awareness on the part

of the authors of Tarde's position. For example, Jean

Stoetzel poi nt ed out how a double misconception exists in

the w a y in w h i c h the opposition bet we en T o n n i e s '

Gemeinschaft and Gesellschaft is used. Contrary to what

this typology implies, rural societies are neither simple

nor homogeneous; similarly, industrial societies do not

preclude pr i m a r y relations.^

I b i d ., p. 3 54; Tarde's conception was further e l a b ­


orated b y his son, Guillaume de Tarde, who at the meeting
of the Soc i e t e de Sociologie de Paris in March, 1911, read
a paper whi c h w as published w i t h the title "L'evolution
sociale d'apres G. Tarde," Revue Internationale de S o c i o l o g i e ,
X I X (1911), 253-81.
2
" ... 1'utilisation qu'on fait de 1'opposition entre
Gemeinschaft et Gesellschaft ... recele une double meprise:
les societes rurales ne sont ni si simples ni si homogenes,
les societes industrielles n'excluent pas les relations
primaires ... ," Jean Stoetzel, La Psychologie Sociale
(Paris; E.. Flammarion, 1963), p. 265.

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127

Percy S.. Cohen, most recently, in referring to co n ­

temporary theories in sociology, observed that one of the

most influential ideas in contemporary sociology, which has

survived from the nineteenth century, is that human society

has developed from simple to complex forms, and that the

assumptions with which this view was closely linked in the

past have been revived in one form or another by a number of

writers,^" Referring more specifically to Durkheirrr s theory

of division of labor, P. S. Cohen deplores in a way, Durk-

heim s "unfortunate tendency to treat societies as organic

e n t i t i e s, " a tendency that made h i m overlook essential facts,

such as the complexity of practices and beliefs m primitive


2
societies, in his explanations of social cohesiveness,

Public O p i n i o n , a Central Concern


of T a r d e :s So c i o lo gy

In the article. "L :Int er- psy cho log ie," that first

appeared in 1903 m the Bul le t in of the Institut General de

Psychologie. and was then published posthumously in the


3
Archives d 'Anthropologie C n m i n e l l e , we have the evidence

that Tarde considered the questions that he discussed in

''"Percy S. Cohen, Modern Social Theory (New York:


Basic Books, 1968), p p , 21-22,

2 I b i d ., p.. 229,
3
G. Tarde, "L Inter-psy ch ol og ie ," Archives d !Anthr o-
pologie C n m i n e l l e , XIX (1904), 537-64,

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-7 128

L 'Opinion as crucial questions in Sociology. Actually,

"Inter-psychology" was the subject of his first course of

sociology that he taught at the College de France, in 1901,

and in the article he intended to summarize the plan accord­

ing to which he conceived the discipline he called so.'*’

Explaining his choice of the term "inter-psychology," he

said that he found the conception of social or collective

psychology ambiguous, vague, and confusing, for it implied


2
the existence of a social milieu.. He felt that to it should

be substituted

. . . a science that is both more general and


mere precise, which we could call inter-mental or
inter-cerebral psychology, but which I would rather
call by a shorter term--despite the fact that I
abhor hybrid t e r m s — i n t e r- ps yc ho lo gy • . . .^

Such a science would have to deal with five categories

of phenomena: (1 ) the action of an individual on an indi­

vidual; (2 ) that of an individual on a crowd or on any g a t h e r ­

ing of people; (3) that of a gathering on an .individual;

(4 ) that of an individual on a public, a scattered crowd;

1 I b i d ., p. 547.

2 Ibid,
., p. 5 38.

... il faut substituer ... 1 'etude d 'une science a


la fois plus generale et plus precise que 1 'on peut appeler
la psychologie in te r m e n t a l e , inter-c er ebr al e, et que
j 'appellerais volontiers plus brievement--malgre mon horreur
des mots h y b r i d e s - - ! 1 m t e r - p s y c h o l o g i e ... ," i b i d ., p. 539,

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8 129

(5) that of a public on an individual.

These questions would constitute the object of as

many distinct studies. The first study would deal with c o n­

versation, an infinite small but a continually and universally

effective cause of all social formations and transformations.^

Though the crowd, the object of the second bran ch had

been studied, Tarde felt that there were important enough

gaps that needed to be filled, especially with respect to

the variations that the crowd presents by nationa li ty or h i s ­

torical period., He be li ev ed that a joint h is to ri ca l and c o m ­

parative study of the crowd would disclose uniformities in

2
their evolution and transformations. The study dealing with

the action of the crowd on the individual could examine the

phenomena of intimidation. The fourth and fifth studies

At this point Tarde refers to the fact that in


L 'Op inion he tried to sketch the h is to ry of conversation,
to determine its causes, its variations, and its effects,
i b i d ., p. 558.
2
An interesting observation that Tarde made about the
study of the crowds is that "the social relationship causes
the level of intelligence and morality of each of the parties
to rise, although collectively, the social group may often
rank lower in intelligence if not in morali ty than the aver­
age of its elements. And it can be demonstrated that the two
propositions are not inconsistent" (“ ... le rapport social a
pour effet d'elever chacun de ses termes, quoique le groupe
social soit souvent collectivement plus bas comme intelli­
gence sinon comme moralite, que la moyenne de ses e l e m e n t s -
Et il y aurait a montrer que les deux propositions n'ont rien
d 'incontestable ... “ ), i b i d ., p. 559-

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-9 130

deserve a great deal of attention on account of the in cr e a s­

ing importance that publics assume as a result of the

development of the me di a of co mm uni ca ti on and especially of

the p r e s s .^

This is the range of the questions that "Inter­

psychology, " which implies an inter-disciplinary approach,

must deal with. Actually, it is the study of the c o m m u n i c a ­

tion of emotions, desires, or minds, that can be understood

when the factors and conditions, bo th internal and external,

2
affecting it are examined.

Of particular interest is the note with which Tarde

closed his article:

If I had the time, I should before closing say


something about the instruments of measurement and
pre cision that inter-psychology, . . . must use . .
. . First, it can bo r r o w from the latter [intra­
psychology] some of its own . . . . But also, inter­
ps ychology has its own instrument, very delicate it
is true: statistics, a kind of social ps y c h o -
p h y s i c s . I can only indicate its place here. . . „

^ I b i d ., p . 560.
2
I b i d ., p . 564.

^"Si le temps ne me faisait defaut, je devrais, avant


de finie, dire quelques mots des instruments de mesure et de
pre cis io n dont 1'inter-psychologie doit s'aider ... D'abord,
elle peut emprunter a celle-ci [1 'inter-psychologie]
quelques-unes des siens ... Mais, en outre, 1 1interpsychologie
a un instrument propre, tres delicat a manier, il est vrai:
la statistique, sorte de p s y c h o -physique s o c i a l e . Je ne puis
qu'indiquer sa place ici ... ,"l o c . c i t .

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It is pertinent to mention here that Emile Du rk h e im

reacted strongly to Tarde's conception of Interpsychology

in a review of the article in the An n ee s o c i o l o g i q u e , that

appeared after Tarde's death. He treated it of arbitrary

and confused implying an unacceptable red uctionism since it

fuses under the same rubric facts be longing to two clearly

distinct orders. He also qu estioned Tarde's view that

simple inter-individual actions can explain the genesis and

me n t a l i t y of the crowd.'*’

Gabriel T a r d e 1s L 1Opinion
et la Foule

It is an almost impossible task to try to give a p r e ­

cise idea of Tarde's work. Because of Tarde's approach and

style, one runs the risk of failing to do justice to it or,

even worse, of modifying its exact meaning.

Thus, in our presentation, we will not follow exactly

his plan whic h is due to the fact that in the book he put

together, without any alteration, the articles that were

pr ev i o u s l y published in the Revue de P a r i s . In this plan

the public and the crowd are discussed first, then public

opinion and conversation. Instead, we w il l discuss Tarde's

conception of public opinion be fore we deal w i t h the public

and conversation.

^Emile Durkheim, "Compte-rendu, 'L' Inter-psychologie, '"


An n e e S o c i o l o g i q u e , IX (1905-1906), 132-35.

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11 132

Public opinion is in Tarde's view the most typical

social process because it involves the action— unilateral

or re ci pr o ca l— of an individual on another, of an individual

on a collectivity, or of the collectivity on an individual.

Within this all-encompassing generalization are considered,

analyzed, and clarified ma ny social phenomena that may not

seem to be closely related.

Public O p i n i o n : Factor of
Either Social Control or
Social Change

Tarde defined public opinion as"a momentary, and a

more or less logical group of judgments, which, since they

provide answers to problems of the day, are reproduced over

and over again in persons of the same country, of the same

period and of the same society."'*'

He carefully distinguished it from general will which


2
is a group of desires. He further differentiated it from

two other elements of the social mind, tradition and reason.

Tradition is "a condensed and accumulated extract of

the opinion of the dead, a heritage of necessary and useful

prejudices."^ It corresponds, therefore, to the norms and

^Tarde, L 'O p i n i o n , p. 68 .

2
I b i d ., p . 64.

^Ibid.

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-12 133

values that internalized through socialization are agents

of hu ma n behavior. Tarde's conception of tradition appear

to agree to some extent with D u r k h e i m 1s notion of "collective

r e p r e s e nt at i on s ."

Public opinion may ally itself with either tradition

or reason. In siding with the former, it contributes to the

inhibition of innovation and to the rule of custom against

that of fashion. This alliance leads to a kind of "consensus"

over the evalu at io n of an event or issue in terms of the

existing norms, or over the interpretation of the norms, and

in this way cu s t o m is confirmed and strengthened.

Reason, on the other hand, consists of independent,

relatively rational judgments, although they may be irra-

tional, of a think ing elite, that, keeping apart from the

popular current, seeks to channel it and direct it.'*" These

independent judgments are developed through observation,

experimentation, and research, as well as through speculation

and logical de duction from sacred texts and doctrines.

When pu blic opinion sides with reason it favors the

diffusion of innovation, the rule of fashion over that of

custom, and m a y lead to the destruction of institutions.

By ma king these distinctions, Tarde reconciled the

dual conception of public opinion as either social control

'*'Ibid.

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13 134

or social change. In itself, public opinion is neither one.

Social control is exercised through the fact that public

opinion expresses, and b y doing so re-affirms and re-validates

existing social norms and values. It does not initiate social

change, b ut it supports or inhibits innovations that originate

from various sources.

Moreover, Tarde's conception seems to take care,

although not directly, of the question, so central in c u r ­

rent public opinion research, of what constitutes an issue

over which public opinion is expressed. Indeed, we come to

see that public opinion is aroused when, under certain c i r ­

cumstances, either tradition or reason are at stake.

Public opinion can thus b e summoned to support both

reason and tradition, and it seems to be equally sensitive

to both. Tarde's conception of public opinion makes us

aware of the fact that appeals to public opinion are made

on the part not only of innovators but also of the c o n ­

servative, in the name of the status q u o .

The De ve lopment of Public Opinion

"Throughout history, and in even the most barbaric

times, there existed a public opinion, but it differed p ro­

foundly from the one we know."'*' After this introduction,

1 T b i d ,, p . 69.

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135
-14

Tarde proceeded, wit h the characteristic "natural history"

method, to trace the stages of development of public opinion,

as they reflect the various forms of human society.

In the societies, small enough so that all social

relations and contacts are of the person-to-person form, any

idea which, through either the platform or private c o n v e r s a ­

tions, was spread and e stablished as a common idea, was

still linked to its originator, who being k n o w n b y the rest

of the com m u n i t y had no chance to abuse anyone. If such a

society was organized into a state, public opinion pl a y e d

an important role in government. Like the chorus in the

Greek drama it w e i g h e d s t r ongly "against tradition itself

at times, but c h i e f l y against individual r e a s o n . " 1

I n t e r e s t i n g l y enough, the modern media of c o m m u n i c a ­

tion and e s p e c i a l l y the press favor a similarly important

role on the part of public opinion in modern times.

In the intervening times, however, m a r k e d b y fragmen­

tation c h a racteristic of feudalism, local public opinion had

no chance to be diffused into national public opinion. In

the feudal states, in e v e r y city and in every market town,

"... the currents of ideas, or rather the w h i r l w i n d s of

ideas that turned r ound and round, were as different from

1I b i d ., p . 70.

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-15 136

pl a ce to place, as they were alien and indifferent to one

another . . . ." ^

It is the printed wo rd that provided the link, first

the bo ok and then the press. The latter, in particular,

co nt ri bu te d to making the number of voices rather than the

force or weight of voices count with public opinion: "The

Press has worked to create the power of the numbers, and to


2
decrease that of quali ty if not of intelligence." It also

cont rib ute d to suppress the conditions of fragmentation and

se par at io n that justified the existence of the absolute

ruler, who, in the absence of the press, constituted a ki nd

of locus wh e r e all the partic ula r concerns were reflected

and wh e r e what was common and general among them w o u l d in

some w a y come up. Indeed, "only in his person did they

3
in te rp en et ra te ."

Other developments have contributed to the emergence

of a public spirit, but it was "the task of the press, once

it has developed into the stage of the newspaper, to give

national, European, or wo rl d - w i d e scope to whatever is local,

which . . . would formerly have remained unknown bey ond a

4
ce rt ain limited radius."

-*-Ibid.

^ I b i d ., P- 71.
3 Ibid., P- 72.
4 Ibid., p. 73.

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However, it is in conjunction w i t h the elementary

form of interaction, conversation, that the press has pro­

duced this effect on public spirit. In a two-way process,

the press w h i c h bega n b y giving ex pression to localized,

even private opinions ended by fashioning opinion as it

imposed on pri va te conversations their dai ly topics. "The

newspaper has indeed transformed, enriched, and levelled,

unified in space and diversified in time private conversa­

tions. . . . One pen is enough to put into motion thousands

of t o n g u e s ."^

The interplay between the press and private conversa­

tion creates a certain degree of levelling, that is an essen­

tial condition to universal suffrage and parliame nta ry

majority and makes the emergence of the large modern democ­

racy possible. This levelling occurs through the formation

of a public that exists above the distinctions created b y

either physical or social factors. Such a unified national

public is the creation of the press, for the circulation of

the book, until Tarde's time at least, produced separate

independent publics of thinking elites, concerned with a

certain k in d of general ideas. Such was the group of the

Encyclopedists of the Enlightenment whos e deified conceptio n

^ I b i d ., p . 76.

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of humaneness dominated thinking circles all over Europe.

The Crowd and the Pu b l i c : The Two


Poles of Social Evolution

Tarde's study of the public is pr im ar il y the construc­

tion and clarific ati on of the concept of the public. Co ns id ­

ering it bo th as a counterpart and an extention of the crowd,

his study consists of an analysis and compa ri so n of both

these social aggregates.

Tarde's effort to distinguish the public from the

crowd was given a great deal of recognition often at the

expense of his other fruitful ideas.

Tarde was moved to make this dist inc tio n b y his wish

to correct a double misconception, namely the consideration

of all kind s of human groupings as crowds, and of describing

modern times as "the era of the crowds." Indeed, it is not

at gatherings of men in the streets or public squares that

in our times are bo rn and develop the currents of opinion,

the great social movements, but rather in collectivities of

p hy si c a ll y separated individuals who se cohesion is purely

1 1_bid. , p . 82 .
2
" . . . the crowd and the public these two extremes
of social evolution. . . ." (In a footnote Tarde further
explained that "the family and the horde are the starting
point of this evolution. But the horde, the rough and
plundering band, is nothing else but the crow d in motion.")
I b i d ., p. 28.

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139
-18

mental, that is, in the publics. Their bond develops out

of their being simul ta ne ou sl y possessed by a certain convic­

tion or passion, and out of their awareness of sharing at

the same time an idea or a wis h wi t h a large number of other

men} The public is according to Tarde "a scattered crowd,

in wh i c h one mind acts upon another at a distance, an ever-


2
increasing distance." it is therefore capable of extend­

ing itself almost infinitely. It is not a pri ma ry group

but one that forms on a level above concrete social group­

ings such as institutions, sects, and parties. It does not,

as a result, supplant them but rather becomes superimposed

on them. Actual ly publics are generated b y these concrete

groupings, to whi ch they become a kind of surrounding atmos­

phere, something that m a y be clearly observed w h e n one of

these groupings decides to publish its own journal or other

3
publication.

It presupposes, however, a certain degree of mental

and social development, but also the technical means that

make the transmission of thought possible. Then, the public

could not come into existence before the invention of

1 I b i d ., p . 3.

^ I b i d ., p. vi.

3 I b i d ., p. 22 .

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printing. But, Tarde believed, once it has appeared, it

becomes a social form toward w h i c h all the groups in society,

w hat eve r their nature, tend, transforming themselves into

diverse publics first, and ultima tel y into the public, an

all-psychological group, consisting of mental states in

per petual mutation.'*'

The public is thus in Tarde's view an all-important

type of social phenome non to study. To do so means to inves­

tigate questions such as its origin and genesis; its var ie ­

ties; its relationships with its leaders, with the crowd,

w it h social organizations, wit h the state; its manner of


2
expression, and its abil ity for good or evil.

The Emergence and Development


of the Public

Tarde considered Protesta nti sm as one of the earlier

ma nifestations of the public, relating it with the wid e cir­

culati on of the Bible that the invention of printing made


3
possible. However, in France it is on ly in the time of

~*~Ibid., p . 28.

2
Tarde visualized this ultimate phase of human soci ­
ety in his work Fragment d 'Histoire future (Paris: v. Giard
et E. Briere, 1896) a utopia w hi c h he called "a sociological
f a n t a s y , " and in which he pr esented man, relieved of mat er ­
ial insecurities, engaging in pure and spontaneous social
relationships.
3 .
L O p i n i o n , p. 7.

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Louis X I V that a genui ne public appeared, a small localized

elite of culture d people living in Paris who read their

mont hly gazette and especially a small number of book s, ^

In the eighte ent h century, fragmented, specialized p h i l o ­

sophical, literary, scientific publics appeared first, then

a pol itical public emerged wh i c h in its growth absorbed

these earlier publics. Until the French Revolution, this

public had little intensity of its own, deriving its force

„ 2
from the crowd.

In a long but interesting digression, Tarde discusses

the crowds of the Revolution, wh i ch had inspired so m a n y

studies at his time, trying to dem onstrate that these crowds

present no particular significance since they were in no

w a y any different from those of previous civil wars:

There is nothing more monotonous than these age old


ma nif estations of their activity. But, what ch arac­
terized 1789 and what the past had never seen, is the
p ro li fe ra ti on of newspapers that were so avidly read

Still, the publics remained largely localized until

the com bination of the railroad and the telegraph w it h

^Ibid., p . 8 .

2 Ibid.

3
I b i d ., p. 9.

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142
21

printing gave rise to modern press, whi ch in turn helped the

public to extend itself.^

Types of Crowds and Publics

Therefore, the real public dates from the development

of the press, and this is the public that should be care­

fully studied. In an inginuous way, Tarde pr oceeded to dis­

tinguish the variations of the public in a simultaneous com­

parison w i t h those of the crowd. Considered w i t h respect to

sex, age, physical conditions, social origin, the crowds

show consi ste nt ly greater variability than do the publics.

Discussing the similarities and differences betw een crowds

and publics, Tarde makes a host of more or less pertinent,

but almost-always original, observations, e.g., that female

crowds can be more ferocious than male ones, and uses ma t e r ­

ial from historical accounts, in this case from historian

Taine, to illustrate them. In the same vein, he points out

that it is the public of old age people, the "senile" pub­

lics, that conduct the business world in which "senile


\
r*

2
crowds" have no part at all.

"'■"The public is infinitely extensible. The more it


extends, the more intensive its particular life becomes,
and the more it seems to be the social group of the future
. . . ." I b i d ., p. 11.
2
I b i d ., p. 30.

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22 143

Consistent with his theory that desires and beliefs

are the motives of human action, Tarde thought that he could

identify two major categories in the case of both the crowd

and the public. These are the bel ie vi ng crowds and publics,

convinced and fanatic, and the desiring crowds and publics

passionate and despotic.^- If the publics show less inten­

sity in both their faith and their passion, they are neve r­

theless more tenacious and lasting in this respect.

Religious crowds and esthetic crowds are those that

are moved b y faith. Political, economic, rural and urban

crowds are desiring crowds. All crowds resemble one another

by their intolerance, arrogance, touchiness, illusion of

omnipotence, and lack of the sense of measure. Publics can

also be intolerant, conceited and p r e s u m p t i o u s . They differ

from the crowds in that the pr op o r t i o n of the publics of faith

and ideas is greater than that of the publics of passion,


2
while theopposite is true of the crowds.

Considered from the point of view of their activity

both crowds and publics present a variation that ranges from

ex pec tan cy to action. Tarde act ua ll y identified four types

in this range applying to both crowds and publics: the

^ I b i d ., p . 33.
2
I b i d ., p. 37.

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expectant, the attentive, the manifesting or expressive,

and the acting.'*’

Again, T a r d e 's treatment of the acting crowds, which

he distinguishes into crowds of love and crowds of hate, is

full of interesting observations many of which were intended

to question the "crowd psychologists'" assertions that were

so popular then. He said for instance,

. . . crowds, gatherings, tournaments, mutual involve­


ments among men promote rather than hurt the develop­
ment of sociability. Yet, in this, as in everything,
wh at can be seen prevents us from thinking about what
cannot be s e e n . This is probably the re ason for the
strict attitude that sociologists u s u a l l y take with
regard to crowds.^

Tarde wondere d h o w justified one is to speak of act­

ing or active publics. Debating the point, however, he

observed that the journalists feel the effect of publics,

or what may be called the "power of public opinion," and

that in general there are many cases in which one may speak

of the actions of publics, actions which, as in the case of

crowds, may be inspired by either love or hate. Publics are

not onl y the victims but also very often the agents of
3
abuse. And, because in their case action is more

1I b i d ., p . 38.

2I b i d ., p. 47.

3I b i d ., p. 49.

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145
[-24

delib er ate and calculated, the abuses or eve n crimes they

commit, although not as visible as those com mi tt ed b y the

crowds, m a y be very serious with profound and long-lasting

effects. Publics are active in exercising pr es s u r e over

governments and leading them to take decisions w h i c h are

ob v i o u s l y unreasonable and unwise or to pass laws whic h are

prej ud ic ia l to a certain category of citizens. It is not

rare to see criminal publics generate criminal crowds.

The action of publics is according to Tarde a two-way

process involving a certain public and the journalist. The

latter sensitive to the mood of the public b o t h reflects it

and stimulates it further by indicating to it a certain direc­

tion. W i t h its response the public stimulates further the

journalist, or even compels him, to pursue more intensively

the line of action he originally m ay have just suggested.

The "power of opinion" that is set into moticn b y these

leaders, once aroused, may sweep them along altogether unex-


2
pe ct ed paths. On the other hand, the leader has a stronger

impact on the public than he has on the crowd. He can sug­

gest actions to the public that the crowd w o u l d not tolerate.

Tard e remarked that there seems to be greater m o d e s t y in

~*~Ibid. , p. 58 .
2
I b i d ., p . 47.

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-25 146
1
the crowds than there is in some publics.

Still, publics represent social progress from fragmen­

tary, constricted, and diffe ren tia ted forms of human assoc ia ­

tion to extensible, interpenetrating ones. However, this

social progress is not a b li nd deterministic process that

collectivities automatically undergo, but one that relies

on the thought, independent and strong, of the individual

and especia lly of the intellectual. Thus, Tarde closes his

essay on the public and the crowd wi t h a brief note on the

role of the intellectual in modern democracies, in w h i c h it

becomes increasingly difficult to escape the obsession of

2
fascinating agitation.

C o n v e r s a t i o n , _a Factor of Public
Opinion

The press and the publics that it generates are but

one of the factors of public opinion and a recent one. It

is co nv ers ati on that must be acknowledged as the continuous

and universal factor.

Tarde engaged in a long description and analysis of

conve rsa tio n that he viewed as the elementary form of human

interaction, and as such w o r t h y of being studied systematic­

ally.

1 2
I b i d ., p , 58. I b i d ., p. 61.

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147
26

His study is neither truly systematic nor exactly

very thorough; however, it is hard to find among subsequent

sociological studies of the process of communication one

that matches T a r d e 's awareness of its infinite implications.

W h a t he tried to do was "to sketch as briefly as possible,

the p s ych ol ogy or rather the soc io log y of conversation."'*'

Such a sociology should deal with the problem of determining

the varieties of conversation; of tracing its development in

its successive phases; of examining its causes and its

effects, its relationships wi th social developments and

cultural transformations in language, norms, art, and liter­

ature. By applying the qua nti ta ti ve approach, it would

moreover be possible to di st ing uis h between what is variable


2
and wh at is constant in it.

Quoting from a letter of the Encyclopedist Diderot to


3
Necker, Tarde indicates from the outset his conception of

~*~Ibid. , p . 8 5.

2 I b i d ., p . 86.
3
"Public opinion, this motivating force whose power
for good and for evil we know, is, at its origin, but the
result of a small number of men wh o speak after having
thought, and who continue to form centers of instruction at
different points of society, from which, reasoned errors and
truths gradually reach the remotest limits of the city,
w h e r e they become established as articles of faith."
I b i d ., p. 83.

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conversation as the social phenomenon that best demonstrates

the process of wave -li ke social contagion, or better of prop­

agation and diffusion, from centers of action.

His definition of conversation is "all talking without

direct or immediate utility, when one talks for the sake of


1
talking . . . ."

In tracing its development, Tarde observed that lan­

guage must have been the first esthetic luxury that man has

enjoyed. Besides a large number of original observations,

we find in T a r d e 's treatment of conversation the very inter­

esting hypothesis that speech evolved from the monologue to

the dialogue. He based it on the idea that evolution pro­

ceeds from the unilateral to the reciprocal. Indeed, Tarde

treats language as an invention which, like all inventions,

lends the inventor and the first skillful users a certain

superiority leading them to become the nuclei of propagation

and diffusion. In the case of conversation, Tarde observed

that there is constant increase in two respects, in the num­

ber of people w h o talk among themselves and in the number


2
and range of topics they talk about.

Conversations vary greatly according to the charac­


ter of the speakers, their degree of culture, social
standing, rural or urban origin, professional habits,

1 2
Ibid. Ibid., p. 109.

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and religion. T he y differ depending on the topic, on
the tone, formality, and rapidity of speech, and their
duration . . . . 1

To study conversation better, Tarde found it necessary

to set up a dual typology. Thus, he distinguished first con-

versation-fight or arguing and co nversation-exchange or

mutual exchange of information; he also di stinguished obli­

g ato ry or ceremonial conversation and optional or sp ont ane ­

ous conversation. The trend is for conversation to develop

from unilateral ceremo ni al conversation and arguing implying

social inequality toward spontaneous free dialogue reflect-

2
mg equality and unity.

Discussing the salon movement of the Precieuses in

France under Louis XIV, Tarde tried to demonstrate ho w by


3
cultivating the art of talking for the sake of talking,

these Parisian wom en favored the diffusion of sensitivity

and of feelings and con tributed to the reduction of social

inequality in their society and eventually in the entire

nation.

There is an essential interplay between con versation

^ I b i d ., p . 86.

2 I b i d ., p. 108.

^Tarde even po in ted out that "for the Precieuses . . .


conversation was so absorbing an art that they wer e very
cautious at their gatherings not to do any wo rk wi t h their
hands despite the hbits to the contrary of the wo m e n of the
period." I b i d ., p. 114.

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150
-29

and the social and cultural factors of language, religion,

economy and leisure, government, and social structure.

These are its determinants but at the same time they undergo

the effect of communication.. T a r d e 's central proposition

was that communication and social interaction, especially

when they are of the co nv er sa ti on- ex cha ng e type, create the

conditions for what w e w o u l d now call "consensus" and the

emergence of a code of standards in every one of these

areas:

By discussion as well as b y the exchange of ideas, by


competi ti on and conflict as well as b y work, we all
collaborate always toward a higher h a r m o n y of thoughts,
w or ds and actions; toward a stable e q u i li br iu m of
judgments wh ic h are formulated into literary, artistic,
scientific, philosophical, and religious doctrines; or
toward a stable eq ui li bri um of actions in the form of
laws and moral principles . . . .^

Conve rs at io n is most c l ose ly linked wi t h public opin­

ion. As they vary together, it is possible to make infer­

ences about either one from what is k no wn about the other.

The e v o lu ti on of power is thus explained by the evolution of

opinion, w hi ch is explained b y the evolution of conversation,

which, as Tarde de mon strated at some length, is affected by

a number of different factors and especi all y the practices

and approaches of sociali zat io n at home, at school, on the

^ I b i d ., p. 148.

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151
-30

job, at the church, through the political platform, the book,

and the press."*-

If public opinion is gen erated b y private co nve rsa ­

tions as much as b y public deliberations, we can see the

cafes, the clubs, the salons, the stores, and all the places
2
wher e people assemble and talk as real "factories of power."

This is so, however, only w h e n these private conversations

can be fed w i t h information on public matters p r i ma ri ly

through the press, in T a r d e 's time, through the media of

communication, we woul d say today.

Thus, in T a r d e 1s view, the press and the other media

produce an interplay between the private and the public

spheres of life, a process that he envisioned as expanding

in ever-widening circles to encompass eventually the entire

humanityo In his words, the press

. . . has co mpleted the task, begun b y conversation


and carried on b y correspondence . . . of fusing
personal opinions into local public opinions, and these
into national public opinion and into world public
opinion^ the grandiose unification of the Public Mind

L 'Opinion et la F o u l e , A Work Rich


in Significant Implications

In rev iewing T a r d e 's book in 1901, Rene Worms, the

Se cretary General of the International Institute of

1 2
I b i d ., p. 136. I b i d ., p. 157.

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152
E-31

Sociology and the editor of Ija Revue Internationale de

S o c i o l o q i e , observed that the author's discussions abound

in valuable implications. Indeed, it is b y this trait that

this work wh il e always delightful and timely, resists syste­

matic analysis and orderly presentation. W h a t Rene Worms

said more than sixty years ago, could still help us in our

effort to place T a r d e 's work in focus:

To the economist he [G. Tarde] draws attention to the


fact that there is real cooperation among competitors.
To political science he demonstrates that it is the
broade nin g of public opinion through the diffusion of
the press and of conversation on poli ti ca l subjects
that has led to democracy. He even made a contribution
to linguistics b y sketching a histor y of speech, first
u nilateral then bilateral, and by dem onstrating in the
language development of the child the recapitulation
of the evolution of language in mankind. In education,
he defends the classical studies for providing topics
of conversation common to all ages, professions and
countries. Several are the topics that he thus
refreshes b y just touching on them. It will be neces­
sary that scholars deepen and extend the paths that he
opened. But is it not a rare merit that he marked the
starting point and the direction of m a n y new paths?"*-

A l'economiste il ouvre les yeux sur la cooperation


veritable des concurrents. A la science politique, il
montre que ce qui a fait la democratie, c'est l'elargisse-
ment de 1'opinion, due a la diffusion de la presse et de la
conversation sur des sujets politiques. Il apporte meme son
concours a la linguistique, en esquissant une histoire de
la parole, unilaterale d'abord, puis bilaterale et en
montrant dans 1 ‘evolution du langage chez I 1enfant une
repetition resumee de 1'evolution du langage dans l'humanite.
En pedagogie, il defend la culture classique, comme creant
un sujet de conversation commun a tous les ages, a toutes
les professions et a tous les pays. No mb reu x sont les
sujets q u 'il rajeunit ainsi rien q u 'en les effleurant. Il

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153
-32

Having endeavored to untangle the w e b of ideas in

T a r d e 's L ’Opinion and to present his central propositions,

we will now set as our next task to consider those among

them that viewed from the perspective of current develop­

ments in public opinion study w o u l d have significant impli­

cations .

faudra sans doute que 1'effort des savants s'attache ensuite


aux voies qu'il a ouvertes, pour les creuser et les prolonger
Mais n'est-ce pas un rare merite que d'avoir marque le point
de depart et 1'orientation de tant de chemins nouveaux.
Rene Worms, Rev ie w of L 'Opinion et la F o u l e . Revue Interna­
tionale de S o c i o l o g i e , IX (1901), 857-58.

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CHAPTER VII

S OCI OLO GI CAL IMPLICATIONS IN T A R D E 'S AP PR O A CH TO

THE STUDY OF PUBLIC OPINION

The analysis of T a r d e :s w o r k brings forth both its

in t e r di sc ip lin ar y and its sociological implications. it is

pr i m a r i l y the latter that constitute Tarde's contribution

to the study of public opinion. Indeed, this essentially

ignored wo rk -- i t is missing from the list of references of

p r a ct ic al l y all current studies of public opinion— demon­

strates that it is very much through sociological research

that our understanding of the cluster of phenomena consti­

tuting public opinion can be advanced, but also that soci­

ological theory itself will gain in b o t h depth and extent

if public opinion becomes a central concern in sociology.

We do not say that T a r d e 's sociological theory of

public opinion is fully adequate today. His effort was

intended to be and was a pioneering one. However, in devel­

oping his theory, explicitly or implicitly, he indicated

problems and areas of research and formulated theoretical

propos i t i o n s .

154

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Problems and Areas of Public
Opinio n R e s ea r ch

We have already presented the qu estions that Tarde

considered. His topics are esse nti all y the emergence and

development of the public, w h ic h is the mat ri x of public

opinion, and the role of the press and con versation in the

diffusion of public opinion. These are the pivots around

which he cons tru cte d his sys te m of propositions. Translated

into specific areas of sociological re se ar ch these questions

can be formulated into the problems of determining empirical

indicators of public opinion; the nature of its structural

bases; the conditions, technological as well as social,

affecting communication; the nature and the effects of

pe rs o n- to - p e r s o n interaction in compar is on to those of

interaction at a distance; the role of elites and of leaders

in both the private and the public spheres of life.

W e recognize, in these formulations, areas of soci­

ological res ear ch in which there has be en achieved more or

less si gn ificant work. We consider it a merit of T a r d e 's

approach to the study of public o p ini on that it implies

their relevance. We should mo reover say that it was on

the part of Tarde also a foresight, since at his time not

much so ci ological research had b e e n done that could be

brought together in an attempt to c l ar if y the ph enomena of

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rI I— 3 156

public opinion. He had sensed not only the direction of

sociology toward empirical pursuits, but also of modern

life becoming increasingly public and intellectualized,

so that issues of public concern wo ul d have a world-wide

range.

Highlights A m o n g T a r d e 1s Ge n e r a l
Propos itions

It is impossible to make a me ani ngf ul formulation of

the most pert ine nt today among Tarde's ideas without making

a reference to his central conceptions of social evolution,

without recalling that in his view everything evolves,

through success ive transformations from di v e r s i t y to unity.

Fu nd am en ta l to his theory of publ ic opinion is the

proposition that opinions are or iginally judgments that

occur in individuals about a matter that ma y be of concern

to more than a single individual. A matter m a y become of

collective c on ce rn simply because of its timeliness, that

is because it is sim ultaneously perceived, Through contact,

which is go ve r ne d by ma n y factors, both social and physical,

the judgment is communicated, confronted and compared,

following w h i c h there is agreement or disagreement.

We say opinion, but there are always two opinions


about ev ery problem. Except that one of the two
succeeds rather quickl y in eclipsing the other b y its
more rapid and more brilliant radiation, or because
, . . it is expressed louder.^

^Tarde, L 'O p i n i o n , pp. 68-69.

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The process is repeated and the original individual judg­

ments are eliminated, reinforced, modified, and ultimately-

fused into a collective judgment. The nature of the social

aggregate and of the means of communication determine the

limits for this p r o c e s s , The individuals are therefore the

nuclei of this process, nuclei, as Tarde said, generating,

receiving and transmitting messages and creating currents

of opinion. The traditional community, the institutions,

the sect, the crowds are the loci of conversation and of

the ci rc ulation of opinions. Th ey are all circumscribed;

the c o m m u n i t y and the institutions b y tradition, the sect

by reason that is by its own normative code, and the crowd

by physical conditions. A current of opinion may become

strong enough to overcome the opposition of either tradition

or reason, still it is localized with respect to both those

it involves and the issues it refers to.

True public opinion, extensible in b ot h the above

respects, could emerge only after the appearance of the

press and the rapid and wide circulation of the newspaper.

Only then can the waves of opinion expand, gaining in

strength as they do, but also causing the people in the

communities, the institutions, the sects to form through

their awareness of being all s i mu lt an eo usl y concerned over

the same matters, an essentially spiritual social aggregate,

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the public, placed at a higher level wher e the material

dif ferences are not perceptible.

This conception constitutes the origin of all of

T a r d e 's f o r m u l a t i o n s . Among them, those on the press are

both pertinent to present day phenomena and suggest further

investigation, The press, according to Tarde, is not a

source of opinion but is like a "pump,"^ it draws and con­

veys information. However, even so it is apt to create

what we consider to be public issues, Indeed, sensitive

to the concerns of this or the other segment of the public

the press reflects them in its pages; b y doing so it draws

on them the attention of people w h o otherwise w o u l d have

remained indifferent. To stress this point Tarde referred

to the anti-semitic sentiments during the famous Dreyfus

2
affair, on the part of people who "had never seen a Jew"

and who in no w a y could have any interests involved. This

pr op osition is w o r t h particular at tention today when both

the issues in national or international affairs, and the

results of the polling of opinions on them are wi del y pub­

licized through the w id el y circulating press, the radio

and television,

^ I b i d ., p . 7 5.

^I b i d ,, p. 16.

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Having had no ex perience with either the radio or

television, Tarde implied that although the press m a y lead

the publics to abuses, in the long run, because of the

reflect ive reaction of the reader, it promotes rationality.

However, as it has been poin te d out b y Harry E. Barnes, had

Tarde w r i tt e n "after the radio, moving pictures, and tele­

vi sion ha d come into existence, he w o u l d probably hav e gone

even further in conceding the approximation of public opin­

ion to crowd attitudes."'*" Barnes further implied that the

modern media of co mmunication contribute to make the public

"crowd-like" and in general promote the growth of "crowd-

2
m i n d e d n e s s ."

In Marshall McLuhan's^ writings and more in the impac

that they have had we can see a measure of the relevance

that has today T a r d e 's con ce rn wi th the processes involved

in the emergence of public issues. What is even more sig­

nificant, however, is the importance that Tarde attributed

to the role of private conversations in this respect and in

"''Harry E. Barnes, "The Social and Political T h e o r y


of G. Tarde" in Introduction to the H is to ry of S o c i o l o g y ,
ed. H a r r y E. Barnes (Chicago: The U ni ve rs it y of Chic ago
Press, 1948), p. 479,
2
I b i d ., p. 480.

