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Annual Reviews in Control 37 (2013) 346–364

Contents lists available at ScienceDirect

Annual Reviews in Control


journal homepage: www.elsevier.com/locate/arcontrol

Advances in modeling and vibration control of building structures


Suresh Thenozhi, Wen Yu ⇑
Departamento de Control Automatico, CINVESTAV-IPN (National Polytechnic Institute), Mexico City 07360, Mexico

a r t i c l e i n f o a b s t r a c t

Article history: This paper provides an overview of building structure modeling and control. It focuses on different types
Received 18 February 2013 of control devices, control strategies, and sensors used in structural control systems. This paper also dis-
Accepted 14 September 2013 cusses system identification techniques and some important implementation issues, like the time-delay
Available online 11 October 2013
in the system, estimation of velocity and position from acceleration signals, and optimal placement of the
sensors and control devices. Finally, the applications of structural control systems in real buildings and
their performance have been reviewed.
Ó 2013 Elsevier Ltd. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 347
2. Modeling of building structures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 347
2.1. Excitation models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 347
2.2. Building structure models. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 348
2.3. Control devices and their models. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 349
2.3.1. Passive devices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 349
2.3.2. Active devices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 350
2.3.3. Semi-active devices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 351
2.3.4. Base isolators . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 352
2.3.5. Hybrid devices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 352
2.4. Structure-control device models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 353
3. Estimation and sensing of structure parameters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 353
3.1. System identification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 353
3.2. Sensing and estimation of system states . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 354
4. Control of building structures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 355
4.1. Time-delay . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 355
4.2. Sensor and actuator placement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 356
4.3. Linear control of building structures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 356
4.3.1. PID control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 357
4.3.2. H1 control. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 357
4.3.3. Optimal control. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 357
4.4. Nonlinear control of building structures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 357
4.4.1. Sliding mode control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 357
4.5. Intelligent control of building structures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 358
4.5.1. Neural network control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 358
4.5.2. Fuzzy logic control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 359
4.5.3. Genetic algorithm . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 359
5. Applications of structural vibration control systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 360
6. Conclusions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 361
Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 361
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 361

⇑ Corresponding author.
E-mail address: yuw@ctrl.cinvestav.mx (W. Yu).

1367-5788/$ - see front matter Ó 2013 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.arcontrol.2013.09.012
S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364 347

1. Introduction time-delay in active control systems and its effects on system sta-
bility is also considered. The paper deals with different control
Protection of large civil structures and human occupants from strategies including the recent Intelligent control techniques like
natural hazards like an earthquake and wind is very important Genetic Algorithm (GA), Neural Network (NN), and Fuzzy logic. Fi-
and challenging. In order to protect buildings, a passive or active nally, the applications of structural control systems in real build-
control is added to the system. Proper formulation and selection ings and their performance have been reviewed. The paper
of the control strategy, mathematical modeling methods, and con- concludes with some of the observations noticed throughout the
trol devices will maximize the effectiveness of the building protec- review.
tion. Due to the importance of the system model in the control
design, a comprehensive review about the building structure and 2. Modeling of building structures
control device modeling is needed.
Recent advances in civil engineering technologies resulted in Structural control concerns mainly with the protection of build-
high-rise buildings. These buildings are sometimes vulnerable to ings from strong winds and seismic loads. In order to control a
natural hazards, which may result in financial, environmental, structure effectively, it is important to have the knowledge about
and human losses. This fact influenced the demand for the protec- its dynamics. A mathematical model of the structure determines
tion of these structures including the human occupants and non- whether a controller is able to produce the desired dynamics in
structural components and systems from natural and man-made the building structure within a stable region (Forrai, Hashimoto,
hazards. One approach to mitigate this undesirable behavior is to Funato, & Kamiyama, 2001; Zhang & Roschke, 1999). The close
alter the dynamic characteristics of the building with respect to a relationship between the control algorithm design and the mathe-
given load. This idea further developed into a new field called matical model is discussed in Housner et al. (1997).
Structural Control, was first presented by Yao in 1972 with a prac-
tical illustration (Yao, 1972). For the past few decades, structural 2.1. Excitation models
control is an active, vast, and growing research area among civil,
mechanical, and control engineers. In order to derive a dynamic model of a building structure, it is
Structural vibration can be generally controlled in two ways: (1) important to know the behavior and impact of the excitations on
by constructing the buildings using smart materials (Housner et al., the buildings, such as strong wind and seismic forces. The force ex-
1997); (2) by adding controlling devices like dampers, isolators, and erted by the earthquake and wind excitation on the structure is
actuators to the building (Balendra, Wang, & Yan, 2001; Chang, shown in Fig. 1. An earthquake is the result of a sudden release
1999; Djajakesukma, Samali, & Nguyen, 2002; McNamara, 1977; of energy in the Earth crust that creates seismic waves. The build-
Yan & Zhou, 2006). In this literature review, we only discuss the lat- ing structure oscillates with the ground motion caused by these
ter case, where the structural dynamics are modified favorably by seismic waves and as a result the structure floor masses experience
adding passive or active devices. The performance of a structural the inertia force. This force can be represented as
control system depends on various factors including excitation type
(e.g., earthquakes and winds), structural characteristics (e.g., degree f ¼ m€xg ð1Þ
of freedom, natural frequency, and structure nonlinearity), control
where m is the mass and €xg is the ground acceleration caused by the
system design (e.g., type and number of devices, placement of de-
earthquake.
vices, system model, and the control algorithm), etc. (Yi & Dyke,
The movement of the structure depends on several factors like
2000). In active control, the structural response under the input
the amplitude and other features of the ground motion, the dy-
excitations are measured using sensors and an appropriate control
namic properties of the structure, the characteristics of the materi-
force, calculated by a pre-assigned controller is used to drive the
als of the structure and its foundation (soil–structure interaction).
actuators for suppressing the unwanted structure vibrations. We
A civil structure will have multiple natural frequencies, which are
will discuss the above mentioned factors in detail in this review.
equal to its number of Degree-of-Freedom (DOF). If the frequency
Due to the popularity and importance of structural control, a
of the motion of the ground is close to the natural frequency of
number of textbooks (Cheng, Jiang, & Lou, 2008; Liang, Lee, Dar-
the building, resonance occurs. As a result, the floors may move
gush, & Song, 2011) and review papers were presented. A brief re-
rigorously in different directions causing inter-story drift, the rela-
view was presented by Housner et al. (1997) in 1997, which
tive translational displacement between two consecutive floors. If
discusses the passive, active, semi-active, and hybrid control sys-
tems and explores the potential of control theory in structural
vibration control. It explains different types of control devices
and sensors used in structural control. The paper concludes with
some recommendations for future research. A recent survey on ac-
tive, semi-active, and hybrid control devices and some control
strategies for smart structures was presented in Fisco and Adeli
(2011, 2011). Some reviews were carried out with particular
emphasis on active control (Datta, 2003; Korkmaz, 2011; Nerves
& Krishnan, 1995; Soong, Masri, & Housner, 1991; Yang & Soong,
1988), on semi-active control (Spencer & Nagarajaiah, 2003), and
on control devices (Soong & Spencer, 2002; Spencer & Sain, 1997;
Symans & Constantinou, 1999).
The aim of this review is to address all aspects involved in struc-
tural control. Compared to the previous reviews, this literature
discusses the mathematical modeling of actuators and structure–
actuator combined system in detail using both linear and nonlinear
methods. This paper also explains the state estimation, system
identification, and optimal device placement techniques. The Fig. 1. (a) Wind excitation. (b) Earthquake excitation.
348 S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364

the building drift value or deformation exceeds its critical point, where M, C, and K 2 Rnn are the mass, damping, and stiffness
the building damages severely. Small buildings are more affected matrices respectively, €xðtÞ; xðtÞ,
_ and xðtÞ 2 Rn1 are the relative
by high-frequency waves, whereas the large structures or high-rise acceleration, velocity, and displacement vectors respectively, and
buildings are more affected by low-frequency waves. The major F 2 Rn1 is the external force vector. The mechanical model of a lin-
part of the structure elastic energy is stored in its low order natural ear n-DOF structure is shown in Fig. 3. The terms in (5) have the fol-
frequencies, so it is important to control the structure from vibrat- lowing definitions,
ing at those frequencies (Choi, Cho, Kim, & Lee, 2005; Jiang, Wei, &
Guo, 2010; Park, Koh, & Seo, 2004). M ¼ diag½ m1 m2    mn 
In the case of high-rise flexible buildings, strong winds cause 2 3
sickness or psychological responses like anxiety to the occupants c1 þ c2 c2  0 0
and also may damage the fragile items. When the vibrations of tal- 6 .. ..7
6 c2 c2 þ c3  . .7
ler buildings due to the high wind exceed a limit of 0.15 m/s2, hu- 6 7
6 .. .. .. .. .. 7
mans may feel uncomfortable (Spencer & Sain, 1997). As a result, C¼6
6 . . . . .
7
7
6 7
the main objective of structural control is to reduce the accelera- 6 .. .. 7
4 . .    cn1 þ cn cn 5
tion response of buildings to a comfortable level. The force exerted
by the wind on a building structure can be represented as Cao 0 0  cn cn
(1997), Li, Liu, Fang, and Tam (2000); 2 3
k1 þ k2 k2  0 0
F w ðhi ; tÞ ¼ !ðhi Þv ðtÞ ð2Þ 6 .. 7
..
6 k2 k2 þ k3  . 7
.
where v(t) is the dynamic wind speed and !(hi) has the following 6 7
6 .. .. .. .. 7
..
expression. K¼6
6 . . . .
7
7.
6 7
!ðhi Þ ¼ qa lp lh Dw ðhi Þv m ð3Þ 6 .. .. 7
4 . .    kn1 þ kn kn 5
where qa is the air density, lp is the wind pressure coefficient, Dw(- 0 0  kn kn
hi) is the windward area of the structure at elevation hi, and vm is The structure displacement under seismic excitation can be referred
the mean wind speed. The wind profile coefficient lh can be ex- in three ways: (a) absolute or total displacement xa(t), (b) ground
pressed as displacement xg(t), and (c) relative displacement x(t) between the
lh ¼ ð0:1hi Þ2aa ð4Þ mass and the ground. The relationship between these three dis-
placements is
where aa is a positive constant.
xa ðtÞ ¼ xg ðtÞ þ xðtÞ ð6Þ
It is worth to note that the main difference between the effects
of earthquake and wind forces on a structure is that, the earth- Thus, the equation of motion governing the relative displacement
quake causes internally generated inertial force due to the building x(t) of the linear structure subjected to ground acceleration €xg ðtÞ is
mass vibration, whereas wind acts in the form of externally applied
m€x þ cx_ þ kx ¼ m€xg ð7Þ
pressure.
Apart from the normal transverse displacement, some models
2.2. Building structure models include the angle of torsion around the centroid of the floor mass.
In this case, the model will contain the angle and inertia parame-
A Single-Degree-of-Freedom (SDOF) structure can be modeled ters and has a transverse-torsional coupled vibration (Saragih,
using three components: the mass component m, the damping 2010). For a structure with n-DOF, the x and M can be modified as
component c, and the stiffness component k (Chopra, 2001), which
is shown in Fig. 2. The stiffness component k can be modeled as x ¼ ½x1 ; . . . ; xn ; h1 ; . . . ; hn T ð8Þ
either a linear or a nonlinear component, in other words elastic M ¼ diag½m1 ; . . . ; mn ; I1 ; . . . ; In  ð9Þ
or inelastic, respectively (Nerves & Krishnan, 1995). Usually the
mass is considered as a constant. When an external force f is ap-
plied to a structure, it produces changes in its displacement x(t),
_
velocity xðtÞ, and acceleration €
xðtÞ.
The stiffness component is said to be linear or elastic, if the rela-
tionship between the lateral force fs and the resulting deformation
is linear (Chopra, 2001). Using Newton’s Second law, the equation
of motion of a linear structure with n-Degree-of-Freedom (n-DOF)
can be expressed as
M€xðtÞ þ C xðtÞ
_ þ KxðtÞ ¼ F ð5Þ

Fig. 2. (a) Structure; (b) stiffness component; (c) damping component; (d) mass
component. Fig. 3. Mechanical model of a n-DOF structure.
S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364 349

Table 1
Structural control devices (Cheng et al., 2008; Soong & Spencer, 2002; Symans & Constantinou, 1999).

