You are on page 1of 16

Advanced Review

The evolution of stories:


from mimesis to language,
from fact to fiction
Brian Boyd*

Why a species as successful as Homo sapiens should spend so much time in fic-
tion, in telling one another stories that neither side believes, at first seems an
evolutionary riddle. Because of the advantages of tracking and recombining true
information, capacities for event comprehension, memory, imagination, and
communication evolved in a range of animal species—yet even chimpanzees
cannot communicate beyond the here and now. By Homo erectus, our forebears
had reached an increasing dependence on one another, not least in sharing
information in mimetic, prelinguistic ways. As Daniel Dor shows, the pressure to
pool ever more information, even beyond currently shared experience, led to the
invention of language. Language in turn swiftly unlocked efficient forms of nar-
rative, allowing early humans to learn much more about their kind than they
could experience at first hand, so that they could cooperate and compete better
through understanding one another more fully. This changed the payoff of soci-
ality for individuals and groups. But true narrative was still limited to what had
already happened. Once the strong existing predisposition to play combined
with existing capacities for event comprehension, memory, imagination, lan-
guage, and narrative, we could begin to invent fiction, and to explore the full
range of human possibilities in concentrated, engaging, memorable forms. First
language, then narrative, then fiction, created niches that altered selection pres-
sures, and made us ever more deeply dependent on knowing more about our
kind and our risks and opportunities than we could discover through direct
experience. © 2017 The Author. WIREs Cognitive Science published by Wiley Periodicals, Inc.
How to cite this article:
WIREs Cogn Sci 2018, 9:e1444. doi: 10.1002/wcs.1444

W e wallow in stories, from campfires on the


savannah to binge-watching in cities, from the
nursery to the rest home. How can it make evolu-
such an appetite for the untrue along with our unpar-
alleled appetite for searching out truth? Why, at
least, have we not evolved a resistance to fiction?
tionary sense that members of a species successful Once written down, stories like Homer’s can
enough to reshape the earth spend so much time in endure for millennia, but purely oral stories last only
telling one another stories that neither tellers nor lis- in memory and do not fossilize. Old evidence is
teners believe? After all, evolution favors organisms scant, the evolution of behavior is always hard to
that can extract accurate and relevant information analyze, as Frans de Waal notes (Ref 1, p. 45), and
from their environment. Why have humans evolved we have to glean insights from wherever we can:
from evolutionary anthropology, archeology, biol-
*Correspondence to: b.boyd@auckland.ac.nz ogy, linguistics, psychology, and theory; from mod-
English, Drama, and Writing Studies, University of Auckland, ern anthropology, especially among hunter-gatherers;
Auckland, New Zealand from comparative and developmental psychology;
Conflict of interest: The author has declared no conflicts of interest
from cognitive psychology, linguistics and neurosci-
for this article. ence; and from philosophy and literary studies.

Volume 9, January/February 2018 1 of 16


© 2017 The Author. WIREs Cognitive Science published by Wiley Periodicals, Inc.
This is an open access article under the terms of the Creative Commons Attribution-NonCommercial-NoDerivs License, which permits use and distribution in
any medium, provided the original work is properly cited, the use is non-commercial and no modifications or adaptations are made.
Advanced Review wires.wiley.com/cogsci

Despite the meagerness of evidence, the cacoph- I will discuss, in sequence, (1) the prehuman
ony of disciplines with often divergent assumptions, capacities to understand, recall, and communicate
interests and methods, and the continued production events; (2) the human preconditions for protolan-
of new hypotheses, a surprisingly convergent account guage and protonarrative, the so-called ‘mimetic
of the evolution of narrative and of fiction has begun phase’ of human communication;11,12 (3) the inven-
to take shape. It depends on the coevolution of lan- tion of language; (4) the emergence of full linguisti-
guage, narrative, and play, each feeding the other, cally enabled narrative and the difference it made to
within the emerging hypersociality of Homo erectus human cognition and sociality; (5) the emergence of
as the species began to construct its own sociocogni- fiction from factual narrative and play, and its
tive niche. Although many pieces still remain missing impact in development and in modern hunter-
from the puzzle, many others have been identified gatherer societies; and (6) the extra impact of fiction
and set in place by the recent work of Daniel Dor on through myth and religion.
the origin of language.2,3
The toolmaking, firemaking, and cooperative
hunting in late Homo erectus required rich communi- ANIMAL PRECURSORS OF
cation, even if not yet spoken language. Meanwhile NARRATIVE: EVOLVING IN A
play, long established throughout and beyond mam-
WORLD OF EVENTS
mals, more prominent in highly social primates, 4 must
have become still more prominent in a species like erec- What precursors are there in nonhuman animals for
tus with cooperative breeding and prolonged child- understanding, recalling, and communicating events?
hoods. As Dor shows, the pressures for ever-better Even organisms as remote from us as bacteria
communication sparked the invention of language.2,3 and plants extract information from their environ-
That enabled efficient narrative, which coupled with ment and communicate it to others. Animals, being
play to produce fiction. Dor stresses language’s unique mobile, need cognitive maps of the territories they
role in allowing us to instruct others’ imaginations, move within.13 And they especially need to under-
and therefore to share across the experiential gap stand the rapid changes that other animals—
between individuals. This allowed us to understand predators and prey, mates and offspring, rivals and
one another in much richer ways, in our variety and allies—make to their contexts of action.
commonality, and to intensify our hypersociality and Synthesizing and theorizing studies of animal
the creative divergences it also made possible. cognition and behavior, psychologist Merlin Donald
Drawing on the growing case for behaviorally in 1991 influentially categorized the mental worlds
and culturally driven evolutionary change,5–9 Dor of apes, and probably other higher animals, as ‘epi-
explains the emergence of language in terms not of sodic … lived entirely in the present, as a series of
individual cognitive development or an initial genetic concrete episodes’ (Ref 11, p. 149). He suggested that
driver, but of social invention. Once invented, even ‘event perception’—perhaps ‘event comprehension’
in rudimentary form, language began to shape would be better—‘is the most evolved form of cogni-
human cognition, as natural selection tracked new tion’ in animals, and that animals’ intelligence can be
criteria for success: linguistic production and compre- defined in terms of the complexity of the events they
hension, and their effect on sociality, not least can understand (Ref 11, p. 153), the more complex,
through the role of narrative in deepening folk psy- presumably, the more flexible the behavior and the
chology.10 These evolutionary changes in turn helped more intricate the social organization of the species.
our forebears to refine language in ways that further Since then, as research has been better attuned
intensified the selection for the capacity for lan- to each species’ mode of life, our knowledge of the
guage.2 In the same way, fictional stories arose as extent and varieties of animal cognition continues to
cultural inventions, through a natural confluence of expand, especially in the case of social species, birds
mimetic preverbal narrative, play, and the emerging (corvids and psittacids), and mammals (cetaceans,
capacity for verbal narrative. As a way of discovering canids, and primates). Research on primates in the
more of what it might be to be human, and of wild and in captivity confirms that they ‘have excel-
exploring the unknown, fiction shaped human devel- lent event-representations’ (Ref 12, p. 219) and that
opment, cognition and sociality and quickly became ‘in the subject of ‘social knowledge, everyone is a
compulsive. Like languages, fictions are constantly straight-A student’ (loc. 1898).14 Apes understand
being refined to become still more effective in chan- events in terms of individual character and standard
ging circumstances, and thereby put new pressures or exceptional behavior within the group.15–19 They
on minds and societies. interpret others’ actions in light of their intentions20

2 of 16 © 2017 The Author. WIREs Cognitive Science published by Wiley Periodicals, Inc. Volume 9, January/February 2018
WIREs Cognitive Science The evolution of stories