^E.g., Marshall McLuhan, Understanding Media (New


York: McGraw-Hill Book Company, 1964).

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gener al in the development of public opinion. The lonely

newspaper reader who has no o p p o r tu ni ty to talk wi t h someone

about what he has read does not contribute much to public

opinion. Inversely, wi t h o u t the circulation of the news­

paper, conversations would revolve around the perennial

topics of local concern and gossiping. The interplay of

the press and private c o nv er sa ti on has important effects,

of w h i c h the increase in the number and the varie ty of the

speakers as well as of the topics of conversation has the

most far-reaching implications. T ar de explored a number of

them, and due to his e xt ra or di na ry perceptiveness and per­

s p i c a c i t y his observations startle us b y their relevance and

timeliness. Indeed, they point to the gains in intellectu­

a li ty and objectivity that are ob ta in ed in the long-run,

when the pattern is set for m a n y people to exchange freely

views on a variety of topics. These gains in turn promote

both na tional integration and democracy, for they devel op

at the expense of social class distinctions and other diff er ­

entiations and fragmentations. T a r d e 's observations bring

us ahead of the current conceptions that see modern society

bec o m i n g increasingly a "mass" so c i e t y that is m a r k e d "by

m e d i o c r i t y and by vu lgarity and b y the loss of autonomous

judgment by co nt emporary man.""'' It is not that Tarde

^“Rob er t K. Merton, "i nt roduction to the Compass Edi­


tion," The Crowd b y Gustave Le B o n (New York: The Viking
Press, 1960), p. xxxiii.
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[1-8 16l

pr ec l ud ed the appearance of these traits, but he looked

b e yo nd them at the possibilities inherent in the devel op ­

ments of his time. It is these germinal generalizations in

p ar tic ul ar that can be transformed into hypotheses to be

tes te d through the instruments now available and against

current reality. Though not inspired b y T a r d e 1s work, the

w e l l - k n o w n study on the "two-step flow of communication"^

illustrates the w a y in w h i c h Tarde's ideas can be used in

research„

Co nc l u d i n g Remarks

"The analysis of a work of T a r d e ’s is in every case

a task bo t h fascinating and difficult," was said b y Eugene


2
d' Eichtal in 1902 and in closing the discussion of T a r d e 's

L 'O p in io n we cannot but agree w i t h him. The pres en ta ti on

in the Ap pe n d i x of the Engli sh translation of T a r d e 1s work

is made so that those of his ideas that promise to be ger­

minal m a y appear in their innumerable nuances.

In trying to discover the reasons explaining the

obl ivion into w hi ch T a r d e 's wo r k fell we pointed out most

^Elihu Katz and Paul F. Lazarsfeld, Personal I n f l u e n c e ,


The Part Played by the People in the Fl o w of Mass C o m mu ni ca ­
tions (Glencoe, Illinois: The Fr e e Press, 1955).

2
" L 1analyse d'une oeuvre de M. Tarde est tonjours
une tache a la fois seduisante et argue," Eugene d'Eichtal,
"Revue Critique, _La Psychologie E c o n o m i q u e ," Revue Philosoph-
i q u e , LIII (1903), 523.

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TI-9 162

of its faults, deficiencies, and weaknesses. Our task has

be en to demonstrate that they should not be allowed to

obscure any longer what is scientifically valuable in

Tarde's work. It is ironically T a r d e 's w i d e l y recognized

charm that is to be blame d most since ma n y have dismissed

his w o r k for being the creation of a "dilettante" lacking

scientific value.

Tarde danced the step of charm., D u r k h e i m is br a n­


dishing the Archangel's inflamed sword. He wants to
chase from the Garden of Sociology--and who would
blame him for it— all the distinguished a m a t e u r s , the
thinkers of sorts . . . .^

At this time, Gabriel Tarde is still out of the J G a r d e n of

Sociology." It is our hope that our wo rk may contribute to

make his return legitimate.

"Tarde dansait le pas de la se'duction. Durkheim


br and it 1 1epee flamboyante de l'archange exterminateur,
Il veut chasser du Jardin de Sociologie— et qui pourrait
1'en b l a m e r ? - - les amateurs d i s t i n g u e s , les penseurs en
tous genres ... Ac hil le Ouy, "Les Sociologies et la
Sociologie," Revue Internationale de S o c i o l o g i e , XLVII
(1911), 245.

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APPENDIX

OPINION A N D THE CROWD

by

Gabriel Tarde

Translated from the first

French edition b y

Artemis Emmanuel

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A1 164

FOREWORD

The term collective psycho lo gy or social psychology

is often given a chimeric meaning that we must reject, since

it implies the conception of a collective m i n d , a social

c o n s c i o u s n e s s , and a we existing outs id e or above individual

minds. In order to d ra w a clear line of distinction between

conventional psychology and social psychology, we believe

there is no need for this m y sti fy ing conception. We would

rather call the latter intermental p s y c h o l o g y .^ Indeed,

while the former concentrates on relations between the mind

and the totality of other individuals outside it, intermen­

tal ps ychology studies, or should study, the relationship

between minds and their unilateral or reciprocal influence

on each other--first unilateral, then reciprocal. Thus, the

NOTE: The footnotes of the book's author are marked


with asterisks. The translator's notes are numbered as in
the t e x t .

^"The author used here the term psy ch olo gie inter-
s p i r i t u e l l e . In translating we used the term "intermental
psychology" that G. Tarde used in the title of an article,
"La Psyc hol og ie int ermentale," in Revu e Internationale de
S o c i o l o g i e , IX (1901), 1-15. Th roughout this book and in
general in his work, G. Tarde shows the tendency to use the
terms "collective psychology," "social psychology," "inter­
mental psychology," and "interpsychology" interchangeably.

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differ en ce between the two p s yc ho lo gi es is analogous to the

di fference between the genus and the species. In this case,

the species, that is intermental psychology, is so special­

ized and important that it must be detached from the genus

and treated by methods appropriate to it.

The various studies pr e s e n t e d here are fragments of

such a conception of collective psychology. A close bond

uni te s them. It appeared ne cessary to include in this

volume, as a supplement, the study on the criminal crowds,


•k

in order to place it in its correct context. The p u b l i c ,

w h i c h is the special object of the main study, is actually

a dis pe rs ed crowd, where the influence of one mind on another

has become an effect at a distance, at an ever-increasing

distance. Then, Public O p i n i o n , arising from all these

interactions either at a distance or in direct contact, is

to crowds and publics what, in a way, thinking is to the

body. If, among all interactions from which opinion results,

one seeks the most general and constant he readily perceives

■k

The study on criminal crowds appeared originally in


the Revue de Deu x Mo n d e s in December, 1893, then in Melanges
So ci ologiques (Storck et Masson, 1895) . The other studies,
"The Public and the Crowd" and "Public Opinion and C o n v e r s a ­
tion," appeared respectively in 1898 and 1899 in the Revue
de Paris.

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that it is this fundamental social relation, conversation,

which has been most completely neglected by sociologists.^

A complete history of conversation among all peoples

and throughout the ages would be a social science document

of t he greatest significance. There is no doubt that this

endeavor presents difficulties. But if, through the col­

laboration of several researchers, these difficulties were

surmounted, the comparative study of the data, collected

from among the most varied races on this subject, would

yie l d a large number of general principles providing an

appropriate basis for a true science, comparative c o n v e r s a ­

tion . Such a science could then take its place alongside

comparative religion or comparative art— or even comparative

industry, which is otheriwse called political economy.

Naturally, I do not claim that I could draw, in a few

pages, the design of this science. Lacking sufficient data

even to sketch it, I can only try to indicate its place in

the future, and I would be happy if by succeeding to arouse

1
Concern with "conversation" has appeared in the work
of early sociologists, such as C. H. Cooley, Georg Simmel,
and G. H. Mead, and, more recently, in the work of Robert
Redfield, The Social U se s of Social S c i e n c e : The Papers of
Robert R e d f i e l d , 1963; Elihu Katz and Paul F. Lazarsfeld,
"The Two-Step Flow of Communication," in Personal I n f l u e n c e ,
1955; and Erving Goffman, Interaction R i t u a l : Essays on
Face-to-Face Behavior, 1967 .

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A4 167

regret that it does not exist, I inspired in some young

researcher the desire to fill this large gap.

G. TARDE

May 1901

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( 168

OPINION AND THE C R O W D 1

THE PUBLIC AND THE CROWD

Not only is the crowd attractice and irresistibly

appealing to its viewers, but its very name exercises an

extraordinary fascination on the modern reader. Cert ain

writers are much too inclined to designate b y this ambiguous

word all kinds of human groupings. It is important to put

an end to this c on fus io n and, in particular, to stop c o n ­

fusing the crowd w it h the p u b l i c , a word w h i c h is itself sus­

ceptible of various meanings, but which I wi ll try to define

precisely. We say; the public of a theater, the public of

this or that gathering; here, public means crowd. This

meaning, however, is not the only one, or even the principal

one. While the importance of this meaning either decreased

or remained stable in modern times, from the moment that

printing was invented, there appeared an e n t i r e l y different

Later on, referring to this title G. Tarde indicated


that it should have bee n The Public and Public O p i n i o n .
G. Tarde, "L 'Int er ps yc ho lo gi e, " Archives d 'Ant hro po lo gi e
gie C r i m i n e l l e , X I X (1904), 560.

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169
kin d of public; a publi c w hi ch continues to grow, and the

expa nsi on of which is one of the most prominent c h a r a c t e r ­

istics of our times. Cr ow d ps ychology has b e e n developed;

we must now develop the psychology of the public. The word

public, in this sense, refers to a coll ec ti vi ty of the mind,

to ph ys i c a l l y separated individuals, whose coh es io n is purely

mental. W h e r e does the public originate? H o w is it born?

H o w does it develop? W h a t are its varieties? What is the

relat io ns hi p between the public and its leaders, its r e l a ­

tionship to the crowd, to corporate bodies, to states?

Wha t is its power for good or for evil; its manner of feel­

ing and acting? This is what we propose to investigate in

this study.

In the lower animal communities, as so ci ati on consists

chiefly of a physical aggregate. As we go hig he r on the tree

of life, social relations become more intellectual. However,

if the individuals are separated from one another to the

point of no longer seeing one another, or if they rema in

thus sep ar at ed beyond a very short period of time, their

association ceases. Thus, the crowd presents, in this

respect, something of a parallel wi t h animal nature. Is it

not, indeed, a cluster of psychic contagions r e s u lt in g ess en­

tially from physical contacts? But, all communications from

mind to mind, from soul to soul, do not requir e that bodies

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be in close proximity. This condition is less and less ful­

filled when currents of opinion take shape in our civilized

societies. It is not at gatherings of men in the streets or

public squares that are born and develop these types of

social rivers — these great movements, which are now cap­

tivating even the stoutest hearts and the most resistant

intellects, and which ul timately become consecrated into

laws or decrees by pa rl iaments or governments. Strangely,

those who are carried away in this fashion, who mutually

influence one another, or rather, who transmit to one

another ideas suggested from higher social levels, are not

people rubbing elbows. They do not see and they do not

hear one another. They are all sitting, at home, reading

the same newspaper; and they are dispersed over a vast area.

Then, what is the bond that exists among them? A ch arac­

teristic of this bond is to be found in the simultaneous

ma ni fe s t a ti o n of their convictions or passions, but also in

the awareness that each one has that an idea, or a will, is

shared, at the same time, by a large number of other men.

■k

Let us observe that these hydraulic comparisons come


naturally to the writer whenever he deals with crowds as
well as with publics. In this, they resemble each other.
A mo v i n g crowd, on the evening of a public holiday, moves
with a slowness and many whirlpools that remind one of a
stream w ith no prec is e bed. For, there is nothing less
comparable to an or g a n i sm than a crowd, except a public.
Both are, m ore or less, waterways whose course is ill-defined.

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It is enough that the individual be aware of this, although

he does not see these other men, to become affected by them

taken as a whole, and not solely by the journalist, that

common inspirer, who is hims el f invisible and unknown, and,

for this very reason, all the more fascinating.

In general, the reader is not aware that he is sub­

jected to this persuasive, almost irresistible, influence

from the newspaper that he habitually reads. As for the

journalist, he is, on the whole, aware of his disposition

to please his public, whose nature and preferences he never

ignores. The reader, however, is m u c h less aware: he

hardly suspects the influence exerted on him by the mass

of the other readers. Nonetheless, this influence is u nq ue s­

tionable. It is exerted, both on his curiosity, which

becomes all the more vivid as he knows, or as he believes,

it to be shared by a larger or more select public; and on

his judgment, whi ch seeks to agree with that of the majority,

or of an elite of the other readers, as the case may be. I

open a newspaper that I think is today's, and avidly read

some of the news items; then, I realize that this paper is a

month old, or that it is yesterday's, and at once it ceases

to interest me. H o w does this sudden loss of interest come

about? Have the reported facts lost their intrinsic interest

No, but we say to ourselves that we are the only ones reading

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them, and this is enough. This proves, therefore, that our

great curiosity was due to an unconscious illusion that we

were sharing our mental state wi th a large number of other

minds. There is an analogy betwee n yesterday's newspaper,

or that of the day before, compared to today's, and a speech

that one reads at home compared to a speech one listened to

while in the midst of a crowd.

Wh en we unwittingly experience this invisible c o n ­

tagion of the public, of which we are a part, we tend to

explain it simply by the value placed on timeliness."'" If

today's newspaper is of such interest to us, it is because

it writes only of current events. It is probably the t i m e ­

liness of these events, not the idea that we and others find

out about them simultaneously, that arouses our interest in

them. But, let us analyze carefully this strange sense of

t i m e l i n e s s , the growing interest for which is one of the

most obvious characteristics of civilized life. Is what is

2
referred to as "news" only what has just occurred? No, it

is everything that inspires a general interest, at this

"'"We used the term "timeliness" to translate the


French term "actualite," which in the context above is taken
in the meani ng of "state of what is of the present moment."
2
W e used the term "news" here to translate the French
term "actualite," which in the context above is taken in the
meaning of "something that is of the present moment."

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particular moment, although it may be an old event. Every­

thing concerning Napole on has been news in recent years.

Everything popular is news. Anything recent but at this

moment neglected by the public whose attention is turned

1 .
elsewhere is not news. Du ri ng the Dreyfus case, important

events of potential interest to us occurred in Afr ic a or in

Asia. But they were not considered newsworthy. In short,

the pass ion for news progresses with sociability, of which

it is but one of the mor e striking manifestations. More­

over, as it is the task of periodicals and of the daily

press in particular, to focus on subjects of current inter­

est, we should not be surprised to see develop among the

readers of the same newspapers a kind of bond that draws

them together, a type of association which has received very

little attention but which is very important.

Intensive social life, or urban life, which exposes

individuals to suggestion in proximity is, of course, an

essential pre requisite for this suggestion at _a distance

among individuals making up the same public. We begin as

children, as adolescents, to experience vividly the effect

"'‘T he author refers to the Dreyfus case— or 1 1Affaire


as it is often ca lled— which was the controversy that fol­
lowed the trial for treason, in 1894, of the Fr ench army
officer, A l f r e d Dreyfus, a n d w h i c h deeply marked the p ol it i­
cal and social history of the Third Republic, and, indeed,
of mo de rn France.

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174
on us of others looking at u s , an effect w h i c h is expressed

s u b c o n s c i o u s l y in our attitudes, our gestures, the modified

course of our ideas, in our h esitating or excited speech,

and in our judgments and our actions. It is only after

years of having experienced and e x e rcised on others this

e ffective a c t ion_of looking that we become capable of being

affected even b y the thought that another person is looking

at u s , b y the idea that we are the object of attention of

persons distant from us. Similarly, it is after w e have

known and, for a long time, b e e n exposed to the suggestive

power of a dogmatic and authoritative voice, heard close to

us, that the reading of a vigorous statement is sufficient

to convince us, and that even the simple awareness of a

large number of fellow-creatures adhering to this judgment

predisposes us to judging likewise. Therefore, the f o r m a ­

tion of a public presupposes a mental and social evolution

far more advanced than the formation of a crowd. Purely

ideational suggestibility, contagion w i t h o u t contact, is

involved in this entirely abstract and yet so real grouping.

This intellectualized crowd, raised, so to speak, to the

square power, could evolve only after centuries of a cruder

and a more elementary social life.

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Al2 175

II

T h e r e is no word, in Latin or in Greek, that c o r r e s ­

ponds to what we m e a n by public. T h e r e are words to

designate the people, the assembly of armed or non-armed

citizens, the electorate and all v a rieties of the crowd.

But w here is the writer of antiquity who thought of speaking

about his public? Everyone of them k n e w only his a u d i e n c e ,

in the h a l l s rented for public lectures where poets, con­

t emp oraries of Pliny the Y o u n g e r , ’*' gathered in small con­

genial crowds. As for the dispersed readers of the

manuscripts, copied by hand and p r o d u c e d to the extent of

a few scores of copies, they were not at all conscious of

forming a social aggregate as are today the readers of the

same newspaper or, at times, the readers of a fashionable

novel . Di d a public exist in the M i d d l e Ages? No, but

t her e were fairs, pilgrimages, tumultuous multitudes, where

pious or b elligerent emotions, fits of temper or panics,

found expression. The public could emerge only after the

initial w i d e s p r e a d expansion of the invention of printing

in the sixteenth century. The long distance transmission

R o m a n author and administrator (61 or 62--ca 113 A . D . ) .


He left a coll e c t i o n of private letters of great literary
charm w h i c h intimately illustrate public and private life
in the he y d a y of R o m a n Empire.

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A13 176

of power is nothing compared to this transmission of thought

over great distances. Is not thought the social force par

excellence? Think of the id e e s - f orces of Mr. F o u i l l e e . We

have seen a profound innovation of incalculable effect: the

daily and simultaneous reading of the same book, the Bible,

issued for the first time m millions of copies, giving to

the unified mass of its readers the feeling that they formed

a new social body detached from the Church. However, this

nascent public was itself nothing more than a Church apart

w ith which it appeared to b e confused. This is the weakness

of Protestantism, to have b e e n both a public and a church,

two aggregates governed b y different principles and of an

i rreconcilable nature, The public properly speaking emerged

in a clear-cut fashion only under Louis XIV. But, in this

period, though there were, at the crowning of princes, at

the great festivals, at the riots caused by periodic famines,

crowds as impetuous and as large as these of today, the pub-


. 2
lie was composed of only a narrow elite of "honnetes g e n s 1'

^Alfred Fouillee (1838-1912) is a French scholar who,


in developing his sociological theory, made the attempt to
combine the ideas of social contract and organism. He is
b e s t k n o w n for his concept of idees- f o r c e s . According to
his theory, an idea is not just a powerless representation,
b u t a real dynamic force w h i c h influences the behav i o r of
individuals and masses (La Psychologie des i d e e s - f o r c e s ,
Paris, 1893; L' Evolutionisme des idees- f o r c e s , P a n s , 1906)
2
This expression refers to people who are cultured.

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177
A14

who read their monthly gazette, or rather a small number of

books written for a small number of readers. Moreover, these

readers were mainly c o n c entrated in Paris, especially at the

royal c o u r t .

In the Eighteenth Century, this public rapidly grew

in size and became fragmented. I do not think that before

Bayle^ a philosophical public existed, distinct from the

great literary public or be g i n n i n g to detach itself from it .

For by public I do not mean a group of scholars who, despite

their dispersion over various pro v i n c e s or states, are n e v e r ­

theless united by their common concern for similar lines of

resea r c h and by the reading of the same writings, but are so

few in number that they all c o rrespond with one another and

derive from these personal relationships the principal main

substance, their scientific communion. A special public

takes form only from the indefinable moment when those p e r ­

sons devoted to the same studies are too numerous to be able

to k n o w one another in this personal fashion, and the bond

of a certain solidarity has de v e l o p e d among them only on

account of impersonal c o mmunications of sufficient frequency

and regularity. In the second half of the eighteenth

Pierre Bayle (1647-1706) was a French philosopher


famous for his encyclopedic dictionary: Dictionnaire
h i s t o r i q u e et c r i t i q u e , 1692.

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178
M5

century, a political public was born, matured, and soon, in

its overflowing, absorbed all the other publics, literary,

philosophical, or scientific just as a river does its t r i b u ­

taries. However, up to the time of the French Revolution,

the life of the public had little intensity of its own and

gained importance only through the life of the crowd, to

w h i c h it was still attached as long as the salons and the

cafbs wer e the centers of an intensive social life.

T he birth of the press and consequently of the public

can be traced to the Fr e n c h R e v o l u t i o n - - in itself an expres­

sion of the growing pains of the public. It is not that the

R e v o l u t i o n did not arouse crowds also, but in this there was

nothing to distinguish it from the civil wars of the past,

of the F o u r t e e n t h and the Six t e e n t h Centuries, and the

Fronde itself."*" The Fronde crowds, the League^ crowds, the


3
Caboche crowds were neither less fearsome nor perhaps less

Fronde was called the civil war that took place in


France (1648-53) while King Louis XIV was a minor.
2
It is question of the League, or confederation of
the C a t holic party, that was formed in France in the s i x ­
tee n t h century in view of d e f ending the Catholic faith
against the Calvinists.
3
A popular movement (_c 1413) that took its name from
its leader Caboche, a Paris butcher.

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numerous than those of July 14th and August 10th. For a

crowd cannot g r o w be y o n d a certain point, determined by the

limits of the voice and the eye, without immediately breaking

up or b e c o m i n g incapable of collective action. This action,

after all, never changes: barricades, looting of palaces,

massacres, demolitions, and fires. There is nothing more

m o notonous than these age old ma n i f e s t a t i o n s of its activity.

But what c h a r acterizes 1789, what the past had never seen,

is the swarming of avidly devoured newspapers which flour­

ished at this time. If several were still-born, others

provided the spectacle of an unheard of diffusion. Each of

*2 3
these great and odious publicists, Marat, Desmoulins,

July 14 refers to the rise of Parisians in 1789 d u r ­


ing the French Revolution, which resulted in the capture of
the Bastille. August 10 refers to the Parisian insurrection
in 1792 that led to the imprisonment of King Louis XVI.

"The term publicist, says Littre, is in the D i c t i o n ­
ary of the Academy only from 1762," and, moreover, it is
included, he says--as it still does in most of the d i c t i o n ­
aries— only with the meaning of author who writes on public
law. The meaning of the word, in current usage, has
bro a d e n e d only in the course of our century, while that of
the p u b l i c , on account of the same cause, became more and
more limited, at least in the way I am using it.
2
Emile Littre (1801-81), a French philosopher and
scholar of the Positivist school of thought, was the author
of the Dietionnaire de la langue f r a n c a i s e .

^Jean-Paul Marat (1743-93) is the w ell-known figure


in the French Revolution, considered as a demagogue and
instigator of mob action; he was the editor of L 'Avis du
P e u p l e ; Camille Desmoulins (1760-94) was a lawyer who took
an active part in both the attack on the Bastille and the
August 10, 17 92 revolutionary movement.

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Pere Duchesne, ^ had its public, and we can consider the

incendiary, looting, murderous, cannibalistic crowds, which

devastated the F r ance of that time from north to south, and

east to west, like tumors, like malignant eruptions of these

publics on whom their evil cupbearers (triumphantly carried

to the Pantheon after their death) daily poured the p o i s o n ­

ous alcohol of empty v iolent words, It is not that the mobs

were composed exclusively of newspaper readers even in Paris

This was even truer in t he provinces and in the country.

But they always r e p r e sented the leaven, if not the dough.

Clubs, cafe gatherings, w h i c h played such an important role

during the revolutionary period, also sprang from the public

whereas, before the Revolution, the public was the result

rather than the cause of cafe gatherings.

The revolutionary public, however, was primarily

Parisian. Beyond Paris, it had only faint repercussion,


2
Arthur Young, during his famous trip, was impressed by the

fact that so few leaflets were circulated even in the cities

It is true that his ob s e r v a t i o n applies to the beginning of

the Revolution; a little later, it would lose m u c h of its

^"Pere Duchesne" was the title of a violent r e v o l u ­


tionary paper issued by Jacques R. Hubert (1757-94), a
French politician.
2
A n English economist (1741-1820).

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accuracy. Nevertheless, to the end, the lack of rapid c o m ­

m u n i c a t i o n constituted an insuperable obstacle to intensive

and wide s p r e a d dissemin ation of the life of the public. How


i
could newspapers, which arrived only two or three times a

week and eight days after they had appeared in Paris, give

their readers in the South the feeling of timeliness and the

sense of simultaneous unanimity, without which the reading

of a newspaper is really no different from that of a book?

It was left to our century, w i t h its improved means of

t r a nsportation and instantaneous transmission of thought

over any distance, to give publics, all publics, the indefi­

nite extension of which they are capable and which creates

such a striking contrast betw e e n t hem and the crowds. The

crowd is a social group of the past; after the family, it is

the most ancient of all social groups. In all its forms,

whether standing or seated, motio n l e s s or moving, it cannot

extend itself beyond a very limited radius; when its leaders

cease to control it, when it no longer listens to them, it

breaks loose. The largest audience ever seen was that of

the Coliseum; still, it did not number over one hundred

thousand persons. The audiences of Pericles or Cicero, even

those of the great teachers of the Mi d d l e Ages, those of a

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Peter the Hermit or a Saint Bernard, were undoubtedly

smaller by far. Therefore, there is nothing to indicate

that eloquence, whether political or religious, made great

strides in antiquity or the M i d d l e Ages. The public, how­

ever, is infinitely extensible. The more it extends, the

mor e intensive its particular life becomes and the more

it seems to be the social g roup of the future. Thus, three

inventions, printing, the railroad, and the telegraph,

supporting one another, gave rise to tremendous power of

the press, that marvelous t e l ephone that has so enormously

expanded the old audience of speakers and preachers. I

cannot concede to a vigorous writer, Dr. Le Bon, that our

age is the "era of crowds." It is the era of the public or

of the publics, something that is quite different.

Ill

Up to a certain point, we could apply the term ap u b ­

lic to what we call a w o r l d , "the literary world," the

"political world," etc., except for the fact that the term

world implies, among those who are a part of it, a personal

Peter the Hermit was a monk who was the principal


preacher of the First Crusade. He died around 1115. Saint
Bernard (1090-1153), a mystic and reformer who earned the
r e putation of having the ability to transform intransigent
opponents into enthusiastic followers.

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183
h.20

contact, an exchange of visits, of receptions, which need

not exist among members of the same public. However, as we

can already see, an immense dista n c e separates the crowd

from the public, despite the fact that the public originates

in part from a k i n d of crowd, from a s p e a k e r 1s audience ,

Bet w e e n the two there are other significant differences that

I have not yet mentioned. One can belong at the same time,

and in fact one always belongs simultaneously to several

publics, just as to several organiz a t i o n s or sects, but one

can belong to only one crowd at a time. From this stems the

far greater intolerance of crowds, and, consequently, of

nations in w h i c h the crowd spirit pred o m i n a t e s because one's

being is entirely captured, irresistibly caught up by a

force without a c o u n t e r w e i g h t . H e n c e the advantage in the

gradual substitution of publics to a transformation always

accompanied by progress in tolerance if not in scepticism.

It is true that, as often happens, from an overexcited p u b ­

lic are born fanatic crowds which surge to the streets

shouting long live or death to anyone. In this sense, the

public might be defined as a virtual crowd. However, if

this d e g e neration of the public into a crowd is extremely

dangerous, it is, on the whole, rather rare. Without e x a m i n ­

ing whether these crowds, born of the public, are not, after

all, somewhat less brutal than the crowds existing before a

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public, the o p p o s i t i o n b e t w e e n two publics, always ready to

fuse on their indeterminate borderlines, is evidently a far

lesser threat to social peace than the clash b e t w e e n two

opposing crowds.

The crowd, a more natural grouping, is more subjected

to the forces of nature; it depends on rain or good weather,

on h eat or cold; it is more frequent in summer than in

winter, A ray of sunshine brings it together, a shower d i s ­

perses it. Bailly,^ w hen he was mayor of P a n s , blessed

rainy days, and was saddened to see the sky clear. However,

the public, a g r o uping of a higher order, is not subject to

these v a riations and whims of physical environment, of

seasons, or even of climate. Not only the b i r t h and growth,

but also the very over-excitement of the public, social

maladies of increasing seriousness that have appeared during

this century, are free from these influences.

It was in m id-winter that there raged, over the whole

of Europe, the most acute crisis of its kind m cur knowledg

the Dreyfus affair, Was this crisis more passionate in the

South than m the North, as crowds are? No, it was rather 1

Belgium, Prussia, and Russia that it excited the imagination

J e a n - SyIvain Bailly (1736-93) was mayor of Paris


after the capture of Bastille in 1789.

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185
A22

Finally, the imprint of race'*' is less marked on publics than

it is on crowds. It cannot be otherwise because of the

following consideration.

Why, indeed, does an English meeting differ so r a d i ­

cally from a French club; a September massacre from an

American lynching; an Italian festival from the crowning of

the Tsar, at which an assembly of two h undred thousand

moujiks is not moved by the disaster in which thirty t h o u ­

sand of them would perish? Why is it that on the basis of

the nationality of a crowd, a good observer can almost p r e ­

dict the w ay in w h i c h the crowd will behave? Actually, he

can do so with far greater certainty than predicting the

behavior of each of the individuals composing the crowd.

W h y is it that despite the great changes that in customs and

ideas in France or in England, in the last three or four

centuries, French crowds of our times, Boulangist or anti-

semitic, exhibit so many of the traits found in the crowds

of the League or the F r o n d e — just as English crowds of today

remind us of those of Cromwell's time? This is so because

in the compos i t i o n of a crowd, individuals enter only by

their national similarities, which are added to one another,

^The term "race" was not used then in the w ay social


scientists and b i o l o g i s t s use it now. It was primarily
taken to mean p e ople w ho have the same ancestors, and in
this respect it also implied the bond of heredity.

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forming one whole, and not by their differences, which are

neutralized. It is also because in the rumbling of a crowd

the edges of individuality become mutually dulled, in favor

of the national type that emerges. This is always the case,

regardless of the individual action of the leader or leaders,

which, nevertheless, always felt, is also always counter­

balanced by the reciprocal action of the followers.

The influence exercised by the publicist on his p u b ­

lic, though far less intense at a given moment, is far more

powerful on account of its continuity, than the brief and

transient impetus the crowd is given by its leader. M ore­

over, this influence is always supported, never resisted, by

the much weaker influence that the members of the same public

exercise on one another, thanks to their awareness of the

simultaneous identity of their ideas or their inclinations,

of their convictions or their passions, that are daily

inflamed with the same bellows.

One can contest wrongly, but not without speciously

appearing right, that every crowd has a leader, but, in

reality, it is often the crowd that leads its chief. But,

who would contest that every public has its inspirer, and

sometimes its creator? What Sainte-Beuve^" says about the

■^Charles-Augustin de Sainte-Beuve (1804-69) was a


famous literary critic who conceived literary criticism as
the reconstruction of the genius of each writer.

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genius, that "a genius is a king who creates his people," is

especially true of the great journalist. H o w many publicists


:k
does one see creating their public! In truth, Edouard

Drumont w o u l d not have b e e n able to excite anti-semitism if

his attempt did not coincide with a certain widespread state

of mind. As long as no resounding voice was raised that

would lend common expression to this state of mind, it

remained p u rely individual, not very intense, even less c o n ­

tagious, and unaware of itself. He w ho expressed it also

created it as a collective force, perhaps factitious, but

nonetheless real. I know of regions of France where nobody

has ever seen a single Jew. This does not mean, however,

that a n t i - s e m i t i s m cannot flourish there, since people read

anyway anti-semitic newspapers. Socialist and Anarchist

tendencies were also insignificant b e fore a few famous pub-

licits, Karl Marx, Kropotkin, and others voiced them and

d i s s e m i n a t e d them in their own likeness. It is, co n s e ­

quently, easy to understand why the imprint of the indi­

vidual genius of the leader is more p r o n o u n c e d on a public


W i l l it b e said that, if every great publicist
creates his public, every public, at all numerous, creates
its own publi c i s t ? This last p r o p o s i t i o n is far less true
than the first. We can actually observe quite a number of
groups which, for years, do not succeed in giving birth to
the w r i t e r w ho is adapted to their true outlook. This is
the case of the Catholic world at present.

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188
A25

than the genius of nationality, and w hy the opposite is true

in the crowd. Similarly, it b ecomes clear why in each of

its principal types the public of a certain country appears

changed, within a very few years, when., its leadership is

changed. For example, the French socialist public today in

no way resembles the socialist par t y of the time of Proudhon--

while French crowds of all kinds maint a i n their identity

through the centuries.

It may b e objected that the newspaper reader keeps

more of his f reedom of thought than the individual who is

lost and carried away in a crowd. He can reflect in silence

on what he is reading and, despite his habit u a l passivity,

it may occur to h i m to change his newspaper until he finds

one that suits him, or that he believes suits him. On the

other hand, the journalist himself seeks to please h i m and

to retain h i m as a reader. The statistics about new s u b ­

scriptions and cancellations are an excellent thermometer,

frequently consulted, which warns the editors about the line

of conduct and thinking to be followed. In a famous affair,

an indication of this sort motivated the sudden about-face

of a large newspaper, and this recantation is not unusual.

Thus, the p u blic sometimes reacts upon the journalist, while

the latter acts continu ally on his public. After some

initial fumbling, the reader has selected his newspaper, and

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189
A26

the n e wspaper has sorted out its readers. There has bee n a

mutual selection, hence, mutual adaptation. The reader has

chosen a newspaper that pleases him, one that flatters his

-prejudices or emotions. The newspaper ha s selected a reader

agreeable to it, a docile and credulous reader, w h o m it can

easily direct b y making some concessions to his prejudices--

concessions analogous to the oratorical p recautions of

ancient orators. It has b e e n said that the ma n who reads a

single b o o k is to be feared. But what is he alongside the

reader of a single n e wspaper? And, actually, this man is,

with rare exceptions, each one of us. Here lies the danger

of m o d e r n times. The n the process of double selection and

double adaptation, through which the public is transformed

into a h o m o g e n e o u s group-- w e l l - k n o w n and subject to m a n i p u ­

lation b y the w r i t e r — instead of p r e v e n t i n g the publicist

from u l t i m a t e l y having a decisive influence on his public,

allows h i m to deal wit h it with greater force and certainty.

The crowd is in general far less h o m o g e n e o u s than the p u b ­

lic; it enlarges as it is joined by those w h o are just

curious, h a l f - a d h e r i n g persons, who are soon t emporarily wen

over and assimilated in it, but who nev e r t h e l e s s are the

reasons wh y it remains difficult to give these incoherent

elements a co m m o n direction.

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A27 190

IV

One m ight dispute this relative h o m o g e n e i t y of the

public under the pretext that just as "you cannot step twice

into the same r i v e r , " y o u never read the same book."

Although this ancient paradox is debatable, is it still true

to say that we never read the same n ewspaper? There will be

those wh o t hink that as the newspapers are mor e varied than

the books, the adage is even more applicable to the former

than to the latter. However, every n e w spaper ha s in fact


. - 2
its own g i m m i c k , and this gimmick, g i v e n constant play,

attracts the attention of all the readers, and hypnotizes

them. In fact, despite the variety of its articles, every

page has a g a u d y color that sets it apart, a specialty, be

it pornographic, defamatory, political, or other, to which

all the rest is sacrificed, and on w h i c h its public avidly

concentrates. Catching the public b y this bait, the jour­

nalist leads it anywhere his heart desires.

Another consideration. The public, after all, is

only a kind of " c u s t o m e r , " but a special k ind that tends to

"'"This is an allusion to Heraclitus' fluidity: "You


cannot step twice into the same river, for other waters are
continually flowing on. . . . " P. Wheelwright, Heraclitus
(New York: Atheneum, 1964), p. 29.
2
The author's expression is, a. son c l o u ; this is a
colloquial expre s s i o n meaning that something attracts
attention b y a parti c u l a r trait.

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eclipse all others. The fact that one buys the same products

in the same types of stores, that one is outfitted at the

same dressmaker or tailor, and that one often eats at the

same restaurant, established among persons of the same world

a certain social bond, and p resupposes among them affinities

that this bon d tightens and stresses. Each one of us, in

buying what meets his needs, is more or less vaguely c o n ­

scious of expressing and developing hi s ties with the social

class which feeds itself, is outfitted, and satisfies itself

in every wa y in an almost identical manner. The economic

fact, the only one studied b y economists, is therefore c o m ­

p l i cated with a sympathetic r e l a t i o n s h i p also deserving of

attention. T h e y consider the consumers of a product, or

service, as me r e l y competitive rivals quarreling over the

object of their desires; but, they are also congeners,

f e l l o w - c r e a t u r e s , who are seeking to strengthen their s i m i ­

larity, and to distinguish themselves from others. Their

desire is fed b y the desire of the other, and in this very

emulation there is a secret c o m munion of feeling which seeks

to be increased. But, h o w much more intimate and deep is

the bon d that is formed among those w h o habitually read the

same newspaper. Here, no one w o u l d think of speaking of c o m ­

petition; there is but a communion of suggested ideas, and

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the consciousness of this communion--but not of this sug­

gestion wh i c h is, nevertheless, manifest.

Just as for every tradesman there are two kinds of

customers, the regular and the floating, so for the news­

paper or the r e v i e w there are also two kinds of publics: a

stable, consolidated public, and an unstable, floating p u b ­

lic. The distribution of these two p ublics varies a great

deal from one paper to the other; to the old papers, organs

of the old parties, the second kind does not count, or

b a r e l y counts. And I admit that in this case the p u b l i c i s t ’s

effect on the h o m e he has entered is seriously obstructed by

the intolerance of this home, from wh i c h he w o u l d be imme­

diately expelled should h e express any dissent. On the

other hand, the publicist has a quite d i f ferent effect,

lasting and penetrating on a stable party. It is noteworthy,

however, that the publics that are loyal and traditionally

attached to a certain newspaper tend to disappear being

increasingly replaced b y more mobile publics, on which the

hold of the talented journalist is much easier if not more

solid. We may, with good reason, deplore this development

in journalism, for the stable publics make the journalist

honest and convinced, just as capricious publics make journa­

lists superficial, volatile, and disturbing; but, it appears

that this e v o lution is for the time b e i n g irresistible and

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hardly reversible. We can already perceive the prospect of

the increasing social power that it opens to writers. It

may b e that this development will more and more subject m e d i ­

ocre journalists to the whims of their public; it is n e v e r t h e ­

less certain that it will more and more subordinate a

subjugated p u blic to the despotism of the great journalists.