Passive Active Semi-active Isolator Hybrid


TMD, TLCD, Metallic dampers, Friction AMD, MR/ER Dampers, Semi-active TMD, Semi-active TLCD, Elastomeric Bearings, Lead-Plug Bearings, HMD,
dampers, Viscoelastic dampers, Active Friction control devices, Stiffness Control devices, High-Damping Rubber Bearings, Friction HBI
Viscous fluid dampers Tendons Viscous fluid dampers Pendulum Bearings

where hi and Ii are the torsional displacement and inertia of nal power supply. Active actuators can generate required forces
the ith floor, respectively and T represents the transpose for controlling the structure dynamics. Using an external power
operation. supply, these devices will modify the structure stiffness or
Under strong loading demands, the structural behavior is damping, which results in a structural dynamics change. The
mostly nonlinear, which can be grouped into geometric nonlinear- semi-active device combines the properties of both passive
ity and material nonlinearity. In the first case, the geometry of the and active devices. Hybrid devices are formed either by using
structure changes significantly causing the structure to respond both passive and active devices or by using both passive and
nonlinearly, whereas the stress–strain relationship remains linear. semi-active devices. Other well-known vibration control devices
Material nonlinearities cause a nonlinear stress–strain relation- are the base isolators. The list of the commonly used structural
ship, which is influenced by the material properties, input load, control devices is summarized in Table 1. Basic concepts of
and environmental conditions (Kirsch, 2008). some popular devices are discussed below.
The material nonlinearity can be expressed using the stiffness
matrix. Thus, the equation of motion of a nonlinear structure sub- 2.3.1. Passive devices
jected to ground acceleration €xg ðtÞ is Structural control using passive devices is called passive con-
m€x þ cx_ þ fs ðx; xÞ
_ ¼ m€xg ð10Þ trol. A passive control device does not require an external power
source for its operation and utilizes the motion of the structure
If the structural elements have plastic or multilinear elastic or to develop the control forces. These devices are normally termed
hyper-elastic behavior, then the structural stiffness will change as energy dissipation devices, which are installed on structures
at different load levels. This time varying behavior of the stiffness to absorb a significant amount of the seismic or wind induced en-
is termed as hysteresis phenomenon, which is amplified under ergy. The energy is dissipated by producing a relative motion with-
large deformations (Sain, Sain, & Spencer, 1997). The hysteresis in the control device with respect to the structure motion (Symans
can be described using different models like the Bouc–Wen model & Constantinou, 1999). For the ideal passive devices, the control
(Ikhouane & Rodellar, 2007; Spencer, 1986; Wen, 1976), the Hys- forces applied to the structure are only dependent to the structural
teron (Krasnoselskii & Pokrovskii, 1989), the Chua-Stromsmoe motion, which can be mathematically represented as Yi and Dyke
(Chua & Bass, 1972), and the Preisach models (Brokate & Visintin, (2000)
1989; Mayergoyz, 1991). The nonlinear force fs ðx; xÞ _ in (10) can
be modeled using Bouc–Wen model as fi ðtÞ ¼ ci x_ di ðtÞ ð14Þ
_ ¼a
fs ðx; xÞ ~ kx þ ð1  a
~ Þkg
~ fr ð11Þ where x_ di is the relative velocity across the ith device and ci is the
damping coefficient associated with the ith device.
In the above expression, fr introduces the nonlinearity, which
Vibration absorber systems such as Tuned Mass Damper (TMD)
satisfies the following condition.
has been widely used for vibration control in mechanical systems.
~dx_  m _ r jn~1 fr þ c
~ xjjf
~ðbj _ r jn~ Þ
~xjf Basically, a TMD is a device consisting of a mass attached to a
f_ r ¼ ð12Þ building structure such that it oscillates at the same frequency of
g~
the structure, but with a phase-shift. The mass is usually attached
where fr is the nonlinear time dependent restoring force, to the building through a spring-dashpot system and energy is dis-
~ ~ c
d; b; ~; m~; g ~ are the parameters, which controls the shape
~ and n sipated by the dashpot as relative motion develops between the
of the hysteresis loops and system degradation. The variables mass and structure (Kwok & Samali, 1995). A simple mechanical
~
d; a
~; g~ and k control the initial tangent stiffness (Garrido & Fran- model for TMD is depicted in Fig. 4. An early study about the
cisco, 2006). TMD with a practical application is illustrated in McNamara
In the case of n-DOF structures, the nonlinear model can be (1977).
modified as Tuned Liquid Column Damper (TLCD) dissipates energy similar
to that of TMD, where the secondary mass is replaced with a liquid
M€xðtÞ þ C xðtÞ
_ þ F s ðxðtÞ; xðtÞÞ
_ ¼ M K€xg ðtÞ ð13Þ column, which results in a highly nonlinear response. They dissi-
where K 2 R n1
denotes the influence of the excitation force. pate energy by passing the liquid through the orifices. A simple
mechanical model of TLCD is depicted in Fig. 5. The natural fre-
quency of the TLCD can be obtained as Kim and Adeli (2005)
2.3. Control devices and their models
sffiffiffiffiffiffi
2g
The structural vibration control is aimed to prevent struc- xn ¼ ð15Þ
Lt
tural damages using vibration control devices. Various control
devices have been developed to ensure the safety of the build- where Lt is the length of the liquid tube and g is the acceleration due
ing structure even when excessive vibration amplitudes occur to gravity.
due to earthquake or wind excitations. The control devices are The equation of motion of a TLCD satisfies the following expres-
actuators, isolators, and dampers, which are used to attenuate sion (Min, Kim, Lee, Kim, & Ahn, 2005)
the unwanted vibrations in a structure. Many active and passive
devices have been used as vibration control devices. The passive 1
ql DLt €xv ðtÞ þ ql Dnjx_ v ðtÞjx_ v ðtÞ þ 2ql Dgxv ðtÞ ¼ ql DLh €xðtÞ ð16Þ
damper modifies the structure response without using an exter- 2
350 S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364

not adapt to these structure response changes, it cannot assure a


successful vibration suppression (Fisco & Adeli, 2011). This is the
major disadvantage of the passive dampers, which can be over-
come by using multiple passive dampers, each tuned to different
frequencies (e.g., doubly-TMD, Multiple-TMD) or by adding an ac-
tive control to it.

2.3.2. Active devices


The concept of active control has started in early 1970s and the
Fig. 4. Mechanical model of Building-TMD. full-scale application was performed in 1989 (Spencer & Sain,
1997). An active control system can be defined as a system that
typically requires a large power source for the operation of electro-
hydraulic or electromechanical (servo motor) actuator, which in-
creases the structural damping or stiffness. The active control
system uses sensors for measuring both the excitation and struc-
tural responses, and actuators for controlling the unwanted vibra-
tions (Symans & Constantinou, 1999). The working principle of the
active control system is that, based on the measured structural re-
sponse the control algorithm will generate control signal required
to attenuate the vibration. Based on this control signal, the actua-
tors placed in desired locations of the structure generate a second-
ary vibrational response, which reduces the overall structure
response (Soong, 1990). Depending on the size of the building
structure, the power requirements of these actuators vary from
kilowatts to several megawatts (Soong, Reinhorn, Wang, & Lin,
Fig. 5. Mechanical model of TLCD. 1991). Hence, an actuator capable of generating a required control
force should be used. As the active devices can work with a number
of vibration modes, it is a perfect choice for the MDOF structures. A
number of reviews on active structural control were presented
where xv(t) is the vertical displacement, ql is the liquid density, Lh (Datta, 2003; Housner, Soong, & Masri, 1996; Korkmaz, 2011;
and Lt, respectively are the horizontal and total length of the liquid Soong et al., 1991; Yang & Soong, 1988).
column, D is the area of cross section, and n is the headless coeffi- The ideal actuators are assumed to have the ability to instanta-
cient. A comparison study of the performance of three types of mass neously and precisely supply force commanded by the control
dampers; TMD, TLCD, and Liquid Column Vibration Absorber (LCVA) algorithm (Yi & Dyke, 2000). There are many active control devices
were discussed in Chang (1999) and it is concluded that the TMD designed for structural control applications. A recent survey on
performs better than the other two dampers. active control devices is presented in Fisco and Adeli (2011). An Ac-
Other passive dampers are (Housner et al., 1997; Soong & Spen- tive Mass Damper (AMD) or Active Tuned Mass Damper (ATMD) is
cer, 2002): metallic yield dampers which dissipate the energy created by adding an active control mechanism into the classic
through the inelastic deformation of metals, friction dampers TMD. In this system, 1% of the total building mass is directly ex-
which utilize the mechanism of solid friction, develops between cited by an actuator with no spring and dashpot attached. ATMD
two solid bodies sliding relative to one another, to provide the de- control devices were first introduced in Chang and Soong (1980).
sired energy dissipation, and viscoelastic dampers that dissipates These devices are initially used to reduce structural vibrations
the energy through the shear deformation. under strong winds and moderate earthquake.
Viscous fluid damper works based on the concept of sticky con- Active tendons are pre-stressed cables, where its stress is con-
sistency between the solid and liquid. It has a movable piston with- trolled using actuators for suppressing the vibration (Fisco & Adeli,
in a housing filled with highly viscous fluid. The piston contains a 2011). The structural vibration control using active cables and
number of orifices, through which the fluid passes from one side to tendons is presented in Korkmaz (2011). Various numerical
another that will result in energy dissipation. The output force of analytical studies have been carried out using tendons for active
the orifice controlled viscous fluid devices can be expressed as control (Alavinasab & Moharrami, 2006; Alli & Yakut, 2005; Kim
Kim and Adeli (2005) & Yun, 2000; Park, Koh, & Ok, 2002; Park et al., 2004; Park, Park, &
Koh, 2008; Singh & Matheu, 1997). At low excitations, the active
f ðtÞ ¼ cjx_ d ðtÞjac sgnðx_ d ðtÞÞ ð17Þ control system can be switched-off, then the tendons will resist
the structural deformation in passive mode. At higher excitations,
where x_ d is the relative velocity of the viscous fluid device and ac is active mode is switched-on to reach the required tension in
a coefficient in the range of 0.3–2.0. tendons.
Passive dampers are very simple and due to the fact that it will A comparison study between active and passive control systems
not add energy to the structure, hence it cannot make the structure was carried out in Yi and Dyke (2000) using H2/LQG control algo-
unstable. Most of the passive dampers can be tuned only to a par- rithm. In simulation, it is found that for SDOF structure both the ac-
ticular structural frequency and damping characteristics. Some- tive and passive control systems performed similarly, whereas in
times, these tuned values will not match with the input the case of structure with MDOF the active control system showed
excitation and the corresponding structure response. For example; high performance.
(1) nonlinearities. in the structure cause variations in its natural The active control devices found to be very effective in reducing
frequencies and mode shapes during large excitation, (2) a struc- the structural response due to high magnitude earthquakes. How-
ture with a Multiple-Degree-of-Freedom (MDOF) moves in many ever, there are some challenges left to the engineers, such as how
frequencies during the seismic events. As the passive dampers can- to eliminate the high power requirements, how to reduce the cost
S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364 351

and maintenance etc. These challenges resulted in the develop- Table 2


ment of semi-active and hybrid control devices (Forrai et al., 2001). MR and ER damper properties (Lord Corporation, 1995; Weiss et al., 1993).

