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Article history: This paper provides an overview of building structure modeling and control. It focuses on different types
Received 18 February 2013 of control devices, control strategies, and sensors used in structural control systems. This paper also dis-
Accepted 14 September 2013 cusses system identification techniques and some important implementation issues, like the time-delay
Available online 11 October 2013
in the system, estimation of velocity and position from acceleration signals, and optimal placement of the
sensors and control devices. Finally, the applications of structural control systems in real buildings and
their performance have been reviewed.
Ó 2013 Elsevier Ltd. All rights reserved.
Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 347
2. Modeling of building structures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 347
2.1. Excitation models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 347
2.2. Building structure models. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 348
2.3. Control devices and their models. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 349
2.3.1. Passive devices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 349
2.3.2. Active devices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 350
2.3.3. Semi-active devices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 351
2.3.4. Base isolators . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 352
2.3.5. Hybrid devices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 352
2.4. Structure-control device models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 353
3. Estimation and sensing of structure parameters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 353
3.1. System identification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 353
3.2. Sensing and estimation of system states . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 354
4. Control of building structures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 355
4.1. Time-delay . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 355
4.2. Sensor and actuator placement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 356
4.3. Linear control of building structures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 356
4.3.1. PID control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 357
4.3.2. H1 control. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 357
4.3.3. Optimal control. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 357
4.4. Nonlinear control of building structures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 357
4.4.1. Sliding mode control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 357
4.5. Intelligent control of building structures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 358
4.5.1. Neural network control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 358
4.5.2. Fuzzy logic control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 359
4.5.3. Genetic algorithm . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 359
5. Applications of structural vibration control systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 360
6. Conclusions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 361
Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 361
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 361
⇑ Corresponding author.
E-mail address: yuw@ctrl.cinvestav.mx (W. Yu).
1367-5788/$ - see front matter Ó 2013 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.arcontrol.2013.09.012
S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364 347
1. Introduction time-delay in active control systems and its effects on system sta-
bility is also considered. The paper deals with different control
Protection of large civil structures and human occupants from strategies including the recent Intelligent control techniques like
natural hazards like an earthquake and wind is very important Genetic Algorithm (GA), Neural Network (NN), and Fuzzy logic. Fi-
and challenging. In order to protect buildings, a passive or active nally, the applications of structural control systems in real build-
control is added to the system. Proper formulation and selection ings and their performance have been reviewed. The paper
of the control strategy, mathematical modeling methods, and con- concludes with some of the observations noticed throughout the
trol devices will maximize the effectiveness of the building protec- review.
tion. Due to the importance of the system model in the control
design, a comprehensive review about the building structure and 2. Modeling of building structures
control device modeling is needed.
Recent advances in civil engineering technologies resulted in Structural control concerns mainly with the protection of build-
high-rise buildings. These buildings are sometimes vulnerable to ings from strong winds and seismic loads. In order to control a
natural hazards, which may result in financial, environmental, structure effectively, it is important to have the knowledge about
and human losses. This fact influenced the demand for the protec- its dynamics. A mathematical model of the structure determines
tion of these structures including the human occupants and non- whether a controller is able to produce the desired dynamics in
structural components and systems from natural and man-made the building structure within a stable region (Forrai, Hashimoto,
hazards. One approach to mitigate this undesirable behavior is to Funato, & Kamiyama, 2001; Zhang & Roschke, 1999). The close
alter the dynamic characteristics of the building with respect to a relationship between the control algorithm design and the mathe-
given load. This idea further developed into a new field called matical model is discussed in Housner et al. (1997).
Structural Control, was first presented by Yao in 1972 with a prac-
tical illustration (Yao, 1972). For the past few decades, structural 2.1. Excitation models
control is an active, vast, and growing research area among civil,
mechanical, and control engineers. In order to derive a dynamic model of a building structure, it is
Structural vibration can be generally controlled in two ways: (1) important to know the behavior and impact of the excitations on
by constructing the buildings using smart materials (Housner et al., the buildings, such as strong wind and seismic forces. The force ex-
1997); (2) by adding controlling devices like dampers, isolators, and erted by the earthquake and wind excitation on the structure is
actuators to the building (Balendra, Wang, & Yan, 2001; Chang, shown in Fig. 1. An earthquake is the result of a sudden release
1999; Djajakesukma, Samali, & Nguyen, 2002; McNamara, 1977; of energy in the Earth crust that creates seismic waves. The build-
Yan & Zhou, 2006). In this literature review, we only discuss the lat- ing structure oscillates with the ground motion caused by these
ter case, where the structural dynamics are modified favorably by seismic waves and as a result the structure floor masses experience
adding passive or active devices. The performance of a structural the inertia force. This force can be represented as
control system depends on various factors including excitation type
(e.g., earthquakes and winds), structural characteristics (e.g., degree f ¼ m€xg ð1Þ
of freedom, natural frequency, and structure nonlinearity), control
where m is the mass and €xg is the ground acceleration caused by the
system design (e.g., type and number of devices, placement of de-
earthquake.
vices, system model, and the control algorithm), etc. (Yi & Dyke,
The movement of the structure depends on several factors like
2000). In active control, the structural response under the input
the amplitude and other features of the ground motion, the dy-
excitations are measured using sensors and an appropriate control
namic properties of the structure, the characteristics of the materi-
force, calculated by a pre-assigned controller is used to drive the
als of the structure and its foundation (soil–structure interaction).
actuators for suppressing the unwanted structure vibrations. We
A civil structure will have multiple natural frequencies, which are
will discuss the above mentioned factors in detail in this review.
equal to its number of Degree-of-Freedom (DOF). If the frequency
Due to the popularity and importance of structural control, a
of the motion of the ground is close to the natural frequency of
number of textbooks (Cheng, Jiang, & Lou, 2008; Liang, Lee, Dar-
the building, resonance occurs. As a result, the floors may move
gush, & Song, 2011) and review papers were presented. A brief re-
rigorously in different directions causing inter-story drift, the rela-
view was presented by Housner et al. (1997) in 1997, which
tive translational displacement between two consecutive floors. If
discusses the passive, active, semi-active, and hybrid control sys-
tems and explores the potential of control theory in structural
vibration control. It explains different types of control devices
and sensors used in structural control. The paper concludes with
some recommendations for future research. A recent survey on ac-
tive, semi-active, and hybrid control devices and some control
strategies for smart structures was presented in Fisco and Adeli
(2011, 2011). Some reviews were carried out with particular
emphasis on active control (Datta, 2003; Korkmaz, 2011; Nerves
& Krishnan, 1995; Soong, Masri, & Housner, 1991; Yang & Soong,
1988), on semi-active control (Spencer & Nagarajaiah, 2003), and
on control devices (Soong & Spencer, 2002; Spencer & Sain, 1997;
Symans & Constantinou, 1999).
The aim of this review is to address all aspects involved in struc-
tural control. Compared to the previous reviews, this literature
discusses the mathematical modeling of actuators and structure–
actuator combined system in detail using both linear and nonlinear
methods. This paper also explains the state estimation, system
identification, and optimal device placement techniques. The Fig. 1. (a) Wind excitation. (b) Earthquake excitation.