It is they far more than the statesmen, even though the

latter may be superior, who make public opinion and lead the

world. And, once they have imposed themselves, what a strong

throne is theirs. Compare the rapid erosion of the p o l i ­

ticians, even of the most popular ones, to the prolonged

indestructible reign of h i g h l y talented journalists. This

reign reminds one of the longevity of Louis X I V or the

indefinite success of illustrious w riters of comedy and

tragedy. These autocrats never grow old.

This is the reason why it is so h a r d to make an e f f e c ­

tive law regulating the press. It would be as if one wanted

to regulate the sovereignty of the Great King or Napoleon.

The offenses of the press, even the crimes of the press, are

almost as unpu n i s h a b l e as the offenses of the tribune in

antiquity and those of the chair in the M i ddle Ages.

If it were true that, as the praisers of crowds are

in the habit of repeating, the histo r i c a l role of i n dividual­

ism is destined to continue its decline as societies evolve

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194
A31

into democracies, we should be especially surprised to see

the journalists gain daily. Yet, we cannot ignore that it

is the journalists who fashion o pinion in times of crisis;

and, when two or three great chiefs of political or literary

clans decide to rally b e hind the same cause, however bad

this cause m ay be, they are certain to triumph. This fact

implies something very significant: The most recent of

social groupings, and the one with the greatest potential

for expansion as our democratic c i v i lization progresses,

that is the public, is the one that presents the greatest

opportunity for strongly individualistic personalities to

impose themselves, and for original individual opinions to

spread.

One needs only open his eyes to see that the division

of society into publics, a p u rely p s y chological division

corresponding to differences in states of mind, undoubtedly

tends not to substitute itself for, but, more and more

noticeably and effectively, to superimpose itself on the

division of society into religious, economic, aesthetic, and

political sections, into c o r p o r a t i o n s , sects, occupations,

schools, and parties. It is not only these types of crowds

of the past, the audiences of tribunes or preachers, whi c h

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195
A3 2

are d o minated or expanded b y their corresponding p a r l i a m e n ­

tary or religious publics, but also not a single sect exists

which does not want to have its own journal in order to

surround itself w i t h a public radiating b e y o n d itself and

generating a sort of surrounding atmosphere, in which the

sect is immersed, a collective c o n s ciousness w hich makes it

shine more brightly. And, surely we cannot say of this

consciousness that it is a simple e p j p h e n o m e n o n ,^ itself

ineffective and inactive. Likewise, there is no profession,

large or small, that does not aspire to h a v e its journal or

its review, just as in the Middle Ages every corporation

wanted to h a v e its chaplain, its regular preacher; just as

in Greek antiquity, every class h a d its own orator. Is it

not also the first concern of every newly founded literary

or artistic school to h ave its journal, w i t h o u t which it

would not consider itself complete? Is there a party or

fragment of a p a r t y that does not h a s t e n to express itself

noisily in some daily newspaper, by which it h opes to expand,

and through w h i c h it is undoubtedly s t r e n g t h e n e d ,before it is

changed, fused w ith another party or fragmented? A party

without a journal is comparable to a h e a d l e s s monster,

^i.e., a p h e n o m e n o n that occurs together wit h another


phenomenon, in an accidental manner, w i t h o u t exercising on
it any effect.

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A3 3 196

although what is considered thus as a monstrosity was typical

of all the parties of antiquity, the Middle Ages, or modern

Europe up to the French Revolution.

This t ransformation of various groups into publics is

explained by a growing need for sociability, for a regular

c ommunication among associates b y means of a continuous flow

of information and common stimuli. This transformation is,

therefore, inevitable. It is important to search for the

effects that it has or will very likely have on the destinies

of groups thus transformed in terms of their durability,

stability, and strength, as well as of their conflicts or

alliances.

In terms of stability and.strength, the old groupings

certainly have nothing to gain b y this change. The press

mobilizes everything that it touches and vitalizes it. There

exists no Church, h o w e v e r immutable in appearance, which,

from the moment that it submits to the mode of continuous

publication, does not develop the signs of internal m u t a ­

tions impossible to hide. To b e convinced of this efficacy,

at once d issolving and regenerating, inherent in a newspaper,

we need only compare the political parties b e f o r e the e x i s ­

tence of the press to those of the present time. Were they

not then less ardent but more durable, less alive but more

tenacious, more fixed in their dimensions and more solid.

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more resistant to efforts to renew or fragment them? From

the centuries old opposition, so sharp and so persistent,

between the Whigs and Tories, what remains today in England?

Nothing was rarer in the France of times past than the

appearance of a new party. In our time, the parties are in

the process of perpetual alteration, of regeneration, and of

spontaneous generation. Thus, there is less and less worry

and concern about their platforms, for it is w ell k n o w n that

if they come to power, they will do so only after b eing

thoroughly transformed. In-a short time there will remain

a memory only of the hereditary and traditional parties of

old times.

The relative strength of the old social aggregates is

also significantly m o d ified by the action of the press. At

the outset, let us observe that the press is far from favor­

ing most professional grouping. The p r o f essional press,

devoted to judicial, industrial, agricultural, and trade

interests is the least read, least interesting, and least

active press, except when dealing with a strike or labor

politics. It is the division of society into groups based

on theoretical ideas, idealistic aspirations, and emotions

that is given tangible impetus and p r e p onderance by the

press. The press prides itself on expressing these inter­

ests only by disguising or sublimating the m into theories

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and emotions. Even w h e n it turns t h e m into emotions, it

intellectualizes and idealizes them; and, ho w e v e r dangerous

this t r a n s figuration may sometimes be, it is, everything c o n ­

sidered, a h a p p y one. Although ideas and emotions may well

boil up while clashing w i t h each other, they are always less

irreconcilable than interests.

Whether religious or political, pa r t i e s are the social

groups on w h i c h newspapers have the greatest hold and which

they enhance the most. Mobilized into publics, parties

become deformed, reformed, and transformed w i t h a rapidity

that wou l d h a v e shocked our ancestors. And, one must admit

that their m o b i l i z a t i o n and their intertwining are hardly

compatible w i t h the regular operation of Pa r l i a m e n t a r i s m in

the English style. This may be a minor misfortune, but it

brings about a profo u n d modi f i c a t i o n of the parliamentary

system. At the present time, parties absorb one another or

disappear in a few years. In some cases, they expand at an

incredible rate. Then they acquire enormous b ut temporary

strength. They assume two traits that w e did not recognize

in them before: they b e c o m e susceptible of interpenetration

and internationalization. They can p e n e t r a t e each other

easily because, as we said above, each of us is part, or may

be part, of several publics at one and the same time. They

are i n t ernationalized b e c a u s e the w i nged w o r d of the

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199
newspaper rushes crosses national frontiers wi t h o u t any

difficulty, something that, in the past, the voice of the


*
most famous speaker, the party leader, could never do.

It is the press that lends its own wings to pa r l i a m e n t a r y

or club eloquence and spreads it over the w h o l e world. If

this international scope of parties transformed into p u b ­

lics makes h o s tility among them more dreadful, their

ability to penetrate one another and the vagueness of

their boundaries facilitate a l l i a n c e s — although immoral—

and encourage hopes of a final peace treaty. Thus, it

appears that the transformation of parties into publics

works more against their permanence than their unity, more

against tranquility than peace, and that the social a g i t a ­

tion that it produces prepares rather the w a y toward social

unity. This is so true that, despite the divergence and

m u l t iplicity of publics co-existing and intermingled in a

society, they seem to form one and same public b y their

partial agreement on certain important points. This is what

*
C e r t a i n large newspapers, the Times and the F i g a r o ,
and certain large reviews have their public scattered t hrough­
out the entire world. The religious, scientific, economic,
and esthetic publics are essentially and c o n t i nually inter­
national;; the religious, scientific, etc. crowds are so only
rarely in the form of congresses. Moreover, congresses were
able to become international only because they w e r e preceded
along these lines b y their respective publics.

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200
A3 7

is called Public Opinion, the political impact of whi c h is

constantly increasing. At certain critical moments in the

life of peoples, w h e n a national danger appears, this fusion

of which I am speaking is remarkable and almost complete.

At these times, we see the social group par e x c e l l e n c e , the

nation, like all the other groups, t r a nsform itself into a

large cluster of feverish readers, avidly reading news

reports. In time of war, no classes, occupations, labor

unions, or parties, seem to remain of the social groupings

in France, except the French army and the "French public."

Of all the social aggregates, however, the crowd is

closest to the publics. Even though the public is very

often b ut an enlarged and dispersed audience,

it differs from the crowd in many characteristic ways, as

we have already seen. These differences are in fact so

important as to account, to some extent, for an inverse

ratio bet w e e n the progr e s s of crowds and that of publics.

It is true that tumultuous street gatherings are born of

excited publics. And, since the same public may be spread

over a vast territory, it is possible that noisy multitudes,

born of this public, gather in several towns at the same

time and start to shout, plunder, and kill. This phenomenon

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has been observed. But, w h a t we do not see is the crowds

that would have gathered h a d there b e e n no publics. If we

were to assume that all newspapers were eliminated and, with

them, their publics, should we not expect the people to m a n i ­

fest a much stronger tendency, than at the present time, to

aggregate in larger denser audiences around the chairs of

professors, and even of preachers, to fill public places,

cafes, clubs, salons, and lecture halls, as well as theaters,

and to b e h a v e everywhere more noisily than they do now?

We are not thinking of all the discussions in the

cafes, the salons, the clubs, that the polemics of the press

inspire. They are a relatively harmless antidote. What is

true is that the number of listeners, in general, continues

to decline in public gatherings, and that our most popular

speakers fall far short of the success of Abelard'*' who led

thirty thousand pupils to the b o t t o m of the Paraclet valley.

Even if the listeners are numerous, they are less attentive


We could even say that every public is described by
the nature of the crowd to wh i c h it gives birth. The pious
public is typified by the p ilgrimage to L ourdes— the "society"
b y the races at Longchamps, balls, and p a r t i e s — the literary
p u b l i c b y the theater audiences, and receptions at the
Acad e m i e F r a n c a i s e — the industrial public b y its strikes--
the po l i t i c a l public by its election gatherings, its Houses,
its Deputie s - - t h e revolutionary public b y its riots and
barricades. . . .

"^Pierre Abelard (1079-1142) was a French scholastic


theo l o g i a n and philosopher.

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A3 9 202

than those b e f o r e the invention of printing, when the c o n s e ­

quences of the lack of attention were irreparable.

With its now half-empty lecture halls our university

no longer experiences the concentration of attention it p r o ­

duced in the past. Most of those who would then have been

pass i o n a t e l y curious to hear a speech, now say to themselves:

"I'll read it in my newspaper. ..." And it is thus that,

little b y little, the publics enlarge themselves, while the

crowds b e c o m e smaller and tend to decline even faster in

terms of their importance.

W hat has become of the time w h e n the sacred eloquence

of an apostle, a St. Colomban, or a St. P a t r i c k , 1 converted

entire p eoples w ho clung to his every word? At present, it

is the newspapers that accomplish the conversion of masses.

Thus, whatever the nature of the groups into which a

society is divided, whether they have a religious, economic,

political, or even a national character, the public is their

final state, and, in a way, their common denominator. It is

to this purely psychological aggregate of mental states in

p e r p e t u a l mutat i o n that everything is reduced. Significantly,

it is the professional aggregate, founded on the mutual

1St. Colomban (ca, 545-615) was an Irish monk;


St. Patrick (377-460) is the b i s h o p h o n o r e d by the Irish
as their s a i n t - p a t r o n .

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A40 203

e xploitation and adaptation of desires and interests, that

is most affected b y this civilizing transformation. Despite

all the dissimilarities that we have noted b etween the crowd


•k

and the public, these two extremes of social evolution have

this in common: the bond among the various individuals who

constitute them develops not because these individuals,

through their very diversity and their complementary s p e c i a l ­

ties, integrate with one another so as to form a whole. On

the contrary, it develops because these individuals reflect

one another, and, through their innate or acquired similari­

ties, fuse into a simple and powerful u n i o n — b ut so much

stronger in a public than in a c r o w d!--into a communion of

ideas and emotions which, nevertheless, allows free rein to

their individual differences.

VI

H a ving discussed the birth and the g r owth of the

Public, m a rked as it is b y its p a rticular traits, similar

or dissimilar to those of the crowd, and h a v i n g indicated

its g e n e alogical relations with the social group, let us now

try to sketch a classification of its varieties compared to

those of the crowd.

k
The family and the horde are the starting point of
this evolution. But the horde, the rough and plundering
band, is nothing else but the crowd in motion.

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We can classify the publics, as well as the crowds,

from several points of view; from the point of v i e w of sex,

there are masculine and feminine publics. But the feminine

publics, composed of readers of novels or fashionable poetry,

fashion journals, feminist reviews, etc. . . ., ha v e no

resemblance wh atsoever with the crowds of the same sex.

Numeric all y speaking, they are entirely different and of a

less aggressive nature. I am not speaking of congregations

of women in churches. But when, by chance, wo me n gather in

the streets, they are always frightening b y their extraordi-

1 2
nary exaltation and ferocity. Jannsen and Taine should be

re-read on this subject. The first tells us about Hofmann,

a wi tc h and virago, wh o in 1529 led ba nd s of peasants, both

men and women, into rebellion by Lutheran preachings. "She

bre athed only fire, plunder, and murder," and uttered spells

which, be li ev ed to render her b a nd it s invulnerable, turned

them into fanatics. Taine describes the conduct of women,

even young and pretty ones, on the days of October 5 and 6

of 1789. They talked only of tearing to pieces and qu ar t e r ­

ing the Queen; of "eating her heart" and "making cockades

"'‘Jean Jannsen (1829-91) was a German historian.


2
Hi ppolyte Taine (1828-93) was a French historian,
philosopher, and literary critic. His Origines de la France
contemporaine contains the account of the French Revolution.

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205
A42

out of her j e w el s. 1' They had only cannibalistic ideas,

which they apparently put into practice. Should we be

induced to say that, despite their seeming gentleness, wome n

harbor wild instincts and homicidal dispositions which come

to light when they are assembled? No, obviously what happens

in these gatherings of wom en is that everything that is most

impudent, daring, and, I would even say, most masculine in

them, comes to the fore. Corruptio optimi p e s s i m a . One

certainly does not need so much impudence or perversity to

read a newspaper, even a violent and perverse one. Hence,

undoubtedly, the better composition of publics of women, in

general of an aesthetic rather than political nature.

With respect to age, juvenile cr ow ds — whether parades

or mobs of students, of the street urchins of Paris— are

more important than juvenile publics. Of these, even the

the literary ones have never exercised any serious influence.

On the other hand, publics of old people lead the business

world in which crowds of old people have no part whatsoever

This imperceptible gerontocracy constitutes a beneficial


2
counterweight to the ephebocracv in the electoral crowds.

i.e., the best ."'ings corrupted become the worst; an


old saying that may be found in the writings of St. Thomas
Aquinas.
2
Ephebocracv is a term that G. Tarde seems to have
created b y analogy to g e r o n t o c r a c y ,- it means, the rule of
the y o u t h .

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206
A43

dominated the young who had not yet had the time to lose

interest in the right to vote. Crowds of old people are

extremely rare. We might cite some tumultuous councils of

old bishops in the early Church, or some stormy sessions in

ancient and modern Senates, as examples of excesses assembled

old people are capable of committing, or of the collective

juvenile mood that they may develop in their gatherings.. It

appears that the tendency to flock together increases from

childhood to youth, then declines from this stage to old age.

It is not the same as the inclination to congregate into

corporate groups, which is born only at the outset of youth

and continues to gro w until maturity, and even old age.

We can classify crowds according to time, season, and

latitude. We have stated why we believe this distinction

is not applicable to publics. The effect of physical agents

on the formation and development of a public is almost nil,

while it is all-important in the origin and be ha vi or of

crowds. The sun is one of the greatest tonics of crowds;

summer crowds are much more feverish than winter crowds.

Perhaps, if Charles x"' had waited until December or January

before issuing his famous ordinances, the result wo uld have

be en different. But, the influence on publics of race--the

‘'“Charles X (1757-1836) was King of France from 1824


to 1830.

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term race taken in its national m e a n i n g — is not less si gn i fi ­

cant than on crowds. Indeed, the "frenzy" characteristic of

French publics is related to the furia francese,^

In spite of everything, the most important distinction

that we must make about the various publics, as well as

crowds, is with respect to the nature of their goal or of

their b e l i e f s , Persons passing in the street, each going to

his own work, peasants gathered m a market-place, and casual

strollers, may form a very dense mass; they are but a throng

until the moment when a common faith or a common goal arouses

them or causes them to join together. When a new sight

attracts their eyes and their minds, when an unpredicted

danger or a sudden indignation orients their hearts toward

the same desire, they be g i n to aggregate obediently. This

initial stage of social aggregating is the crowd. We can

similarly state that as long as the readers, even habitual,

of a newspaper read only the bulletins and news items of a

practical importance or concerning their own private affairs,

they do not form a public. If I were to bel ie ve that, as is

often claimed, the advertising newspapers are destined to

grow at the expense of the tribune type of daily, I would

This is an Italian expression, meaning French fury,


that Italians, since Macchiaveli, have used to describe
French impulsiveness.

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A45 208

hasten to erase everything that I wrote above on the social

transformations operated by journalism. But that is not so,

*1
not even in America. Also, it is only from the moment that

the readers of the same issue of a paper allow themselves to

be won over by the same idea or emotion that inspired it,

that they really constitute a public.

Therefore, we must classify crowds as well as publics

first on the basis of the goal or the belief that inspires

them. But, let us begin b y distinguishing them according to

whether it is a belief, an idea, or a goal that inspires

them. There are the believing crowds and the desiring

crowds; or rather--for among assembled men or even men

united over a distance, everything, whether thought or desire

is readily pushed as far as it wil l go--there are the crowds


In his fine work on the Principles of Sociology the
American G i d d m g s speaks, incidentally, of the important role
played by the newspapers in the Civil War, And, in this c o n ­
nection, he opposes the popular opinion according to which
the press would from now on submerge all individual influence
under the daily flood of its own impersonal opinions.". , ,
The press," he said, "has made its deepest impression upon
public opinion wh e n it has been the mouthpiece of a c o m m a n d ­
ing personality, a Garrison, a Greeley, . , . Besides, the
public does not realize that be hi nd the curtain, in the n e w s ­
paper office, the man of ideas w h o is unknown to the world is
known to all his fellows of the craft, and stamps his indi­
viduality upon their thoughts and their work."

’'"The passage quoted is in F. H. Giddins, Principles


of Sociology (New York: Macmillan, 1896), pp. 139-140,

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209
A46

or the publics which are convinced and fanatic, and crowds

or publics w h i c h are passionate and despotic. We have only

these two categories to choose from. Let us admit, however,

that publics are less extreme, less despotic or less dogmatic

than the crowds. But their de spotism or their dogmatism, if

less sharp than that of crowds, is, on the contrary, far

more tenacious and durable.

Whe the r believing or desiring, crowds differ ac cor d­

ing to the nature of the group or the sect to which they are

attached. The same distinction applies to publics, which,

as we know, always originate in organized social groups, and



represent their inorganic transformation.. But let us, for

a moment, deal with crowds alone. The crowd, a seemingly

amorphous group born through spontaneous generation, is m

fact always aroused by a social body. It is some member of

this b o d y that serves as a ferment to the crowd and gives it


k k
color,. Thus, we will not confuse the rural crowds and

crowds of kinsmen that, in the Middle Ages, were formed by

the prestige of a sovereign family and in order to serve its

k
Here is another proof that the organic bon d and the
social bo nd are different, and that the progress of the lat­
ter in no way implies the progress of the former.
■k k
As I stated above, it is so, even when it is an o u t ­
growth of the public; for the public itself is the t r a ns fo r­
mation of an organized social group, party, sect, or ’•
corporation.

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210
A47

whims with the crowds of flagellants that, in the same

period, were summoned by the pr e a c hi ng of monks and p r o ­

claimed their faith along the roads. We will not confuse

the prayi ng and processional crowds that the clergy led to

Lourdes"'" with the howling re vol uti ona ry crowds incited by


2
a Jacobin, or with the pitif ul and famished crowds of

strikers led by a trade union., Rural crowds, which are

har der to mobilize, are more formidable once they have been

launched. There is no Parisian riot whose ravages compare


3
with those of a Jacquerie. Religious crowds are the most

inoffensive of all; they b e co me capable of crimes only when

an encounter with a dissident and counter-demonstrating

crowd offends their intolerance, not greater but only equal

to that of any crowd. Individuals as such can be liberal

and tolerant; but, gathered together, they become a u t h o r i ­

tarian and tyrannical. This is due to the fact that through

The famous Roman Cat holic shrine of our Lady of


Lourdes in southwestern France, w hi ch was instituted after
the visions of Bernadette Soubirous in 1859, and which is
visited by more than two mi lli on pilgrims from all over the
world annually.
2
Member of the famous po li ti ca l club of the French
Revolut ion which was offici al ly called the Society of the
Friends of the Constitution.
3
Name given originally to an insurrection of the
p ea sants in northeastern France against the nobles in 1358
w hi ch was marked by appalling atrocities.

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A48
211

mutual contact beliefs are exalted. Indeed, there is no

strong conviction that can bear contradiction, Hence, the

massacre of the Arians by the Catholics and of the Catholics

by the Arians,^ that in the fourth century bathed in blood

the streets of Alexandria, Political crowds, mainly urban,

are the most passionate and furious. Fortunately, they are

volatile, passing with the greatest ease from hate to ad o r a ­

tion, from a fit of anger to a fit of gaiety. Economic and

industrial crowds, like rural crowds, are much more h o m o g e ­

neous. They are unanimous and persistent in their beliefs,

larger and stronger. In their furor, they are on the whole

less inclined to murder than to material destruction.

Esthetic crowds--which, together with the religious

crowds, are the only noteworthy be li evi ng crowds--for some

unknown reason have been neglected, I call so those crowds

which are incited by an old or new school of literature or

art to take position for or against, for example, a dramatic

or musical work. These crowds are perhaps the most i n to le r­

ant, pre cisely because of the arbitrary and subjective nature

of the judgments of taste which they proclaim. Indeed, they

feel all the more deeply the need to see spread and p r o p a ­

gated their enthusiasm for this or the other artist, for

The reference is to the religious controversy in i ti ­


ated b y the teachings of Arius in the fourth century.

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Victor Hugo, for Wagner, for Zola, or, inversely, their

horror of Zola, Wagner, Victor Hugo, since propagation of

their artistic faith is almost the only possi bl e justifica­

tion of this faith. Thus, wh e n they are confronted with

opponents, who themselves form crowds, their anger may on

occasion become bloodthirsty. Was not blood shed, in the

eighteenth cenrury, in the struggles bet we en partisans and

adversaries of Italian music?

But, however different they may be in terms of their

origin, as well as of other characteristics, crowds resemble

one another in certain traits: their prodigious intolerance,

their grotesque arrogance, their unhealthy sensitiveness,

their maddening sense of irresponsibility, bo rn of the il lu­

sion that they are omnipotent, and their total loss of the

sense of moderation, resulting from the excess of emotions

mutually exalted. Bet ween hate and adoration, between horror

and enthusiasm, between the cries "long live" and "death tc, ''

there is no middle course for a crowd. "Long live" means

live forever. It seems to be a wish for divine immortality,

a beginning of glorification. A mere trifle is enough to

change glorification into eternal damnation,

It seems to me that many of these distinctions and

considerations could be applied to various publics if we

take into account the fact that in their case these traits

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A50 213

are less pronounced. Publics, like crowds, are intolerant,

conceited, and presumptuous. Under the name of publie

o p i n i o n , they believe that everything must yield to them,

even truth wh en it opposes them. Is it not also evident

that as group spirit, public spirit if not crowd spirit,

develops in our present-day societies through the ac c e l e r a ­

tion of currents of intellectual exchange, the sense of

mo der ati on becomes increasingly lost in it? In this spirit

people are overrated or rejected wi th the same haste. The

literary critics themselves, turning into the complacent

echo of the tendencies of their readers, hardly know h o w tc

grade or measure their judgments: they too are either

acclaiming or in su l t i n g . H o w far away are we already from

the bri ll ian t judgments of a Sainte-Beuve; In this respect,

publics, like crowds, somehow remind one of alcoholics, And,

indeed, intensive collective life is a powerful intoxicant ,

But, publics differ from crowds m the sense that

publics of faith and of ideas, whatever their origin, are in

greater pr oportion than publics of pass io n and of action,

whereas believing, idealist crowds exist in a smaller p r o ­

po r ti on than emotional, turbulent crowds. It is not just

the religious public, born of churches, or the esthetic p u b ­

lic b o r n of schools of art, that is driven b y a credo and an

ideal, but also the scientific and the philosophical publics,

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A51 214

in their numerous varieties, even the economic public which,

by translating wants, idealizes them. Therefore, through

the tr an sfiguration of all social groups into publics, the

world gr adually intellectualizes itself. As to publics of

action, one w o u l d think that, properly speaking, these p u b ­

lics could not exist if he did not k n o w that, born of p o l i t i ­

cal parties, such publics impose on statesmen orders

inspired by some publicists. Furthermore, because the

action of publics is more intelligent and more enlightened,

it may be, and often is, much more p ro du ct iv e than that of


*
the crowds.

VII

This is easily proved. Whether created primarily by

either common beli ef s or by common consent, crowds can p r e ­

sent four modes of existence marking the various degrees of


Another noteworthy difference. It is always under
the form of polemics of the press that the public manifests
its existence and, then, we witness the battle of two p u b ­
lics, whic h often takes the form of a duel between their
publicists. But, it is extremely rare to have the c o n fr on t a­
tion of two crowds, like those conflicts over processions
which, according to Mr. Larroumet, sometimes occur in
Jerusalem, The crowd likes to march and to deploy alone, to
display its force and to press it on the defeated, defeated
without a struggle. What we sometimes see is a regular
force at grips w it h a crowd which, if the weaker, backs off,
if the stronger, crushes and massacres the opponent. We also
see not two crowds but one two-headed crowd. Parliament,
dividing itself into two parties that fight each other with
words or with their fists, as in Vi enn a . . . or even in Paris

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215
A5 2

their passivity or activity. They are expectant, attentive,

demonstrative, or acting, Publics present the same vari e­

ties .

Expectant crowds are those which, assembled in a

theater be fore the rising of the curtain, or around a g u i l l o ­

tine before the arrival of the convict, wait for the curtain

to rise or for the convict to arrive; or those which rush tc

meet a king, an imperial visitor, a train that carries a

popular figure, a tribune, or a victorious general, and wait

for the procession of the sovereign or the arrival of

the train. Collective curiosity in these crowds reaches

unheard of proportions, h av ing no relation to its purpose

whic h is sometimes insignificant. It is even more intense

and exaggerated in expectant crowds thaji in expectant p u b ­

lics, in which it develops to a high degree when millions of

readers, excited over a sensational case, eagerly await a

verdict, a judgment, or news of any kind. The least curious

the most serious of men, if he happens to join any of these

feverish gatherings, wonders what keeps h i m there despite

his urgent business, what is the strange need that, like

everybody else around him, he feels to see the passing of an

emperor's coach or the bla ck horse of a general.. A general

observation: expectant crowds are always much more patient

than individuals in similar cases. During the Franco-Russian

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216
A53

ceremonies, masses of Parisians stood tightly packed and

motionless, for three to four hours, along the route to be

followed by the tsar, without any sign of discontent. From

time to time, some carriage was mistaken for the be g i n n i n g

of the p r o c e s s i o n but, once the error was recognized, the

waiting would resume without the repeated illusions and

deceptions seeming to produce their usual exasperating

effect. We also kn o w h o w long curious crowds spend watching

a military parade, waiting in the rain and even after dark.

On the other hand, it often happens at the theater, that the

same public, having quietly accepted an excessively long

wait, suddenly becomes exasperated and can no longer bear

even a minute of further delay., W h y is it that crowds are

always both more patient and more impatient than the indi­

viduals? Both cases are explained by the same psychological

cause: the mutual contagion of feelings among those p r e s e n t ,

As long as no ma ni festation of impatience, no stamping of

the feet, hooting, noise of walking sticks or feet, has been

produced in a gathering--and naturally nothing like this is

produced, since it would serve no purpose before a capital

execution or a pa rade--everyone is impressed by the spectacle

of the resigned or cheerful attitude of his neighbors, and

unc onsciously reflects their resignation or their c h e e r f u l ­

ness. But if someone--when for example in a theater it can

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serve to shorten the delay--takes the initiative to show his

impatience, he is soon imitated step b y step and the impa­

tience of each individual is doubled by that of the others.

Individuals in crowds simultaneously attain the highest

degree of bo t h mutual moral attraction and mutual physical

repulsion (an antithesis whi ch does not exist for publics).,

Indeed, whi le they nudge one another w it h their elbows, at

the same time, they visibly wish to express only feelings

similar to those of their neighbors- In the conversation

that they sometimes start among them, they only seek to

please one another without distinctions of rank or class,

Atte nti ve crowds are those which are formed around

the chair of*a preacher or professor, of a speaker's rostrum,

of a stand, or before a stage where a moving drama is p e r ­

formed, Their attention--as well as their m a t t e n t i o n - - i s

always stronger and more persevering than that of each of

the individuals m them if he were alone- A professor made

a remark to me about this kind of crowds that seemed tc the

point: "An audience of young men at the Law School or at

any other school," he told me, "is always attentive and

respectful, w he n it is not large; but, if instead of nu m b e r ­

ing twenty or thirty, they are a hundred, two hundred, or

three hundred, they often cease to respect and listen to

their professor, and there is frequently an uproar. Divide

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A55 218

a hundred rebellious and turbulent students into four groups

of twenty-five each and you will have four audiences full of

attention and respect," This is due to the fact that the

proud sense of their number intoxicates men in a crowd and

causes them to hold in contempt the isolated man who is

speaking to them, unless the latter manages to dazzle and

"charm" them. But, we must also say that when a large au di ­

ence allows itself to become captivated by the speaker, it

is more respectful and attentive the larger it is.

Another observation: In the crowds fascinated by a

show or a speech, only a small number of spectators or

listeners pay much attention; many of them only half-see and

half-hear, or do not hear and do not see at all. Despite

this, however bad or however expensive their seats may be,

these persons are satisfied and regret neither their time nor

their money. For example, there are these people who waited

two hours for the arrival of the tsar, When he finally

passed by, crowded as they were b eh ind several rows of p e r ­

sons, they saw nothing. All they enjoyed was hearing the

more or less expressive and deceptive noise of the carriages

However, b ac k home, they described this spectacle in good

faith, as if they had really wit ne ss ed it, for actually they

saw it through the eyes of the others. They would be very

surprised if they were told that a man in the provinces who.

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at a distance of two hundred leagues from Paris, was looking

at a p ho to gra ph of the imperial pr oc e s s i o n in his illustrated

newspaper was more truly a spectator than they themselves.

Why are they so convinced of the opposite? Because, to tell

the truth, on such occasions it is chiefly the crowd that

becomes its own spectacle. The crowd attracts and admires

the crowd.

Between the more or less passive crowds about which

we have just spoken and the active crowds, the demonstrative

crowds hold the middle position. Whether they express their

conv iction or their emotions of love or hate, whether they

be cheerful or grieved, it is always in the extreme manner

typical of them, We notice about them two rather feminine

characteristics: a remarkably expressive symbolism together

with an enormous lack of imagination in the renewal cf their

symbols, which are always the same and repeated to the point

of boredom. The parading of banner s and flags, statues,

relics, sometimes cut-off heads on the top of pikes, the

shouting of hurrahs or clamorings. hymns or songs; they have

been able to invent nothing more to express their feelings

But, if they have few ideas, they hold fast to them and

never tire of uttering the same cries, of starting the same

processions over again,, Publics, toe, b e c o m e demonstrative

once they have reached a certain point of excitement. They

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A57 220

demonstrate not only indirectly,, through crowds born of them

but also and pri ma ri ly directly, through the stimulating

effect they have on the very persons who have inspired them--

but who can no longer control them--by the torrents of

lyricism or insults, of adulation or defamation, of utopian

frenzy or bl o o d t h i r st y furor that they cause to flow from

the pens of their obedient journalists, the masters who have

become their serfs, It follows then that their dem on str a­

tions are much more varied and more dangerous than those of

crowds, We must accordingly deplore the inventive genius

that, on certain days, is wasted on ingenious lies, on

specious myths, which are continually proven false and

continually re-created, for the simple pleasure of offering

every public the food it likes to have, and of expressing

what it believe s to be true or wants to be true

Let us deal with the acting c r o w d s , What can crowds

really do? I can see what they can undo or what they can

destroy. But what can they produce with the lack of c o h e r ­

ence and coo rdination inherent in their actions? Organized

corporations, sects, and associations are productive as well

as destructive. The bridge buildi ng orders''’ m the Middle

Ages constructed bridges, the monks of the West cleared

~'~Freres pontifes

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A58 221

regions and founded towns; the Jesuits, in Paraguay, carried

out the most curious experiment in cooperative community

living'*' that has ever bee n successfully attempted; the c o r ­

poration of masons erected most of our cathedrals. But, can

we cite a house built by a crowd, a piece of land cleared

and plowed by a crowd, any industry created by a crowd? For

a few thin Liberty trees that they planted how many forests

were burned, mansions plundered, and castles demolished by

them., For one popular prisoner that they occasionally

liberated, how many lynchings and h o w many prisons that were

br oke n open by the American or revolutionary masses for the

purpose of massacring hated, envied, or feared prisoners,

We can classify acting crowds into crowds of love and

crowds of hate. But, to what truly productive tasks do love

crowds apply themselves? We do not k no w which is mere d i s a s ­

trous, hate or love, the curses or the enthusiasms of crcwds

When, prey to cannibalistic frenzy, they howl, they are

horribl e indeed, But when they grovel at the feet of one

of their huma n idols, unharness his carriage and raise it

on their shoulders, the object of this adulation--mother of

dictatorships and tyrannies--is usually someone half-insane

XVie p h a I a n s t e r l e n n e : m the manner of the utopian


society conceived by the French social reformer, Charles
Fourier (1772-1837),

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A5 9 222

like M a s a n i e l l o , 1 a wild beast like Marat, a quackish general


2
like Boulanger, Even when they surround a rising hero, such

as Bon aparte returning from Italy, with delirious applause,

they can only prepare for disasters through the excessive

pride that they arouse in him, and that may cause his genius

to degenerate into insanity. However, it is for a Marat m

parti cul ar that crowds display all their enthusiasm. The

glo rification of this monster, the worshipping of his ''sacred

heart" exh ibited at the Pantheon, is a glaring example of

the power for mutual blinding and mutual hallucination, of

which assembled people are capable. In this irresistible

drive, cowa rdi ce has had a rather small part, as if drowned

m gener al sincerity.

But, it must be said, there is an enormous variety cf

crowds of love, a variety that plays a very necessary and

be nef ici al role and serves as a counter-weight to all the

wrong done by all other types of gatherings. I wish to

speak of the h ol id ay crowds of feast, of the cheerful crowds,

of crowds m love with themselves, intoxicated solely by the

^Masaniello, or rather Thomas Aniello (1623-47), an


Italian fisherman who led the insurrection cf the Neapolitan,
and who was assassinated in 1647,
2
Georges Boulanger (1837-91), French general, who was
made ministe r of war in 1886, He was involved in political
intrigues during the last years of his life

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pleasure of assembling for the sake of assembling, Here. I

ha st en to s trike out from wha t 1 said above about the no n­

productive character of crowds everything that is m a t e r i a l i s ­

tic and narrow. Surely, all pr od uctivity does not consist

in bu il di ng houses and in ma nufacturing furniture, clothes

or food. Social peace, social unity, is maintained by

popular celebrations, merry-making, periodic rejoicings of

entire villages or entire towns, where all dissent is m o m e n ­

tarily erased m a common desire, which is the desire to

meet one another, to rub elbows with one another, to sympa ­

thize. This peace and this unity are products no less

precious than all the fruits of the earth and all the

objects of industry, Even the feasts of the Federation

celebrations in 17901--so short a calm betwe en two stor ms- -

had the temporary merit of pacification. Let us add that

patriotic enthusiasm-- another variety of love and of the

love of self, cf collective and national love--has also

often inspired generosity m crowds, If it has never

brought victory in battle, it nevertheless had the effect

of strengthening the spirit of the armies exalted by these

generous c r o w d s ,

‘'“The Fete de la F e d e r a t i o n , on July 14, 17 90, was


h eld m P a n s on the anniversary of the fall of the Bastille
and represents an attempt that was made then to create a
feeling of national unity,

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After having discussed the holiday crowds can I

forget the mo urning crowds, those that under the burden cf

a common grief, follow the funeral procession of a friend,

a great poet, or a national hero? These also are powerful

stimuli cf social life,, Through these common griefs and

joys, a peo pl e gains experience m uniting into a single

bundle all wills.

In short, the crowds in general are far from d e s e r v ­

ing the evil that has been said of them and that I myself

have said on occasion. If we weigh, in its entirety, the

daily work of crowds cf Icve, of the holid ay crowds, espe­

cially with the intermittent and localized work of crowds

of hate, we will recognize, in all fairness, that the forme

have contributed much more to the weaving or tightening of

social bonds than the latter have to tearing at. places this

fabric. Let us imagine a country where there were never

riots cr vengeful uprisings of any kind, but where, at the

same time, public celebrations, cheerful street dem on st ra ­

tions, and popular enthusiasm were unknown. This insipid

colorless country would certainly be far less impregnated

with a pro found feeling of its nationality than a country,

which is the mcst agitated in the world by public troubles

and even by massacres, but which, in be twe en these frenzies

has preserved, like Florence m the Middle Ages, the custom

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225
A6 2

of large religious or secular celebrations, of common

rejoicing, of games, processions, and carnivals., Thus,

crowds, gatherings, jostlings. and mutual influences among

me n are far more useful than harmful to the development of

sociability, Yet, m this, as m everything, what can be

seen prevents us from thinking about what cannot be s e e n ,

This is probably the reason for the strict attitude s o c i o l o ­

gists usually take with regard to crowds- The gcc-d effects

of crowds of love and of joy are hidden in some corners cf

the heart, Long after the feast is over, there remains an

abundance of congenial con ciliatory disposition that

expresses itself in a thousand unseen ways, m the gestures,

words, and contacts of daily life, On the other hand, the

anti-social work of crowds of hate is plainly evident, and

the spectacle of the criminal damage for which they are

responsible remains long after they are gone and makes their

memory an abomination.