Property MR Damper ER damper


2.3.3. Semi-active devices Max. yield stress 50–100 kPa 2–5 kPa
A semi-active control system typically requires a small external Maximum field 250 kA/m 4 kV/mm
power source for its operation and utilizes the motion of the struc- Plastic viscosity 0.1–1.0 Pa s 0.1–1.0 Pa s
ture to develop control force, where the magnitude of the force can Operable temperature range 40 to 150 °C +10 to 90 °C
Stability Unaffected by Cannot tolerate
be adjusted by an external power source (Symans & Constantinou, most impurities impurities
1999). It uses the advantages of both active and passive devices. Response time Milliseconds Milliseconds
The semi-active devices for structural control application were first Density 3–4 g/cm3 1–2 g/cm3
proposed by Hrovat et al. Hrovat, Barak, and Rabins, 1983. Maximum energy density 0.1 Joules/cm3 0.001 **Joules/cm3
Power supply (typical) 2–25 V; 1–2 A 2000–5000 V; 1–10 mA
The benefits of the semi-active devices over active devices are
their less power requirements, which can even be powered using
a battery that is more important during the seismic events, when
the main power source to the building may fail. Semi-active
devices cannot inject mechanical energy into the controlled struc- modeling tool for both ER and MR dampers. When any field is ap-
tural system, but has properties that can be controlled to optimally plied to these devices, the change in the fluid property can be mod-
reduce the response of the system. Therefore, in contrast to active eled using a Bingham viscoplastic model (Shames & Cozzarelli,
control devices, semi-active control devices do not have the poten- 1992). The plastic viscosity of this model is given in terms of the
tial to destabilize (in bounded-input bounded-output sense) the shear stress and shear strain, which is mathematically represented
structural system (Forrai et al., 2001). A detailed review of semi-ac- as
tive control systems is provided in Spencer and Sain (1997, 2003), s ¼ sy sgnðc_ Þ þ gc_ ð19Þ
Symans and Constantinou (1999), Xu, Agrawal, and Yang (2006).
Like passive friction dampers, these semi-active frictional con- where s is the total shear stress, sy is the yield stress due to the ap-
trol devices dissipate energy through friction caused by the sliding plied field, c_ is the rate of the shear strain, and g is the plastic vis-
between two surfaces. For this damper, a pneumatic actuator is cosity. The relationship between the force and displacement of a MR
provided in order to adjust the clamping force (Pandya, Akbay, damper using this model is given by Xu and Guo (2008)
Uras, & Aktan, 1996). An ideal friction damper can be modeled as 12gN Lp D2p 3Lp sy
a Coulomb element, where the output force is termed as f ¼ _ þ
xðtÞ _
Dp sgn ½xðtÞ ð20Þ
pDi D3p Dp
f ¼ lfn sgnðxÞ
_ ð18Þ
where Lp is the piston length, Dp is the piston cross-sectional area,
where l is the friction coefficient and fn is the normal force (Symans
Di is the inner diameter, Dp is the diameter of the small gap in the
& Constantinou, 1999). In the case of friction dampers, the friction
piston, and gN is the Newtonian viscosity independent of the ap-
coefficient needs to be tuned to have a good energy dissipation. In
plied magnetic field. The yield stress can be represented as a func-
contrast with the passive friction dampers, the semi-active friction
tion of the control current I as follows.
dampers can easily adapt the friction coefficient to varying excita-
tions from weak to strong earthquakes. sy ¼ A1 eI þ A2 lnðI þ eÞ þ A3 I ð21Þ
Semi-active controllable fluid dampers are one of the most
commonly used semi-active control device. For these devices, the where A1, A2 and A3 are the coefficients relative to the MR fluid
piston is the only moving part, which makes them more reliable. property and e is the Euler’s number.
These devices have some special fluid, where its property is mod- Bingham model is a mechanical version of the Bingham
ified by applying external energy field. The electric and magnetic viscoplastic model, which uses damping and Coulomb friction
fields are mainly used to control these devices, which is so called components in the model. This model is further extended, known
as Electro Rheological (ER) and Magneto Rheological (MR) damp- as Gamota and Filisko model, which is a parametric viscoelastic-
ers, respectively (Soong & Spencer, 2002). plastic model. But all of these methods have some shortcomings
ER damper (Symans & Constantinou, 1999): ER dampers consist especially at low velocities. The classic Bouc–Wen can model the
of liquid with micron sized dielectric particles within a hydraulic hysteresis loop pretty well, but fails to predict the roll-off problem
cylinder. When an electric field is applied, these particles will seen at low velocities. A modified Bouc–Wen model was proposed
polarize due to the aligning, thus offers more resistance to flow by Spencer et al. (1997), where an additional damping (c1) and
resulting a solid behavior. This property is used to modify the stiffness (k1) is added to compensate the roll-off and accumulator
dynamics of the structure to which it is attached. stiffness, respectively. The total force of the MR damper is obtained
MR damper (Symans & Constantinou, 1999): The construction as
and functioning of MR dampers are analogous to that of ER damp- ~_ Þ þ k0 ðx  y
f ¼ ab~z þ c0 ðx_  y ~Þ þ k1 ðx  x0 Þ
ers, except the fact that instead of the electric field, magnetic field
is used for controlling the magnetically polarizable fluid. MR ~_ þ k1 ðx  x0 Þ
¼ c1 y ð22Þ
dampers have many advantages over ER dampers, which made
~ and ~z can be found as
where y
them more popular in structural control applications. These de-
vices are able to have a much more yield stress than ER with less ~z_ ¼ cm jx_  y
~_ j~zj~zjn~1  bm ðx_  y
~_ Þj~zjn~ þ dm ðx_  y
~_ Þ ð23Þ
input power. Moreover, these devices are less sensitive to impuri-
1
ties. A comparison between MR and ER fluid dampers is summa- ~_ ¼
y fab ~z þ c0 x_ þ k0 ðx  y ~Þg ð24Þ
c0 þ c1
rized in Table 2.
Different modeling techniques are available to express the where c0 is the viscous damping at large velocities, c1 is the viscous
behavior of these devices, such as; Bingham model, Bingham visco- damping for force roll-off at low velocities, k0 is the stiffness at large
plastic model, Gamota and Filisko model, Bouc–Wen model, and velocities, k1 is the damper accumulator stiffness, and x0 is the ini-
modified Bouc–Wen model (Spencer, Dyke, Sain, & Carlson, tial displacement of spring. k1 and ab is a third-order polynomial.
1997). Among these techniques, Bingham model is the simplest The corresponding mechanical model is depicted in Fig. 6. In Yang,
352 S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364

2.3.5. Hybrid devices


Hybrid actuators combine robustness of the passive device and
high performance of the active devices. Due to the inclusion of
multiple control devices, the hybrid system overcomes the limita-
tions and restrictions seen in the single control devices like passive,
active, and semi-active devices. The hybrid systems are further
classified into two classes: HBI and Hybrid Mass Damper (HMD)
(Spencer & Sain, 1997). As the base isolation exhibits nonlinear
behavior, various nonlinear control technologies like the robust
control were adopted to control these hybrid devices (Forrai
et al., 2001).
HMD can be formed by combining the passive devices like TMD
Fig. 6. Modified Bouc–Wen model of MR damper. along with some active devices like AMD. The capability of the
TMD is increased by adding a controlling actuator to it, which in-
creases the system robustness in changing the structure dynamics.
These HMDs are found to be cost effective in terms of the energy
requirement for their operation, when compared with active con-
trol systems (Spencer & Sain, 1997). The full-scale implementation
of active structural control systems in Japan, USA, Taiwan, and Chi-
na are enlisted in Soong and Spencer (2002), where the HMD is
found to be the most commonly employed device compared with
other devices.
Researchers have also investigated the various control methods
for HMD, like optimal control methods, sliding mode control, and
gain scheduling Forrai et al. (2001). As these systems utilize two
Fig. 7. Base isolation system. types of actuators, it will have a series of objective functions, which
results in a multi-objective optimization problem. To derive an
optimal solution, a preference-based optimization model using
Spencer, Carlson, and Sain (2002), the dynamic modeling and two GA is proposed. The designed model is compared with a non-hy-
quasi-static models (axisymmetric and parallel-plate model) of brid system and is found to be very cost effective in suppressing
the MR damper are studied through experiments. the vibrations. A hybrid system using the HMD and a viscous dam-
The semi-active fluid viscous damper consists of a hydraulic per is discussed in Park, Ha, Park, and Choo (2009) for the reduc-
cylinder, which is separated using a piston head. The cylinder is tion of the wind induced vibrations of high-rise building.
filled with a viscous fluid, which can pass through the small ori- The implementation of the above mentioned devices will result
fices. An external valve which connects the two sides of the cylin- in different control schemes, which are summarized in Fig. 8. In the
der is used to control the device operation. The semi-active passive control, the passive device reduces the vibration response
stiffness control device modifies the system dynamics by changing of a structure without using any feedback, see Fig. 8(b). In the ac-
the structural stiffness (Symans & Constantinou, 1999). tive and semi-active case, the input and output response of the
structure is measured and based on that the controller generates
2.3.4. Base isolators a desirable output command signal. This signal is then used to
Base isolators are flexible isolation devices, placed between the drive the active or semi-active devices for attenuating the vibra-
building structure and the foundation for reducing seismic wave tion, which are shown in Fig. 8(c and d), respectively. In the case
propagation into the structure. The addition of this device will in- of hybrid control shown in Fig. 8(e), only the active/semi-active de-
crease the flexibility of the structure, hence the structural time per- vice uses the feedback, whereas the passive devices works
iod. For that reason, isolators reduce the propagation of high independently.
frequency signal from ground to the structure, which makes it suit- Typical installations of control devices are shown in Fig. 9.
able for implementing in small and middle-rise building structures Other recent technique is the connected control method, where
(Cheng et al., 2008). Fig. 7 shows the changes in the structure re- the adjacent buildings are interconnected using control devices
sponse while using base isolator.
Base isolation is one of the popular technique applied widely,
especially in the case of bridges. In general, the isolators can be
formed using elastomeric bearings, sliding bearings, and combina-
tions of both types of bearings. Elastomeric bearings are made up
of elastic materials like the rubber. In the second case, the isolator
uses sliding mechanism (Cheng et al., 2008). In bridges, the isola-
tors are easily implemented by replacing standard bridge bearings
by isolation bearings. More information about the types of isolators
and their implementation can be found in Kelly (2001).
Base isolation is well known passive control technique. But ac-
tive (Chang & Spencer, 2010) and semi-active (Iuliis & Faella, 2013)
control schemes were also proposed. Another class of base isola-
tion devices is the Hybrid Base Isolation (HBI), made by combining
the passive base isolator with the active or semi-active base isola-
tor/control (Spencer & Sain, 1997). Sometimes, the seismic activity
in the building is reduced by placing isolators between the sub-
structure columns, not in the base, hence called seismic isolators. Fig. 8. Control schemes (Soong & Spencer, 2002).
S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364 353