348 S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364
the building drift value or deformation exceeds its critical point, where M, C, and K 2 Rnn are the mass, damping, and stiffness
the building damages severely. Small buildings are more affected matrices respectively, €xðtÞ; xðtÞ,
_ and xðtÞ 2 Rn1 are the relative
by high-frequency waves, whereas the large structures or high-rise acceleration, velocity, and displacement vectors respectively, and
buildings are more affected by low-frequency waves. The major F 2 Rn1 is the external force vector. The mechanical model of a lin-
part of the structure elastic energy is stored in its low order natural ear n-DOF structure is shown in Fig. 3. The terms in (5) have the fol-
frequencies, so it is important to control the structure from vibrat- lowing definitions,
ing at those frequencies (Choi, Cho, Kim, & Lee, 2005; Jiang, Wei, &
Guo, 2010; Park, Koh, & Seo, 2004). M ¼ diag½ m1 m2 mn
In the case of high-rise flexible buildings, strong winds cause 2 3
sickness or psychological responses like anxiety to the occupants c1 þ c2 c2 0 0
and also may damage the fragile items. When the vibrations of tal- 6 .. ..7
6 c2 c2 þ c3 . .7
ler buildings due to the high wind exceed a limit of 0.15 m/s2, hu- 6 7
6 .. .. .. .. .. 7
mans may feel uncomfortable (Spencer & Sain, 1997). As a result, C¼6
6 . . . . .
7
7
6 7
the main objective of structural control is to reduce the accelera- 6 .. .. 7
4 . . cn1 þ cn cn 5
tion response of buildings to a comfortable level. The force exerted
by the wind on a building structure can be represented as Cao 0 0 cn cn
(1997), Li, Liu, Fang, and Tam (2000); 2 3
k1 þ k2 k2 0 0
F w ðhi ; tÞ ¼ !ðhi Þv ðtÞ ð2Þ 6 .. 7
..
6 k2 k2 þ k3 . 7
.
where v(t) is the dynamic wind speed and !(hi) has the following 6 7
6 .. .. .. .. 7
..
expression. K¼6
6 . . . .
7
7.
6 7
!ðhi Þ ¼ qa lp lh Dw ðhi Þv m ð3Þ 6 .. .. 7
4 . . kn1 þ kn kn 5
where qa is the air density, lp is the wind pressure coefficient, Dw(- 0 0 kn kn
hi) is the windward area of the structure at elevation hi, and vm is The structure displacement under seismic excitation can be referred
the mean wind speed. The wind profile coefficient lh can be ex- in three ways: (a) absolute or total displacement xa(t), (b) ground
pressed as displacement xg(t), and (c) relative displacement x(t) between the
lh ¼ ð0:1hi Þ2aa ð4Þ mass and the ground. The relationship between these three dis-
placements is
where aa is a positive constant.
xa ðtÞ ¼ xg ðtÞ þ xðtÞ ð6Þ
It is worth to note that the main difference between the effects
of earthquake and wind forces on a structure is that, the earth- Thus, the equation of motion governing the relative displacement
quake causes internally generated inertial force due to the building x(t) of the linear structure subjected to ground acceleration €xg ðtÞ is
mass vibration, whereas wind acts in the form of externally applied
m€x þ cx_ þ kx ¼ m€xg ð7Þ
pressure.
Apart from the normal transverse displacement, some models
2.2. Building structure models include the angle of torsion around the centroid of the floor mass.
In this case, the model will contain the angle and inertia parame-
A Single-Degree-of-Freedom (SDOF) structure can be modeled ters and has a transverse-torsional coupled vibration (Saragih,
using three components: the mass component m, the damping 2010). For a structure with n-DOF, the x and M can be modified as
component c, and the stiffness component k (Chopra, 2001), which
is shown in Fig. 2. The stiffness component k can be modeled as x ¼ ½x1 ; . . . ; xn ; h1 ; . . . ; hn T ð8Þ
either a linear or a nonlinear component, in other words elastic M ¼ diag½m1 ; . . . ; mn ; I1 ; . . . ; In ð9Þ
or inelastic, respectively (Nerves & Krishnan, 1995). Usually the
mass is considered as a constant. When an external force f is ap-
plied to a structure, it produces changes in its displacement x(t),
_
velocity xðtÞ, and acceleration €
xðtÞ.
The stiffness component is said to be linear or elastic, if the rela-
tionship between the lateral force fs and the resulting deformation
is linear (Chopra, 2001). Using Newton’s Second law, the equation
of motion of a linear structure with n-Degree-of-Freedom (n-DOF)
can be expressed as
M€xðtÞ þ C xðtÞ
_ þ KxðtÞ ¼ F ð5Þ
Fig. 2. (a) Structure; (b) stiffness component; (c) damping component; (d) mass
component. Fig. 3. Mechanical model of a n-DOF structure.
S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364 349
Table 1
Structural control devices (Cheng et al., 2008; Soong & Spencer, 2002; Symans & Constantinou, 1999).
where hi and Ii are the torsional displacement and inertia of nal power supply. Active actuators can generate required forces
the ith floor, respectively and T represents the transpose for controlling the structure dynamics. Using an external power
operation. supply, these devices will modify the structure stiffness or
Under strong loading demands, the structural behavior is damping, which results in a structural dynamics change. The
mostly nonlinear, which can be grouped into geometric nonlinear- semi-active device combines the properties of both passive
ity and material nonlinearity. In the first case, the geometry of the and active devices. Hybrid devices are formed either by using
structure changes significantly causing the structure to respond both passive and active devices or by using both passive and
nonlinearly, whereas the stress–strain relationship remains linear. semi-active devices. Other well-known vibration control devices
Material nonlinearities cause a nonlinear stress–strain relation- are the base isolators. The list of the commonly used structural
ship, which is influenced by the material properties, input load, control devices is summarized in Table 1. Basic concepts of
and environmental conditions (Kirsch, 2008). some popular devices are discussed below.
The material nonlinearity can be expressed using the stiffness
matrix. Thus, the equation of motion of a nonlinear structure sub- 2.3.1. Passive devices
jected to ground acceleration €xg ðtÞ is Structural control using passive devices is called passive con-
m€x þ cx_ þ fs ðx; xÞ
_ ¼ m€xg ð10Þ trol. A passive control device does not require an external power
source for its operation and utilizes the motion of the structure
If the structural elements have plastic or multilinear elastic or to develop the control forces. These devices are normally termed
hyper-elastic behavior, then the structural stiffness will change as energy dissipation devices, which are installed on structures
at different load levels. This time varying behavior of the stiffness to absorb a significant amount of the seismic or wind induced en-
is termed as hysteresis phenomenon, which is amplified under ergy. The energy is dissipated by producing a relative motion with-
large deformations (Sain, Sain, & Spencer, 1997). The hysteresis in the control device with respect to the structure motion (Symans
can be described using different models like the Bouc–Wen model & Constantinou, 1999). For the ideal passive devices, the control
(Ikhouane & Rodellar, 2007; Spencer, 1986; Wen, 1976), the Hys- forces applied to the structure are only dependent to the structural
teron (Krasnoselskii & Pokrovskii, 1989), the Chua-Stromsmoe motion, which can be mathematically represented as Yi and Dyke
(Chua & Bass, 1972), and the Preisach models (Brokate & Visintin, (2000)
1989; Mayergoyz, 1991). The nonlinear force fs ðx; xÞ _ in (10) can
be modeled using Bouc–Wen model as fi ðtÞ ¼ ci x_ di ðtÞ ð14Þ
_ ¼a
fs ðx; xÞ ~ kx þ ð1 a
~ Þkg
~ fr ð11Þ where x_ di is the relative velocity across the ith device and ci is the
damping coefficient associated with the ith device.
In the above expression, fr introduces the nonlinearity, which
Vibration absorber systems such as Tuned Mass Damper (TMD)
satisfies the following condition.
has been widely used for vibration control in mechanical systems.