and knowledge, as inferred from what others are in a its sight but out of reach, the previous day—to
position to see,21,22 but possibly not with a clear humans unaware of what had happened.1,37 The urge
sense of their beliefs (loc. 962–965).23 to share information, if there was a chance of its
If animals comprehend events richly as they being understood, may well have been there in our
happen, can they recall them? Thomas Suddendorf common ancestor with the chimpanzee. From such
and Michael Corballis proposed in 1997 that mental beginnings, language and narrative would grow.
time-travel was unique to humans.24 Like many such
claims for human exceptionalism, the proposal
invited falsification, in this case through research into THE HUMAN CASE: EVOLVING
animal memory and foreplanning. Food-storing birds
such as magpies, black-capped chickadees, and espe-
BEFORE LANGUAGE AND NARRATIVE
cially scrub jays, have fine-grained what–where– Although we do not know the precise timing,
when memories, as do rats.25,26 Chimpanzees have sequences, or overlaps of the major factors in the
been shown to recall unique events after 5 years.1,27 evolution of our ancestors within Homo toward lan-
Evidence for foreplanning has been found in orangu- guage and Homo sapiens, a broad consensus has
tans, bonobos, and chimpanzees (most famously, the formed that Homo erectus moved decidedly into the
chimpanzee Santino at Furuvik Zoo in Sweden, who ‘cognitive niche.’ 38,39 That formulation originally
stockpiled stones to hurl at visitors)28 as well as in tended to emphasize cognition within the individual
scrub jays.29 In light of the evidence, Corballis now brain, but recent work has stressed how much early
suggests that ‘Mental time travel may well be one of human cognitive advances depended on social and
the earliest of mental faculties to evolve. It is funda- cultural conditions and interactions,9,40 and I have in
mental to all moving animals to know where they mind a sociocultural cognitive niche. As Dor notes,
are, where they have been, and where they are going human survival ‘came to depend less on individual
next’ (loc. 730–731).23 (see Ref 29 for a review). behavior and more on collective cooperation’ (Ref 2,
Can nonhuman animals communicate events? p. 198), not least in terms of understanding the world
Many animals, de Waal notes, are very highly and one another.
‘attuned to the postures, gestures, and facial expres- Four major behavioral novelties emerged in
sions of others’ (Ref 1, p. 131) in the moment, can act Homo erectus: cooperative breeding, refined stone
on shared intentions, and in some cases—such as tools, fire-making, and cooperative hunting of large
chimpanzees, macaques, capuchins, and ravens—take animals. All arose from and accelerated the central,
into account what others can see and know.30–33 Ani- mutually reinforcing trends in hominin evolution:
mals can often distinguish which other unseen con- expansion of the brain, increases in sociality and
specific is signaling a reaction to a current situation, cooperation, and improved communications.
and adjust the intensity of their response according to Cooperation, as de Waal shows, is widespread
their relationship to the signaler.34,35 Honeybees’ in chimpanzees and no ‘huge anomaly’ in nature (Ref
waggle dances indicate foraging opportunities for 1, p. 186). But cooperative breeding intensified it dra-
hivemates, and adult vervet monkey alarm cries dis- matically in Homo. Known elsewhere among pri-
tinguish between different kinds of threats, eagles, mates only in small-brained marmosets and
snakes, and leopards,36 but these are stereotyped tamarins, alloparenting may have evolved in Homo
responses to present situations. Chimpanzees can erectus around 1.6 million years ago, Sarah Hrdy
draw attention flexibly to other chimpanzees’ imme- shows, as ‘human mothers began to bear offspring
diate actions, where it serves their purposes,17 but no too costly to rear by themselves’ (Ref 41, p. 283).
nonhuman animal currently seems either capable of Infants and young children were increasingly provi-
communicating with its conspecifics about complex sioned and cared for not only by mothers but also by
events beyond the here and now or motivated to try. female kin and others. More reliable food supplies
Even de Waal, convincing champion of gradualism in could feed energetically hungry brains, while allow-
cognitive evolution that he is, notes: ‘A chimpanzee ing mothers to reproduce at a faster rate than that of
may detect another’s emotions in reaction to a partic- any other great ape, and social support permitted a
ular ongoing situation, but cannot communicate even prolonged childhood that enabled more intense social
the simplest information about events displaced in learning. Cooperative breeding also selected for
space and time’ (Ref 1, p. 106). But one clear example greater social responsiveness, trust, and empathy
has been recorded of a chimpanzee communicating between infants and their carers, and an incentive on
successfully about the present consequence of an the part of the infants to assess, understand, and
event retained in its memory—the hiding of treats in learn to please their elders.

Volume 9, January/February 2018 © 2017 The Author. WIREs Cognitive Science published by Wiley Periodicals, Inc. 3 of 16
Advanced Review wires.wiley.com/cogsci

Even the first crude stone tools, the Oldowan the great ape capacity and an appetite for joint atten-
handaxes from about 2.5 million years ago, enabled tion, for noticing something worth others’ attention,
cutting of meat from animal carcasses, and added to signaling to draw their notice to it, checking through
the value of the food intake. After the rapid cranial reciprocal gaze that they are attending to the same
expansion of about 2–1.5 million years ago, and the feature.1,48 Homo erectus would have developed a
emergence of erectus, Acheulean bifacial handaxes greater capacity and motivation for the imitation of
became the norm. These required elaborate training others, already well developed in the apes (and in
to manufacture successfully: modern archeologists other lineages);1 this would have facilitated the acqui-
find it takes months of practice to become proficient sition of the complex skills needed in stone tools,
at creating Acheulean tools.11 Erectus swiftly became foraging, fire-making, and cooking. Although there is
adaptable enough to expand beyond Africa, spread no direct record of these developments, they can be
across Eurasia, and survive in a wide variety of cli- inferred from the comparative complexity of the erec-
matic conditions.11 tus life style, and from the very early emergence of
Firemaking, which may also have been mas- these social skills and dispositions in modern infants.
tered by 1.5 million years ago, and had become rou-
tine a million years later, allowed the easier
extraction of nourishment from food sources. It fur-
EVOLVING IN THE MIMETIC NICHE
ther increased the available caloric intake so vital for
larger brains, reduced the need for large mandibular The best current fossil and genetic evidence for the
muscles, leaving more room for cranial expansion, evolution of spoken language—evidence relating to
and shrank drastically the time need for chewing raw tongue, ear, and mind—suggests that speech had
food.42 It would also have added both to the pressure begun to develop by about half a million years ago,
for sociality—for fire-making and fire-tending in Homo heidelbergensis, the common ancestor of
together, for sharing of food around the fire—and Homo sapiens and Homo neanderthalensis.49
the opportunities for relaxed companionship in the Synthesizing the then available archeological,
extra hours after sunset.43 anthropological, biological, linguistic, and neuros-
With all needing to spend less time digesting cientific evidence, Donald in 1991 proposed a succes-
food, and females specializing in gathering and in sion of stages of the emergence of the modern
tending fires while males hunted, an increased appe- mind.11 Although he was speculating boldly, and
tite for the high energy value of meat led to the emer- although he presupposed that language did not
gence of complex cooperative hunting, to which the develop until anatomically modern Homo sapiens,
finely crafted and aerodynamically efficient hunting about 100,000 years ago, Donald has been enor-
spears from 400,000 years ago bear striking mously influential. He suggested that on top of the
testimony.44 episodic minds of other animals, and before lan-
In late erectus and in heidelbergensis, extensive guage, Homo erectus evolved a mimetic mind. By
instruction must have been required for the mastery this, he meant a suite of capacities, controlled by the
of tool-making, tool-using, fire-making, fire-tending, intention to represent and communicate, and using a
and hunting that increasingly relied on ecological range of modes of expression short of language:
knowledge, tools, strategic guile, and close and flexi- pointing, gesture, posture, movement, facial expres-
ble cooperation. Our forebears became evolved sion, and vocal sound.
apprentices, learning from their elders.45 Now firmly The evidence for this is indirect. We can infer
in the cognitive niche, they would have been selected much from the need for communication, social learn-
for their capacity to absorb socially accumulated ing and social teaching, planning and coordination in
knowledge. Both acquiring skills and executing them the tool-making, fire-making, and hunting practiced
in action would have required improved communica- by later erectus (or heidelbergensis). We can also
tion and readiness to cooperate with others in teach- read back from the way modern humans communi-
ing and learning. cate when they do not have language in common
A suite of related adaptations improved homi- (the pointing, joint attention, gestures, facial expres-
nin communication during the erectus years. Our sions, and mimetic movements used by those with no
forebears would have developed the capacity to shared languages, or illiterate deaf-mutes, or those
point, to draw distant or close features of the envi- with lesions in linguistic areas of the brain)11 or even
ronment to others’ attention, something apes do not when they do have a common language (the gestures
do except in human environments, and then only for and expressions we still use when talking to listeners
food.46,47 They presumably also developed further who cannot see us: in the dark, in the next room, on

4 of 16 © 2017 The Author. WIREs Cognitive Science published by Wiley Periodicals, Inc. Volume 9, January/February 2018
WIREs Cognitive Science The evolution of stories