Consider a passive damper added to a structure represented in


(7), then the system model can be rewritten as Soong and Spencer
(2002)
m€x þ cx_ þ kx þ PðxÞ ¼ ðm þ md Þ€xg ð25Þ
where md is the mass of the damper and P(x) represents the force
corresponding to the damper, used to modify the structure response
for reducing vibrations. The same formulation can be done in the
case of active control devices, where (7) can be rewritten as follows

m€x þ cx_ þ kx ¼ muðtÞ  m€xg ð26Þ


If the control force is selected as per the relationship given in (27)

PðxÞ
uðtÞ ¼ ð27Þ
m
then (26) becomes

m€x þ cx_ þ kx þ PðxÞ ¼ m€xg ð28Þ


Fig. 9. Typical implementation of control devices on structures.
In contrast to the passive control method, here the control func-
tion P(x) is derived as a control law.
The motion equation of a structural system with n-DOF and o
control devices subjected to an earthquake excitation can be ex-
pressed as

M€xðtÞ þ C xðtÞ
_ þ KxðtÞ ¼ CuðtÞ  M K€xg ðtÞ ð29Þ
n1 no
where uðtÞ 2 R is the control force vector and C 2 R is the
location matrix of the control devices. Eq. (29) becomes nonlinear
if the control force is generated using a nonlinear device, such as
MR damper or by using a nonlinear control algorithm, such as intel-
ligent control.

3. Estimation and sensing of structure parameters


Fig. 10. Buildings interconnected using dampers.
3.1. System identification
for vibration attenuation, see Fig. 10 (Bharti, Dumne, & Shrimali,
2010). In Quiñonero, Massegú, Rossell, and Karimi (2012), passive In order to identify the parameters of the civil structures, the
devices are installed between the adjacent structures for inter- dynamic response is studied from its input and output data, and
structure protection and at the same time semi-active dampers the parameters are estimated using some sort of identification
are placed in the building floors for protecting the substructure. techniques. The inputs are the excitation forces like the earthquake
A brief state-of-the-art review about the structural control de- and wind loads, and the outputs are the displacements, velocities,
vices can be found in Soong and Spencer (2002). The simplicity and accelerations corresponding to the input excitation. In prac-
of the passive systems made them more common in seismic con- tice, it is very difficult to derive an exact system model, so the ori-
trol applications. The active systems including the semi-active ginal problem is to obtain parameters, such that the estimated
and hybrid systems, generates a control force based on the model responses closely match the output of the building dynamic
measurements of the structural responses. Due to this ability of behaviors. There exists different methods for identification of both
measuring the structural response it can be designed to accommo- linear and nonlinear systems (Ljung, 1987).
date a variety of disturbances, which makes them to perform bet- For the purpose of system identification, the structural system
ter than the passive systems. More on the governing equations of can be represented using Ordinary Differential Equation (ODE),
dampers and actuators can be found in Ahmadizadeh (2007), Ali transfer functions, state-space models, and Auto Regressive Mov-
and Ramaswamy (2009), Balendra et al. (2001), Cao and Li ing Average with exogenous input (ARMAX) models (Imai, Yun,
(2004), Lin, Dyke, and Rebecca (2007), Mackriell, Kwok, and Samali Maruyama, & Shinozuka, 1989). Consider a state-space variable
T
(1997), Wang, Ni, Ko, and Spencer (2005), Yalla, Kareem, and _
zðtÞ ¼ ½xðtÞ; xðtÞ 2 R2n1 , then the system described in (29) can
Kantor (2001). be represented in state-space form as

z_ ðtÞ ¼ AzðtÞ þ BuðtÞ þ E€xg ðtÞ ð30Þ


2.4. Structure-control device models
yðtÞ ¼ HzðtÞ þ DuðtÞ ð31Þ
Control devices are used to control the dynamics of the struc- where A 2 R2n2n ; B 2 R2nn and E 2 R2n1 .
ture to a desired response. Therefore, the dynamic model of a
structure will change once a control device is installed on it. That  
0 I
is, it is expected that the installation of a control device will modify A¼
M 1 K M1 C
the structure parameters like its natural frequency, thereby chang-
ing the system model (Zhang & Roschke, 1999). As a consequence,    
0 0
it is necessary to consider the dynamics of the actuator in the B¼ ; E¼
M1 C K
structure’s model (Chang, 1999).
354 S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364

Here, the matrices H and D and their dimensions change accord- Hong, Ueng, Wu, & Wang, 2005). The modal parameters can also
ing to the design demands. For example, if the output of the system be identified using Kalman filter (Adhikari, Yamaguchi, & Yamazaki,
is yðtÞ ¼ €
xðtÞ þ K€
xg then 1998; Allen, Zazzera, & Scattolini, 2000; Choi et al., 2005).
Parametric identification of a linear structure excited with two
  1 orthogonal horizontal components using least-squares identifica-
H ¼ M1 K M 1 C ; D ¼ ½M C
tion algorithm is presented in Cervantes and Icaza (2010). Here
System identification can be broadly classified into parametric each floor is considered to have 3-DOF, two displacements (along
and non-parametric identification. In parametric identification, the x and y axis) and one torsion (rotation around the z axis). In
the system parameters like the mass, stiffness, and damping are Hong, Betti, and Lin (2009), the dynamic state-space model of an
estimated (Zhang & Roschke, 1999). Most commonly used algo- earthquake-excited structure is identified using the measured in-
rithms are least squares method, maximum likelihood method, ex- put-output data that is used later for estimating the modal param-
tended Kalman filter, and variations of them (Imai et al., 1989). eters. The system and modal parameters of a linear MDOF structure
Non-parametric identification determines a system model from is estimated in Lee and Yun (1991). Here the equation of motion of
the measured data, which is a mathematical function that can the structure is first written in state-space equation of the observa-
approximate the input-output representations sufficiently well ble canonical form and then is converted into an ARMAX model for
(Mandic & Chambers, 2001). This method is suitable for the sys- dealing with the noise present in the measured data.
tems with infinite number of parameters. Artificial Neural Network Some works (Ali & Ramaswamy, 2009; Jiang et al., 2010; Shook,
(ANN) is one of the popular non-parametric identification method Roschke, Lin, & Loh, 2008) consider the damping matrix C as a Ray-
(Hung, Huang, Wen, & Hsu, 2003). Some other known methods are leigh damping coefficient matrix, which is found using the modal
wavelet networks, splines, and neuro-fuzzy models (Kerschen, parameters as given below (Chopra, 2001),
Worden, Vakakis, & Golinva, 2006).
C ¼ aR M þ bR K ð32Þ
Identification can also be classified into time-domain and fre-
quency-domain, where the identification takes the form of time where the Rayleigh parameters aR and bR are calculated using the
series and frequency response functions or spectra, respectively first and third eigen-frequencies (x1 and x3), given by
(Imai et al., 1989; Kerschen et al., 2006). System identification can 2fx1 x3 2f
be performed either using online or offline techniques. In offline aR ¼ and bR ¼ ð33Þ
x1 þ x3 x1 þ x3
identification, all the data including the initial states must be avail-
able before starting the identification process. For example, in the whereas (Jiang et al., 2010) uses the first two lower-order mode
case of building parameter identification, the excitation and the frequencies.
corresponding structure response are recorded and later used for In Shook et al. (2008), Zhang (2010), the stiffness of the struc-
identification. Whereas, the online identification is done immedi- ture column is estimated using the equation given below
ately after each input-output data is measured. In other words,
12Ey Im
the online identification is performed parallel to the experiment, k¼ ð34Þ
that is during the structural motion due to seismic or wind loads. L3c
System identification of a linear MDOF structure under ambient where Ey is the Young’s modulus of elasticity, Im is the moment of
excitation using the eigen space algorithm is presented in Quek, inertia, and Lc is the unsupported length of the column.
Wang, and Koh (1999). The algorithm identifies the damping and A brief review about the identification of nonlinear dynamic
stiffness with known mass. In Xu, Wu, Chen, and Yokoyama structures is presented by Kerschen et al. (2006) in 2006. The fun-
(2004), two Back-Propagation Neural Networks (BPNN) are used damentals and methods of identification for linear and nonlinear
to estimate the stiffness and damping of a 5-story building, where structural dynamic systems are reviewed in Imai et al. (1989). A
the first one is called emulator NN and the second one is known as general survey on system identification is presented in Åström
the parametric evaluation NN. A modified GA strategy (Perry, Koh, and Eykhoff (1971) and a review on stochastic identification meth-
& Choo, 2006) and GA with gradient search (Zhang, Koh, & Duan, ods for modal analysis is presented in Peeters and Roeck (2001).
2010, 2010) is proposed to improve the accuracy and computa-
tional time for parameter identification of MDOF structural sys- 3.2. Sensing and estimation of system states
tems. Sometime, the parameters are identified in the structure
equipped with the actuator (Dyke, Spencer, Quast, Kaspari, & Sain, In order to control the structural dynamics, it is necessary to
1996; Fabián & Icaza, 2010). On the other hand, identification is measure the system states directly using a sensor or indirectly
performed only for the control devices. In Boada, Calvo, Boada, by using a state observer. Some structural control applications
and Díaz (2011), a memory based learning called lazy recursive use Kalman filter as the observer for estimating the velocity and
learning method based on NN is used to identify the MR damper displacement (Gu & Oyadiji, 2008; Park, Kohb, Okb, & Seo, 2005;
behavior. The input current to the MR damper is varied and the Xu & Guo, 2008; Yi & Dyke, 2000). A Kalman filter estimator is gi-
corresponding damper behavior is modeled. ven by
System identification is sometimes used for modal analysis,
where the modal parameters like natural frequencies (xn) for differ- ^z_ ¼ A^z þ Bu þ Lðy  H^z  DuÞ ð35Þ
ent modes, modal shapes, and damping ratios (f) of the structures 1 T T
L ¼ R ðcg FE þ HSÞ ð36Þ
are estimated (Kerschen et al., 2006). One such a simple technique
is the analysis using Fourier transform techniques to estimate where ^z is the estimate of the state vector z, L is the Kalman filter
power spectra from which the modal parameters are estimated gain matrix, S is the solution of the Algebraic Riccati equation using
(Jones, Shi, Ellis, & Scanlan, 1995). When the input excitation fre- matrix R, and cg is the power spectral density of ground acceleration
quency equals the structure natural frequency, the magnitude of to the sensor noise. In Zhang and Roschke (1999), the Kalman-Bucy
the vibration becomes higher. So it is important to estimate these filter is used as the state estimator represented by
low order natural frequencies and to control the structure from
vibrating at those frequencies. A modified random decrement meth- ^z_ ¼ A^z þ Bu þ Lðy  y
^Þ ð37Þ
od along with Ibrahim time-domain technique is used for estimat- T 1
L ¼ EC R ð38Þ
ing the modal parameters, which uses the floor acceleration (Lin,
S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364 355