~dx_ m _ r jn~1 fr þ c
~ xjjf
~ðbj _ r jn~ Þ
~xjf Basically, a TMD is a device consisting of a mass attached to a
f_ r ¼ ð12Þ building structure such that it oscillates at the same frequency of
g~
the structure, but with a phase-shift. The mass is usually attached
where fr is the nonlinear time dependent restoring force, to the building through a spring-dashpot system and energy is dis-
~ ~ c
d; b; ~; m~; g ~ are the parameters, which controls the shape
~ and n sipated by the dashpot as relative motion develops between the
of the hysteresis loops and system degradation. The variables mass and structure (Kwok & Samali, 1995). A simple mechanical
~
d; a
~; g~ and k control the initial tangent stiffness (Garrido & Fran- model for TMD is depicted in Fig. 4. An early study about the
cisco, 2006). TMD with a practical application is illustrated in McNamara
In the case of n-DOF structures, the nonlinear model can be (1977).
modified as Tuned Liquid Column Damper (TLCD) dissipates energy similar
to that of TMD, where the secondary mass is replaced with a liquid
M€xðtÞ þ C xðtÞ
_ þ F s ðxðtÞ; xðtÞÞ
_ ¼ M K€xg ðtÞ ð13Þ column, which results in a highly nonlinear response. They dissi-
where K 2 R n1
denotes the influence of the excitation force. pate energy by passing the liquid through the orifices. A simple
mechanical model of TLCD is depicted in Fig. 5. The natural fre-
quency of the TLCD can be obtained as Kim and Adeli (2005)
2.3. Control devices and their models
sffiffiffiffiffiffi
2g
The structural vibration control is aimed to prevent struc- xn ¼ ð15Þ
Lt
tural damages using vibration control devices. Various control
devices have been developed to ensure the safety of the build- where Lt is the length of the liquid tube and g is the acceleration due
ing structure even when excessive vibration amplitudes occur to gravity.
due to earthquake or wind excitations. The control devices are The equation of motion of a TLCD satisfies the following expres-
actuators, isolators, and dampers, which are used to attenuate sion (Min, Kim, Lee, Kim, & Ahn, 2005)
the unwanted vibrations in a structure. Many active and passive
devices have been used as vibration control devices. The passive 1
ql DLt €xv ðtÞ þ ql Dnjx_ v ðtÞjx_ v ðtÞ þ 2ql Dgxv ðtÞ ¼ ql DLh €xðtÞ ð16Þ
damper modifies the structure response without using an exter- 2
350 S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364
PðxÞ
uðtÞ ¼ ð27Þ
m
then (26) becomes
M€xðtÞ þ C xðtÞ
_ þ KxðtÞ ¼ CuðtÞ M K€xg ðtÞ ð29Þ
n1 no
where uðtÞ 2 R is the control force vector and C 2 R is the
location matrix of the control devices. Eq. (29) becomes nonlinear
if the control force is generated using a nonlinear device, such as
MR damper or by using a nonlinear control algorithm, such as intel-
ligent control.
Here, the matrices H and D and their dimensions change accord- Hong, Ueng, Wu, & Wang, 2005). The modal parameters can also
ing to the design demands. For example, if the output of the system be identified using Kalman filter (Adhikari, Yamaguchi, & Yamazaki,
is yðtÞ ¼ €
xðtÞ þ K€
xg then 1998; Allen, Zazzera, & Scattolini, 2000; Choi et al., 2005).
Parametric identification of a linear structure excited with two
1 orthogonal horizontal components using least-squares identifica-
H ¼ M1 K M 1 C ; D ¼ ½M C
tion algorithm is presented in Cervantes and Icaza (2010). Here
System identification can be broadly classified into parametric each floor is considered to have 3-DOF, two displacements (along
and non-parametric identification. In parametric identification, the x and y axis) and one torsion (rotation around the z axis). In
the system parameters like the mass, stiffness, and damping are Hong, Betti, and Lin (2009), the dynamic state-space model of an
estimated (Zhang & Roschke, 1999). Most commonly used algo- earthquake-excited structure is identified using the measured in-
rithms are least squares method, maximum likelihood method, ex- put-output data that is used later for estimating the modal param-
tended Kalman filter, and variations of them (Imai et al., 1989). eters. The system and modal parameters of a linear MDOF structure
Non-parametric identification determines a system model from is estimated in Lee and Yun (1991). Here the equation of motion of
the measured data, which is a mathematical function that can the structure is first written in state-space equation of the observa-
approximate the input-output representations sufficiently well ble canonical form and then is converted into an ARMAX model for
(Mandic & Chambers, 2001). This method is suitable for the sys- dealing with the noise present in the measured data.
tems with infinite number of parameters. Artificial Neural Network Some works (Ali & Ramaswamy, 2009; Jiang et al., 2010; Shook,
(ANN) is one of the popular non-parametric identification method Roschke, Lin, & Loh, 2008) consider the damping matrix C as a Ray-
(Hung, Huang, Wen, & Hsu, 2003). Some other known methods are leigh damping coefficient matrix, which is found using the modal
wavelet networks, splines, and neuro-fuzzy models (Kerschen, parameters as given below (Chopra, 2001),
Worden, Vakakis, & Golinva, 2006).
C ¼ aR M þ bR K ð32Þ
Identification can also be classified into time-domain and fre-
quency-domain, where the identification takes the form of time where the Rayleigh parameters aR and bR are calculated using the
series and frequency response functions or spectra, respectively first and third eigen-frequencies (x1 and x3), given by
(Imai et al., 1989; Kerschen et al., 2006). System identification can 2fx1 x3 2f
be performed either using online or offline techniques. In offline aR ¼ and bR ¼ ð33Þ
x1 þ x3 x1 þ x3
identification, all the data including the initial states must be avail-
able before starting the identification process. For example, in the whereas (Jiang et al., 2010) uses the first two lower-order mode
case of building parameter identification, the excitation and the frequencies.
corresponding structure response are recorded and later used for In Shook et al. (2008), Zhang (2010), the stiffness of the struc-
identification. Whereas, the online identification is done immedi- ture column is estimated using the equation given below
ately after each input-output data is measured. In other words,
12Ey Im
the online identification is performed parallel to the experiment, k¼ ð34Þ
that is during the structural motion due to seismic or wind loads. L3c
System identification of a linear MDOF structure under ambient where Ey is the Young’s modulus of elasticity, Im is the moment of
excitation using the eigen space algorithm is presented in Quek, inertia, and Lc is the unsupported length of the column.
Wang, and Koh (1999). The algorithm identifies the damping and A brief review about the identification of nonlinear dynamic
stiffness with known mass. In Xu, Wu, Chen, and Yokoyama structures is presented by Kerschen et al. (2006) in 2006. The fun-
(2004), two Back-Propagation Neural Networks (BPNN) are used damentals and methods of identification for linear and nonlinear
to estimate the stiffness and damping of a 5-story building, where structural dynamic systems are reviewed in Imai et al. (1989). A
the first one is called emulator NN and the second one is known as general survey on system identification is presented in Åström
the parametric evaluation NN. A modified GA strategy (Perry, Koh, and Eykhoff (1971) and a review on stochastic identification meth-
& Choo, 2006) and GA with gradient search (Zhang, Koh, & Duan, ods for modal analysis is presented in Peeters and Roeck (2001).