May I speak now of the acting publics, without m i s ­

using the metaphor? Is not the public, that widely d i s ­

persed crowd, essentially pa ss iv e? Actually, when the

public has to a certain level of exaltation, about which

its publicists are warned through their habit of daily

auscultating it, it acts through them, just as it d e m o n ­

strates through them, and it imposes itself on the statesmen

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who bec om e its executors. This is what we call the power cf

public opinion. It is true that this power attests e s p e ­

cially to the power of its leaders who have set it into

motion. Yet, once aroused, it sweeps them alcng unexpected

paths, Thus, this action of publics is. above all, a some­

times formidable reaction to their publicists who e x p e r i ­

ence pressure from them which they themselves have brought

on,, Like the very essence of the public this action is

entirely intellectual. Like the action cf the crowds, it

is inspired by love or by hate but, unlike it, when inspired

by love, it often has immediate results becau se it is a

more deliberate and calculated action, even when violent

The good this action produces is not limited to the e v e r y ­

day exercise of social congeniality, a feeling that is

stimulated among individuals by the daily renewed sense of

their spiritual contact, It also inspires mutual assistance

and c o m p a s s i o n , If the joys and sorrows of the public are

neither periodic nor regulated by tradition, they possess,

no less than do the celebrations of the crowds, the gift cf

appeasing conflicts and calming hearts. We must bless

the frivolous press, I do not mean the pornographic press,

for keeping the public m an almost constant good meed,

favorable to peace. As to the publics of hate, we know them

too. The evil they do or cause is far greater than the

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A64 227

ravages caused by furious crowds.. Publics are much less

bl in d and much more durable crowds whose more perspicacious

anger accumulates and endures for months and y e a r s .

Therefore, after all that has been said about the

crowds, I am surprised that nothing has b ee n said about the

crimes of publics- For, there certainly are criminal,

ferocious, and bloodthirsty publics just as there are c r i m i ­

nal crowds. If the criminal tendencies of the former are

less evident than those cf the latter, how much more real,

more refined, and more profound they are, and for this

reason less excusable: However, attention was usually paid

only to crimes and the offenses committed against publics,

to the lies, abuses of trust, and real frauds on a large

scale that they so often suffer by the fault of their

leaders. We must also mention the crimes and offenses

committed against crowds, and which are no less odious nor.

perhaps, less frequent, The voters are Lied to: their votes

are swindled with false promises, solemn commitments that

will never be honored, and defamatory calumnies that are

made up,. It is easier to cheat crowds than publics, for the

speaker who deceives them usually has no one to contradict

him, while the various newspapers serve as antidotes to one

another. Notwithstanding this, it should not be concluded

that because publics may be victims of true crimes, they

cannot themselves be criminal.

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Since we have just referred to the abuses cf trust cf

which publics are the object, let us here open a parenthesis

to note h o w inadequate is the very individualistic concept

of legal b o n d ,^ as the jurists have always defined it so far

and h o w much it needs to be revised to co rrespond to the

changes in our customs and mores that the birth and growth

of publics have produced. According to prevailing notions

a legal bond, resulting from a promise, exists only if this

promise has been accepted by the person or the persons to

whom it is made, something that implies a p e r sonal rel at io n­

ship among the persons involved This worked be fo r e the

invention of printing, wh e n the human promise could carry no

further than the human voice, and when, in view of the

narrow limits of the social grcup within which one engaged

in a busin ess relationship, the customer was always p e r ­

sonally known by the trader, the be ne ficiary by the doner,

the debtor by the creditor. Thus, the bi la ter al contract

could be assumed to be the most important and almost exclu­

sive form of obligation. But, from the time the Press

became important it is less and less to pa rticular persons,

and more and more to collectivities that, through the n e w s ­

papers, we address ourselves, with which we enter into

L ien de droit

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relations of all kinds, we engage commercially through a d v e r ­

tisement and political ly through programs. What is fortunate

in this respect is that these engagements, even the most

solemn, are simple uni lateral desires not bound by the reci­

procity of simultaneous desires; they are simple premises

not actually accepted or susceptible of being accepted, and.

*,1 , 2
as such, they are deprived cf any legal sanction

Nothing is more apt to favor what we may call social plunder

We might also say that a promise made to a crowd is difficult

to be legally sanctioned by reason of the essentially

transient character of the crowd which is assembled only

for a moment, and is never the same again, There is the

case of a certain candidate for deputy who, before four

thousand persons, had sworn that at the second ballot he was

going to w it hd ra w m favor of his republican opponent if he

obtained fewer votes than he. He did receive fewer votes,

but he failed to withd r aw at all, and he was elected, Here

is what encourages the political quacks And. m such a

case, the result of the premise should not be given any

On this subject see our The T ransformat ions cf Law,


p. 116 and 307, as well as the thesis cf Mr Rene Worms on
Unilateral Wi 11

. Tarde, Les Transformations du droit (Paris;


F. Alcan, 1895),
2 r A
Rene Worms, Volonte unilater ale cons ideree comrne
source d 'obligation en droit romain comme en d r o l t franca is
(Paris; v, Giard et E, Briere, 1891).

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A67 230

legal sanction, because once the crowd has been dispersed,

there is no longer anyone, even someone who was part of it,

who can claim to represent it, to act in its behalf. But.

publics are permanent; so, I do not see why, after a de l i b ­

erately deceitful piece of news has been published as true,

the trusting readers, who because of this artful, selfish,

venal lie were led to unfortunate speculation and financial

disaster, should not have the right to sue the roguish p u b ­

licist who duped them, so that he may make amends. Perhaps,

then, the public character of a lie, instead cf being the

attenuating or absolving circumstance that it is now, will

be regarded as an aggravation in pr oportion to the size cf



the deceived public would b e , It is inconceivable that a

writer, having scruples about lying in private life, would

lie shamelessly and lightheartedly tc a hundred thousand or

five hundred thousand persons who read his work; and that

many people knowing this would continue to regard hi m as an

honest man.

But, putting aside this legal question, let us return

to the crimes and offenses of publics. It is certainly true

that there are insane publics; the Athenian public was

For, the same thing holds true for publics just as


for assemblies, the more numerous they are the easier they
are to deceive, something jugglers k n o w perfectly well.

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certainly one when it forced its government to declare war

to Turkey, 1 a few years ago.

It is no less certain that there are delinquent p u b ­

lics., Are there not cabinets that, under the pressure of

the public, of a domineering press, and net wishing to fall

honorably, had to introduce and pass laws persecuting and

despoiling various categories cf citizens? Certainly, the

crimes of publics are less colorful and seem less atrocious

than the crimes of the crowds, They differ from the latter

by four characteristics: First, they are less offensive;

second, they are less vindictive and more selfish, less

violent and more crafty; third, they are mere widely and

more permanen tly oppressive; fourth, they are mere assured

of impunity,

Should we seek a typical example cf the crimes of

crowds; the Revolution cf T a m e ^ provides us with as many

as, and more than, we may desire. In September. 1789. at

Troyes, a rumor circulated against Huez, the mayor: He is

The author refers to the Greco-Turkish War of 1897:


the intervention of the European powers m the Greek g o v e r n ­
ment's efforts to annex the island of Crete from Turkey
exasperated Greek public opinion to the point of demanding
war on Turkey, a war in which Greece was summarily defeated
and humiliated,
2
The three volumes on the French Revolution (1878-84)
of H. Taine' s work Les O n q i n e s de JLa F r a n c e c o n t e m p o r a i n e ,
which was reissued m 1899 m eleven volumes

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A69

a hoarder, he wants to make people eat h a y . Huez was a man

kn own for his kindness, who had rendered many services to

the city.. This did not matter., On September 9, three w a g o n ­

loads of bad flour were found; the people gathered and

shouted: "Down with the mayor; Death to the mayor!" Huez,

while leaving the courtroom, was thrown to the ground,

kic ke d and beaten, and struck on the head with a woode n shoe,

A woman rushed up to the old man, trampled his face with her

feet, and drove scissors into his eyes several times. He

was dragged, then pulled back, then dragged again along the

streets and in the gutters "with a piece of h ay in h is

mouth," There followed lootings and the de st ruction of

hou ses and, as a notary public recorded, "more than six


ic
hundr ed bottles w r e drunk or carried away."_______________ __

As we see, these collective murders were net inspired

by avarice like those committed by our cut-throats or by the

revolutionary publics that, in the same period, through the

voice of their newspapers and their terrorized r e p r e s e n t a ­

tives, had lists cf outlaws drawn up or passed laws of c o n ­

fiscation in order to obtain the spoils of their victims.

Faire manger du foin au p e u p l e .,

R e v o l u t i o n , Vol, I. p.. 88. In the same period, the


crowd did worse things at Caen: Major de Belsunce was d i s ­
membered, like La Perousse in the Fiji Islands, and a woman
ate his h e a r t ,

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A7 0 233

No, they were inspired by vengeance, like the family murders

of barba rian clans, They were dictated by the need to p u n ­

ish the real or imaginary crimes, like American lynch ings

At all times and m all countries, homicidal or looting

crowds think of themselves as avengers and the summary jus­

tice they deal out is strangely reminiscent by the v i n d i c ­

tiveness and extreme cruelty of its penalties, by its very

symbolism as demonstrated by the piece of hay in the mouth

of Huez, of the justice of primitive times.

In truth, can we call criminal a crowd maddened by

the conviction that it is being betray ed and made to starve

or that it is to be exterminated? In general, criminal is

here but the instigator or group of instigators, the author

or authors cf the murderous slanders . The greatest excuse

of crowds m their worst excesses is their stupendous

credulity, which reminds one of a hypnotized person Pub­

lics are much less credulous and, for this reason, their

responsibility is much greater. Assembled people are much

more credulous than each individual taken separately

Because their attention is concentrated on a single object,

a kind of collective single-mindedness puts them in a state

comparable to a trance or hypnosis, in which the field cf

consciousness, considerably narrowed, is completely taken

over by the first idea that presents itself. Therefore, any

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A71 234

assertion that is made in a decided and strong voice needs

no other proof, During the war of 1870,^ after our first

disasters, the rumor circulated, in many rural areas, that

certain large landowners or priests were sending the Pr u s ­

sians huge sums of money, a hundr ed or two hundred thousand

francs, This was said of men who at the same time were very

hon orable and very much m debt and who would have had con­

siderable difficulty in obtaining even one tenth of this

money, Some of them had sons m the army,.

The peasants would hardly have believed these h o m i ­

cidal tales as long as they lived scattered through the

countryside; but, assembled at the fairs or markets, they

suddenly put credence m these odious lies, and the crime

of Hautefaye was the bl oody r e s u l t ,

Crowds are not only credulous but also insane They

share several of the characteristics that we have noted

about them with the inmates cf our asylums: exaggerated

pride, intolerance, immoderation in everything Just like

the insane, they always pass from extreme elation to extreme

depression; one moment they are heroically furious, the next.

''"The Franco-Prussian War that lasted from July 19,


1870, to May 10, 1871, when the French emperor, Napoleon III,
was defeated.

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A7 2 235

they are overcome by panic. They have true collective h a l l u ­

cinations: Men in crowds believe that they see or hear

things that once as individuals they neither see ncr h e a r .

When they believe that they are being pursued by imaginary

enemies, they found this belief on reasoning that is typical

of the insane. We find a good example in T a m e , Towards

the end cf July, 1789, under the impact of the national d i s ­

turbances that had aroused feverish gatherings everywhere,

m the streets and m the public places, a rumor had g r a d ­

ually spread that soon invaded the regions cf the Angoumcis

of the P e n g o r d , and Auvergne: ten thousand, twenty t h o u ­

sand brigand s were coming; they ha d been seen; there, cn

the horizon was the dust they had raised; they were killing

everybody in sight, "Thereupon, whole parishes escaped, in

the night, to the woods, abandoning their homes, taking

their furniture with them," Then, the evidence was u n m i s ­

takable, The people returned to their towns. But then they

developed a reasoning identical to that of the delirious

victims cf a persecution psychosis who, experiencing a feel­

ing of anxiety of morbid origin, imagine enemies to justify

it, So these populations say to themselves, the fact that

we arose means that there was danger And, _if the danger

does not come from b r ig an ds , it c o m e s from e lsewhere " ; from

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elsewhere means from hypothetical conspirators. Hence, the

all too real persecutions.

Should we conclude that collective crimes exist in

name only? And, should we consider as crimes only the in di­

vidual criminal actions of the leaders? This would be going

toe far and pushing to the limit the relative truth of the

preceding considerations When in a Roman circus, the

crowd signaled the death of a defeated gla diator for its

pleasure, was it not savagely homicidal despite the at tenu­

ating circumstances derived from heredit ar y custom? More­

over, there are crowds which were born criminal and which

did not become so by accident; there are crowds as criminal

as the leaders they have chosen because they resemble them.

These are the crowds composed of evil-doers w h o m a secret

affinity has brought together, and whose pe rve rsi ty has been

aroused by their grouping, They are aroused to the point

that actually they are less criminal than they are criminal!

i nsa ne ,^ if we could use this term about individual cri mi ­

nality to describe collective criminality. The c n m i n a l I v

insane individual, this dangerous and repulsive lunatic who

kills and commits crimes by morbid impulse, but whose m o r ­

bidity is less a deviation than the exagge rat ion of the

Aliene criminel

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A74 237

tendencies of his normal character, of his false, egoistic,

and wicked nature, assumes a larger collective identity when

in times of trouble escaped prisoners engage in blcody

crgies,

H o w far afield this kind of crime is from the crimes

of the public. When the public is criminal, it is so by

party interest rather than vengeance, by cowardice rather

than cruelty. The public is terroristic because of fear,

not bec aus e of an outburst cf anger. It is especially

capable of criminal complacency towards its chiefs of

m a n u t e n q o l i s m e ^ as the Italians say. But, why be concerned

with the public's own crimes, since it is equivalent to p u b ­

lic opinion, and since, once again, opinion is sovereign

and, as such, irresponsible; It is especially when the

crimes cf the public are attempted and net consummated that

they can be persecuted: and yet, this can c.nly be dene

against the publicists, who have inspired them, or the

leaders cf crowds which, born of publics, have engaged t h em ­

selves m these attempts. As to publics themselves, they

remain in the shadow, intangible, waiting for the time to

start again Usually when a crowd commits crimes--tc begin

with Parliaments which are semi-corporate crowds and have

M a n u t e n g o l i s m e : complicity; manutengolo is the


Italian term for the receiver of stolen goods.

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A7 5 238

often be en the accomplices of so many despots--t'nere is

behind it a public that inspires it. Is the voting public

that has nominated partisan, fanatic deputies not implicated

m their offenses, m their criminal plots against the free­

dom, propert y and life of the citizens? Dees it net f re ­

quently re-elect them, and, in this way. endorse their

crimes? It is not only the voting public that has been a

criminal accomplice Even the ncn-votirig public purely

passive in appearance acts in reality through these who

seek to flatter it, to win it ever. It was nearly always

in complicity with a scoundrel public, from the moment when

the public was being born, that the greatest historical

crimes were committed: Perhaps the Saint Bartholomew s Day

Massacres,'*' certainly the per se cut ion of the Protestants

under Louis XIV. and so many others) The September M a s s a ­

cres had the enthusiastic approval of a certain public.

Without it and without its provocations, they would net have

taken place.. On a lower level are the electoral frauds

which at this time are widely pr ac tic ed in some cities Are

net these grcup offenses committed with the more or less

conscious complicity of an entire public? As a general rule,

XS t . Bartholomew Day's Massacres were ordered on


August 24, 1572, against the Protestants by King Charles IX
of France at the instigation of Catherine de M e d i c i s .

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239
or almost; behind criminal crowds are even more criminal

publics, and, at their head, publicists w h o are even more so.

Publicists derive their power m a in ly from the instinc­

tive knowledge of the psychology of publics. Th ey k n o w their

likes and dislikes; that wit h them one migh t wi t h impunity

take the liberty of presenting pornog ra ph ic descriptions,

that crowds would not tolerate. Indeed, theater crowds, for

example, have a collective mode sty that checks the individu-

*1
ual cynici sm of the persons composing it. This mod es ty is

lacking from the particular publics of cer ta in newspapers.

We may even say about the press publics that they are ch a r a c ­

terized by collective impudence mad e up of relative mod es ­

ties , But, whet her they be publics or crowds, unfortunately

all collectivities resemble one another in one respect:

In their deplorable tendency to submit to the stimulus of

envy and hate. For crowds, the need to hate is a corollary

to the need to act. To incite their en th u s i a s m does not

lead far; but to offer them a mo tive and an object of hate

is to give free rein to their activity which, we know, is

Crowds sometimes also present a collective h onesty


made up of collective dishonesty. In 1720, after a fever of
financial speculations, the English Parliament, "almost all
the members of w h i c h had taken part in that speculative
debauche, condemned it as a b o d y and o rdered that its p r o ­
moters be p e rsecuted for having corrupted public figures,"
(Claudio Janet, le_ C a p i t a l ) .

■''Claudio Janet, Le C a p i t a l , la S p e c u lation et la


finance au X I X Siecle (Paris: E. Plon & Co., 1892).

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240

destructive as long as it is expressed b y definite acts.

Hence the success of the proscription lists in the riots.

Wh at the angry crowds want is a h ea d or heads. Publics are

fortunately less simplistic in their activity, and they turn

toward an ideal of reforms or utopias as readily as toward

ideas of ostracism, persecution, or confiscation. But in

addressing themselves to the inborn ma li gni ty of publics,

their inspirers lead them only too ea si ly toward objects of

their own wickedness. Discovering or thinking up a new,

large object of hatred to present to the public is still one

of the safest ways to become one of the kings of journalism.

In no country, at no time, have apologetics been as much

successful as defamation.

But, I would not like to end on this pessimist

thought. Despite everything, I am inclined to believe that

the profound social transformations that we owe the press

are in the direction of ultimate unit y and pacification.

As we have seen, by being substituted for or superimposed on

the older groupings, the new and still more extensive and

more massive groupings that we call publics do not just cause

the reign of fashion to succeed that of tradition; they also

cause the neat and persistent distinctions among the many

varieties of human association and their endless conflicts

to be replaced by an incomplete, variable, and ill-defined

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241

fragmentation w h i c h is in a process of perpetual renewal

and mutual penetration. To me, this appears to be the c o n ­

clusion to b e drawn from this l engthy study.

But, I h a sten to add that it w o u l d b e a serious error

to give the credit for human progress to collectivities,

even in their most intellectual guise. Untimately, all

fruitful initiative emanates from independent and strong

i ndividual thought;and in order to think one has to isolate

himself not only from the crowd, as Lamartine"*- has said,

but also from the public. This is what the great praisers

of the mass forget, and they overlook a certain c o n t r a d i c ­

tion that their arguments contain. In general, they show

so much admiration for allegedly anonymous and collective

great works only because they w i s h to express their contempt

for an individual genius other than their own. It is

therefore w o r t h observing that these famous admirers of

multitudes alone and full of contempt for all men as

individuals, have been prodigies of arrogance. No one

more than Wagner, if not Victor Hugo, after perhaps

"*"G. Tarde alludes to Lamartine's lines, "One must


isolate h imself from the crowd in order to think and become
one with it in order to act" :
II faut se se p a r e r . pour p e n s e r . de la f o u l e ,
Et s'jr confondre pour a g i r .
Cit e d in G. Tarde, "Appendice: La Psychologie des foules,"
Essais et melanges sociologigues (Lyon: A. Storck, 1895),
p. 425..

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A7 9 242

Chateaubr ia nd and Rousseau, has pr ofessed the theory a c c o r d ­

ing to which "the people is the effective force of a w o r k of

art" and "the isolated individual is incapable of inventing

anything and can only take credit for a common invention."

These are expressions of admiration for collective a c h i ev e­

ments that cost nothing to anyone's self-pride, and they are

comparable to satires that offend no one because they are

addressed to all without distinction

The danger in new democracies is the increasing d i f f i ­

culty thinking men have to escape the obsession cf fas ci na t­

ing agitation. The descent in a diving bell is difficult in

a very rough sea. The leaders given prominence by our

mo dern societies are more and more the writers who live m

continuous contact with them. The powerful influence that

these individuals have--an influence definitely preferable

to the blindness of leaderless crcwds--is already a rejection

of the theory cf creative masses. But this is not sufficient:

and, as it is not enough to spread an average culture e v e r y ­

where, and as it is necessary above all to keep raising high

culture to even higher levels, we may, like Sumner Maine,'

concern ourselves with the future fate of the last

^"Sir Henry James Sumner Maine (1822-88), an English


jurist and historian, a pioneer in the study of comparative
law whose b o o k Ancient Law (1861) was very influential in
po litical theory and m anthropology.

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243
A80

i n t e l l e c t u a l s , whose lonq-term services do not strike the

eyes., What saves the mountains from being levelled and

transformed into farm lands, into vineyards, or into p a s ­

tures by the mo untain people is not at all the notion of the

services rendered b y these natural w a t e r - c a s t l e s . It is

simply the solidity of their peaks, the hardness cf their

substance, which is too costly to dynamite. I am afraid

that what will preserve the intellectual and artistic s u m ­

mits cf manki nd from destruction and democratic leveling

will not be gratitude for the good that the world owes them

and the just appreciation of the value of their discoveries,

What will it be then? I would like to believ e that it will

be the strength of their resistance, Let us beware, lest

they should b re ak down.

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II

PUBLIC OPINION A N D CONVERSATION

PUBLIC OPINION

In modern times, public opinion is to the public what

the soul is to the body, and the study of one na t u r a l l y

leads us to the other. Will the objection be raised that

there was always a public opinion, whereas the public as we

have defined it is rather recent? This is true, bu t let us

see to what this objection is reduced. What is public

opinion? How is it born? Wh a t are its various sources?

H o w is it expressed while developing, and whether b y being

expressed, it grows, as is shown b y universal suffrage and

journalism, the modes of its expression today. Wh a t is its

p ro du ctivity and social importance? How is it transformed?

A n d toward what outlet, if there is an outlet, are its

mul ti ple currents directed? These are some of the questions

to which we shall try to outline some answers.

At the outset let us say that in the word public

opinion we usually confuse two things which are in fact

b l en de d but w h i c h should be distinguished for the purpose of

244

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analysis: public opinion in the proper sense of the word,

which is a collection of judgments, and general will,

wh i c h is a collection of desires, it is primarily, but not

exclusively, with public opinion conceived in the first of

these meanings that we are concerned here.

However great the importance of public opinion may be,

and despite its present day excesses we should not over-rate

the role it plays, Let us try to delineate its domain

Opini on must not be confused with two other parts of the

social mind, which at once feed and limit it, and wh i c h are

in a perpetual dispute wi th it over boundaries, One is

Tradition, the condensed and accumulated extract of what was

the opinion of the dead, a heritage of necessary and salutary,

though often a bu rden to the living, presumptions. The

other is what I woul d like to give, a collective abbreviated

name, Reason.'*’ By this term I mean personal, relatively

rational--although often irrational--judgments of an elite

wh ic h isolates itself and thinks, and which stays out of the

popular mai n stream in order to channel it or to direct it,

Priests, first of all, philosophers, scholars, jurists--coun-

cils, universities, judicial courts— either successively or

simultaneously, the incarnation of this resisting and guiding

G. Tarde uses the term raison,

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reason, cl ea rl y distinct from both emotional sheep-like

drives of the masses and the motives or age-old principles

deep in their hearts. I would like to be able to add to

this enum era tio n the Parliaments, Chambers or Senates,

Ar e n ' t their members elected p r ec ise ly to deliberate in c o m ­

plete independence and to serve as a brake to the public

course of action? But there is a long w a y between the

ideal and the reality of things.

Long before having a general opinion, felt as such,

the individuals that compose a nation are conscious of

sharing a common tradition, and k n o w i n g l y submit to the

decisions of a reason that they d ee m to be superior, Thus,

of these three branches of the public mind the last one to

develop, but also the more likely to grow from a certain

point on, is public opinion. And, opinion grows at the

expense of the other two. Again st its intermittent assaults

no national institution resists. Before its threats or

summons there is no individual reason that is not shaken

and does not hesitate. Wh i ch of these two rivals does

Op in ion hurt most? This depends on those who direct it.

W h e n they belong to a reasoning elite, they sometimes may

so arouse Public Opinion that like a battering ram it

tears a gap in the rampart of tradition and widens it by

d e st ro yin g it, a rather dangerous undertaking. But, when

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the le adership of the crowd is left to anyone who comes

along, it is easier for him, b y relying on tradition, to

arouse public opinion against reason, although the latter

eventu al ly t r i u m p h s „

Everyt hi ng would be for the best if the role of

opinion was limited to popularizing reason in order to c o n ­

secrate it into tradition. In this way, the reason of

today w o u l d become the public opinion of tomorrow, and the

tradition of the day after tomorrow. But, instead of s e r v ­

ing as a link betwee n its neighbors, Public Opinion is fond

of taking sides in their quarrels. Thus, sometimes, intoxi­

cated b y the popularity of new doctrines, it ransacks the

cu st oma ry ideas or institutions before it is in a position

to replace them? at other times, coming under the influence

of C u s t o m it expels or oppresses the rational innovators, or

even forces them to put on the traditional livery, a hypo­

critical disguise.

These three forces, differ from one another as much

b y their very nature as by their causes and effects. They

converge, but very unequally and variably, to form the value

of things; and, the value is quite different, depending on

whethe r it is prim ar il y a qu estion of custom, fashion, or

reason. Later on we will say that through the ages, conver­

sation and, at present, the Press— that most important source

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248

of c o n ve r sa ti o n— are the main factors in public opinion, not

f o rg et ti ng — it goes without saying— tradition and reason,

wh ic h are ever present and leave their mark on it. The


k
factors of tradition, in additi on to public opinion itself,

are up bringing within the family, professional apprentice­

ship, and school instruction, at least in its elementary

form. In all the judicial, philosophical, scientific, and

even the church circles, w h e r e reason is formulated, it

develops out of its characte ri sti c sources of observation,

experience, inquiry, or, in any case, reasoning and deduc­

tion b a s e d on the texts.

The contests or alliances of these three forces,

their clashes, their reciprocal encroachments, their in te r­

action, their many varied relationships are what presents

the most poignant interest in history. Social life contains

nothing that is more visceral and more productive than this

long labor of often b l o o d y opposition and of adaptation.

Tradition, which always stays national, is more confined

between fixed limits, but infinitely more profound and more

stable than Public Opinion, which is light and transient

k
This word factor is mo reover ambiguous; it means
channel or s o u r c e . Here, it means channel. For con ver sa­
tion and education only con ve y the ideas of which opinion
and tradition are made up. The sources are always indiv id ­
ual efforts, small or great inventions.

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like the wind, but also, like it, expansive, constantly

aspiring to be come international, like reason. Gen erally

speaking, we can say that the cliff of tradition is con­

stantly being eroded b y the overflow of Public Opinion, an

ebbless tide. public Opinion is stronger the we a k e r is

tradition, but this fact does not mean that reason is also

weaker then. In the Middle Ages, reason, as represented by

the Universities, the Councils, and the Courts of Justice,

was much stronger than it is today in resisting and forcing

back popular public opinion. It was far less strong in

opposing and reforming tradition. It is unfortunate that

Public Opinion has become all-powerful not only against

tradition, w hi c h is quite serious in itself, but also

against reason— judicial reason, scientific reason, and

legislative or political reason. If it is not invading the

laboratories of scientists--the only inviolable sanctuary

so far--it overflows the courtrooms and submerges Parlia­

ments. Indeed, there is nothing so alarming as this deluge

that has no visible end.

Having delineated the domain of public opinion let

us now try to better define it. It m a y be said that

public opinion is a momentary, and a more or less

logical group of judgments which, since they provide answers

to problems of the day are reproduced over and over again in

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persons of the same country, of the same period, and of the

same society.

All these conditions are essential. It is also essen­

tial that each of these persons be more or less conscious of

the similarity between his own judgments and those of others;

for if each one of them bel i e v ed himself to be alone in his

understanding no one wo u l d feel close to and, because of

this, no one wou ld be drawn into an association with those

who think as he does, even though he m a y not be conscious of

it. Moreover, so that this awareness of the similarity of

ideas may develop among the members of a society, is it not

necessary that the cause of this similarity lie in the expres­

sion through speech, through writing, or through the Press

of an individual idea wh i c h then gr adually becomes general?

The transformation of an individual opinion into a social

opinion, into "public opinion," can be traced in antiquity

and the Middle Ages to public speech, in our days to the

Press, but always and above all to the private conversations

which we will soon discuss.

We say opinion, but there are always two opinions

about every problem. Except that one of the two succeeds

rather quickly in eclipsing the other b y its more rapid and

more brilliant radiation, or because, though less wi despread

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it is expressed louder.

Throughout history, and even in the most barbaric

times, there existed a public opinion, but it differed pro­

foundly from the one we know. In the clan, in the tribe,

in the ancient city itself, and in the city of the Middle

Ages, all the people knew one another personally. When,

through private conversations or the speeches of orators, a

common idea was established in the minds of people, it did

not appear like a stone fallen f ro m the sky, like something

w it h an impersonal, and therefore more fascinating, origin.

Everyone thought of it as connected wi th the tonal quality

of a voice, with a face, w i t h a familiar personality from

w h o m it originated and wh o lent it a living aspect. For

the same reason, it served as a link only among persons,

who seeing and speaking to one another every day, would not

fool one another.

An opinion ma y well be widespread, it does not


demonstrate at all if it is moderate; but, however little
a violent opinion may be spread, it demonstrates a great
deal. Also, the "demonstrations" of opinion— an expression
both very comprehensive and very cl e a r — play an immense role
in the fusion and the inter-penetration of the opinions of
various groups and in their propagation. Through the demo n­
strations, it is the most violent opinions that become
aware sooner and more clearly that thevco-exist, and in
this wa y their expansion is strangely favored.

"''The author's term for demonstrate is manifeste.

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252
As long as the territory of the State did not extend

beyond the city walls, or at most the borders of a small

canton, public opinion, formed in this manner, was original

and strong— strong against tradition itself at times, but

chiefly against individual reason. In the government of

men it has pl aye d the leading role of the chorus in Greek

tragedy. This is a role that in its turn modern opinion,

although of an entirely different origin, aspires to assume

in our large states or in our fast expanding federations.

But, in the prodi gi ou sly long interval that separates these

two h ist ori ca l phases, the importance of public opinion

suffered a great decline, explained b y its fragmentation

into local opinions, lacking the usual ties among them, and

knowing nothing of one another.

In a feudal state such as England or medieval France,

every city, every market-town had its internal dissensions,

and its separate politics. In these enclosed areas the cu r­

rents of ideas, or rather the whirl wi nd s of ideas that turned

round and round, were as different from place to place, as

they were alien and indifferent to one another, at least in

ordinary times. In these places, local politics were not

only all-engrossing, but to the extent--the slight extent--

that people w e r e interested in national politics, they dis ­

cussed them only among themselves. T he y had only the vaguest

idea of the w a y the same questions were solved in the

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253
LO

neighboring towns. There was no "public opinion," but

thousands of separate opinions w i t h no link whatsoever

among them.

The book first, then and wi t h greater effectiveness

the newspaper, provided this link. The periodical press p e r ­

mitted these primary groups of unanimous individuals to form

a secondary, and very superior, grouping whose components

are close ly associated w it hou t ever having seen or kn own one

another. This gave rise to important differences, and among

them the following: in the p r i m a r y groups, opinions are

weighed, rather than are counted,^ while in the secondary

and much larger group, in w h i c h one participates b li nd ly

withou t seeing the others' opinions can only be counted not

weighed. Without knowing it, the Press has therefore wo r k e d

to create the power of the n u m b e r s , and to decrease the

power of quality, if not of intelligence.

By the same token, the Press has suppressed the c o n ­

ditions that made possible the absolute power of rulers,

w h i c h was great ly favored, b y the fragmentation of opinion

into local opinions, what is more, absolute power found in

this fragmentation the reason for its existence and its

justification. How can a countr y exist as such when its

The author uses the Latin terms ponderantur and


numerantur.

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254
various regions, cities, towns, and villages are not linked

by a collective consciousness of the unity of their views?

Is it really a nation? Is it anything but a geographic,

and at most a political expression? Yes, it is a nation,

but only in the sense that the political submission of these

various fragments of a kingdom to the same chief is the

beginning of the creation of a nation. For example in the

France of Philip the F a i r , 1 except on some rare occasions

w h e n a common danger, one and the same object of general

anxiety, overshadowed all other concerns in all the towns

and in all the fiefdoms, there was no public m i n d . There

were only local minds motivated se parately b y their fixed

ideas or fixed emotions. But the king, through his fu nc ­

tionaries, was aware of these very diverse states of mind,

and b y incorporating them in his mind, by the summary k n o w ­

ledge that he had of them, and on which he based his plans,

he unified them.

This was a very delicate, very imperfect unification.

It was only the king who had some vague awareness of what

was general in the local concerns. On ly in his person did

^Philip IV the Fair, King of France, reigned from


1285 to 1314.

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they interpenetrate. When the Estates General were assem­

bled, a new step was taken toward this nationalization of

regional and cantonal opinion. In the mind of every deputy,

the local opinions were confronted, were recognized as simi­

lar or dissimilar, and the whole country, turning its at t e n ­

tion toward its representatives and developing some interest--

though infinitely less than at p r e se nt — in their tasks, gave

the appearance of a nation conscious of itself. Moreover,

this intermittent, occasional awareness was quite vague, slow,

and dim. The meetings of the Estates were not public. In

the absence of the press, the speeches were not published;

and in the absence of postal service, letters could not com­

pensate for the lack of newspapers. In short, through the

more or less distorted news, carried from mouth to mouth,

b y travelers on foot or on horse-back, b y wandering monks,

or b y merchants taking weeks and months, one knew that the

Estates had met, and that they had dealt with this or that

subject, but this was all they knew.

Let us observe that members of these assemblies, dur­

ing their short and rare meetings, also formed a local

group, the locus of intensive local opinions, born of man-

to-man contacts, personal relationships, and reciprocal

influences. And, it is thanks to this superior, temporary,

and elective local group that the inferior, permanent, and

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h e r e di ta r y local groups composed of relatives or traditional

friends in the market-towns and fiefdoms felt united in a

tem po ra ry grouping.

II

The development of postal services, by increasing

public correspondence first and private corre sp on de nc e later*

the development of roads, by multiplying new person to per­

son contacts; the development of standing armies, b y causing

soldiers from all provinces to meet and to fraternize on the

battle fields, and finally, the development of royal courts,

by su mmoning the cream of the nobility from the four corners

of the country to the royal capital, contributed to the

creation and gradual formation of a public spirit. However,

it was the printing press that was primarily responsible for

this important undertaking. It is the task of the press,

once it has developed into the stage of the newspaper, to

give national, European, or world wide scope to w ha te ve r

is local, which, despite its intrinsic interest, would for­

me r l y have remained unknown beyond a certain limited radius

A "great crime" is committed somewhere. The Press

immediately covers it and, for some time, the public of

France, of Europe, and of the world, thinks of nothing but

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257
L4

Gabrielle Bompar, Pranzini, or the Panama affair."'" The

Lafarge affair, about a "wife slaying" committed at the

depths of a castle in the Limousin region, was one of the

first court debates to receive national coverage from the

periodical press whic h was already adult or rather adoles­

cent at this time. A centu ry and a half ago, wh o would

have discussed such an affair beyond the borders of the


2
Limousin region? If the Calas affair and other cases of

the same kind became public issues, it was partly because

of the immense re put at io n of Voltaire and partly because

of the ext ra -j ud ic ia ry interest that the emotions of the

times caused: an interest in no w a y local but, on the con­

trary, one that could not be more general since rightly or

w r o n g l y it concerned j udiciary errors, constituting the

trial of our institutions, of the whole judicial system..

At a different pe rio d in our history, the national emotion


3
aroused by the affair of the Knight Templars was another

"*"Crimes or scandals that were in the news in the


1 8 8 0 's and the 1 8 9 0 ' s.
2
Jean Calas, a merch an t of Toulouse, had been
falsely accused and convicted for killing his son; he was
acquitted after a re-trial and the famous defense by
Voltaire.
3
King Philip the Fair, who was in conflict with Pope
Boniface VIII, be g a n p roceedings in 1307 against the order
of Templars, and finally suppressed it.

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case in point.

We might assert that until the French Revolution,

there was no great non-political crime in common law, not

sectarian purposes, which aroused the interest of the whole

of France.

Court reporting, as we k n o w it, which, unfortunately,

is today a very important element of collective consciousness

and of public opinion; without alarming and only through

purely unbiased indiscreetness, or dramatic curiosity, it

makes the eyes of countless dispersed spectators— an immense

and invisible Coliseum— converge on the same criminal drama,

for weeks at a time. This bl o o d y spectacle, the most indis­

pensable and the most exciting of all for modern peoples,

was unknown to our ancestors., Our grandfathers were the

first to acquire a taste for it.

Let us try to be more precise. In a large society,

divided into nations and subdivided into provinces, fiefdoms,

and townships, there was always, even before the press, an

international public opinion, aroused from time to time.

Under it, there were national public opinions, also inter­

mittent but more frequent; under them almost continuous

regional and local public opinions. These are the s up er im ­

posed layers of the public mind. Onl y the proportion of

these various layers in terms of their importance and of

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their volume, has considerably varied, and it is ea sy to

see in whi ch direction. The further back one goes into the

past the more he finds local opinion to be dominant. The

accomplis hm en t of journalism has b e e n to gradually na t io na l­

ize and even to increasingly internationalize the public

mind.

Journa li sm is like a suction and force pump. Every

morning it receives information from all points on the globe

and, on the same day, propagates it to all points on the

globe, in consideration of what, in the judgment of the

journalist, is or appears to be of interest, a judgment that

is m od if ie d b y the goal that the journalist pursues, and the

part y for wh i c h he speaks. Actually, this news, that is

reality, is an impulse that gra du al ly becomes irresistible.

In expressing public opinion, the newspapers began by co nv ey ­

ing first the purely local opinion, of privileged groups,

of a court, of a Parliament, or of a capital city whose

gossip, discussions, and debates they reproduced. They

ended by moulding opinion and almost guiding it to their own

liking by imposing upon discussions and conversations most

of their daily topics.

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260
A17

I I I

We will never know, or imagine, the extent to which

newspapers have transformed and, at the same time, enriched

and leveled, unified in space and diversified in t i m e , the

conversations of individuals, even of those w h o do not read

newspapers, but who, b y talking with newspaper readers are

forced to follow in the groove of their borro we d thoughts.,

A pen is enough to put into m ot io n thousands of t o n g u e s „

Parliaments existing before the Press were so p r o ­

foundly different from Parliaments since the Press that

they seem to have only the name in common. Th ey differ by

their origin, b y the nature of their mandate, b y their o p e r ­

ations and by the extent and effectiveness of their action.