Kalman filter cannot be applicable if the building parameters; Apart from these issues, the integration output can also be af-
mass, stiffness, and damping are not available, in that case sensors fected by the integration techniques. The integration methods like
are used for the state estimation. There are different sensors avail- the Trapezium rule, Simpson’s rule, and Tick’s rule have problems
able to measure displacement, velocity, and acceleration (Housner with low-frequency components, and they also show instability at
et al., 1997). During the seismic excitation, the reference where the high frequencies (Worden, 1990).
displacement and velocity sensors are attached will also move, as a A drift-free integrator is proposed by Gavin, Morales, and Reilly
result the absolute value of the above parameters cannot be (1998) , which is implemented using analog and digital circuits.
sensed. Alternatively, accelerometers can provide inexpensive The paper presents three types of integrators: (1) implemented
and reliable measurement of the acceleration at strategic points using a first order low-pass filter as the integrator and two stages
on the structure. A comparative study about the performance of of high-pass-filters for removing the offset, (2) analog integrator
the displacement, velocity, and acceleration sensors are performed with feedback stabilization, and (3) a stabilized hybrid analog-dig-
in Balendra et al. (2001), Xu (1996) and it is shown that the accel- ital integrator with an exponential accuracy when integrating
eration sensor is more effective compared to the other two sensors. long-period signals. In another work (Ribeiro, de Castro, & Freire,
A number of experiments and implementations about the acceler- 2003), the drift due to the integration is eliminated by; first filter-
ation feedback in structural control were carried out in Chung, Wu, ing the acceleration signal using a frequency domain filter called
and Jin (1998), Dyke et al. (1996, 1996). Fast Fourier Transform-Direct Digital Integration (FFT-DDI) and
An accelerometer measures the absolute acceleration, which is then is integrated for estimating the velocity and displacement.
then integrated for estimating the velocity and displacement. The same method is repeated for removing the drift occurred due
Obtaining the velocity and displacement from the measured accel- to the unknown initial conditions.
eration is a practically challenging task. Although time integration The constant offset present in the acceleration data can be rep-
of the acceleration seems to be a straightforward solution for esti- resented using a baseline. The integration may cause a drift in this
mating the velocity and displacement, there are some practical dif- baseline, which will give a wrong estimation. A baseline correction
ficulties that can result in a wrong estimation. Integrating these method is proposed in Yang, Li, and Lin (2006) that uses a least-
signals will result in the amplification of low frequencies compo- square curve fitting technique and a frequency domain filtering
nents, reduction in the magnitude of high frequencies signals, for avoiding the drift during the integration. The correction is done
and phase errors. In other words, the low frequency signals includ- by determining a baseline in polynomial form, which is then sub-
ing the DC offset present in the acceleration signal will dominate tracted from the measured acceleration signal, then is integrated to
the result of the velocity and displacement, giving an unrealistic obtain the velocity and displacement. Finally, a windowed filter is
estimation. applied to remove the low-frequency noise.
The output of the accelerometer a(t) can be expressed as A practical method for calibrating the positional error obtained
by double integrating the acceleration signal is discussed in Thong
aðtÞ ¼ ka €xðtÞ þ uðtÞ þ e ð39Þ et al. (2004). The double integration of noise using different tech-
where ka is the accelerometer gain, u(t) is the noise and disturbance niques is also presented. An initial velocity determination method
effects of the measurement, and e denotes the DC bias (Link & von for the displacement estimation from the acceleration data is sug-
Martens, 2004; Zhu, 2007). Accelerometer has different source of gested in Park, Kim, Park, and Lee (2005), which also considers the
noise, integrating these noise signals leads to an output that has a initial condition in their design. A weighted residual parabolic
Root Mean Square (RMS) value that increases with integration time, acceleration time integration method is proposed in Razavi,
even in the absence of any motion of the accelerometer (Thong, Abolmaali, and Ghassemieh (2007), where the displacement is as-
Woolfson, Crowe, Gill, & Jones, 2004). The RMS positional error sumed to be a fourth order polynomial, so that the acceleration
ex(t) of an acceleration signal with a bias e can be approximated as variation with time is quadratic. A numerical integrator for esti-
mating the velocity and displacement from the measured acceler-
1 2 ation signal is proposed in Thenozhi, Yu, and Garrido (2013). The
RMSfexðtÞ g ¼ et ð40Þ
effectiveness of the integrator is illustrated experimentally by per-
2
forming a structural vibration control on a shake table using a PD
which will grow at a rate of t2. controller.
It has been shown that the aliasing can cause low-frequency er-
rors in the measured acceleration signal (Edwards, 2007). Aliasing
is an unavoidable phenomenon, that happens when digitizing the 4. Control of building structures
analog signals using an Analog-to-Digital Converter (ADC). During
this conversion, the frequency components above the Nyquist rate The objective of structural control system is to reduce the vibra-
are folded back into the bandwidth of interest. Then, the accelera- tion and to enhance the lateral integrity of the building due to
tion signal in (39) can be rewritten as earthquakes or large winds, through an external control force
(Kim & Yun, 2000; Marzbanrad, Ahmadi, & Jha, 2004; Zhang,
aðtÞ ¼ ka €xðtÞ þ uðtÞ þ e þ €xs ðtÞ ð41Þ 2010). In active control system, it is essential to design one control-
ler in order to send an appropriate control signal to the control de-
where €xs ðtÞ is the aliasing content due to sampling. This low fre-
vices so that it can reduce the structural vibration. The control
quency content will be amplified during the integration process.
strategy should be simple, robust, fault tolerant, need not be an
This aliasing effect is not completely removable but its effect can
optimal, and of course must be realizable (Tang, 1996).
be minimized by using an anti-aliasing filter between the acceler-
ometer and data acquisition card. The ADC sampling rate needs to
be high enough compared to this filter cutoff frequency and the 4.1. Time-delay
sampling should to be done in uniform time intervals.
The other source of offset in the measured acceleration is the One of the main challenges in structural control system is the
ADC itself (Boore, 2003). If the acceleration is slow compared with time-delay, which may occur in different stages of the systems like
the quantization level of the conversion, an offset is added into the in data acquisition, data processing, sophisticated control algo-
acceleration signal. This effect can be reduced by increasing the rithms, control device, or the sum of these effects (Du & Zhang,
resolution of the ADC. 2008). Among these delays, the delay in control force caused by
356 S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364

large mechanical control devices will affect the properties of the 1985). A survey on the optimal placement of control devices can be
building structure models. The inclusion of time-delay in the con- found in Fisco and Adeli (2011).
troller design provides a more realistic model for the structural In Gawronski (1997), the actuator and sensor location perfor-
vibration control applications. mance index is calculated between the c2WZ and c2UY Hankel singular
These delays may cause instability in closed-loop systems values. A non-negative correlation coefficient j is defined as
(Agrawal, Fujino, & Bhartia, 1993; Agrawal & Yang, 1997; Datta,
 
2003; Symans & Constantinou, 1996; Xue, Sun, Wu, & Zhang, c2 T c2UY
2011; Zhang & Roschke, 1999). A state-of-the-art review on the j2 ¼ 2 WZ
ð47Þ
cWZ 2 c2UY 2
fixed time-delay effects in actively controlled civil engineering
structures is presented in Agrawal and Yang (1997), which also dis- where c2WZ and c2UY represents the Hankel singular values of the
cuss the effect of time-delays on the stability and performance of transfer functions GWZ and GUY, respectively. Here U and W are
the system. The controlled system will become unstable, if the the inputs to the system and Y and Z are the outputs of the system.
time-delay is greater than a delay known as critical time-delay. As per the above equation, the maximal performance is obtained
The equation of motion of a SDOF structure with a control de- with a better controllability and observability properties when j
vice, in the frequency domain is given by Agrawal and Yang (1997) reaches a maximal value; j = 1, which is achieved when c2UY ¼ c2WZ .
€x þ 2fxn x_ þ x2n x ¼ uðtÞ þ f ðtÞ ð42Þ A closed-loop optimal location selection method for actuators
and sensors in flexible structures is developed by Guney and Esk-
_
where uðtÞ ¼ g 1 xðtÞ  g 2 xðtÞ is the control force, where g1 and g2 inat (2008), which uses a simple H1 controller where the location
are the displacement and velocity feedback gains, respectively. optimization is performed using a gradient-based unconstrained
If a fixed time-delay td is present in the control force, it can be minimization. Another related work is done in Liu et al. (2006)
represented in the Laplace form as using a H2 norm based computation for a reduced model of flexible
structures, which considers only the dominant modes. They also
F d ðsÞ ¼ estd ðg 1 s þ g 2 Þ ð43Þ proposed one GA for the nonlinear optimization problem for the
reduced order model. A GA is proposed in Liu et al. (2003) through
Finally, the closed-loop transfer function of the above system can be
the formulation of a discrete and nonlinear optimization problem.
represented as
Finally, the proposed algorithm is simulated for a 16-story building
PðsÞ under 18 different earthquake excitations. In the work (Li et al.,
TðsÞ ¼ ð44Þ
1 þ PðsÞF d ðsÞ 2000), it is concluded that the optimal position of actuators de-
1
pends on the control algorithm, so that different control algorithms
where PðsÞ ¼ ðs2 þ 2fxn s þ x2n Þ . or different controllers yield different positions of the actuators.
The phase margin of the open-loop system P(s)Fd(s) will be re-
duced by the delay term estd . Then, the critical time-delay tdmax
is defined as the time-delay at which the open-loop transfer func- 4.3. Linear control of building structures
tion becomes zero, which makes the system unstable when td > -
tdmax. It is also concluded that, due to the presence of the delay 4.3.1. PID control
term estd , the characteristic equation of the above system will The Proportional-Integral-Derivative (PID) has been widely con-
have an infinite number of roots. So in order to ensure the system ducted for practical applications, especially for the systems with
stability, all the roots should have negative real parts. one or two DOF. For multivariable systems, its control algorithm
The equation of motion of n-DOF structure with time-delay in becomes more complex, which makes them unsuitable for the
the control force can be represented as applications like vibration control of MDOF flexible structures. A
simulation was carried out for a simple proportional controller,
M€xðtÞ þ C xðtÞ
_ þ KxðtÞ ¼ Cuðt  td Þ  M K€xg ðtÞ ð45Þ which is able to reduce the building displacement for wind excita-
tion, but found to be ineffective for strong earthquake excitation
Then, (30) can be rewritten as
(Nerves & Krishnan, 1995).
z_ ðtÞ ¼ AzðtÞ þ Buðt  t d Þ þ E€xg ðtÞ ð46Þ In Guclu and Yazici (2008), two PD controllers were used for
controlling two actuators installed in the first and fifteenth floor.
The stability analysis method and critical time-delay calculation The control law is given as
for a n-DOF system under single and multiple actuator cases were
also presented in Agrawal and Yang (1997). A review on time-delay
 
deðtÞ
compensation methods is presented in Agrawal and Yang (2000). uðtÞ ¼ K p eðtÞ þ K d ð48Þ
dt