2010, 2010) is proposed to improve the accuracy and computa-
tional time for parameter identification of MDOF structural sys- 3.2. Sensing and estimation of system states
tems. Sometime, the parameters are identified in the structure
equipped with the actuator (Dyke, Spencer, Quast, Kaspari, & Sain, In order to control the structural dynamics, it is necessary to
1996; Fabián & Icaza, 2010). On the other hand, identification is measure the system states directly using a sensor or indirectly
performed only for the control devices. In Boada, Calvo, Boada, by using a state observer. Some structural control applications
and Díaz (2011), a memory based learning called lazy recursive use Kalman filter as the observer for estimating the velocity and
learning method based on NN is used to identify the MR damper displacement (Gu & Oyadiji, 2008; Park, Kohb, Okb, & Seo, 2005;
behavior. The input current to the MR damper is varied and the Xu & Guo, 2008; Yi & Dyke, 2000). A Kalman filter estimator is gi-
corresponding damper behavior is modeled. ven by
System identification is sometimes used for modal analysis,
where the modal parameters like natural frequencies (xn) for differ- ^z_ ¼ A^z þ Bu þ Lðy H^z DuÞ ð35Þ
ent modes, modal shapes, and damping ratios (f) of the structures 1 T T
L ¼ R ðcg FE þ HSÞ ð36Þ
are estimated (Kerschen et al., 2006). One such a simple technique
is the analysis using Fourier transform techniques to estimate where ^z is the estimate of the state vector z, L is the Kalman filter
power spectra from which the modal parameters are estimated gain matrix, S is the solution of the Algebraic Riccati equation using
(Jones, Shi, Ellis, & Scanlan, 1995). When the input excitation fre- matrix R, and cg is the power spectral density of ground acceleration
quency equals the structure natural frequency, the magnitude of to the sensor noise. In Zhang and Roschke (1999), the Kalman-Bucy
the vibration becomes higher. So it is important to estimate these filter is used as the state estimator represented by
low order natural frequencies and to control the structure from
vibrating at those frequencies. A modified random decrement meth- ^z_ ¼ A^z þ Bu þ Lðy y
^Þ ð37Þ
od along with Ibrahim time-domain technique is used for estimat- T 1
L ¼ EC R ð38Þ
ing the modal parameters, which uses the floor acceleration (Lin,
S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364 355
Kalman filter cannot be applicable if the building parameters; Apart from these issues, the integration output can also be af-
mass, stiffness, and damping are not available, in that case sensors fected by the integration techniques. The integration methods like
are used for the state estimation. There are different sensors avail- the Trapezium rule, Simpson’s rule, and Tick’s rule have problems
able to measure displacement, velocity, and acceleration (Housner with low-frequency components, and they also show instability at
et al., 1997). During the seismic excitation, the reference where the high frequencies (Worden, 1990).
displacement and velocity sensors are attached will also move, as a A drift-free integrator is proposed by Gavin, Morales, and Reilly
result the absolute value of the above parameters cannot be (1998) , which is implemented using analog and digital circuits.
sensed. Alternatively, accelerometers can provide inexpensive The paper presents three types of integrators: (1) implemented
and reliable measurement of the acceleration at strategic points using a first order low-pass filter as the integrator and two stages
on the structure. A comparative study about the performance of of high-pass-filters for removing the offset, (2) analog integrator
the displacement, velocity, and acceleration sensors are performed with feedback stabilization, and (3) a stabilized hybrid analog-dig-
in Balendra et al. (2001), Xu (1996) and it is shown that the accel- ital integrator with an exponential accuracy when integrating
eration sensor is more effective compared to the other two sensors. long-period signals. In another work (Ribeiro, de Castro, & Freire,
A number of experiments and implementations about the acceler- 2003), the drift due to the integration is eliminated by; first filter-
ation feedback in structural control were carried out in Chung, Wu, ing the acceleration signal using a frequency domain filter called
and Jin (1998), Dyke et al. (1996, 1996). Fast Fourier Transform-Direct Digital Integration (FFT-DDI) and
An accelerometer measures the absolute acceleration, which is then is integrated for estimating the velocity and displacement.
then integrated for estimating the velocity and displacement. The same method is repeated for removing the drift occurred due
Obtaining the velocity and displacement from the measured accel- to the unknown initial conditions.
eration is a practically challenging task. Although time integration The constant offset present in the acceleration data can be rep-
of the acceleration seems to be a straightforward solution for esti- resented using a baseline. The integration may cause a drift in this
mating the velocity and displacement, there are some practical dif- baseline, which will give a wrong estimation. A baseline correction
ficulties that can result in a wrong estimation. Integrating these method is proposed in Yang, Li, and Lin (2006) that uses a least-
signals will result in the amplification of low frequencies compo- square curve fitting technique and a frequency domain filtering
nents, reduction in the magnitude of high frequencies signals, for avoiding the drift during the integration. The correction is done
and phase errors. In other words, the low frequency signals includ- by determining a baseline in polynomial form, which is then sub-
ing the DC offset present in the acceleration signal will dominate tracted from the measured acceleration signal, then is integrated to
the result of the velocity and displacement, giving an unrealistic obtain the velocity and displacement. Finally, a windowed filter is
estimation. applied to remove the low-frequency noise.
The output of the accelerometer a(t) can be expressed as A practical method for calibrating the positional error obtained
by double integrating the acceleration signal is discussed in Thong
aðtÞ ¼ ka €xðtÞ þ uðtÞ þ e ð39Þ et al. (2004). The double integration of noise using different tech-
where ka is the accelerometer gain, u(t) is the noise and disturbance niques is also presented. An initial velocity determination method
effects of the measurement, and e denotes the DC bias (Link & von for the displacement estimation from the acceleration data is sug-
Martens, 2004; Zhu, 2007). Accelerometer has different source of gested in Park, Kim, Park, and Lee (2005), which also considers the
noise, integrating these noise signals leads to an output that has a initial condition in their design. A weighted residual parabolic
Root Mean Square (RMS) value that increases with integration time, acceleration time integration method is proposed in Razavi,
even in the absence of any motion of the accelerometer (Thong, Abolmaali, and Ghassemieh (2007), where the displacement is as-
Woolfson, Crowe, Gill, & Jones, 2004). The RMS positional error sumed to be a fourth order polynomial, so that the acceleration
ex(t) of an acceleration signal with a bias e can be approximated as variation with time is quadratic. A numerical integrator for esti-
mating the velocity and displacement from the measured acceler-
1 2 ation signal is proposed in Thenozhi, Yu, and Garrido (2013). The
RMSfexðtÞ g ¼ et ð40Þ
effectiveness of the integrator is illustrated experimentally by per-
2
forming a structural vibration control on a shake table using a PD
which will grow at a rate of t2. controller.
It has been shown that the aliasing can cause low-frequency er-
rors in the measured acceleration signal (Edwards, 2007). Aliasing
is an unavoidable phenomenon, that happens when digitizing the 4. Control of building structures
analog signals using an Analog-to-Digital Converter (ADC). During
this conversion, the frequency components above the Nyquist rate The objective of structural control system is to reduce the vibra-
are folded back into the bandwidth of interest. Then, the accelera- tion and to enhance the lateral integrity of the building due to
tion signal in (39) can be rewritten as earthquakes or large winds, through an external control force
(Kim & Yun, 2000; Marzbanrad, Ahmadi, & Jha, 2004; Zhang,
aðtÞ ¼ ka €xðtÞ þ uðtÞ þ e þ €xs ðtÞ ð41Þ 2010). In active control system, it is essential to design one control-
ler in order to send an appropriate control signal to the control de-
where €xs ðtÞ is the aliasing content due to sampling. This low fre-
vices so that it can reduce the structural vibration. The control
quency content will be amplified during the integration process.
strategy should be simple, robust, fault tolerant, need not be an
This aliasing effect is not completely removable but its effect can
optimal, and of course must be realizable (Tang, 1996).
be minimized by using an anti-aliasing filter between the acceler-
ometer and data acquisition card. The ADC sampling rate needs to
be high enough compared to this filter cutoff frequency and the 4.1. Time-delay
sampling should to be done in uniform time intervals.