the phone).50 And the recent fossil and genetic evi- attention and greater trust in the communicative
dence suggests that the proposed pre-linguistic process, the value of imparting what had just hap-
mimetic mind should now be dated to erectus or hei- pened or what should happen next, would have
delbergensis, about 1.5–0.5 million years ago. Never- intensified. Donald hypothesizes that much mimetic
theless, much in Donald’s hypothesis still seems communication would have been about events, a
suggestive to many. kind of dramatic proto-narrative: ‘The key innova-
He argues that mimesis can shape the mind tion in erectus was the emergence of the most basic
even when communication is not involved: in the level of human representation, the ability to mime, or
capacity to represent to oneself and consciously re-enact, events’(p. 16); mimesis ‘evolved for the pur-
rehearse and practice the complex multistage actions pose of re-enacting events and representing their
needed, for instance, for creating Acheulean han- structure’ (p. 178). The event perceptions characteris-
daxes. But it is in communication that mimesis would tic of the episodic, pre-human mind, therefore
have had its most decisive impact. Donald distin- became ‘event reproductions and reenactments’ (Ref
guishes mimesis from mimicry, the attempted exact 11, p. 191).
reproduction of sound or feature, and from imita- Donald at times seems highly sanguine about
tion, copying without either the intention to repre- the power of mimesis: ‘Basically, anything that the
sent or the invention of a means to do so: both event-recording episodic system can perceive and
intention and invention he sees as central to mimesis store, the mimetic controller can model’ (p. 190). At
(More recently de, Waal notes that not only are apes times he is more cautious, contrasting mimesis with
‘born imitators’ but imitation occurs also ‘in mon- language: ‘a much more limited form of representa-
keys, dogs, corvids, parrots, and dolphins’; Ref 1, tion … slow-moving, ambiguous, and very restricted
p. 152, 156). Donald emphasizes immediate pre- in its subject matter’ (Ref 11, p. 197). The likelihood
human mimesis as not a single expressive mode but a is that mimesis could communicate best only about
high-level communicative control system, shaped by events in the very recent past, unless they were both
the very intention to communicate, by whatever highly salient and common knowledge, and about
means can be drawn on without a system of efficient possible events—plans, threats, opportunities—in the
linguistic signals already in place: through hands, very near future. Like charades, mimesis would often
arms, eyes, faces, movements, and sounds. have been frustratingly hit-and-miss, more flailing
The archeological evidence suggests that late than swift signaling.23 But the key point for the evo-
erectus and heidelbergensis would have felt increased lution of stories is that Donald establishes so strongly
pressures to communicate in instruction for tool- the plausibility of a drive to, and means to, commu-
making and use, and in planning and coordinating nicate events, to engage in narrative, even before our
cooperative big-game hunting2 (Jerome Lewis shows ancestors added language and could discover an effi-
how the expert hunting of modern BaYaka pygmies cient means to report events.
in the Congo depends on nonlinguistic In order to communicate with less ambiguity,
communication—hand gestures, vocal imitation of many mimetic moves may have become conventiona-
bird calls as coordinating devices, vocal imitation of lized into something closer to language, as Corballis
prey animals as lures—even if in other contexts they explains: ‘Each act could be reduced to a standard
use all the resources of speech).51 Since increased form, and need no longer retain the pictorial element
cooperation itself was a major hominin advantage, of pantomime. Communities could come to agree on
there would also have been pressure to communicate the meanings of individual acts, and pass them on to
in social play (so central to modern hunter- the children. This process can be seen in gestural
gatherers),52 including vocomotor games, and chil- form in the development of sign languages invented
dren’s play in imitation of adult roles11; in social by deaf communities’ (loc. 1086–1087).22 Other apes
monitoring and the enforcement of social norms, per- already have a range of gestures, which they can uti-
haps in the kind of gently mocking mimicry that lize more flexibly than their vocal cries,46 although
hunter-gatherers still use in playful correction of they often use the two in tandem.53 Hominins needed
those who transgress against rules of sharing and finer motor control in their hands than their prede-
egalitarianism51,52; and in rituals to bind the band cessors, and this finesse could easily have been
emotionally. coopted for communicative needs.54 As Corballis
As mimesis improved, there would have been notes, manual motor control lies adjacent to modern
selection pressure for the capacity to produce and to speech areas of the brain, perhaps another sign that
interpret mimetic signals. As social cooperation dee- gestural language, or a combination of gesture and
pened, and with (and because of ) better sharing of vocal sound, could have preceded speech.55

Volume 9, January/February 2018 © 2017 The Author. WIREs Cognitive Science published by Wiley Periodicals, Inc. 5 of 16
Advanced Review wires.wiley.com/cogsci

EVOLVING IN THE LINGUISTIC NICHE Language, Dor argues, is no general purpose


system of communication—it can be virtually useless
Since the 1960s evolution has most often been seen in, say, teaching us how to tie a knot or play the vio-
in terms of individual- and gene-level selection.56–58 lin or see what a drawing, painting, or photograph
But over the last 15 years many have realized that could show in a flash—but is ‘specifically designed
phenotypic plasticity often drives evolution: that for the communication, through the instruction of
creatures confronted with new problems may try out imagination, of experiences that cannot be experien-
new solutions, some of which may succeed, be tially communicated’ (p. 31). With language, ‘Indivi-
repeated, copied, improved, and stabilized, be duals began to learn to imagine events that happened
learned early in life by new generations, and thereby to others, and learn how to take them into account
create new niches where new selection pressures in their own decisions’ (p. 33). And we even began to
come into play.2,6–9 look at the world not just to behave in it but also ‘in
This recognition has impacted strongly on order to tell about it’ (Ref 2, p. 204).
recent work on the origin of language. Many now
argue persuasively that language has been led not by
genetic change, but by behavior, as Dor defines it, by
‘a collective process of invention and development’ EVOLVING IN THE
(Ref 2, p. 1). The social, piecemeal, protracted inven- NARRATIVE NICHE
tion of language placed new selection pressures on Narrative does not need language. If Donald’s claims
our hominin forebears, shaping cognition, emotion, about the mimetic world of Homo erectus are valid,
and individual and social behavior more for lan- our forebears felt a strong urge to communicate off-
guage. In Dor’s formula, ‘First we invented language. stage events and had some capacity to do so before
Then language changed us’ (p. 4), individually and language. Modern mime, silent film, and wordless
socially, altering not just our cognition and our vocal graphic novels show that even now narratives can
and auditory systems but also our emotions, behav- function without language—although we now bring
ior, and our relationships to our own experience and to them story-constructing and story-inferring skills
to others. acquired in our exposure to narratives with words—
Dor has advanced the most compelling, and verbal narrative gains a vividness beyond words
detailed, and consequential new account of language’s through the presentational modes of drama, screen,
nature and origins. Other forms of communication, in and comics.
humans and other animals, are presentational (Ref 2, But until language, the hominin narrative urge
p. 23): the participants share in aspects of a common had no efficient outlet. Donald suggests that narrative
experience: a place, a time, an event that one can is ‘the natural product of language,’ and that lan-
draw others’ attention to; a facial or bodily expres- guage is ‘basically for telling stories’ (Ref 11, p. 275).
sion, a scowl, a smile, a swagger. But under the recur- He goes too far: so long as language has been availa-
rent pressure to share what was at first just beyond ble, it has surely mattered for greeting, requests,
common perception, and then what lies still further guidance, description, opinion, argument, agreement,
afield, to understand across small gaps in experience, and more. Yet, if language developed to instruct ima-
and then across larger ones, language developed.2,3 ginations about what might be in one person’s head
Dor shows that what distinguishes language but could not be in others’ without words as cues,
from earlier forms of communication is that it crosses then it comes close to the core of narrative. We each
the inevitable experiential gap between individuals have different experiences: our unique past and mem-
that remains ‘even when we experience together’ (Ref ories, our unique capacities, dispositions, interests,
2, p. 16): ‘It allows speakers to intentionally and sys- and perspectives. Narrative allows us beyond the lim-
tematically instruct their interlocutors in the process its of our lives, gives us access to the experience of
of imagining the intended experience—instead of others, to the past, the private, the imagined.
directly experiencing it’ (p. 2). In language ‘the com- As language began to allow the reporting of
municator does not try to make some of his or her events, different individuals would have had different
experience perceptibly present to the receiver’ (p. 24): skill levels. Those who could cope better in construct-
rather the communicator provides the verbal cues to ing or even comprehending narrative would have
instruct the imagination of the receiver to share been selected for, since reporting events produces
something even if it cannot be pointed to, even if it is such decided advantages.
no part of current experience: something past or pri- Narrative offers us a far greater range of expe-
vate or even invented. rience to think with than what we can glean just by

6 of 16 © 2017 The Author. WIREs Cognitive Science published by Wiley Periodicals, Inc. Volume 9, January/February 2018
WIREs Cognitive Science The evolution of stories

acting, reflecting, and observing as individuals. directly (if perpetrated by those we deal with) or at
Through social report, we can learn much more of least belong to a kind that could harm us.60,70,71
the range of human behaviors and characters, desires We have many reasons for wanting to learn
and intentions, predicaments and solutions,59 and from factual narratives, whether we learn about par-
norms and transgressions.60 In narrative, we are ticular individuals72 or general principles.60 But,
attracted not to the routine we already know but Jean-Louis Dessalles asks, why do we tell narratives,
especially to what is surprising61,62—to what extends why do we compete to do so rather than hold
our sense of what to expect in human behavior—and back?61 We spend about 40% of our conversational
to what is emotionally engaging, to what we feel time in spontaneous narratives.73 Why do we not lis-
matters. Narrative helps us know better what it can ten to what we learn from others, then refrain from
be to be human, what risks we may face, what passing on what we have learned, hoarding the infor-
options we may have, so that we can cooperate and mation for ourselves and saving ourselves the effort
compete better through understanding one another of relaying it? We do not regard telling stories about
more fully. Narrative can model and motivate per- ourselves or others as an altruistic public service,61,74
sonal values like courage, resilience, resourcefulness, we want to report about experience when we think
circumspection, and social values like generosity, sen- we have something to offer: something salient
sitivity, respect for others whatever their status. It enough, or relevant enough to the conversation, the
can spread, deepen, question, and inflect norms.63–65 time, the place, the company. We want to display
This makes the social landscape more navigable, our social vigilance, our ability to appraise human
more expansive, more open with possibilities for all, behavior and discern norms, our worth as trading
changing the payoff of sociality for both individuals partners in the information and interest exchange.
and groups. We therefore have a hunger for learning We want to supply the information that has come
about striking personalities, situations, actions, and our way while it still has value. We earn attention
developments. and status for our alertness to high-value social infor-
Through narrative, we can greatly deepen folk mation and for our social discrimination.75 And as
psychology. Philosopher Daniel Hutto trenchantly the social beings we are, Bernard Rimé notes, ‘we
critiques Theory of Mind in both its Theory (whether exist to a very large extent through the attention we
nativist or developmental) and Simulation Theory receive’ (Ref 76, p. 177). We even risk incurring dis-
forms, and proposes instead the Narrative Practice approval for not sharing social information that
Hypothesis: that folk psychology just is the ability to would have been useful to others.60
construct a narrative explanation of a person’s A recent study of storytelling among hunter-
actions, her reasons for what she does, in view of her gatherers in the Philippines by Daniel Smith
personality, situation, history, beliefs, desires, and et al. tallies and tests many of the positive social and
plans.10 (Primatologists Emil Menzel and Frans de individual effects of narrative among people whose
Waal also object to the ‘theory’ in Theory of Mind; way of life may in some ways resemble those of the
Ref 1, pp. 131–2). We learn folk psychology, Hutto earliest storytellers. ‘Agta stories convey messages rel-
argues, through all our practice with narrative, per- evant to coordinating group behavior in a foraging
haps especially from first- and second-person cases ecology, such as cooperation, sex equality and social
(‘why did you do that?’), through putting behavior egalitarianism.’77 Their stories emphasize the benefits
into story form that accounts for actions through the of cooperation over competition, they punish norm-
variable particulars as well as the commonalities of breakers, and they show how reverse dominance
situations, persons, and motives.10,66 hierarchies prevent concentration of power—morals
Narrative allows us to keep better track of not markedly different from those examined in a
those we interact with, impossible already for our comprehensive study of characters in Victorian
forebears, given the dispersed daily activities of novels, for all the difference in their sophistication of
hunter-gatherer life, until they had narrative.67 Gos- technique,71 and indeed, as de Waal shows, the rejec-
sip can broadcast an individual’s reputation, which tion of inequity has been recognized in social species
can be hard to earn and easy to lose, and its capacity as varied as capuchins, dogs and corvids.1 Smith
to do so may help foster cooperation perhaps as et al.’s Agta study assessed ratings of storytelling and
powerfully as punishment can, and at much lower other skills. Skilled storytellers were almost twice as
cost.68 Gossip also offers a means to reinforce and likely as unskilled storytellers to be chosen as camp-
broadcast social-cooperative norms,69 and the mates, and were distinctly more likely to be chosen
hazards of transgressing them. We have a particular than even the most skilled foragers. Camps with
interest in violations of norms that either affect us greater proportions of skilled storytellers were