4.2. Sensor and actuator placement where Kp and Kd are the proportionality constant and derivative
time, respectively and e(t) is the position error. The designed PD
The optimal placement is concerned with placement of the controller performance is found to be less efficient when compared
sensing and controlling devices in preselected regions in order to with that of a Fuzzy Logic Controller (FLC).
closely perform the measurement and control operation of the In a work done by Guclu (2006), a PID controller is designed
structure vibration optimally. The actuator and sensor play an which have the following controlling law
important role in deciding the system’s controllability and observ-  
Z t
ability, respectively. So it is important to perform an optimal place- 1 deðtÞ
uðtÞ ¼ K p eðtÞ þ eðtÞdt þ K d ð49Þ
ment of the sensors and actuators such that the controllability and Ki 0 dt
observability properties of all or selected modes are maximized.
Due to the above mentioned reasons and importance, a number where Ki is the integral gain. Here the PID performance is compared
of studies are carried out about the optimal placements of devices with that of a Sliding Mode Controller (SMC) and found to be less
(Amini & Tavassoli, 2005; Flynn & Todd, 2010; Gawronski, 1997; effective in controlling the structural vibration. In Tinkir, Kalyoncu,
Guney & Eskinat, 2008; Hiramoto, Doki, & Obinata, 2000; Li, Tang, and Sß ahin (2013), a Proportional-Integral (PI) controller is used to
& Li, 2004; Liu, Yang, & Li, 2003; Liu, Hou, & Demetriou, 2006; Obe, actuate the AMD against the structural motion due to earthquake.
S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364 357

4.3.2. H1 control to the classic LQR. A state feedback gain and an integral gain are
H1 technique is one of the widely used linear robust control used to reduce the steady-state error. A feed-forward control is in-
scheme in structural vibration control. This technique is insensitive cluded to suppress the structural responses and to reduce the ef-
with respect to the disturbances and parametric variations, which fect of earthquakes. A structural vibration control utilizing a
makes them suitable for the MIMO type structural control systems filtered LQ control is presented in Seto (1996). As all the structural
(Utkin, 1990). state variables are not observable, a sub-optimal control is used,
A modified H1 controllers, for example, pole-placement H1 where the system states are reduced using low-pass filters. A
control is presented in Park et al. (2008). In this work, instead of LQR based on GA is presented (Jiang et al., 2010), where the GA
changing the structure stiffness some target damping ratio is con- is used for choosing the weighting matrix.
sidered. A bilinear transform is adopted to locate the closed-loop Sometime, states of the structures are measured indirectly
poles in a specific region within the H1 controller design frame- using some observers like Kalman filters. The addition of a Kalman
work. The relation between the final closed-loop poles and bilinear filter to a LQR control strategy leads to what is termed as Linear
transform parameters is derived as a quadratic equation and using Quadratic Gaussian (LQG) (Zhang & Roschke, 1999). In other words,
this equation a new non-iterative direct method is developed for LQG is formed by combining the linear quadratic estimator with
an optimal H1 controller design. LQR. These LQG are generally used for the systems which has
Normally, the H1 design results in a higher order system, which Gaussian white noise (Fisco & Adeli, 2011).
will make the implementation more difficult (Saragih, 2010). So it The conventional LQG controller sometimes do not consider the
may be necessary to reduce its order, which can be done by per- input force term in their design. Ho and Ma (2007) proposed an ac-
forming balanced truncation. The truncation has two classes; di- tive vibration control scheme using a combination of LQG and an
rect method and indirect method. The balanced truncation input estimation approach. The input estimation approach is intro-
assures very few information losses about the system, which is duced to observe the input disturbance forces for the open loop
achieved by truncating only less controllable and observable control, that is used to cancel out the input forces. The proposed
states. It is shown that the performance of the reduced low order method is evaluated through numerical experiments on linear
system is nearly same as the performance of the actual higher or- lumped-mass systems and a better performance is reported com-
der controller. pared to that of the conventional LQG.
A H1 based structural controller using Takagi-Sugeno Fuzzy An active controller utilizing MR damper is designed using LQG
model was proposed in Chen, Chiang, Hsiao, and Tsai (2004, control strategy under a wind loading by means of drag forces
2009). The controller stability is derived based on Lyapunov stabil- (Zhang & Roschke, 1999). A real set of recorded wind speed data
ity theory, which is evaluated as a LMI problem. If the initial con- is used to excite the laboratory prototype. A H2/LQG based control-
dition is considered, the H1 control performance satisfies the ler is presented in Lin et al. (2007), which uses wireless sensing
following condition: motes (MICA2) for sensing the acceleration signal. More works
Z tf Z tf about the structural control using LQR/LQG control algorithms
zT ðtÞQzðtÞdt 6 zT ð0ÞPzð0Þ þ 2 €xTg €xg dt ð50Þ can be found in Pourzeynali, Lavasani, and Modarayi (2007), Wang,
0 0 Roschke, and Yeh (2002), Yi and Dyke (2000). Optimal algorithms
where tf denotes the termination time of the control, P and Q are based on instantaneous optimal control has also been developed
the positive definite matrices, and  denotes the effect of €xg on for nonlinear systems. The nonlinear optimal methods using GA,
z(t). The effectiveness of the proposed algorithm is demonstrated FLC, etc., will be discussed later.
through numerical simulations on a 4-story building.
As discussed earlier, time-delay is an important factor to be 4.4. Nonlinear control of building structures
considered while designing a control system. A H1 controller is
presented in Du and Zhang (2008), which considers time-delay in 4.4.1. Sliding mode control
control input u as referred in (45). The proposed algorithm deter- SMC is one of the most popular robust control techniques. A
mines the feedback control gain with a random search capability switching control law is used to drive the system’s state trajectory
of GA and solving a set of LMIs. The effectiveness of the proposed onto a pre-specified surface in the state-space and to maintain the
algorithm is proved through simulation of a system with larger in- system’s state trajectory on this surface for subsequent time, which
put time-delay. results in a globally asymptotically stable system. In the case of
structural vibration control, this surface corresponds to a desired
4.3.3. Optimal control system dynamics. The robustness of the SMC against the uncer-
Optimal control algorithms are based on the minimization of a tainties and parameter variations makes them a better choice for
quadratic performance index termed as cost function, while main- structural control applications.
taining a desired system state and minimizing the control effort The nonlinear control force in SMC is given as
(Nerves & Krishnan, 1995). The most basic and commonly used u ¼ ueq  g sgnðrðtÞÞ ð52Þ
optimal controller is the Linear Quadratic Regulator (LQR). For
structural control applications, the acceptable range of structure where the linear term ueq is the equivalent control force, r = [r1, -
displacement and acceleration are considered as the cost function . . . , rn] are the n sliding variables, and g is the design parameter that
that is to be minimized. guarantees the system trajectories reach the sliding surface in finite
An energy based LQR is proposed in Alavinasab and Moharrami time. A SMC with hybrid control is proposed in Zhao, Lu, Wu, and
(2006), where the controller gain matrix is obtained by considering Mei (2000), where the control law also termed as reaching law is
the energy of the structure. The structural energy is defined as formed using the constant plus proportional rate reaching law
and power rate reaching law.
1 T 1
_ þ xT ðtÞKxðtÞ
x_ ðtÞMxðtÞ ð51Þ Due to the imperfection in the high-frequency discontinuous
2 2 switching, the direct implementation of the control given in (52)
where the first term is the kinetic energy and the second term is the will result in chattering effect, which may cause damage to the
potential energy of the structural system. mechanical components, hence the actuators. This effect should
A modified LQR is proposed in Djajakesukma et al. (2002), be eliminated by suitably smoothing the control force or by using
which is formed by adding an integral and a feed-forward control continuous SMC. Many structural control strategies based on the
358 S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364