The other source of offset in the measured acceleration is the One of the main challenges in structural control system is the
ADC itself (Boore, 2003). If the acceleration is slow compared with time-delay, which may occur in different stages of the systems like
the quantization level of the conversion, an offset is added into the in data acquisition, data processing, sophisticated control algo-
acceleration signal. This effect can be reduced by increasing the rithms, control device, or the sum of these effects (Du & Zhang,
resolution of the ADC. 2008). Among these delays, the delay in control force caused by
356 S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364
large mechanical control devices will affect the properties of the 1985). A survey on the optimal placement of control devices can be
building structure models. The inclusion of time-delay in the con- found in Fisco and Adeli (2011).
troller design provides a more realistic model for the structural In Gawronski (1997), the actuator and sensor location perfor-
vibration control applications. mance index is calculated between the c2WZ and c2UY Hankel singular
These delays may cause instability in closed-loop systems values. A non-negative correlation coefficient j is defined as
(Agrawal, Fujino, & Bhartia, 1993; Agrawal & Yang, 1997; Datta,
2003; Symans & Constantinou, 1996; Xue, Sun, Wu, & Zhang, c2 T c2UY
2011; Zhang & Roschke, 1999). A state-of-the-art review on the j2 ¼ 2 WZ
ð47Þ
cWZ 2 c2UY 2
fixed time-delay effects in actively controlled civil engineering
structures is presented in Agrawal and Yang (1997), which also dis- where c2WZ and c2UY represents the Hankel singular values of the
cuss the effect of time-delays on the stability and performance of transfer functions GWZ and GUY, respectively. Here U and W are
the system. The controlled system will become unstable, if the the inputs to the system and Y and Z are the outputs of the system.
time-delay is greater than a delay known as critical time-delay. As per the above equation, the maximal performance is obtained
The equation of motion of a SDOF structure with a control de- with a better controllability and observability properties when j
vice, in the frequency domain is given by Agrawal and Yang (1997) reaches a maximal value; j = 1, which is achieved when c2UY ¼ c2WZ .
€x þ 2fxn x_ þ x2n x ¼ uðtÞ þ f ðtÞ ð42Þ A closed-loop optimal location selection method for actuators
and sensors in flexible structures is developed by Guney and Esk-
_
where uðtÞ ¼ g 1 xðtÞ g 2 xðtÞ is the control force, where g1 and g2 inat (2008), which uses a simple H1 controller where the location
are the displacement and velocity feedback gains, respectively. optimization is performed using a gradient-based unconstrained
If a fixed time-delay td is present in the control force, it can be minimization. Another related work is done in Liu et al. (2006)
represented in the Laplace form as using a H2 norm based computation for a reduced model of flexible
structures, which considers only the dominant modes. They also
F d ðsÞ ¼ estd ðg 1 s þ g 2 Þ ð43Þ proposed one GA for the nonlinear optimization problem for the
reduced order model. A GA is proposed in Liu et al. (2003) through
Finally, the closed-loop transfer function of the above system can be
the formulation of a discrete and nonlinear optimization problem.
represented as
Finally, the proposed algorithm is simulated for a 16-story building
PðsÞ under 18 different earthquake excitations. In the work (Li et al.,
TðsÞ ¼ ð44Þ
1 þ PðsÞF d ðsÞ 2000), it is concluded that the optimal position of actuators de-
1
pends on the control algorithm, so that different control algorithms
where PðsÞ ¼ ðs2 þ 2fxn s þ x2n Þ . or different controllers yield different positions of the actuators.
The phase margin of the open-loop system P(s)Fd(s) will be re-
duced by the delay term estd . Then, the critical time-delay tdmax
is defined as the time-delay at which the open-loop transfer func- 4.3. Linear control of building structures
tion becomes zero, which makes the system unstable when td > -
tdmax. It is also concluded that, due to the presence of the delay 4.3.1. PID control
term estd , the characteristic equation of the above system will The Proportional-Integral-Derivative (PID) has been widely con-
have an infinite number of roots. So in order to ensure the system ducted for practical applications, especially for the systems with
stability, all the roots should have negative real parts. one or two DOF. For multivariable systems, its control algorithm
The equation of motion of n-DOF structure with time-delay in becomes more complex, which makes them unsuitable for the
the control force can be represented as applications like vibration control of MDOF flexible structures. A
simulation was carried out for a simple proportional controller,
M€xðtÞ þ C xðtÞ
_ þ KxðtÞ ¼ Cuðt td Þ M K€xg ðtÞ ð45Þ which is able to reduce the building displacement for wind excita-
tion, but found to be ineffective for strong earthquake excitation
Then, (30) can be rewritten as
(Nerves & Krishnan, 1995).
z_ ðtÞ ¼ AzðtÞ þ Buðt t d Þ þ E€xg ðtÞ ð46Þ In Guclu and Yazici (2008), two PD controllers were used for
controlling two actuators installed in the first and fifteenth floor.
The stability analysis method and critical time-delay calculation The control law is given as
for a n-DOF system under single and multiple actuator cases were
also presented in Agrawal and Yang (1997). A review on time-delay
deðtÞ
compensation methods is presented in Agrawal and Yang (2000). uðtÞ ¼ K p eðtÞ þ K d ð48Þ
dt
4.2. Sensor and actuator placement where Kp and Kd are the proportionality constant and derivative
time, respectively and e(t) is the position error. The designed PD
The optimal placement is concerned with placement of the controller performance is found to be less efficient when compared
sensing and controlling devices in preselected regions in order to with that of a Fuzzy Logic Controller (FLC).
closely perform the measurement and control operation of the In a work done by Guclu (2006), a PID controller is designed
structure vibration optimally. The actuator and sensor play an which have the following controlling law
important role in deciding the system’s controllability and observ-
Z t
ability, respectively. So it is important to perform an optimal place- 1 deðtÞ
uðtÞ ¼ K p eðtÞ þ eðtÞdt þ K d ð49Þ
ment of the sensors and actuators such that the controllability and Ki 0 dt
observability properties of all or selected modes are maximized.
Due to the above mentioned reasons and importance, a number where Ki is the integral gain. Here the PID performance is compared
of studies are carried out about the optimal placements of devices with that of a Sliding Mode Controller (SMC) and found to be less
(Amini & Tavassoli, 2005; Flynn & Todd, 2010; Gawronski, 1997; effective in controlling the structural vibration. In Tinkir, Kalyoncu,
Guney & Eskinat, 2008; Hiramoto, Doki, & Obinata, 2000; Li, Tang, and Sß ahin (2013), a Proportional-Integral (PI) controller is used to
& Li, 2004; Liu, Yang, & Li, 2003; Liu, Hou, & Demetriou, 2006; Obe, actuate the AMD against the structural motion due to earthquake.