Volume 9, January/February 2018 © 2017 The Author. WIREs Cognitive Science published by Wiley Periodicals, Inc. 7 of 16
Advanced Review wires.wiley.com/cogsci

associated with higher levels of cooperation; the Much of the cognitive neuroscientific research on this
more skilled storytellers had higher reproductive suc- network has focused on autobiographical memory
cess (0.53 more living offspring) than others, and and imagination,88 on constructive episodic memory
they were also more likely than others to receive as the basis for future episodic simulation (‘the ability
additional resources in an experimental game, sug- to flexibly recombine elements of past experience into
gesting, as the authors note, ‘a plausible pathway by simulations of novel future events’),78,85,86,89 and on
which a group-beneficial behavior such as storytell- the social imagination engaged in fiction.90–92 But
ing might have evolved through individual-level philosopher Derek Matravers rightly notes that we
selection.’77 need imagination to understand factual narrative as
Assessing the effects of the collective and piece- much as fiction;93 and Dor, as we have seen, points
meal invention of language, Dor notes some of the out that we need imagination even to understand
cognitive changes in our forebears—even if they had language—but he would probably agree that we have
already been intense social communicators before a specially swift and responsive imagination when we
language—once they began to inhabit the language attend to verbal narrative. Language may have
niche their own efforts had started to construct.2 enabled a new kind of recall, word-based episodic
Similarly, our forebears had already been intense recall,94 but it is unlikely that much detail of the
social monitors before narrative, but underwent many thousands of narratives we encounter would
changes in cognition as they moved into their newly remain vivid in episodic memory.95–97 Nevertheless,
constructed narrative niche. the social implications derived from these narratives,
As Hutto proposes, narrative would have including personality judgments,72 would enrich
enabled what he labels folk psychology, a deep semantic memory,78 and semantic memory turns out
understanding of people’s reasons for acting,10 and to be sufficient to support future-oriented personal
thereby massively refined social cognition, not to judgments and plans.29 The exercise of the imagina-
mention social interaction. Our skills at causal infer- tion in understanding even factual narratives, and the
ence in social situations, our very understanding of stocking of episodic and semantic memory with the
causal relevance and causal complexity, and our bias many reports of others’ experiences, must have
toward interpreting or even overinterpreting cause in greatly increased our capacity and our reliance on
terms of agency, would have been deepened. We this actor–scene network, both for pragmatic reasons
would have developed an increased capacity for tog- and for the private pleasures of mindwandering.23
gling between what cognitive discourse analysts call Our engagement in narrative would also have
local and global processing, readily nesting current helped us to shift perspectives more rapidly from
situational details and developments within larger agent to agent within a story and to maintain multile-
contexts.12 veled responses, to the actors within the story, to the
We would have improved in sustained offline storyteller, and to other members of the audience.
thinking, and in the scope and richness of our imagi- We would have developed the scope and efficiency of
nations, stocked with many more examples and our time travel, and our ability to swiftly sort events
stretched with extensive daily practice. Much recent told out of order into the necessary chronological–
work shows that the same brain network (medial causal sequence. And perhaps most of all we would
prefrontal cortex, retrosplenial cortex, posterior cin- have developed a craving for understanding our
gulate, medial temporal lobe, and lateral temporal world not only in terms of our own direct experience,
and parietal cortices) is activated in memory, imagi- but through the experience of others—and not only
nation and foreplanning,78 perspective-taking,79 and real others. Time to move to fiction.
social scenarios,80–82 and suggests that we flexibly
combine elements of episodic memory in order to
plan for the future, particularly in social contexts.
EVOLVING IN THE FICTION NICHE
This network acquired the name ‘default mode net-
work’83 because it was active in subjects in fMRI Although I opened this review with a question about
experiments when they were not engaged in why fiction could have evolved, I am turning to fic-
attention-demanding goal-directed cognitive chal- tion only late in the story. Why?
lenges. The network might be better named the Most of the drivers for fiction were also drivers
actor–scene or scenario network, since it supports for our hominin ancestors’ mimetic communication
not only autobiographical recall but also thinking before language, and for language, and for narrative
about the minds and personalities71 of others, as well with language: our high sociality, our intense social
as future scenes84 involving self and others.78–80,85–87 monitoring, our increasing dependence on

8 of 16 © 2017 The Author. WIREs Cognitive Science published by Wiley Periodicals, Inc. Volume 9, January/February 2018
WIREs Cognitive Science The evolution of stories

information-sharing. The close link between memory even with exaggerated or wholly invented details.
and imagination, between experience and planning, After all, for the earliest storytellers modern stan-
meant that imagination was ready to recruit not just dards of historiographic fidelity to fact and documen-
experience personally lived through, not just experi- tary accountability were thousands of generations
ence reported and activated in listeners’ imaginations, ahead in a quite unimaginable future. We know too
but also experience that was ‘only’ concretely and that our minds readily confabulate99—fill in gaps in
vividly recombined—concocted—from elements of our understanding of events with the first plausible
remembered experience. Language, as Dor shows, gap-fillers that come to mind, rather than leave holes
instructs the imaginations of interlocutors, to conjure in the fabric of a story. Perhaps we do so only nowa-
up out of memory something not part of their direct days, because we have been steeped all our lives in
experience.2 Nonfiction narrative, as Matravers fiction, but it seems perfectly possible that our fore-
makes clear, also targets the imagination,93 and spe- bears have had confabulating minds since very soon
cifically the brain’s default mode network or, as I after the invention of narrative. And certainly lies, to
have dubbed it, its actor–scene network. By their exonerate oneself or one’s sub-group or group, to
very nature language and narrative teeter already on inculpate others, or for that matter to smooth social
the verge of fiction. situations, will have prompted divergences from fact
All the more so when we take into account since early in the history of narrative,100 just as they
other factors already present in mind and in narrative surface swiftly in children as they learn how to report
prior to fiction. First, in mind. As we have seen, the on events.
actor–scene network appears designed to allow the Only one more factor needs to be added to lan-
recombination of memories to support future pla- guage, narrative, and the prepared mind, in order to
nning. For those who might wish to invent stories, a engender fiction: play, present on earth for tens of
recombinatory imagination had already been at millions of years before language or narrative.
hand, before language and narrative, and had been Observed not only in the young of most mammals,
used every day—and was exercised far more often but also in birds, fish, cephalopods, and insects,4 play
now they were immersed in the world of language offers a way of learning species-typical skills by
and narrative, even if only as listeners. detaching them from serious mode, testing them in
And every night, too, the actor–scene network safe circumstances in exuberant fashion so that trial
was already active. Dreaming appears to occur in and error can refine them at low risk.101 Play has
many species. It too combines memories into new been so beneficial in the young of so many species
configurations. We experience dreams as immediately that it has evolved to become self-motivating,
present to the inner eye and as engaging both atten- irresistible—sheer fun.75 The amount of play in a spe-
tion and emotion. To that extent dreams resemble cies usually depends on both the length of immaturity
and probably anticipated fictional narrative,98 and and the flexibility and complexity of species behav-
would have had more raw material to play with the ior.102 Social species play more than solitary species,
more frequently and more elaborately factual narra- hunting species more than prey species.23 Erectus
tive had begun to circulate. But dreams recombine and heidelbergensis were highly social, uniquely flexi-
elements of memory in apparently stochastic and ble in their responses to their environment, dependent
therefore arbitrary and usually poorly retrieved ways, on hunting, with the longest childhoods yet evolved,
even if they can be triggered by current preoccupa- and with cooperative breeding enabling children to
tions or moods. They mostly provide meager direct learn through play longer than the young of any
hints either for waking life or for fiction. I suggest other species.41 Synaptic development in the human
that the main function of dreams may be to keep the prefrontal cortex reaches its peak at five years of age,
retrieval and recombinatorial mechanisms of the rather than at one year as in macaques and
default or actor-scene network in good running order chimpanzees,103 allowing children to learn more
for daytime retrieval and planning—with the conse- through play and from others. Presumably our big-
quence that the network was also already available brained hominin predecessors were already evolving
for idle daydreaming and could easily be coopted for in this direction. Human children have a uniquely
purposeful fictional invention. intense predisposition to imitate those around them,
Second, aspects of narrative that fall just short and again our precursors in late Homo were well
of fiction also prepared its way. People recounting along this track. And uniquely among living pri-
recent news or old lore do so to hold the attention of mates, humans play even as adults.104
others.75 They may readily feel tempted to vivify the Pretend play with objects and social situations
account not only with expressive mimetic means but is universal in children,11 although the stages at