non-chattering SMC were reported (Adhikari & Yamaguchi, 1997; and the control force needed for the next sampling time is com-
Allen et al., 2000; Guclu, 2006; Yagiz, 2001; Yang, Wu, Agrawal, pletely determined from the currently available information. The
& Hsu, 1997; Zhao et al., 2000). ANN with five neuron elements (displacement, velocity and load
A Modal Space Sliding-Mode Control (MS-SMC) method is de- of the preceding time step and displacement and velocity of the
signed in Adhikari et al. (1998), where the dominant frequencies current time step) is used, which will perform two sequential cal-
are derived using power spectrum as well as the wavelet analysis culations in every sampling interval; (a) calculate the load (b)
of the time series of the input-output. SMC based on a single-mode based on the calculated load, the control force u(t) needed for the
(first mode) reduced-order model is designed. Another SMC based next time interval is calculated. Apart from the numerical verifica-
on the modal analysis is presented in Allen et al. (2000), where the tion of the above algorithm, they have also presented a study on
first six modes of the structure were considered. the uncertainties in the system modeling and input motion.
During seismic events, the main control unit may lose its func- Consider the minimization of the cost function in a discrete
tionality, so it is a better option to use a decentralized system, form with total time step r and increment time Dt
where the whole control is divided into subsystems and are con-
X r X r
trolled independently. Such a type of decentralized system with bJ ¼ bJ n^ ¼ 1 ^ T Qz½n
ðz½n ^ T Ru½n
^  þ u½n ^ÞDt ð53Þ
SMC is presented in Nezhad and Rofooei (2007). The numerical ^ ¼0
n
2 ^ ¼0
n
studies were carried out for full control and partial control cases
and reaching laws were derived for cases; with and without con- where bJ n^ is the instantaneous cost function, bJ is the global cost
sidering actuator saturations. They found that the full control case function, and n ^ is the discrete time steps. If the weights are up-
is more effective, and they could not find any significant changes in dated at each time step in order to minimize the instantaneous
the control for different subsystem configurations. cost function, this learning mode is called pattern learning, and
A NN based SMC for the active control of seismicity excited if the weights are updated once for all time steps so that the glo-
building structures is proposed in Yakut and Alli (2011). Here apart bal cost function bJ is reduced, this learning mode is known as
from the sliding variables, the matrix r also represents the slope of batch learning. An optimal control algorithm using NN based on
the sliding surface. This slope moves in a stable region, which re- the pattern learning mode is presented in Kim, Jung, and Lee
sults in a moving sliding surface. A four layer feed-forward NN is (2000). The steepest-descent method is used here as the weight
used to reduce chattering effect and to determine the sliding sur- updating rule.
face slope. To achieve a minimum performance index, the control- One multi-layer NN controller with a single hidden layer is pre-
ler is optimized using a GA during the training process. It is shown sented in Cho, Fadali, Saiidi, and Lee (2005). The optimal number of
that a high performing controller is achieved by using the moving hidden neurons is selected after performing a number of iterative
sliding surface. Another SMC based on Radial Basis Function (RBF) training cycles. The network will generate an active control force
NN is reported in Li, Deng, and Gu (2010). The chattering free SMC as output using the structure response as its input. The batch learn-
is obtained using a two-layered RBF-NN. The relative displacement ing is used here, where the network weights and biases are se-
of each floor is fed as the input to the NN and the design parameter lected in such a way that a minimal objective cost function is
g is taken as the output. A modified gradient-descent method is achieved. The steepest-gradient-descent optimization method is
used for updating the weights. used for the weight update, where the partial-differential equa-
Couple of research works were carried out in designing the SMC tions are solved using the chain rule.
using Fuzzy logic so called, Fuzzy Sliding Mode Control (FSMC) (Alli Probabilistic Neural Networks (PNN) are feed-forward networks
& Yakut, 2005; Kharaajoo, Kangharloo, & Roudsari, 2004; Kim & built with three layers. They are derived from Bayes decision net-
Yun, 2000; Wang & Lee, 2002; Wang & Lin, 2007). The SMC pro- works that estimates the probability density function for each class
vides a stable and fast system, whereas the FLC provides the ability based on the training samples. The PNN trains immediately but
to handle a nonlinear system. The Chattering problem is avoided in execution time is slow and it requires a large amount of memory
most of these FSMC systems. A FSMC based on GA is presented in space. A new method to prepare the training pattern and to calcu-
Wang et al. (2002), where the GA is used to find the optimal rules late PNN output (control force) quickly is proposed in Kim, Kimb,
and membership functions for the FLC. Chang, and Jung (2008). The training patterns are uniformly dis-
tributed at the lattice point in state-space, so that the position of
4.5. Intelligent control of building structures invoked input can be known. This type of network is called as Lat-
tice Probabilistic Neural Network (LPNN). The calculation time is
4.5.1. Neural network control reduced by considering only the adjacent patterns. Here the dis-
In recent years, the structural control systems based on NN are tance between the input pattern (response of structure) and train-
very popular, because of its massively parallel nature, ability to ing patterns (lattice type) for LPNN are calculated, which is then
learn, and its potential in providing solutions to the foregoing un- converted as the weights.
solved problems. They provide a general framework for modeling An active type NN controller using one Counter-Propagation
and control of nonlinear systems such as building structures. Network (CPN) is presented in Madan (2005), which is an unsuper-
In the middle of 1990s, very few structural control applications vised learning type NN, so that the control force is generated with-
have been reported based on NN. Wen, Ghaboussi, Venini, and Nik- out any target control forces. Another intelligent control technique
zad (1995) presented a NN based active control of a SDOF system using a NN is proposed for seismic protection of offshore structures
that can become nonlinear and inelastic. One inverse mapping (Kim, 2009).
NN and one emulator NN are used in the design. The difference be- The ability of the nets to perform nonlinear mappings between
tween the actual overall structural response and response due to the inputs and outputs, and to adapt its parameters so as to mini-
the control force only, is used as the input to the inverse mapping mize an error criterion, make the use of ANN particularly well sui-
NN. The emulator NN predicts the response of the structural sys- ted for the identification of both linear and nonlinear dynamic
tem to the applied control force. Using this response, a control systems. The NN for system identification in structural control
force with a phase-shift is generated to nullify the excitation. applications were presented in Chassiakos and Masri (1996), Chen
A Back-Propagation (BP) based ANN for active control of SDOF (2009), Liu, Xia, and Zhu (2009), Tani, Kawamura, and Ryu (1998),
structure is proposed by Tang (1996). This control strategy does Xu et al. (2004). A NN is designed to approximate the nonlinear
not need the information of the external excitation in advance structural system and the corresponding stability conditions are
S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364 359

derived (Chen, 2009). A state-feedback controller for the NN is de- coefficient of headloss as the output, which is used to control the
signed using a Linear Differential Inclusion (LDI) state-space repre- valve in the semi-active TLCD.
sentation, which is useful in the stability analysis. Using NN, the A fuzzy supervisory control method is presented in Park et al.
system in (30) is approximated as a LDI representation with less (2002), which has a fuzzy supervisor in the higher level and three
modeling errors. sub-controllers in the lower level. First, the sub-controllers are de-
An intelligent structural control system with improved BP–NN signed based on the LQR strategy, where the three sub-controllers
is proposed in Liu et al. (2009), which is used to predict the inverse are derived from three different weight matrices. The fuzzy-super-
model of the MR damper and for eliminating time-delay in the sys- visor tunes these sub-controllers according to the structure’s cur-
tem. The system represented in (46) is considered here. The system rent behavior. A similar work is done in Park et al. (2004), where
has two controllers; the first one modifies the actual structural the sub-controller is designed using an optimal controller in the
model, which was offline trained before and the second controller modal space. The matrix in the Riccati equation is calculated using
causes error emendation by means of online feedback. A multi- the natural frequencies of the dominant modes and a correspond-
layer NN for structural identification and prediction of the earth- ing gain matrix is determined. Another FLC for active control of
quake input is presented in Tani et al. (1998). structure using modal space is presented in Choi et al. (2005),
which uses a Kalman filter as an observer for the modal state
4.5.2. Fuzzy logic control estimation and a low-pass filter for eliminating the spillover
Like NN, Fuzzy logic is also a model free approach for system problem.
identification and control. The FLC design involves; the selection Instead of using a mathematical model, a black-box based
of the input, output variables, and data manipulation method, controller is proposed in Das, Datta, and Madan (2012). Here the
membership function, and rule base design. Due to its simplicity, force-velocity characteristics of the MR damper corresponding to
nonlinear mapping capability, and robustness, the FLC has been different voltages are obtained experimentally, which are used to
used in many structural control applications (Aldawod, Naghdy, calculate the desired control force. The effect of the damper posi-
Samali, & Kwok, 1999; Ali & Ramaswamy, 2009; Choi et al., tion and capacity on the control response is also studied.
2005; Guclu & Yazici, 2008; Park et al., 2002; Park et al., 2004; Reit- An alternative to the conventional FLC, using an algebraic meth-
hmeier & Leitmann, 2001; Shook et al., 2008; Teng, Peng, & Chuang, od is proposed in Duc, Vu, Tran, and Bui (2011). Here the hedge
2000; Yalla et al., 2001; Yan & Zhou, 2006; Yeh, Chiang, & Juang, algebra is used to model the linguistic domains and variables and
1994; Zhang, 2010). their semantic structure is obtained. Instead of performing fuzzifi-
A FLC is designed (Guclu & Yazici, 2008) for a 15-story struc- cation and defuzzification, more simple methods are adopted,
ture with two type of actuators, one mounted on the first floor termed as semantization and desemantization, respectively. The
and the other actuator (ATMD) on the fifteenth floor. The pro- hedge algebra based fuzzy system is a new topic, which was first
posed FLC uses the position error and their derivatives as the in- applied to fuzzy control in 2008. Compared to the classic FLC, this
put variable to produce the control forces for each actuator. The method is simple, effective, and can be easily interpreted.
rule base is formed using seven fuzzy variables. The controller Some structural vibration controllers were designed, where the
uses Mamdani method for fuzzification and Centroid method for FLC is combined with the GA (Ali & Ramaswamy, 2009; Pourzey-
defuzzification. A simulation using Kocaeli earthquake signal is nali et al., 2007; Shook et al., 2008; Yan & Zhou, 2006). The GA is
carried out to prove the improvement in the performance of the known for its optimization capabilities. The GA is used here to opti-
FLC. A similar type of FLC is presented in Aldawod et al. (1999), mize different parameters in the FLC like its rule base and member-
for the active control of wind excited tall buildings using ATMD. ship function.
Another FLC for MDOF is proposed (Yeh et al., 1994), that uses
the same architecture, which is further modified into MDOF using 4.5.3. Genetic algorithm
weighted displacement and weighted velocity. In order to get the The GA is an iterative and stochastic process that proceeds by
maximum displacement and velocity values, a high magnitude creating successive generation of offsprings from parents by per-
earthquake is used to excite the building structure. As all the forming the operations like selection, crossover, and mutation.
floors do not have control devices, a weighting value is assigned The above operation is performed based on the fitness (termed
to each floor, which will be large if the control device is closer as cost function in optimization problems) value assigned to each
to that particular floor. Finally, a force factor is calculated based individual. After these operations, the parents are replaced by the
on the weights of each floor. offsprings, which is continued till an optimal solution for the prob-
A Fuzzy based on-off controller is designed to control the struc- lem is attained (Fleming & Purshouse, 2002).
tural vibration using a semi-active TLCD (Yalla et al., 2001). The The structural control problem consists of different objectives
optimal control force is given as to be optimized, which can be formulated using multi-objective
optimization algorithms like GA. In Park and Koh (2004), a prefer-
X
r
u¼ pi zi ð54Þ ence-based optimum design using GA for an active control of struc-
i¼1 ture is proposed, where the structure and control system is treated
as a combined system. Here the structural sizing variables, loca-
where pi = [p1, . . . , pr] is the optimal control gain vector obtained tions of actuators, and the elements of the feedback gain matrix
using LQR strategy. The control force will act opposite to the direc- are considered as the design variables and the cost of structural
tion of the liquid velocity ðx_ f Þ. The regulation of the control force is members, required control efforts, and dynamic responses due to
done by varying the coefficient of headloss (n) with the semi-active earthquakes are considered as the objective functions to be mini-
control rule as given below. mized. For each objective criterion, preference functions are de-
nmax if fzl ðtÞx_ f ðtÞg < 0 fined in terms of degrees of desirability and regions that
nðtÞ ¼ ð55Þ represent the degrees of desirability. They are categorized as desir-
nmin if fzl ðtÞx_ f ðtÞg P 0
able, acceptable, undesirable, and unacceptable with ranges de-
where zl represents the largest weighted state, which contributes fined by ðki 6 ci1 Þ; ðci1 6 ki 6 ci2 Þ; ðci2 6 ki 6 ci3 Þ, and ðci3 6 ki Þ
most of the control force in (54). Finally, using the above control respectively, where ci1 ; ci2 , and ci3 are the range boundary values
law a FLC is designed, that takes the liquid velocity and the large and ki is the ith design objective. The preference-based optimiza-
weighted displacement (zi = zl) as its input and produces the tion problem model is then given as
360 S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364