S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364 357
4.3.2. H1 control to the classic LQR. A state feedback gain and an integral gain are
H1 technique is one of the widely used linear robust control used to reduce the steady-state error. A feed-forward control is in-
scheme in structural vibration control. This technique is insensitive cluded to suppress the structural responses and to reduce the ef-
with respect to the disturbances and parametric variations, which fect of earthquakes. A structural vibration control utilizing a
makes them suitable for the MIMO type structural control systems filtered LQ control is presented in Seto (1996). As all the structural
(Utkin, 1990). state variables are not observable, a sub-optimal control is used,
A modified H1 controllers, for example, pole-placement H1 where the system states are reduced using low-pass filters. A
control is presented in Park et al. (2008). In this work, instead of LQR based on GA is presented (Jiang et al., 2010), where the GA
changing the structure stiffness some target damping ratio is con- is used for choosing the weighting matrix.
sidered. A bilinear transform is adopted to locate the closed-loop Sometime, states of the structures are measured indirectly
poles in a specific region within the H1 controller design frame- using some observers like Kalman filters. The addition of a Kalman
work. The relation between the final closed-loop poles and bilinear filter to a LQR control strategy leads to what is termed as Linear
transform parameters is derived as a quadratic equation and using Quadratic Gaussian (LQG) (Zhang & Roschke, 1999). In other words,
this equation a new non-iterative direct method is developed for LQG is formed by combining the linear quadratic estimator with
an optimal H1 controller design. LQR. These LQG are generally used for the systems which has
Normally, the H1 design results in a higher order system, which Gaussian white noise (Fisco & Adeli, 2011).
will make the implementation more difficult (Saragih, 2010). So it The conventional LQG controller sometimes do not consider the
may be necessary to reduce its order, which can be done by per- input force term in their design. Ho and Ma (2007) proposed an ac-
forming balanced truncation. The truncation has two classes; di- tive vibration control scheme using a combination of LQG and an
rect method and indirect method. The balanced truncation input estimation approach. The input estimation approach is intro-
assures very few information losses about the system, which is duced to observe the input disturbance forces for the open loop
achieved by truncating only less controllable and observable control, that is used to cancel out the input forces. The proposed
states. It is shown that the performance of the reduced low order method is evaluated through numerical experiments on linear
system is nearly same as the performance of the actual higher or- lumped-mass systems and a better performance is reported com-
der controller. pared to that of the conventional LQG.
A H1 based structural controller using Takagi-Sugeno Fuzzy An active controller utilizing MR damper is designed using LQG
model was proposed in Chen, Chiang, Hsiao, and Tsai (2004, control strategy under a wind loading by means of drag forces
2009). The controller stability is derived based on Lyapunov stabil- (Zhang & Roschke, 1999). A real set of recorded wind speed data
ity theory, which is evaluated as a LMI problem. If the initial con- is used to excite the laboratory prototype. A H2/LQG based control-
dition is considered, the H1 control performance satisfies the ler is presented in Lin et al. (2007), which uses wireless sensing
following condition: motes (MICA2) for sensing the acceleration signal. More works
Z tf Z tf about the structural control using LQR/LQG control algorithms
zT ðtÞQzðtÞdt 6 zT ð0ÞPzð0Þ þ 2 €xTg €xg dt ð50Þ can be found in Pourzeynali, Lavasani, and Modarayi (2007), Wang,
0 0 Roschke, and Yeh (2002), Yi and Dyke (2000). Optimal algorithms
where tf denotes the termination time of the control, P and Q are based on instantaneous optimal control has also been developed
the positive definite matrices, and denotes the effect of €xg on for nonlinear systems. The nonlinear optimal methods using GA,
z(t). The effectiveness of the proposed algorithm is demonstrated FLC, etc., will be discussed later.
through numerical simulations on a 4-story building.
As discussed earlier, time-delay is an important factor to be 4.4. Nonlinear control of building structures
considered while designing a control system. A H1 controller is
presented in Du and Zhang (2008), which considers time-delay in 4.4.1. Sliding mode control
control input u as referred in (45). The proposed algorithm deter- SMC is one of the most popular robust control techniques. A
mines the feedback control gain with a random search capability switching control law is used to drive the system’s state trajectory
of GA and solving a set of LMIs. The effectiveness of the proposed onto a pre-specified surface in the state-space and to maintain the
algorithm is proved through simulation of a system with larger in- system’s state trajectory on this surface for subsequent time, which
put time-delay. results in a globally asymptotically stable system. In the case of
structural vibration control, this surface corresponds to a desired
4.3.3. Optimal control system dynamics. The robustness of the SMC against the uncer-
Optimal control algorithms are based on the minimization of a tainties and parameter variations makes them a better choice for
quadratic performance index termed as cost function, while main- structural control applications.
taining a desired system state and minimizing the control effort The nonlinear control force in SMC is given as
(Nerves & Krishnan, 1995). The most basic and commonly used u ¼ ueq g sgnðrðtÞÞ ð52Þ
optimal controller is the Linear Quadratic Regulator (LQR). For
structural control applications, the acceptable range of structure where the linear term ueq is the equivalent control force, r = [r1, -
displacement and acceleration are considered as the cost function . . . , rn] are the n sliding variables, and g is the design parameter that
that is to be minimized. guarantees the system trajectories reach the sliding surface in finite
An energy based LQR is proposed in Alavinasab and Moharrami time. A SMC with hybrid control is proposed in Zhao, Lu, Wu, and
(2006), where the controller gain matrix is obtained by considering Mei (2000), where the control law also termed as reaching law is
the energy of the structure. The structural energy is defined as formed using the constant plus proportional rate reaching law
and power rate reaching law.
1 T 1
_ þ xT ðtÞKxðtÞ
x_ ðtÞMxðtÞ ð51Þ Due to the imperfection in the high-frequency discontinuous
2 2 switching, the direct implementation of the control given in (52)
where the first term is the kinetic energy and the second term is the will result in chattering effect, which may cause damage to the
potential energy of the structural system. mechanical components, hence the actuators. This effect should
A modified LQR is proposed in Djajakesukma et al. (2002), be eliminated by suitably smoothing the control force or by using
which is formed by adding an integral and a feed-forward control continuous SMC. Many structural control strategies based on the
358 S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364
non-chattering SMC were reported (Adhikari & Yamaguchi, 1997; and the control force needed for the next sampling time is com-
Allen et al., 2000; Guclu, 2006; Yagiz, 2001; Yang, Wu, Agrawal, pletely determined from the currently available information. The
& Hsu, 1997; Zhao et al., 2000). ANN with five neuron elements (displacement, velocity and load
A Modal Space Sliding-Mode Control (MS-SMC) method is de- of the preceding time step and displacement and velocity of the
signed in Adhikari et al. (1998), where the dominant frequencies current time step) is used, which will perform two sequential cal-
are derived using power spectrum as well as the wavelet analysis culations in every sampling interval; (a) calculate the load (b)
of the time series of the input-output. SMC based on a single-mode based on the calculated load, the control force u(t) needed for the
(first mode) reduced-order model is designed. Another SMC based next time interval is calculated. Apart from the numerical verifica-
on the modal analysis is presented in Allen et al. (2000), where the tion of the above algorithm, they have also presented a study on
first six modes of the structure were considered. the uncertainties in the system modeling and input motion.