Volume 9, January/February 2018 © 2017 The Author. WIREs Cognitive Science published by Wiley Periodicals, Inc. 9 of 16
Advanced Review wires.wiley.com/cogsci

which it develops and the forms it takes can be cul- foraging peoples, and draws the parallel to modern
turally variable.105,106 Role-playing games occur in Western culture,110 where after the working day peo-
all cultures, and do not need language: nonsigning ple have told fairy stories to their children, read
deaf children, observes Donald, ‘play essentially the novels, attended the cinema, listened to radio plays,
same games as hearing children’ (Ref 11, p. 174). watched television dramas or played video games.
Play has been judged central to hunter-gatherers, the Storytellers have always earned recognition,
closest modern equivalents to the life style of heidel- attention and status. Wiessner comments of the
bergensis, for mastering life-skills, for regulating Ju/’hoansi: ‘Stories provided a win-win situation:
social life, and for ensuring group cohesion.52 those who thoroughly engaged others were likely to
Among the Mbendjele in the Congo Basin, for gain recognition as their stories traveled’ (Ref 110,
instance, older boys play structured role-play games, p. 14029). As Smith et al. show, the Agta people
including hunting games, requiring considerable value their storytellers, prefer them as campmates,
coordination and cooperation, but adults too play and offer them resources.77 Although the BaYaka
fictional ritual games (Lewis calls them ‘spirit play’) pygmies of the Congo do not trade in material goods,
that encourage egalitarianism and their strong sense they will pay one another for spirit plays.51 Homer,
of community.104 By its role reversals and the self- Shakespeare, and J.K. Rowling are the earliest camp-
handicapping of the stronger, play counteracts ten- fire storytellers’ direct descendants in ever-wider
dencies toward dominance in animals as in humans, modern worlds.
and, notes Paul Gray, ‘hunter-gatherers appear to Play allows us to learn from trying out experi-
have promoted play quite deliberately for that pur- ence as wildly as we like within safe boundaries.
pose’ (Ref 52, p. 476). Nonfiction narrative, whether new gossip or old lore,
Fiction is narrative as play. Gregory Bateson instructs our imaginations, and transforms our lives
noted in 1955 that in play, experience is and our social world by extending our range of expe-
decoupled107: a dog’s play bite is marked as nonser- rience, but it depends on the accidents of what has
ious, placed in nonscare quotes, as it were, by the happened and what the speaker has experienced
dog’s preliminary play-bow to its partner, just as fic- directly or heard reported by others. Fiction does
tion’s action, however intense, is decoupled by an not. It allows us experience limited only by the
explicit ‘Once upon a time’ or an implicit mutual rec- recombinative imagination of storytellers, who can
ognition of fictionality (Nielsen, Phelan, and Walsh try out life within the boundaries of the story as exu-
show how swiftly modern humans understand fic- berantly or as intensely as they like.
tionality even in the midst of serious discourse).108 While true social report can catch our atten-
Ontogenically, fiction emerges out of children’s tion, especially by its direct connection to individuals
pretend play, although that in turn may be scaffolded we know, or those in circumstances akin to ours,60
by the stories of adults or older children (fairies or fiction can construct its surprising events, characters,
superheroes, for instance, in modern Western cul- changes of fortune, and implications precisely in
ture). Phylogenically, stories may well have emerged order to hold us engrossed from first to last. We
mostly around the campfires our ancestors have regu- learn indirectly about predicaments98 and prospects,
larly used for around 400,000 years.109 Polly Wiess- norms and exceptions, values and violations through
ner’s study of conversation among the Ju/’hoansi real-life stories too, but fiction can invent characters
Bushmen, hunter-gatherers of Namibia and Bot- and events and the acutest angles on them to allow
swana, shows that while talk during the day focuses for maximum involvement and memorability, while
on regulating economic and social life, over 80% of also providing maximum opportunity for disinter-
talk around the campfire involves stories, often inter- ested reflection and clarification.111
spersed with music and dance.110 The stories, often And although real-life stories offer insight into
of real people of the current or the past three genera- folk psychology, into people’s reasons for acting,
tions, full of laughter and surprise and embellished they can present only outer views of actors: even if
with gestures, imitations, sound effects, and song, they speak within the course of factual narratives,
also include pure fictions, folktales, myths, and they may hide or distort their thoughts. Fiction per-
reports of encounters with the spirit world. Robin mits us access even to characters’ inner lives, or at
Dunbar observes that firelight offered an extra four least to storytellers’ imaginings of inner lives, to their
active hours or so when ‘social interaction, and attempts to render these more plausibly than other
pretty much only social interaction, could take storytellers have done.
place.’43 Wiessner notes similar patterns of night As even leading psychologists admit (Corballis
tale-telling in the ethnographic record of other [loc. 1274–1276] cites his mentor Donald Hebb),23

10 of 16 © 2017 The Author. WIREs Cognitive Science published by Wiley Periodicals, Inc. Volume 9, January/February 2018
WIREs Cognitive Science The evolution of stories

fiction can offer psychological depth and experiential EVOLVING IN THE RELIGIOUS AND
breadth in ways scientific psychology cannot match. SCIENTIFIC NICHES
Fictional stories do more than exercise theory of
mind (Lisa Zunshine’s explanation of ‘why we read Donald proposes that after the episodic and mimetic
fiction’),112,113 but it seems highly likely that they phases of mind, the next phase, the early human,
can improve our understanding of human lives and constitutes the mythic.11 He rushes too fast from the
possibilities. For the general case, see Hutto;10 for an invention of language and narrative to myth.
anthropological perspective, see Scalise Sugiyama59; If language emerged in the common predecessor
for the developmental case, which shows that chil- to Homo sapiens and Homo neanderthalensis, cur-
dren exposed to more stories and more mentalizing rently identified as Homo heidelbergensis, then a long
terms in and around them develop aspects of folk time seems to have elapsed between narrative deploy-
psychology earlier, see Peskin and Astington and ing language and the emergence of religious myth.
others.66,114–116 It is difficult to prove that stories can Only ochre, perhaps processed and used from about
improve adult understanding of human lives and pos- 400,000 years ago,123 may suggest the possibility of
sibilities, since most potential adult subjects have early ritual and perhaps myth—but it may well have
already been exposed to innumerable stories, and been used only for personal adornment or group
may already be at ceiling levels, but the evidence sug- identification.
gests at least a strong correlation between exposure There are a number of reasons to think that the
to fiction and better social cognition, and to some, emergence of narrative and of fiction, however indis-
suggests that even in our story-saturated world read- tinctly separated at first from nonfiction, had to
ing still more fiction further improves social change human minds before the first religions could
cognition.92,116–121 Fiction also appears able to emerge. Narrative foregrounds the idea of cause, and
induce changes of social attitude more readily than fiction, shaped by its tellers, can tightly marshal all
nonfictional narrative.122 causes and consequences relevant to the events in
Fiction’s effects at the social level are as striking focus. Narrative, especially fiction, also serves to
as at the individual level. Because they are designed allay anxiety about uncertainty. Like play, in which
to earn attention, arouse emotion, and resonate in animals throw themselves off balance in order to
memory, stories can be particularly effective at learn how to extend their range of control, stories
imparting norms and showing the consequences of traditionally plunge audiences into turmoil and sus-
violating them, and thereby foster cooperation.51,77 pense in order to bring them to a resolution that
By appealing to a wide audience, and often in ances- tames uncertainty and reasserts control.
tral times or small-scale societies to the whole com- The heightened awareness of cause within stor-
munity, they can, as I have elsewhere explained, ies, and the satisfactions of uncertainty reduction at
‘solve what economists call the problem of common the ends of stories, would also have made uncertainty
knowledge (I will do something only if you will, and about the causes and courses of events outside story
vice versa; but how do I know you will, and how do more salient. All the more so as more advanced folk
I know that you know that I will?) by making us feel psychology had brought our forebears to a clear
that we share these values and react in much the understanding of false belief: that we or others can
same way’ (p. 108).51,69,75 By depicting suffering make mistakes when we do not understand the true
from the perspective of the sufferer they can be a underlying situation.75 We do not like uncertainty,
means of expanding the circle of compassion.63–65 and because the kinds of causes we focus on most in
Like language, fiction is a collective, piecemeal our stories are animal or human agents, and because
human invention. Like language, and like narrative, it makes sense to suspect a potentially dangerous
it has shaped the niche into which human minds are agent in an unidentified sound or movement than to
born and the societies in which they mature, to the assume no agent when there is one, we have a dispo-
point where humans almost from birth have story- sition to over-read agency.124,125 An inclination to
craving minds. As storytellers find new possibilities confabulation,99 which would only have been
in their craft—more deliberately fostering and strengthened by exposure to story, would easily have
prompting the imagination,75 more deftly probing led to positing unseen agents as a way to plug possi-
psyches, more swiftly shifting perspectives, more ble explanatory gaps. After all, unseen thoughts and
often trusting to inference rather than statement— feelings can direct our visible actions, and unnoticed
they change the selective pressures on audiences. actions (like an enemy or predator taking up a posi-
Stories will continue to develop, and minds to evolve tion undetected) can have serious observable
within the constantly self-renewing niche of fiction. consequences.