Before the Press, the deputies of the Cortes, of the Diets,

of the Estates General, could not express public opinion,

that did not exist yet. They only expressed local opinions

of an entire ly different nature, as we know, or national

traditions. These assemblies constituted only a juxtaposi­

tion of heterogeneous opinions linked with individual and

diverse concerns which, for the first time, w er e learning

to perceive their discords or their agreements.. In this

way, these local opinions would become conscious of one

another. It was however an entirely local awareness confined

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in a na rrow enclosure, or radiating with some intensity only

in the towns where these gatherings took place,, So, whe n

the town in qu est ion was a capital city, like London or

Paris, its mu nicipal council could believe itself authorized

to compete in importance with the Chamber of Deputies of the

nation; this explains, during the French Revolution, the

exorbitant claims of the Commune of Paris, challenging or

subjugating the Co nst ituent Assembly, the National Assembly,

and the Convention, The Press lacking then the enormous

wings that railways and the telegraph have given it, could

bring Parliament in an intensive, rapid communication only

w i t h Parisian public opinion. At present, thanks to an

adult Press, every European Parliament is in continuous,

instant contact, in a lively, reciprocal interaction, with

the opinion not only of a single large city but of the

entire country, of which it is both one of its m a n if es ta ­

tions and one of its principal stimuli, both the curved and

the concave lens. instead of causing local, distinct opin­

ions to be added together it leads the multiple expressions

and varied facets of a single national view to in terpene­

trate .

The old parliaments were groups of heterogeneous

mandates, related to different interests, rights, and p r i n ­

ciples; the new parliaments are groups of homogeneous mandat

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19
l 262

even w h e n contradictory, because they are related to identical

concerns conscious of their identity. Moreover, the old dep u­

ties w e r e different from one another on account of the o r i g ­

inal procedures in the mode of their election; they were all

based on the principle of electoral inequa li ty and di ss i m i ­

larity of various individuals and on the eminently personal

character of the right to vote, The power of the majority

was not yet b o r n nor recognized as legitimate. For this

ver;y reason, in the deliberations of assemblies--thus elected,

a simple numerical majority was not consid ere d b y anyone as

having the force of law.

In the more "backward" States, una ni mit y was required,

and the will of all the deputies minus one was defeated by

the opposition of the single dissident. Thus, neither in

the recruiting of representatives nor in their functioning,

was the rule of the ma jor ity conc eiv ed or conceivable before

the flourishing of the Press and the nationalization of

public opinion, Since then, no other law seems conceivable,

despite all the perils and all the absurdities it implies,

universal suffrage is gradually spr eading everywhere until

it acquires the wi s d o m to reform itself. In spite of evi­

dent objections, it is admitted that all must comply before

the gravest decision taken b y half the voices plus one.

Universal suffrage and the omn ipotence of parliamentary

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majorities have been possible only through the prolonged

and accumulated action of the Press, a sine qua non condi­

tion of a large equalitarian democracy, not to say of a

small democracy limited to the walls of a Greek city--

state, or a Swiss canton.

The differences to which I have just referred explain

something else, that is, the sovereignty inherent in Parlia­

ments since the Press and which the Parliaments b e f ore the

Press never thought of claiming. They managed to become

equal, then superior to the ki n g only when the*'-incarnated

national consciousness as well as, and then b e t t e r than, the

king, accentuating b y expressing the already existing public

opinion and general will, which, so to speak, pla y a role in

their deliberations. Parliaments lived w it h them in such

intimate union that the monarch could not continu e to think

of himself as their sole or most perfect representative.

As long as these conditions are unfulfilled--and they are

so in the period of the large states only after the advent

of journalism— the most popular assemblies, e ve n in times

of revolution, do not succeed in persuading the people or

themselves that they possess sovereign power.. Faced with a

defeated, disarmed king who is at their mercy, they are seen

to negotiate with him re sp ectfully and consider themselves

fortunate in obtaining from him, from King John,

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for example, a charter, thus recognizing, not by supersti­

tion bu t by reason, b y a profound and secret social logic

the neces sit y of his prerogative. Monarchies existing

befo re the Press could and were compelled to be more or

less absolute, intangible, and sacred, because they were

the embodiment of national unity; since the Press, this is

no longer possible because national unity has be e n achieved

without and better than by them. They can continue to exis

however, but only b y being as different from the old mo n­

archies as modern parliaments are from the parliaments of

the past. The supreme merit of the monarch of old was to

c o ns ti tu te the unity and consciousness of the nation; the

m o na rc h of today can have no other justification except to

express this unity which is constituted outside himself by

the contin ui ty of a national public opinion aware of itself

and to c o n f o r m or submit to it without enslaving himself to

it.

To conclude on the social role of the Press; is it

not to the great advances of periodical Press that we owe

above all the clearer and broader definition, the new and

more pr onounced sense of nationa li ty that politically c h a r ­

acterizes the times in whi ch we live? Is it not due to the

^The Magna Carta to which King John set his seal in


June, 1215.

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Press the fact that as our internationalism grew, so did our

nat ion al ism which even though it appears to be the negation

of the former could very we l l be its complement? If in the

place of decreasing loyalism growing nationalism has become

the new form of our patriotism, should we not re cognize this

frightful productive power? We m a y be surprised to see that

the more states influence and imitate one another, and are

ass im ilated and m o r all y unified, the deeper the distinctions

of their nationalities and the more irreconcilable their

antagonisms appear. At first sight, we do not understand

this contrast between the nationalistic nineteenth century

and the cosmopolitan character of the preceding century.

But, this seemingly pa ra doxical result is the most logical

one in the world. While the exchange of goods, of ideas, of

examples of all kinds bet we en either neighboring or distant

peoples was accelerated and multiplying, the, thanks to n e w s ­

papers exchange of ideas, especially, progressed even faster'

among the individuals of peoples speaking the same language.

Therefore, although the absolute difference of nations may

have diminished because of this, their relative and con­

scious difference was increased. Let us observe that in our

times the geographical limits of nationalities tend in cr eas ­

ingly to coincide with those of the principal languages.

There are states in which the fight of the languages and

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266
that of nationalities are but one and the same. The reason

is that national feeling was revived b y journalism, and that

the truly effective range of the newspapers stops at the

borders of the language in whi ch they are written.

The influence of books, whi ch has preceded that of

newspapers and which predominated in the eighteenth, as well

as in the seventeenth century, could not produce the same

results. Books could cause all those wh o read them in the

same language to feel their linguistic identity, still what

they dealt with was not current events or questions of inter­

est to all the readers simultaneously. Literature bears w i t ­

ness to national existence, but it is the newspapers wh i c h

stir up national life and wh i c h give rise to the unified m o v e ­

ments of feelings and wills in their imposing dail y fl u c t u a ­

tions. Instead of, like newspapers, deriving their own inter­

est from the definite timeliness of their information, books

seek to interest prim ari ly by the general and abstract c h a r a c ­

ter of the ideas they contain. Therefore, they are more apt

to create a humane current, as did our eighteenth cen tu ry lit­

erature rather than a national or even an international cur­

rent. For international and humane are two different things:

a European federation of the type our internationalists might

positiv ely conceive has nothing in common wit h the " h u m a n e ­

ness" deified by the Encyclopedists, whose ideas on this

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point were made dogma by A u g u s t e Comte. Consequently t her e

is g r o u n d to t h i n k that it is the p r i m a c y of the b o o k over

the n e w s p a p e r as the e d u c a t o r of p u b l i c opinion, that e x ­

plains the c o s m o p o l i t a n , abstract character that the p u b l i c

mind tended to develop, at the b e g i n n i n g of the F r e n c h

Revolution.

CONVERSATION

We have just had a first, quick glance at our subject

in order to give an idea of its complexity. After having

defin ed opinion, we have made a special effort to show its

rel ati on sh ip to the press. But, the press is only one of

the causes of public opinion, and the most recent. If we

studied it before the others it is because it is the most

prominent. But, because it is an unexplored territory, it

is now appropriate to study more thoroughly the factor of

pu blic opinion that we have already recognized as the most

continuous and most universal, the little invisible fountain

h ea d that unevenly flows always and everywhere; conversation

First the conversation of an elite. In a letter of Diderot

to Necker, in 1775, I find this very correct definition:

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268
.25

P u b l i c O pi n io n , this m o t i v a t i n g f or c e w h o s e p o w e r for
g o o d a nd for evi l we know, is, at its origin, b u t the
r e s u l t of a s m a l l n u m b e r o f m e n w h o s p e a k a ft e r h a v ­
ing t ho ug ht , a n d w h o c o n t i n u e to f o r m c e n t e r s of
i n s t r u c t i o n at d i f f e r e n t p o i n t s of the society, fro m
w h i c h r e a s o n e d e r ro rs and t r u t h s g r a d u a l l y r e a c h e v e n
the r e m o t e s t c i t y limi ts w h e r e t h e y b e c o m e e s t a b l i s h e d
as a r t i c l e s of faith.

I f w e d i d n ot talk, even though n e w s p a p e r s m ig h t

appear— and assuming this, we cannot c o n c e i v e of their p u b l i ­

c a t i o n - - t h e y w o u l d h a v e no d u r a b l e a n d p r o f o u n d a c t i o n on

the mind;- they would be like a v i b r a t i n g chord without a

s o u n d b o ar d . On the o t he r hand, if n e w s p a p e r s and e ve n

speeches w e r e mi ss in g , and y e t c o n v e r s a t i o n s u c c e e d e d in

making progress without this n o u r i s h m e n t - - s o m e t h i n g that is

also inconceivable— it could, in the lo n g run, supplement

to a c e r t a i n d e g r e e the s o c i a l r o l e of the t r i b un e a n d the

press, as a factor shaping public opinio n.

B y c o n v e r s a t i o n I me a n all d i a l o g u e w i t h o u t direct, or

immediate utili ty , w h e n one s p e a k s for the s ak e of speaking,

for p l e a s u re , for play, or out of c i v i l i t y . Th i s definitic-n

excludes bot h the c ou r t interrogations a nd the d i p l o m a t i c or

commercial negotiations and councils, a n d even the s c i e n t i f i c

congresses, although these a b o u n d in s u p e r f l u o u s small talk.

It does not exclude so ci a l flirtations or, in general, love

talk, despite the frequent transparency of its goal, which

does not p r e v e n t it as s uc h f r o m b e i n g pleasant.. It includes,

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269
l26

on the other hand, ail the solemn conversations about

wealth among barbarians and the savage. If I were only c o n ­

cerned with polite and cultivated conversation, as a special

art, I could hardl y trace it further back, at least since

the end of classical antiquity, than to the fifteenth century

in Italy, to the sixteenth or the seventeenth century in

France, and then England, and to the eighteenth century in

Germany, But, long before the bl oo m i n g of this flower of

the civilizations, its first buds began to appear on the

tree of languages; and although less productive in visible

results than the small talk of an elite, the talks of pr im i­

tive peoples do not fail to have a great social importance,

Never, except in a duel, do w e observe someone with

all the amount of attention of whi ch we are capable as we

do in talking wi th him, This is the most constant, the most

important, and the least noticed result of conversation.,

*1
It marks the highest point of s po n t a n eous a t tent ion that

men pay to one another and through wh ic h they influence one

another to a far greater degree than in any other social

if
The clear, profound studies of Mr, Ribot on "sp on­
taneous attention" the importance of wh ich he demonstrated,
are well known,

^ T h , A. Ribot (1839-1916), French philosopher and


editor of the Revue Ph il os oph iqu e, who was known for his
work in psychology.

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relationship, By causing them to come together, it makes

them communicate with one another b y an action as irresist­

ible as it is unconscious. It is, therefore, the most power

ful agent of imitation, of the propagation of feelings,

ideas, and modes of action, A lively speech, wh ich is well

received, is often less suggestive because it admits the

intention of being so, The speakers act on one another at

very close range, not only b y language but also b y the tone

of the voice, by looks, facial expression, and the magnetism

of gestures. It is justly said of a good talker that he is

a c h a r m e r , in the magic sense of the word. Te lephone c o n ­

versations, w he re most of these elements are missing, tend

to be boring w h e n they are not purely utilitarian.

Let us sketch, as br ief ly as possible the psychology

or rather the soci ol og y so to speak of conversation. 'What

are its varieties? What have been its successive phases,

Despots are well aware of this. Therefore, they


suspi cio us ly w a t c h the talks of their subjects and prevent
them as mu c h as possible from talking among themselves.
Auth or i t ar ia n housewives do not like to see their servants
talk with other people's servants, for they k n o w that this
is how they "get ideas." From the time of Cato the Elder,
Roman ladies w ou ld gather together to chatter, and the fierc
censor looked w i t h disapproval on these small feminine c i r ­
cles, these beginnings of the feminist salons. In his
advice to his overseer, he says about the wi f e of the latter
"She should fear you, she should not like luxury very much,
she should see as little as possible of her neighbors and
other women."

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its history, its evolution? What are its causes and what

its effects? What are its relations with social peace,

with love, with the transformations of language, customs,

and literature? Each of these aspects of so vast a subject

would require a volume, So, we cannot pretend to exhaust it

Co nversations vary greatly according to the character

of the talkers, their degree of culture, social standing,

rural or urban origin, professional habits, and religion,

Th ey differ depending on the subject treated, on the tone,

formality, and rapidity of speech, and on their duration.

The average walking speed of pedestrians in various capitals

of the wo r l d has been measured. The statistics pu blished

showed a great divergence in these speeds but also what is

constant in all of them. I am inclined to believe that, if

it. were considered appropriate, we could likewise measure

the speed of speech in every city, and we would find great

fluctuations from one city to the other, as well as from one

sex to the other. It seems that the more civilized man

becomes the faster he walks and talks, In his Voyage to

J a p a n , Mr. Bellessort notes " the slowness of Japanese c o n vei

sations, the noddings of the head, the immobile bodies

kneelin g around a brazier." All the travellers have noticed

the slow speech of the Arabs and other primitive peoples,

Does the future belong to the peoples who speak s lo wly or- to

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those who speak rapidly? Probably, to those who speak

rapidly but I b el ie ve it is worthwhile to treat with numer­

ical precision this aspect of our subject, the study of which

is related to a sort of social p s y c h o - p h y s i c s . For the time

being, the elements are lacking.

Con v er sa t io n between inferior and superior is of an

entirely different tone, even of a different speed, than it

is betw ee n eq uals— between relatives than between strangers--

between persons of the same sex than between men and women.

Small town conversations among f e l l o w - c i t i z e n s , who are

close to one another because of h e r e d i t a r y friendships, are,

and ought to be, quite different from big city conversations

among educat ed people, who kno w one another very slightly.

The former as well as the latter speak about what is best

kno wn or m os t common among them, wh e re ideas are concerned.

Amon g the latter, only, what is common, in this respect is

shared also w i t h a host of other persons since they do not

k n o w one another personally; hence their inclination to talk

about general subjects, to discuss ideas of a general inter­

est. But the former do not have any ideas that are more com­

mon to them, and at the same time m or e familiar, except the

peculiarities of the life and character of other persons

among their friends: hence, their p r o p e n s i t y to go ssip and

to slander. If there is less slander in the cultivated

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circles of the capitals, it is not because there is less

wickedness there; but there is less raw material w i t h i n its

reach, unless it is practiced, which is often the case, on

well-known political personalities, or stage celebrities,

On the other hand, this public gossip is superior to the pri­

vate gossip that it replaces, unfortunately, only in that it

attracts the interest of a larger number of people,

Leaving aside many secondary distinctions, let us,

above all, distinguish between conversation -st rug gle and

conversation-exchange,^ between discussion and mutual ex­

change of information. There is no doubt, as we will see,

that the second develops at the expense of the first. The

same thing happens in the life of the individual, who is more

inclined to argue and fight in his adolescence and youth,

but avoids co nt rov ers y and seeks the reconcili ati on of ide.-is

as he advances in age.

Let us also distinguish between com pu ls or y con ver sa­

tion-regulated and ritualized ceremonial--and optional con­

versation. The latter generally takes place only among

equals, and equ al it y among men favors its progress, as it

contributes to narrowing the scope of the other . There is

nothing more grotesque, unless it is explained historically.

The author uses the terms con versation-lutte and


conversation-echanqe,

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31 274

than the obligation imposed on functionaries b y decrees,

and on private citizens by etiquette, to pa y periodic visits

to one another, during w h i c h they sit together and are

forced, to torture their minds, for half an hour or an hour,

in order to talk to one another without saying anything, or

in order to say what they are not thinking and not to say

what they are thinking.. The universal acceptance of such a

constraint is understood only if we trace it to its origins.

The first visits paid to the great or to chiefs b y their

inferiors, to sovereigns b y their vassals, were primarily

for the purpose of bearing gifts whic h we re at first spon­

taneous and irregular but later became cus tomary and regular,

as Herbert Spencer has abundantly shown. At the same time,

it was natural that those visits would be the occasion for

a longer or shorter conversation, consisting of exaggerated

compliments on the one hand and of protective thanks on the

other. Here conversation is but the accessory of the gift,

The customs of visits and gifts are interconnected.,


It seems probable that the visit was only the necessary c o n ­
sequence of the gift. The visit is, after all, a survival-
the gift was originally the reason for its existence, and
has survived it. However, something still remains, and in
many visits, in rural areas, when one goes to see hosts who
have children, it is still the custom, in ma ny countries,
to bring can dy and sweets. In the past, compliments as
well as visits must have simply accompanied the gifts..
And, similarly, after the decline of the cu stom of gift g i v ­
ing compliments survived, but they were gr adually m ut ua li zed
and be came conversation.

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an d it is thus p e r c e i v e d b y m a n y p e a s a n t s in m o r e b a c k w a r d

regions in t h e i r r e l a t i o n s w i t h p e r s o n s of a s u p e r i o r rank,

Little by little, these t wo e l e m e n t s of the a r c h a i c v i s i t s

became dissociated, the g i f t b e c o m i n g a tax and the tal k

developing in its o w n w a y b u t n ot w i t h o u t k e e p i ng , even

among e quals, s o m e t h i n g of its p a s t ceremonial character.

This is the r e a s o n for t h os e p h r a s e s and ritual formalities

with which every conversation begins and ends. Despite

their variations, all a g r e e in s h o w i n g a v e r y v i v i d concern,

for the p r e c i o u s existence of the p e r s o n a d d r e s s e d or a

strong desire to see h i m a g ai n, These phrases and f or mali­

ties, which are b e c o m i n g sh or t er , b u t w hi ch , nevertheless,

remain the p e r m a n e n t framework of c o n v e r s a t i o n , m a k e of the

latter a tru e social institution,

Another o r i g i n of o b l i g a t o r y c o n v e r s a t i o n s must, h a v e

been the p r o f o u n d b o r e d o m that loneliness c a u se s in p r i m i ­

tive p eop l e, a nd the i l l i t e r a t e in g e n e r a l , when t h e y h av e

leisure time. Then the i n f e r i o r m a k e s it a point of going,

even w i t h o u t a g if t in hand, to p r o v i d e companionship for

his s u p e ri o r, and talk w i t h h i m in o r d e r to e n t e r t a i n him,

By this o r i g i n as w e l l as b y the other, the r i t u a l framework

of c o m p u l s o r y c o n v e r s a t i o n is e a s i l y u n d e r s t o o d ,

As for o p t i o n a l conversations they originate in h u m a n

s o c i a b i l i t y w h i c h has always resulted in s p o n t a n e o u s exchar.gr

when peers and f rie nd s came int o co nt ac t .

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276

II

Since we have just discussed the evolution of c o n v e r ­

sation, should we not go further back to seek its first

seeds? Wi th o u t any doubt, although I am not tempted to go

as far ba ck as animal societies, as the twitterings of s pa r­

rows in the trees or the noisy crowing of crows in the air.

But, it m a y be co nf idently suggested that from the most

ancient beginnings of the articulated language and the l a n ­

guage of gestures, the pleasure of speaking for the sake of

speaking, in short, of conversing, must have b ee n felt. The

creati on of speech is incomprehensible if we do not admit that

language was the first esthetic luxury of man, the first great

use of his inventive genius, that it was loved and worshipped

for its own sake as a w or k of art or a toy much more than as

a tool. Is it not possible that speech be born of song, of

a song set to dance, just as writing, much later, was born

of drawing? It seems that before pri mitive men would speak

to one another, w he n they met at leisure, they began b y sing­

ing together or by singing to one another. A surviving r e m ­

nant of these musical conversations m a y be seen in the alt er ­

nate songs of the shepherds in the eclogues,'*' as well as in

''‘Short pastoral poems.

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the custom, still alive among the Eskimos, who sing against

someone instead of making fun of him, A l s o their alternate

satirical songs, like inoffensive and prolonged contests,

play the same role that animated debates do among us.

Anothe r conjecture seems likely to me, I refer to my

comparison of a moment ago., Long before writing could be

put to its customary uses, to correspondence b et wee n friends

or relatives, or to conversations by letter, it. was found

only on inscriptions on stone of religious or royal origin,

in official records or sacred c o m m a n d m e n t s , From these

heights, b y a series of century-old complications and vulgar'

izations, the art of writing reached the point where postal

services became indispensable. The same is true with speech

For a long time before it was used in conversation, it was

only a means of expressing the orders or warnings of chiefs

or the judgments of moralist poets. Therefore, it was of

necessity a mo nologue at first. Dialogue came only a f t e r ­

wards, according to the law b y which the unilateral always

precedes the reciprocal.

This law applied to the subject at hand is su s c e p ­

tible of several equally legitimate meanings. First, it is

reasonable to believe that at the first dawn of speech, in

the first family or in the horde that heard the first m u m b ­

lings, one individual more gifted than the others had the

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278
35

monopoly of language; the others m e r e l y listened, able to

understand h i m only with some effort, but still unable to

imitate him. This special gift mu st have contributed to

raising one man above the others. From this it follows that

the monologue of the father talking to his slaves or his

children, of the chief giving orders to his soldiers, pre­

ceded the dialogue of slaves, children, or soldiers among

themselves or wi th their master. in a reverse way, later

on, the inferior spoke to those hi gh in rank to compliment

them, as I have said, before the latter deigned respond to

him. Without accepting Spencer's explanation of the origin

of compliments which, according to him, was exclusively traced

to military despotism, we must recognize that compliments

were a unilateral relationship which, as inequality

decreased, became mutual, developing into the type of con­

versation which I call compulsory. The prayer to the gods,

like compliments to chiefs, is a ritualized monologue, for

the monologue is natural to ma n and in the form of a psalm

or an ode, of lyricism, it has always been typical of the first

phase of religious or secular poetry. It must be noted that

as prayer develops, it tends to become a dialogue, as can

be seen in the Catholic mass. W e k n o w that the songs

addressed to Bacchus we re the beginnings of Greek tragedy.

Through the survival of the chorus whose role continually

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d ec re as e s, the e v o l u t i o n of Greek tragedy presents quite a

number of transitional s t e ps b e t w e e n the m o n o l o g u e a nd the

dialogue„ Greek tr ag e dy was o ri gi nal ly , a n d h as remained

to the end, a religious cer emo ny , which, l i ke all religious

ceremonies in t h e i r l as t s t a g e of d e v e l o p m e n t in s u p e r i o r

r eli gi o ns , comprises both r it u a l m o n o l o g u e s and dialogues,

b o t h p ra y er s and c o n v e r s a t i o n s , But the n e e d to t a lk g a i n s

ground more and m o r e over the n e e d to pray,

People have always t alked about what thei r p r i e s t s

or the ir m a s te r s, their orators or thei r journalists have

t au g ht them. Therefore, monologues pronounced by superiors

f e e d the d i a l o g u e s among equals.. L et us a d d that very

r a r e l y are the r o l e s b e t w e e n two s p e a k e r s perfectly eq u a l .

M o s t often, one s p e a k s m u c h m o re than the o t h er , P l a t o ’s

dialogues are an e x a m p l e of this., T he transition from m o n o ­

l og ue to d i a l o g u e is p r o v e d in the e v o l u t i o n o f p a r l i a m e n

t a r y .e lo q ue nc e . Sole mn, emphatic, uninterrupted speeches

w e r e usua l in the o l d p a r l i a m e n t s ; they are very much the

exception in the n e w p a r l i a m e n t s . The m o r e w e a d v an c e, the

more the s e s s i o n s of the Ho u se s of D e p u t i e s sound like d i s ­

cussions, if no t of the s a l o n type, at l east of

In the l e g a l c e r e m o n i e s of p r i m i t i v e R o m e ( ac tions
of the law) t h e r e a r e a l s o r i tu a l c o n v e r s a t i o n s , W e r e they
preceded b y monologues?

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the club or cafe t y p e 0 Between a speech in the French

Chamber of Deputies disturbed b y frequent interruptions and

certain violent conversations, the distance is minimal,

One speaks to teach, beg, or command, or ask que sti on

A que sti on followed by a response is already a dialogue in

embryo. But, if it is always the same person who asks the

questions and the other who answers, the resulting unilatera

interrogation is not a conversation, that is a reciprocal

interrogation, a threading and an interweaving of questions

and answers, of teachings exchanged, of mutual objections.

The art of conversation was b o r n only after a long sh a r p e n ­

ing of the minds that followed centuries of pr el imi na ry

exercises that must have started in the most remote times,

It is not in the earliest periods of p r e - hi st or y that

people talked the least or tried the least to talk.. As

conversation implies, above all, leisure, a certain w a y of

life, and opportunities for gettin g together, the rough

* i
and often idle existence of pr imitive hunters or fishermen

In the paleoli thic period called the M a g d a l e n , whe n


a naive art flourished, and wh e n everything revealed a
peaceful, h a p p y population (on this subject see M. de Mor-
tillet, _La Fo rmation de la nat io nal it e francaise) , they
talked un do ubt edl y a great deal in the beautiful barracks
where they lived at that time. In the Lettres e d i f i a n t e s
there is very often a que sti on of the taste that the savage
hunters of America, and esp ec ia ll y their women, have for
conversation. A young woman convert :s praised by a

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281
38

who gathered so often to hunt, fish, or eat together the

fruits of their collective efforts, could only favor the

oratorical duels of the better speakers. For example, the

Eskimos, w ho are both hunters and fishermen, talk a great

deal. This child people is already familiar with the p r a c ­

tice of visiting.

Men meet separately to talk, women gather among them­


selves and, after having wept for the dead relatives,
find their own subjects of conversation in gossip.
Co nversations during meals can last for hours, and
center about the principal occupation of the Eskimos,
hunting. In their narrative, they describe in the
smallest detail all the movements of the hunter and
the animal. In describing a seal hunting episode, they
sketch with the left hand the leaps of the animal, and
with the right all the movements of the kayak (the boat)
and the weapon.*

Pastoral life allows as much leisure as hunting does,

but it is more regular and more boring, and keeps men d i s ­

persed for longer periods of time. Shepherds, even the

nomads, Arabs or Tartars, are silent, If the bucolic

a missio nar y for not wasting her time in the "numerous


visits" that the women of the country (Canada) make. Else­
where, it is said that there was agreement in praising this
young women in spite of the inclination of the savages to
"back-biting." The Illinois tribe, another letter tells us,
"do not lack wit, they can tell a joke in a very ingenuous
way."

1Gabriel de Mortillet (1821-1898), French archeolo-


gist.
* ..
Tenisheff, L'activate de 1' homme, 1898,

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282
'9

poems of V i r g i l or T h e o c r i t u s seem to i n d i c a t e the co nt r ar y ,

let us not forget that these two p o e t s described the c u s t o m s

of shepherds who were c i v i l i z e d b e c a u s e of the p r o x i m i t y of

l a r g e c i ti e s. On the o t h e r hand, pastoral life is linked to

a patriarchal system in w h i c h the v i r t u e of h o s p i t a l i t y is

practiced, a v ir t u e w h i c h - ~ l i k e the s o c i a l hierarchy, al so

born at this so c ia l s t a g e - - m i g h t be the o r i g i n of o b l i g a t o r y

conversation _

On e of the c a u s e s w h i c h m u s t h a v e m o s t delayed the

i n t r o d u c t i o n of c o n v e r s a t i o n , before the e s t a b l i s h m e n t of a

s trong hierarchy, is t h e fa ct that u n r e f i n e d p e op l e, when

among equals, tend to s p e a k al l at the sa me time and to inter-


A
rupt one another constantly. There is no fault ha r de r to

correct in c h i l d r e n than this. T o let the s p e a k e r t al k is

In his trip to Tripolitania (1840), Pezanc is


impressed by the deafening noise at the audiences of a b e y ;
"The Mameluks and the Negroes," he says, "joined the discus­
sion and ended by talking all at the same time, which
cr ea te d an uproar that made me dizzy the first time that I
at te nd ed these debates, I asked why the b e y was confronted
b y so m a n y obstacles in his decisions, and w h a t w e r e the
motive s for these loud d i s c u s s i o n s . Unable to answer me
categorically, they told me that this was their w a y of rea­
soning among th em s el v es ," There are exceptions. According
to the Lettres e d i f i a n t e s , the Illinois were exceptionally
g i f t e d in the art of conversation. "They understand jokes
very well; they do not k n o w what it is to quarrel and to
lose their temper while talking.. They never interrupt you
in conversation. The men, we are told, lead a perfe ctl y
idle life; they talk w h i l e smoking a pipe, and that is all
The w o m e n work, but they do not miss the o p p o rt un it y to
c h a t t e r ."

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a matter of courtesy that one accepts to practice at first

only as a favor to a superior; it is practiced wi t h regard

to ever ybo dy only once the habit has been developed, This

habit., therefore, could become prevalent in a c o un tr y except

after long previous d i s c i p l i n e . This is the reason, I

believe, for conceding that the progress in the art of con­

versation such as we know it has its origin in ob li ga to ry

conversations, not optional ones,

E'rom this point of view, agricultural life, wh ic h

alone has made possible the establishment of str on gl y gov-

ered cities and states, should be considered as a factor to

the progress of conversation, even though, by the greater

dispersion of individuals, the monotony of their tasks, and

the re st ri cti on of their leisure, it has contributed to turn

them into rather taciturn people. Industrial life, on the

other hand, by bringing them together in the workshops and

cities, has stimulated their inclination to talk.

There has been a great deal of talk about a certain

law of rec apitulation according to which the phases through

which the mind of the child passes in its gradual d e v e l o p ­

ment, are pro bably in some vague way, the compressed rep et i­

tion of the evolution of primitive societies, If there is

some truth in this view, the study of conversation among

children could help us guess what conversation was like

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in the e a r l i e s t ages o f man. Long before they speak in d i a ­

logues, chi ld re n start a sk i n g q u e s t i o n s . This i n t e r r og a ti o n,

to w h i c h they subject t heir p a r e n t s a n d o t h e r adults, is for

t h e m the f i rs t unilateral f o rm of talk. La te r, th ey n a r r a t e

and l i s t e n to tales, or they a l t e r n a t e l y n a r r a t e and listen.

Fi na ll y, they make re marks, they e x p r e s s g e n e r a l observa­

tions, w h ic h are the e m b r y o s of d i s c o u r s e ; and, when dis­

course in t u r n b e c o m e s mutual, we have discussion, a nd then

conversation. Indeed the c h i l d is c r e d u l o u s long b ef o r e he

l earns to c o n t r a d i c t . He p a s s e s through a phase of c o n t r a ­

diction just, as p r e v i o u s l y he w e n t through a phase of inter­

rogation ,

But, asking questions, n ar r at in g , discoursing, dis­

cu ss in g, all this is the intellectual exercise of the c h il d

The exercise of the w i l l c o me s first.

The child is c o m m a n d e d and c o m m a n d s l ong b e f o r e he

is ta ugh t and teaches, The use of .imperative co me s b e f o r e

that of the indicative. The c h i l d f ig ht s b e f o r e he d i s ­

c us s e s or e v e n argues, He feels the a n t a g o n i s m of the

desires of others before he feels that of the j u d g m en t s of

the o t he rs , He can feel the a n t a g o n i s m of t h e s e desires,

and then of b e l i e f s , o n l y a f ter he has experienced their

contagion. His d o c i l i t y and c r e d u l i t y are t h e n e c e s s a r y

and p r i o r condition for his s p i r i t of d i s o b e d i e n c e and

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contradiction. The child is, th er ef o re , one w h o d i s c u s s e s

and t a lk s b e c a u s e he is, above all, an imitator,

If b a s e d on t h e s e r e m a r k s w e conjectured what the

past of conversation in the h u m a n r a c e s must h a v e b ee n, we

would first in fe r that, despite its very remote pre-hi s to ri c

antiquity, t a l k i n g c o u l d not b e traced back to the very ori­

gins o f m a n k in d , It m u s t h a v e b e e n p r e c e d e d not only by a

long p e r i o d of s i l e n t im it at io n , but. a l s o l at e r on, by a

stage in w h i c h p e o p l e w e r e f o n d of n a r r a t i n g or listening

to n a r r a t i o n , and not of t a l k in g . This is the s t a g e cf epic

poetry. T he G r e ek s could well have be en the m o s t talkative

race of all, it is no less tr u e tha t in H o m e r ' s time they

talked little except to ask o n e another q u e s t i o n s . All

their conversations were useful ones. The Homeric heroes

all like to tell stori es , but converse v e r y ljibtie.'*' Or

r ath e r, m th ei r c o n v e r s a t i o n s they m e r e l y t ak e t ur n s tell­

ing s t o r ie s , "In the first light of dawn," says M e n e l a u s

in the O dy ss ey , "Telemachus and I will exchange lon g talks

and w e will mutually entertain e a c h o ther," Exchanging

lo n g talks, was w ha t w a s considered conversation in that

period„

^Les h er o s h o m e r i q u e s sont tres conteurs mais tres


p eu c a u s e u r s ,

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286
The only apparently idle conversations, though in them­

selves utilitarian, were those of lovers. Hector, hesitating

to go to Achilles to propose conditions of peace, ends by

saying;

I will not go at all to this man, he would have no


compas sio n for me . . . . It is not the time to talk
with him about the oak and the rock, just as young
men and young wom e n do wh e n they talk to one another.
It is better to fight.

Young men and young women, therefore, were already flirting,

and their flirtations consisted of talking "of the oak and

the rock," that is, apparently, of popular superstitions.

It is only after becoming civilized, at the time of Plato,

that the Greeks enjoyed as a pastime the dialogue under the

poplar trees along the Ilissus River. Differing from the

ancient epic poems, as well as from the chansons de g e s t e 1

in wh i c h conversations are so sparse, modern novels, start­

ing w i t h those of Madame de Scudery, are distinguished by

the ever-increasing abundance of dialogues.

In order to understand well the historical t ra ns fo r ­

mations of conversation, it is essential to analyze its

causes more closely. It has linguistic causes: a rich,

harmonious language predisposes to chatting. It has

religious causes: its course changes depending on whet he r

Epic or heroic poems of the Middle Ages.

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287
or not national religion limits to some extent freedom of

con versation and forbids, under the threat of more or less

severe penalties, flirting, slander-mongering, and " li cen ti­

ousness of s p i r i t " ; opposes the progress of the sciences

and popular e d u c a t i o n ; it imposes the rule of silence on

certain groups, such as Chri sti an monks or Pythagorian

brotherhoods, and on whether or not it makes fashionable

this or that topic of theological discussion, incarnation,

*1
grace, or the immaculate conception. it has political

causes- in a democracy conversation is nourished w it h

subjects that the tribune or electoral life furnish it; in

an absolute monarchy, with literary criticism or p s y c h o l o g ­

ical observations, for wa nt of more important topics made

dangerous b y the law of " l e s e - m a j e s t e ." It has its economic

Passing through the South of Spain, Dumont Durville


[sic! notes what follows: "Bullfights and disputes on the
immaculate conception, disputes that originated in the
monasteries of the provinces, occupy the minds to the
exclusion of everything else." At present, he wo u l d find
eve rybody deep in politics, the sole subject of c o n v e r s a ­
tion in Spain and in all the Spanish republics of South
America.

"''Dumont d'Urville (1790-1842), a F re nc h navigator


who made a notable voyage of di scovery to the antarctic.
A true scholar, he combined to his professional training
a k n o wl ed ge of b ot an y and entom ol og y and was proficient in
several languages.

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causes of which I have al r e a d y mentioned the m o s t important-

leisu re , t he s a t i s f a c t i o n o f m o r e u r g e n t needs , I n a word,

there is not a s i n g l e a s p e c t of social activity which could

n ot b e intimately connected w i t h conversation an d w h i c h

w o u l d not be a f f e c t e d b y c h a n g e s in it., I mention o n l y as

a reminder the i n f l u e n c e that certain peculiarities in c u s ­

toms of les s interest m a y have on it. The tone an d r a t e of

s p e e d of c o n v e r s a t i o n s a re influenced by body posture while

t a l k i ng . Conversations when o ne is s e a t e d are the m o s t

t h ou g ht f ul , and mo s t substantial. They a r e also the mo s t

common among us, b u t n ot in the court of L o u i s XIV, whe re ,

since the p r i v i l e g e of s i t t i n g on a s to ol w as granted only

O n e of the big o b s t a c l e s to the e s t a b l i s h m e n t of


c o n s u m e r C o o p e r a t i v e S o c i e t i e s , w h i c h are so a d v a n t a g e o u s
to the c on su me r, is, a c c o r d i n g to an e x c e l l e n t o b s e r ve r ,
"th e h a b i t of g o s s i p i n g t ha t p r e v a i l s in the. s t o re s.
It is t h e r e that p e o p l e meet, t h e r e that t h e y e x c h a n g e the
n ews of the n e i g h b o r h o o d a n d all the p e t t y g o s s i p w h i c h is
so d e a r to women, a nd w h i c h a t t a c h e s t h e m to the s h c p o w n e r s ,
It is e v e n this t e n d e n c y in w o m e n that c a u s e s c e r t a i n
s o c i e t i e s to d e c i d e to s e l l ( ex ce pt ion al ly ) Jco _the p u b l i c
(and n ot o n l y to t h e i r members), b e c a u s e then the s h o p no
l o n g e r h a s a s p e c i a l look, a n d w o m e n h a v e the f e e l i n g of
g o i n g to an o r d i n a r y s t o r e " W e c an see b y this h o w
s t r o n g a nd i r r e s i s t i b l e the c u r r e n t of c o n v e r s a t i o n is once
it h as b e e n lau nch ed . W e h a v e a n o t h e r p r o o f of this in the
p r o v e n d i f f i c u l t y of k e e p i n g a secret, w h e n we k n o w the
s e c r e t is l i k e l y to i n t e r e s t the p e r s o n to w h o m w e a r e t a l k ­
ing, e v e n w h e n w e k n o w t h a t it is in our i n t e r e s t to s a y
n o t h i ng . Th is d i f f i c u l t y , so g r e a t at times, c a n s e r v e to
m e a s u r e the force o f the s y m p a t h e t i c i n c li n at io n , of the
n e e d for m e n t a l c o m m u n i c a t i o n w i t h our f e l l o w - m e n .