During seismic events, the main control unit may lose its func- Consider the minimization of the cost function in a discrete
tionality, so it is a better option to use a decentralized system, form with total time step r and increment time Dt
where the whole control is divided into subsystems and are con-
X r X r
trolled independently. Such a type of decentralized system with bJ ¼ bJ n^ ¼ 1 ^ T Qz½n
ðz½n ^ T Ru½n
^ þ u½n ^ÞDt ð53Þ
SMC is presented in Nezhad and Rofooei (2007). The numerical ^ ¼0
n
2 ^ ¼0
n
studies were carried out for full control and partial control cases
and reaching laws were derived for cases; with and without con- where bJ n^ is the instantaneous cost function, bJ is the global cost
sidering actuator saturations. They found that the full control case function, and n ^ is the discrete time steps. If the weights are up-
is more effective, and they could not find any significant changes in dated at each time step in order to minimize the instantaneous
the control for different subsystem configurations. cost function, this learning mode is called pattern learning, and
A NN based SMC for the active control of seismicity excited if the weights are updated once for all time steps so that the glo-
building structures is proposed in Yakut and Alli (2011). Here apart bal cost function bJ is reduced, this learning mode is known as
from the sliding variables, the matrix r also represents the slope of batch learning. An optimal control algorithm using NN based on
the sliding surface. This slope moves in a stable region, which re- the pattern learning mode is presented in Kim, Jung, and Lee
sults in a moving sliding surface. A four layer feed-forward NN is (2000). The steepest-descent method is used here as the weight
used to reduce chattering effect and to determine the sliding sur- updating rule.
face slope. To achieve a minimum performance index, the control- One multi-layer NN controller with a single hidden layer is pre-
ler is optimized using a GA during the training process. It is shown sented in Cho, Fadali, Saiidi, and Lee (2005). The optimal number of
that a high performing controller is achieved by using the moving hidden neurons is selected after performing a number of iterative
sliding surface. Another SMC based on Radial Basis Function (RBF) training cycles. The network will generate an active control force
NN is reported in Li, Deng, and Gu (2010). The chattering free SMC as output using the structure response as its input. The batch learn-
is obtained using a two-layered RBF-NN. The relative displacement ing is used here, where the network weights and biases are se-
of each floor is fed as the input to the NN and the design parameter lected in such a way that a minimal objective cost function is
g is taken as the output. A modified gradient-descent method is achieved. The steepest-gradient-descent optimization method is
used for updating the weights. used for the weight update, where the partial-differential equa-
Couple of research works were carried out in designing the SMC tions are solved using the chain rule.
using Fuzzy logic so called, Fuzzy Sliding Mode Control (FSMC) (Alli Probabilistic Neural Networks (PNN) are feed-forward networks
& Yakut, 2005; Kharaajoo, Kangharloo, & Roudsari, 2004; Kim & built with three layers. They are derived from Bayes decision net-
Yun, 2000; Wang & Lee, 2002; Wang & Lin, 2007). The SMC pro- works that estimates the probability density function for each class
vides a stable and fast system, whereas the FLC provides the ability based on the training samples. The PNN trains immediately but
to handle a nonlinear system. The Chattering problem is avoided in execution time is slow and it requires a large amount of memory
most of these FSMC systems. A FSMC based on GA is presented in space. A new method to prepare the training pattern and to calcu-
Wang et al. (2002), where the GA is used to find the optimal rules late PNN output (control force) quickly is proposed in Kim, Kimb,
and membership functions for the FLC. Chang, and Jung (2008). The training patterns are uniformly dis-
tributed at the lattice point in state-space, so that the position of
4.5. Intelligent control of building structures invoked input can be known. This type of network is called as Lat-
tice Probabilistic Neural Network (LPNN). The calculation time is
4.5.1. Neural network control reduced by considering only the adjacent patterns. Here the dis-
In recent years, the structural control systems based on NN are tance between the input pattern (response of structure) and train-
very popular, because of its massively parallel nature, ability to ing patterns (lattice type) for LPNN are calculated, which is then
learn, and its potential in providing solutions to the foregoing un- converted as the weights.
solved problems. They provide a general framework for modeling An active type NN controller using one Counter-Propagation
and control of nonlinear systems such as building structures. Network (CPN) is presented in Madan (2005), which is an unsuper-
In the middle of 1990s, very few structural control applications vised learning type NN, so that the control force is generated with-
have been reported based on NN. Wen, Ghaboussi, Venini, and Nik- out any target control forces. Another intelligent control technique
zad (1995) presented a NN based active control of a SDOF system using a NN is proposed for seismic protection of offshore structures
that can become nonlinear and inelastic. One inverse mapping (Kim, 2009).
NN and one emulator NN are used in the design. The difference be- The ability of the nets to perform nonlinear mappings between
tween the actual overall structural response and response due to the inputs and outputs, and to adapt its parameters so as to mini-
the control force only, is used as the input to the inverse mapping mize an error criterion, make the use of ANN particularly well sui-
NN. The emulator NN predicts the response of the structural sys- ted for the identification of both linear and nonlinear dynamic
tem to the applied control force. Using this response, a control systems. The NN for system identification in structural control
force with a phase-shift is generated to nullify the excitation. applications were presented in Chassiakos and Masri (1996), Chen
A Back-Propagation (BP) based ANN for active control of SDOF (2009), Liu, Xia, and Zhu (2009), Tani, Kawamura, and Ryu (1998),
structure is proposed by Tang (1996). This control strategy does Xu et al. (2004). A NN is designed to approximate the nonlinear
not need the information of the external excitation in advance structural system and the corresponding stability conditions are
S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364 359
derived (Chen, 2009). A state-feedback controller for the NN is de- coefficient of headloss as the output, which is used to control the
signed using a Linear Differential Inclusion (LDI) state-space repre- valve in the semi-active TLCD.
sentation, which is useful in the stability analysis. Using NN, the A fuzzy supervisory control method is presented in Park et al.
system in (30) is approximated as a LDI representation with less (2002), which has a fuzzy supervisor in the higher level and three
modeling errors. sub-controllers in the lower level. First, the sub-controllers are de-
An intelligent structural control system with improved BP–NN signed based on the LQR strategy, where the three sub-controllers
is proposed in Liu et al. (2009), which is used to predict the inverse are derived from three different weight matrices. The fuzzy-super-
model of the MR damper and for eliminating time-delay in the sys- visor tunes these sub-controllers according to the structure’s cur-
tem. The system represented in (46) is considered here. The system rent behavior. A similar work is done in Park et al. (2004), where
has two controllers; the first one modifies the actual structural the sub-controller is designed using an optimal controller in the
model, which was offline trained before and the second controller modal space. The matrix in the Riccati equation is calculated using
causes error emendation by means of online feedback. A multi- the natural frequencies of the dominant modes and a correspond-
layer NN for structural identification and prediction of the earth- ing gain matrix is determined. Another FLC for active control of
quake input is presented in Tani et al. (1998). structure using modal space is presented in Choi et al. (2005),
which uses a Kalman filter as an observer for the modal state
4.5.2. Fuzzy logic control estimation and a low-pass filter for eliminating the spillover
Like NN, Fuzzy logic is also a model free approach for system problem.
identification and control. The FLC design involves; the selection Instead of using a mathematical model, a black-box based
of the input, output variables, and data manipulation method, controller is proposed in Das, Datta, and Madan (2012). Here the
membership function, and rule base design. Due to its simplicity, force-velocity characteristics of the MR damper corresponding to
nonlinear mapping capability, and robustness, the FLC has been different voltages are obtained experimentally, which are used to
used in many structural control applications (Aldawod, Naghdy, calculate the desired control force. The effect of the damper posi-
Samali, & Kwok, 1999; Ali & Ramaswamy, 2009; Choi et al., tion and capacity on the control response is also studied.