Volume 9, January/February 2018 © 2017 The Author. WIREs Cognitive Science published by Wiley Periodicals, Inc. 11 of 16
Advanced Review wires.wiley.com/cogsci

Moreover, we have an innate disposition to Xenophanes to Democritus, science took two more
matter–spirit dualism,126,127 and have long been con- millennia to become firmly established. Even now its
cerned about, and still disagree over, the boundaries causal explanations without agents seem more diffi-
between matter and mind or spirit, between lifeless- cult for most to accept, without persistent explicit
ness and life. No wonder that animism, investing the instruction, than stories that explain through the pur-
inanimate and the animal with human-like ‘spirit,’ poses and causal actions of spirits or gods. We live
seems to have arisen in all early human societies, or now in a scientific niche that has transformed our
that all societies have invested in explanations in lives and our world, but our minds can be made to
terms of spirit-like agents.128 Although we needed to accommodate science only through explicit teaching
understand physical causes of physical effects (the that most still find difficult. We are not yet a species
wind blew this hut down, lightning caused that hut of science-craving minds.
to burn), a deeper level of explanation (why this hut
now?) appeared to be offered by unseen agents, by,
say, the animosity of witches or demons.129 The first-
CONCLUSION
pass physical explanations allowed people to cope
with the physical world; a secondary level allayed In On the Origin of Stories, I argued that fictional
anxiety about deeper unknowns. storytelling is itself a human adaptation, not just a
Because we are still fascinated by the bound- byproduct of features the human genome was adapt-
aries between life and death, living and nonliving, ively designed for.75 Now I see that the very opposi-
human and animal, even modern secular stories tion of adaptation and byproduct reflects an overly
swarm with werewolves, vampires, zombies, and gene- and individual-centered view of evolution.
superheroes. In traditional stories, too, minimally Narrative arose from an adaptive predisposition
counter-intuitive agents—unseen spirits, witches, for sociality, social monitoring, and information-
gods and demigods—catch and hold attention.129,130 sharing in our hominin forebears that found much
Religious myth emerges from the stories that seem to richer expression after the invention of language. Lan-
offer the most compelling and memorable explana- guage too arose from an adaptive predisposition for
tions. In suggesting ways to control uncertainty by intense intraspecific communication, but was an
earning the favor or appeasing the hostility of unseen invention that then impacted in complex ways on
forces, they help ensure cooperation and group human development, individual and social behavior,
cohesion,131 even in hunter-gatherer societies that cognition and emotion (including our craving for lan-
recognize, in Gray’s words, that ‘religious stories, guage), and presumably our genes, by means of the
while in some ways special and even sacred, are in genetic assimilation explained first by Waddington5
the end just stories’ (p. 500).52,77 The cultural selec- and the assimilate-stretch dynamic described by
tion of religious stories with moralizing high gods, Jablonka and Lamb.7,8 It allowed us to instruct one
with their even stronger effects on cooperation, even- another’s imaginations, even toward experiences
tually allows the emergence or consolidation of where interlocutors had not been copresent.
large-scale societies.128,132,133 Once fueled by language, narrative impacted
Because we have developed and evolved in the our development, our individual and social behavior,
language niche, we have language-craving minds. cognition, and emotion (our craving for narrative,
Because we have evolved in the narrative and the fic- for living our lives enriched by detailed indirect
tion niches, we have story-craving minds. Because we knowledge of many other lives), and presumably our
have evolved in the religious niche, we have religion- genes. It made us more dependent on learning from
craving minds: even children brought up in the mod- experiences not our own.
ern secular West pass through a phase of fascination Fiction in turn arose from our particularly
with fairies, witches, and Santa Claus as a counter- strong hominin and human predisposition for play,
intuitive monitor of children’s deeds and rewarder of itself adaptive for our social existence, as a learning,
their virtues. a bonding, and a corrective mechanism. Play quickly
The fertility of the imagination fostered by lan- coupled with the possibility of verbal narrative
guage and narrative gave rise to a hundred thousand (although it would surely already have found imper-
religions. But since at least Xenophanes that very fect expression in earlier mimetic protonarrative) and
proliferation of supposedly ultimate causal explana- also affected our development, especially our com-
tions has also made some recognize that not all the pulsion for pretend play, our individual and social
competing accounts could be correct, and perhaps behavior, cognition and emotion (our craving for
not any. After the first push toward naturalism from stories of unreal as well as real lives), and

12 of 16 © 2017 The Author. WIREs Cognitive Science published by Wiley Periodicals, Inc. Volume 9, January/February 2018
WIREs Cognitive Science The evolution of stories

presumably our genes. To adapt Dor’s dictum, first agency, helped give rise to a disposition toward subsur-
we invented stories, then they changed us. face explanations that both delayed science and ulti-
Our predisposition to invent stories, especially mately enabled it. Science has not yet become an
stories that highlight agents as causes of events, fed in adaptive predisposition, although this latest niche we
time into myth and religion, which in turn became an have constructed has begun to have the strongest effects
adaptive predisposition that did much to intensify of all. But the effects of science depend on our sociality,
within-group cooperation. Our natural bias toward our dispositions for language, for narrative, for fiction,
agents as primary causes, and toward over-reading for imagination, and for knowing the whole story.

REFERENCES
1. de Waal FBM. Are We Smart Enough to Know How use a cognitive map. Proc Natl Acad Sci USA 2014,
Smart Animals Are? Kindle ed. London: Granta; 2016. 111:8949–8954.
2. Dor D. The Instruction of Imagination: Language as a 14. Fischer J. Monkeytalk: Inside the Worlds and Minds of
Social Communication Technology. Oxford: Oxford Primates. Kindle ed. Translated by Frederick B. Henry
University Press; 2015. Jr. Chicago, IL: University of Chicago Press; 2017.
3. Dor D. From experience to imagination: language and 15. Yerkes RM. The Mental Life of Monkeys and Apes: A
its evolution as a social communication technology. Study of Ideational Behavior. Ann Arbor, MI: Univer-
J Neurol 2016. https://doi.org/10.1016/j.jneuroling. sity of Michigan; 1916.
2016.10.003.
16. Köhler W. The Mentality of Apes. London: Routledge
4. Graham KL, Burghardt GM. Current perspectives on and Kegan Paul; 1951 (1921).
the biological study of play: signs of progress. Q Rev
Biol 2010, 85:393–418. 17. de Waal FBM. Chimpanzee Politics: Power and Sex
among Apes. Baltimore, MD: Johns Hopkins Univer-
5. Waddington CH. Epigenetics and evolution. In: sity Press; 1982/1998.
Brown R, Danielli JF, eds. Evolution (SEB Symposium
VII). Cambridge: Cambridge University Press; 1953, 18. Goodall J. The Chimpanzees of Gombe: Patterns of
186–199. Behavior. Cambridge, MA: Belknap Press of Harvard
University Press; 1986.
6. West-Eberhard MJ. Developmental Plasticity and Evo-
lution. Oxford: Oxford University Press; 2003. 19. Premack D, Premack AJ. Levels of causal understand-
ing in chimpanzees and children. Cognition 1994,
7. Jablonka E, Lamb M. Evolution in Four Dimensions.
50:347–362.
Cambridge, MA: MIT Press; 2005.
20. Gibson KR. Language or protolanguage? A review of
8. Dor D, Jablonka E. Why we need to move from gene-
the ape language literature. In: Tallerman M,
culture co-evolution to culturally-driven co-evolution.
Gibson KR, eds. The Oxford Handbook of Language
In: Dor D, Knight C, Lewis J, eds. The Social Origins
Evolution. Oxford: Oxford University Press;
of Language. Oxford: Oxford University Press;
2012, 46–58.
2014, 15–30.
9. Heyes C. New thinking: the evolution of human cogni- 21. Kaminski J, Call J, Tomasello M. Chimpanzees know
tion. Philos Trans R Soc Lond B Biol Sci 2012, what others know, but not what they believe. Cogni-
367:2091–2096. tion 2008, 109:224–234.