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to duchesses, others talked standing up. The ancients,

talking from their tr i c l in ia ,1 par ti cu la ry appreciated c o n ­

versation while lying down, which was not the least d e l i g h t ­

ful if we judge from the characteristic slowness, the drawn

out and fluid c har m of the written dialogues they have left

us. But, the strolling conversations of the peripateticians

are typical of a more vivid, more animated movement of the

mind. It is certain that speech whiie standing, b y its

greater solemnity, differs profo un dly from speech while

seated which is more casual and brief,, As for speech while

lying down or while strolling, I am not familiar with ma n y

examples, Anoth er observation. Very often, and the more so

the closer one is to p rimitive life, men and women, especi­

ally women, talk with one another only while doing something

else. This may be either by engaging in some easy task, as

peasants do who, during their evening gatherings, shell

vegetables, while the women spin, sew, or knit; or by eating

or d rinking in a cafe, etc, To sit facing one another for

the sole purpose of talking is a refinement of civilization

Let us not confuse it with what Dumont d' Urville


says about the Islands of Hawaii, "To the number of strange
customs of the area," he says, "we must add the manner in
w hic h con versation is carried out, with people lying prone
on straw mats ,"

’''Three couches arranged around a table.

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It is clear that the task we are engaged in while talking

influences the manner in which we talk. Anot her kind of

influence; morning conversations always differ somewhat from

afternoon or evening conversations. In Rome, where at the

time of the Empire, visiting was done in the morning, noth­

ing like our tea time chats was possible. We leave these

*1
trivialities.

First of all, we should consider the time that can

be devoted to talking, the number and k in d of persons with

whom we can talk, and the number- and nature of topics about

which we can talk. The time available for conversation

increases with the leisure that wealth grants by means of

improvements in production. The number of people with whom

we can talk increases pro por ti on at el y as the original mul­

tiplicity of languages decreases, and as their territory

In his book, F r a nc a is d 1au~] ourd 'hui , which seems to


have been p ur po se ly wr it ten to serve as a decisive touch­
stone for his general ideas, Mr. Demolins explains through
the influence of the olive or chestnut tree, the taste of
the people of the South er n France for conversation and
their inclination to hyperbole.

■^Edmond Demolins was an exponent of progressive edu


cation in France,

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grows, The number of conversation subjects increases when

the sciences advance and expand, w he n information of all

kinds is multiplied and accelerated. Finally, through the

change of customs in a democratic direction, it is not only

the number of possible speakers that increases, it is also

their quality that becomes varied. The different strata

of society engage more easily in conversation; and through

migr ati on from the country to the cities, through the urbani

zat.ion of the rural areas themselves, through the raising of

the average level of general education, the nature of convex

sation becomes comple tel y different and new topics are su b­

stituted to the old. In brief, speaking the same language,

having knowledge of the same things and ideas, and having

leisure are the nece ssa ry conditions for conversation.,

Therefore, everything that unifies languages and enriches

them, everything that unifies sytems of education and

instruction by making them more complicated, everything

that increases leisure by making wo rk shorter and more

It is also extended, clearly, with the size and tne


density of the population. People talk much less, other
things being equal, in the country than in the city; there­
fore, migration from the cou nt ry to the cities favors co n­
versation, and causes it to change, But, in the small
towns, where idlers abound and where everybody knows e v e r y ­
b od y else, is there not more talking than in the large ones?
No, for subjects of conver sat ion do not exist. In these
places conversation w or t h y of the name is m e re ly the echo
of conversation in the b i g cities.

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productive with the a id of the f o r c e s of nat ur e, contributes

to the p r o g r e s s of c o n v e r s a t i o n .

This shows the tremendous influence t ha t the c h i e f

inventions of o ur c e n t u r y h a v e h a d o n it. Thanks to them,

t he p r e s s w as a b l e to f l oo d the w h o l e w o r l d a n d impregnate

it to the l ow es t p o p u l a r c l a s s es . The g reatest f orc es influ­

e n c i n g m o d e r n c o n v e r s a t i o n are the b ook, and newspapers.

Before the d e l u g e of the l a t t e r nothing was more different-,

f r o m one. m a r k e t - t o w n to a n o t h e r and fro m one. c o u n t r y to

another, tha n the subject, the tone, t he p a c e o f c o n v e r s a ­

tion, nor more monotonous in e a c h of t h e m f r o m one p e r i o d of

time to a no t he r , A t p res ent , t he o p p o s i t e is true. T he

P r es s unifies and animates conversations, makes them uni­

form in s p a c e and d i v e r s i f i e s them in time. E v e r y morni ng ,

the newspapers offer their p u b l i c the c o n v e r s a t i o n of the

day. W e c a n almo st a l w a y s b e sure, of the s u b j e c t of c o n ­

v e r s a t i o n a m on g m e n in a club, in a s m o k i n g room, or in a

w a i t i n g room. But, the s u b j e c t changes e v e r y d a y or e v e r y

w eek, except in cases, f o r t u n a t e l y v e r y rare, of n a t i o n a l

or i n t e r n a t i o n a l o b s e s s i o n w i t h a f i xe d s u b j e c t . Th i s g r o w ­

ing s i m i l a r i t y of s i m u l t a n e o u s conversations over an increas­

ingly vaster geographic t e r r i t o r y is o ne of the most, i m p o r ­

tant characteristics of our times, for it go e s far in e x p i a t ­

ing the g r o w i n g p o w e r of P u b l i c O p i n i o n against t r a d i t i o n or

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\50 293

against, reason itself. This di ssimilarity between successive

conversations also explains the instability of public opinion,

whic h serves as a counter-weight to its power.

Let us make a simple but important observation. It

is not through spontaneous talking that conversation has

developed. No, it was necessary for new occasions and new

sources of conversation to spring up from the partly a c c i ­

dental, par tly rational succession of geographical, physical,

and historical discoveries; of agricultural or industrial

inventions; of political or religious ideas; and of literary

or artistic works. it is these new developments which, hav­

ing appear ed somewhere one after the other, having b e e n pop­

ulariz ed in the elite groups before they spread further-,

have civilized and transformed the art of conversation by

creating contempt for certain archaic forms of conversation,

broad jokes, buffoonery, and ridiculous affectations. If,

therefore, b y the evolution of conversation we meant a con •

tinual, spontaneous unfolding, we wou ld be in error, This

obs er vation is applicable to all kinds of evolution; indeed

k
But, whether similar or varied, they also bear w i t ­
ness to tremendous progress, from the social point of view,
for, the fusion of classes and professions, the moral unit y
of the motherland, can be real only from the day when a
sustained conversation becomes possible among individuals
belo ng in g to the most different classes and professions..
We owe this blessing, in return for so many evils, to the
daily press.

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observed closely, it seems to resolve itself in intermittent

insertions, successive and superimposed graftings, and new

seeds, In a small town, hypoth eti cal ly closed to the read­

ing of newspapers and without easy communication w i t h the

outside, as in pre -Re vol uti cn ary times, however much one may

talk, conversation never rises of its own accord above the

level of gossip. Wit ho ut the Press, coun try gentl eme n could

well be talkative, they wo u l d almost never speak of anything

except hunting and genealogy, and the most voluble magistrates

wo u l d speak only of law or of "changes of jurisdiction" just

as German cavalry officers, according to Schopenhauer, talk

only of wom en and horses.

The wave-like propagation of Imitation, b y degrees

both assimilating and c i v i l i z i n g , of which conversation is

one of the most marvelous agents, easily explains the need

for the double tendency that the evolution of conversation

reveals to us at first glance, On the one hand, there is

the numerical progression of possible speakers and of

actuall y similar conversations; on the other, becau se of

this progression, the passing from narrow subjects, of

interest to only a small group, to increasingly loftier and

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295
i52

more general subjects. But, if this double tendency is

everywh ere the same, it does not prevent the course that

the evolution of con versation takes from differing as greatly

from one nation to another, from one civilization to another, as

does the course of the Nile or of the Rhine from that of

the Ganges and of the Amazon. The points of departure axe

many, as we have seen, but the paths and the points of

Be fo re the eighteenth century, a salon like that of


d 'H o l b a c h was not conceivable. The salon of Mme de Ram-
bou il le t was a literary and precieux salon, without any
freedom of thought--where the little freedom that existed
was res tr i ct ed to conversations of love and flirtation (if
it existed alt £11) . But in the salon of d'Holbach, says
Morellet, one heard, "The freest, most instructive, most
ani mated co nv ersation that ever was. W h e n I say free, I
me a n in the subjects of philosophy, religion, and govern­
ment, for other kinds of free jokes were ban ish ed from it."
It was q uit e the opposite in the sixteenth centu ry and the
Middle Ages: bro ad jokes marked the emancipation of conver­
sation in the matter of sex relations and substituted for
all other freedoms. The salon of d'Holbach, like that of
Helv eti us and those of the last part of the eighteenth cen­
tury, br oug ht together persons of all classes and all
nationalities, an eclecticism that wou ld not have been
pos sible previously, By the great d i ve rs ity in the origin
of the speakers, as well as by the extreme variety and free­
dom in their subjects of conversation, these salons differed
a great deal from the gatherings of previous times,

"*"L'abbe And re Morellet (1727-1817), French scholar


and economist, collaborator of the E n c y c l o p e d i e ■ Mme de
Ram b o u i ll et (1588-1665) received at her home, the Hotel
de Rambouillet, on the Ru e Saint-'Thomas du Louvre, in Paris.,
F r o m 1620 until the Fronde in 1650 it was the meeting place
of the elegant people in the Parisian society; Paul-Henri
d'Ho lba ch (1723-1789), French philosopher; Claude-Arien
Helvetius (1715-1771), French writ er and philosopher.

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arrival, if arrival there be, are no less diverse. We do

not find court jesters everywhere whose inept pleasantries

were so entertaining in the Middle-Ages, no Hotels de R a m ­

bouillet, the appear an ce of which resulted in making the

*1
Triboulet's unbearable. In France, it is certain that the

disappearance of these grinning, clumsy buf foons is the best

indication of the progress of conversation. The last jester'

was l'Angely, under Louis XIII. But in Rome, in Athens, in

the Far East, there was nothing like this.

Is it in flirtations, is it in d ip lo ma ti c n e go ti a­

tions, is it in church or school discussions that the art

of co nv ersation has succeeded in becoming conscious of its

own existence? This depends on the country.. Itali an conver­

sation fl ourished m a i n l y through diplomacy; Fr e n c h conversa­

tion through flirtations at court; A t h e n i a n conve rs at io n

through sophistic debate; Roman conversation through debates

in the forum, and, under the Scipios, through the lessons

of Greek rh etoric teachers.. Is it surprising that, the ways

conversation flourished having been so different, the colors

*
One of them, Brusquet, thought it funny to pass for
a physician in the camp of Anne de M o n t m o r e n c y and naturally,
to send to their death [ad pat re s] all the patients under
his care, I ns te ad of hanging him, He nr y II b e s t o w e d on him
the position of Mas te r of the Post Office in Paris.,

‘'"Anne de M o n t m o r e n c y (1493-1567) , field marshal of


the French army.

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and fragrances of the flower are so diverse? Mr. Lanson

considers the age of the Scipios as that when the Romans

learned to talk wi t h elegance and urbanity, In the dia­

logues of Ci ce r o and Varro,^ he sees not only an imitation

of the style of Plato's dialogues, but "the idealized,

although living and faithful, image of the conversations of

Roman society," conversations, without charm reminiscent

of schools and not of the court.. W om en enter conversational


2
circles only later on, under the Severii or the Antonines,

whereas among us they have always occupied a prominent place,

because of the combine d influence of Ch ri st i a n i t y and chival­

rous gallantry, As we have seen, without being indispensa­

ble to all advances of conversation, the advent of women to

social life alone has the knack of leading it to the degree

of gracefulness and suppleness that lends a sovereign charm

to conve rs ati on in France.

Anoth er great general trend in the transformations

of con ve rsation can be mentioned. Through all the capricious

meanderings of its diverse currents, it tends to become less

^Varro (116-27 B.C..), a Latin poet, writer, and


scholar of immense learning, known for his treatise De re
r u s t i c a , on agriculture, which was written in Aristotelian
dialogue form,
2
Severius was the name of some the Roman Emperors
who reign ed after the Antonines, the seven Emperor's wh o
reigned from 96 to 192 A.D.

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and less a contest and more and more an exchange of ideas,

The pleasure of arguing responds to a childish instinct,

that of kittens, or of any young animals, which like our

children take pleasure in make- be lie ve or minor f i g h t s „

But the amount of arguing in the dialogues of mature men

gr adually decreases. First of all there is a whole cate­

gory of arguments, formerly countless, violent, and ani­

mated, but wh i c h are now disappearing.. Fixed prices are

replacing h a g g l i n g „ Secondly, as information on everything

becomes more accurate, more reliable, more extensive, since

we obtain numerical facts on distances, the population of

cities and states, etc,, all the violent arguments caused

by the collective self-esteem on the point of knowing if a

certain corporation, church, or family surpassed another in

prestige or power, if the traffic of a certain port was

greater than that of another b y the number and sails of

its vessels, etc,, now become pointless, The even more vio­

lent arguments, caused b y the conflict of individual pride

or b y mutual ignorance, cease or are weakened by more fre­

quent contact and more complete kn o w l ed ge of others. Every

new piece of information dries up an old source of arguments,

How man y sources of this kind have been dried up since the

beginning of this century! By spreading, the custom of

travelling has contributed a great deal in making more

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accurate the idea that various provinces and nations have

of one another, and in making impossible the return to q ua r­

rels bo rn of ignorant patriotism, Finally, growing indiffer­

ence in the ma tter of religion daily makes easier the o b s e r v ­

ance of the rule of courtesy that pr ohibits religious discus­

sions, which, in the past, were the mo st formidable and most

passionate of all. Indifference in politics, as it spreads,

is also beg inning to produce a similar effect in that other

stormy field.

It is true that, if progress in obtaining clear-cut

and accurate information has solved old problems, it has

also posed new ones and caused new discussions, but these

are of a more impersonal and less harsh nature, and free of

any violence. Philosophical, literary, esthetic, and moral

discussions stimulate the adversaries witho ut hurting them.

Pa rli ame nta ry discussions seem to be the only ones--but this

m ay only seem so--to escape this law of progressive m e l l o w ­

ing. It might be said that, in our mod ern states, the fer­

ment of discord tends to take refuge m them as its last

retreat,

It can therefore be claimed that the future belongs

to quiet, ca lm conversation, full of cou rt es y and grace..

As to decidin g whether the type of c o nv er sa ti on that will

ul timately prevail, will be amorous, philosophical, or

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aesthetic, nothing allows us to do so. The evolution of con­

versation will probably have m a n y paths, as it has had ma ny

origins and m an y different directions, despite a certain


'ir

unity in its general tendency.

IV

A ft e r this survey of the evolution of conversation,

let us deal, in a more leisurely fashion, with conversation


'k

cultivated as a special art and as an exquisite pleasure.

I need hardly note, so obvious does it appear to me,


that the evolution of co nve rsa tio n conforms to the laws of
imitation n ot ab ly to that of the imitation of the superior
by the inferior, who is r ec ogn iz ed as such and who considers
himself as such. We also see that our subject seems to con­
firm the notion on which I have insisted several times, that
the capitals in democracies pl ay the role aristocracies
played b efo re them. For a long time new forms and the new
subjects of con versation emanated from the Court, the ar is ­
tocratic elite, imitated by the mansions in the large cities
and the chateaux, and then b y the homes of the bourgeoisie.
It is now from Paris, imitated b y the large cities, the
mid dle -s iz ed ones, the small ones, down to the tiniest v i l ­
lage, where are read the public newspapers, whether from
Paris or the telegraphic echo of news from Paris that the
tone and the subjects of the conversation of the day are
spread everywhere. We have the proof of this drift espe c­
ially in the diffusion of the Paris accent to the heart of
Southe rn France, Abroad, as well as at home, the accent of
the capital spreads to the provinces; the opposite process
has never occurred, at least wh ere ver the capital is truly
recogn ize d as the capital. If the capital of France were
Bordeaux, all France wou ld now speak wit h the accent of
Gascony,
k -4r

"We need," writes Mile de Mon tpensier to Mme de


Motteville, all kinds of people so that we may speak of all

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301
58

W h e n does it b l o s s o m forth this way? We have an almost c e r ­

tain indication of this in the blossoming of dramatic art,

especially of comedy, which, being c o mpl et ely in dialogue,

woul d be unable to attain first rank in literature and

take the place of epic narratives, full of action, before it

had found in real life models of con versation as brilliant

and as bea utiful as battles. This expains w h y epic poems

everywhere preced ed drama. Let us note that conversations

always reflect real life: The Eskimos and the Red Skin speak

only of hunting; soldiers talk of battles; gamblers of games

of chance; sailors of sea travels. One's habitual conduct is

reproduced in dreams at night, and during the day, in con­

versations whic h are complex dreams m ut ua ll y inspired among

two or three participants. It is also reproduced in writ ten

literature, whic h is the registering of speech. But dramatic

art is something more, the r e p r o d u c t i o n , and not just the

cons er vat io n of speech. It is therefore, in some way a

reflec tio n of a reflection of real life.

A no the r even more visible sign of the reign of culti­

vated speech is the habit of reserving in the homes of upper

class a room dedicated to conversation, a "parlor," The

kinds of things in conversation w h i c h , in your judgment and


m i n e , is the greatest pleasure of life and almos t the only
one to m y .1i k i n g ,

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existence of a public parlor is no less significant.: among

Greeks, the gymnas ia included among their dependencies an

enclosure, covered or not, called the e x e d r a , where the

philosophers gathered and which served them as a club.. This

was much better than having an open-air salon, as is done

in our rural areas "under the elm in the park," It is pr ob­

ably in imitation of the Greeks that the Roman patricians,

under the Empire, had in their rich homes, next to the

triclinia and the libraries, a gallery also called exedra

where they received the philosophers, poets, and distin­

guished visitors.

The or igin of our modern salons is d i f f e r e n t , Can

they not. be traced back to the m o n a st er y parlors, even

though this met. an entirely different need, that of making


*
an exception to the monastic rule of silence; This seems

probable. Be that as it may. after its beginnings in the

Italian palaces of the fifteenth century, the salon spread

t.o the castles of the French Renaissance and to the mansions

of Paris, But its diffusion was slow in the homes of the

Let us note that the vow of silence, the r e n u n c i a ­


tion of all useless conversation, has always be en considered
the hardest act of mortification, the most rigorous and the
most often b r o k e n rule, that the imagination of the founders
of monasti c orders could have invested. This proves how
much the need to talk is general and irresistible,
k: k ^
Eve r y precieuse had her own salon kn o w n as a
r e d u i t , c a b i n e t , or a l c o v e ,

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bourgeoisie up to our century w h e n there is not an apart­

ment, however' small, that does not boast of having its

own salon, In the description that Mr, Delahante gives us

of the house that his gr ea t-great-grandfather had built at

Cr e c y in 1710, I observe that there was no special room for

receiving the visitors. Salon, dining-room, even bedroom,

one roo m served all these purposes. And, he was a man of

the bou rg eo is ie on the way to becomi ng rich. They often

ate in the kitchen. But, in that house which was considered

very com fo rt ab le at the time, there was a "room for resting,"

designed for solitude and not for receptions.

In France, the Hotel de Rambouillet, whose salon

opened at the dawn of the great century, close to 1600, was

not the cradle, but the first school of the art of con ve rs a­

tion, It was thanks to the 800 precieuses that had received

their training there, whose names have been preserved, that

"a general enthusiasm for c o n v e r s a t i o n , " to use the e xp re s­

sion of a contemporary, spread around. From France, then the

universal model, this passion was soon propagated abroad,

It has c e r tai nl y had a profound influence on the formation

or transf or mat io n of the French language. The precieuses,

*1
we are informed b y the Abbe de Pure, "take a solemn vow of

*Les mys teres des r u e l l e s , novel (16 56) .

"'"Abbe Michel de Pure (1634-1680), French teacher and


writer.

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the purity of s t y l e , of eternal war to the pedants and the

p r o v i n c i a l .11 A c c or di ng to Somaise,^" "they sometimes use

new words wit ho ut realizing it, but make them pass wi th all

imaginable lightness and delicacy." According to Pure, qu es­

tions of language and grammar arise all the time, at every

opportunity, in their conversations.. One of them condemns

the expression "I love the melon" because it prostitutes

the word "I love." Each of them has her day on which

appointments are made for the ]ousters of these tournaments

of conversation. This is the reason for the C a l e n d r i e r d es

2 ✓ 3
Ruelles. This cus tom was attributed to Mile de S c u de ry

who m all our countless mo d e r n women, who also ha ve their

day,- copy without realizing it.

For the precieuses and for all the great ladies who

copied them, co nve rsa tio n was so absorbing an art that they

were very cautious at their gatherings not to do any work

with their hands, despite the habits to the c o nt ra ry of the

women of the period. "I have in vain sought, in the

''"Somaise, French writer, author of a famous D i c t i o n -


naire des p r e c i e u s e s ; he was born in 1630.

2
The Calendar of the A l c o v e s ,

3
Mile de Scud ery (1607-1701) one of the most famous
of the P r e c i e u s e s , author of novels Grand Cyrus and Cleiia

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305
i6 2

*1
writings of the times," says R oe de re r "the occupation

that the w o m e n of high society mixed with conversation.

I would have liked to see in their hands the needle, the

shuttle, the spindle, or the spool; I would like to see

these wom en embroider, or make tapestries." This is the

more surprising because later on, we will see even Mme de


2
Maintenon, faithful to the old customs, unwinding the yarn,

and counting the balls of wool whi le she chatted with

Louis XIV.

In a truly civilized society, it is not enough that

the most useful, most humble pieces of furniture be works

of art it is also necessary that even the slightest gestures

be such that their usefulness is, without affectation, co m­

bined w i t h grace and beauty.. There must be "style" in ges-

* '*■3
tures just as there is "style" in furniture. In this

Memoir es pour servii: _a _1' histoire de la societe


polie en France (183 5).

M ore lle t says that in his adolescence, Turgot was


rejected b y his mother "who found him sullen because he did
not bo w gracefully;"

^Pierre-Louis Roederer (1754-1835), French statesman.


2
“Mme de Maintenon (1635-1719), was the wife of poet
Scarron; wi do wed in 1660 she bec ame the teacher of the c hi l­
dren of Louis X I V and Mme de Montespan; later she marr ied in
secret the king, on wh om she had a great deal of influence.
3
Turgot (1727-1781), Fr ench economist and minist er of
Finance under Louis XIV.

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306
63

respect cur aristocratic society of the seventeenth and the

eighteenth centuries distinguished itself. But, we should

not b e l i e v e that this tendency was exceptional. This same

need was felt in other ways in ev ery society. We still feel

it in the esthetic oases of our democracy. Would we not

say, on reading Taine, that the taste for refined co nv ers a­

tion and for salon life was not only more intense among the

upper classes under the Ancien Reg im e but also more a u n i q u e .

typical trait of French society in this phase of its d ev el ­

opment?

Here lies the error in the views of this penetrating

mind, and it has not been without significance. For example,

he attri bu te d the taste for general ideas in pre-Revolution-

ary Fran ce to the life of the salon. However, it seems that

Tocquev il ie after having found the taste for general ideas

mere hi g h l y de veloped in the United States than in the

England of his day, despite the similarity of race and cus­

toms, more co r r e c t l y ascribes this to the influence of the

e q ua li ta ri an regime. The pleasure of talking about general

ideas or on moral generalities was also appreciated in other

countries witho ut giving birth to the life of the salon.

Indeed, the salon is no more than an indication, as we have

said, one of many indications, and not the only possible s e t ­

ting for polite conversation, w hi ch was bo r n without it in

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307
^64

Greece under Pericles, in Rome under Augustus, and in the

Italian cities in the Middle Ages. This need to talk devel­

oped g y m na si um life in one place, forum life in another, or

monastic life, espec ia ll y convents wh e r e conversations were

probably animated and interesting at the time of Saint Louis

when the b ish op Eudes Rigaud, visited them and was scandal­

ized. For us during this century, it is above all the life

of the cafe or the club that tends to develop, despite the

imitative, snobbish proliferation of the salons.

The wo rl dliness of the A nc ie n Regime arose from com­

plex elements,- let us include, in addition to the pleasure

of conversation, that of copying the court or copies of the

court, that is, a hierarchical group of men and wom e n pre­

sided over b y a person, the host or the hostess, to w h o m

everybody pays tribute, and who represents, in miniature,

the monarch. The art of behavior in such a society, is not

limited ex cl usively to the art of conversation, above all

it implies the easy, sure, delicate distribution of grada­

tions of respect due to the diversity of merits and r a n k s ;

and in an emin en tl y hierarchical society the gratification

thereby of self-esteems is at least as much appreciated by

everybody as that derived from the ideas exchanged and

agreed with. Finally, the kind of hegemony, of royalty of

conversation, conceded to wo m e n in French salons, cannot

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be explained without the ancient institution of chivalry,

the fragments of which have been picked up by the royal

courts.

The criticisms that in his book the An cien R e g i m e '*'

Taine makes of mundane life are not therefore directed at

conver sa ti on in general. It is not true that the latter

must be n e c es sa ril y "artificial and dry." A n d indeed this

is true of the most aristocratic salon life only up to a

point. Now, although the life of the salon ma y express

respect for the social hierarchy, just becau se it is pri­

marily conducive to social harmony through the reciprocal

sparing of self-esteem, it necessarily happens that even as

it gives expression to distances of rank, it attenuates them.

Of it, as of friendship, it can be said pares aut facit aut

i nv en it , it is born but among equals or it equalizes; it is

born but among peers or it assimilates. Only, it equalizes

and assimilates in the long-run. However, it is beyond

doubt that equalit y of rights and rank is the only stable,

final eq ui l i b r i u m of self-esteem in prolonged contact.

Moreover, w e k n o w that it is only a conventional mask, a

transparent veil, covering up the profoun d inequality of

The first volume of his work Les Origines de la


France contemporaj.ne ■ it appeared in 187 6.

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309
56

individual talents and merits and serves to enhance it.

This fiction of equali ty is the final blossom in g of socia­

bility. In a royal court, in spite of all the barriers of

etiquette, the habit of living and talking wit h the king

establishes between his subjects and him an almost leveling

familiarity. "Sir," the marechal de Richelieu, w h o lived

through two previous reigns, said to Louis XVI, "under Louis

X I V we dared not say one word; under Louis XV, we spoke in

a whisper; under your Majesty, we speak normally." But

already, long before the distance between the courtiers and

the royal host had decreased, that separating his guests

had ' • gr ad ual ly disappeared, and the infinite degrees

of nobility had be g u n fusing together through regular attend­

ance at the Court.

"Artificial?" Is it true the life of the salon— let

us add of the club, the cafe, etc. — is artificial? Does

not the ess entially sociable nature of man always and every­

where push hi m toward these games in common, toward these

pleasure gatherings of various kinds? Are they not as

natural a condition to h i m as gregariousness is to sheep?

As to the loss of spon tan eit y’*' that life of the salon

~*~"Secheresse de c o e u r " : "dryness of heart."

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is supposed to engender, it is brought about b y the exces­

sive inequality that aristocratic respect, so long as it is

not attenuated, creates between parents and children, or

even bet we en friends. But, as we have just said, as soon

as this inequality decreases, because of the very nature of

the life of the salon, the expression of natural feelings

of tenderness and emotion is welcomed. Showing them may

even become a social affectation, as it was during the

entire second ha lf of the eighteenth century, by a "return

to nature" in which, quite the contrary, everything was not

artificial. The sole fact that life of the salon, in one

of its phases, whi ch is its final phase, and, one might say,

its climax, favored the diffusion of feelings and tender

effusions, proves that dryness of the heart is not an essen­

tial trait of worldliness.

It is certain that throughout the An ci en Regime,

life of the salon was harmful to family life. However, the

same could be said about any absorbing occupation, whether

professional, esthetic, political, or religious. What

hurts family life, at the present time, is no longer life

of the salon, it is true, but life of the club or the cafe.

For the worker, it is the workshop; for the business man,

the courts of law; for the politician, electoral or p ar lia ­

me nt ary life. If the dream of the collectivists came true,

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it would later on be ph al anstery life, and all the more so.

Neither can we include among the essential character­

istics of wo rl dliness what Taine signals out as one of its

most typical and most marked traits, the repugnance of radi­

cal innovation, the fear of anything original. Actually,

all intensive social life results in the launching of a

torrent of customs, opinions, and habits, whic h are diffi­

cult to combat, and in which almost anything of average

originality is submerged. Only the strong and exceptional

innovations succeed, which then become the focus of a new

contagion which spreads their personal imprint substituted

or superimposed on the old brands. An example of this was

the wilderness of Rousseau, who bursting in the midst of

the unrestrained wo rld liness of his time, was able to re-cast

*1
it m his own image. C a n it also be said that a Diderot,

*
Morellet, among other contemporaries of Diderot,
strongly praises the latter's conversation. "It had great
power and great charm. His discussion was lively, inspired
by perfectly good faith, subtle without obscurity, varied in
form, shining w i t h imagination, fecund w i t h ideas, and stim­
ulating to others. One wou ld abandon himself to it for
hours as if floating in a stream." These private, mundane
conversations of the second half of the last century, were
actually the hi dden fountainheads of the tremendous current
of the Revolution. This is a formidable ob jection to the
alleged intolerance of innovations of the salons.

^Diderot. (1713-1784), French philosopher and one of


the founders of the E n c y c l o p e d i e . His Corre sp on da nc e
addressed to various princes presents a vivid and true pic­
ture of the intellectual movement of the eighteenth century.

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a Voltatre, and so many others were able to make their per­

sonality acceptable only by blunting it?

We could use the evolution of life of the salon to

see the evolution of conversation from a different, more

com prehensible perspective. We call a group of people

accustomed to meeting at a certain place to talk, a "society"

— an excellent expression for it means that the essentially

social relationship, the only one worthyof the name, is that

wh ic h involves exchange of ideas. in the lower strata of the

population, there are "societies," but they are as small as

they are numerous. In the most backward country areas, two

or three peasants develop the habit of getting together in

the evening at home or in taverns, and, even though they

work at the evening g a t h e r i n g s 1 and drink at the taverns

more than they talk they also talk. These are the begin­

nings of the salons and the clubs. As we go higher on the

social ladder, we see the number of societies grow smaller,

but each one of them grows larger. The workers cafes are

divided into already larger groups of regular talkers or

debaters. Small tradesmen have a very closed salon, which

1V e i l l e e s .

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is on a r e d u c e d scale, a c o p y of the g a t h e r i n g s of th e u p p e r

classes, The latter, in m o s t of the c i t i e s of m o d e r a t e

size a re divided, at most, into two or thr ee "societies,"

and, in s om e cases, a tendency that s e e m s to b e c o m e g e n e r a l

again, t h e y just f o r m o n e a nd the s a m e k i n d o f s o c i a l body,

"society." The s a m e t r e nd is observed, even in the largest

c it ies , and, m Paris, V i en na , London, everywhere, in s p i t e

of the p r o g r e s s of d e m o c r a c y , the c l a s s that is s t i ll

reputed to be the m o s t b r i l l i a n t , if not the h i g h es t , seek s

out those occasions in w h i c h its v e r y n u m e r o u s components

meet and join one a n o t h e r tc b e fu se d t o ge th er .

Thus, many exceptions aside, th e g e n e r a l r u l e is that

the size of "societies" grows in i nv e r s e r a t i o to the numer­

ical i m p o r t a n c e of the c l a s s to w h i c h they belong. The

smaller the c la s s to w h i c h t h e i r m e m b e r s b el o n g , the l ar g e r

t h e y are. F r o m the p l e b i a n to the elite, the s o c i a l pyramid

tends to s h r i n k as s o c i e t i e s g r o w larger, T h is is e x p l a i n e d

by the s u p e r i o r q u a l i t y of leisure, knowledge, and s u b j e c t s

of c o n v e r s a t i o n as one c l i m b s the s o c i a l ladd er . This a l so

shows the c o n st a nt a s p i r a t i o n of s o c i a l p r o g r e s s to e x t e n d

as m u c h as p o s s i b l e the m e e t i n g of m i n d s and t he i r m u t u a l

acquaintance and p e n e t r a t i o n . For it is b y talking that

minds m e e t w i t h one another an d p e n e t r a t e one another.

Subjects of c o n v e r s a t i o n v a r y f r o m o ne social l ev e l

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to another. What is the subject of conversation in the

small circles of peasants, during their evening gatherings?

A little more about the rain a n d f a i r w e a t h e r tha n a n y w h e r e

else, because this t opic not an id l e one here, is l i n k e d

with the hope s, as w e l l as the threats, o f t he n e x t crop.

Only during the e l e c t i o n periods, do t he y ta l k p ol i ti cs .

T h e y a re c o n c e r n e d about t he ir n e i g h b o r s , they estimate

t h ei r incomes, and they g o s s i p . This profes s io na l and per­

sonal aspect of the c o n v e r s a t i o n is s t i l l w h a t predominates

in the c o n v e r s a t i o n s of w o r k e r s or s m a l l tr ad es m en , b ut

politics, considered fro m the p o i n t of v i e w of the n e w s ­

p a p e r of the d a y r e p l a c e s r a i n a nd fai r w e a t h e r as the b a s i c

s ub j ec t . Political meteorology is s u b s t i t u t e d for c e l e s t i a l

meteorology, something that c o n s t i t u t e s s o c i a l p r o g r e ss .

Businessmen and d oct or s, eve n though t h e y o c c a s i o n a l l y like

to talk a b o u t t h e i r b u si ne ss , o f t e n r id their minds of this

concern to v e n t u r e some considerations of a p h i l o s o p h i c a l

*1
or scientific order . Finally, w e m u s t r e a c h the m o s t


This was not always true, and the further back into
the past we go, the more we see people, even those of the
middle classes, preoccupied with their personal concerns,
in one of her letters to Mile de Robinan (1644), Mile de
S c u de ry gives an amusing description of a trip she took
b y coach and the conversation her fellow-travelers engaged
in, namely a young partisan (financier), a bad musician, a
bourgeoise lady from Rouen who had just lost a trial in
Paris, a w o ma n- gr oc er of the Rue Saint Antoine, and a

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315
72

refined societies to see conversation based on one's pr o f e s­

sion and current politics reduced to the mi ni mum and flow

instead on gen er al ideas, recipr oca lly suggested by readings,

travel, an extensive and solid basic education, and personal

w oma n-c ha ndl er of the Rue Michel-leComte, w h o wanted to see


"the sea and the country," a young student returning from
Bourges to receive his diploma, a timid bourgeois, "a wit
from lower N o r m a n dy w ho told more jokes than the Abb o t of
Franquetot told w hen they we re fashionable, and who, wishing
to tease the company, gave more pretext for being teased
than all the others." All these people, w h e n they start
talking, speak about their person al or professional concerns.
The financier "always returns to the penny per p o u n d ." The
musician always wants to sing. The chandler thinks of her
store. "The young student speaks about w r i tt en law, customs,
and Cujas on every occasion." If they discussed be autiful
women, he said that "the Cujas had a beautiful daughter."
In brief, we clearly see that this dialogue was nothing
more than a stringing together of monologues. No general
subjects are introduced that appeal to all the participants
at the same time; there is no "general conversation" whatsc
ever. In our times, thanks to the newspapers, these general
subjects always exist among speakers of the most varied
classes or professions. Sometimes there are too ma ny of
them. Mile de Scudery calls this diverse assemblage of
travellers b a d c o m p a n y . In her time, indeed, in order to
enjoy the char m of general c o n v e r s a t i o n , of common interest
to all the speakers one had to live in a tight little clique
composed of people of the same class and the same education,
like the Hotel de Rambouillet. This explains the intense
charm of these intellectual sanctuaries. La Fontaine, also,
in his letters to his wife, tells us of the conversations
of his fellow coach travellers. We see that they w e r e quite
trivial except for an occasional animated argument bet we en
Catholics and Protestants about dogma.

•^Cujas was a famous Fr enc h jurist; the name Cujas


is used as the per sonification of a law scholar.

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reflections.

As far as these groups are concerned, we noted that

the dai ly Press, ceases to b e the metronome and the most

ha bit ual guide to conversation, or, at least, its suggestive

a ction is less immediate, if not less profound. It nourishes

them d i r e c tl y only on those days w he n some se ns ational news

item, or a haunting question fills the newspapers. Ot h e r ­

wise, conversation is emancipated; it follows an unexpec ted

course, it unearths exotic subjects, and so turns the

"society" of the extra-refined people into a magic circle

that c o nt in ua ll y expands in space and in time, uniting all

the elites of the civilized nations and linking them to the

1 *2
"c ultured people" from the past of each one of them.

★ ^
Indeed, it is probable that if the precieuses of the
s ev en tee nth century could be re-born and, natu ral ly b e gi n to
talk again, their conversation w o ul d interest us. It would
c e r t a i n l y be of the greatest interest to our feminists in
their gatherings. Accor din g to the abbe de Pure, during
their meetings, "they examine questions such as wh i c h is
more important, science or poetry. They discuss w h e t he r
hi s t o r y should be preferred to the novel or the novel to
history. They ask what freedom wom en enjoy, and have the
right to enjoy, in society and in marriage. The freedom
adv oca ted on this occasion is closer to domination than to
independence. it seems, says the debater, that the susp i­
cions of the husband give the wif e the right to err. One
precieuse praises Corneille, another prefers Benserade, a
more gallant poet and a courtier. A third one takes the
side of Chapelain. At the Scudery's they discuss Q u in au lt
It sometimes occurs that a precieuse weeps for a friend
and then suddenly begins a disco urs e on g r i e f . He claims

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These "cultured people" of all times, perfect speci­

men of consummate sociability, are recognized b y the inex­

hau stible richness of their topics of conversation always

new, that they derive prim ari ly from a common, general edu­

cation, the luminous crowning of a special, technical educa­

tion. In this connection I do not want to settle, in a few

words, so serious and grave a prob le m as that of the reform

of classical studies; but I must observe that if we had paid

attention to the immense social importance of conversation,

we w o u l d not have failed to extract from it a rather solid

argument, at any event an argument w or th y of being examined,

favoring the retention of traditional culture to a great

extent.