1X l presented in Buckle and Mayes (2012). It is reported that the


F P ðkÞ ¼ fP ½ki ðdÞ ð56Þ USC University Hospital, world’s first base isolated hospital sur-
l i¼1 i
vived the 1994 Northridge earthquake (Mag-6.7 caused $20 billion
with ki ðdÞ < ci3 and dmin 6 d 6 dmax, where FP is the aggregate pref- in damage), without any damage. Some other examples are, the
erence function, fP is the power function, l is the number of design world’s largest base-isolated computer center survived the 1995
objectives, and d is the vector of design variables; dmin and dmax are Kobe earthquake (Mag-7.1 caused $150 billion in damage) and
the prescribed design constraints, respectively. Finally, the fitness the 7-story Christchurch Women’s Hospital in the South Island of
function of ng randomly created strings is defined as follows New Zealand survived the February 2011 Christchurch earthquake
(Mayes, Brown, & Pietra, 2012).
F fi ¼ ½maxðF Pj Þ þ minðF Pj Þ  F Pi j ¼ 1; . . . ; ng ð57Þ Active devices, such as AMD are implemented to mitigate hu-
where F fi is the fitness value of ith individual. A numerical simula- man-induced vibrations on the in-service footbridge. With a mass
tion of an earthquake excited 10-story building is carried out and ratio of 0.2%, the vibration is reduced by 60–80% (Casado, Díaz,
the proposed algorithm is able to achieve improved performance Sebastián, V Poncela, & Lorenzana, 2013). The Shanghai World
with less control effort. Financial Center in China, holds two AMDs below its observation
An active control of structures under wind excitations using a floors to reduce the building vibration during windstorms. During
multi-level optimal design based on GA is proposed (Li et al., earthquakes, complete active control is disabled, hence works as
2000). The proposed Multi-Level Genetic Algorithm (MLGA) con- TMDs (Lu, Li, Guo, Shi, & Liu, 2012). The first full-scale implemen-
siders the number and position of the actuators and control algo- tation of semi-active MR damper is applied to the Miraikan Build-
rithm as multiple optimization problems. This problem has the ing in Tokyo (Dong & Yuan, 2012). The Osaka Applause Tower in
properties of non-linearity, non-continuous, and multi-modal Osaka, Japan is equipped with an AMD. This damper system has
objective function. In Li (2011), a GA is used to tune the mass, attenuated the structural response due to the typhoon on July
damping, and stiffness of the MRF absorber. 26th, 1996 and earthquake on April 22nd, 1998 (Dong & Yuan,
In Xue et al. (2011), a feedback controller is designed, where the 2012). Some practical applications of active and semi-active vibra-
feedback gains are optimized using a GA. The controller also con- tion control of buildings are reported in Casciati, Rodellar, and
siders the time-delay in applying control forces to the devices. Yildirim (2012), Ikeda (2009). The Island Tower Sky Club in Fukuo-
Two objective functions are: (1) to reduce the displacement and ka City, Japan, uses different kinds of dampers for protection
acceleration response of the ith floor and (2) to reduce the story against wind and seismic forces. A hybrid base isolation system
drift response as shown in (58) and (59) respectively. is applied to reduce the building response during large earth-
quakes. Its towers are interconnected using dampers to reduce
X
r X
r
the overturning effect (Nishimura et al., 2011). A state-of-the-art-
a1 ^2 þ a2 €xi ½n
xi ½ n ^ 2 ð58Þ
review of the behavior of isolated bridges to seismic excitation is
^ ¼1
n ^ ¼1
n
( ) presented in Kunde and Jangid (2003). More information on build-
X r
^ j X
jd1 ½n r
^ j
jd2 ½n X r
^ j
jdm ½n
max ; ;...; ð59Þ ings with vibration control systems can be found in Datta (2003),
^ ¼1
n
xm0 n^¼1 xm0 ^ ¼1
n
xm0 Housner et al. (1997), Soong and Spencer (2002), Spencer and Sain
(1997).
where a1 and a2 are the weights of displacement and acceleration On March 11th, 2011, a mega-thrust earthquake of moment
responses respectively, di ½n^  is the story drift from the ith to
magnitude 9.0 occurred offshore NE Japan. This is the most devas-
(i  1)th floor at the time data point n^ , and xm0 is the maximum dis-
tating earthquake in Japan after the 1923 Great Kanto earthquake.
placement responses in all stories. The effectiveness of the proposed The building experienced strong shaking due to the long-period
method is demonstrated using numerical simulation of a 3-story ground motions (0.015–0.1 Hz). Despite these conditions, it is re-
and 8-story structures excited by different seismic forces. ported that many buildings equipped with structural control sys-
The disadvantage of the GA is that, it requires long computa- tem has performed well. Many research results about this
tional time if the number of variables involved in the computation earthquake are presented in ‘‘International symposium on engi-
increases. A modified GA strategy is proposed in Perry et al. (2006) neering lessons learned from the 2011 Great East Japan Earth-
to improve the computational time efficiency, which uses the quake, UC Berkeley, March 1–4, 2012’’. In Kasai, Pu, and Wada
Search Space Reduction Method (SSRM) using a Modified GA based (2012), the response of eight buildings with structural control sys-
on Migration and Artificial Selection (MGAMAS) strategy. In order tems are reported and found that the control system responded
to improve the computational performance, the algorithm utilizes well. It states that a 54-story steel building experienced a maxi-
some novel ideas including nonlinear cyclic mutation, tagging, and mum displacement of 0.50 m, which would have reached
reduced data input. 0.70 min the absence of the control. The Ishinomaki Red Cross Hos-
pital in Ishinomaki, situated near to the epicenter, had a good con-
5. Applications of structural vibration control systems trolled response (Mayes et al., 2012). Miwada, Yoshida, Ishikawa,
Nakamura, and (2012) shows that the base isolated systems using
In the past few decades, there have been several applications of high damping rubber bearings in Miyagi and Chiba prefectures
vibration control systems in building structures. The implementa- performed well during the Tohoku earthquake. Takewaki, Muraka-
tion of control devices in buildings and bridges has been investi- mi, Fujita, Yoshitomi, and Tsuji (2011) shows that some super
gated by many researchers worldwide. It is reported that over high-rise buildings with viscoelastic dampers like high-hardness
16,000 building structures around the world have been protected rubber dampers controlled the floor vibration effectively.
using anti-seismic systems (Martelli, Forni, & Panza, 2011). Passive Beside these successful performances, some buildings with
control, such as seismic isolator, is one of the widely implemented anti-seismic systems are damaged during Tohoku-Oki earthquake.
technique. Japan has about 18% of all earthquakes on the planet, of A damage to a base isolated building with a lead damper is indi-
magnitude 7 or more. Over 5000 buildings in Japan have already cated in Motosaka and Mitsuji (2012). It is also reported that the
been protected by seismic isolators. A brief review on the applica- structures designed by post-1990 code are few damaged by the
tion of seismic isolations in Japan can be found in Fujita (1998), ground motion, whereas many structures designed by post-1995
Kawamura, Sugisaki, Ogura, Maezawa, and Tanaka (2000). A recent code, using rubber bearings and dampers are severely damaged
survey on the performance evaluation of the seismic isolation is (Takahashi, 2012).
S. Thenozhi, W. Yu / Annual Reviews in Control 37 (2013) 346–364 361

Also some control system did not respond to this earthquake. Consejo Nacional de Ciencia y Tecnología (CONACyT) of Mexico for
For example, the damper system (three TMDs) in Taipei 101 sky- the financial support. This work was partially supported by State
scraper acted during the 2005 Typhoon Long Wang, the 2008 Key Laboratory of Synthetical Automation for Process Industries
Wenchuan Earthquake, and the 2010 Typhoon Fanapi. However and the Project 111 (No. B08015) of China.
it did not respond during the 2011 Tohoku-Oki earthquake, be-
cause it was not excited under those circumstances (Chen, Wang,
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Xu, Z. D., & Guo, Y. Q. (2008). Neuro-fuzzy control strategy for earthquake-excited Suresh Thenozhi was born in Palakkad, Kerala, India, in 1985. He received the B.Sc.
nonlinear magnetorheological structures. Soil Dynamics and Earthquake and M.Sc. degrees, both in Electronic Science from Bharathiar University, Coimba-
Engineering, 28, 717–727. tore, Tamilnadu, India, in 2005 and 2007, respectively and the M.Tech. degree in
Xue, X. M., Sun, Q., Wu, X. H., & Zhang, L. (2011). Study on structural vibration Sensor System Technology from VIT University, Vellore, Tamilnadu, India, in 2009.
control by GA controller involving time delay. Applied Mechanics and Materials, He is currently doing his Ph.D. degree in the Departamento de Control Automático
143–144, 335–340. at Centro de Investigación y de Estudios Avanzados, National Polytechnic Institute
Yakut, O., & Alli, H. (2011). Neural based sliding-mode control with moving sliding (CINVESTAV-IPN), Mexico City, Mexico. His current researches are focused on
surface for the seismic isolation of structures. Journal of Vibration and Control, intelligent control, structural vibration control, robotics, and instrumentation.
17, 2103–2116.
Yalla, S. K., Kareem, A., & Kantor, J. C. (2001). Semi-active tuned liquid column Wen Yu received the B.S. degree from Tsinghua University, Beijing, China in 1990
dampers for vibration control of structures. Engineering Structures, 23, and the M.S. and Ph.D. degrees, both in Electrical Engineering, from Northeastern
1469–1479. University, Shenyang, China, in 1992 and 1995, respectively. From 1995 to 1996, he
Yagiz, N. (2001). Sliding mode control of a multi-degree-of-freedom structural served as a Lecturer in the Department of Automatic Control at Northeastern Uni-
system with active tuned mass damper. Turk Journal of Engineering and versity, Shenyang, China. Since 1996, he has been with the Centro de Investigación y
Environmental Science, 25, 651–657. de Estudios Avanzados, Instituto Politécnico Nacional (CINVESTAV-IPN), Mexico
Yan, G., & Zhou, L. L. (2006). Integrated fuzzy logic and genetic algorithms for multi- City, Mexico, where he is currently a Professor with the Departamento de Control
objective control of structures using MR dampers. Journal of Sound and Automatico. From 2002 to 2003, he held research positions with the Instituto
Vibration, 296, 368–382. Mexicano del Petroleo. He was a Senior Visiting Research Fellow with Queen’s
Yang, G., Spencer, B. F., Jr., Carlson, J. D., & Sain, M. K. (2002). Large-scale MR fluid University Belfast, Belfast, U.K., from 2006 to 2007, and a Visiting Associate Pro-
dampers: modeling and dynamic performance considerations. Engineering fessor with the University of California, Santa Cruz, from 2009 to 2010. He also
Structures, 24, 309–323. holds a visiting professorship at Northeastern University in China from 2006.
Yang, J., Li, J. B., & Lin, G. (2006). A simple approach to integration of acceleration Dr.Wen Yu serves as an associate editor of Neurocomputing, and Journal of Intel-
data for dynamic soil–structure interaction analysis. Soil Dynamics and ligent and Fuzzy Systems. He is a member of the Mexican Academy of Sciences.
Earthquake Engineering, 26, 725–734.

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