10. Hutto D. Folk Psychological Narratives: The Sociocul- 22. Hall K et al. Using cross correlations to investigate
tural Basis of Understanding Reasons. Cambridge, how chimpanzees use conspecific gaze cues to extract
MA: MIT Press; 2008. and exploit information in a foraging competition.
Am J Primatol 2014, 76:932–941.
11. Donald M. Origins of the Modern Mind: Three Stages
in the Evolution of Culture and Cognition. Cambridge, 23. Corballis MC. Mindwandering: What the Brain Does
MA: Harvard University Press; 1991. When You’re not Looking. Kindle ed. Auckland:
Auckland University Press; 2014.
12. Donald M. The slow process: a hypothetical cognitive
adaptation for distributed cognitive networks. 24. Suddendorf T, Corballis MC. Mental time travel and
J Physiol 2007, 101:214–222. the evolution of the human mind. Genet Soc Gen Psy-
chol Monogr 1997, 123:133–167.
13. Cheeseman JF, Miller CD, Greggers U, Lehmann K,
Pawley MDM, Gallistel CR, Warman GR, Menzel R. 25. Crystal JD. Episodic-like memory in animals. Behav
Way-finding in displaced clock-shifted bees proves bees Brain Res 2010, 215:235–243.

Volume 9, January/February 2018 © 2017 The Author. WIREs Cognitive Science published by Wiley Periodicals, Inc. 13 of 16
Advanced Review wires.wiley.com/cogsci

26. Clayton NS, Bussey TJ, Dickinson A. Can animals 44. Thieme H. Lower palaeolithic hunting spears from
recall the past and plan for the future? Nat Rev Neu- Germany. Nature 1997, 385:807–810.
rosci 2003, 4:685–691. 45. Sterelny K. The Evolved Apprentice: How Evolution
27. Martin-Ordas G, Berntsen D, Call J. Memory for dis- Made Humans Unique. Cambridge, MA: MIT
tant past events in chimpanzees and orangutans. Curr Press; 2012.
Biol 2013, 23:1438–1441. 46. Liszkowski U, Carpenter M, Striano T, Tomasello M.
28. Osvath M. Spontaneous planning for future stonethrow- 12- and 18-Month-olds point to provide information
ing by a male chimpanzee. Curr Biol 2009, 19:190–191. for others. J Cogn Dev 2006, 7:173–187.
29. Klein SB. The complex act of projecting oneself into 47. Call J, Tomasello M. Production and comprehension
the future. WIREs Cogn Sci 2013, 4:63–79. https:// of referential pointing by orangutans (Pongo pyg-
doi.org/10.1002/wcs.l210. maeus). J Comp Psychol 1994, 108:307–317.
30. Hare B, Call J, Tomasello M. Do chimpanzees know 48. Tomasello M, Carpenter M, Lizskowski U. A new
what conspecifics know? Anim Behav 2001, look at infant pointing. Child Dev 2007, 78:705–722.
61:139–151. 49. Dediu D, Levinson SC. On the antiquity of language:
31. Kuroshima H et al. A capuchin monkey recognizes the reinterpretation of Neandertal linguistic capacities
when people do and do not know the location of food. and its consequences. Front Psychol 2013, 397:1–17.
Anim Cogn 2003, 6:283–291. 50. Corballis MC. From mouth to hand: gesture, speech,
32. Overduin-de Vries AM, Spruijt BM, Sterck EHM. and the evolution of right-handedness. Behav Brain Sci
Long-tailed macaques (Macaca fascicularis) understand 2003, 26:199–208.
what conspecifics can see in a competitive situation.
51. Lewis J. BaYaka Pygmy multi-modal and mimetic
Anim Cogn 2013, 17:77–84.
communication traditions. In: Dor D, Knight C,
33. Bugnyar T, Heinrich B. Ravens, Corvus corax, differen- Lewis J, eds. The Social Origins of Language. Oxford:
tiate between knowledgeable and ignorant competitors. Oxford University Press; 2014, 77–91.
Proc R Soc Lond B Biol Sci 2005, 272:1641–1646.
52. Gray P. Play as a foundation for hunter-gatherer social
34. Rendall D, Rodman PS, Emond RE. Vocal recognition existence. Am J Play 2009, 1:476–522.
of individuals and kin in free-ranging rhesus monkeys.
53. Collins C. Paleopoetics: The Evolution of the Preliter-
Anim Behav 1996, 51:1007–1015.
ate Imagination. New York: Columbia University
35. Crockford C, Wittig R, Mundry R, Zuberbühler K. Press; 2013.
Wild chimpanzees inform ignorant group members of
54. Corballis MC. The evolution of language. Ann N Y
danger. Curr Biol 2012, 22:142–146.
Acad Sci 2009, 1156:19–43. https://doi.org/10.1111/j.
36. Cheney DL, Seyfarth RM. Vocal recognition in free- 1749-6632.2009.04423.x.
ranging vervet monkeys. Anim Behav 1980,
55. Corballis MC. The Recursive Mind: The Origins of
28:362–367.
Human Language. Princeton, NJ: Princeton University
37. Roberts AI, Vick SJ, Roberts SGB, Menzel CR. Chim- Press; 2011.
panzees modify intentional gestures to coordinate a
56. Hamilton WD. The genetical evolution of social beha-
search for hidden food. Nat Commun 2014, 5:3088.
viour. J Theor Biol 1964, 7:1–16.
38. Tooby J, DeVore I. The reconstruction of hominid evo-
lution through strategic modeling. In: Kinzey WG, 57. Williams GC. Adaptation and Natural Selection: A
ed. The Evolution of Human Behavior: Primate Mod- Critique of Some Current Evolutionary Thought.
els. Albany, NY: SUNY Press; 1987, 183–237. Princeton, NJ: Princeton University Press; 1966.
39. Pinker S. The cognitive niche: coevolution of intelli- 58. Dawkins R. The Selfish Gene. Oxford: Oxford Univer-
gence, sociality, and language. Proc Natl Acad Sci sity Press; 1976.
USA 2010, 107 (suppl 2):8993–8999. 59. Scalise Sugiyama M. Narrative theory and function: why
40. Henrich J. The Secret of Our Success: How Culture Is evolution matters. Philos Literature 2001, 25:233–250.
Driving Human Evolution, Domesticating Our Spe- 60. Baumeister RF, Zhang L, Vohs KD. Gossip as cultural
cies, and Making Us Smart. Princeton, NJ: Princeton learning. Rev Gen Psychol 2004, 8:111–121.
University Press; 2015. 61. Dessalles JL. Why talk? In: Dor D, Knight C, Lewis J,
41. Hrdy SB. Mothers and Others: The Evolutionary Ori- eds. The Social Origins of Language. Oxford: Oxford
gin of Moral Understanding. Cambridge, MA: Belknap University Press; 2014, 284–296.
Press of Harvard University Press; 2009. 62. Labov W, Waletzky J. Narrative analysis: oral versions
42. Wrangham RW. Catching Fire: How Cooking Made of personal experience. In: Helm J, ed. Essays On the
Us Human. New York: Basic Books; 2009. Verbal and Visual Arts. Seattle, WA: University of
43. Dunbar RIM. How conversations around campfires Washington Press; 1967, 12–44.
came to be. Proc Natl Acad Sci USA 2014, September, 63. Hunt L. Inventing Human Rights: A History.
30:14013–14014. New York: Norton; 2007.

14 of 16 © 2017 The Author. WIREs Cognitive Science published by Wiley Periodicals, Inc. Volume 9, January/February 2018
WIREs Cognitive Science The evolution of stories