W e wou ld have seen that the principal advantage of

the study of ancient languages and literatures is not only

the pre ser va ti on of the social k in sh ip of successive genera­

tions, but the establishment, at every period of history, of

that the purpose of grief must be to revive the pleasure


that was enjoyed with the deceased. A n opponent rejects
this co nce pti on that she finds barbaric . . . ."

Honnetes gen s" : a concept that was first developed


in the Hotel de Rambouillet.
2
Corneille, Benserade, Chapelain, and Quinault were
all poets of the seventeenth century. Of them Pierre
Cor nei lle (1606-1684) is k n o w n as the founder of French
drama.

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a close intellectual and spiritual link among all the seg­

ments of the national elite, or even among the elites of all

nations, allowing all their members, regardless of their

profession, regardless of their class or country of origin,

to talk together with interest and pleasure.

Let us assume that the study of Latin and Latin authors,

as wel l as the study of philosophy and the history of phil­

osophy were suddenly dropped in the French schools. Before

long, a d is ru pti on would be caused in the French mind; the

new generations would no longer belong to the same society

as their elders; and the various professional categories of

Frenchmen, physicians, engineers, lawyers, milita ry men,

and industrialists, trained only in view of their pr ofe s­

sions, wou ld be social strangers. They would no longer have

co mmon interests, and, therefore, no common subjects of con­

versation other than questions of health, the rain and fair

weather, or the politics of the day. The "soul of France"

wo u l d then be broken, not into two but into a hundred pieces.

I am well aware that to the eyes of the economists

of the old school, the advantage of having among cultured

people, a same vein of conversation to exploit, must be the

most unp roductive of futilities. For them, conversation is

a was te of time, and it is certain that, if all social life

must converge towards unlimited production, towards produ ct io n

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for the sake of production, speech has no right to be tol­

erated except as a means of exchange. But w o u l d a society

that carried out this ideal, in w h i c h case one wo ul d speak

to another only for transacting business, for buying, loan­

ing, or for alliances, have anything really social? There

w o u l d be no more literature, no more art, no more of the

joy of conversation among friends even while eating. The

silent meals, a snack between two rapid trains, a busy,

silent life: if we reject this prospect, if we think of the

vital need we all have to better understand one another in

order to like and accept one another more, and if we agree

that the satisfaction of this pr of ou nd need is, after all,

the loftiest and the tastiest fruit of civilization, we will

recognize it as the supreme duty of governments to do nothing

that might obstruct the extension of relations among minds,

and to do everything they can to favor it.

VI

Havi ng discussed the types of conversation, its

transformations, and its causes, let us say a few words

about its effects, a subject we have ha r d l y touched on.

Lest we omit an important one let us list the effects,

according to the various important categories of social

relationships. From the linguistic point of view,

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co nv er sat io n preserves and enriches languages, if indeed it

does not extend their territorial domain; it stimulates lit­

erature, drama in particular. F r o m the religious point of

view, it is the most fruitful means of mi ssionary work; in

turn it spreads dogma and ske pt ic is m alternately. It is

not so mu c h b y preaching as b y co nv ersation that religions

are e st ab li she d or weakened. Fr o m the political point of

view, con versation is, even more than the press, the only

res tr ain t on governments, the un as sailable refuge of liberty;

it creates reputations and prestige, it dispenses glory,

and through it, power. It tends to equalize the speakers

b y as sim il a t in g them, and destroys hierarchies by dint of

expressing them. From the economic point of view, it creates

un if o r m judgments on the u t i l i t y of various goods; it creates

and specifies the idea of value; it establishes a scale and

sys te m of values. Thus, this superfluous banter, in the

eyes of utilitarian economists a simple waste of time is

ac tu a l ly the most indispensable economic agent. Without it,

there w o u l d be no public opinion; and without public opinion

no value, a fundamental notion of political economy, and in

fact, of several other social sciences.

Fr o m the moral point of view, it struggles c o n t i n u a l l y

and as a rule successfully, against egoism, against the tend­

ency to pursue totally individualistic ends by opposing it

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to this individualistic teleology. It oulines and creates

an ent ir el y social teleology, in favor of which it lends

c r ed ib il it y to salutary illusions or conventional lies by

means of praise and blame, pu r p o s e l y distributed and con­

tagio usl y spread. It contributes, through the mutual pene­

tration of minds and souls, to the creation and development

of a ps yc h o l o g y not pr ec is el y individual, but primarily

social and moral. From the aesthetic point of view, it

engenders politeness, first by unilateral flattery and

afterwards, b y mutualized flattery. It tends to reconcile

judgments of taste, and, in the long run, thus succeeds in

creating a poetic art, an esthetic code, obeyed unquestion­

ably at all times and in all countries. Thus, it favors

co n s i d e r a b l y the spreading of civilization, of which cour­

tesy and art are the pr ima ry conditions.

Mr, Giddings, in his Principles of S o c i o l o g y , has

an important word to say about conversation. According to

him, w h e n two men meet, the co nv ersation they engage in

only complements the action of looking at each other, b y

wh ic h they explore each other, trying to determine whether

they belong to the same social kind, the same social group,

"We cherish the illusion," he says, "that we converse

b ec aus e we care for the things we talk about, just as we

cherish that most delightful of all illusions, the belief

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322
a9
in art for art's ake. The truth, however, is that all

expression, b y the dolt or b y the artist, and all communi­

cation, from the casual talk of acquaintanceship to the

deepest intimacies of a perfect love, have their source in

the elemental passion to impress and to know one another,

and to define the consciousness of kind."''' That the initial

conversation of two strangers w h o meet for the first time

always has the character indicated by Giddings, is que st io n­

able, although it may be true in m an y cases. But, it is

certain that the subsequent conversations of these persons,

once they have become acquainted, assume an entire ly differ­

ent character. They tend to brin g them together, or to

strengthen their relationships if they already be long to

the same society. They later tend not only to define but

to bring about and to strengthen, to expand, and accentuate

the "consciouness of k i n d ," not only to define it. It is

not a matter of baring one's limits, but of continually

pushing them back.

Let us return to some of these general effects. Whe n

through the recurrence of insecurity, the collapse of bridges,

the falling into disuse of roads, learning, and social links

"''Franklin H. Giddings, The Principles of So ciology


(New York: Macm ill an and Co., 1896), p. 109.

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323
i80

a civilized people falls back into barbarism, it becomes

r el at iv el y mute. There used to be a great deal of talk in

prose and in verse, through the oral and the writt en word;

there is now almost none. We can have an idea of h o w much

they liked to talk, at the end of the Roman Empire, b y read­

ing various passages from M a c r o b i u s }" a contemprary of The o­

dosius the Younger. In his Saturnalia (completely in dia­

logue, as we know) one of the speakers says to the other:

"Treat your slave gently, allow him graciously to p ar ti ci ­

pate in conversation." He criticizes the habit evid ent ly

rare in his time, of those wh o did not permit their slave

to converse w i t h them while serving them at the table.

Elsewhere, one of his characters says,

Decius, all my life, nothing seemed better than to


em pl oy the leisure that I have left after p le ad in g to
talk in the company of educated men, such as y o u for
example. A well governed mind could not find a more
useful, more honest relaxation than a conve rs ati on in
wh ic h courtesy adorns the questions as well as the
answers.

This last sentence, it is true, heralds the approaching

b a r b ar is m unless this fondness for rather pompous, verbose

co nve rsation at which Horace would have poked fun, is

explained b y the oratorical habits of this lawyer.

The isolated peasant keeps silent; the barbarian, in

Latin author of the fifth century.

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his stronghold, in his hole in the cliff, says not a word.

When, b y chance, he talks, it is to deliver a speech. Is

it not b y this very simple fact that the de co mposition of

Latin and the b ir th of the neo-Latin languages may be

explained? If the Gallo-Ro ma n city-states had continued to

exist and communicate among themselves as much after the

fall of the imperial throne as before it, Latin w ou ld have

remained in use throughout the territory of the Empire,

However, without this continued practice that such a rich

and complex language requires in order to remain in use

over an immense territory and under the most varied condi­

tions, it was inevitable that most of the words, serving no

useful purpose, perish, and that the delicate feeling for

the nuances of declension and conjugation would be lost

among the farmers, shepherds, and barbarians condemned to

isolation b y the lack of well kept reads and well regu­

lated relations. What happened then? When these usually

silent individuals had to communicate some idea, always

coarse, their tongue grown rusty, would fail to provide a

precise expression, and a vague expre ss io n fully satisfied

them. The shrinking of their vocabulary brought about the

si mp lification of their grammar; the Latin words, the Latin

sentence structures and inflections w ou ld be remembered only

in m u t il ate d and corrupt forms, to be unders to od these

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people had to make a greater effort in ingenuity, the greater

the more the habit of speakin g cor rectly and easily was lost.

Therefore, man had almost return ed to the same state as in

the prehistoric times, w he n becau se he could not yet talk,

he was forced to invent speech w or d by word b y equally

ingenious attempts and b y mobili zi ng all his inventive

resources on meeting the urgent need for mental comm un ic a­

tion. It is in this w a y that, in the period be tw e e n the

seventh and the tenth centu ry A.D., from a host of innova­

tions devised by men, in their effort to communicate, the

Romance languages emerged. It is because of the absence of

frequent, varied conversations that Latin decayed and the

seed of the neo-Latin languages began to sprout. Later, by

the return of habitual conve rs at io n in social life, the

neo-Latin languages g r e w and flourished. Is this not true

of every de composition or birt h of a language?

If the falling into disuse of conversation decomposes

or debases cultivated languages, the resumption of social

relations and of the conversations that nec es sa ri ly accom­

pany them is the first cause of the formation of new lan­

guages, Thus, this act of creation is slow or rapid depend­

ing on whether it occurs in a country with a scattered and

fragmented population or in a relatively densely populated

and very centralized region. This is the contrast that the

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England of the Middle Ages presents when compared to the neo-

La ti n peoples. And, is it not this contrast wh ic h m a y serve

to explain why the Fre nc h dialects required so m a n y cent ur ­

ies to develop, and the dialect of Ile-de-France to impose

itself on all the French provinces, whereas the English

language was created and spread with a rapidity whi ch aston­

ishes linguists? As Mr. Boutmy,'1' among other historians,

has point ed out, it is b ec aus e centralized power was estab­

lish ed in Great Brita in far earlier than in our country, and,

becau se the natural imprisonment of the inhabitants on an

island, contributed to their more precocious homogeneity.

As early as the Middle Ages as si milatory imitation from

group to group functioned wi t h greater intensity there than

in France. Can we imagine the implication in terms of mul ­

tiplied conversations among individuals and among peoples of

different ranks, classes, or counties, of the gradual disap­

pearance of many dialects or of just two different languages,

such as An gl o- Sa xo n and Romance, before one and the same lan­

guage, which is created and developed as it spreads whose

very formation is due to its diffusion? In fact, the trait

of English life in the Mid dl e Ages is life in common of all

^Emile Bou tm y (1835-1906) , French historian, one of


the founders of the Ecole libre des sciences p o l i t i g u e s .

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the classes in perpetual contact and exchange of models.

Let us add, in passing, that there, as everywhere, imitation

*1
was p r i m a r i l y propagated from above to below, from the

b r i ll ia n t courts in which conversation was already so rare,

rimid, or circumscribed wit hi n a narrow circle of gossip.

W h e r e Public Opinion is mobile, restless, where it goes from

one extreme to the other, it is because conversations are

frequent, audacious, and free. W h e r e Public Opini on is weak,

it is b e ca us e people speak calmly; where it is strong, it is

be ca u se people discuss things a great deal; where it is

violent, it is because peopl e be c om e emotional wh e n dis cu s­

sing things; w he re it is exclusive, exacting, or tyrannical,

it is b eca use the speakers are victims of some collective

2
obses sio n like the " A f f a i r e " ; w he re it is liberal, it is


W e can see the a p p l i ca ti on of this law among the
savage themselves. In descri bin g the customs of the A c a d i an
savages C h a rl ev o ix (H is to ry of N e w Fran ce) writes: "Every
town had its saqamo (chief) independent of the others; but
all m a i n t a i ne d a kind of correspondence which closely united
the entire nation. They used a good part of the fair season
to visit one another and to hold councils where they dis­
cus se d general matters." It is so that the habit of talking
regularly, periodically, and of pu rposely calling on one
another originated among tribal chiefs and contributed, b y
spreading, to the assimilation of the neighboring tribes.

1Francis Xavier de C h a r le vo ix (1682-1761) , French


Jesuit; a traveler, he ex pl or ed the St. Laurence and the
Mi s s i s s i p p i Rivers.
2
The "Dreyfus Affair."

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because conversations are varied, free, and inspired b y gen­

eral i d e a s .

This intimate bond betwe en public opinion and conver­

sation is such that in certain cases it allows us to substi­

tute what we k n o w of the former w h e n documents on the latter

are lacking- We have little information on the conversation

of ages past; but we have some on the question of the extent

to wh i c h public opinion exercised a decisive influence, here

or there, in this or that nation, in one or another class,

or on the decisions of political or judiciary power. We

k n o w for example that the governments of Athens, more than

those of Sparta, were governments of Public Opinion. Hence,

w e might ri ghtfully infer, if we w e r e not already informed,

that the Athenians were far more talkative than the Lace­

daemonians. Under Louis XIV, the opinion of the court had

a great influence, much greater than it is generally believed,

on the decisions of the monarch, wh o unconsciously felt its

influence; the opinion of the city h ar dly counted, and that

of the provinces not at all. This means that there was a

great deal of talk about public affairs at court, little in

the cities, and even less in the rest of France. However,

at the time of the Revolution, these proportions are reversed,

b e c a u s e the example of the political conversation given from

above, g r a d ua ll y reached the heart of the provinces.

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The ev o l ut io n of Power is, therefore, explained by

the evol uti on of Public Opinion, wh ic h in turn, is explained

b y the ev olution of conversation, wh ic h is further explained

b y a series of different sources: family teachings, the

schools, apprenticeship, preaching, political speeches, books

and newspapers. The daily press is fed news from all over

the world, originating from all that is unusual, exceptional,

i n v e n t i v e, or new. Newspapers are more or less interesting,

they are suggestive in one way or another, depending on the

nature and the color of the events that occur and that they

feature. A mo ng these novelties that feed the press, we must

first consider the feats of power, the series of political

facts.

This is so much so that, after all is said and done,

the very feats of power, br ok e n into tiny pieces b y the

Press, and dig es te d by conversation, contribute to a large

extent to the transformation of Power. However, it wo ul d be

pointless for power to act if its actions were not revealed

b y the press and commented upon b y conversation; it wo ul d

not evolve, it would remain unchanged, except for modifca-

tions, reinforcements, or weakenings, wh ic h would be caused

b y another kind of innovations, especi all y religious and

economic, from the moments they become generalized and po p u ­

lar. W he re Power remained very stable, w e can ge n e r a l l y be

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certain that conversation was timid and very restricted.

Therefore, to return to Power its stability of times past,

of the pr imitive times, w h e n there was no c on ve rs at io n out­

side the na rrow circle of the family, one wou ld have to

start b y establishing universal m u t e n e s s . In this hyp ot he ­

sis, the very universal suffrage itself would be powerless

to d e s tr oy anything. “

It is not so much p a r l i a m e n t a r y conversations and

discussions as private conversations and discussions that

must be considered in their po litical implications. This

is wh e r e power originates, wh i le in the Chambers of D e p u ­

ties and their corridors, power is w or n out and ofte n dis­

credited. W h e n Parliamentary deliberations are not reflected

in w h a t is reported by the Press, they have almost no influ­

ence on the political value of a m a n in power. W h a t happens

in those closed places is related only to the shifting of


At the time of Bacon, conversation was be g i n n i n g in
England, and to this subject he devoted a short passage in
his Essays on Ethics and P o l i t i c s , in which there are, not
general observations that w o u l d be of great interest, but
general a d v i c e , that interests us less. if we judge m a t ­
ters on the basis of the latter, English conversations far
more than on the continent, w h i c h w er e upset by religious
w a r s — w e r e probably ext re me ly timid. "In what concerns
joking," he says, "there are things that it must never
touch: for example, religion, state matters, great men,
individuals high in offices (high officials like hi ms e l f
. . .)." e t c .

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power, not to all its force or its actual authority. The

cafes, clubs, salons, stores, and all the places wher e con­

versation takes place, are the true factories of power. How­

ever, it should not be forgotten that these factories could

not operate if the raw material w i t h wh i ch they work, the

habi ts* of do cil it y and credulity created b y family life,

and upbringing at home, did not exist. Power arises from

them in the same w a y that wealth comes out of plants and

factories, that science comes out of laboratories, museums,

and libraries, that faith comes out of Sunday Schools and

ma ter nal teachings, that mil it ar y force comes out of gun

foundries and training camps.

Imagine the citizens of France closed in prison cells,

left to their own thoughts, wi t h o u t any influence on one

another; and then imagine them going to vote. Well, they

woul d not be able to vote: As a matter of fact they, or most

of them at least, would have no w a y to decide between Peter

or Paul, one pr og ram or another. Or, if each had his own

preference, wha t a mess the election would be.

Certainly, if a statesman, a Mirabeau,^ or a Napoleon,

could be pe rso nal ly acquainted wi th all Frenchmen, he would

"'"Mirabeau (1749-1791) , the most prominent orator of


the French Revolution.

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n ot n e e d c o n v e r s a t i o n to e s t a b l i s h his a u th or it y , and e v e n

if the F r e n c h w e r e silent, in t h e i r l a rg e m a j o r i t y the y

would still be f a s c i n a t e d b y him. But, as it c a n n o t b e so,

f r o m the m o m e n t tha t a S t a t e has expanded beyond the b o r d e r s

of a s m a l l town, it b e c o m e s necessary for p e o p l e to tal k

among themselves so that they will establish the p r e s t i g e

w hi c h must govern them. Actually, most of the time, one

obeys a m a n b e c a u s e he sees h i m b e i n g obeyed by o t h e r s .

Those who f i rs t obeyed this m a n had, or t ho ug h t the y had,

t h ei r r e a s o n s : they believed in him, b e c a u s e of his advanced

age, his illustrious birth, his physical s trength, his elo­

qu en ce , or his genius for p r o t e c t i n g or leading them. How­

ever, by their conversations, they c ommunicated this faith,

w hic h came spontaneously to them, to t ho se who, after them,

also had faith. It is b y t a lk i ng about a m an ' s actions that

we make him notorious, famous, illustrious, or g l o r i o u s ; and

o n c e he h as come to p o w e r t h r o u g h glory, it is the c o n v e r s a ­

tions about his campaign plans or hi s d e cre es , a bo u t his

battles or g o v e r n m e n t a l action, t ha t c a n c a u s e his power to

i n c r e a s e or d e c r e a s e .

In e c o n o m i c lif e e s p e c i a l l y , c o n v e r s a t i o n has a funda

mental importance tha t e c o n o m i s t s do not seem to h a v e recog­

nized. Is it not c o n v e r s a t i o n , an exchange of i d e a s - - o r

rather a reciprocal or u n i l a t e r a l gift of ideas--a preamble

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to t he e x c h a n g e of s e r v i ce s? it is a b o v e all b y speech, by

talking, that men of the sa me s o c i e t y c o m m u n i c a t e to one

another their needs, their d e s i r e s as consumers and as p r o ­

d uc e rs ? it is v e r y r ar e for a d e s i r e to b u y a n e w o b j e c t

to b e b o r n on seeing it w i t h o u t h a v i n g b e e n previously sug­

gested by conversation? T h is o c c u r s w he n , for ex am pl e, a

navigator landing on an u n k n o w n island fi nd h i m s e l f s u r ­

r o u n d e d b y s a v a ge s, who without talking to him, since they

do not k n o w h is language any more than he knows t he i rs are

dazzled b y t he g l a s s trinkets he s h o w s them, and t h e y w a n t

to a c q u i r e t h e m in e x c h a n g e f o r f o o d or furs. With t he s e

exceptions, the i n f l u e n c e of c o n v e r s a t i o n is m o st important

for the b i r t h , e v e n m or e so for t he propagation, of needs.

W i t h o u t it, t h e r e w o u l d n e v e r b e a f i x e d a n d u n i f o r m price,

a condition basic to a n y d e v e l o p e d t r a d e a nd to p r o s p e r o u s

enough i n d u st r y.

The r e l a t i o n s h i p b e t w e e n c o n v e r s a t i o n and s o c i a l and

moral psychology is o bv i ou s in the F r e n c h s e v e n t e e n t h cen­

tury, but it is no t o n l y t h e r e th at it ap pears. In o ne of

his sa tir es , H o r a c e p r a i s e s his l i fe at his c o u n t r y home.

There, h e o f t e n r e c e i v e d h is friends at the table.

E v e r y g ue st , l i b e r a t e d f r o m the la ws of e tiq ue tt e,
e m p t i e s , at will, l a r g e r or s m a l l e r cups. Conversa­
tion b e g i n s b u t not a b o u t n e i g h b o r s , to s p e a k ill of
them, n o r a b o u t their p r o p e r t y o u t of envy, nor a b o u t
L e p o s ' t a l e n t in the a rt of d a n c i n g . Rather, w e t al k

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334
II

about subjects w h i c h of greater interest to us and which


it is shameful to ignore: Is it virtue or riches that
make man happy? Should one's relations, depend on what
is useful or on what is honest? W h a t is the nature of
the good? In what does the supreme good consist? How ­
ever, in these serious conversations Cervi us pertinently
mixes some wife 's tale."

Evidently, the conve rs at io n that was fashion ab le among the

distinguished peo pl e of the century of Au gu st us resembled

those of the "cultured people" of our s e v e n t e e n t h centu ry in

an important aspect: they also revolved about moral generali­

ties, w h e n they were not concerned with li te ra ry judgments.

Except that the ethics debated b y the co ntemporaries of

Horace, who w e r e epcurians with a touch of stoicism, is more

individual than social, for the disciples of b o t h Zeno and

Epicurus'1' paid parti cu la r attention to st re ng th en in g and

purifying the individual alone, considered apart from the

group. On the contrary, the questions raised b y the wordly

and moralistic Christ ia ns of the time of Louis X I V are

related p r i m a r i l y to social ethics.


1 , /2
Mme de Lafa ye tt e writes to Mme de Sevigne that dur­

ing an after-dinner gathering, her w h o l e co nv ersation with

^Mme de Laf ay et te (1634-1692), Fre nc h intellectual


and author of the novel _La Princesse de Cleves and of M e m o i r e s .

2
Mme de Sevigne (1626-1696), famous for the Letters
that she wrote to her daughter who lived in Provence; in them
she conveys aspects of her times that no precise documentary
evidence could convey.

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335
l 92

Mme Scarron and Ab be Testu, and other guests revolved about

"people whose taste is above or below their intellect. We

attacked subtleties to the point that we no longer under­

stood anything," she said. We would now ask, what can be

the interest of treating such vague subjects? But it would

be tantamount to forgetting that, at that time, in the aris­

tocratic circles where sociabil ity reached its highest point,

nothing was more pert ine nt than to clarify, to make precise,

to untangle as much as possible the still unnamed social

psychology. In the seventeenth century, conversations among

cultured people never appeared to deal w it h individual psy­

chology. A novel b y B o u r g e t 1 would have caused Mme de

Lafayette and La ro ch e f o u ca ul t to yawn. W h a t must have inter­

ested them far more, was the study of inter-mental relation­

ships, and they prac ti ce d a great deal of what is inter-


2
psychology without knowing it. Read La Bruyere, r e a d the

3
portraits t ha t B u s s y - R a b o t i n , or a n y o t h e r w r i t e r of his

^Paul Bourget (1852-1935), French novelist and liter­


ary critic; his w o r k contributed to the de ve lopment of the
psychological novel.

2
Jean de La Bruy er e (1545-1996), Fr en ch writer, author
of Les C a r a c t e r e s , ou les moeurs de ce s i e c l e , a satirical
por tr ait ur e that w o n the admiration of ni neteenth century
intellectuals.
3
Roger de Bu ss y- R ab ot in (1618-1693), writer, cousin of
Mme de Sevigne, author of Histoire amoureuse des G a u l e s ,
whi c h is full of w i t t y gossip.

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time, painted of figures of his time; it is never a question

of characterizing a man on the basis of his relations with

nature or w ith himself, but solely on his social relations

with other men, on whether his judgments about b e a u t y agreed

or disagreed w it h their own (t a s t e ) , on his ability to

please them b y telling a piquant anecdote or by writing a

witt y letter (w i t ) ,^ etc.

It is n a t u r a l that w h e n m e n s t a r t e d p s y c h o l o g i z i n g ,

t he y w o u l d r e s o r t to s o c i a l p s y c h o l o g y . It is a l s o u n d e r ­

standable tha t t h e y d i d so w i t h o u t k n o w i n g it, because they

could have a precise n o t i o n of it o n l y b y o p p o s i n g it to

individual psychology.

The latter was developed in the seventeenth cen tu ry

in only one of its original and important aspects, mysticism,

Also, it should be observed that the pleasurable or languid

states of the soul, so v i v i d l y d e s c r i b e d in the L e t t e r s of

2
Fenelon and m a n y mystics of the times, are fe l t b y t h e m to

b e a s i l e n t a nd internal conversation with t he d i v i n e

speake r, w i t h t he ineffable comforter hidden in the soul.

1
A matter of taste: gout, . . . of wit: esprit.

✓2
Fenelon, A r c hb i sh op of Cambrai (1651-1715), was the
tutor of the due de Bourgogne; he wrote the famous T e l e m a q u e ,
an intellectual gui debook for the education of succeeding
generations. in his Letters addressed to king Louis X I V and
various princes, he analyzed and discussed the political sit­
uation in his times.

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To te l l t he truth, under the A n c i e n R e g i m e , mystic life, is

fashioned somewhat in the i m a g e of the "wor ld ." G o d pays

visits to t h e soul; He s pe ak s to it; it a n s w e r s Him. Is not

Grace the joy and strength given b y a b el oved v o ic e tha t

speaks inside you and comforts you? T h e p e r i o d of d r o u g h t

a nd listlessness of w h i c h t he " s p i r i t u a l " p e o p l e c om pl ai n,

are the intervals, at times v e r y long, between the v is its

and c o n v e r s a t i o n s of the i n n e f f a b l e g u e st .

Another s p e c i a l i z e d b r a n c h o f s o c i a l p sy c ho l o g y ,

intimately attached to i n d i v i d u a l p s y c h o l o g y , is s e x u a l p s y ­

ch ol og y , to w h i c h dramatists and novelists have given par­

ticular a t t en ti o n and which plays in c o n v e r s a t i o n s a more

pervasive role the m o r e c i v i l i z e d t h e y are. It is n ot w i t h ­

out s o m e link w i t h mystic psychology.

Conversation is the m o t h e r of courtesy. This is true

e v e n w h e n c o u r t e s y c o n s is ts of not t a l k i n g . To a provincial

arriving in P a r i s n o t hi n g s e e m s stranger, more un nat ur al ,

t h a n to s ee the buses full of p e o p l e w h o carefully abstain

from speaking to o n e another. Silence a mo n g s t r a n g e r s w h o

meet one another n a t u r a l l y s e em s impolite just as s i l e n c e

among acquaintances is a s i g n of m i s u n d e r s t a n d i n g . Every

w e l l - b r e d p e a s a n t m ak e s it h is duty to " k e e p comp an y" with

his fellow-travellers. Actually, it is not that the n e e d

for c o n v e r s a t i o n is s t r o n g e r in s m a l l to wn s or farms than

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338
in the l a rg e towns.. On the c o nt ra ry , it s e e m s to g r o w in

direct ratio with the p o p u l a t i o n d e n s i t y a n d the d e g r e e of

civilization. But, it is p r e c i s e l y b e c a u s e o f its intensity

in the l a r g e cities th at it b e c a m e n e c e s s a r y to s e t u p dams

against the d a n g e r of d r o w n i n g in the flood of inquisitive

words.

One m u s t r e a c h a h i g h d e g r e e of a f f e c t i o n a t e intimacy

to feel e n t i t l e d to r e m a i n silent for a l o ng time, w h e n one

is w i t h a friend. Because speech is the o n l y s o c i a l link

among f r ien ds w h o are not v e r y close, a m o n g c a s u a l a c q u a i n t ­

ances who meet in a s alon, w h e n this sole link is b ro k en , a

great danger a p p ea r s, the d a n g e r of s e e i n g e x p o s e d the

deceitfulness of courtesies the t o t al a b s e n c e of a n y g e n u i n e

a t t ac h me nt , despite al l the e x t e r i o r m a r k s of friendship.

When this icy silence ap pe a rs , it is as d i s m a y i n g as the

sundering o f v e i ls of c h a s t i t y a nd so e v e r y e f f o r t is m a de

to a vo id it. Everything th at com es to m i n d is thrown into

th e fire of a d y i n g conversation, the m o s t cherished secrets,

what it w o u l d be m o r e to o n e ' s interest not to m e n t i o n , just

as, when there is a shipwreck, the m o s t p r e c i o u s b u n d l e s

are t hr ow n o v e r b o a r d in t r y i n g to d e l a y the si nk in g .

Silence in the mid dle of salon conversation is like the

sinking of the boat in mid-ocean.

Both c o mpliments and insult s are b o r n of c o n v e r s a t i o n .

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B y conversing men realized that their high opinion of them­

selves was not s h a r e d b y o t h e r s a n d v ic e -v e r s a .

One's i l l u s i o n of h i s own importance could b e scoffed

at, a n d h a r s h l y fought, by insulting the a d v e r s a r y , if he

happens to b e an equal; but experience taught tha t c o n f l i c t s

caused by t he s e o u t b u r s t s of frankness s h o u l d be a v o i d e d .

However, w h e r e a su p er i or , or a m a s t e r was concerned, it

was w i s e to f l a t t e r this illusion. Hence, the c o m p l i m e n t s ,

which by gradually attenuating and mu tualizing themselves,

and b y b ec om in g generalized in th is reciprocal form, became

the b a s i s of ur b an i ty . Th e y always begin b y be in g s el f is h ,

and they become unselfish only in the long run. I wonder

if w h a t the H i n d u s have said about the o m n i p o t e n c e of P r a y e r

is n o t explained by the i n t o x i c a t i n g power of p r a i s e on sim­

ple soul s. Prayer is, above all, the u l t i m a t e p r a i s e . The

nature of compliments is c h a n g i n g . I n China, to p a y someone

a compliment th e y tell h i m t h a t he looks old, in F r a n c e w e

s a y t ha t he is g e t t i n g y o u n g e r . In the M i d d l e Ages, it w a s

the m o s t r e f i n e d p r a i s e to te l l a y o u n g cleric, seeking holi­

ness through mortifications, to t e l l h i m that h e looked

thin and emaciated. Is there a perceptible direction in

the e v o l u t i o n of c o m p l i m e n t s as w e l l as in that o f insults?

By comparing the i n v e c t i v e s of H o m e r ' s heroes to t h o s e of

slanderous press, one m i g h t say that the v o c a b u l a r y of

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340
^97

i n s u l t s h as b e e n e n r i c h e d r a t h e r than transformed. T o all

the p h y s i c a l d ef ec t s, diseases, and d e f o r m i t i e s tha t o n c e

were imputed to o n e ' s en em ie s , were simply added the v i ce s

of c i v i l i z a t i o n , s u c h as r e f i n e d d e p r a v a t i o n s and intellec­

t u al abnormalities that are a l s o a t t r i b u t e d to t h e m a n d

lavished upon them. But, these public insults the p r e s s

like its p r a i s e s , are something special, something very

different from the i n s ul t s and p r a i s e s m a d e in p r i v a t e r e l a ­

tions, and must have r e t a i n e d some of t h e i r p r i m i t i v e exag­

geration. E v e r y t h i n g d i r e c t e d at the p ub li c , that uncouth

figure, must also b e in loud, coarse colors: wall po st er s ,

electoral programs, press polemics. It is n o n e t h e l e s s true

th at c o m p a r e d to the p o l e m i c s among scholars of the s i x ­

t e e n t h c e n t u ry , t h o s e of o u r m os t violent newspapers, deposi­

t o ri e s of i ns ul t s, are gr ea t ly attenuated. As to p r i v a t e

insults, their toning down was e ve n m o r e rapi d; they have

passed f r o m H o m e r i c b r u t a l i t y to the m o s t discreet irony,

instead of h a r p i n g on p h y s i c a l defects, t he y more a nd m o r e

emphasize t he intellectual deficiencies or m o r a l indiscre­

tions. This double progress is c e r t a i n l y irreversible.

These same tw o t r a i t s a re n o t i c e a b l e in the e v o l u t i o n

of p ra i se , a n d w i t h an e q u a l s e m b l a n c e of irreversibility.

Certainly, n o k in d, no g r e a t m a n o f o ur d a y w o u l d accept

the e x t r a v a g a n t p r a i s e s th a t the P h a r a o h s made t he i r p r i e s t s

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341
>8

h ea p on t h e m or that P i n d a r p o u r e d o n t he c r o w n e d h e a d s of

athletes. The tone of the d e d i c a t i o n s in the b o o k s two

centuries a g o s t i l l m a k e us s mil e. If we compare private

conversations and discussions to those in the past, in t he

eighteenth, seventeenth, or s i x t e e n t h c en tu ri es , of w h i c h

we have s am p l e s , we quickly observe a decrease in the p r o p o r ­

t i o n of d i r e c t compliments or frank insults; these h e a v y

coins we r e divided and subd iv i de d into v e r y s m a ll and fine

change. O n the o th er hand, the n ature of t he s e m o r e veiled

compliments h as changed no less than that of the d i s g u i s e d

civilities. At first it w a s the p h y s i c a l s t r e n g t h of the

deity (see the B o o k of J o b ) , t ha t w a s g i v e n s p e c i a l p ra is e,

then its w i s d o m and i n t e l l i g e n c e , and finally its k i n d n e s s .

There is n o t u r n i n g b a ck . In the s a m e w a y it was fi rs t the

power of kings that wa s praised, t h e n th eir t al en t a n d o r g a n ­

izing g en i us , and finally their con ce rn for the p e o p l e . To

w h o m was a ll the l y r i c i s m of p o e t flatterers a dd re s se d, at

the h e i g h t o f G re e k civilization? To athletes more t ha n to

artists. I n o u r days, the opposite is true, and, despite

the infatuation for the w i n n e r s of bi c yc le ra ces or football,

there is no d a n g e r that this order might be reversed. We

can however n o t e that c o m p l i m e n t s addressed to w o m e n h a v e

evolved in an a l m o s t o p p o s i t e direction. Women were praised

first for t h e ir virtues, their s e n s e o f order, a nd t h e i r

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342
^99

e c o no m y; they were praised for t h e i r t a l e n t s as w e a v e r s ,

a nd t h e n as m u s i c i a n s , before they w e r e praised, at least

publicly, fo r their physical beauty. Now, when t h e y are

pr ai s ed , it is m o r e for b e i n g b e a u t i f u l than for b e i n g v i r ­

tu ous or e v e n w i t t y , but the p r a i s e of t h e i r b e a u t y has

undergone a small evolution of its o w n that f al ls in the

general trend; after having b ee n pra is e d f or t h e ir forms

more than for their gracefulness, t h e y a re n o w p r a i s e d m o r e

for t h e i r g r a c e f u l n e s s than for t he i r forms.

Consider t wo pe rsons, m e n or w o me n , w h o are p a y i n g a

courtesy call on e a c h o t he r a nd w h o a r e c o n v e r s i n g . They

carefully avoid these subjects on w h i c h t h e y w o u l d r un the

r i s k of h a v i n g d i v i d e d opini ons ; or, if t h e y c a n n o t escape

the n e c e s s i t y to t o u c h on them, they h id e their opposed

opinions as m u c h as p os s i b l e . Frequently, t h e y e ve n go so

far, as to p a r t i a l l y s a c r i f i c e t h e ir i de as in o r d e r to agree.

Therefore, p o l i t e c o n v e r s a t i o n ca n b e considered a contin­

ual a n d universal exercise of sociability, as w e l l as a u n a n i ­

mous and c ontagious e ff o r t to m a k e m i n d s a nd h e a r t s agree

and e r a s e or m i t i g a t e their d i s c o r d a n c e s . The s pe a k e r s are

moved b y an evident good will to tune w i t h one another in

everything, and, in fact, they u n c o n s c i o u s l y suggest strongly

to on e another concordant feelings and ideas. T h is s u g g e s ­

tion, however, is n o t al wa ys p e r f e c t l y r e c i p r o c a l .

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343
MOO

Ordinarily, one speaker has a stronger effect on the other,

or others, wh o s e power of suggestion is reduced to almost

nothing. At any rate, it is certain that the usages of cour­

tesy observed in conversations during visits pl ow deeply

enough into the gr ound wh e r e social unanimity must bloo m

and they are the indispensable preparation for it.


*
Con ve r s a t io n was the cradle of literary criticism.

In the s e v e n t e e n t h c e n t ur y , as is e v i d e n t in t he c o r r e s p o n d ­

ence, a lo n g c o n v e r s a t i o n in wr it i ng , that B u s s y - R a b u t i n h a d

w i t h his k i n d c o u s i n / the c o n v e r s a t i o n s of p o l i t e society

dealt to a g r e a t extent with the c o m p a r a t i v e m e r i t of b o o k s

a n d autho rs . In de e d, t h e y e x c h a n g e d a nd d i s c u s s e d judgments

on the l a t e s t tragedies of R aci ne , a f a b l e of L a f o n t a i n e , a

2
l e t te r o f B o i l e a u , or a J a n s e n i s t work. If we examine

these c onversations c l o s e l y w e s ee that they always tended

to concur, after discussion, on a same w a y of s e e i n g things.


T h i s is a n o t a b l e effect, p a r t i c u l a r l y if w e t h i n k
a b o u t the i m p o r t a n c e that l i t e r a r y c r i t i c i s m ha s a c h i e v e d
in m o d e r n times, w h e n it j ud ges e ve r yt h i n g , e v e n in d o m a i n s
s u c h as p h i l o s o p h i c a l c r i t i c i s m , p ol i ti cs , a n d s o c i a l ideas.

■^Mme de S e v i gn e .

2
Prominent poets and writers: Pierre R ac ine (1633-
1699) for his drama; Jean La Fontaine (1621-1695) for his
fables, N. B o i le au (1636-1711) as a literary critic;
Jansenist, a c om mu ni ty of theologians of w h o m Blaise Pascal
(1623-1662) was the best known.

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344
,01

It was always so whatever the dominant subject of the conver­

sations ma y have been. This was especially true wherever,

in certain circles, there was much discussion of literature;

wi th o u t realizing it they w o rk ed on the collective pre pa ra ­

tion of a poetic art, of a literary code accepted b y all and

capable of providing ready-made judgments always agreeing

w i t h one another, on all kinds of creations of the mind.