2005; Guclu & Yazici, 2008; Park et al., 2002; Park et al., 2004; Reit- An alternative to the conventional FLC, using an algebraic meth-
hmeier & Leitmann, 2001; Shook et al., 2008; Teng, Peng, & Chuang, od is proposed in Duc, Vu, Tran, and Bui (2011). Here the hedge
2000; Yalla et al., 2001; Yan & Zhou, 2006; Yeh, Chiang, & Juang, algebra is used to model the linguistic domains and variables and
1994; Zhang, 2010). their semantic structure is obtained. Instead of performing fuzzifi-
A FLC is designed (Guclu & Yazici, 2008) for a 15-story struc- cation and defuzzification, more simple methods are adopted,
ture with two type of actuators, one mounted on the first floor termed as semantization and desemantization, respectively. The
and the other actuator (ATMD) on the fifteenth floor. The pro- hedge algebra based fuzzy system is a new topic, which was first
posed FLC uses the position error and their derivatives as the in- applied to fuzzy control in 2008. Compared to the classic FLC, this
put variable to produce the control forces for each actuator. The method is simple, effective, and can be easily interpreted.
rule base is formed using seven fuzzy variables. The controller Some structural vibration controllers were designed, where the
uses Mamdani method for fuzzification and Centroid method for FLC is combined with the GA (Ali & Ramaswamy, 2009; Pourzey-
defuzzification. A simulation using Kocaeli earthquake signal is nali et al., 2007; Shook et al., 2008; Yan & Zhou, 2006). The GA is
carried out to prove the improvement in the performance of the known for its optimization capabilities. The GA is used here to opti-
FLC. A similar type of FLC is presented in Aldawod et al. (1999), mize different parameters in the FLC like its rule base and member-
for the active control of wind excited tall buildings using ATMD. ship function.
Another FLC for MDOF is proposed (Yeh et al., 1994), that uses
the same architecture, which is further modified into MDOF using 4.5.3. Genetic algorithm
weighted displacement and weighted velocity. In order to get the The GA is an iterative and stochastic process that proceeds by
maximum displacement and velocity values, a high magnitude creating successive generation of offsprings from parents by per-
earthquake is used to excite the building structure. As all the forming the operations like selection, crossover, and mutation.
floors do not have control devices, a weighting value is assigned The above operation is performed based on the fitness (termed
to each floor, which will be large if the control device is closer as cost function in optimization problems) value assigned to each
to that particular floor. Finally, a force factor is calculated based individual. After these operations, the parents are replaced by the
on the weights of each floor. offsprings, which is continued till an optimal solution for the prob-
A Fuzzy based on-off controller is designed to control the struc- lem is attained (Fleming & Purshouse, 2002).
tural vibration using a semi-active TLCD (Yalla et al., 2001). The The structural control problem consists of different objectives
optimal control force is given as to be optimized, which can be formulated using multi-objective
optimization algorithms like GA. In Park and Koh (2004), a prefer-
X
r
u¼ pi zi ð54Þ ence-based optimum design using GA for an active control of struc-
i¼1 ture is proposed, where the structure and control system is treated
as a combined system. Here the structural sizing variables, loca-
where pi = [p1, . . . , pr] is the optimal control gain vector obtained tions of actuators, and the elements of the feedback gain matrix
using LQR strategy. The control force will act opposite to the direc- are considered as the design variables and the cost of structural
tion of the liquid velocity ðx_ f Þ. The regulation of the control force is members, required control efforts, and dynamic responses due to
done by varying the coefficient of headloss (n) with the semi-active earthquakes are considered as the objective functions to be mini-
control rule as given below. mized. For each objective criterion, preference functions are de-
nmax if fzl ðtÞx_ f ðtÞg < 0 fined in terms of degrees of desirability and regions that
nðtÞ ¼ ð55Þ represent the degrees of desirability. They are categorized as desir-
nmin if fzl ðtÞx_ f ðtÞg P 0
able, acceptable, undesirable, and unacceptable with ranges de-
where zl represents the largest weighted state, which contributes fined by ðki 6 ci1 Þ; ðci1 6 ki 6 ci2 Þ; ðci2 6 ki 6 ci3 Þ, and ðci3 6 ki Þ
most of the control force in (54). Finally, using the above control respectively, where ci1 ; ci2 , and ci3 are the range boundary values
law a FLC is designed, that takes the liquid velocity and the large and ki is the ith design objective. The preference-based optimiza-
weighted displacement (zi = zl) as its input and produces the tion problem model is then given as
360 S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364
Also some control system did not respond to this earthquake. Consejo Nacional de Ciencia y Tecnología (CONACyT) of Mexico for
For example, the damper system (three TMDs) in Taipei 101 sky- the financial support. This work was partially supported by State
scraper acted during the 2005 Typhoon Long Wang, the 2008 Key Laboratory of Synthetical Automation for Process Industries
Wenchuan Earthquake, and the 2010 Typhoon Fanapi. However and the Project 111 (No. B08015) of China.
it did not respond during the 2011 Tohoku-Oki earthquake, be-
cause it was not excited under those circumstances (Chen, Wang,
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Xu, Z. D., & Guo, Y. Q. (2008). Neuro-fuzzy control strategy for earthquake-excited Suresh Thenozhi was born in Palakkad, Kerala, India, in 1985. He received the B.Sc.
nonlinear magnetorheological structures. Soil Dynamics and Earthquake and M.Sc. degrees, both in Electronic Science from Bharathiar University, Coimba-
Engineering, 28, 717–727. tore, Tamilnadu, India, in 2005 and 2007, respectively and the M.Tech. degree in
Xue, X. M., Sun, Q., Wu, X. H., & Zhang, L. (2011). Study on structural vibration Sensor System Technology from VIT University, Vellore, Tamilnadu, India, in 2009.
control by GA controller involving time delay. Applied Mechanics and Materials, He is currently doing his Ph.D. degree in the Departamento de Control Automático
143–144, 335–340. at Centro de Investigación y de Estudios Avanzados, National Polytechnic Institute
Yakut, O., & Alli, H. (2011). Neural based sliding-mode control with moving sliding (CINVESTAV-IPN), Mexico City, Mexico. His current researches are focused on
surface for the seismic isolation of structures. Journal of Vibration and Control, intelligent control, structural vibration control, robotics, and instrumentation.
17, 2103–2116.
Yalla, S. K., Kareem, A., & Kantor, J. C. (2001). Semi-active tuned liquid column Wen Yu received the B.S. degree from Tsinghua University, Beijing, China in 1990
dampers for vibration control of structures. Engineering Structures, 23, and the M.S. and Ph.D. degrees, both in Electrical Engineering, from Northeastern
1469–1479. University, Shenyang, China, in 1992 and 1995, respectively. From 1995 to 1996, he
Yagiz, N. (2001). Sliding mode control of a multi-degree-of-freedom structural served as a Lecturer in the Department of Automatic Control at Northeastern Uni-
system with active tuned mass damper. Turk Journal of Engineering and versity, Shenyang, China. Since 1996, he has been with the Centro de Investigación y
Environmental Science, 25, 651–657. de Estudios Avanzados, Instituto Politécnico Nacional (CINVESTAV-IPN), Mexico
Yan, G., & Zhou, L. L. (2006). Integrated fuzzy logic and genetic algorithms for multi- City, Mexico, where he is currently a Professor with the Departamento de Control
objective control of structures using MR dampers. Journal of Sound and Automatico. From 2002 to 2003, he held research positions with the Instituto
Vibration, 296, 368–382. Mexicano del Petroleo. He was a Senior Visiting Research Fellow with Queen’s
Yang, G., Spencer, B. F., Jr., Carlson, J. D., & Sain, M. K. (2002). Large-scale MR fluid University Belfast, Belfast, U.K., from 2006 to 2007, and a Visiting Associate Pro-
dampers: modeling and dynamic performance considerations. Engineering fessor with the University of California, Santa Cruz, from 2009 to 2010. He also
Structures, 24, 309–323. holds a visiting professorship at Northeastern University in China from 2006.
Yang, J., Li, J. B., & Lin, G. (2006). A simple approach to integration of acceleration Dr.Wen Yu serves as an associate editor of Neurocomputing, and Journal of Intel-
data for dynamic soil–structure interaction analysis. Soil Dynamics and ligent and Fuzzy Systems. He is a member of the Mexican Academy of Sciences.
Earthquake Engineering, 26, 725–734.