64. Pinker S. The Better Angels of Our Nature: Why Vio- 82. Spreng RN, Mar RA, Kim AS. The neural basis of
lence Has Declined. New York: Viking; 2011, 168–183. autobiographical memory, prospection, navigation,
65. Scarry E. Poetry changed the world: injury and the eth- theory of mind and the default mode: a quantitative
ics of reading. Boston Rev 2012, 37. http:// meta-analysis. J Cogn Neurosci 2009, 21:489–510.
bostonreview.net/poetry-arts-culture/poetry-changed- 83. Raichle ME et al. A default mode of brain function.
world-elaine-scarry. Proc Natl Acad Sci USA 2001, 98:676–682.
66. Adrian JE, Clemente RA, Villanueva L. Parent–child 84. Summerfield JJ, Hassabis D, Maguire EA. Differential
picture-book reading, mothers’ mental state language engagement of brain regions within a ‘core’ network
and children’s theory of mind. J Child Lang 2005, during scene construction. Neuropsychologia 2010,
32:673–686. 48:1501–1509.
67. Boehm C. The origin of morality as social control. 85. Schacter DL, Addis DR, Buckner RL. The prospective
J Consciousness Stud 2000, 7:149–183. brain: remembering the past to imagine the future. Nat
68. Wu J, Balliet D, Van Lange PAM. Gossip versus pun- Rev Neurosci 2007, 8:657–661.
ishment: the efficiency of reputation to promote and 86. Schacter DL, Addis DR, Buckner RL. Episodic simula-
maintain cooperation. Nat Sci Rep 2016, 6:23919. tion of future events: concepts, data, and applications.
69. Chwe MS. Rational Ritual: Culture, Coordination, Ann N Y Acad Sci 2008, 1124:39–60.
and Common Knowledge. Princeton, NJ: Princeton 87. Hassabis D, Maguire EA. Deconstructing episodic
University Press; 2001. memory with construction. Trends Cogn Sci 2007,
70. Flesch W. Comeuppance: Costly Signaling, Altruistic 11:299–306.
Punishment, and Other Biological Components of Fic- 88. Hassabis D, Maguire EA. The construction system of
tion. Cambridge, MA: Harvard University Press; 2007. the brain. Philos Trans R Soc Lond B Biol Sci 2009,
71. Carroll J, Gottschall J, Johnson JA, Kruger DJ. Graph- 364:1263–1271.
ing Jane Austen: The Evolutionary Basis of Literary 89. Schacter DL, Addis DR. Constructive memory: the
Meaning. New York: Palgrave Macmillan; 2012. ghosts of past and future. Nature 2007, 445:27.
72. Hassabis D, Spreng RN, Rusu AA, Robbins CA, 90. Mar RA, Oatley K. The function of fiction is the
Mar RA, Schacter DL. Imagine all the people: how the abstraction and simulation of social experience. Per-
brain creates and uses personality models to predict spect Psychol Sci 2008, 3:173–192.
behavior. Cereb Cortex 2014, 24:1979–1987. 91. Mar RA. The neural basis of social cognition and story
73. Eggins S, Slade D. Analysing Casual Conversation. comprehension. Annu Rev Psychol 2011, 62:103–134.
London: Equinox; 1997. 92. Tamir DI, Bricker AB, Dodell-Feder D, Mitchell JP.
74. Miller G. The Mating Mind: How Sexual Choice Reading fiction and reading minds: the role of simula-
Shaped the Evolution of Human Nature. New York: tion in the default network. Soc Cogn Affect Neurosci
Doubleday; 2000. 2016, 11:215–224.
75. Boyd B. On the Origin of Stories: Evolution, Cogni- 93. Matravers D. Fiction and Narrative. Oxford: Oxford
tion, and Fiction. Cambridge, MA: Belknap Press of University Press; 2014.
Harvard University Press; 2009. 94. Ginsburg S, Jablonka E. Memory, imagination, and the
76. Rimé B. Le partage social des emotions. Paris: Presses evolution of modern language. In: Dor D, Knight C,
Universitaires de Paris; 2005. Lewis J, eds. The Social Origins of Language. Oxford:
Oxford University Press; 2014, 317–324.
77. Smith D, Schlaepfer P, Dyble M, Page AE,
Thompson J, Chaudhury N, Salali GD, Mace R, 95. Liberman N, Trope Y. The psychology of transcending
Vinicius L, Migliano AB. The power of a good story: the here and now. Science 2008, 322:1201–1205.
storytelling and the evolution of hunter-gatherer coop- 96. Liberman N, Trope Y, Stephan E. Psychological
eration. Under review. distance. In: Kruglanski AW, Higgins ET, eds. Social
78. Schacter DL. Adaptive constructive processes and the Psychology: Handbook of Basic Principles 2nd ed.
future of memory. Am Psychol 2012, 67:603–613. New York and London: Guilford; 2007, 353–383.
79. Buckner RL, Carroll DC. Self-projection and the brain. 97. Trope Y, Liberman N. Temporal construal. Psychol
Trends Cogn Sci 2007, 11:49–57. Rev 2003, 110:401–421.
80. Schacter DL, Addis DR, Hassabis D, Martin VC, 98. Gottschall J. The Storytelling Animal: How Stories
et al. The future of memory: remembering, imagining, Make Us Human. New York: Houghton Mifflin; 2012.
and the brain. Neuron 2012, 76:677–694. 99. Hirstein W. Brain Fiction: Self-Deception and the riddle
81. Spreng RN, Grady CL. Patterns of brain activity sup- of Confabulation. Cambridge, MA: MIT Press; 2006.
porting autobiographical memory, prospection, and 100. Dor D. The role of the lie in the evolution of human
theory-of-mind and their relationship to the default language. Lang Sci 2017. https://doi.org/10.1016/j.
mode network. J Cogn Neurosci 2010, 22:1112–1123. lansci.2017.01.001.

Volume 9, January/February 2018 © 2017 The Author. WIREs Cognitive Science published by Wiley Periodicals, Inc. 15 of 16
Advanced Review wires.wiley.com/cogsci

101. Bateson P. The role of play in the evolution of great nonfiction, divergent associations with social ability,
apes and humans. In: Pellegrini AD, Smith PK, eds. and the simulation of fictional social worlds. J Res
The Nature of Play: Great Apes and Humans. Personal 2006, 40:694–712.
New York: Guilford; 2005, 13–24. 118. Mar RA, Oatley K, Peterson JB. Exploring the link
102. Pellegrini AD, Dupuis D, Smith PK. Play in evolution between reading fiction and empathy: ruling out indi-
and development. Dev Rev 2007, 27:261–276. vidual differences and examining outcomes. Commu-
103. Liu X, Somel M, Tang L, et al. Extension of cortical nications 2009, 34:407–428.
synaptic development distinguishes humans from 119. Bal PM, Veltkamp M. How does fiction reading influ-
chimpanzees and macaques. Genome Res 2012, ence empathy? An experimental investigation on the
22:611–622. role of emotional transportation. PLoS One 2013, 8:
104. Lewis J. As well as words: congo pygmy hunting, mim- e55341.
icry, and play. In: Botha R, Knight C, eds. The Cradle 120. Kidd DC, Castano E. Reading literary fiction improves
of Language: Studies in the Evolution of Language. theory of mind. Science 2013, 342:377–380. https://
Oxford: Oxford University Press; 2009, 236–256. doi.org/10.1126/science.1239918.
105. Wyman E. Language and collective fiction: from chil-
121. Panero ME, Weisberg DS, Black J, Goldstein TR,
dren’s pretence to social institutions. In: Dor D,
et al. Does reading a single passage of literary fiction
Knight C, Lewis J, eds. The Social Origins of Lan-
really improve theory of mind? An attempt at replica-
guage. Oxford: Oxford University Press; 2014,
tion. J Person Soc Psychol 2016, 111:e46–e54.
171–183.
106. Lyn H, Greenfield P, Rumbaugh S. The development 122. Djikic M, Oatley K, Zoeterman S, Peterson JB. On
of representational play in chimpanzees and bonobos: being moved by art: how reading fiction transforms
evolutionary implications, pretense, and the role of the self. Creat Res J 2009, 21:24–29.
interspecies communication. Cogn Dev 2006, 123. Barham LS. Systematic pigment use in the Middle
21:199–213. Pleistocene of south-central Africa. Curr Anthropol
107. Bateson G. A theory of play and fantasy. In: 2002, 43:181–190.
Bateson G, ed. Steps to an Ecology of Mind. 124. Barrett JL. Anthropomorphism, Intentional Agents,
New York: Chandler; 1972, 177–193. and Conceptualizing God. Ithaca, NY: Cornell Uni-
108. Nielsen HS, Phelan J, Walsh R. Ten theses about fic- versity Press; 1996.
tionality. Narrative 2015, 23:61–73. 125. Barrett JL. Why Would Anyone Believe in God? Alta-
109. Dunbar R, Gowlett J. Fireside chat: the impact of fire mira: Lanham, MD; 2004.
on hominin socioecology. In: Dunbar R, Gamble C, 126. Bloom P. Descartes’ Baby: How the Science of Child
Gowlett J, eds. Lucy to Language: The Benchmark Development Explains What Makes Us Human.
Papers. Oxford: Oxford University Press; 2014, New York: Basic Books; 2004.
277–296.
127. Slingerland E. What Science Has to Offer the Huma-
110. Wiessner PW. Embers of society: firelight talk among
nities. Cambridge: Cambridge University Press; 2008.
the Ju/’hoansi Bushmen. Proc Natl Acad Sci USA
2014, 111:14027–14035. 128. Peoples HC, Duda P, Marlowe FW. Hunter-gatherers
111. Carroll N. A Philosophy of Mass Art. Oxford: Clar- and the origins of religion. Hum Nat 2016,
endon; 1998. 27:261–282.
112. Zunshine L. Why We Read Fiction: Theory of Mind 129. Boyer P. Religion Explained: The Evolutionary Origins
and the Novel. Columbus, OH: Ohio State University of Religious Thought. New York: Basic Books; 2001.
Press; 2006. 130. Atran S. In Gods We Trust: The Evolutionary Land-
113. Boyd B. Fiction and theory of mind. Philos Literature scape of Religion. New York: Oxford University
2006, 30:571–581. Press; 2002.
114. Peskin J, Astington JW. The effects of adding meta- 131. Wilson DS. Darwin’s Cathedral: Evolution, Religion,
cognitive language to story texts. Cogn Dev 2004, and the Nature of Society. Chicago, IL: University of
19:253–273. Chicago Press; 2002.
115. Aram D, Aviram S. Mothers’ storybook reading and 132. Purzycki BG, Apicella C, Atkinson QD, Cohen E,
kindergartners’ socioemotional and literacy develop- et al. Moralistic gods, supernatural punishment and
ment. Read Psychol 2009, 30:175–194. the expansion of human sociality. Nature 2016,
116. Mar RA, Tackett JL, Moore C. Exposure to media 530:327–330.
and theory-of-mind development in preschoolers. 133. Watts J, Greenhill S, Atkinson QD, Currie TE,
Cogn Dev 2010, 25:69–78. et al. Broad supernatural punishment but not gods
117. Mar RA, Oatley K, Hirsh J, dela Paz J, Peterson JB. precede the evolution of political complexity in Aus-
Bookworms versus nerds: exposure to fiction versus tronesia. Proc R Soc B 2015, 282:20142556.

16 of 16 © 2017 The Author. WIREs Cognitive Science published by Wiley Periodicals, Inc. Volume 9, January/February 2018

You might also like