Thus, w he n we see an author somewhere formulate an aesthetic

rule of this kind, be it Aristotle, Horace, or Boileau, we

can assume that he has been preceded by a long period of -

conversation, b y an intense social life. We can therefore

be certa in that in Athens and the rest of Greece they talked

a great deal before Ar is tot le and at his time, beg inning at

the time of the Sophists. We can also be sure that they

talked a great deal in Rome from the time of the Scipios,

and in Paris, from the time of the Precieuses and before

the P r e c i e u s e s . The Restoration"'" period also had its roman­

tic poetics that was no less despotic for being anonymous.

In our day, there is not yet one that has imposed itself,

but its elements are in the process of being prepared. We

must observe that as the field of conversation, of literary

as well as political and social conversation, has g r e at ly

extended because of the increase in the number of speakers,

the elab ora tio n of a code, in its incubation stage, will be

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345
.1 0 2

longer than in previous times, for the simple reason that,

the larger the vat the mor e prolongued the fermentation time.

By discussion as well as by the exchange of ideas, by compe­

tition and conflict as wel l as b y labor, w e all collaborate

always toward a higher harm ony of thoughts, words, and

actions; toward a stable equilibrium of judgments wh i c h are

formulated into literary, artistic, scientific, philosophical,

and religious doctrines; or toward a stable eq ui librium of

actions in the form of laws and moral principles. Indeed,

social logic operates in all the discourses and in all the

actions of men and unavoidably reaches its goals.

VII

Far behind conversation, and far be l o w it, lies cor­

res pon den ce as a factor of public opinion. But, the latter

subject, whi ch is linked to the former b y the closest ties

will not take much of our time, An exchange of letters is

a con versation at a distance, a conversation continued des­

pite absence. Consequently, the causes that favor conversa­

tion— the increase in leisure, unification of language, dif­

fusion of common knowledge, equalization of ranks, etc.--

also contribute to making correspondence more intensive but

on condition that these causes concur with the more special

causes on which it depends. These are: ease of travel that

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346
03

makes cases of absence more frequent, the spread of the art

of writing, and the good operation of the postal service.

W e might at first believe that by making correspond­

ence more frequent, travel should make conve rs at io n rarer.

But, the obvious truth is that the countries where people

travel most are the ones where people both talk most and

writ e most. Thus, it is that the development of railroads

instead of impeding the progress of coach-building, has stim­

ulated it. If the nomadic habits of our contemporaries all

too often interrupt "these sweet twitterings at dusk" lenes

sub noctern s u s u r r i , which as Horace said, "were repeated at

the usual hour," betw een old friends, betwe en those living

in the same city, they also allow an ever-increasing number

of strangers to meet and to talk, in meetings which are

more instructive if not just as delightful. Cu riosity has

won much more than intimacy has lost and, however sensitive

I may be to this loss, I resign myself to it b y thinking

that it is only transitory. Can we not formulate the princi­

ple— very convenient for shedding light on our subject--that

correspondence, conversation, and travelling are closely

related to one another so that, if we should discover among

a certain people, at a certain moment, the progression of

one of these three factors, for example travelling, we would

be right to infer in the progression of the other two, and

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347
104

vice-versa? The times w h e n people were the most inclined

to writin g letters (I mean before the recent advent of journ­

alism, which has somewhat change d things in this respect,

as we wil l see) are also those whe n people travelled most

and talked most. Such was the pe ri o d of Pliny the Younger.'*'

So also was our sixteenth century. "The sixteenth century,"

says a Historian, "is p r i m a r i l y a century of letter-writers,

The number of political letters of kings, ministers, captains,

and ambassadors, preserved among the manuscripts of the

Bib li o t h e q ue Nationale, is incalculable. There is also


*
religious and private correspondence. in comparison to the

other W e s t e r n nations of Europe, in Spain little is written.

Everywh er e and always, the fire of conversation burnt, and

the need to correspond was felt b y the most travelled social

*
At that time, the entire hierarchy of formulas of
c o u r t e s y and the ritual of letter-writing appeared. A sup­
erior is addressed as S i r e , an equal as S i r . One begins
w i t h "I recommend myself to your good grace," w h e n writing
to an important person. Th e y end by "praying that the Lord
grant you perfect health and long life." Rank is ma r k e d by
the words preceding the signature: "Your good servant, your
obedient servant, your humble servant" (Decrue de S t o u t z ) .
Let us add that in the si xteenth century letters like conver­
sations, of which they giv e us an exact image, are lacking
in reserve and taste; they are most indiscreet, indecent,
and indelicate. The following c e nt ur y will spread the feel­
ing for n u a n c e s .

"'"Pliny the Younger (62-c. 120 A.D.) Roman writer,


author of L e t t e r s , whose interest lies in the po rtrayal of
manners of his time.

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348
105
strata of the nation: in Greece, b y the orators and the

Sophists, b y the peddlers of w i s d o m living in the midst of

a seafaring and unstable people; in Rome, b y the aristocracy,

so read ily mobile and tourist; in the Middle Ages, by those

in the ranks of the University and the Church, where pr eac h­

ing monks, bishops, legates, abbots, and even abbesses

(especially abbesses) moved about so easily and travelled so

far, in comparison to the rest of the population. The first

postal services were a university and church privilege, or

rather, to trace them further back, a royal privilege at

first.

Of this important institution I will say little except

to note that its development conforms to the law of the p r o p ­

agation of examples from above to b e l o w . First kings and

popes, then princes and prelates, had their personal co ur­

iers, be for e the simple lords, then their vassals, then in

turn all the social classes of the nation, to the very lowest

all yield ed to the temptation to correspond. When, b y his

decree of June 19, 1494, Louis XI organized the Postal Serv­

ice, the couriers carried only the letters of the monarch,

but "from the specially royal service that it was," says

Monsieu r du Camp, "this service soon became administrative,

under the express reservation that the letters had been read

and did not contain anything pre ju di ci al to the royal

authority." Louis XI was well aware of the powerful effect

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349
.)6

that p r i v a t e correspondence could have on e m e r g i n g p u b l i c

opinion. Under Richelieu, a regular tariff was i m p o s e d on

letters for the first time (1627) that demonstrates their

*1
numerical increase then. " We m a y e a s i l y r e a l i z e the e x t r a ­

ordinary development of this service in e i g h t e e n t h century

France by comparing the p r i c e of successive postal conces­

sions." It increased f r o m two a n d a h a l f m i l l i o n in 1770,

to ten m i ll i on in 1777; it w a s therefore quadrupled, P o st a l

statistics n o w p e r m i t us to c a l c u l a t e the r a p i d a n d c o n t i n u a l

a*
increase in the n u m b e r of l e t t e r s in t h e v a r i o u s States,

and to m e a s u r e in this w a y the u neven, but un i ve rs a ll y con­

tinual increase of the g e n e r a l need wh i c h t h e y meet. Very

H o w e v e r , the p r i v a t e l e t t e r s (for, b ef or e , in t a l k ­
ing a b o u t the s i x t e e n t h ce nt ur y , it w a s a q u e s t i o n of c o r r e s ­
p o n d e n c e h a v i n g p o l i t i c a l interest) m u s t h a v e r e m a i n e d
r a t h e r l i m i t e d u n ti l the m i d d l e of the s e v e n t e e n t h century,
j u d g i n g b y a p a s s a g e in the M e m o i r e s of M i l e de M o n t p e n s i e r ,
q uot ed b y Roederer. She says a b o u t the P r i n c e s s e de p a r -
t h e n i e (Mme de S a b l e ) : "It is in h e r t i m e th a t w r i t i n g was
practiced. P re v io u s l y , o n l y m a r r i a g e c o n t r a c t s u s e d to be
w r i t t e n ; _of l e t te r s n o t h i n g w a s e v e r s p o k e n . . .
•k rk
F o r example, in France, f r o m 1830 to 1892, the n u m ­
b e r o f l e t t e r s i n c r e a s e d r e g u l a r l y f r o m y e a r to y e a r (except
in 1848 a n d in 1870), f r o m 63 m i l l i o n l e t t e r s to 773 m i l li o n.
F r o m 1858 to 1892, the n u m b e r o f t e l e g r a m s r o s e fr o m 32 to
463 m i l l i o n in r o u n d e d figu re s.

■^Mlle de M o n t p e n s i e r (1627-1693) s i s t e r of the dukes


of Guise , took p a r t in the F r o n d e ; M m e de S a b l e (1599-1678),
o ne o f t he m o s t famous P r e c i e u s e s , w h o s e s a l o n c o m p e t e d w i t h
the H o t e l de R a m b o u i l l e t .

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350
l10 7

conveniently, t he s e statistics i n f o r m us of the d i f f e r e n t

degrees of s o c i a b i l i t y a nd of its p r o g r e s s .

But, these same statistics are also a good example

of the fact that there a r e a l wa ys q u a l i t i e s hidden under the

social quantities that, g e n e r a l l y s pe a ki n g, statistics


■k
measure approximately. In de ed , nothing is m o r e e x t e r n a l l y

u n i f o r m than letters in a s i n g l e c ou nt ry, a n d at a g i v e n

p e r i o d of time, a nd it s ee m s that the c o n d i t i o n of h o m o g e n e ­

ous u ni t s for s t a t i s t i c a l calculations c o u l d not b e b e t t e r

fulfilled. Letters have a p p r o x i m a t e l y the s a m e format, con­

cerning the e n v e l o p e a n d e nc l os ur e , and the w r i t t e n a d d r e s s .

They now b e a r identical s t a mp s . Criminal and civil statis­

tics a re far f r o m d e a l i n g w i t h n u m e r i c a l u ni t s as similar as

this. But, the m o m e n t the le tt er s are u n s e a le d , how charac­

teri st ic , profound, a n d s u b s t a n t i a l a re the d i f f e r e n c e s

among them, despite the u n i f o r m i t y o f the c e r e m o n i a l opening

and closing formulas! T o a d d t he se totally heterogeneous

things would not l e a d us far. We may count the n u m b e r of

letters but w e do n ot e v e n k n o w their length. However, it

w o u l d be interesting to k n o w at l ea st w h e t h e r as they

•k
I f this w e r e the plac e, I w o u l d s h o w that t h e r e is
no les s a q u a l i t a t i v e e l e m e n t h i d d e n u n d e r the p h y s i c a l q u a n ­
t i t ie s m e a s u r e d t h r o u g h the s c i e n t i f i c p r o c e d u r e s , a n a l o g o u s
a c t u a l l y to s t a t i s t i c s a n d n ot less s p e c i o u s a l t h o u g h a p p e a r ­
ing m o r e r e l i a b l e .

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351
.08

increase in number they are not shorter, and less spontane­

ous, something that seems likely. And, if statistics of

*1
conve rs at io n existed, whi ch w o u l d be quite legitimate,

we wou ld like to be similarly informed about their length,

whi c h in our b u s y century, could we ll be in inverse ratio

to their frequency. The cities wher e it rains most, where

the most wate r falls from the sky (may I be forgiven this

comparison) are often those wher e it rains less often. It

w o u l d be partic ul ar ly interesting to k no w of the intimate

transformations in the content of letters as well as of con­

versations, and statistics are of no help here.

In this respect, there is no doubt that the advent

of J o u r n a l i s m has decisively favored transformations in

letter-writing. The Press that has stirred up and nourished

co nv ersation w it h so many stimulants and new food, has, on

the contrary deprived correspondence of many of its sources

exploiting them for its own benefit. Evidently, if in

March, 1958, there were in France daily gazettes as informed

k
It woul d be possible if each one of us regularly
kept an intimate diary similar to that of the Goncourt's,
Up to now, what is recorded, in the matter of conversations,
is only the number of sessions of Congress or scholarly
Societies, and statistics on these show a constant progres-
s ion.

'^'Edmond de Goncourt (1822-1896) and Jules de Goncourt


(1830-1870) French writers who achieved distinction as art
critics, historians, novelists, and diarists.

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352
109

a n d as r e g u l a r l y s h i p p e d to the p r o v i n c e s , as o ur p r e s e n t

newspapers Olivier Patru, w h o was so busy , would n ot ha ve

taken the trouble to w r i t e to his f r i e n d d' Ablaincourt [sic] ^

a long l e t t e r g i v i n g h i m so m a n y d e t a i l s - - t h a t t o d a y one

would find in a n y n e w s p a p e r — on the v i s i t of C h r i s t i n e of

Sweden to the A c a d e m i e F i a n ^ a . s e. An important but unnoticed

service that newspapers p e r f o r m t o d a y is to r e l i e v e us o f the

*2
task of w r i t i n g our friends all k i n d s of interesting news

on the e v e n t s of t h e day, which filled the letters of past

centuries,

Can it b e said that b y r e l i e v i n g and ridding private

conversations of this b u r d e n of c h r o n i c l e s , the Press has

helped letter-writing fi nd its v o cati on , which is n a r r o w but

p r of ou nd , p u r e l y p s y c h o l o g i c a l , an d intimate? I am afraid,

*
J ou rnalists very early b ecame aware of their useful­
ness in this r e s p e c t . Re na u do t, at the h e a d of the m i s c e l ­
l a n y c o l u m n of h i s G a z e t t e , in 1631, s p e a k s of t h e " re l ie f
that t h e y (the G a z e t t e s ) b r i n g th os e w h o w r i t e t he i r friends,
to w h o m t h e y w e r e p r e v i o u s l y ob li ga t ed , in o r d e r to s a t i s f y
t he i r c u r i o s i t y , to d e s c r i b e l a b o r i o u s l y the news, f r e q u e n t l y
p u r e l y i m a g i n a r y , a n d b a s e d on the u n c e r t a i n t y o f s im pl e
hear-say." T h i s r e l i e f was st ill no m o r e t h a n p a r t i a l in
this peri od , as c a n b e s e e n from the l e t t e r o f P a t r u c i t e d
above.

"''Olivier de Patru (1604-1681), French lawyer, friend


of Boileau. Perrot d' Ablancourt (1606-1664), French writer
and author of translations.

^ T h e o p h r a s t e R e n a u d o t (1586-1653) , F r e n c h p hys ic i an ,
h i s t o r i a n of t he king, f ou n de r of the G a z e t t e de F r a n c e in
1631.

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353
lI I O

it m i g h t b e a n i l l u s i o n to th in k so. The increasingly urban

character of o u r c i v i l i z a t i o n has r e s u l t e d in a c o n t i n u a l

increase in the number of our fri en ds and acquaintances

while the d e g r e e o f i n t i m a c y in t hes e r e l a t i o n s h i p is

decreasing. What we have to s a y or w r i t e is a d d r e s s e d less

f r e q u e n t l y to s i n g l e in di v id u al s, and more f r e q u e n t l y to

increasingly l a r g e r g r o up s. T h e o ne w e r e a l l y talk to, we


•#
really write to, a little more eve ry day , is the P ub li c,

T h er e f o r e , it is n o t surprising that p r i n t e d a n n o u n c e m e n t s ,

notices and advej'tisements in n e w s p a p e r s , are increasing far

more rapidly t h a n o ur p r i v a t e letters. We m a y perhaps even

be permitted to b e l i e v e that am on g the latter, the c a s u a l

l e t t er s and the conversational letters, that must naturally

be distinguished from business letters, will continue


T he n e e d to a d d r e s s the P u b l i c is q u i t e r e c en t . Even
the k i n g s of the A n c i e n R e g i m e n e v e r a d d r e s s e d t h e m s e l v e s
to the pub li c: t h e y a d d r e s s e d t h e m s e l v e s to s o c i a l bod ie s,
P a r l i a me n t, or the cle rg y, n e v e r to the n a t i o n as a w ho le ;
and e v e n less to p r i v a t e in di v id ua l s.
**
A n n o u n c e m e n t s of bi rths, m a r r i a g e s , a nd d e a t h s h a v e
f r ee d p r i v a t e c o r r e s p o n d e n c e of one of its m o s t f r e q u e n t s ub­
jects in the past. W e see, for example, in a v o l u m e of the
c o r r e s p o n d e n c e of V o l t a i r e , a s e r i e s of l e t t e r s w i t h i n g e n u ­
ous a nd e l a b o r a t e v a r i a t i o n s of s ty l e a n n o u n c i n g to f r i e n d s
of M m e de C h a t e l e t , the a r r i v a l of the c h i l d she h a d just
g i v e n b i r t h to.

^Mme de Chatel et (1706-1749), a French intellectual


known for her friendship with Voltaire.

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354
111

dimi nis hi ng in number as well as in length, judging b y the

e x t r a o r di na r y degree of simplification and abbreviation w h i c h

the love-letters themselves have reached in the "personal


*
correspondence" of certain newspapers. The utilitarian

laconism of telegrams and telephone conversations which are

infringing upon the domain of correspondence, is rubbing off

on the style of the most intimate l e t t e r s , Invaded so by

the press on one side, by the telegraph and the telephone on

the other, and nibbled at both ends, if correspondence con­

tinues to exist and even shows illusory signs of prospering,

according to post office statistics this can be ascribed

only to the increase in business letters.

The casual, personal, long letter was killed by the

newspaper, and this is explicable, since the latter is its

superior equivalent, or rather its extension and amplifica­

tion, its universal radiation. Newspapers do not have the

same origins as books. The Books proceeded from discou r s e ,

from mo nologues and, primarily, from poems, and songs, The

W ha t in letters of all kinds is becoming briefer


and more simplified is un questionably their formality, It
is enough to compare the "devotedly yours" of the present
time to the closing formulas of the sixteenth and the seven­
teenth centuries. The transformation of the ritual of con­
versation in the same way is no longer in doubt but, as it
has left no durable traces, it is easier to study this
advance or this decline in the co rr es pondence of the past
and the present.

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355
112

origin of books is lyrical and religious. However, the ori­

gin of newspapers is secular and casual. T he y proceed from

private letters, whi ch in turn proceed from conversation.

So newspapers b e ga n b y being private letters wh ic h were

addressed to individuals, and of w h i c h a number of copies


k
were made. "Before the existence of a printed, public

journalism, more or less tolerated more or less utilized by

goverments for a long time there was in Europe a hand-written

often clandestine journalism" which per si st ed until the

eighteenth cent ury through the letters of Grim m or the mem-

oires of B a c h a u m o n t ,

Saint Paul's Epistles or the letters of Missionaries

are really newspapers. If Saint Paul had at his disposal

any Religious W e e k l y , it is articles that he would have

written.

In short, newspapers are public letters, public con­

versation, which, proceeding from private letters and pri­

vate conversation, be com e their major governing factor and

their most abundant source of nourishment, uni fo rm for all

J o u r n a l i s m , by Eugene Dubief. Ha che tte 1892.

^Frederic- Mel chi or Grimm (1723-1807), famous writer


and critic, who has left a Cor res pondance of the greatest
interest; Louis P. De Bachaumont (1690-1771), French writer
whose Memoires secrets ore still important, reference work.

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356
ai3

peoples throughout the entire world, profoundly changing for

all people from one day to the next. They began as me rel y

a pro longed echo of conversations and correspondence, but

they ended by being the almost unique source of these. T he y

live on correspondences, now more than ever, partic ula rly on

correspondence in its most concentrated and modern form, the

telegram. Of a private tleegram, addressed to the editor,

the newspaper makes sensational news of the utmost timeliness,

which will instantly move the crowds in all the big cities

of a continent. Of these scattered crowds, intimately in

touch over long distances, through the consciousness it

creates in them of their simultaneity, of their interaction

born of its own action, it makes a single, immense, abstract,

and sovereign crowd that it will christen Public Opinion,

In this w a y it has completed the centuries old task begun by

conversation and carried on by correspondence, but which

still remained in the state of a vague and incoherent sketch,

the task of the fusion of personal opinions into local public

opinions, and of these into national public opinion and into

world public opinion, the grandiose unification of the Public

Mind. I say of the public Mind, I do not say, it is true,

of national, traditional Minds, whic h remain b a s i ca ll y dis­

tinct under the double invasion of that more serious rational

internationalism of which the public mind is very often

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357
U14

nothing but the repercussion and popular echo. After all,

this is an enormous power, which can only go on increasing.

For, the need to agree with the public of which we are part,

to think and to act in the direction of public opinion,

becomes the stronger and the more irresistible, the more

imposing public opinion is, and the more often this need

itself has been satisfied. Therefore, we must not be sur­

prised to see our contemporaries bend so easily in the pass­

ing wind of public opinion, not necessa ri ly conclude that

characters have bee n weakened, Wh e n the poplars and oaks

are felled by the storm, it is not that they became weaker,

but that the w i n d became stronger.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
B I BL IO GRA PH Y

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
1-1 359

BI BL IO G R A PH Y

Books b y Gabriel Tarde

Tarde, Gabriel. _La Cr i mi na li te c o m p a r e e . Paris: F. Alcan,


1886.

________ . Essais et melanges socioloqiques. Lyon: A. Storck,


1895.

________ . Etudes de psychologie s o c i a l e . Paris: V. Giard


et E, Briere I 1898.

________ . Etudes penales et s o c i a l e s . Lyon: A. Storck,


1892 .

________ . Fragment d ’h is to ir e f u t u r e . Paris: V. Giar d et


E. Briere, 1896.

________ . Introd uc tio n et pages choisies par ses fils.


Preface de H. Bergson. Paris: L. Michaud, 1904.

________ . _La Logique s o c i a l e . Paris: F. Alcan, 1895.

________ . Les Lois de 1 ' i m i t a t i o n , etude s o c i o l o q i q u e .


Paris: F. Alcan, 1890.

________ . Les Lois s o c i a l e s , esquisse d 'une s o c i o l o q i e .


Paris: F. Alcan, 1898.

________ . L 'Opinion et la F o u l e . Paris: F. Alcan, 1901.

________ . L 'O p po sit io n u n i v e r s e l l e , essai d 1une theorie des


c o n t r a i r e s . Paris: F. Alcan, 1897.

________ . _La Philosophie penale. Lyon: A. Storck, 18 90.

________ . La Psychologie e c o n o m i q u e . Paris: F. Alcan, 1902.

________ . Les Trans formations du d r o i t , etude s o c i o l o q i q u e .


Paris: F. Alcan, 1895.

________ . Les Transfo rm at io ns du p o u v o i r . P a r i s : F . Alcan,


1899.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
3-2 360

Articles b y Gabriel Tarde

Tarde, Gabriel. " L 1accident et le rationnel dans l'histoire


d ’apres Cournot," Revue de Metaphysique et de M o r l a e ,
XII (1905) , 319-47 .

________ . " L 1Ac tio n des faits future," Revue de Metaphys ique
et de M o r a l e , VIII (1901), 119-37.

________ . "L'Action in te r - me nt al e, " Archives d 'A n t h ro po lo gi e


C r i m i n e l l e , XVI (1901), 168-95.

________ . "L'art et la l o g i q u e , " Revue P h i l o s o p h i q u e , XXXI


(1891) , 123- 47. 288-312.

________ . "Augustin C o u r n o t , " Annales de 1'Institut I n t er na ­


tional de S o c i o l o g i e , IX (1902), 8 7 f f .

________ . "L'Avenir l a t i n , " Revue Politique et L i t t e r a i r e ,


Rev ue Bleue 5e s. I (1904), 789-801.

________ . "Biologie et sociologie, reponse au Dr. Bianchi,"


A r c h i v e s , VIII (1893), 7.

________ . "Les classes sociales" (Notes et D i s c u s s i o n s ) ,


Revue Internationale de S o ci ol og ie , XI (1903), 125ff>

________ . "Les crimes des foules," A r c h i v e s , VII (1892),


353-86.

________ . "La Crimin alite et le probleme economique,"


A r c h i v e s , XVI (1901), 565-75.

________ . "Criminalite et sante sociale," Revue Philo so­


p h i q u e , XXXI X (1895), 148-62.

________ . "La croyance et le desir: possiblite de leur


m e s u r e , " Revue P h i l o s o p h i q u e , X (1880), 150-63,
264-70.

________ . "Darwinisme social et darwinisme naturel,"


Revu e P h i l o s o p h i q u e , XVII (1884), 607-37.

________ . "Les deux sens de la valeur," Revue d'Economie


P o l i t i q u e , X XI X (1888), 526-40, 561-76.

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3-3 361

Tarde, Gabriel. "La Dialect iq ue sociale," Revue Philosoph­


i q u e , XXVI (1888), 20-43, 148-65.

______ . "Du Chantage," Archives, XV (1900), 644-53.

"L'esprit de groupe," A r c h i v e s , X V (1900), 5-27.

"Fragment d'histoire future," A r c h i v e s , XIX


(1904), 565-621.

"Fragment d'histoire future," Revue Internationale


de S oc io l o g i e , IV (1896), 603-54.

"La g r a p ho l o gi e," Revue Ph il os op hi qu e, XLIV


(1897), 337-63.

"L'heredite des professions," Revue Internationale


de S o c io l o g i e , VIII (1900), 50-59, 117-24, 196-207.

"L'idee de l'organisme social," A r c h i v e s , XI


’(1896) , 418-28.

"L'idee de 1'o p p o s i t i o n , " Revue P h i l o s o p h i q u e ,


XXXVIII (1897), 1-18, 160-75.

"L'idee de v a l e u r , " Revue Politique et L i t t e r a i r e ,4e s.


XVI (1901), 545 -51.

" L 'In te r- p s y c h o lo gi e, " A r c h i v e s , X I X (1904),


’537-64.

"L 'I n t e r - p s y c h o l o g i e ," Bulletin de l'Institut


General psycholoqique (June, 1903), 1-32.

"L 'Inter-psychologie infantile," A r c h i v e s , XX IV


’(1909), 161-72.

"L'invention consideree comme moteur de 1'evolu­


tion sociale," Revue Internationale de S o c i o l o g i e ,
X (1902), 562-74.

"Leqon d'ouverture d 'un cours de philosophie


moderne au College de France," A r c h i v e s , X V (1900),
233-51.

"La logique sociale des sentiments," Revue Philo­


s o p h i q u e , XXXVI (1893), 561-94.

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B-4 362

Tarde, Gabriel, "Les maladies de 1 1imitation," Revu e Scien-


t if ique, XL V (1890), 737 -48, XLVI (1890), 6-11.

________ • "Monadologie et sociologie," Revue Internationale


de S oc io lo g i e, I (1893), 157-73, 231-46.

________ . " L 1Opinion et la conversation," Revue de P a r i s ,


V I 4 (1890), 689-719, V I 5 (1900), 91-116.

________ . "Les Oppositions sociales: La guerre," La Revue


Politique et L i t t e r a i r e , Revue B l e u e , 4e s . VIII (1897),
331-36 .

________ . "Positivisme et penalite," A r c h i v e s , II (1887),


32-51.

________ . "Les Possibles: Fragment d 'un ouvrage de jeunesse


inedit," A r c h i v e s , X X V (1910), 8-41.

________ . "Pro Domo m e a , reponse a M. Ferri," A r c h i v e s , VIII


(1893) , 258.

________ . "La Psychologie en economie politique," Revue


Ph ilo s op hi q ue , XXII (1881), 232-50.

________ . "La Psychologie et la Sociologie," A Discus sio n


at the 1903 Congress of the institut International
de Sociologie Annales de 1'Institut International de
So ci o l o g i e , X (1902-03), p a s s i m .

________ . "La Psychologie intermentale," Revue Internationale


de S o c io lo g ie , IX (1901), 1-13.

_____ , "Le public et la foule," Revue de Paris, v4 (1899),


287-306, 615-35.

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XVIII (1884), 489-570.

________ . "La realite sociale," Revue P h il o s o p h i q u e , LI1


(1901) , 457-77 .

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Tarde, Gabriel. "La religion, etude de logique sociale,"


Revue Politique et L i t t e r a i r e , Revue B l e u e , V (1894),
43 5ff .

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________. "La richesse et le p o u v o i r , " Notes et Discussions.


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I nternationale de S o c i o l o g i e , II (1894), 34-49,

________ . "La Sociologie et les sciences sociales," D i sc u s ­


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________ . " Le transformisme social," Revue P h i l o s o p h i q u e ,


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________ . Th e L a w s of i m i t a t i o n . T r a n s l a t e d b y E l s i e C.
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________ . P e n a l P h i l o s o p h y , T r a n s l a t e d b y R. H ow e l l , fr om
L a P h i l o s o p h i e p e n a l e (1890) w i t h an I n t r o d u c t i o n b y
R o b e r t H. Gault. B o s t o n : L i tt le , Brown, & Co., 1912.

________ . S o c i a l L a ws r A n O u t l i n e of S o c i o l o g y . T r a n s l a t e d
by Howard C . Warren with a Preface by James Mark
B a l d wi n . N e w York: M a c m i l l a n , 1899,

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B-6 364

Tarde, Gabriel, The Underg ro un d M a n , T r a n s l a t e d from


F r a g m e n t d 'h i s t o i r e f u t u r e b y C l o u d e s l e y B r e r e t o n
w i t h a P r e f a c e b y H. G. W e l l s . London-, D u c k w o r t h y
& C o . , 1905,

Reviews and Ana lyses of Gabriel T a r d e 's Works

Arreat, L. "Analyse et Compte-rendu, Fragment d' h i st o i r e


f u t u r e ," Revue P h i l o s o p h i q u e , LX (1905), 88-89.

Baldwin, James M. "Preface," Social L a w s : A n Outline of


S oc iol ogy by Gabriel Tarde. Ne w York: Macmillan,
1899.

Carpentier J,"compte-r endu, Les T ran sf or ma ti on s du d r o i t ,"


Revue Ph ilo so ph iq ue , X X X I V (1893), 535.

Durkheim, Emile. "Compte-rendu, 'L esprit de g r o u p e , '"


L 1Annee S o c i o l o q i q u e , IV (1899-1900), 136.

________ . "Compte-rendu, 1L 'I n t e r - p s y c h o l o g i e , 1" L 'Annee


S o c i ol oq i q u e . IX (1904-05), 133-35.

Eichtal, Eugene d ’. "Revue critique, _La Ps yc ho lo gi e Econo-


m i q u e ," Revue Ph i l os op hi qu e, LIII (1902), 522-32.

Espinas, Alfred, "Compte-rendu, L a Cr im inalite c o m p a r e e ,"


R e v u e Philosophiq ue , XXVIII (1887) , 81,

Essertier, Daniel. Psychologie et S o c i o l o g i e . Essai de


bi bl io g ra ph i e critique. P a r i s ? F. Alcan, 1927.
Pass im.

Faguet, Emile. "Revue, Les Trans format ions du p o u v o i r ,"


R evu e P o l i t ique et L i t t e r a i r e , Revue B l e u e , 4e s, XII
(1899), 777-80,

Fauconnet, Paul. "Compte-rendu, L ’Opinion et la F o u l e ,"


L 'Annee So c i ol oq iq ue , V (1900-01), 160-66.

Giddings, Fr an kl in H. "Introduction," The Laws of Imitation


b y Gabriel Tarde. Ne w York; Henry Holt & Co., 1903,

Levy-Bruhi, Lucien, "Revue, Les Lois de 1'I m i t a t i o n ,"


R evu e P o l itique et L i t t e r a i r e , Revue B l e u e , 4e s. Ill
(1895), 779.

Reproduced with permission o f the copyright owner. Further reproduction prohibited without permission.
365
B -7

________ , "Compte-rendu, _La Philosophie p e n a l e ," Revue


P h i lo so p h i q u e , XXXII (1891), 654.

Mazel, Henri, "Revue, E t udes de Psychologie s o c i a l e ,"


Mercuie de F r a n c e , X X V I 1 (1898). 527.

_______. "Revue, Fi^a^men.t d •H i s t o ire fut ur e," Mercure de


France, LIII (1905), 608,

"Revue, Les Lois s o c i a l e s ," Mercure de F r a n c e ,


XXVII (1898). 526.

"Revue, L Opinion e_t If) F o u l e , " Mercure de F r a n c e ,


XLI (1902), 196-98,

"Revue, Psy c hologie Econ omi q u e ," Mercure de France,


XL (1902), 780-83.

"Revue, Les T r a n s f o r m a tions du p o u v o i r ," Mercure


de France, XXXII (1899), 232,

Paulhan, Francois, "Analyse et Compte-rendu, L'Opinion et


la Foule," R e v u e P h i l o s o p h i q u e , LIII (1902), 201-07,

________. "Compte-rendu, _Le§ Lois de 1' I m i t a t i o n , " Revue


Phi los op hi q u e , XXXIII (1892), 75,

Small, A. W. "Review, S o c i al L a w s , ” A meri.can Journal of


S o c i o l o g y . IV (1899), 3 95-400.

Ward, Lester F, "Review, Social L a w s ," S c i e n c e , New Series,


XI (1900) , 260 .

Worms, Rene. "Revue, L Op ini on et _la F o u l e ," Revue I nter ­


national e de S o ci ol o g i e , IX (1901), 856-57.

Bi og raphical _and Cr_i_tical R e f e r e n c es


to Gabriel Tarde

Baldwin, James M. Social and Ethical Interpretations in


Mental D e v e l o p m e n t : A Study in Social P s y c h o l o g y .
Ne w York-, Macmillan, 1897,

Barnes, H. E. Ari I n t ellectual History of the W e st er n W o r l d .


3 v o l s V o l . Ill: Fr o m the Ninet ee nth C e ntu ry to the
Present D a y . New York: Dover Publications, 1965.

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366

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Tarde," in Introduction to the His to ry of S o c i o l o g y .
Chicago:- The Univer si ty of Chicago Press, 1948;

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G a b r i e l Tarde," Philosophical R e v i e w . X XV III (1919),
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Belot, R. "La Logique sociale de M. Tarde," Revue P h i l o ­


so p h i q u e . XXXVII (1896), 194-97.

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to S c i e n c e . 3 v o l s . Third edition. N e w York:
Dover Publications, Inc., 1961.

Benolst, Charles "Discours" au nom de l'Ecole des Sciences


Politiques," Seances et Travaux de 1'Aca de mi e des
Sciences Morales et P ol it ig ue s, XIII (1910) , 185-89.

Bergson, Henri. "Preface," Gabriel Tarde, Introduction et


p ages choisies par ses f i l s . Paris: Louis Michaud,
1909 .

B er tr an d, Alexis. "Un essai de cosmologie sociale: Les


theses monadologiques de Gabriel Tarde," Archives
d 'A n t hropologie C r i m i n e l l e . XIX (1904), 623-60.

B 1 on.de 1. Charles.. Introduction a_ JLa, psychologie c o l l e c t i v e .


Paris A. Collin 1928.

Bo ug i e, Ceiestin. " Un sociologue in d i v i d u a l i s t e : Gabriel


Tarde," Revue de P a r i s . XII^ (1905), 294-316.

________ and M. Deat. Le. Guide de 1' etudiant-en-sociologie .


T h ir d edition.. Paris; M. Riviere, 1931.

Cat ton, W i l l i a m R . , Jr. "The Development of Sociological


T h o u g h t ," Handbook of Modern S o c i o l o g y . Edited by
R o b e r t E. L. Faris. Chicago: Rand M c N a l l y & Co.,
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Clark, Terry N. "Gabriel Tarde," International Encyclopedia


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Macmillan-Free Press, 1968.

________ . "Introduction" to Gabriel T a r d e . Draft copy.


Heritage of Sociology Series. Chicago: University
of Chicago Press, The University of Chicago, in press.

Cooley, Charles H. Social O r g a n i z a t i o n . N e w York:


Scribner's Sons, 1909.

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367
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Cuche, P. "Gabriel Tarde" (Necrologie), Revue P e n i t e n t i a i r e ,


XXVIII (1904), 1013-18,

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Presses Uni versitaires de France, 1956.

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Dagan, Henri. "Les Sociologues c o n t e m p o r a i n s : M. Gabriel


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Dauriac, L . "La Philosophie de G. Tarde," L 'A n n e e P h i l o -


soph i q ue , XVI (1906), 149-69.

Davis, Michael J , J r . Gabriel T a r d e : An Essay in S o c i o ­


l o g ical T he o r y . P h .D , dissertation. New York:
Columbia University, 1906.

________ .. Psychological I nterpretations of Society New


York; Longmans, Green & Co., 1909.

Dewey, John. "The Need for a Social Psychology," P s y c holo g ­


ical R e v i e w , XX I V (1917), 266-7 7.

Dupont, August". G. Tarde et 1 :economie politique Paris.


Jouve et Cie, 1910.

Durkheim, Emile. "Correspondence," Revue Philoso phi qu e,


LIT (1901), 704.

________ . "Les sciences sociales" (Serie des conferences'; ,


Revue Internatio n a l e de Soc io lo gi e, XII (1904) ,
83-84,

________ . "La Sociologie," La S cience Fr an g a i s e. Vol. I


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chology," American Journal of S o c i o l o g y , VI (1900-01),
721-41.

Espinas, Alfred. "Discours," Seances et Travaux de 1' Ac.ade-


mie des Sciences Morales et Pol it iq ue s, LXXIII (1910),
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368
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________ "Notice sur la vie et les oeuvres de M. Gabriel


de Tarde," S e a n ces et. T r ayaux de 1'Academie des
S ci ences Mor ales e_t Polit l q u e s , LXXIII (1910) ,
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Fauconnet, Paul, "The Durkheim School m F r a n c e , ” Soc io lo g-


ical R e v iew, XIX (1927), 15-20,

Faure, Fernand, "Les Idees de Cournot sur la S t a t i s t i q u e ."


R evue de M et a p h y sique et de M o r a l e , XIII (1905),
395-411,

Fischer, Rudolf, Masse und Vermass u n g . Zurich: Polygraph-


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Gaultier, Jules de "M Gabriel Tarde" (Notes et Analyses;,


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Geisert, Andre. T arde _et la crim i n a l i t e , Paris, 193 5.


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Hughes, Everett C, "Tarde's Psychologie Eco no mique An


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________ . "Gabriel Tarde," Discours prono ne e a 1 !inaugura­


tion de son monument a Sariat le 12 septembre 1909,"
Archives d 'Anthropoloqie Cr i m i n e l l e , XXIV (1909) ,
895-903,

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________ , "Notes sur Tarde, " Archives d 'A n t h r o p o l o g x e C n m -


J.nelle, XIX (1909), 674-76,

Lazarsfeld, Paul F "Public Opinion and the Clas si ca l T r a d i ­


tion," P u b l i c O p inion Q u a r t e r l y , XXI (1957), 3 9-53,

Levasseur, E,, Ch, Limousin, Rene Works, M. Kovalewsky, and


P. Grimanelli., "Hommages a la memoire de G. Tarde,"
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________ . Cm T h e o re t ical S o c i o l o g y , Five E s s a y s , Old and N e w ,


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__________ "Introduction" to the Compass Editio n of The C r owd


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